LCO No. 5087 1 of 13 General Assembly Raised Bill No. 1010 January Session, 2019 LCO No. 5087 Referred to Committee on PLANNING AND DEVELOPMENT Introduced by: (PD) AN ACT CONCERNING TH E DISCLOSURE OF DAMS AND SIMILAR STRUCTURES BY OWNERS OF REAL PROPERTY. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Section 22a-409 of the general statutes is repealed and the 1 following is substituted in lieu thereof (Effective July 1, 2019): 2 (a) The commissioner shall cause a survey and maps to be made of 3 each town showing the location of any dams or similar structures 4 within such town, and shall file a copy of such map with the town 5 clerk. On and after October 1, [2007] 2019, the owner of real property 6 where a [high hazard or significant hazard] dam is located shall cause 7 to be recorded on the land records in the municipality where the 8 property is located a document that identifies the existence of the dam 9 and whether the dam is categorized as a high hazard dam or a 10 significant hazard dam. The commissioner shall publish a 11 standardized form to be used for such purposes. 12 (b) The owner of any dam or similar structure that, by failing, may 13 endanger life or property and that is not already registered shall 14 Raised Bill No. 1010 LCO No. 5087 2 of 13 register on or before October 1, 2015, with the Commissioner of Energy 15 and Environmental Protection on a form prescribed by the 16 commissioner, the location and dimensions of such dam or structure 17 and such other information as the commissioner may require. Any 18 information reported on such form that the commissioner cannot 19 otherwise independently obtain shall not be used by the commissioner 20 to order the payment of a civil penalty pursuant to section 22a-6d or 21 22a-407 provided such form is submitted to the commissioner on or 22 before October 1, 2015. The fee for registration shall be as follows: (1) 23 Dams or similar structures five feet or more in height but less than 24 fifteen feet, fifty dollars; (2) dams or similar structures fifteen feet or 25 more in height but less than twenty-five feet, one hundred dollars; and 26 (3) dams or similar structures twenty-five feet or more in height, two 27 hundred dollars. Dams or similar structures less than five feet in 28 height shall be registered without fee. As used in this subsection, 29 "height" means the vertical distance from the crest of a dam or similar 30 structure to the downstream toe of such dam or similar structure. The 31 owner of any dam or similar structure shall notify the commissioner 32 by registered or certified mail, return receipt requested, of a transfer of 33 ownership of such dam or similar structure not later than ten days 34 after the date of such transfer. 35 (c) The commissioner shall notify the owner of any dam or similar 36 structure registered pursuant to subsection (b) of this section, in 37 writing, by certified mail, return receipt requested, not later than 38 January fifteenth of any year in which inspection of such dam is due. 39 Such notice shall identify the classification of such dam, as set forth in 40 the regulations adopted pursuant to this subsection, and include a 41 statement of the frequency for such inspection, as set forth in such 42 regulations. Upon receipt of such timely notification by the 43 commissioner, the owner of any such dam or similar structure shall 44 cause such structure to be inspected in accordance with the regulations 45 adopted pursuant to this subsection by a registered professional 46 engineer licensed in the state and shall, not later than March fifteenth 47 of the following year, submit the results of such inspection to the 48 Raised Bill No. 1010 LCO No. 5087 3 of 13 commissioner on a form prescribed by the commissioner. The 49 commissioner shall periodically inspect dams registered pursuant to 50 subsection (b) of this section for quality assurance when an owner fails 51 to undertake a regularly scheduled inspection and as necessary after a 52 flood event. The fee for any such inspection shall be six hundred sixty 53 dollars until such time as regulations are adopted concerning such 54 inspection fees. Any dam which impounds less than three acre-feet of 55 water or any dam which the commissioner finds has a potential for 56 negligible damage in the event of a failure, after an initial inspection, 57 shall be exempt from the provisions of this subsection except upon 58 determination by the commissioner that such dam poses a unique 59 hazard. The commissioner shall adopt regulations in accordance with 60 the provisions of chapter 54 establishing (1) a schedule for the 61 frequency of and procedures for inspection of dams, (2) the inspection 62 fees for inspections undertaken by the department, sufficient to cover 63 the reasonable cost of such inspections, (3) procedures for registration 64 and criteria for waiver of registration and inspection fees, and (4) 65 criteria for determining whether a dam has a potential for negligible 66 damage in the event of a failure. 67 (d) Not later than fifteen days prior to the signing of any purchase 68 and sale agreement, the owner of any dam or similar structure shall 69 notify a prospective buyer of the real property on which such dam or 70 similar structure is located (1) of the existence of such dam or 71 structure; (2) whether such dam or similar structure is categorized as a 72 high hazard or significant hazard; and (3) of the results of the most 73 recent inspection of such dam or similar structure conducted pursuant 74 to subsection (c) of this section. 75 Sec. 2. Subsection (d) of section 20-327b of the general statutes is 76 repealed and the following is substituted in lieu thereof (Effective July 77 1, 2019): 78 (d) The Commissioner of Consumer Protection shall prescribe the 79 written residential disclosure report required by this section and 80 sections 20-327c to 20-327e, inclusive. The written residential 81 Raised Bill No. 1010 LCO No. 5087 4 of 13 disclosure report shall be based upon a template that the commissioner 82 shall prescribe. Such template shall: Fit on pages being not more than 83 eight and one-half inches in height and eleven inches in width, with 84 type size no smaller than nine-point type, other than checkboxes or 85 section headers, which may be in a smaller size; include the address of 86 the subject property on each page; include page numbers on each page; 87 include section headings in bold type and include space for the buyer 88 and the seller's initials on each page, except the signature page. The 89 report shall contain the following, in the order indicated: 90 (1) A section entitled "Instructions to Sellers" 91 You MUST answer ALL questions to the best of your knowledge. 92 Identify/Disclose any problems regarding the subject property. 93 YOUR REAL ESTATE LICENSEE CANNOT COMPLETE THIS 94 FORM ON YOUR BEHALF. 95 UNK means Unknown, N/A means Not Applicable. 96 If you need additional space to complete any answer or explanation, 97 attach additional page(s) to this form. Include subject property 98 address, seller's name and the date. 99 (2) Pursuant to the Uniform Property Condition Disclosure Act, the 100 seller is obligated to answer the following questions and to disclose 101 herein any knowledge of any problem regarding the following: 102 (A) A subsection entitled "Subject Property" 103 (i) Name of seller(s) 104 (ii) Street address, municipality, zip code 105 (B) A subsection entitled "General Information" 106 (i) Indicate the YEAR the structure was built: 107 Raised Bill No. 1010 LCO No. 5087 5 of 13 (ii) Indicate HOW LONG you have occupied the property: If not 108 applicable, indicate with N/A. 109 (iii) Does anyone else claim to own any part of your property, 110 including, but not limited to, any encroachment(s)? If YES, explain: 111 (iv) Does anyone other than you have or claim to have any right to 112 use any part of your property, including, but not limited to, any 113 easement or right-of-way? If YES, explain: 114 (v) Is the property in a flood hazard area or an inland wetlands 115 area? If YES, explain: 116 (vi) Is a dam or similar structure that is required to be recorded or 117 registered pursuant to section 22a-409 of the general statutes located 118 on the property? If YES, has the dam or structure been recorded or 119 registered on town land records, has the dam or structure been 120 categorized as a high hazard or significant hazard, and when was the 121 dam or structure last inspected? Provide any and all written 122 documentation concerning such inspection within your control or 123 possession by attaching a copy of such documentation to this form. 124 [(vi)] (vii) Do you have any reason to believe that the municipality 125 in which the subject property is located may impose any assessment 126 for purposes such as sewer installation, sewer improvements, water 127 main installation, water main improvements, sidewalks or other 128 improvements? If YES, explain: 129 [(vii)] (viii) Is the property located in a municipally designated 130 village district, municipally designated historic district or listed on the 131 National Register of Historic Places? If YES, explain: 132 [(viii)] (ix) Special Statement: Information concerning village 133 districts and historic districts may be obtained from the municipality's 134 village or historic district commission, if applicable. 135 [(ix)] (x) Is the property located in a special tax district? If YES, 136 [please] explain: 137 Raised Bill No. 1010 LCO No. 5087 6 of 13 [(x)] (xi) Is the property subject to any type of land use restrictions, 138 other than those contained within the property's chain of title or that 139 are necessary to comply with state laws or municipal zoning? If YES, 140 explain: 141 [(xi)] (xii) Is the property located in a common interest community? 142 If YES, is it subject to any community or association dues or fees? 143 Please explain: 144 [(xii)] (xiii) Do you have any knowledge of prior or pending 145 litigation, government agency or administrative actions, orders or liens 146 on the property related to the release of any hazardous substance? If 147 YES, [please] explain: 148 (C) A subsection entitled "Leased Equipment" 149 Does the property include any Leased or Rented Equipment that 150 would necessitate or obligate either of the following: The assignment 151 or transfer of the lease or rental agreement(s) to the buyer or the 152 replacement or substitution of the equipment by the buyer? If YES, 153 indicate by checking ALL items that apply: PROPANE FUEL TANK; 154 WATER HEATER; SECURITY ALARM SYSTEM; FIRE ALARM 155 SYSTEM; SATELLITE DISH ANTENNA; WATER TREATMEN T 156 SYSTEM; SOLAR DEVICES; MAJOR APPLIANCES; OTHER 157 (D) A subsection entitled "Mechanical/Utility Systems" 158 (i) Heating system problems? If YES, explain. List Fuel Types. 159 (ii) Hot water heater Type: Age: Hot water problems? If YES, 160 explain: 161 (iii) Is there an underground storage tank? If YES, give AGE of tank 162 and LOCATION. 163 (iv) Are you aware of any problems with the underground storage 164 tank? If YES, explain: 165 Raised Bill No. 1010 LCO No. 5087 7 of 13 (v) During the time you have owned the property, has there ever 166 been an underground storage tank located on the property? If YES, has 167 it been removed? If YES, what was the date of removal and what was 168 the name and address of the person or business who removed such 169 underground storage tank? Provide any and all written documentation 170 of such removal within your control or possession by attaching a copy 171 of such documentation to this form. 172 (vi) Air conditioning problems? If YES, explain: Air conditioning 173 Type: Central; Window; Other 174 (vii) Plumbing system problems? If YES, explain: 175 (viii) Electrical System problems? If YES, explain: 176 (ix) Electronic security system problems? If YES, explain: 177 (x) Are there carbon monoxide or smoke detectors located in a 178 dwelling on the property? If YES, state the NUMBER of such detectors 179 and whether there have been problems with such detectors; 180 (xi) Fire sprinkler system problems? If YES, explain: 181 (E) A subsection entitled "Water System" 182 (i) Domestic Water System Type: Public; Private Well; Other 183 (ii) If Public Water: 184 (I) Is there a separate expense/fee for water usage? If YES, is the 185 expense/fee for water usage flat or metered? Give the AMOUNT and 186 explain: 187 (II) Are there any UNPAID water charges? If YES, state the amount 188 unpaid: 189 (iii) If Private Well: 190 Has the well water been tested for contaminants/volatile organic 191 Raised Bill No. 1010 LCO No. 5087 8 of 13 compounds? If YES, attach a copy of the report. 192 (iv) If Public Water or Private Well: Are you aware of any problems 193 with the well, or with the water quality, quantity, recovery, or 194 pressure? If YES, explain: 195 (F) A subsection entitled "Sewage Disposal System" 196 (i) Sewage Disposal System Type: Public; Septic; Cesspool; Other 197 (ii) If Public Sewer: 198 (I) Is there a separate charge made for sewer use? If YES, is it Flat or 199 Metered? 200 (II) If it is a Flat amount, state amount and due dates: 201 (III) Are there any UNPAID sewer charges? If any unpaid sewer 202 charges, state the amount: 203 (iii) If Private: 204 (I) Name of service company 205 (II) Date last pumped: AND frequency: 206 (III) For any sewage system, are there problems? If YES, explain: 207 (G) A subsection entitled "Asbestos/Lead" 208 (i) Are asbestos containing insulation or building materials present? 209 If YES, location: 210 (ii) Is lead paint present? If YES, location: 211 (iii) Is lead plumbing present? If YES, location: 212 (H) A subsection entitled "Building/Structure/Improvements" 213 (i) Is the foundation made of concrete? If NO, explain: 214 Raised Bill No. 1010 LCO No. 5087 9 of 13 (ii) Foundation/Slab problems or settling? If YES, explain: 215 (iii) Basement Water Seepage/Dampness? If YES, explain Amount, 216 Frequency and Location: 217 (iv) Sump pump problems? If YES, explain: 218 (v) Do you have any knowledge of any testing or inspection done by 219 a licensed professional related to a foundation on the property? If YES, 220 attach a copy of the report. 221 (vi) Do you have any knowledge of any repairs related to a 222 foundation on the property? If YES, explain: 223 (vii) Roof type; Age? 224 (viii) Roof leaks? If YES, explain: 225 (ix) Exterior siding problems? If YES, explain: 226 (x) Chimney, Fireplace, Wood or Coal Stove problems? If YES, 227 explain: 228 (xi) Patio/deck problems? If YES, explain: 229 (xii) If constructed of Wood, is the Wood Treated or Untreated? 230 (xiii) Driveway problems? If YES, explain: 231 (xiv) Water drainage problems? If YES, explain: 232 (xv) Interior Floor, Wall and/or Ceiling problems? If YES, explain: 233 (xvi) Fire and/or Smoke damage? If YES, explain: 234 (xvii) Termite, Insect, Rodent or Pest Infestation problems? If YES, 235 explain: 236 (xviii) Rot or Water damage problems? If YES, explain: 237 (xix) Is house insulated? If YES, Type: Location: 238 Raised Bill No. 1010 LCO No. 5087 10 of 13 (xx) Has a test for Radon been performed? If YES, attach a copy of 239 the report. 240 (xxi) Is there a Radon Control System in place? If YES, explain: 241 (xxii) Has a Radon control system been in place in the previous 12 242 months? If YES, explain: 243 (I) The Seller should attach additional pages to further explain any 244 item(s) above. Indicate here the number of additional pages attached: 245 (J) Questions contained in subparagraphs (A) to (I), inclusive, of this 246 subdivision shall contain checkboxes indicating "yes", "no", "not 247 applicable" or "unknown". 248 (3) The written residential disclosure report shall contain the 249 following immediately below the questions contained in 250 subparagraphs (A) to (I), inclusive, of subdivision (2) of this 251 subsection: 252 A certification by the seller in the following form: 253 SELLER'S CERTIFICATION 254 "To the extent of the seller's knowledge as a property owner, the 255 seller acknowledges that the information contained above is true and 256 accurate for those areas of the property listed. In the event a real estate 257 broker or salesperson is utilized, the seller authorizes the brokers or 258 salespersons to provide the above information to prospective buyers, 259 selling agents or buyers' agents. 260 T1 .... (Date) .... (Seller) T2 .... (Date) .... (Seller)" (4) The written residential disclosure report shall contain the 261 following in a separate section immediately below the seller's 262 certification: 263 Raised Bill No. 1010 LCO No. 5087 11 of 13 IMPORTANT INFORMATION 264 (A) RESPONSIBILITIES OF REAL ESTATE BROKERS 265 This report in no way relieves a real estate broker of the broker's 266 obligation under the provisions of section 20-328-5a of the Regulations 267 of Connecticut State Agencies to disclose any material facts. Failure to 268 do so could result in punitive action taken against the broker, such as 269 fines, suspension or revocation of license. 270 (B) STATEMENTS NOT TO CONSTITUTE A WARRANTY 271 Any representations made by the seller on the written residential 272 disclosure report shall not constitute a warranty to the buyer. 273 (C) NATURE OF DISCLOSURE REPORT 274 This Residential Property Condition Disclosure Report is not a 275 substitute for inspections, tests and other methods of determining the 276 physical condition of property. 277 (D) INFORMATION ON THE RESIDENCE OF CONVICTED 278 FELONS 279 Information concerning the residence address of a person convicted 280 of a crime may be available from law enforcement agencies or the 281 Department of Public Safety. 282 (E) BUILDING PERMITS AND CERTIFICATES OF OCCUPANCY 283 Prospective buyers should consult with the municipal building 284 official in the municipality in which the property is located to confirm 285 that building permits and certificates of occupancy have been issued 286 for work on the property. 287 (F) HOME INSPECTION 288 Buyers should have the property inspected by a licensed home 289 inspector. 290 Raised Bill No. 1010 LCO No. 5087 12 of 13 (G) CONCRETE FOUNDATION 291 Prospective buyers may have a concrete foundation inspected by a 292 licensed professional engineer who is a structural engineer for 293 deterioration of the foundation due to the presence of pyrrhotite. 294 (5) The written residential disclosure report shall contain the 295 following immediately below the statements contained in 296 subparagraphs (A) to (G), inclusive, of subdivision (4) of this 297 subsection: 298 A certification by the buyer in the following form: 299 BUYER'S CERTIFICATION 300 "The buyer is urged to carefully inspect the property and, if desired, 301 to have the property inspected by an expert. The buyer understands 302 that there are areas of the property for which the seller has no 303 knowledge and that this disclosure statement does not encompass 304 those areas. The buyer also acknowledges that the buyer has read and 305 received a signed copy of this statement from the seller or seller's 306 agent. 307 T3 .... (Date) .... (Seller) T4 .... (Date) .... (Seller)" This act shall take effect as follows and shall amend the following sections: Section 1 July 1, 2019 22a-409 Sec. 2 July 1, 2019 20-327b(d) Statement of Purpose: To require the owner of real property on which a dam or similar structure is located to (1) record such dam or structure on the land records of the municipality in which such real property is located, (2) notify a potential buyer of such real property of the existence of such dam or structure, and (3) disclose the existence of such dam or structure on a residential disclosure report. Raised Bill No. 1010 LCO No. 5087 13 of 13 [Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not underlined.]