LCO \\PRDFS1\SCOUSERS\FORZANOF\WS\2019SB-00423-R02- SB.docx 1 of 10 General Assembly Substitute Bill No. 423 January Session, 2019 AN ACT CONCERNING FU NDING FOR CONNECTICU T'S TRANSPORTATION FUTUR E. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. (NEW) (Effective from passage) (a) There is established an 1 account to be known as the "Transportation Priority Projects account" 2 which shall be a separate, nonlapsing account within the Special 3 Transportation Fund, established pursuant to section 13b-68 of the 4 general statutes and maintained pursuant to article thirty-second of the 5 amendments to the Constitution of the state. The account shall contain 6 any moneys required by law to be deposited into the account. Moneys 7 in the account shall be expended by the Commissioner of 8 Transportation, with the approval of the Secretary of the Office of 9 Policy and Management, for the payment of any and all capital costs 10 incurred in furtherance of the purposes set forth in subsection (b) of 11 section 13b-74 of the general statutes with regard to the projects 12 described in subsection (b) of this section, provided such expenditures 13 are an eligible use of toll revenue pursuant to the provisions of 23 USC 14 129(a)(3), as amended from time to time. 15 (b) The funds in the Transportation Priority Projects account shall be 16 expended for the following projects: 17 (1) Operational improvements to Interstate Route 95; 18 Substitute Bill No. 423 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2019SB-00423- R02-SB.docx } 2 of 10 (2) Replacement of the viaduct on Interstate Route 84 in the town of 19 Hartford; 20 (3) Improvements to exits 3 to 8, inclusive, on Interstate Route 84 in 21 the town of Danbury; 22 (4) Improvements to the mixmaster on Interstate Route 84 in the 23 town of Waterbury; 24 (5) Operational improvements to the interchange between Interstate 25 Route 84 and Interstate Route 91; 26 (6) Replacement of movable bridges on the New Haven Line; 27 (7) Rail car procurements; 28 (8) Improvements to the Hartford Line; 29 (9) Improvements to the New Haven Line, including, but not 30 limited to: (A) Expanding the Danbury branch to include the town of 31 New Milford, (B) increasing the number of trains and frequency of 32 service on the Waterbury branch and expanding such branch to 33 include the towns of Seymour, Shelton and Derby, (C) adding a roof or 34 canopy covering at the Talmadge Hill commuter rail station in the 35 town of New Canaan to protect commuters from rain and snow, (D) 36 adding a passing siding at the New Canaan commuter rail station in 37 the town of New Canaan, (E) expanding the northbound side of the 38 parking lot and the train platforms at the Stratford commuter rail 39 station in the town of Stratford, and (F) improving parking and rail 40 structures; 41 (10) Removal of the traffic signal from Connecticut Route 9; 42 (11) Operational improvements to the interchange between 43 Connecticut Route 7 and Connecticut Route 15; 44 (12) Improvements to Heroes Tunnel in the town of New Haven; 45 (13) Operational improvements to the interchange between 46 Interstate Route 91, Interstate Route 691 and Connecticut Route 15; 47 Substitute Bill No. 423 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2019SB-00423- R02-SB.docx } 3 of 10 (14) Improvements to the rail yards in the towns of New Haven and 48 Stamford; 49 (15) A new commuter rail station in the town of Newington and on 50 New Park Avenue in the town of West Hartford; and 51 (16) Replacement of the Gold Star Memorial Bridge in the town of 52 New London. 53 (c) At the end of each fiscal year commencing with the fiscal year 54 ending June 30, 2023, and each fiscal year thereafter, the Comptroller 55 shall transfer any unappropriated surplus in the Special 56 Transportation Fund in excess of five per cent of total expenditures for 57 the most recently completed fiscal year to the Transportation Priority 58 Projects account within said fund. 59 Sec. 2. (NEW) (Effective from passage) As used in this section and 60 sections 3 to 8, inclusive, of this act: 61 (1) "Electronic tolling system" means an electronic system for 62 recording, monitoring, collecting and paying for tolls on the highways 63 of this state, including, but not limited to, video toll transaction 64 systems, transponders or other electronic transaction or payment 65 technology or devices; 66 (2) "Department" means the Department of Transportation; and 67 (3) "Toll operator" means a private entity that operates an electronic 68 tolling system pursuant to an agreement with the department and 69 whose duties may include, but need not be limited to, collecting tolls, 70 administrative charges and penalties. 71 Sec. 3. (NEW) (Effective from passage) (a) The department may 72 construct, maintain and operate electronic tolling systems on Interstate 73 Route 84, Interstate Route 91, Interstate Route 95 and portions of 74 Connecticut Route 15. The department may enter into an agreement 75 with a toll operator to operate such systems. 76 Substitute Bill No. 423 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2019SB-00423- R02-SB.docx } 4 of 10 (b) To carry out its duties and responsibilities under this section and 77 sections 4 to 7, inclusive, of this act, and any regulations adopted 78 under section 8 of this act, the department may enter into tolling 79 agreements with the Federal Highway Administrati on and 80 coordination agreements, intergovernmental agreements or other 81 implementation agreements with any other federal, state or municipal 82 entity or agency. 83 (c) The department may procure, retain and expend funds for 84 technical, traffic, revenue and financial consultants, attorneys and 85 other consultants and experts to assist in the development, 86 implementation, maintenance and operation of electronic tolling 87 systems. 88 (d) The department may procure, retain and expend funds for toll 89 operators, vendors, suppliers, designers, engineers, software 90 designers, installers, contractors, maintenance personnel, customer 91 service personnel and other equipment, materials, personnel and 92 services for the development, implementation, maintenance and 93 operation of electronic tolling systems and for the collection and 94 enforcement of tolls. 95 (e) (1) The department and the Department of Motor Vehicles, either 96 jointly or separately, may enter into reciprocal agreements with other 97 states, jurisdictions and operators of toll facilities in other states to 98 obtain and share any toll operator information regarding an out-of-99 state registered owner of a vehicle that has used a tolled highway, 100 including the make of the motor vehicle, the motor vehicle's number 101 plate and the name and address of the registered owner of the motor 102 vehicle. 103 (2) The department and the Department of Motor Vehicles may 104 enter into, or authorize a toll operator on behalf of the departments to 105 enter into, reciprocal agreements with other states, jurisdictions and 106 operators of toll facilities in other states for the efficient collection of 107 tolls incurred by residents of states other than this state. 108 Substitute Bill No. 423 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2019SB-00423- R02-SB.docx } 5 of 10 Sec. 4. (NEW) (Effective from passage) (a) The department may charge, 109 collect, retain, fix and change the toll rates for transit over or use of any 110 tolled highways, except the department shall not increase the toll rates 111 for ten years after the commencement of an electronic tolling system 112 on any highway. 113 (b) Subject to the limitations of subsection (a) of this section, toll 114 rates shall be fixed and changed by the department, so as to provide, at 115 a minimum, funding that is sufficient to: (1) Pay costs related to tolled 116 highways in this state, including, but not limited to, the cost of 117 owning, maintaining, repairing, reconstructing, improving, 118 rehabilitating, using, administering, controlling and operating such 119 highways; (2) pay the principal of, redemption premium, if any, and 120 interest on notes or bonds relating to tolled highways, as such 121 principal, premium or interest become due and payable; and (3) create 122 and maintain reserves established for any of the department's highway 123 and bridge responsibilities under titles 13a and 13b of the general 124 statutes for the operation and maintenance of tolled highways. Such 125 sufficiency of funding may take into account the availability of funds 126 from other sources. 127 (c) Prior to commencing construction of an electronic tolling system 128 on any highway of this state, the department shall hold at least one 129 public informational meeting in the general vicinity of each proposed 130 toll corridor. 131 (d) The department shall place and maintain signs in advance of any 132 tolled highway to notify motor vehicle operators (1) that a toll will be 133 charged on such highway, and (2) how to pay such toll. 134 (e) Upon presentation of a transponder or similar device issued by 135 the department or a toll operator, the operator of any of the following 136 vehicles may use tolled highways without paying tolls while in the 137 performance of his or her official duties: (1) A motor vehicle leased or 138 owned by the state, (2) a motor vehicle used by a sworn member of the 139 Division of State Police within the Department of Emergency Services 140 Substitute Bill No. 423 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2019SB-00423- R02-SB.docx } 6 of 10 and Public Protection, (3) a fire department vehicle, (4) an ambulance 141 or motor vehicle operated by a member of an emergency medical 142 service organization, and (5) a motor vehicle used to provide public 143 transit services. 144 (f) All revenues received by the department from tolls and the 145 imposition of civil penalties associated with toll nonpayment, toll 146 evasion or other toll-related violations shall be deposited into the 147 Special Transportation Fund, established pursuant to section 13b-68 of 148 the general statutes and maintained pursuant to article thirty-second of 149 the amendments to the Constitution of the state. Such revenues shall 150 be expended in accordance with the (1) provisions of 23 USC 129(a)(3), 151 as amended from time to time, including, but not limited to, the 152 payment of debt service on obligations incurred for projects on tolled 153 highways, the costs of improving, operating and maintaining tolled 154 highways and any other project eligible for federal funding under Title 155 23 of the United States Code, as amended from time to time, and (2) 156 requirements of the Value Pricing Pilot Program, established pursuant 157 to Section 1012(b) of the Intermodal Surface Transportation Efficiency 158 Act of 1991, including, but not limited to, the cost of mitigation 159 measures to address potential effects of tolled highways on low-160 income motor vehicle operators. 161 (g) Tolls shall not be subject to and shall be exempt from taxation of 162 every kind by the state and by the municipalities and all other political 163 subdivisions or special districts having taxing powers in the state. 164 Sec. 5. (NEW) (Effective from passage) Any electronic tolling system 165 operated by the department or a toll operator shall be interoperable 166 with all other electronic tolling systems in this state and shall comply 167 with all state and federal interoperability requirements and standards. 168 Such tolling system interoperability shall extend to system technology 169 and the transfer of funds. The Commissioners of Transportation and 170 Motor Vehicles, in consultation with the Commissioner of 171 Administrative Services, shall ensure the coordination and 172 compatibility of information system technology and data of any 173 Substitute Bill No. 423 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2019SB-00423- R02-SB.docx } 7 of 10 electronic tolling system. The provisions of chapters 58 and 61 of the 174 general statutes shall not apply to this section. 175 Sec. 6. (NEW) (Effective from passage) (a) Except as provided in 176 subsection (b) of this section, neither the department nor any toll 177 operator shall sell or use any toll customer information or other data 178 for commercial purposes unrelated to the charging, collection and 179 enforcement of tolls, administrative fees and penalties. 180 (b) The department may release toll customer information and other 181 data that does not directly or indirectly identify a toll customer for 182 research purposes authorized by the department. 183 (c) (1) Except as required by applicable law or in connection with an 184 administrative or court proceeding, all information that specifically 185 identifies a toll customer and relates to a specific tolling transaction 186 shall be destroyed not later than one year after the later of the tolling 187 transaction or the collection of the toll, whether through normal 188 processes or enforcement. 189 (2) Except as required by applicable law or in connection with an 190 administrative or court proceeding, all information relating to a toll 191 customer account that specifically identifies a toll customer shall be 192 destroyed not later than one year after the collection of all tolls and 193 fees incurred by such toll customer, whether through normal 194 processes, enforcement or closing of such account. 195 (d) Toll customer information and data shall not be deemed a public 196 record, as defined in section 1-200 of the general statutes. 197 (e) Toll operators shall be subject to the provisions of chapter 62a of 198 the general statutes. 199 Sec. 7. (NEW) (Effective from passage) (a) Any person who contests 200 the amount of a toll or an associated charge shall be afforded an 201 opportunity for a hearing with the department in accordance with the 202 provisions of chapter 54 of the general statutes. 203 Substitute Bill No. 423 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2019SB-00423- R02-SB.docx } 8 of 10 (b) The department, after notice and hearing, may impose a civil 204 penalty of not more than twenty-five dollars for a first violation, not 205 more than fifty dollars for a second violation and not more than one 206 hundred dollars for a third or subsequent violation of a provision of 207 the regulations adopted pursuant to section 8 of this act on any of the 208 following persons with respect to toll nonpayment, toll evasion or 209 related fees: (1) The operator of a motor vehicle on a tolled highway; 210 (2) the registered owner of a motor vehicle operated on a tolled 211 highway, if other than the operator, if such vehicle was used or 212 operated with the express or implied permission of the registered 213 owner at the time of the tolling transaction; (3) the lessee of a motor 214 vehicle operated on a tolled highway, if other than the operator, if such 215 vehicle was used or operated with the express or implied permission 216 of the lessee at the time of the tolling transaction; and (4) the lessor of a 217 motor vehicle operated on a tolled highway. 218 (c) A copy of the motor vehicle rental agreement, lease, other 219 contract document or affidavit identifying the lessee of the motor 220 vehicle at the time of the tolling transaction shall be prima facie 221 evidence that the person named in the rental agreement, lease, other 222 contract document or affidavit was operating the motor vehicle at all 223 relevant times relating to the tolling transaction. A lessor shall 224 cooperate with the department or the toll operator, as the case may be, 225 in providing the department or toll operator any requested 226 information concerning the lessee contained in the lessor's record. 227 (d) The Department of Motor Vehicles shall provide the Department 228 of Transportation and any toll operator with the information necessary 229 to collect tolls and enforce penalties for toll nonpayment, toll evasion 230 or other toll-related violations, including, but not limited to, 231 information regarding the registered owner of a motor vehicle that was 232 operated on a tolled highway and the make of the motor vehicle, the 233 motor vehicle's number plate and the name and address of the 234 registered owner of the motor vehicle. 235 Sec. 8. (NEW) (Effective from passage) (a) The Commissioner of 236 Substitute Bill No. 423 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2019SB-00423- R02-SB.docx } 9 of 10 Transportation shall adopt regulations, in accordance with the 237 provisions of chapter 54 of the general statutes, to implement the 238 provisions of sections 3 to 7, inclusive, of this act. Such regulations 239 may include, but need not be limited to: (1) Establishment of variable 240 toll rates that take into consideration the day of the week, level of 241 congestion or anticipated congestion; (2) establishment of different fees 242 based on the type of vehicle classification, size, weight, number of 243 axles or vehicle occupancy; (3) establishment of discounts and credits 244 to a toll customer account for persons with a transponder or similar 245 device issued by the department or a toll operator; (4) the imposition 246 of surcharges, premiums or additional fees for designated users or 247 classes of users of a tolled highway who travel on such highway 248 without a transponder or similar device issued by the department or a 249 toll operator; (5) the imposition of administrative charges and penalties 250 for the late payment of tolls and toll evasion; (6) provisions to protect 251 and appropriately limit access to toll customer information and other 252 data collected, received, maintained, archived, accessed and disclosed 253 by the department; and (7) the manner in which a transponder or 254 similar device shall be located in or on a motor vehicle entering an 255 electronic tolling system if such system uses a transponder or similar 256 device. 257 (b) The Commissioner of Motor Vehicles, in consultation with the 258 Commissioner of Transportation, shall adopt regulations, in 259 accordance with the provisions of chapter 54 of the general statutes, to 260 implement the provisions of sections 3 to 7, inclusive, of this act. Such 261 regulations shall include restrictions on issuing a registration to the 262 owner of a motor vehicle who owes tolls for transit over or use of a 263 tolled highway or owes administrative charges or penalties for the late 264 payment of tolls or toll evasion. 265 Sec. 9. (NEW) (Effective from passage) On August first of the next full 266 fiscal year following the collection of tolls for transit over or use of any 267 tolled highway, and annually thereafter, the Commissioner of 268 Transportation shall submit a report, in accordance with the provisions 269 Substitute Bill No. 423 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2019SB-00423- R02-SB.docx } 10 of 10 of section 11-4a of the general statutes, to the joint standing committee 270 of the General Assembly having cognizance of matters relating to 271 transportation. Such report shall include all expenditures from the 272 Transportation Priority Projects account, established pursuant to 273 subsection (a) of section 1 of this act, and the status of the projects 274 listed in subsection (b) of section 1 of this act. 275 This act shall take effect as follows and shall amend the following sections: Section 1 from passage New section Sec. 2 from passage New section Sec. 3 from passage New section Sec. 4 from passage New section Sec. 5 from passage New section Sec. 6 from passage New section Sec. 7 from passage New section Sec. 8 from passage New section Sec. 9 from passage New section Statement of Legislative Commissioners: In Section 1(a) and 4(f), "section 19 of article third of" was changed to "maintained pursuant to article thirty-second of the amendments to", in Section 1(a), ". Such expenditures shall be" was changed to ", provided such expenditures are" for accuracy and clarity; in Section 4(a), ". The" was changed to ", except the" for clarity; in Section 4(f), "of 1991" was inserted after "Intermodal Surface Transportation Efficiency Act" for accuracy; and in Section 9, "next" was inserted before "full" for clarity. TRA Joint Favorable Subst. -LCO