Connecticut 2019 2019 Regular Session

Connecticut House Bill HB07280 Comm Sub / Bill

Filed 04/08/2019

                     
 
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General Assembly  Substitute Bill No. 7280  
January Session, 2019 
 
 
 
 
 
AN ACT CONCERNING SU PPORT FOR TRANSPORTA TION 
INFRASTRUCTURE AND T HE CREATION OF THE CONNECTICUT 
TRANSPORTATION FINAN CE AUTHORITY.  
Be it enacted by the Senate and House of Representatives in General 
Assembly convened: 
 
Section 1. (NEW) (Effective from passage) As used in this section and 1 
sections 2 to 8, inclusive, of this act: 2 
(1) "Electronic tolling system" means an electronic system for 3 
recording, monitoring, collecting and paying for tolls on the highways 4 
of this state, including, but not limited to, video toll transaction 5 
systems, transponders or other electronic transaction or payment 6 
technology or devices; 7 
(2) "Department" means the Department of Transportation; and 8 
(3) "Toll operator" means a private entity that operates an electronic 9 
tolling system pursuant to an agreement with the department and 10 
whose duties may include, but need not be limited to, collecting tolls, 11 
administrative charges and penalties. 12 
Sec. 2. (NEW) (Effective from passage) (a) (1) The Commissioner of 13 
Transportation shall (A) conduct studies and satisfy other 14 
requirements pursuant to the National Environmental Policy Act and 15 
other provisions of applicable federal law for the purposes of 16  Substitute Bill No. 7280 
 
 
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developing electronic tolling systems on the highways of this state, (B) 17 
procure a program manager and other consultants or experts as 18 
needed to assist in the development of the electronic tolling systems, 19 
and (C) prepare a tolling proposal that (i) implements electronic tolling 20 
systems on Interstate Route 84, Interstate Route 91, Interstate Route 95 21 
and portions of Connecticut Route 15, (ii) may include implementing 22 
electronic tolling systems on any other limited access highway, or 23 
portions thereof, if the commissioner determines such implementation 24 
is necessary and provides the rationale for such implementation, (iii) 25 
identifies the specific locations where the proposed tolls may be 26 
located, the toll amounts that may be charged, including the use of 27 
value pricing and discounts, if any, and the time periods for peak and 28 
off-peak travel, and (iv) estimates the capital and operating costs 29 
associated with the electronic tolling systems. 30 
(2) In developing a tolling proposal, the commissioner shall 31 
consider: (A) A phase-in for the operation of any electronic tolling 32 
system; (B) discounts, income tax credits and credits to a toll customer 33 
account for (i) persons who are residents of this state, (ii) persons with 34 
a transponder or similar device issued by the department or a toll 35 
operator, (iii) frequent users of a tolled highway, (iv) persons of low 36 
income, and (v) high-occupancy vehicles; and (C) in consultation with 37 
the Commissioner of Economic and Community Development, ways 38 
to assist small businesses impacted by the implementation of tolls. 39 
(b) (1) The commissioner shall file the tolling proposal with the 40 
clerks of the House of Representatives and the Senate. If the tolling 41 
proposal is filed when the General Assembly is in regular session, the 42 
joint standing committee of the General Assembly having cognizance 43 
of matters relating to transportation shall hold an informational 44 
hearing regarding the tolling proposal not later than ten days after 45 
such filing. If the tolling proposal is filed when the General Assembly 46 
is not in session, the joint standing committee of the General Assembly 47 
having cognizance of matters relating to transportation shall hold an 48 
informational hearing regarding the tolling proposal not later than ten 49  Substitute Bill No. 7280 
 
 
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days after the first day of the next regular session. The committee shall 50 
receive comments from members of the public during the 51 
informational hearing.  52 
(2) Not later than fifteen days after the joint standing committee of 53 
the General Assembly having cognizance of matters relating to 54 
transportation holds an informational hearing regarding the tolling 55 
proposal, the General Assembly shall vote to approve or reject the 56 
tolling proposal. The tolling proposal shall be approved in whole by a 57 
majority vote of each house or rejected by a majority vote in either 58 
house. If both houses fail to vote during such fifteen-day period, the 59 
tolling proposal shall be deemed approved by the General Assembly. 60 
Such fifteen-day period shall not expire unless the General Assembly is 61 
in regular session. If the regular session adjourns prior to such fifteenth 62 
day and the tolling proposal has not been acted upon, the tolling 63 
proposal shall be deemed filed on the first day of the next regular 64 
session.  65 
(c) If the General Assembly rejects the tolling proposal, the 66 
commissioner may revise the tolling proposal. Any such revised 67 
tolling proposal shall be submitted to the clerks of the House of 68 
Representatives and the Senate and subject to an informational hearing 69 
and approval or rejection by the General Assembly in the same manner 70 
as described in subsection (b) of this section. 71 
(d) If the tolling proposal is approved or deemed approved by the 72 
General Assembly in accordance with this section, the commissioner 73 
shall submit the tolling proposal to the Federal Highway 74 
Administration. In no event shall the commissioner submit a tolling 75 
proposal to the Federal Highway Administration unless the tolling 76 
proposal has been approved or deemed approved by the General 77 
Assembly.  78 
Sec. 3. (NEW) (Effective from passage) (a) After a tolling proposal to 79 
implement electronic tolling systems has been approved or deemed 80 
approved by the General Assembly pursuant to section 2 of this act, 81  Substitute Bill No. 7280 
 
 
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the department may construct, maintain and operate electronic tolling 82 
systems on Interstate Route 84, Interstate Route 91, Interstate Route 95 83 
and portions of Connecticut Route 15 in accordance with such 84 
proposal. The department may enter into an agreement with a toll 85 
operator to operate such systems. 86 
(b) To carry out its duties and responsibilities under this section and 87 
sections 4 to 7, inclusive, of this act, and any regulations adopted 88 
under section 8 of this act, the department may enter into tolling 89 
agreements with the Federal Highway Administration and 90 
coordination agreements, intergovernmental agreements or other 91 
implementation agreements with any other federal, state or municipal 92 
entity or agency.  93 
(c) The department may procure, retain and expend funds for 94 
technical, traffic, revenue and financial consultants, attorneys and 95 
other consultants and experts to assist in the development, 96 
implementation, maintenance and operation of electronic tolling 97 
systems.  98 
(d) The department may procure, retain and expend funds for toll 99 
operators, vendors, suppliers, designers, engineers, software 100 
designers, installers, contractors, maintenance personnel, customer 101 
service personnel and other equipment, materials, personnel and 102 
services for the development, implementation, maintenance and 103 
operation of electronic tolling systems and for the collection and 104 
enforcement of tolls.  105 
(e) The department may enter into agreements for the provision of 106 
any service specified in subsections (c) and (d) of this section, or any 107 
combination thereof, pursuant to an open, competitive process.  108 
(f) (1) The department and the Department of Motor Vehicles, either 109 
jointly or separately, may enter into reciprocal agreements with other 110 
states, jurisdictions and operators of toll facilities in other states to 111 
obtain and share any toll operator information regarding an out-of-112  Substitute Bill No. 7280 
 
 
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state registered owner of a vehicle that has used a tolled highway, 113 
including the make of the motor vehicle, the motor vehicle's number 114 
plate and the name and address of the registered owner of the motor 115 
vehicle. 116 
(2) The department and the Department of Motor Vehicles may 117 
enter into, or authorize a toll operator on behalf of the departments to 118 
enter into, reciprocal agreements with other states, jurisdictions and 119 
operators of toll facilities in other states for the efficient collection of 120 
tolls incurred by residents of states other than this state. 121 
Sec. 4. (NEW) (Effective from passage) (a) After a tolling proposal to 122 
implement electronic tolling systems has been approved or deemed 123 
approved by the General Assembly pursuant to section 2 of this act, 124 
the department may collect the amount of all tolls for transit over or 125 
use of the highways specified in such proposal.  126 
(b) Prior to commencing construction of an electronic tolling system 127 
on any highway, or portion thereof, of this state, the department shall 128 
hold at least one public informational meeting in the general vicinity of 129 
the proposed toll corridor to receive comments on the proposed toll. 130 
(c) The department shall place and maintain signs in advance of any 131 
tolled highways to notify motor vehicle operators (1) that a toll will be 132 
charged on such highway, and (2) how to pay such toll. 133 
(d) All revenues received by the department from tolls and the 134 
imposition of civil penalties associated with toll nonpayment, toll 135 
evasion or other toll-related violations shall be deposited into the 136 
Special Transportation Fund, established pursuant to section 13b-68 of 137 
the general statutes and maintained pursuant to article thirty-second of 138 
the amendments to the Constitution of the state, and shall not be 139 
commingled with other funds and revenues. Such revenues shall be 140 
expended only for the purposes and subject to the provisions of 23 141 
USC 129(a)(3), as amended from time to time. 142 
(e) Tolls shall not be subject to and shall be exempt from taxation of 143  Substitute Bill No. 7280 
 
 
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every kind by the state and by the municipalities and all other political 144 
subdivisions or special districts having taxing powers in the state. 145 
Sec. 5. (NEW) (Effective from passage) Any electronic tolling system 146 
operated by the department or a toll operator shall be interoperable 147 
with all other electronic tolling systems in this state and shall comply 148 
with all state and federal interoperability requirements and standards. 149 
Such tolling system interoperability shall extend to system technology 150 
and the transfer of funds. The Commissioners of Transportation and 151 
Motor Vehicles, in consultation with the Commissioner of 152 
Administrative Services, shall ensure the coordination and 153 
compatibility of information system technology and data of any 154 
electronic tolling system. The provisions of chapters 58 and 61 of the 155 
general statutes shall not apply to this section. 156 
Sec. 6. (NEW) (Effective from passage) (a) Except as provided in 157 
subsection (b) of this section, neither the department nor any toll 158 
operator shall sell or use any toll customer information or other data 159 
for commercial purposes unrelated to the charging, collection and 160 
enforcement of tolls, administrative fees and penalties.  161 
(b) The department may release toll customer information and other 162 
data that does not directly or indirectly identify a toll customer for 163 
research purposes authorized by the department. 164 
(c) (1) Except as required by applicable law or in connection with an 165 
administrative or court proceeding, all information that specifically 166 
identifies a toll customer and relates to a specific tolling transaction 167 
shall be destroyed not later than one year after the later of the tolling 168 
transaction or the collection of the toll, whether through normal 169 
processes or enforcement.  170 
(2) Except as required by applicable law or in connection with an 171 
administrative or court proceeding, all information relating to a toll 172 
customer account that specifically identifies a toll customer shall be 173 
destroyed not later than one year after the collection of all tolls and 174  Substitute Bill No. 7280 
 
 
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fees incurred by such toll customer, whether through normal 175 
processes, enforcement or closing of such account. 176 
(d) Toll customer information and data shall not be deemed a public 177 
record, as defined in section 1-200 of the general statutes.  178 
(e) Toll operators shall be subject to the provisions of chapter 62a of 179 
the general statutes. 180 
Sec. 7. (NEW) (Effective from passage) (a) Any person who contests 181 
the amount of a toll or an associated charge shall be afforded an 182 
opportunity for a hearing with the department in accordance with the 183 
provisions of chapter 54 of the general statutes. 184 
(b) The department, after notice and hearing, may impose a civil 185 
penalty of not more than twenty-five dollars for a first violation, not 186 
more than fifty dollars for a second violation and not more than one 187 
hundred dollars for a third or subsequent violation of a provision of 188 
the regulations adopted pursuant to section 8 of this act on any of the 189 
following persons with respect to toll nonpayment, toll evasion or 190 
related fees: (1) The operator of a motor vehicle on a tolled highway; 191 
(2) the registered owner of a motor vehicle operated on a tolled 192 
highway, if other than the operator, if such vehicle was used or 193 
operated with the express or implied permission of the registered 194 
owner at the time of the tolling transaction; (3) the lessee of a motor 195 
vehicle operated on a tolled highway, if other than the operator, if such 196 
vehicle was used or operated with the express or implied permission 197 
of the lessee at the time of the tolling transaction; and (4) the lessor of a 198 
motor vehicle operated on a tolled highway.  199 
(c) A copy of the motor vehicle rental agreement, lease, other 200 
contract document or affidavit identifying the lessee of the motor 201 
vehicle at the time of the tolling transaction shall be prima facie 202 
evidence that the person named in the rental agreement, lease, other 203 
contract document or affidavit was operating the motor vehicle at all 204 
relevant times relating to the tolling transaction. A lessor shall 205  Substitute Bill No. 7280 
 
 
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cooperate with the department or the toll operator, as the case may be, 206 
in providing the department or toll operator any requested 207 
information concerning the lessee contained in the lessor's record. 208 
(d) The Department of Motor Vehicles shall provide the Department 209 
of Transportation and any toll operator with the information necessary 210 
to collect tolls and enforce penalties for toll nonpayment, toll evasion 211 
or other toll-related violations, including, but not limited to, 212 
information regarding the registered owner of a motor vehicle that was 213 
operated on a tolled highway and the make of the motor vehicle, the 214 
motor vehicle's number plate and the name and address of the 215 
registered owner of the motor vehicle.  216 
Sec. 8. (NEW) (Effective from passage) (a) The Commissioner of 217 
Transportation shall adopt regulations, in accordance with the 218 
provisions of chapter 54 of the general statutes, to implement the 219 
provisions of sections 3 to 7, inclusive, of this act. Such regulations 220 
may include, but need not be limited to: (1) Provisions to protect and 221 
appropriately limit access to toll customer information and other data 222 
collected, received, maintained, archived, accessed and disclosed by 223 
the department, and (2) the manner in which a transponder or similar 224 
device shall be located in or on a motor vehicle entering an electronic 225 
tolling system if such system uses a transponder or similar device. 226 
(b) The Commissioner of Motor Vehicles, in consultation with the 227 
Commissioner of Transportation, shall adopt regulations, in 228 
accordance with the provisions of chapter 54 of the general statutes, to 229 
implement the provisions of sections 3 to 7, inclusive, of this act. Such 230 
regulations shall include restrictions on issuing a registration to the 231 
owner of a motor vehicle who owes tolls for transit over or use of a 232 
tolled highway or owes administrative charges or penalties for the late 233 
payment of tolls or toll evasion. 234 
Sec. 9. (NEW) (Effective from passage) (a) (1) When the Treasurer 235 
determines the resources of the Special Transportation Fund 236 
established under section 13b-69 of the general statutes exceed three 237  Substitute Bill No. 7280 
 
 
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times the estimated payments of debt service on obligations of the state 238 
incurred for transportation purposes, the Treasurer shall provide 239 
written notice to the Commissioner of Revenue Services of such 240 
determination.  241 
(2) Not later than fifteen days after the commencement of any 242 
electronic tolling systems on the highways of this state, as defined in 243 
section 1 of this act, the Commissioner of Transportation shall provide 244 
written notice to the Commissioner of Revenue Services of the date of 245 
such commencement. 246 
(b) Notwithstanding the provisions of subdivision (2) of subsection 247 
(a) of section 12-458 of the general statutes and section 12-458h of the 248 
general statutes, on July first after the first full fiscal year that follows 249 
the later of the notices required under subdivisions (1) and (2) of 250 
subsection (a) of this section, and for each of the following four fiscal 251 
years, the amount of the tax imposed by section 12-458 of the general 252 
statutes shall be decreased by one cent. The Commissioner of Revenue 253 
Services shall calculate the applicable tax rate per gallon of fuel, as 254 
defined in section 12-455a of the general statutes, that is sold or used in 255 
this state and notify each distributor, the chairpersons and ranking 256 
members of the joint standing committee of the General Assembly 257 
having cognizance of matters relating to finance, revenue and bonding 258 
and the Secretary of the Office of Policy and Management of the 259 
applicable tax rate for each such fiscal year. 260 
Sec. 10. (NEW) (Effective from passage) (a) There is hereby established 261 
and created a body politic and corporate, constituting a public 262 
instrumentality and political subdivision of the state established and 263 
created for the performance of an essential public and governmental 264 
function, to be known as the Connecticut Transportation Finance 265 
Authority. The authority shall not be construed to be a department, 266 
institution or agency of the state. 267 
(b) The powers of the authority shall be vested in and exercised by a 268 
board of directors, which shall consist of thirteen members, appointed 269  Substitute Bill No. 7280 
 
 
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as follows: Three members of the Senate, one appointed by the 270 
president pro tempore of the Senate, one appointed by the majority 271 
leader of the Senate and one appointed by the minority leader of the 272 
Senate; three members of the House of Representatives, one appointed 273 
by the speaker of the House of Representatives, one appointed by the 274 
majority leader of the House of Representatives, and one appointed by 275 
the minority leader of the House of Representatives; the 276 
Commissioners of Transportation, Economic and Community 277 
Development, Energy and Environmental Protection and Housing, or 278 
their designees; the State Treasurer, or the Treasurer's designee; and 279 
two members appointed by the Governor who shall serve for a term of 280 
four years. Members of the board who are members of the General 281 
Assembly shall serve for the terms for which they were elected. The 282 
board of directors shall select the chairperson from among the 283 
members of the board, who shall serve for a term of two years. The 284 
board of directors shall select a vice-chairperson from among its 285 
members and such other officers as it deems necessary.  286 
(c) Members of the board of directors, unless otherwise provided, 287 
may not designate a representative to perform in their absence their 288 
respective duties under this section and sections 11 and 12 of this act. 289 
Any vacancy occurring other than by expiration of term shall be filled 290 
in the same manner as the original appointment for the balance of the 291 
unexpired term. The appointing authority for any member may 292 
remove such member for inefficiency, wilful neglect of duty, 293 
misfeasance or malfeasance.  294 
(d) The chairperson shall, with the approval of the members of the 295 
board of directors, appoint an executive director of the authority who 296 
shall be an employee of the authority and paid a salary prescribed by 297 
the members. The executive director shall supervise the administrative 298 
affairs and technical activities of the authority in accordance with the 299 
directives of the board. 300 
(e) Members may engage in private employment, or in a profession 301 
or business, subject to any applicable laws, rules and regulations of the 302  Substitute Bill No. 7280 
 
 
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state regarding official ethics or conflict of interest. 303 
(f) Seven members of the board of directors of the authority, 304 
provided three such members are members of the General Assembly, 305 
shall constitute a quorum for the transaction of any business or the 306 
exercise of any power of the authority. For the transaction of any 307 
business or the exercise of any power of the authority, and except as 308 
otherwise provided in this section and sections 11 and 12 of this act, 309 
the authority may act by a majority of the members present at any 310 
meeting at which a quorum is in attendance. 311 
(g) The authority shall continue as long as it has bonds or other 312 
obligations outstanding and until its existence is terminated by law, 313 
provided no such termination shall affect any outstanding contractual 314 
obligation of the authority and the state shall succeed to the obligations 315 
of the authority under any contract. Upon the termination of the 316 
existence of the authority, all its rights and properties shall pass to and 317 
be vested in the state of Connecticut.  318 
(h) It shall not constitute a conflict of interest for a trustee, director, 319 
partner or officer of any person, firm or corporation, or any individual 320 
having a financial interest in a person, firm or corporation, to serve as a 321 
member of the board of directors of the authority, provided such 322 
trustee, director, partner, officer or individual shall comply with all 323 
applicable provisions of chapter 10 of the general statutes.  324 
Sec. 11. (NEW) (Effective from passage) (a) The purposes of the 325 
Connecticut Transportation Finance Authority shall be to: 326 
(1) Approve the state-wide transportation improvement plan, the 327 
five-year transportation capital plan for the state and the long-range 328 
transportation plan developed by the Department of Transportation 329 
after evaluating whether such plans assure the development and 330 
maintenance of an adequate, safe and efficient transportation system 331 
that meets the present and future transportation needs of the state and 332 
assessing the impact of such plans on economic development, transit-333  Substitute Bill No. 7280 
 
 
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oriented development, housing development, access to employment, 334 
the environment and the specific needs of the geographic areas of the 335 
state; 336 
(2) Establish a Connecticut Transportation Infrastructure Bank to 337 
assist in financing transportation infrastructure projects by providing 338 
loans and other financial assistance to public and private entities in 339 
order to improve transportation infrastructure in the state, including, 340 
but not limited to, the acquisition, removal, construction, equipping, 341 
reconstruction, repair, rehabilitation and improvement of, and 342 
acquisition of easements and rights-of-ways with respect to, roadways, 343 
highways, bridges, commuter and freight railways, transit and 344 
intermodal systems, airports and aeronautic facilities, ports, harbors 345 
and navigable waterways; and  346 
(3) After a tolling proposal to implement electronic tolling systems 347 
is approved or deemed approved by the General Assembly pursuant 348 
to section 2 of this act, establish and adjust, as necessary, toll rates for 349 
transit over or use of the highways, of portions thereof, so as to 350 
provide, at a minimum, funding that is sufficient to: (A) Pay costs 351 
related to tolled highways in this state, including, but not limited to, 352 
the cost of owning, maintaining, repairing, reconstructing, improving, 353 
rehabilitating, using, administering, controlling and operating such 354 
highways; (B) pay the principal of, redemption premium, if any, and 355 
interest on notes or bonds relating to tolled highways, as such 356 
principal, premium or interest become due and payable; and (C) create 357 
and maintain reserves established for any of the Department of 358 
Transportation's highway and bridge responsibilities under titles 13a 359 
and 13b of the general statutes for the operation and maintenance of 360 
tolled highways. Such sufficiency of funding may take into account the 361 
availability of funds from other sources. Prior to fixing or adjusting the 362 
amount of tolls for transit over or use of the highways, or portions 363 
thereof, the authority shall hold not less than one public hearing. 364 
(b) For such purposes, the authority is authorized and empowered 365 
to: 366  Substitute Bill No. 7280 
 
 
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(1) Have perpetual succession as a body politic and corporate and to 367 
adopt bylaws for the regulation of its affairs and the conduct of its 368 
business; 369 
(2) Adopt an official seal and alter the same at pleasure; 370 
(3) Maintain an office at such place or places as it may designate; 371 
(4) Sue and be sued in its own name, and plead and be impleaded; 372 
(5) (A) Employ such assistants, agents and other employees as may 373 
be necessary or desirable who shall be employees, as defined in 374 
subsection (b) of section 5-270 of the general statutes; (B) establish all 375 
necessary or appropriate personnel practices and policies, including 376 
those relating to hiring, promotion, compensation, retirement and 377 
collective bargaining, which shall be in accordance with chapter 68 of 378 
the general statutes, and the authority shall be an employer as defined 379 
in subsection (a) of section 5-270 of the general statutes; and (C) engage 380 
consultants, attorneys and appraisers as may be necessary or desirable 381 
to carry out its purposes in accordance with this section and sections 382 
10, 12 and 13 of this act; 383 
(6) Issue bonds, bond anticipation notes and other obligations of the 384 
authority for any of its corporate purposes, and to fund or refund the 385 
same and provide for the rights of the holders thereof, and to secure 386 
the same by pledge or revenues, notes and mortgages of others;  387 
(7) Receive and accept aid or contributions from any source of 388 
money, property, labor or other things of value, to be held, used and 389 
applied to carry out the purposes of this section and sections 10, 12 and 390 
13 of this act subject to such conditions upon which such grants and 391 
contributions may be made, including, but not limited to, gifts or 392 
grants from any department, agency or instrumentality of the United 393 
States or this state for any purpose consistent with this section and 394 
sections 10, 12 and 13 of this act; 395 
(8) Borrow money for the purpose of obtaining working capital; 396  Substitute Bill No. 7280 
 
 
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(9) Make and enter into all contracts and agreements necessary or 397 
incidental to the performance of its duties and the execution of its 398 
powers under this section and sections 10, 12 and 13 of this act, 399 
including contracts and agreements for the establishment of the 400 
Connecticut Transportation Infrastructure Bank and for the provision 401 
of professional services as the authority deems necessary, including, 402 
but not limited to, financial consultants, bond counsel, underwriters 403 
and technical specialists;  404 
(10) Acquire, lease, purchase, own, manage, hold and dispose of 405 
personal property, and lease, convey or deal in or enter into 406 
agreements with respect to such property on any terms necessary or 407 
incidental to the carrying out of these purposes; 408 
(11) Invest in, acquire, lease, purchase, own, manage, hold and 409 
dispose of real property and lease, convey or deal in or enter into 410 
agreements with respect to such property on any terms necessary or 411 
incidental to carrying out the purposes of this section and sections 10, 412 
12 and 13 of this act, provided such transactions shall not be subject to 413 
approval, review or regulation by any state agency pursuant to title 4b 414 
of the general statutes or any other provision of the general statutes;  415 
(12) Procure insurance against any liability or loss in connection 416 
with its property and other assets, in such amounts and from such 417 
insurers as it deems desirable and to procure insurance for employees; 418 
(13) Account for and audit funds of the authority and funds of any 419 
recipients of funds from the authority; 420 
(14) Establish advisory committees to assist in accomplishing its 421 
duties under this section and sections 10, 12 and 13 of this act, which 422 
may include one or more members of the board of directors and 423 
persons other than members;  424 
(15) Pursue public-private partnerships for the design, 425 
development, operation or maintenance of transportation systems, 426 
transit-oriented development and related infrastructure; and 427  Substitute Bill No. 7280 
 
 
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(16) Do all acts and things necessary or convenient to carry out the 428 
purposes of this section and sections 10, 12 and 13 of this act and the 429 
powers expressly granted by said sections. 430 
Sec. 12. (NEW) (Effective from passage) The members of the board of 431 
directors of the Connecticut Transportation Finance Authority shall 432 
adopt written procedures, in accordance with the provisions of section 433 
1-121 of the general statutes, for: (1) Adopting an annual budget and 434 
plan of operations, including a requirement of board approval before 435 
the budget or plan may take effect; (2) hiring, dismissing, promoting 436 
and compensating employees of the authority, including an 437 
affirmative action policy and a requirement of board approval before a 438 
position may be created or a vacancy filled; (3) acquiring real and 439 
personal property and personal services, including a requirement of 440 
board approval for any nonbudgeted expenditure in excess of an 441 
amount to be determined by the board; (4) contracting for financial, 442 
legal, bond underwriting and other professional services, including a 443 
requirement that the authority solicit proposals at least once every 444 
three years for each such service that it uses; (5) issuing and retiring 445 
bonds, bond anticipation notes and other obligations of the authority; 446 
(6) awarding loans, grants and other financial assistance, including 447 
eligibility criteria, the application process and the role played by the 448 
authority's staff and board of directors; (7) the use of surplus funds to 449 
the extent authorized under this section and sections 10 and 11 of this 450 
act or other provisions of the general statutes; and (8) with regards to 451 
toll rates for transit over or use of the highways, or portions thereof, 452 
establishing (A) variable toll rates that take into consideration the day 453 
of the week, level of congestion or anticipated congestion, (B) different 454 
fees based on the type of vehicle classification, size, weight, number of 455 
axles or vehicle occupancy, (C) discounts and credits to a toll customer 456 
account for persons with a transponder or similar technology issued 457 
by the Department of Transportation or a toll operator, (D) exemptions 458 
for certain types of motor vehicles, including, but not limited to, high-459 
occupancy vehicles, motor vehicles leased or owned by the state, 460 
motor vehicles used by a law enforcement unit, firefighter or a 461  Substitute Bill No. 7280 
 
 
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member of an emergency medical service organization and motor 462 
vehicles used to provide public transit services, (E) surcharges, 463 
premiums or additional fees for designated users or classes of users of 464 
a tolled highway who travel on such highway without a transponder 465 
or similar technology issued by the department or a toll operator, and 466 
(F) administrative charges and penalties for the late payment of tolls 467 
and toll evasion, which shall be not more than twenty-five dollars for a 468 
first violation, not more than fifty dollars for a second violation and 469 
not more than one hundred dollars for a third or subsequent violation. 470 
Sec. 13. (NEW) (Effective from passage) There is established a 471 
Connecticut Transportation Infrastructure Bank Fund, which shall be 472 
within the Connecticut Transportation Finance Authority. The fund 473 
may receive any amount required by law to be deposited into the fund, 474 
including, but not limited to, payments of principal and interest on any 475 
loans, investment earnings, proceeds from the issuance of bonds and 476 
any federal funds as may become available to the state for 477 
transportation infrastructure investments. Any balance remaining in 478 
the fund at the end of any fiscal year shall be carried forward for the 479 
next fiscal year. The fund shall be used by the Connecticut 480 
Transportation Finance Authority for expenditures that promote 481 
investment in transportation infrastructure projects. Such expenditures 482 
may include, but need not be limited to: (1) Providing low interest 483 
loans or other financial assistance for the purpose of financing all or a 484 
portion of the costs incurred for the acquisition, removal, construction, 485 
equipping, reconstruction, repair, rehabilitation and improvement of a 486 
transportation infrastructure project, (2) reimbursement of the 487 
operating expenses, including administrative expenses incurred by the 488 
authority, and (3) capital costs incurred by the authority in connection 489 
with the operation of the fund, other permitted activities of the 490 
Connecticut Transportation Infrastructure Bank, grants, direct or 491 
equity investments, contracts or other actions that support 492 
transportation infrastructure projects in the state. 493 
Sec. 14. Subdivision (12) of section 1-79 of the general statutes is 494  Substitute Bill No. 7280 
 
 
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repealed and the following is substituted in lieu thereof (Effective from 495 
passage): 496 
(12) "Quasi-public agency" means Connecticut Innovations, 497 
Incorporated, the Connecticut Health and Education Facilities 498 
Authority, the Connecticut Higher Education Supplemental Loan 499 
Authority, the Connecticut Student Loan Foundation, the Connecticut 500 
Housing Finance Authority, the State Housing Authority, the Materials 501 
Innovation and Recycling Authority, the Capital Region Development 502 
Authority, the Connecticut Lottery Corporation, the Connecticut 503 
Airport Authority, the Connecticut Health Insurance Exchange, the 504 
Connecticut Green Bank, the Connecticut Retirement Security 505 
Authority, the Connecticut Port Authority, [and] the State Education 506 
Resource Center and the Connecticut Transportation Finance 507 
Authority. 508 
Sec. 15. Section 1-120 of the general statutes is repealed and the 509 
following is substituted in lieu thereof (Effective from passage): 510 
As used in sections 1-120 to 1-123, inclusive: 511 
(1) "Quasi-public agency" means Connecticut Innovations, 512 
Incorporated, the Connecticut Health and Educational Facilities 513 
Authority, the Connecticut Higher Education Supplemental Loan 514 
Authority, the Connecticut Student Loan Foundation, the Connecticut 515 
Housing Finance Authority, the Connecticut Housing Authority, the 516 
Materials Innovation and Recycling Authority, the Capital Region 517 
Development Authority, the Connecticut Lottery Corporation, the 518 
Connecticut Airport Authority, the Connecticut Health Insurance 519 
Exchange, the Connecticut Green Bank, the Connecticut Retirement 520 
Security Authority, the Connecticut Port Authority, [and] the State 521 
Education Resource Center and the Connecticut Transportation 522 
Finance Authority. 523 
(2) "Procedure" means each statement, by a quasi-public agency, of 524 
general applicability, without regard to its designation, that 525  Substitute Bill No. 7280 
 
 
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implements, interprets or prescribes law or policy, or describes the 526 
organization or procedure of any such agency. The term includes the 527 
amendment or repeal of a prior regulation, but does not include, 528 
unless otherwise provided by any provision of the general statutes, (A) 529 
statements concerning only the internal management of any agency 530 
and not affecting procedures available to the public, and (B) intra-531 
agency memoranda. 532 
(3) "Proposed procedure" means a proposal by a quasi-public 533 
agency under the provisions of section 1-121 for a new procedure or 534 
for a change in, addition to or repeal of an existing procedure.  535 
Sec. 16. Section 1-124 of the general statutes is repealed and the 536 
following is substituted in lieu thereof (Effective from passage): 537 
(a) Connecticut Innovations, Incorporated, the Connecticut Health 538 
and Educational Facilities Authority, the Connecticut Higher 539 
Education Supplemental Loan Authority, the Connecticut Student 540 
Loan Foundation, the Connecticut Housing Finance Authority, the 541 
Connecticut Housing Authority, the Materials Innovation and 542 
Recycling Authority, the Connecticut Airport Authority, the Capital 543 
Region Development Authority, the Connecticut Health Insurance 544 
Exchange, the Connecticut Green Bank, the Connecticut Retirement 545 
Security Authority, the Connecticut Port Authority, [and] the State 546 
Education Resource Center and the Connecticut Transportation 547 
Finance Authority shall not borrow any money or issue any bonds or 548 
notes which are guaranteed by the state of Connecticut or for which 549 
there is a capital reserve fund of any kind which is in any way 550 
contributed to or guaranteed by the state of Connecticut until and 551 
unless such borrowing or issuance is approved by the State Treasurer 552 
or the Deputy State Treasurer appointed pursuant to section 3-12. The 553 
approval of the State Treasurer or said deputy shall be based on 554 
documentation provided by the authority that it has sufficient 555 
revenues to (1) pay the principal of and interest on the bonds and notes 556 
issued, (2) establish, increase and maintain any reserves deemed by the 557 
authority to be advisable to secure the payment of the principal of and 558  Substitute Bill No. 7280 
 
 
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interest on such bonds and notes, (3) pay the cost of maintaining, 559 
servicing and properly insuring the purpose for which the proceeds of 560 
the bonds and notes have been issued, if applicable, and (4) pay such 561 
other costs as may be required. 562 
(b) To the extent Connecticut Innovations, Incorporated, the 563 
Connecticut Higher Education Supplemental Loan Authority, the 564 
Connecticut Student Loan Foundation, the Connecticut Housing 565 
Finance Authority, the Connecticut Housing Authority, the Materials 566 
Innovation and Recycling Authority, the Connecticut Health and 567 
Educational Facilities Authority, the Connecticut Airport Authority, 568 
the Capital Region Development Authority, the Connecticut Health 569 
Insurance Exchange, the Connecticut Green Bank, the Connecticut 570 
Retirement Security Authority, the Connecticut Port Authority, [or] the 571 
State Education Resource Center or the Connecticut Transportation 572 
Finance Authority is permitted by statute and determines to exercise 573 
any power to moderate interest rate fluctuations or enter into any 574 
investment or program of investment or contract respecting interest 575 
rates, currency, cash flow or other similar agreement, including, but 576 
not limited to, interest rate or currency swap agreements, the effect of 577 
which is to subject a capital reserve fund which is in any way 578 
contributed to or guaranteed by the state of Connecticut, to potential 579 
liability, such determination shall not be effective until and unless the 580 
State Treasurer or his or her deputy appointed pursuant to section 3-12 581 
has approved such agreement or agreements. The approval of the State 582 
Treasurer or his or her deputy shall be based on documentation 583 
provided by the authority that it has sufficient revenues to meet the 584 
financial obligations associated with the agreement or agreements.  585 
Sec. 17. Section 1-125 of the general statutes is repealed and the 586 
following is substituted in lieu thereof (Effective from passage): 587 
The directors, officers and employees of Connecticut Innovations, 588 
Incorporated, the Connecticut Higher Education Supplemental Loan 589 
Authority, the Connecticut Student Loan Foundation, the Connecticut 590 
Housing Finance Authority, the Connecticut Housing Authority, the 591  Substitute Bill No. 7280 
 
 
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Materials Innovation and Recycling Authority, including ad hoc 592 
members of the Materials Innovation and Recycling Authority, the 593 
Connecticut Health and Educational Facilities Authority, the Capital 594 
Region Development Authority, the Connecticut Airport Authority, 595 
the Connecticut Lottery Corporation, the Connecticut Health Insurance 596 
Exchange, the Connecticut Green Bank, the Connecticut Retirement 597 
Security Authority, the Connecticut Port Authority, [and] the State 598 
Education Resource Center and the Connecticut Transportation 599 
Finance Authority and any person executing the bonds or notes of the 600 
agency shall not be liable personally on such bonds or notes or be 601 
subject to any personal liability or accountability by reason of the 602 
issuance thereof, nor shall any director or employee of the agency, 603 
including ad hoc members of the Materials Innovation and Recycling 604 
Authority, be personally liable for damage or injury, not wanton, 605 
reckless, wilful or malicious, caused in the performance of his or her 606 
duties and within the scope of his or her employment or appointment 607 
as such director, officer or employee, including ad hoc members of the 608 
Materials Innovation and Recycling Authority. The agency shall 609 
protect, save harmless and indemnify its directors, officers or 610 
employees, including ad hoc members of the Materials Innovation and 611 
Recycling Authority, from financial loss and expense, including legal 612 
fees and costs, if any, arising out of any claim, demand, suit or 613 
judgment by reason of alleged negligence or alleged deprivation of any 614 
person's civil rights or any other act or omission resulting in damage 615 
or injury, if the director, officer or employee, including ad hoc 616 
members of the Materials Innovation and Recycling Authority, is 617 
found to have been acting in the discharge of his or her duties or 618 
within the scope of his or her employment and such act or omission is 619 
found not to have been wanton, reckless, wilful or malicious.  620 
This act shall take effect as follows and shall amend the following 
sections: 
 
Section 1 from passage New section 
Sec. 2 from passage New section 
Sec. 3 from passage New section  Substitute Bill No. 7280 
 
 
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Sec. 4 from passage New section 
Sec. 5 from passage New section 
Sec. 6 from passage New section 
Sec. 7 from passage New section 
Sec. 8 from passage New section 
Sec. 9 from passage New section 
Sec. 10 from passage New section 
Sec. 11 from passage New section 
Sec. 12 from passage New section 
Sec. 13 from passage New section 
Sec. 14 from passage 1-79(12) 
Sec. 15 from passage 1-120 
Sec. 16 from passage 1-124 
Sec. 17 from passage 1-125 
 
Statement of Legislative Commissioners:   
In Section 2(a)(1)(C)(i) and Section 3(a), "Route" was inserted after 
"Interstate" for accuracy, and in Section 4(d), "section 19 of article third 
of" was changed to "maintained pursuant to article thirty-second of the 
amendments to" for accuracy. 
 
TRA Joint Favorable Subst. -LCO