Connecticut 2019 2019 Regular Session

Connecticut House Bill HB07328 Introduced / Bill

Filed 03/06/2019

                        
 
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General Assembly  Raised Bill No. 7328  
January Session, 2019  
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Referred to Committee on GOVERNMENT ADMINISTRATION 
AND ELECTIONS  
 
 
Introduced by:  
(GAE)  
 
 
 
 
AN ACT REVISING CERTAIN ETHICS CODE DEFINITIONS AND GIFT 
PROVISIONS. 
Be it enacted by the Senate and House of Representatives in General 
Assembly convened: 
 
Section 1. Subdivision (2) of section 1-79 of the general statutes is 1 
repealed and the following is substituted in lieu thereof (Effective 2 
October 1, 2019): 3 
(2) ["Business with which he is associated"] "Business with which 4 
the person is associated" (A) means any sole proprietorship, 5 
partnership, firm, corporation, trust or other entity through which 6 
business for profit or not for profit is conducted in which the public 7 
official or state employee or member of his or her immediate family is 8 
a director, officer, owner, limited or general partner, beneficiary of a 9 
trust or holder of stock constituting five per cent or more of the total 10 
outstanding stock of any class, provided, a public official or state 11 
employee, or member of his or her immediate family, shall not be 12 
deemed to be associated with a not for profit entity solely by virtue of 13 
the fact that the public official or state employee or member of his or 14  Raised Bill No.  7328 
 
 
 
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her immediate family is an unpaid director or officer of the not for 15 
profit entity, [. "Officer" refers only to] and (B) includes a second 16 
business held by the business with which the person is associated, if 17 
the business with which the person is associated is a director, officer, 18 
owner, limited or general partner, beneficiary of a trust or holder of 19 
stock constituting five per cent or more of the total outstanding stock 20 
of any class of such second business. For the purposes of this 21 
subdivision, "officer" means the president, executive or senior vice 22 
president or treasurer of such business or any person who exercises 23 
exclusive control over such business. 24 
Sec. 2. Subdivision (11) of section 1-79 of the general statutes is 25 
repealed and the following is substituted in lieu thereof (Effective 26 
October 1, 2019): 27 
(11) "Public official" means (A) any state-wide elected officer; [,] (B) 28 
any member or member-elect of the General Assembly; [,] (C) any 29 
person appointed to any office of the legislative, judicial or executive 30 
branch of state government, with or without the advice and consent of 31 
the General Assembly, by the Governor, [or] an appointee of the 32 
Governor [, with or without the advice and consent of the General 33 
Assembly,] or any other state-wide elected officer; (D) any public 34 
member or representative of the teachers' unions or state employees' 35 
unions appointed to the Investment Advisory Council pursuant to 36 
subsection (a) of section 3-13b; [,] (E) any person appointed or elected 37 
by the General Assembly or by any member of either house thereof; [,] 38 
(F) any member or director of a quasi-public agency; and (G) the 39 
spouse of the Governor. [, but] "Public official" does not include a 40 
member of an advisory board, a judge of any court either elected or 41 
appointed, any person appointed by a judge in the exercise of the 42 
judge's authority in a judicial matter or a senator or representative in 43 
Congress. 44 
Sec. 3. Section 1-84 of the general statutes is repealed and the 45 
following is substituted in lieu thereof (Effective October 1, 2019): 46  Raised Bill No.  7328 
 
 
 
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(a) No public official or state employee shall, while serving as such, 47 
have any financial interest in, or engage in, any business, employment, 48 
transaction or professional activity, which is in substantial conflict with 49 
the proper discharge of his or her duties or employment in the public 50 
interest and of his or her responsibilities as prescribed in the laws of 51 
this state, as defined in section 1-85, as amended by this act. 52 
(b) No public official or state employee shall accept other 53 
employment which will either impair his or her independence of 54 
judgment as to his or her official duties or employment or require 55 
[him] such official or employee, or induce [him] such official or 56 
employee, to disclose confidential information acquired by him or her 57 
in the course of and by reason of his or her official duties. 58 
(c) No public official or state employee shall wilfully and knowingly 59 
disclose, for financial gain, to any other person, confidential 60 
information acquired by him or her in the course of and by reason of 61 
his or her official duties or employment and no public official or state 62 
employee shall use his or her public office or position or any 63 
confidential information received through his or her holding such 64 
public office or position to obtain financial gain for [himself] such 65 
official or employee, his or her spouse, child, child's spouse, parent, 66 
brother or sister or a business with which [he] the person is associated. 67 
(d) No public official or state employee or employee of such public 68 
official or state employee shall agree to accept, or be a member or 69 
employee of a partnership, association, professional corporation or 70 
sole proprietorship which partnership, association, professional 71 
corporation or sole proprietorship agrees to accept any employment, 72 
fee or other thing of value, or portion thereof, for appearing, agreeing 73 
to appear, or taking any other action on behalf of another person 74 
before the Department of Banking, the Of fice of the Claims 75 
Commissioner, the Health Systems Planning Unit of the Office of 76 
Health Strategy, the Insurance Department, the Department of 77 
Consumer Protection, the Department of Motor Vehicles, the State 78 
Insurance and Risk Management Board, the Department of Energy and 79  Raised Bill No.  7328 
 
 
 
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Environmental Protection, the Public Utilities Regulatory Authority, 80 
the Connecticut Siting Council or the Connecticut Real Estate 81 
Commission; provided this subsection shall not prohibit any such 82 
person from [making inquiry] inquiring for information on behalf of 83 
another before any of said commissions or commissioners if no fee or 84 
reward is given or promised in consequence thereof. For the purpose 85 
of this subsection, partnerships, associations, professional corporations 86 
or sole proprietorships refer only to such partnerships, associations, 87 
professional corporations or sole proprietorships which have been 88 
formed to carry on the business or profession directly relating to the 89 
employment, appearing, agreeing to appear or taking of action 90 
provided for in this subsection. Nothing in this subsection shall 91 
prohibit any employment, appearing, agreeing to appear or taking 92 
action before any municipal board, commission or council. Nothing in 93 
this subsection shall be construed as applying (1) to the actions of any 94 
teaching or research professional employee of a public institution of 95 
higher education if such actions are not in violation of any other 96 
provision of this chapter, (2) to the actions of any other professional 97 
employee of a public institution of higher education if such actions are 98 
not compensated and are not in violation of any other provision of this 99 
chapter, (3) to any member of a board or commission who receives no 100 
compensation other than per diem payments or reimbursement for 101 
actual or necessary expenses, or both, incurred in the performance of 102 
the member's duties, or (4) to any member or director of a quasi-public 103 
agency. Notwithstanding the provisions of this subsection to the 104 
contrary, a legislator, an officer of the General Assembly or part-time 105 
legislative employee may be or become a member or employee of a 106 
firm, partnership, association or professional corporation which 107 
represents clients for compensation before agencies listed in this 108 
subsection, provided the legislator, officer of the General Assembly or 109 
part-time legislative employee shall take no part in any matter 110 
involving the agency listed in this subsection and shall not receive 111 
compensation from any such matter. Receipt of a previously 112 
established salary, not based on the current or anticipated business of 113 
the firm, partnership, association or professional corporation involving 114  Raised Bill No.  7328 
 
 
 
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the agencies listed in this subsection, shall be permitted.  115 
(e) No legislative commissioner or his or her partners, employees or 116 
associates shall represent any person subject to the provisions of part II 117 
concerning the promotion of or opposition to legislation before the 118 
General Assembly, or accept any employment which includes an 119 
agreement or understanding to influence, or which is inconsistent 120 
with, the performance of his or her official duties. 121 
(f) No person shall offer or give to a public official or state employee 122 
or candidate for public office or his or her spouse, his or her parent, 123 
brother, sister or child or spouse of such child or a business with which 124 
[he] the person is associated, anything of value, including, but not 125 
limited to, a gift, loan, political contribution, reward or promise of 126 
future employment based on any understanding that the vote, official 127 
action or judgment of the public official, state employee or candidate 128 
for public office would be or had been influenced thereby. 129 
(g) No public official or state employee or candidate for public office 130 
shall solicit or accept anything of value, including, but not limited to, a 131 
gift, loan, political contribution, reward or promise of future 132 
employment based on any understanding that the vote, official action 133 
or judgment of the public official or state employee or candidate for 134 
public office would be or had been influenced thereby. 135 
(h) Nothing in subsection (f) or (g) of this section shall be construed 136 
(1) to apply to any promise made in violation of subdivision (6) of 137 
section 9-622, or (2) to permit any activity otherwise prohibited in 138 
section 53a-147 or 53a-148. 139 
(i) (1) No public official or state employee or member of the official 140 
or employee's immediate family or a business with which [he] the 141 
person is associated shall enter into any contract with the state, valued 142 
at one hundred dollars or more, other than a contract (A) of 143 
employment as a state employee, (B) with the Technical Education and 144 
Career System for students enrolled in a school in the system to 145 
perform services in conjunction with vocational, technical, 146  Raised Bill No.  7328 
 
 
 
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technological or postsecondary education and training any such 147 
student is receiving at a school in the system, subject to the review 148 
process under subdivision (2) of this subsection, (C) with a public 149 
institution of higher education to support a collaboration with such 150 
institution to develop and commercialize any invention or discovery, 151 
or (D) pursuant to a court appointment, unless the contract has been 152 
awarded through an open and public process, including prior public 153 
offer and subsequent public disclosure of all proposals considered and 154 
the contract awarded. In no event shall an executive head of an agency, 155 
as defined in section 4-166, including a commissioner of a department, 156 
or an executive head of a quasi-public agency, as defined in section 1-157 
79, as amended by this act, or the executive head's immediate family or 158 
a business with which [he] the person is associated enter into any 159 
contract with that agency or quasi-public agency. Nothing in this 160 
subsection shall be construed as applying to any public official who is 161 
appointed as a member of the executive branch or as a member or 162 
director of a quasi-public agency and who receives no compensation 163 
other than per diem payments or reimbursement for actual or 164 
necessary expenses, or both, incurred in the performance of the public 165 
official's duties unless such public official has authority or control over 166 
the subject matter of the contract. Any contract made in violation of 167 
this subsection shall be voidable by a court of competent jurisdiction if 168 
the suit is commenced not later than one hundred eighty days after the 169 
making of the contract. 170 
(2) The superintendent of the Technical Education and Career 171 
System shall establish an open and transparent process to review any 172 
contract entered into under subparagraph (B) of subdivision (1) of this 173 
subsection. 174 
(j) No public official, state employee or candidate for public office, 175 
or a member of any such person's staff or immediate family shall 176 
knowingly solicit or accept, directly or indirectly, any gift, as defined 177 
in subdivision (5) of section 1-79, from a person known to be a 178 
registrant or anyone known to be acting on behalf of a registrant. 179  Raised Bill No.  7328 
 
 
 
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(k) No public official, spouse of the Governor or state employee 180 
shall accept a fee or honorarium for an article, appearance or speech, or 181 
for participation at an event, in the public official's, spouse's or state 182 
employee's official capacity, provided a public official, Governor's 183 
spouse or state employee may receive payment or reimbursement for 184 
necessary expenses for any such activity in his or her official capacity. 185 
If a public official, Governor's spouse or state employee receives such a 186 
payment or reimbursement for lodging or out-of-state travel, or both, 187 
the public official, Governor's spouse or state employee shall, not later 188 
than thirty days thereafter, file a report of the payment or 189 
reimbursement with the Office of State Ethics, unless the payment or 190 
reimbursement is provided by the federal government or another state 191 
government. If a public official, Governor's spouse or state employee 192 
does not file such report within such period, either intentionally or due 193 
to gross negligence on the public official's, Governor's spouse's or state 194 
employee's part, the public official, Governor's spouse or state 195 
employee shall return the payment or reimbursement. If any failure to 196 
file such report is not intentional or due to gross negligence on the part 197 
of the public official, Governor's spouse or state employee, the public 198 
official, Governor's spouse or state employee shall not be subject to any 199 
penalty under this chapter. When a public official, Governor's spouse 200 
or state employee attends an event in this state in the public official's, 201 
Governor's spouse's or state employee's official capacity and as a 202 
principal speaker at such event and receives admission to or food or 203 
beverage at such event from the sponsor of the event, such admission 204 
or food or beverage shall not be considered a gift and no report shall 205 
be required from such public official, spouse or state employee or from 206 
the sponsor of the event. 207 
(l) No public official or state employee, or any person acting on 208 
behalf of a public official or state employee, shall wilfully and 209 
knowingly interfere with, influence, direct or solicit existing or new 210 
lobbying contracts, agreements or business relationships for or on 211 
behalf of any person. 212 
(m) No public official or state employee shall knowingly solicit or 213  Raised Bill No.  7328 
 
 
 
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accept, directly or indirectly, any gift, as defined in subdivision (5) of 214 
section 1-79, from any person the public official or state employee 215 
knows or has reason to know: (1) Is doing business with or seeking to 216 
do business with the department or agency in which the public official 217 
or state employee is employed; (2) is engaged in activities which are 218 
directly regulated by such department or agency; or (3) is prequalified 219 
under section 4a-100. No person shall knowingly give, directly or 220 
indirectly, any gift or gifts in violation of this provision. For the 221 
purposes of this subsection, the exclusion to the term "gift" in 222 
subparagraph (L) of subdivision (5) of section 1-79 for a gift for the 223 
celebration of a major life event shall not apply. Any person prohibited 224 
from making a gift under this subsection shall report to the Office of 225 
State Ethics any solicitation of a gift from such person by a [state 226 
employee or] public official or state employee. 227 
(n) (1) As used in this subsection, (A) "investment services" means 228 
investment legal services, investment banking services, investment 229 
advisory services, underwriting services, financial advisory services or 230 
brokerage firm services, and (B) "principal of an investment services 231 
firm" means (i) an individual who is a director of or has an ownership 232 
interest in an investment services firm, except for an individual who 233 
owns less than five per cent of the shares of an investment services 234 
firm which is a publicly traded corporation, (ii) an individual who is 235 
employed by an investment services firm as president, treasurer, or 236 
executive or senior vice president, (iii) an employee of such an 237 
investment services firm who has managerial or discretionary 238 
responsibilities with respect to any investment services, (iv) the spouse 239 
or dependent child of an individual described in this subparagraph, or 240 
(v) a political committee established by or on behalf of an individual 241 
described in this subparagraph. 242 
(2) The State Treasurer shall not pay any compensation, expenses or 243 
fees or issue any contract to any firm which provides investment 244 
services when (A) a political committee, as defined in section 9-601, 245 
established by such firm, or (B) a principal of the investment services 246 
firm has made a contribution, as defined in section 9-601a, to, or 247  Raised Bill No.  7328 
 
 
 
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solicited contributions on behalf of, any exploratory committee or 248 
candidate committee, as defined in section 9-601, established by the 249 
State Treasurer as a candidate for nomination or election to the office 250 
of State Treasurer. The State Treasurer shall not pay any compensation, 251 
expenses or fees or issue any contract to such firms or principals 252 
during the term of office as State Treasurer, including, for an 253 
incumbent State Treasurer seeking reelection, any remainder of the 254 
current term of office. 255 
(o) If (1) any person (A) is doing business with or seeking to do 256 
business with the department or agency in which a public official or 257 
state employee is employed, or (B) is engaged in activities which are 258 
directly regulated by such department or agency, and (2) such person 259 
or a representative of such person gives to such public official or state 260 
employee anything of value which is subject to the reporting 261 
requirements pursuant to subsection (e) of section 1-96, such person or 262 
representative shall, not later than ten days thereafter, give such 263 
recipient and the executive head of the recipient's department or 264 
agency a written report stating the name of the donor, a description of 265 
the item or items given, the value of such items and the cumulative 266 
value of all items given to such recipient during that calendar year. 267 
The provisions of this subsection shall not apply to a political 268 
contribution otherwise reported as required by law. 269 
(p) (1) No public official or state employee or member of the 270 
immediate family of a public official or state employee shall knowingly 271 
accept, directly or indirectly, any gift costing [one] five hundred 272 
dollars or more in the aggregate during a calendar year from a public 273 
official or state employee who is under the supervision of such public 274 
official or state employee. 275 
(2) No public official or state employee or member of the immediate 276 
family of a public official or state employee shall knowingly accept, 277 
directly or indirectly, any gift costing [one] five hundred dollars or 278 
more in the aggregate during a calendar year from a public official or 279 
state employee who is a supervisor of such public official or state 280  Raised Bill No.  7328 
 
 
 
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employee. 281 
(3) No public official or state employee shall knowingly give, 282 
directly or indirectly, any gift in violation of subdivision (1) or (2) of 283 
this subsection. 284 
(q) No public official or state employee shall intentionally counsel, 285 
authorize or otherwise sanction action that violates any provision of 286 
this part. 287 
(r) (1) Notwithstanding the provisions of subsections (b) and (c) of 288 
this section, a member of the faculty or a member of a faculty 289 
bargaining unit of a constituent unit of the state system of higher 290 
education may enter into a consulting agreement or engage in a 291 
research project with a public or private entity, provided such 292 
agreement or project does not conflict with the member's employment 293 
with the constituent unit, as determined by policies established by the 294 
board of trustees for such constituent unit.  295 
(2) The board of trustees for each constituent unit of the state system 296 
of higher education shall establish policies to ensure that any such 297 
member who enters such a consulting agreement or engages in such a 298 
research project (A) is not inappropriately using university proprietary 299 
information in connection with such agreement or project, (B) does not 300 
have an interest in such agreement or project that interferes with the 301 
proper discharge of his or her employment with the constituent unit, 302 
and (C) is not inappropriately using such member's association with 303 
the constituent unit in connection with such agreement or project. Such 304 
policies shall (i) establish procedures for the disclosure, review and 305 
management of conflicts of interest relating to any such agreement or 306 
project, (ii) require the approval by the chief academic officer of the 307 
constituent unit, or his or her designee, prior to any such member 308 
entering into any such agreement or engaging in any such project, and 309 
(iii) include procedures that impose sanctions and penalties on any 310 
member for failing to comply with the provisions of the policies. 311 
Annually, the internal audit office of each constituent unit shall audit 312  Raised Bill No.  7328 
 
 
 
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the constituent unit's compliance with such policies and report its 313 
findings to the committee of the constituent unit established pursuant 314 
to subdivision (3) of this subsection. For purposes of this subsection, 315 
"consulting" means the provision of services for compensation to a 316 
public or private entity by a member of the faculty or member of a 317 
faculty bargaining unit of a constituent unit of the state system of 318 
higher education: (I) When the request to provide such services is 319 
based on such member's expertise in a field or prominence in such 320 
field, and (II) while such member is not acting in the capacity of a state 321 
employee, and "research" means a systematic investigation, including, 322 
but not limited to, research development, testing and evaluation, 323 
designed to develop or contribute to general knowledge in the 324 
applicable field of study.  325 
(3) There is established a committee for each constituent unit of the 326 
state system of higher education to monitor the constituent unit's 327 
compliance with the policies and procedures described in subdivision 328 
(2) of this subsection governing consulting agreements and research 329 
projects with public or private entities by a member of the faculty or a 330 
member of a faculty bargaining unit of such constituent unit. Each 331 
committee shall consist of nine members as follows: (A) Three 332 
members, appointed jointly by the Governor, the speaker of the House 333 
of Representatives, the president pro tempore of the Senate, the 334 
majority leader of the House of Representatives, the majority leader of 335 
the Senate, the minority leader of the House of Representatives and the 336 
minority leader of the Senate, who shall serve as members for each 337 
such committee; (B) one member appointed by the chairperson of the 338 
constituent unit's board of trustees from the membership of such 339 
board; (C) the chief academic officer of the constituent unit, or his or 340 
her designee; (D) three members appointed by the chief executive 341 
officer of the constituent unit; and (E) one member appointed by the 342 
chairperson of the Citizen's Ethics Advisory Board from the 343 
membership of such board. Members shall serve for a term of two 344 
years. Any vacancies shall be filled by the appointing authority. Each 345 
committee shall (i) review the annual reports submitted by the internal 346  Raised Bill No.  7328 
 
 
 
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audit office for the constituent unit, pursuant to subdivision (2) of this 347 
subsection, (ii) make recommendations, annually, to the board of 348 
trustees of the constituent unit concerning the policies and procedures 349 
of the constituent unit established pursuant to subdivision (2) of this 350 
subsection, including any changes to such policies and procedures, 351 
and (iii) send a copy of such recommendations, in accordance with 352 
section 11-4a, to the joint standing committees of the General 353 
Assembly having cognizance of matters relating to higher education 354 
and government administration. 355 
(4) The provisions of subsections (b) and (c) of this section shall 356 
apply to any member of the faculty or member of a faculty bargaining 357 
unit of a constituent unit of the state system of higher education who 358 
enters such a consulting agreement or engages in such a research 359 
project without prior approval, as described in subdivision (2) of this 360 
subsection. 361 
(s) Notwithstanding the provisions of this section or any other 362 
provision of this part, a state employee who is employed at a 363 
constituent unit of the state system of higher education and a member 364 
of the immediate family of such state employee may be employed in 365 
the same department or division of such constituent unit, provided the 366 
constituent unit has determined that procedures have been 367 
implemented to ensure that any final decisions impacting the financial 368 
interests of either such state employee, including decisions to hire, 369 
promote, increase the compensation of or renew the employment of 370 
such state employee, are made by another state employee who is not a 371 
member of the immediate family of such state employee.  372 
Sec. 4. Subdivision (16) of section 1-91 of the general statutes is 373 
repealed and the following is substituted in lieu thereof (Effective 374 
October 1, 2019): 375 
(16) "Public official" means (A) any state-wide elected state officer, 376 
(B) any member or member-elect of the General Assembly, (C) any 377 
person appointed to any office of the legislative, judicial or executive 378  Raised Bill No.  7328 
 
 
 
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branch of state government, with or without the advice and consent of 379 
the General Assembly, by the Governor or any other state-wide elected 380 
officer, [with or without the advice and consent of the General 381 
Assembly,] (D) the spouse of the Governor, and (E) any person 382 
appointed or elected by the General Assembly or any member of either 383 
house thereof. [; but] "Public official" does not include a member of an 384 
advisory board or a senator or representative in Congress. 385 
Sec. 5. Subdivision (1) of section 1-101mm of the general statutes is 386 
repealed and the following is substituted in lieu thereof (Effective 387 
October 1, 2019): 388 
(1) "Business with which the person is associated" means any sole 389 
proprietorship, partnership, firm, corporation, trust or other entity 390 
through which business for-profit or not-for-profit is conducted in 391 
which the person or member of the immediate family of any person 392 
who is an individual is a director, officer, owner, limited or general 393 
partner, beneficiary of a trust or holder of stock constituting five per 394 
cent or more of the total outstanding stock of any class, provided, a 395 
person who is an individual or a member of the immediate family of 396 
such individual shall not be deemed to be associated with a not-for-397 
profit entity solely by virtue of the fact that such individual or 398 
immediate family member is an unpaid director or officer of the not-399 
for-profit entity. ["Officer" refers only to] "Business with which the 400 
person is associated" also includes a second business held by the 401 
business with which the person is associated, if the business with 402 
which the person is associated is a director, officer, owner, limited or 403 
general partner, beneficiary of a trust or holder of stock constituting 404 
five per cent or more of the total outstanding stock of any class of such 405 
second business. For the purposes of this subdivision, "officer" means 406 
the president, executive or senior vice president or treasurer of such 407 
business or any person who exercises exclusive control over such 408 
business. 409 
Sec. 6. Section 1-85 of the general statutes is repealed and the 410 
following is substituted in lieu thereof (Effective October 1, 2019): 411  Raised Bill No.  7328 
 
 
 
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A public official, including an elected state official, or state 412 
employee has an interest which is in substantial conflict with the 413 
proper discharge of his or her duties or employment in the public 414 
interest and of his or her responsibilities as prescribed in the laws of 415 
this state, if [he] such official or employee has reason to believe or 416 
expect that [he, his] such official or employee, such official's or 417 
employee's spouse, [a] dependent child, or a business with which [he] 418 
the person is associated will derive a direct monetary gain or suffer a 419 
direct monetary loss, as the case may be, by reason of his or her official 420 
activity. A public official, including an elected state official, or state 421 
employee does not have an interest which is in substantial conflict 422 
with the proper discharge of his or her duties in the public interest and 423 
of his or her responsibilities as prescribed by the laws of this state, if 424 
any benefit or detriment accrues to [him, his] such official or employee, 425 
such official's or employee's spouse, [a] dependent child, or a business 426 
with which [he, his] such official or employee, such official's or 427 
employee's spouse or such dependent child is associated as a member 428 
of a profession, occupation or group to no greater extent than any 429 
other member of such profession, occupation or group. A public 430 
official, including an elected state official or state employee who has a 431 
substantial conflict may not take official action on the matter.  432 
Sec. 7. Subsection (j) of section 4e-2 of the general statutes is 433 
repealed and the following is substituted in lieu thereof (Effective 434 
October 1, 2019): 435 
(j) No employee of the State Contracting Standards Board shall hold 436 
another state or municipal position. No nonclerical employee of the 437 
board or any spouse, child, stepchild, parent or sibling of such 438 
employee, shall be associated with an enterprise that does business 439 
with the state. For purposes of this subsection, "associated with" means 440 
["business with which he is associated",] "business with which the 441 
person is associated", as defined in section 1-79, as amended by this 442 
act. Each member and employee of the State Contracting Standards 443 
Board shall file, with the board and with the Office of State Ethics, a 444 
statement of financial interests, as described in section 1-83. Such 445  Raised Bill No.  7328 
 
 
 
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statement shall be a public record. Such statements for the preceding 446 
calendar year shall be filed with the Office of State Ethics, as required 447 
by law, if such employee or member held such a position during the 448 
preceding calendar year. 449 
Sec. 8. Subsection (b) of section 7-148h of the general statutes is 450 
repealed and the following is substituted in lieu thereof (Effective 451 
October 1, 2019): 452 
(b) Notwithstanding the provisions of any special act, municipal 453 
charter or ordinance, [to the contrary,] an elected official of any town, 454 
city, district or borough that has established a board, commission, 455 
council, committee or other agency under subsection (a) of this section, 456 
has an interest that is in substantial conflict with the proper discharge 457 
of the official's duties or employment in the public interest and of the 458 
official's responsibilities as prescribed by the laws of this state, if the 459 
official has reason to believe or expect that the official, the official's 460 
spouse or dependent child, or a business with which [he] the person is 461 
associated, as defined in section 1-79, as amended by this act, will 462 
derive a direct monetary gain or suffer a direct monetary loss, as the 463 
case may be, by reason of the official's official activity. Any such 464 
elected official does not have an interest that is in substantial conflict 465 
with the proper discharge of the official's duties in the public interest 466 
and of the official's responsibilities as prescribed by the laws of this 467 
state, if any benefit or detriment accrues to the official, the official's 468 
spouse or dependent child, or a business with which [he, his] such 469 
official or such official's spouse or such dependent child is associated 470 
as a member of a profession, occupation or group to no greater extent 471 
than to any other member of such profession, occupation or group. 472 
Any such elected official who has a substantial conflict may not take 473 
official action on the matter.  474 
This act shall take effect as follows and shall amend the following 
sections: 
 
Section 1 October 1, 2019 1-79(2) 
Sec. 2 October 1, 2019 1-79(11)  Raised Bill No.  7328 
 
 
 
LCO No. 5402   	16 of 16 
 
Sec. 3 October 1, 2019 1-84 
Sec. 4 October 1, 2019 1-91(16) 
Sec. 5 October 1, 2019 1-101mm(1) 
Sec. 6 October 1, 2019 1-85 
Sec. 7 October 1, 2019 4e-2(j) 
Sec. 8 October 1, 2019 7-148h(b) 
 
Statement of Purpose:   
To (1) amend the state code of ethics for public officials and lobbyists 
to redefine "business with which the person is associated", and "public 
official", (2) prohibit the soliciting of gifts by those prohibited from 
accepting gifts, and (3) limit gift giving between supervisors and 
subordinates. 
[Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, 
except that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is 
not underlined.]