LCO No. 5507 1 of 9 .General Assembly Committee Bill No. 6236 January Session, 2021 LCO No. 5507 Referred to Committee on HIGHER EDUCATION AND EMPLOYMENT ADVANCEMENT Introduced by: (HED) AN ACT EXEMPTING CER TAIN INFORMATION CON CERNING CONCRETE FOUNDATIONS FROM PUBLIC DISCLOSURE UN DER THE FREEDOM OF INFOR MATION ACT. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Subsection (b) of section 1-210 of the general statutes is 1 repealed and the following is substituted in lieu thereof (Effective July 1, 2 2021): 3 (b) Nothing in the Freedom of Information Act shall be construed to 4 require disclosure of: 5 (1) Preliminary drafts or notes provided the public agency has 6 determined that the public interest in withholding such documents 7 clearly outweighs the public interest in disclosure; 8 (2) Personnel or medical files and similar files the disclosure of which 9 would constitute an invasion of personal privacy; 10 (3) Records of law enforcement agencies not otherwise available to 11 the public which records were compiled in connection with the 12 Committee Bill No. 6263 LCO No. 5507 2 of 9 detection or investigation of crime, if the disclosure of such records 13 would not be in the public interest because it would result in the 14 disclosure of (A) the identity of informants not otherwise known or the 15 identity of witnesses not otherwise known whose safety would be 16 endangered or who would be subject to threat or intimidation if their 17 identity was made known, (B) the identity of minor witnesses, (C) 18 signed statements of witnesses, (D) information to be used in a 19 prospective law enforcement action if prejudicial to such action, (E) 20 investigatory techniques not otherwise known to the general public, (F) 21 arrest records of a juvenile, which shall also include any investigatory 22 files, concerning the arrest of such juvenile, compiled for law 23 enforcement purposes, (G) the name and address of the victim of a 24 sexual assault under section 53a-70, 53a-70a, 53a-71, 53a-72a, 53a-72b or 25 53a-73a, voyeurism under section 53a-189a, injury or risk of injury, or 26 impairing of morals under section 53-21 or family violence, as defined 27 in section 46b-38a, or of an attempt thereof, or (H) uncorroborated 28 allegations subject to destruction pursuant to section 1-216; 29 (4) Records pertaining to strategy and negotiations with respect to 30 pending claims or pending litigation to which the public agency is a 31 party until such litigation or claim has been finally adjudicated or 32 otherwise settled; 33 (5) (A) Trade secrets, which for purposes of the Freedom of 34 Information Act, are defined as information, including formulas, 35 patterns, compilations, programs, devices, methods, techniques, 36 processes, drawings, cost data, customer lists, film or television scripts 37 or detailed production budgets that (i) derive independent economic 38 value, actual or potential, from not being generally known to, and not 39 being readily ascertainable by proper means by, other persons who can 40 obtain economic value from their disclosure or use, and (ii) are the 41 subject of efforts that are reasonable under the circumstances to 42 maintain secrecy; and 43 (B) Commercial or financial information given in confidence, not 44 Committee Bill No. 6263 LCO No. 5507 3 of 9 required by statute; 45 (6) Test questions, scoring keys and other examination data used to 46 administer a licensing examination, examination for employment or 47 academic examinations; 48 (7) The contents of real estate appraisals, engineering or feasibility 49 estimates and evaluations made for or by an agency relative to the 50 acquisition of property or to prospective public supply and construction 51 contracts, until such time as all of the property has been acquired or all 52 proceedings or transactions have been terminated or abandoned, 53 provided the law of eminent domain shall not be affected by this 54 provision; 55 (8) Statements of personal worth or personal financial data required 56 by a licensing agency and filed by an applicant with such licensing 57 agency to establish the applicant's personal qualification for the license, 58 certificate or permit applied for; 59 (9) Records, reports and statements of strategy or negotiations with 60 respect to collective bargaining; 61 (10) Records, tax returns, reports and statements exempted by federal 62 law or the general statutes or communications privileged by the 63 attorney-client relationship, marital relationship, clergy-penitent 64 relationship, doctor-patient relationship, therapist-patient relationship 65 or any other privilege established by the common law or the general 66 statutes, including any such records, tax returns, reports or 67 communications that were created or made prior to the establishment 68 of the applicable privilege under the common law or the general 69 statutes; 70 (11) Names or addresses of students enrolled in any public school or 71 college without the consent of each student whose name or address is to 72 be disclosed who is eighteen years of age or older and a parent or 73 guardian of each such student who is younger than eighteen years of 74 Committee Bill No. 6263 LCO No. 5507 4 of 9 age, provided this subdivision shall not be construed as prohibiting the 75 disclosure of the names or addresses of students enrolled in any public 76 school in a regional school district to the board of selectmen or town 77 board of finance, as the case may be, of the town wherein the student 78 resides for the purpose of verifying tuition payments made to such 79 school; 80 (12) Any information obtained by the use of illegal means; 81 (13) Records of an investigation or the name of an employee 82 providing information under the provisions of section 4-61dd or 83 sections 4-276 to 4-280, inclusive; 84 (14) Adoption records and information provided for in sections 45a-85 746, 45a-750 and 45a-751; 86 (15) Any page of a primary petition, nominating petition, referendum 87 petition or petition for a town meeting submitted under any provision 88 of the general statutes or of any special act, municipal charter or 89 ordinance, until the required processing and certification of such page 90 has been completed by the official or officials charged with such duty 91 after which time disclosure of such page shall be required; 92 (16) Records of complaints, including information compiled in the 93 investigation thereof, brought to a municipal health authority pursuant 94 to chapter 368e or a district department of health pursuant to chapter 95 368f, until such time as the investigation is concluded or thirty days 96 from the date of receipt of the complaint, whichever occurs first; 97 (17) Educational records which are not subject to disclosure under the 98 Family Educational Rights and Privacy Act, 20 USC 1232g; 99 (18) Records, the disclosure of which the Commissioner of 100 Correction, or as it applies to Whiting Forensic Hospital, the 101 Commissioner of Mental Health and Addiction Services, has reasonable 102 grounds to believe may result in a safety risk, including the risk of harm 103 to any person or the risk of an escape from, or a disorder in, a 104 Committee Bill No. 6263 LCO No. 5507 5 of 9 correctional institution or facility under the supervision of the 105 Department of Correction or Whiting Forensic Hospital. Such records 106 shall include, but are not limited to: 107 (A) Security manuals, including emergency plans contained or 108 referred to in such security manuals; 109 (B) Engineering and architectural drawings of correctional 110 institutions or facilities or Whiting Forensic Hospital facilities; 111 (C) Operational specifications of security systems utilized by the 112 Department of Correction at any correctional institution or facility or 113 Whiting Forensic Hospital facilities, except that a general description of 114 any such security system and the cost and quality of such system may 115 be disclosed; 116 (D) Training manuals prepared for correctional institutions and 117 facilities or Whiting Forensic Hospital facilities that describe, in any 118 manner, security procedures, emergency plans or security equipment; 119 (E) Internal security audits of correctional institutions and facilities or 120 Whiting Forensic Hospital facilities; 121 (F) Minutes or recordings of staff meetings of the Department of 122 Correction or Whiting Forensic Hospital facilities, or portions of such 123 minutes or recordings, that contain or reveal information relating to 124 security or other records otherwise exempt from disclosure under this 125 subdivision; 126 (G) Logs or other documents that contain information on the 127 movement or assignment of inmates or staff at correctional institutions 128 or facilities; and 129 (H) Records that contain information on contacts between inmates, as 130 defined in section 18-84, and law enforcement officers; 131 (19) Records when there are reasonable grounds to believe disclosure 132 Committee Bill No. 6263 LCO No. 5507 6 of 9 may result in a safety risk, including the risk of harm to any person, any 133 government-owned or leased institution or facility or any fixture or 134 appurtenance and equipment attached to, or contained in, such 135 institution or facility, except that such records shall be disclosed to a law 136 enforcement agency upon the request of the law enforcement agency. 137 Such reasonable grounds shall be determined (A) (i) by the 138 Commissioner of Administrative Services, after consultation with the 139 chief executive officer of an executive branch state agency, with respect 140 to records concerning such agency; and (ii) by the Commissioner of 141 Emergency Services and Public Protection, after consultation with the 142 chief executive officer of a municipal, district or regional agency, with 143 respect to records concerning such agency; (B) by the Chief Court 144 Administrator with respect to records concerning the Judicial 145 Department; and (C) by the executive director of the Joint Committee on 146 Legislative Management, with respect to records concerning the 147 Legislative Department. As used in this section, "government-owned or 148 leased institution or facility" includes, but is not limited to, an institution 149 or facility owned or leased by a public service company, as defined in 150 section 16-1, other than a water company, as defined in section 25-32a, a 151 certified telecommunications provider, as defined in section 16-1, or a 152 municipal utility that furnishes electric or gas service, but does not 153 include an institution or facility owned or leased by the federal 154 government, and "chief executive officer" includes, but is not limited to, 155 an agency head, department head, executive director or chief executive 156 officer. Such records include, but are not limited to: 157 (i) Security manuals or reports; 158 (ii) Engineering and architectural drawings of government-owned or 159 leased institutions or facilities; 160 (iii) Operational specifications of security systems utilized at any 161 government-owned or leased institution or facility, except that a general 162 description of any such security system and the cost and quality of such 163 system may be disclosed; 164 Committee Bill No. 6263 LCO No. 5507 7 of 9 (iv) Training manuals prepared for government-owned or leased 165 institutions or facilities that describe, in any manner, security 166 procedures, emergency plans or security equipment; 167 (v) Internal security audits of government-owned or leased 168 institutions or facilities; 169 (vi) Minutes or records of meetings, or portions of such minutes or 170 records, that contain or reveal information relating to security or other 171 records otherwise exempt from disclosure under this subdivision; 172 (vii) Logs or other documents that contain information on the 173 movement or assignment of security personnel; and 174 (viii) Emergency plans and emergency preparedness, response, 175 recovery and mitigation plans, including plans provided by a person to 176 a state agency or a local emergency management agency or official; 177 (20) Records of standards, procedures, processes, software and codes, 178 not otherwise available to the public, the disclosure of which would 179 compromise the security or integrity of an information technology 180 system; 181 (21) The residential, work or school address of any participant in the 182 address confidentiality program established pursuant to sections 54-240 183 to 54-240o, inclusive; 184 (22) The electronic mail address of any person that is obtained by the 185 Department of Transportation in connection with the implementation 186 or administration of any plan to inform individuals about significant 187 highway or railway incidents; 188 (23) The name or address of any minor enrolled in any parks and 189 recreation program administered or sponsored by any public agency; 190 (24) Responses to any request for proposals or bid solicitation issued 191 by a public agency, responses by a public agency to any request for 192 Committee Bill No. 6263 LCO No. 5507 8 of 9 proposals or bid solicitation issued by a private entity or any record or 193 file made by a public agency in connection with the contract award 194 process, until such contract is executed or negotiations for the award of 195 such contract have ended, whichever occurs earlier, provided the chief 196 executive officer of such public agency certifies that the public interest 197 in the disclosure of such responses, record or file is outweighed by the 198 public interest in the confidentiality of such responses, record or file; 199 (25) The name, address, telephone number or electronic mail address 200 of any person enrolled in any senior center program or any member of 201 a senior center administered or sponsored by any public agency; 202 (26) All records obtained during the course of inspection, 203 investigation, examination and audit activities of an institution, as 204 defined in section 19a-490, that are confidential pursuant to a contract 205 between the Department of Public Health and the United States 206 Department of Health and Human Services relating to the Medicare and 207 Medicaid programs; 208 (27) Any record created by a law enforcement agency or other federal, 209 state, or municipal governmental agency consisting of a photograph, 210 film, video or digital or other visual image depicting the victim of a 211 homicide, to the extent that such record could reasonably be expected 212 to constitute an unwarranted invasion of the personal privacy of the 213 victim or the victim's surviving family members; 214 (28) Any [documentation provided to or obtained] records 215 maintained or kept on file by an executive branch agency or a public 216 institution of higher education, including documentation [provided] 217 prepared or obtained prior to May 25, 2016, relating to claims of or 218 testing for faulty or failing concrete foundations in residential buildings 219 [by the owners of such residential buildings,] and documents or 220 materials prepared by an executive branch agency or public institution 221 of higher education relating to such [documentation] records, for seven 222 years after the date of receipt of the [documentation] records or seven 223 years after May 25, 2016, whichever is later. 224 Committee Bill No. 6263 LCO No. 5507 9 of 9 This act shall take effect as follows and shall amend the following sections: Section 1 July 1, 2021 1-210(b) Statement of Purpose: To exempt records provided to and documents prepared by a public institution of higher education concerning the concentration of pyrrhotite in concrete foundations in residential buildings. [Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not underlined.] Co-Sponsors: REP. FOSTER, 57th Dist.; SEN. OSTEN, 19th Dist. SEN. ANWAR, 3rd Dist.; REP. HAINES, 34th Dist. REP. SMITH, 48th Dist. H.B. 6236