LCO No. 6353 1 of 9 General Assembly Raised Bill No. 1105 January Session, 2019 LCO No. 6353 Referred to Committee on GOVERNMENT ADMINISTRATION AND ELECTIONS Introduced by: (GAE) AN ACT CONCERNING TH E CONFIDENTIALITY OF LAW ENFORCEMENT RECORDS CONCERNING VICTIMS O F SEXUAL ASSAULT AND FAMILY V IOLENCE. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Subsection (b) of section 1-210 of the general statutes is 1 repealed and the following is substituted in lieu thereof (Effective 2 October 1, 2019): 3 (b) Nothing in the Freedom of Information Act shall be construed to 4 require disclosure of: 5 (1) Preliminary drafts or notes provided the public agency has 6 determined that the public interest in withholding such documents 7 clearly outweighs the public interest in disclosure; 8 (2) Personnel or medical files and similar files the disclosure of 9 which would constitute an invasion of personal privacy; 10 (3) Records of law enforcement agencies not otherwise available to 11 Raised Bill No. 1105 LCO No. 6353 2 of 9 the public which records were compiled in connection with the 12 detection or investigation of crime, if the disclosure of [said] such 13 records would not be in the public interest because it would result in 14 the disclosure of (A) the identity of informants not otherwise known or 15 the identity of witnesses not otherwise known whose safety would be 16 endangered or who would be subject to threat or intimidation if their 17 identity was made known, (B) the identity of minor witnesses, (C) 18 signed statements of witnesses, (D) information to be used in a 19 prospective law enforcement action if prejudicial to such action, (E) 20 investigatory techniques not otherwise known to the general public, 21 (F) arrest records of a juvenile, which shall also include any 22 investigatory files, concerning the arrest of such juvenile, compiled for 23 law enforcement purposes, (G) the name and address of the victim of a 24 sexual assault under section 53a-70, 53a-70a, 53a-71, 53a-72a, 53a-72b 25 or 53a-73a, voyeurism under section 53a-189a, [or] injury or risk of 26 injury, or impairing of morals under section 53-21 or family violence, 27 as defined in section 46b-38a, or of an attempt thereof, or (H) 28 uncorroborated allegations subject to destruction pursuant to section 1-29 216; 30 (4) Records pertaining to strategy and negotiations with respect to 31 pending claims or pending litigation to which the public agency is a 32 party until such litigation or claim has been finally adjudicated or 33 otherwise settled; 34 (5) (A) Trade secrets, which for purposes of the Freedom of 35 Information Act, are defined as information, including formulas, 36 patterns, compilations, programs, devices, methods, techniques, 37 processes, drawings, cost data, customer lists, film or television scripts 38 or detailed production budgets that (i) derive independent economic 39 value, actual or potential, from not being generally known to, and not 40 being readily ascertainable by proper means by, other persons who can 41 obtain economic value from their disclosure or use, and (ii) are the 42 subject of efforts that are reasonable under the circumstances to 43 maintain secrecy; and 44 Raised Bill No. 1105 LCO No. 6353 3 of 9 (B) Commercial or financial information given in confidence, not 45 required by statute; 46 (6) Test questions, scoring keys and other examination data used to 47 administer a licensing examination, examination for employment or 48 academic examinations; 49 (7) The contents of real estate appraisals, engineering or feasibility 50 estimates and evaluations made for or by an agency relative to the 51 acquisition of property or to prospective public supply and 52 construction contracts, until such time as all of the property has been 53 acquired or all proceedings or transactions have been terminated or 54 abandoned, provided the law of eminent domain shall not be affected 55 by this provision; 56 (8) Statements of personal worth or personal financial data required 57 by a licensing agency and filed by an applicant with such licensing 58 agency to establish the applicant's personal qualification for the 59 license, certificate or permit applied for; 60 (9) Records, reports and statements of strategy or negotiations with 61 respect to collective bargaining; 62 (10) Records, tax returns, reports and statements exempted by 63 federal law or the general statutes or communications privileged by 64 the attorney-client relationship, marital relationship, clergy-penitent 65 relationship, doctor-patient relationship, therapist-patient relationship 66 or any other privilege established by the common law or the general 67 statutes, including any such records, tax returns, reports or 68 communications that were created or made prior to the establishment 69 of the applicable privilege under the common law or the general 70 statutes; 71 (11) Names or addresses of students enrolled in any public school or 72 college without the consent of each student whose name or address is 73 to be disclosed who is eighteen years of age or older and a parent or 74 guardian of each such student who is younger than eighteen years of 75 Raised Bill No. 1105 LCO No. 6353 4 of 9 age, provided this subdivision shall not be construed as prohibiting the 76 disclosure of the names or addresses of students enrolled in any public 77 school in a regional school district to the board of selectmen or town 78 board of finance, as the case may be, of the town wherein the student 79 resides for the purpose of verifying tuition payments made to such 80 school; 81 (12) Any information obtained by the use of illegal means; 82 (13) Records of an investigation or the name of an employee 83 providing information under the provisions of section 4-61dd or 84 sections 4-276 to 4-280, inclusive; 85 (14) Adoption records and information provided for in sections 45a-86 746, 45a-750 and 45a-751; 87 (15) Any page of a primary petition, nominating petition, 88 referendum petition or petition for a town meeting submitted under 89 any provision of the general statutes or of any special act, municipal 90 charter or ordinance, until the required processing and certification of 91 such page has been completed by the official or officials charged with 92 such duty after which time disclosure of such page shall be required; 93 (16) Records of complaints, including information compiled in the 94 investigation thereof, brought to a municipal health authority pursuant 95 to chapter 368e or a district department of health pursuant to chapter 96 368f, until such time as the investigation is concluded or thirty days 97 from the date of receipt of the complaint, whichever occurs first; 98 (17) Educational records which are not subject to disclosure under 99 the Family Educational Rights and Privacy Act, 20 USC 1232g; 100 (18) Records, the disclosure of which the Commissioner of 101 Correction, or as it applies to Whiting Forensic Hospital, the 102 Commissioner of Mental Health and Addiction Services, has 103 reasonable grounds to believe may result in a safety risk, including the 104 risk of harm to any person or the risk of an escape from, or a disorder 105 Raised Bill No. 1105 LCO No. 6353 5 of 9 in, a correctional institution or facility under the supervision of the 106 Department of Correction or Whiting Forensic Hospital. Such records 107 shall include, but are not limited to: 108 (A) Security manuals, including emergency plans contained or 109 referred to in such security manuals; 110 (B) Engineering and architectural drawings of correctional 111 institutions or facilities or Whiting Forensic Hospital facilities; 112 (C) Operational specifications of security systems utilized by the 113 Department of Correction at any correctional institution or facility or 114 Whiting Forensic Hospital facilities, except that a general description 115 of any such security system and the cost and quality of such system 116 may be disclosed; 117 (D) Training manuals prepared for correctional institutions and 118 facilities or Whiting Forensic Hospital facilities that describe, in any 119 manner, security procedures, emergency plans or security equipment; 120 (E) Internal security audits of correctional institutions and facilities 121 or Whiting Forensic Hospital facilities; 122 (F) Minutes or recordings of staff meetings of the Department of 123 Correction or Whiting Forensic Hospital facilities, or portions of such 124 minutes or recordings, that contain or reveal information relating to 125 security or other records otherwise exempt from disclosure under this 126 subdivision; 127 (G) Logs or other documents that contain information on the 128 movement or assignment of inmates or staff at correctional institutions 129 or facilities; and 130 (H) Records that contain information on contacts between inmates, 131 as defined in section 18-84, and law enforcement officers; 132 (19) Records when there are reasonable grounds to believe 133 disclosure may result in a safety risk, including the risk of harm to any 134 Raised Bill No. 1105 LCO No. 6353 6 of 9 person, any government-owned or leased institution or facility or any 135 fixture or appurtenance and equipment attached to, or contained in, 136 such institution or facility, except that such records shall be disclosed 137 to a law enforcement agency upon the request of the law enforcement 138 agency. Such reasonable grounds shall be determined (A) (i) by the 139 Commissioner of Administrative Services, after consultation with the 140 chief executive officer of an executive branch state agency, with respect 141 to records concerning such agency; and (ii) by the Commissioner of 142 Emergency Services and Public Protection, after consultation with the 143 chief executive officer of a municipal, district or regional agency, with 144 respect to records concerning such agency; (B) by the Chief Court 145 Administrator with respect to records concerning the Judicial 146 Department; and (C) by the executive director of the Joint Committee 147 on Legislative Management, with respect to records concerning the 148 Legislative Department. As used in this section, "government-owned 149 or leased institution or facility" includes, but is not limited to, an 150 institution or facility owned or leased by a public service company, as 151 defined in section 16-1, other than a water company, as defined in 152 section 25-32a, a certified telecommunications provider, as defined in 153 section 16-1, or a municipal utility that furnishes electric or gas service, 154 but does not include an institution or facility owned or leased by the 155 federal government, and "chief executive officer" includes, but is not 156 limited to, an agency head, department head, executive director or 157 chief executive officer. Such records include, but are not limited to: 158 (i) Security manuals or reports; 159 (ii) Engineering and architectural drawings of government-owned 160 or leased institutions or facilities; 161 (iii) Operational specifications of security systems utilized at any 162 government-owned or leased institution or facility, except that a 163 general description of any such security system and the cost and 164 quality of such system may be disclosed; 165 (iv) Training manuals prepared for government-owned or leased 166 Raised Bill No. 1105 LCO No. 6353 7 of 9 institutions or facilities that describe, in any manner, security 167 procedures, emergency plans or security equipment; 168 (v) Internal security audits of government-owned or leased 169 institutions or facilities; 170 (vi) Minutes or records of meetings, or portions of such minutes or 171 records, that contain or reveal information relating to security or other 172 records otherwise exempt from disclosure under this subdivision; 173 (vii) Logs or other documents that contain information on the 174 movement or assignment of security personnel; and 175 (viii) Emergency plans and emergency preparedness, response, 176 recovery and mitigation plans, including plans provided by a person 177 to a state agency or a local emergency management agency or official. 178 (20) Records of standards, procedures, processes, software and 179 codes, not otherwise available to the public, the disclosure of which 180 would compromise the security or integrity of an information 181 technology system; 182 (21) The residential, work or school address of any participant in the 183 address confidentiality program established pursuant to sections 54-184 240 to 54-240o, inclusive; 185 (22) The electronic mail address of any person that is obtained by 186 the Department of Transportation in connection with the 187 implementation or administration of any plan to inform individuals 188 about significant highway or railway incidents; 189 (23) The name or address of any minor enrolled in any parks and 190 recreation program administered or sponsored by any public agency; 191 (24) Responses to any request for proposals or bid solicitation issued 192 by a public agency or any record or file made by a public agency in 193 connection with the contract award process, until such contract is 194 executed or negotiations for the award of such contract have ended, 195 Raised Bill No. 1105 LCO No. 6353 8 of 9 whichever occurs earlier, provided the chief executive officer of such 196 public agency certifies that the public interest in the disclosure of such 197 responses, record or file is outweighed by the public interest in the 198 confidentiality of such responses, record or file; 199 (25) The name, address, telephone number or electronic mail 200 address of any person enrolled in any senior center program or any 201 member of a senior center administered or sponsored by any public 202 agency; 203 (26) All records obtained during the course of inspection, 204 investigation, examination and audit activities of an institution, as 205 defined in section 19a-490, that are confidential pursuant to a contract 206 between the Department of Public Health and the United States 207 Department of Health and Human Services relating to the Medicare 208 and Medicaid programs; 209 (27) Any record created by a law enforcement agency or other 210 federal, state, or municipal governmental agency consisting of a 211 photograph, film, video or digital or other visual image depicting the 212 victim of a homicide, to the extent that such record could reasonably 213 be expected to constitute an unwarranted invasion of the personal 214 privacy of the victim or the victim's surviving family members; 215 (28) Any documentation provided to or obtained by an executive 216 branch agency, including documentation provided or obtained prior to 217 May 25, 2016, relating to claims of faulty or failing concrete 218 foundations in residential buildings by the owners of such residential 219 buildings, and documents prepared by an executive branch agency 220 relating to such documentation, for seven years after the date of receipt 221 of the documentation or seven years after May 25, 2016, whichever is 222 later. 223 Sec. 2. Subsection (b) of section 1-215 of the general statutes is 224 repealed and the following is substituted in lieu thereof (Effective 225 October 1, 2019): 226 Raised Bill No. 1105 LCO No. 6353 9 of 9 (b) Notwithstanding any provision of the general statutes, and 227 except as otherwise provided in this section, any record of the arrest of 228 any person shall be a public record from the time of such arrest and 229 shall be disclosed in accordance with the provisions of section 1-212 230 and subsection (a) of section 1-210. No law enforcement agency shall 231 redact any record of the arrest of any person, except for (1) the identity 232 of witnesses, (2) the name, address or other identifying information of 233 any victim of sexual assault under section 53a-70, 53a-70a, 53a-71, 53a-234 72a, 53a-72b or 53a-73a, voyeurism under section 53a-189a, injury or 235 risk of injury, or impairing of morals under section 53-21 or family 236 violence, as defined in section 46b-38a, or of an attempt thereof, [(2)] 237 (3) specific information about the commission of a crime, the disclosure 238 of which the law enforcement agency reasonably believes may 239 prejudice a pending prosecution or a prospective law enforcement 240 action, or [(3)] (4) any information that a judicial authority has ordered 241 to be sealed from public inspection or disclosure. Any personal 242 possessions or effects found on a person at the time of such person's 243 arrest shall not be disclosed unless such possessions or effects are 244 relevant to the crime for which such person was arrested. 245 This act shall take effect as follows and shall amend the following sections: Section 1 October 1, 2019 1-210(b) Sec. 2 October 1, 2019 1-215(b) Statement of Purpose: To authorize the nondisclosure of the names, addresses and identifying information of victims of sexual assault and family violence contained in law enforcement records. [Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not underlined.]