LCO \\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07343-R01- HB.docx 1 of 9 General Assembly Substitute Bill No. 7343 January Session, 2019 AN ACT CONCERNING TH E OFFICE OF THE CLAIMS COMMISSIONER. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Section 4-151a of the general statutes is repealed and the 1 following is substituted in lieu thereof (Effective October 1, 2019, and 2 applicable to any claim filed on or after said date): 3 On his or her own motion or at the request of the claimant or the 4 representative for the state, which representative may in appropriate 5 cases be the Attorney General, the Claims Commissioner or a 6 magistrate may waive the hearing of any claim for [five] ten thousand 7 dollars or less and proceed upon affidavits filed by the claimant and 8 the state agency concerned. 9 Sec. 2. Section 4-158 of the general statutes is repealed and the 10 following is substituted in lieu thereof (Effective October 1, 2019, and 11 applicable to any claim filed on or after said date): 12 (a) The Claims Commissioner may (1) order that a claim be denied 13 or dismissed, (2) order immediate payment of a just claim in an 14 amount not exceeding [twenty] fifty thousand dollars, (3) recommend 15 to the General Assembly payment of a just claim in an amount 16 exceeding [twenty] fifty thousand dollars, or (4) authorize a claimant 17 to sue the state, as provided in section 4-160, as amended by this act. 18 Substitute Bill No. 7343 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07343- R01-HB.docx } 2 of 9 (b) Any person who has filed a claim for more than [twenty] fifty 19 thousand dollars may request the General Assembly to review a 20 decision of the Claims Commissioner (1) ordering the denial or 21 dismissal of the claim pursuant to subdivision (1) of subsection (a) of 22 this section, including denying or dismissing a claim that requests 23 permission to sue the state, or (2) ordering immediate payment of a 24 just claim in an amount not exceeding [twenty] fifty thousand dollars 25 pursuant to subdivision (2) of subsection (a) of this section. A request 26 for review shall be in writing and filed with the Office of the Claims 27 Commissioner not later than twenty days after the date the person 28 requesting such review receives a copy of the decision. The filing of a 29 request for review shall automatically stay the decision of the Claims 30 Commissioner. 31 (c) The Office of the Claims Commissioner shall submit each claim 32 for which a request for review is filed pursuant to this section to the 33 General Assembly pursuant to section 4-159, as amended by this act. 34 (d) If the Claims Commissioner orders immediate payment of a just 35 claim in an amount not exceeding [twenty] fifty thousand dollars 36 pursuant to subdivision (2) of subsection (a) of this section and a 37 request for review is not timely filed pursuant to subsection (b) of this 38 section, the Office of the Claims Commissioner shall deliver to the 39 Comptroller a certified copy of the Claims Commissioner's order and 40 the Comptroller shall make payment from such appropriation as the 41 General Assembly may have made for the payment of claims or, in the 42 case of contractual claims for goods or services furnished or for 43 property leased, from the appropriation of the agency which received 44 such goods or services or occupied such property. 45 (e) Whenever the Claims Commissioner deems it just and equitable, 46 the Claims Commissioner may, at any time prior to the submission of a 47 claim to the General Assembly pursuant to subsection (a) of section 4-48 159, amended by this act, vacate the decision made pursuant to 49 subsection (a) of this section and undertake such further proceedings 50 in accordance with this chapter as the Claims Commissioner may, in 51 Substitute Bill No. 7343 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07343- R01-HB.docx } 3 of 9 his or her discretion, deem appropriate. 52 (f) Not later than five days after the convening of each regular 53 session, the Office of the Claims Commissioner shall report to the 54 General Assembly on all claims decided pursuant to this section. 55 Sec. 3. Section 4-159 of the general statutes is repealed and the 56 following is substituted in lieu thereof (Effective October 1, 2019, and 57 applicable to any claim filed on or after said date): 58 (a) Not later than five days after the convening of each regular 59 session and at such other times as the speaker of the House of 60 Representatives and president pro tempore of the Senate may desire, 61 the Office of the Claims Commissioner shall submit to the General 62 Assembly (1) all claims for which the Claims Commissioner or a 63 magistrate recommended payment of a just claim in an amount 64 exceeding [twenty] fifty thousand dollars pursuant to subdivision (3) 65 of subsection (a) of section 4-158, as amended by this act, and (2) all 66 claims for which a request for review has been filed pursuant to 67 subsection (b) of section 4-158, as amended by this act, together with a 68 copy of the Claims Commissioner's or the magistrate's findings and the 69 hearing record of each claim so reported. 70 (b) The General Assembly shall: 71 (1) With respect to a decision of the Claims Commissioner ordering 72 the denial or dismissal of a claim pursuant to subdivision (1) of 73 subsection (a) of section 4-158, as amended by this act: 74 (A) Confirm the decision; or 75 (B) Vacate the decision and, in lieu thereof, (i) order the payment of 76 the claim in a specified amount, or (ii) authorize the claimant to sue the 77 state; 78 (2) With respect to a decision of the Claims Commissioner ordering 79 the immediate payment of a just claim in an amount not exceeding 80 Substitute Bill No. 7343 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07343- R01-HB.docx } 4 of 9 [twenty] fifty thousand dollars pursuant to subdivision (2) of 81 subsection (a) of section 4-158, as amended by this act: 82 (A) Confirm the decision; 83 (B) Modify the decision by ordering that a different amount be paid; 84 or 85 (C) Vacate the decision and, in lieu thereof, (i) order no payment be 86 made, or (ii) authorize the claimant to sue the state; 87 (3) With respect to a decision of the Claims Commissioner 88 recommending payment of a just claim in an amount exceeding 89 [twenty] fifty thousand dollars pursuant to subdivision (3) of 90 subsection (a) of section 4-158, as amended by this act: 91 (A) Accept the recommendation and order payment of the specified 92 amount; 93 (B) Modify the recommendation by ordering that a different amount 94 be paid; or 95 (C) Reject the recommendation and, in lieu thereof, (i) order no 96 payment be made, or (ii) authorize the claimant to sue the state; or 97 (4) With respect to a decision of the Claims Commissioner pursuant 98 to subdivision (1), (2) or (3) of subsection (a) of section 4-158, as 99 amended by this act, remand the claim to the Office of the Claims 100 Commissioner for such further proceedings as the General Assembly 101 may direct. 102 (c) The General Assembly may grant the claimant permission to sue 103 the state under the provisions of this section when the General 104 Assembly deems it just and equitable and believes the claim to present 105 an issue of law or fact under which the state, were it a private person, 106 could be liable. 107 (d) If the General Assembly orders the payment of a claim, the 108 Substitute Bill No. 7343 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07343- R01-HB.docx } 5 of 9 Office of the Claims Commissioner shall deliver to the Comptroller a 109 notice of the order and the Comptroller shall make payment in the 110 manner prescribed for payment of an order of the Claims 111 Commissioner pursuant to section 4-158, as amended by this act. 112 (e) The review by the General Assembly of claims submitted to it by 113 the Office of the Claims Commissioner under this section shall be 114 conducted in accordance with such procedures as the General 115 Assembly may prescribe. 116 Sec. 4. Section 4-160 of the general statutes is repealed and the 117 following is substituted in lieu thereof (Effective October 1, 2019, and 118 applicable to any claim filed on or after said date): 119 (a) Whenever the Claims Commissioner deems it just and equitable, 120 the Claims Commissioner may authorize suit against the state on any 121 claim which, in the opinion of the Claims Commissioner, presents an 122 issue of law or fact under which the state, were it a private person, 123 could be liable. Whenever a person files a claim that exclusively seeks 124 permission to the sue the state, the Claims Commissioner may hold a 125 hearing on the sole issue of the state's liability. During such hearing, 126 the state may present as an affirmative defense the claimant's lack of 127 damages. The Claims Commissioner may prescribe rules pursuant to 128 section 4-157 concerning a hearing that is held solely to address the 129 state's liability under this subsection. 130 (b) In any claim alleging malpractice against the state, a state 131 hospital or against a physician, surgeon, dentist, podiatrist, 132 chiropractor or other licensed health care provider employed by the 133 state, the attorney or party filing the claim may submit a certificate of 134 good faith to the Office of the Claims Commissioner in accordance 135 with section 52-190a. If such a certificate is submitted, the Claims 136 Commissioner shall authorize suit against the state on such claim. In 137 lieu of filing a notice of claim pursuant to section 4-147, a claimant may 138 commence a medical malpractice action against the state prior to the 139 expiration of the limitation period set forth in section 4-148 and 140 Substitute Bill No. 7343 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07343- R01-HB.docx } 6 of 9 authorization for such action against the state shall be deemed granted. 141 Any such action shall be limited to medical malpractice claims only 142 and any such action shall be deemed a suit otherwise authorized by 143 law in accordance with subsection (a) of section 4-142. 144 (c) In each action authorized by the Claims Commissioner pursuant 145 to subsection (a) or (b) of this section or by the General Assembly 146 pursuant to section 4-159, as amended by this act, or 4-159a, the 147 claimant shall allege such authorization and the date on which it was 148 granted, except that evidence of such authorization shall not be 149 admissible in such action as evidence of the state's liability. The state 150 waives its immunity from liability and from suit in each such action 151 and waives all defenses which might arise from the eleemosynary or 152 governmental nature of the activity complained of. The rights and 153 liability of the state in each such action shall be coextensive with and 154 shall equal the rights and liability of private persons in like 155 circumstances. 156 (d) No such action shall be brought but within one year from the 157 date such authorization to sue is granted. With respect to any claim 158 presented to the Office of the Claims Commissioner for which 159 authorization to sue is granted, any statute of limitation applicable to 160 such action shall be tolled until the date such authorization to sue is 161 granted. The claimant shall bring such action against the state as party 162 defendant in the judicial district in which the claimant resides or, if the 163 claimant is not a resident of this state, in the judicial district of 164 Hartford or in the judicial district in which the claim arose. 165 (e) Civil process directed against the state shall be served as 166 provided by section 52-64. 167 (f) Issues arising in such actions shall be tried to the court without a 168 jury. 169 (g) The laws and rules of practice governing disclosures in civil 170 actions shall apply against state agencies and state officers and 171 Substitute Bill No. 7343 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07343- R01-HB.docx } 7 of 9 employees possessing books, papers, records, documents or 172 information pertinent to the issues involved in any such action. 173 (h) The Attorney General, with the consent of the court, may 174 compromise or settle any such action. The terms of every such 175 compromise or settlement shall be expressed in a judgment of the 176 court. 177 (i) Costs may be allowed against the state as the court deems just, 178 consistent with the provisions of chapter 901. 179 (j) The clerk of the court in which judgment is entered against the 180 state shall forward a certified copy of such judgment to the 181 Comptroller. The Attorney General shall certify to the Comptroller 182 when the time allowed by law for proceeding subsequent to final 183 judgment has expired and the Attorney General shall designate the 184 state agency involved in the action. Upon receipt of such judgment and 185 certification the Comptroller shall make payment as follows: Amounts 186 directed by law to be paid from a special fund shall be paid from such 187 special fund; amounts awarded upon contractual claims for goods or 188 services furnished or for property leased shall be paid from the 189 appropriation of the agency which received such goods or services or 190 occupied such property; all other amounts shall be paid from such 191 appropriation as the General Assembly may have made for the 192 payment of claims. 193 (k) Not later than five days after the convening of each regular 194 session, the Attorney General shall report to the joint standing 195 committee of the General Assembly having cognizance of matters 196 relating to the judiciary on the status and disposition of all actions 197 authorized pursuant to this section or section 4-159, as amended by 198 this act, or brought against the state under any other provision of law 199 and in which the interests of the state are represented by the Attorney 200 General. The report shall include: (1) The number of such actions 201 pending in state and federal court, categorized by the alleged ground 202 for the action, (2) the number of new actions brought in the preceding 203 Substitute Bill No. 7343 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07343- R01-HB.docx } 8 of 9 year in state and federal court, categorized by the alleged ground for 204 the action, (3) the number of actions disposed of in the preceding year, 205 categorized by the ground for the action that was disposed of and 206 whether the action was disposed of by settlement or litigation to final 207 judgment, and the amount paid for actions within the respective 208 categories, and (4) such other information as may be requested, from 209 time to time, by the joint standing committee of the General Assembly 210 having cognizance of matters relating to the judiciary. The report shall 211 identify each action disposed of by payment of an amount exceeding 212 one hundred thousand dollars. 213 Sec. 5. Section 4-142b of the general statutes is repealed and the 214 following is substituted in lieu thereof (Effective October 1, 2019): 215 The Office of the Claims Commissioner shall maintain a permanent 216 office in Hartford County in such suitable space as the Commissioner 217 of Administrative Services provides. All papers required to be filed 218 with the Office of the Claims Commissioner shall be delivered to such 219 office. The Claims Commissioner may designate one or more 220 magistrates who shall be available to the Office of the Claims 221 Commissioner to hear [and determine claims] a claim and issue a 222 decision concerning the final disposition of a claim against the state, as 223 provided for in this chapter. The Claims Commissioner may appoint 224 any magistrate who is on the list of available magistrates maintained 225 by the Chief Court Administrator. [The Claims Commissioner shall be 226 solely responsible for making any decision concerning the final 227 disposition of a claim, provided any] A magistrate appointed by the 228 Claims Commissioner may review, [and hear a claim and] hear and 229 decide a claim, or make a recommendation to the Claims 230 Commissioner concerning the final disposition of a claim. The Claims 231 Commissioner shall establish such rules as he or she deems necessary 232 to provide for the appointment of a magistrate to hear and decide 233 matters pursuant to the provisions of this chapter. Such rules may 234 include limitations on the types of matters that may be heard and 235 decided by a magistrate and may provide for the issuance of a 236 Substitute Bill No. 7343 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2019HB-07343- R01-HB.docx } 9 of 9 recommendation by a magistrate concerning the final disposition of a 237 claim that is subject to review and approval by the Clai ms 238 Commissioner. 239 This act shall take effect as follows and shall amend the following sections: Section 1 October 1, 2019, and applicable to any claim filed on or after said date 4-151a Sec. 2 October 1, 2019, and applicable to any claim filed on or after said date 4-158 Sec. 3 October 1, 2019, and applicable to any claim filed on or after said date 4-159 Sec. 4 October 1, 2019, and applicable to any claim filed on or after said date 4-160 Sec. 5 October 1, 2019 4-142b JUD Joint Favorable Subst.