LCO \\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155-R01- HB.docx 1 of 18 General Assembly Substitute Bill No. 7155 January Session, 2019 AN ACT CONCERNING CO NSUMER PROTECTIONS F OR CUSTOMERS OF ELECTRI C SUPPLIERS. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Subsection (a) of section 16-1 of the general statutes is 1 repealed and the following is substituted in lieu thereof (Effective from 2 passage): 3 (a) Terms used in this title and in chapters 244, 244a, 244b, 245, 245a 4 and 245b shall be construed as follows, unless another meaning is 5 expressed or is clearly apparent from the language or context: 6 (1) "Authority" means the Public Utilities Regulatory Authority and 7 "department" means the Department of Energy and Environmental 8 Protection; 9 (2) "Utility commissioner" means a member of the Public Utilities 10 Regulatory Authority; 11 (3) "Public service company" includes electric distribution, gas, 12 telephone, pipeline, sewage, water and community antenna television 13 companies and holders of a certificate of cable franchise authority, 14 owning, leasing, maintaining, operating, managing or controlling 15 plants or parts of plants or equipment, but shall not include towns, 16 cities, boroughs, any municipal corporation or department thereof, 17 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 2 of 18 whether separately incorporated or not, a private power producer, as 18 defined in section 16-243b, or an exempt wholesale generator, as 19 defined in 15 USC 79z-5a; 20 (4) "Plant" includes all real estate, buildings, tracks, pipes, mains, 21 poles, wires and other fixed or stationary construction and equipment, 22 wherever located, used in the conduct of the business of the company; 23 (5) "Gas company" includes every person owning, leasing, 24 maintaining, operating, managing or controlling mains, pipes or other 25 fixtures, in public highways or streets, for the transmission or 26 distribution of gas for sale for heat or power within this state, or 27 engaged in the manufacture of gas to be so transmitted or distributed 28 for such purpose, but shall not include (A) a person manufacturing gas 29 through the use of a biomass gasification plant provided such person 30 does not own, lease, maintain, operate, manage or control mains, pipes 31 or other fixtures in public highways or streets, (B) a municipal gas 32 utility established under chapter 101 or any other gas utility owned, 33 leased, maintained, operated, managed or controlled by any unit of 34 local government under any general statute or any public or special 35 act, or (C) an entity approved to submeter pursuant to section 16-19ff; 36 (6) "Water company" includes every person owning, leasing, 37 maintaining, operating, managing or controlling any pond, lake, 38 reservoir, stream, well or distributing plant or system employed for 39 the purpose of supplying water to fifty or more consumers. A water 40 company does not include homeowners, condominium associations 41 providing water only to their members, homeowners associations 42 providing water to customers at least eighty per cent of whom are 43 members of such associations, a municipal waterworks system 44 established under chapter 102, a district, metropolitan district, 45 municipal district or special services district established under chapter 46 105, chapter 105a or any other general statute or any public or special 47 act which is authorized to supply water, or any other waterworks 48 system owned, leased, maintained, operated, managed or controlled 49 by any unit of local government under any general statute or any 50 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 3 of 18 public or special act; 51 (7) "Consumer" means any private dwelling, boardinghouse, 52 apartment, store, office building, institution, mechanical or 53 manufacturing establishment or other place of business or industry to 54 which water is supplied by a water company; 55 (8) "Sewage company" includes every person owning, leasing, 56 maintaining, operating, managing or controlling, for general use in any 57 town, city or borough, or portion thereof, in this state, sewage disposal 58 facilities which discharge treated effluent into any waterway of this 59 state; 60 (9) "Pipeline company" includes every person owning, leasing, 61 maintaining, operating, managing or controlling mains, pipes or other 62 fixtures through, over, across or under any public land, water, 63 parkways, highways, parks or public grounds for the transportation, 64 transmission or distribution of petroleum products for hire within this 65 state; 66 (10) "Community antenna television company" includes every 67 person owning, leasing, maintaining, operating, managing or 68 controlling a community antenna television system, in, under or over 69 any public street or highway, for the purpose of providing community 70 antenna television service for hire and shall include any municipality 71 which owns or operates one or more plants for the manufacture or 72 distribution of electricity pursuant to section 7-213 or any special act 73 and seeks to obtain or obtains a certificate of public convenience and 74 necessity to construct or operate a community antenna television 75 system pursuant to section 16-331 or a certificate of cable franchise 76 authority pursuant to section 16-331q. "Community antenna television 77 company" does not include a certified competitive video service 78 provider; 79 (11) "Community antenna television service" means (A) the one-way 80 transmission to subscribers of video programming or information that 81 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 4 of 18 a community antenna television company makes available to all 82 subscribers generally, and subscriber interaction, if any, which is 83 required for the selection of such video programming or information, 84 and (B) noncable communications service. "Community antenna 85 television service" does not include video service provided by a 86 certified competitive video service provider; 87 (12) "Community antenna television system" means a facility, 88 consisting of a set of closed transmission paths and associated signal 89 generation, reception and control equipment that is designed to 90 provide community antenna television service which includes video 91 programming and which is provided in, under or over any public 92 street or highway, for hire, to multiple subscribers within a franchise, 93 but such term does not include (A) a facility that serves only to 94 retransmit the television signals of one or more television broadcast 95 stations; (B) a facility that serves only subscribers in one or more 96 multiple unit dwellings under common ownership, control or 97 management, unless such facility is located in, under or over a public 98 street or highway; (C) a facility of a common carrier which is subject, in 99 whole or in part, to the provisions of Subchapter II of Chapter 5 of the 100 Communications Act of 1934, 47 USC 201 et seq., as amended, except 101 that such facility shall be considered a community antenna television 102 system and the carrier shall be considered a public service company to 103 the extent such facility is used in the transmission of video 104 programming directly to subscribers; or (D) a facility of an electric 105 distribution company which is used solely for operating its electric 106 distribution company systems. "Community antenna television 107 system" does not include a facility used by a certified competitive 108 video service provider to provide video service; 109 (13) "Video programming" means programming provided by, or 110 generally considered comparable to programming provided by, a 111 television broadcast station; 112 (14) "Noncable communications service" means any 113 telecommunications service, as defined in section 16-247a, and which is 114 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 5 of 18 not included in the definition of "cable service" in the Communications 115 Act of 1934, 47 USC 522, as amended. Nothing in this definition shall 116 be construed to affect service which is both authorized and preempted 117 pursuant to federal law; 118 (15) "Cogeneration technology" means the use for the generation of 119 electricity of exhaust steam, waste steam, heat or resultant energy from 120 an industrial, commercial or manufacturing plant or process, or the use 121 of exhaust steam, waste steam or heat from a thermal power plant for 122 an industrial, commercial or manufacturing plant or process, but shall 123 not include steam or heat developed solely for electrical power 124 generation; 125 (16) "Renewable fuel resources" means energy sources described in 126 subdivisions (20) and (21) of this subsection; 127 (17) "Telephone company" means a telecommunications company 128 that provides one or more noncompetitive or emerging competitive 129 services, as defined in section 16-247a; 130 (18) "Domestic telephone company" includes any telephone 131 company which has been chartered by or organized or constituted 132 within or under the laws of this state; 133 (19) "Telecommunications company" means a person that provides 134 telecommunications service, as defined in section 16-247a, within the 135 state, but shall not mean a person that provides only (A) private 136 telecommunications service, as defined in section 16-247a, (B) the one-137 way transmission of video programming or other programming 138 services to subscribers, (C) subscriber interaction, if any, which is 139 required for the selection of such video programming or other 140 programming services, (D) the two-way transmission of educational or 141 instructional programming to a public or private elementary or 142 secondary school, or a public or independent institution of higher 143 education, as required by the authority pursuant to a community 144 antenna television company franchise agreement, or provided 145 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 6 of 18 pursuant to a contract with such a school or institution which contract 146 has been filed with the authority, or (E) a combination of the services 147 set forth in subparagraphs (B) to (D), inclusive, of this subdivision; 148 (20) "Class I renewable energy source" means (A) electricity derived 149 from (i) solar power, (ii) wind power, (iii) a fuel cell, (iv) geothermal, 150 (v) landfill methane gas, anaerobic digestion or other biogas derived 151 from biological sources, (vi) thermal electric direct energy conversion 152 from a certified Class I renewable energy source, (vii) ocean thermal 153 power, (viii) wave or tidal power, (ix) low emission advanced 154 renewable energy conversion technologies, including, but not limited 155 to, zero emission low grade heat power generation systems based on 156 organic oil free rankine, kalina or other similar nonsteam cycles that 157 use waste heat from an industrial or commercial process that does not 158 generate electricity, (x) (I) a run-of-the-river hydropower facility that 159 began operation after July 1, 2003, and has a generating capacity of not 160 more than thirty megawatts, or (II) a run-of-the-river hydropower 161 facility that received a new license after January 1, 2018, under the 162 Federal Energy Regulatory Commission rules pursuant to 18 CFR 16, 163 as amended from time to time, and provided a facility that applies for 164 certification under this clause after January 1, 2013, shall not be based 165 on a new dam or a dam identified by the commissioner as a candidate 166 for removal, and shall meet applicable state and federal requirements, 167 including applicable site-specific standards for water quality and fish 168 passage, or (xi) a biomass facility that uses sustainable biomass fuel 169 and has an average emission rate of equal to or less than .075 pounds 170 of nitrogen oxides per million BTU of heat input for the previous 171 calendar quarter, except that energy derived from a biomass facility 172 with a capacity of less than five hundred kilowatts that began 173 construction before July 1, 2003, may be considered a Class I renewable 174 energy source, or (B) any electrical generation, including distributed 175 generation, generated from a Class I renewable energy source, 176 provided, on and after January 1, 2014, any megawatt hours of 177 electricity from a renewable energy source described under this 178 subparagraph that are claimed or counted by a load-serving entity, 179 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 7 of 18 province or state toward compliance with renewable portfolio 180 standards or renewable energy policy goals in another province or 181 state, other than the state of Connecticut, shall not be eligible for 182 compliance with the renewable portfolio standards established 183 pursuant to section 16-245a; 184 (21) "Class II renewable energy source" means electricity derived 185 from a trash-to-energy facility that has obtained a permit pursuant to 186 section 22a-208a and section 22a-174-33 of the regulations of 187 Connecticut state agencies; 188 (22) "Electric distribution services" means the owning, leasing, 189 maintaining, operating, managing or controlling of poles, wires, 190 conduits or other fixtures along public highways or streets for the 191 distribution of electricity, or electric distribution-related services; 192 (23) "Electric distribution company" or "distribution company" 193 means any person providing electric transmission or distribution 194 services within the state, but does not include: (A) A private power 195 producer, as defined in section 16-243b; (B) a municipal electric utility 196 established under chapter 101, other than a participating municipal 197 electric utility; (C) a municipal electric energy cooperative established 198 under chapter 101a; (D) an electric cooperative established under 199 chapter 597; (E) any other electric utility owned, leased, maintained, 200 operated, managed or controlled by any unit of local government 201 under any general statute or special act; (F) an electric supplier; (G) an 202 entity approved to submeter pursuant to section 16-19ff; or (H) a 203 municipality, state or federal governmental entity authorized to 204 distribute electricity across a public highway or street pursuant to 205 section 16-243aa; 206 (24) "Electric supplier" means any person, including an electric 207 aggregator or participating municipal electric utility that is licensed by 208 the Public Utilities Regulatory Authority in accordance with section 209 16-245, as amended by this act, that provides electric generation 210 services to end use customers in the state using the transmission or 211 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 8 of 18 distribution facilities of an electric distribution company, regardless of 212 whether or not such person takes title to such generation services, but 213 does not include: (A) A municipal electric utility established under 214 chapter 101, other than a participating municipal electric utility; (B) a 215 municipal electric energy cooperative established under chapter 101a; 216 (C) an electric cooperative established under chapter 597; or (D) any 217 other electric utility owned, leased, maintained, operated, managed or 218 controlled by any unit of local government under any general statute 219 or special act; 220 (25) "Electric aggregator" means (A) a person, municipality or 221 regional water authority that gathers together electric customers for 222 the purpose of negotiating the purchase of electric generation services 223 from an electric supplier, or (B) the Materials Innovation and Recycling 224 Authority, if it gathers together electric customers for the purpose of 225 negotiating the purchase of electric generation services from an electric 226 supplier, provided such person, municipality or authority is not 227 engaged in the purchase or resale of electric generation services, and 228 provided further such customers contract for electric generation 229 services directly with an electric supplier, and may include an electric 230 cooperative established pursuant to chapter 597; 231 (26) "Electric generation services" means electric energy, electric 232 capacity or generation-related services; 233 (27) "Electric transmission services" means electric transmission or 234 transmission-related services; 235 (28) "Generation entity or affiliate" means a corporate affiliate or a 236 separate division of an electric distribution company that provides 237 electric generation services; 238 (29) "Participating municipal electric utility" means a municipal 239 electric utility established under chapter 101 or any other electric 240 utility owned, leased, maintained, operated, managed or controlled by 241 any unit of local government under any general statute or any public 242 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 9 of 18 or special act, that is authorized by the authority in accordance with 243 section 16-245c to provide electric generation services to end use 244 customers outside its service area, as defined in section 16-245c; 245 (30) "Person" means an individual, business, firm, corporation, 246 association, joint stock association, trust, partnership or limited 247 liability company; 248 (31) "Regional independent system operator" means the "ISO - New 249 England, Inc.", or its successor organization as approved by the 250 Federal Energy Regulatory Commission; 251 (32) "Certified telecommunications provider" means a person 252 certified by the authority to provide intrastate telecommunications 253 services, as defined in section 16-247a, pursuant to sections 16-247f to 254 16-247h, inclusive; 255 (33) "Gas registrant" means a person registered to sell natural gas 256 pursuant to section 16-258a; 257 (34) "Customer-side distributed resources" means (A) the generation 258 of electricity from a unit with a rating of not more than sixty-five 259 megawatts on the premises of a retail end user within the transmission 260 and distribution system including, but not limited to, fuel cells, 261 photovoltaic systems or small wind turbines, or (B) a reduction in the 262 demand for electricity on the premises of a retail end user in the 263 distribution system through methods of conservation and load 264 management, including, but not limited to, peak reduction systems 265 and demand response systems; 266 (35) "Federally mandated congestion charges" means any cost 267 approved by the Federal Energy Regulatory Commission as part of 268 New England Standard Market Design including, but not limited to, 269 locational marginal pricing, locational installed capacity payments, any 270 cost approved by the Public Utilities Regulatory Authority to reduce 271 federally mandated congestion charges in accordance with section 7-272 233y, this section, sections 16-32f, 16-50i, 16-50k, 16-50x, 16-243i to 16-273 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 10 of 18 243q, inclusive, 16-244c, 16-245m, 16-245n and 16-245z, section 21 of 274 public act 05-1 of the June special session, subsection (f) of section 16a-275 3j and reliability must run contracts; 276 (36) "Combined heat and power system" means a system that 277 produces, from a single source, both electric power and thermal energy 278 used in any process that results in an aggregate reduction in electricity 279 use; 280 (37) "Grid-side distributed resources" means the generation of 281 electricity from a unit with a rating of not more than sixty-five 282 megawatts that is connected to the transmission or distribution system, 283 which units may include, but are not limited to, units used primarily to 284 generate electricity to meet peak demand; 285 (38) "Class III source" means the electricity output from combined 286 heat and power systems with an operating efficiency level of no less 287 than fifty per cent that are part of customer-side distributed resources 288 developed at commercial and industrial facilities in this state on or 289 after January 1, 2006, a waste heat recovery system installed on or after 290 April 1, 2007, that produces electrical or thermal energy by capturing 291 preexisting waste heat or pressure from industrial or commercial 292 processes, or the electricity savings created in this state from 293 conservation and load management programs begun on or after 294 January 1, 2006, provided on and after January 1, 2014, no such 295 programs supported by ratepayers, including programs overseen by 296 the Energy Conservation Management Board or third-party programs 297 pursuant to section 16-245m, shall be considered a Class III source, 298 except that any demand-side management project awarded a contract 299 pursuant to section 16-243m shall remain eligible as a Class III source 300 for the term of such contract; 301 (39) "Sustainable biomass fuel" means biomass that is cultivated and 302 harvested in a sustainable manner. "Sustainable biomass fuel" does not 303 mean construction and demolition waste, as defined in section 22a-304 208x, finished biomass products from sawmills, paper mills or stud 305 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 11 of 18 mills, organic refuse fuel derived separately from municipal solid 306 waste, or biomass from old growth timber stands, except where (A) 307 such biomass is used in a biomass gasification plant that received 308 funding prior to May 1, 2006, from the Clean Energy Fund established 309 pursuant to section 16-245n, or (B) the energy derived from such 310 biomass is subject to a long-term power purchase contract pursuant to 311 subdivision (2) of subsection (j) of section 16-244c entered into prior to 312 May 1, 2006; 313 (40) "Video service" means video programming services provided 314 through wireline facilities, a portion of which are located in the public 315 right-of-way, without regard to delivery technology, including Internet 316 protocol technology. "Video service" does not include any video 317 programming provided by a commercial mobile service provider, as 318 defined in 47 USC 332(d), any video programming provided as part of 319 community antenna television service in a franchise area as of October 320 1, 2007, any video programming provided as part of and via a service 321 that enables users to access content, information, electronic mail or 322 other services over the public Internet; 323 (41) "Certified competitive video service provider" means an entity 324 providing video service pursuant to a certificate of video franchise 325 authority issued by the authority in accordance with section 16-331e. 326 "Certified competitive video service provider" does not mean an entity 327 issued a certificate of public convenience and necessity in accordance 328 with section 16-331 or the affiliates, successors and assigns of such 329 entity or an entity issued a certificate of cable franchise authority in 330 accordance with section 16-331p or the affiliates, successors and 331 assignees of such entity; 332 (42) "Certificate of video franchise authority" means an 333 authorization issued by the Public Utilities Regulatory Authority 334 conferring the right to an entity or person to own, lease, maintain, 335 operate, manage or control facilities in, under or over any public 336 highway to offer video service to any subscribers in the state; 337 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 12 of 18 (43) "Certificate of cable franchise authority" means an authorization 338 issued by the Public Utilities Regulatory Authority pursuant to section 339 16-331q conferring the right to a community antenna television 340 company to own, lease, maintain, operate, manage or control a 341 community antenna television system in, under or over any public 342 highway to (A) offer community antenna television service in a 343 community antenna television company's designated franchise area, or 344 (B) use the public rights-of-way to offer video service in a designated 345 franchise area. The certificate of cable franchise authority shall be 346 issued as an alternative to a certificate of public convenience and 347 necessity pursuant to section 16-331 and shall only be available to a 348 community antenna television company under the terms specified in 349 sections 16-331q to 16-331aa, inclusive; 350 (44) "Thermal energy transportation company" means any person 351 authorized under any provision of the general statutes or special act to 352 furnish heat or air conditioning or both, by means of steam, heated or 353 chilled water or other medium, to lay and maintain mains, pipes or 354 other conduits, and to erect such other fixtures necessary or convenient 355 in and on the streets, highways and public grounds of any 356 municipality to carry steam, heated or chilled water or other medium 357 from such plant to the location to be served and to return the same; 358 (45) "The Connecticut Television Network" means the General 359 Assembly's state-wide twenty-four-hour state public affairs 360 programming service, separate and distinct from community access 361 channels; 362 (46) "Commissioner of Energy and Environmental Protection" 363 means the Commissioner of Energy and Environmental Protection 364 appointed pursuant to title 4, or the commissioner's designee; 365 (47) "Large-scale hydropower" means any hydropower facility that 366 (A) began operation on or after January 1, 2003, (B) is located in the 367 New England Power Pool Generation Information System geographic 368 eligibility area in accordance with Rule 2.3 of said system or an area 369 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 13 of 18 abutting the northern boundary of the New England Power Pool 370 Generation Information System geographic eligibility area that is not 371 interconnected with any other control area that is not a part of the New 372 England Power Pool Generation Information System geographic 373 eligibility area, (C) delivers power into such geographic eligibility area, 374 and (D) has a generating capacity of more than thirty megawatts; 375 (48) "Energy storage system" means any commercially available 376 technology that is capable of absorbing energy, storing it for a period 377 of time and thereafter dispatching the energy, and that is capable of 378 either: (A) Using mechanical, chemical or thermal processes to store 379 electricity that is generated at one time for use at a later time; (B) 380 storing thermal energy for direct use for heating or cooling at a later 381 time in a manner that avoids the need to use electricity at a later time; 382 (C) using mechanical, chemical or thermal processes to store electricity 383 generated from renewable energy sources for use at a later time; or (D) 384 using mechanical, chemical or thermal processes to capture or harness 385 waste electricity and to store such electricity generated from 386 mechanical processes for delivery at a later time; 387 (49) "Distributed energy resource" means any (A) customer-side 388 distributed resource or grid-side distributed resource that generates 389 electricity from a Class I renewable energy source or Class III source, 390 and (B) customer-side distributed resource that reduces demand for 391 electricity through conservation and load management, energy storage 392 system which is located on the customer-side of the meter or is 393 connected to the distribution system or microgrid; [and] 394 (50) "Grid-side system enhancement" means an investment in 395 distribution system infrastructure, technology and systems designed to 396 enable the deployment of distributed energy resources and allow for 397 grid management and system balancing, including, but not limited to, 398 energy storage systems, distribution system automation and controls, 399 intelligent field systems, advanced distribution system metering, and 400 communication and systems that enable two-way power flow; [.] and 401 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 14 of 18 (51) "Telesales call" means any communication using a telephonic 402 device, including, but not limited to, land telephone lines and cellular 403 telephone lines, in which the purpose of the communication is to 404 inform a customer or potential customer about a product offering, 405 engage a customer or potential customer in a conversation that may 406 result in entering into a contract for services or discuss current or 407 future contract terms with a customer or potential customer. 408 Sec. 2. Section 16-245o of the general statutes is amended by adding 409 subsection (p) as follows (Effective from passage): 410 (NEW) (p) (1) Each electric supplier shall record the entirety of all 411 telesales calls with a potential residential customer, including, but not 412 limited to, all attempted and consummated sales, and retain such 413 telesales call recordings for two years after the date such recording was 414 made. 415 (2) Each electric supplier shall record the entirety of all face-to-face 416 marketing interactions with a potential residential customer, including, 417 but not limited to, all attempted and consummated sales, and retain 418 such recordings for two years after the date such recording was made. 419 (3) Each electric supplier shall conduct criminal background checks 420 on all door-to-door marketers prior to such marketer conducting 421 marketing on behalf of the electric supplier. Each electric supplier shall 422 conduct such criminal background checks at least once each year on all 423 marketers conducting door-to-door marketing on behalf of the electric 424 supplier. 425 (4) When conducting telesales calls or face-to-face marketing, each 426 electric supplier shall begin by immediately stating: (A) The name of 427 the electric supplier conducting the call; (B) that the electric supplier is 428 not affiliated with any state program and no state program encourages 429 Connecticut residents to obtain an electric supplier; (C) that the electric 430 supplier is calling the residential customer or potential residential 431 customer to market or sell electric supply service to the residential 432 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 15 of 18 customer or potential residential customer and if the residential 433 customer or potential residential customer assents, the telesales call or 434 face-to-face marketing will result in the residential customer or 435 potential residential customer immediately entering into a contract 436 with the electric supplier; (D) that such electric supplier does not 437 represent an electric distribution company and that electric 438 distribution companies do not encourage Connecticut residents to 439 obtain an electric supplier; and (E) what the standard service rate is on 440 the date of the telesales call or face-to-face marketing and that the 441 standard service rate is fixed, not variable. 442 (5) When conducting telesales calls or face-to-face marketing, no 443 electric supplier may request the account information from a potential 444 residential customer or request that a potential residential customer 445 retrieve account information or the potential residential customer's 446 electric distribution company bill prior to the residential customer or 447 potential residential customer affirmatively assenting to contract with 448 the electric supplier for a specified rate. 449 (6) Each electric supplier shall terminate any telesales call when a 450 residential customer or potential residential customer connects with 451 the third-party verification as described in subsection (b) of section 16-452 245s of the general statutes and may not remain on the telephone line 453 while the residential customer or potential residential customer 454 participates in the third-party verification. 455 (7) Each electric supplier shall process a residential customer's 456 enrollment or reenrollment and submit such enrollment to the electric 457 distribution company within five calendar days of the residential 458 customer consenting to enroll. Enrollments processed and sent to the 459 electric distribution company after five calendar days shall be 460 considered invalid enrollments. 461 Sec. 3. Subsection (a) of section 16-41 of the general statutes is 462 repealed and the following is substituted in lieu thereof (Effective from 463 passage): 464 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 16 of 18 (a) Each (1) public service company and its officers, agents and 465 employees, (2) electric supplier or person providing electric generation 466 services without a license in violation of section 16-245, as amended by 467 this act, and its officers, agents and employees, (3) certified 468 telecommunications provider or person providing telecommunications 469 services without authorization pursuant to sections 16-247f to 16-247h, 470 inclusive, and its officers, agents and employees, (4) person, public 471 agency or public utility, as such terms are defined in section 16-345, 472 subject to the requirements of chapter 293, (5) person subject to the 473 registration requirements under section 16-258a, (6) cellular mobile 474 telephone carrier, as described in section 16-250b, (7) Connecticut 475 electric efficiency partner, as defined in section 16-243v, (8) company, 476 as defined in section 16-49, and (9) entity approved to submeter 477 pursuant to section 16-19ff shall obey, observe and comply with all 478 applicable provisions of this title and each applicable order made or 479 applicable regulations adopted by the Public Utilities Regulatory 480 Authority by virtue of this title as long as the same remains in force. 481 Any such company, electric supplier, certified telecommunications 482 provider, cellular mobile telephone carrier, Connecticut electric 483 efficiency partner, entity approved to submeter, person, any officer, 484 agent or employee thereof, public agency or public utility which the 485 authority finds has failed to obey or comply with any such provision of 486 this title, order or regulation shall be fined, ordered to pay restitution 487 to customers or ordered to pay a combination of a fine and restitution 488 by order of the authority in accordance with the penalty prescribed for 489 the violated provision of this title or, if no penalty is prescribed, not 490 more than ten thousand dollars for each offense, except that the 491 penalty shall be a fine, restitution to customers or a combination of a 492 fine and restitution of not more than forty thousand dollars for failure 493 to comply with an order of the authority made in accordance with the 494 provisions of section 16-19 or 16-247k or within thirty days of such 495 order or within any specific time period for compliance specified in 496 such order. Each distinct violation of any such provision of this title, 497 order or regulation shall be a separate offense and, in case of a 498 continued violation, each day thereof shall be deemed a separate 499 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 17 of 18 offense. Each such penalty and any interest charged pursuant to 500 subsection (g) or (h) of section 16-49 shall be excluded from operating 501 expenses for purposes of rate-making. 502 Sec. 4. Subsection (j) of section 16-245 of the general statutes is 503 repealed and the following is substituted in lieu thereof (Effective from 504 passage): 505 (j) No license may be transferred or customers assigned or 506 transferred without the prior approval of the authority. The authority 507 may assess additional licensing fees to pay the administrative costs of 508 reviewing a request for such transfer. 509 Sec. 5. Subdivision (8) of subsection (h) of section 16-245o of the 510 general statutes is repealed and the following is substituted in lieu 511 thereof (Effective from passage): 512 (8) An electric supplier shall not make a material change in the 513 terms or duration of any contract for the provision of electric 514 generation services by an electric supplier without the express consent 515 of the customer. (A) An electric supplier may renew a contract with a 516 residential customer, subject to the requirements of this subparagraph. 517 An electric supplier shall clearly inform a residential customer, in 518 writing, not less than thirty days or more than sixty days before the 519 renewal date, of the renewal terms, including a summary of any new 520 or altered terms, including, but not limited to, the current rate and the 521 new rate, and of the option not to accept the renewal offer. The 522 contract may only be renewed if the residential customer affirmatively 523 and expressly consents to the renewal by providing either a written or 524 electronic signature, provided no fee pursuant to subdivision (7) of this 525 subsection shall be charged to a residential customer who terminates 526 or cancels such renewal within the first two billing cycles of the 527 renewed contract. If the residential customer does not affirmatively 528 and expressly consent to the renewal by providing either a written or 529 electronic signature, the residential customer shall be placed on the 530 standard service provided pursuant to section 16-244c at the expiration 531 Substitute Bill No. 7155 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07155- R01-HB.docx } 18 of 18 of the residential customer's current contract with an electric supplier 532 for the provision of electric generation services. (B) Nothing in this 533 subdivision shall restrict an electric supplier from renewing a contract 534 with a customer who is not a residential customer by clearly informing 535 the customer, in writing, not less than thirty days or more than sixty 536 days before the renewal date, of the renewal terms, including a 537 summary of any new or altered terms, and of the option not to accept 538 the renewal offer, provided no fee pursuant to subdivision (7) of this 539 subsection shall be charged to a customer who terminates or cancels 540 such renewal within the first two billing cycles of the renewed 541 contract. 542 This act shall take effect as follows and shall amend the following sections: Section 1 from passage 16-1(a) Sec. 2 from passage 16-245o Sec. 3 from passage 16-41(a) Sec. 4 from passage 16-245(j) Sec. 5 from passage 16-245o(h)(8) ET Joint Favorable Subst.