LCO No. 3162 1 of 18 General Assembly Raised Bill No. 858 January Session, 2021 LCO No. 3162 Referred to Committee on ENERGY AND TECHNOLOGY Introduced by: (ET) AN ACT CONCERNING CA LL BEFORE YOU DIG PROGRAM VIOLATIONS AND CERTA IN MODIFICATIONS TO GAS PIPELINES PROCESSES. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Section 16-356 of the general statutes is repealed and the 1 following is substituted in lieu thereof (Effective July 1, 2021): 2 Any person, public agency or public utility which the Public Utilities 3 Regulatory Authority determines, after notice and opportunity for a 4 hearing as provided in section 16-41, as amended by this act, to have 5 failed to comply with any provision of this chapter or any regulation 6 adopted under section 16-357 shall forfeit and pay to the state a civil 7 penalty of not more than forty thousand dollars, provided any violation 8 involving the failure of a public utility to mark any approximate location 9 of an underground utility facility correctly or within the time frames 10 prescribed by regulation, which violation did not result in any property 11 damage or personal injury and was not the result of an act of gross 12 negligence on the part of the public utility, shall not result in a civil 13 penalty of more than one thousand dollars. Any civil penalty assessed 14 Raised Bill No. 858 LCO No. 3162 2 of 18 for any violation involving the failure of a public utility to properly or 15 timely mark any approximate location of an underground facility shall 16 be paid by the person, public agency or public utility to whom the notice 17 is addressed. If any such person, public agency or public utility recovers 18 any portion of the penalty from any person, the authority may direct 19 such person, public agency or public utility to forfeit such recovered 20 penalty, as provided in such notice. Notwithstanding the provisions 21 contained in subsection (d) of section 16-41, as amended by this act, the 22 person, public agency or public utility receiving a notice of violation 23 pursuant to subsection (c) of section 16-41, as amended by this act, shall 24 have thirty days from the date of receipt of the notice in which to deliver 25 to the authority a written application for a hearing. 26 Sec. 2. Section 16-7 of the general statutes is repealed and the 27 following is substituted in lieu thereof (Effective July 1, 2021): 28 The utility commissioners of the Public Utilities Regulatory 29 Authority, or their designees, while engaged in the performance of their 30 duties may, at all reasonable times, enter any premises, buildings, cars, 31 plant or other places belonging to or controlled by any public service 32 company, [or] electric supplier or person involved in the transportation 33 of gas, as such terms are defined in section 16-280a, and any person 34 obstructing or in any way causing to be obstructed or hindered any 35 utility commissioner of the Public Utilities Regulatory Authority or 36 employee of the Public Utilities Regulatory Authority in the 37 performance of his or her duties shall be fined not more than [two 38 hundred] ten thousand dollars or imprisoned not more than six months, 39 or both. 40 Sec. 3. Section 16-8 of the general statutes is repealed and the 41 following is substituted in lieu thereof (Effective July 1, 2021): 42 (a) The Public Utilities Regulatory Authority may, in its discretion, 43 delegate its powers, in specific cases, to one or more of its directors or to 44 a hearing officer to ascertain the facts and report thereon to the 45 authority. The authority, or any director thereof, in the performance of 46 Raised Bill No. 858 LCO No. 3162 3 of 18 its duties or in connection with any hearing, or at the request of any 47 person, corporation, company, town, borough or association, may 48 summon and examine, under oath, such witnesses, and may direct the 49 production of, and examine or cause to be produced and examined, such 50 books, records, vouchers, memoranda, documents, letters, contracts or 51 other papers in relation to the affairs of any public service company or 52 person involved in the transportation of gas, as such terms are defined 53 in section 16-280a as it may find advisable, and shall have the same 54 powers in reference thereto as are vested in magistrates taking 55 depositions. If any witness objects to testifying or to producing any book 56 or paper on the ground that such testimony, book or paper may tend to 57 incriminate him, and the authority directs such witness to testify or to 58 produce such book or paper, and he complies, or if he is compelled so 59 to do by order of court, he shall not be prosecuted for any matter 60 concerning which he or she has so testified. The fees of witnesses 61 summoned by the authority to appear before it under the provisions of 62 this section, and the fees for summoning witnesses shall be the same as 63 in the Superior Court. All such fees, together with any other expenses 64 authorized by statute, the method of payment of which is not otherwise 65 provided, shall, when taxed by the authority, be paid by the state, 66 through the business office of the authority, in the same manner as court 67 expenses. The authority may designate in specific cases a hearing officer 68 who may be a member of its technical staff or a member of the 69 Connecticut Bar engaged for that purpose under a contract approved by 70 the Secretary of the Office of Policy and Management to hold a hearing 71 and make report thereon to the authority. A hearing officer so 72 designated shall have the same powers as the authority, or any director 73 thereof, to conduct a hearing, except that only a director of the authority 74 shall have the power to grant immunity from prosecution to any witness 75 who objects to testifying or to producing any book or paper on the 76 ground that such testimony, book or paper may tend to incriminate him 77 or her. 78 (b) (1) The authority may employ professional personnel to perform 79 management audits. The authority shall promptly establish such 80 Raised Bill No. 858 LCO No. 3162 4 of 18 procedures as it deems necessary or desirable to provide for 81 management audits to be performed on a regular or irregular schedule 82 on all or any portion of the operating procedures and any other internal 83 workings of any public service company or person involved in the 84 transportation of gas, as such terms are defined in section 16-280a, 85 including the relationship between any public service company or 86 person involved in the transportation of gas, as such terms are defined 87 in section 16-280a and a related holding company or subsidiary, 88 consistent with the provisions of section 16-8c, provided no such audit 89 shall be performed on a community antenna television company, except 90 with regard to any noncable communications services which the 91 company may provide, or when (A) such an audit is necessary for the 92 authority to perform its regulatory functions under the 93 Communications Act of 1934, 47 USC 151, et seq., as amended from time 94 to time, other federal law or state law, (B) the cost of such an audit is 95 warranted by a reasonably foreseeable financial, safety or service benefit 96 to subscribers of the company which is the subject of such an audit, and 97 (C) such an audit is restricted to examination of the operating 98 procedures that affect operations within the state. 99 (2) In any case where the authority determines that an audit is 100 necessary or desirable, it may (A) order the audit to be performed by 101 one of the management audit teams, (B) require the affected company 102 to perform the audit utilizing the company's own internal management 103 audit staff as supervised by designated members of the authority's staff, 104 or (C) require that the audit be performed under the supervision of 105 designated members of the authority's staff by an independent 106 management consulting firm selected by the authority, in consultation 107 with the affected company. If the affected company has more than 108 seventy-five thousand customers, such independent management 109 consulting firm shall be of nationally recognized stature. All reasonable 110 and proper expenses of the audits, including, but not limited to, the costs 111 associated with the audit firm's testimony at a public hearing or other 112 proceeding, shall be borne by the affected companies and shall be paid 113 by such companies at such times and in such manner as the authority 114 Raised Bill No. 858 LCO No. 3162 5 of 18 directs. 115 (3) For purposes of this section, a complete audit shall consist of (A) 116 a diagnostic review of all functions of the audited company, which shall 117 include, but not be limited to, documentation of the operations of the 118 company, assessment of the company's system of internal controls, and 119 identification of any areas of the company which may require 120 subsequent audits, and (B) the performance of subsequent focused 121 audits identified in the diagnostic review and determined necessary by 122 the authority. All audits performed pursuant to this section shall be 123 performed in accordance with generally accepted management audit 124 standards. The authority shall adopt regulations in accordance with the 125 provisions of chapter 54 setting forth such generally accepted 126 management audit standards. Each audit of a community antenna 127 television company shall be consistent with the provisions of the 128 Communications Act of 1934, 47 USC 151, et seq., as amended from time 129 to time, and of any other applicable federal law. The authority shall 130 certify whether a portion of an audit conforms to the provisions of this 131 section and constitutes a portion of a complete audit. 132 (4) A complete audit of each portion of each gas company or electric 133 distribution company having more than seventy-five thousand 134 customers shall begin no less frequently than every six years, so that a 135 complete audit of such a company's operations shall be performed every 136 six years. Such an audit of each such company having more than 137 seventy-five thousand customers shall be updated as required by the 138 authority. 139 (5) The results of an audit performed pursuant to this section shall be 140 filed with the authority and shall be open to public inspection. Upon 141 completion and review of the audit, if the person or firm performing or 142 supervising the audit determines that any of the operating procedures 143 or any other internal workings of the affected public service company 144 or person involved in the transportation of gas, as such terms are 145 defined in section 16-280a are inefficient, improvident, unreasonable, 146 negligent or in abuse of discretion, the authority may, after notice and 147 Raised Bill No. 858 LCO No. 3162 6 of 18 opportunity for a hearing, order the affected public service company or 148 person involved in the transportation of gas, as such terms are defined 149 in section 16-280a to adopt such new or altered practices and procedures 150 as the authority shall find necessary to promote efficient and adequate 151 service to meet the public convenience and necessity. The authority shall 152 annually submit a report of audits performed pursuant to this section to 153 the joint standing committee of the General Assembly having 154 cognizance of matters relating to public utilities which report shall 155 include the status of audits begun but not yet completed and a summary 156 of the results of audits completed. Any such report may be submitted 157 electronically. 158 (6) All reasonable and proper costs and expenses, as determined by 159 the authority, of complying with any order of the authority pursuant to 160 this subsection shall be recognized by the authority for all purposes as 161 proper business expenses of the affected company. 162 (7) After notice and hearing, the authority may modify the scope and 163 schedule of a management audit of a telephone company which is 164 subject to an alternative form of regulation so that such audit is 165 consistent with that alternative form of regulation. 166 (c) Nothing in this section shall be deemed to interfere or conflict with 167 any powers of the authority or its staff provided elsewhere in the 168 general statutes, including, but not limited to, the provisions of this 169 section and sections 16-7, 16-28 and 16-32, to conduct an audit, 170 investigation or review of the books, records, plant and equipment of 171 any regulated public service company or person involved in the 172 transportation of gas, as such terms are defined in section 16-280a. 173 Sec. 4. Section 16-8a of the general statutes is repealed and the 174 following is substituted in lieu thereof (Effective July 1, 2021): 175 (a) No public service company, as defined in section 16-1, holding 176 company, as defined in section 16-47, person involved in the 177 transportation of gas, as such terms are defined in section 16-280a, or 178 Nuclear Regulatory Commission licensee operating a nuclear power 179 Raised Bill No. 858 LCO No. 3162 7 of 18 generating facility in this state, or person, firm, corporation, contractor 180 or subcontractor directly or indirectly providing goods or services to 181 such public service company, holding company, person involved in the 182 transportation of gas or licensee, may take or threaten to take any 183 retaliatory action against an employee for the employee's disclosure of 184 (1) any matter involving the substantial misfeasance, malfeasance or 185 nonfeasance in the management of such public service company, 186 holding company, person involved in the transportation of gas or 187 licensee, or (2) information pursuant to section 31-51m. Any employee 188 found to have knowingly made a false disclosure shall be subject to 189 disciplinary action by the employee's employer, up to and including 190 dismissal. 191 (b) Any employee of such a public service company, holding 192 company, person involved in the transportation of gas or licensee, or of 193 any person, firm, corporation, contractor or subcontractor directly or 194 indirectly providing goods or services to such a public service company, 195 holding company, person involved in the transportation of gas or 196 licensee, having knowledge of any of the following may transmit all 197 facts and information in the employee's possession to the Public Utilities 198 Regulatory Authority: (1) Any matter involving substantial 199 misfeasance, malfeasance or nonfeasance in the management of such 200 public service company, holding company, person involved in the 201 transportation of gas or licensee; or (2) any matter involving retaliatory 202 action or the threat of retaliatory action taken against an employee who 203 has reported the misfeasance, malfeasance or nonfeasance, in the 204 management of such public service company, holding company, person 205 involved in the transportation of gas or licensee. With regard to any 206 matter described in subdivision (1) of this subsection, the authority shall 207 investigate such matter in accordance with the provisions of section 16-208 8, as amended by this act, and shall not disclose the identity of such 209 employee without the employee's consent unless it determines that such 210 disclosure is unavoidable during the course of the investigation. With 211 regard to any matter described in subdivision (2) of this subsection, the 212 matter shall be handled in accordance with the procedures set forth in 213 Raised Bill No. 858 LCO No. 3162 8 of 18 subsections (c) and (d) of this section. 214 (c) (1) Not more than ninety business days after receipt of a written 215 complaint, in a form prescribed by the authority, by an employee 216 alleging the employee's employer has retaliated against an employee in 217 violation of subsection (a) of this section, the authority shall make a 218 preliminary finding in accordance with this subsection. 219 (2) Not more than five business days after receiving a written 220 complaint, in a form prescribed by the authority, the authority shall 221 notify the employer by certified mail. Such notification shall include a 222 description of the nature of the charges and the substance of any 223 relevant supporting evidence. The employer may submit a written 224 response and both the employer and the employee may present rebuttal 225 statements in the form of affidavits from witnesses and supporting 226 documents and may meet with the authority informally to respond 227 verbally about the nature of the employee's charges. The authority shall 228 consider in making its preliminary finding as provided in subdivision 229 (3) of this subsection any such written and verbal responses, including 230 affidavits and supporting documents, received by the authority not 231 more than twenty business days after the employer receives such notice. 232 Any such response received after twenty business days shall be 233 considered by the authority only upon a showing of good cause and at 234 the discretion of the authority. The authority shall make its preliminary 235 finding as provided in subdivision (3) of this subsection based on 236 information described in this subdivision, without a public hearing. 237 (3) Unless the authority finds by clear and convincing evidence that 238 the adverse employment action was taken for a reason unconnected 239 with the employee's report of substantial misfeasance, malfeasance or 240 nonfeasance, there shall be a rebuttable presumption that an employee 241 was retaliated against in violation of subsection (a) of this section if the 242 authority finds that: (A) The employee had reported substantial 243 misfeasance, malfeasance or nonfeasance in the management of the 244 public service company, holding company, person involved in the 245 transportation of gas or licensee; (B) the employee was subsequently 246 Raised Bill No. 858 LCO No. 3162 9 of 18 discharged, suspended, demoted or otherwise penalized by having the 247 employee's status of employment changed by the employee's employer; 248 and (C) the subsequent discharge, suspension, demotion or other 249 penalty followed the employee's report closely in time. 250 (4) If such findings are made, the authority shall issue an order 251 requiring the employer to immediately return the employee to the 252 employee's previous position of employment or an equivalent position 253 pending the completion of the authority's full investigatory proceeding 254 pursuant to subsection (d) of this section. 255 (d) Not later than thirty days after making a preliminary finding in 256 accordance with the provisions of subsection (c) of this section, the 257 authority shall initiate a full investigatory proceeding in accordance 258 with the provisions of section 16-8, as amended by this act, at which time 259 the employer shall have the opportunity to rebut the presumption. The 260 authority may issue orders, impose civil penalties, order payment of 261 back pay or award attorneys' fees in a manner that conforms with the 262 notice and hearing provisions in section 16-41, as amended by this act, 263 against a public service company, holding company, person involved in 264 the transportation of gas or licensee or a person, firm, corporation, 265 contractor or subcontractor directly or indirectly providing goods or 266 services to such public service company, holding company, person 267 involved in the transportation of gas or licensee, in order to enforce the 268 provisions of this section. 269 (e) If an employee or former employee of such a public service 270 company, holding company, person involved in the transportation of 271 gas or licensee, or of a person, firm, corporation, contractor or 272 subcontractor directly or indirectly providing goods or services to such 273 a public service company, holding company, person involved in the 274 transportation of gas or licensee, having knowledge of any matter 275 involving the substantial misfeasance, malfeasance or nonfeasance in 276 the management of such public service company, holding company, 277 person involved in the transportation of gas or licensee, enters into an 278 agreement with the employee's employer that contains a provision 279 Raised Bill No. 858 LCO No. 3162 10 of 18 directly or indirectly discouraging the employee from presenting a 280 written complaint or testimony concerning such misfeasance, 281 malfeasance or nonfeasance in any legislative, administrative or judicial 282 proceeding, such provision shall be void as against public policy. 283 (f) The Public Utilities Regulatory Authority shall adopt regulations, 284 in accordance with chapter 54, to carry out the provisions of this section. 285 Such regulations shall include the following: (1) The procedures by 286 which a complaint may be brought pursuant to subsection (a) of this 287 section; (2) the time period in which such a complaint may be brought; 288 (3) the time period by which the authority shall render a decision 289 pursuant to subsection (d) of this section; (4) the form on which written 290 complaints shall be submitted to the authority by an employee pursuant 291 to subsection (c) of this section; and (5) the requirement that a notice be 292 posted in the workplace informing all employees of any public service 293 company, holding company, person involved in the transportation of 294 gas and licensee and of any person, firm, corporation, contractor or 295 subcontractor directly or indirectly providing goods or services to a 296 company or licensee, as defined in subsection (b) of this section, of their 297 rights under this section, including the right to be reinstated in 298 accordance with subsection (c) of this section. 299 Sec. 5. Section 16-11 of the general statutes is repealed and the 300 following is substituted in lieu thereof (Effective July 1, 2021): 301 The Public Utilities Regulatory Authority shall, so far as is 302 practicable, keep fully informed as to the condition of the plant, 303 equipment and manner of operation of all public service companies and 304 persons involved in the transportation of gas, as such terms are defined 305 in section 16-280a, in respect to their adequacy and suitability to 306 accomplish the duties imposed upon such companies by law and in 307 respect to their relation to the safety of the public and of the employees 308 of such companies. The authority may order such reasonable 309 improvements, repairs or alterations in such plant or equipment, or such 310 changes in the manner of operation, as may be reasonably necessary in 311 the public interest. The general purposes of this section and sections 16-312 Raised Bill No. 858 LCO No. 3162 11 of 18 19, 16-25, 16-43 and 16-47 are to assure to the state of Connecticut its full 313 powers to regulate its public service companies, to increase the powers 314 of the Public Utilities Regulatory Authority and to promote local control 315 of the public service companies of this state, and said sections shall be 316 so construed as to effectuate these purposes. 317 Sec. 6. Section 16-16 of the general statutes is repealed and the 318 following is substituted in lieu thereof (Effective July 1, 2021): 319 Each public service company, person involved in the transportation 320 of gas, as such terms are defined in section 16-280a and electric supplier 321 subject to regulation by the Public Utilities Regulatory Authority shall, 322 in the event of any accident attended with personal injury or involving 323 public safety, which was or may have been connected with or due to the 324 operation of its or his property, or caused by contact with the wires of 325 any public service company or electric supplier, notify the authority 326 thereof, by telephone or otherwise, as soon as may be reasonably 327 possible after the occurrence of such accident, unless such accident is a 328 minor accident, as defined by regulations of the authority. Each such 329 person, company or electric supplier shall report such minor accidents 330 to the authority in writing, in summary form, once each month. If notice 331 of such accident, other than a minor accident, is given otherwise than in 332 writing, it shall be confirmed in writing within five days after the 333 occurrence of such accident. Any person, company or electric supplier 334 failing to comply with the provisions of this section shall be fined not 335 more than five hundred dollars for each offense. 336 Sec. 7. Section 16-41 of the general statutes is repealed and the 337 following is substituted in lieu thereof (Effective July 1, 2021): 338 (a) Each (1) public service company and its officers, agents and 339 employees, (2) electric supplier or person providing electric generation 340 services without a license in violation of section 16-245, and its officers, 341 agents and employees, (3) certified telecommunications provider or 342 person providing telecommunications services without authorization 343 pursuant to sections 16-247f to 16-247h, inclusive, and its officers, agents 344 Raised Bill No. 858 LCO No. 3162 12 of 18 and employees, (4) person, public agency or public utility, as such terms 345 are defined in section 16-345, subject to the requirements of chapter 293, 346 (5) person subject to the registration requirements under section 16-347 258a, (6) cellular mobile telephone carrier, as described in section 16-348 250b, (7) Connecticut electric efficiency partner, as defined in section 16-349 243v, (8) company, as defined in section 16-49, [and] (9) entity approved 350 to submeter pursuant to section 16-19ff, and (10) person involved in the 351 transportation of gas, as such terms are defined in section 16-280a shall 352 obey, observe and comply with all applicable provisions of this title and 353 each applicable order made or applicable regulations adopted by the 354 Public Utilities Regulatory Authority by virtue of this title as long as the 355 same remains in force. Any such company, electric supplier, certified 356 telecommunications provider, cellular mobile telephone carrier, 357 Connecticut electric efficiency partner, entity approved to submeter, 358 person, any officer, agent or employee thereof, public agency or public 359 utility which the authority finds has failed to obey or comply with any 360 such provision of this title, order or regulation shall be fined, ordered to 361 pay restitution to customers or ordered to pay a combination of a fine 362 and restitution by order of the authority in accordance with the penalty 363 prescribed for the violated provision of this title or, if no penalty is 364 prescribed, not more than ten thousand dollars for each offense, except 365 that the penalty shall be a fine, restitution to customers or a combination 366 of a fine and restitution of not more than forty thousand dollars for 367 failure to comply with an order of the authority made in accordance 368 with the provisions of section 16-19 or 16-247k or within thirty days of 369 such order or within any specific time period for compliance specified 370 in such order. The authority may direct a portion of any fine levied 371 pursuant to this section to be paid to a nonprofit agency engaged in 372 energy assistance programs named by the authority in its decision or 373 notice of violation. Each distinct violation of any such provision of this 374 title, order or regulation shall be a separate offense and, in case of a 375 continued violation, each day thereof shall be deemed a separate 376 offense. Each such penalty and any interest charged pursuant to 377 subsection (g) or (h) of section 16-49 shall be excluded from operating 378 expenses for purposes of rate-making. 379 Raised Bill No. 858 LCO No. 3162 13 of 18 (b) Any regional water authority, any regional water district, any 380 municipal gas or electric plant established under chapter 101, any 381 municipal waterworks system established under chapter 102, or any 382 other municipality or department thereof owning, leasing, operating or 383 managing a plant for the supplying or furnishing of any public utility, 384 which the Public Utilities Regulatory Authority finds has failed to 385 comply with the procedures of section 16-29, shall be subject to a civil 386 penalty of not more than five thousand dollars for any annual report 387 which is not submitted or submitted late in violation of said section. 388 (c) If the authority has reason to believe that a violation has occurred 389 for which a civil penalty is authorized by subsection (a) or (b) of this 390 section, it shall notify the alleged violator by certified mail, return 391 receipt requested, or by personal service. The notice shall include: 392 (1) A reference to the sections of the title, regulation or order 393 involved; 394 (2) A short and plain statement of the matter asserted or charged; 395 (3) A statement of the prescribed civil penalty for the violation; and 396 (4) A statement of the person's right to a hearing. 397 (d) The person to whom the notice is addressed shall have twenty 398 days from the date of receipt of the notice in which to deliver to the 399 authority a written application for a hearing. If a hearing is requested, 400 then, after a hearing and upon a finding that a violation has occurred, 401 the authority may issue a final order assessing a civil penalty under this 402 section which shall not be greater than the maximum penalty [stated in 403 the notice] permitted by law. If a hearing is not requested, or if such a 404 request is later withdrawn, then the notice shall, on the first day after 405 the expiration of the twenty-day period or on the first day after the 406 withdrawal of the request for hearing, whichever is later, become a final 407 order of the authority and the matters asserted or charged in the notice 408 shall be deemed admitted, unless the notice is modified by a consent 409 order before it becomes a final order. A consent order shall be deemed 410 Raised Bill No. 858 LCO No. 3162 14 of 18 a final order. 411 (e) All hearings under this section shall be conducted under sections 412 4-176e to 4-184, inclusive. The final order of the authority assessing a 413 civil penalty shall be subject to appeal under section 4-183. No challenge 414 to any final order of the authority assessing a civil penalty shall be 415 allowed as to any issue which could have been raised by an appeal of 416 an earlier order of the authority. Any civil penalty authorized by this 417 section shall become due and payable (1) at the time of receipt of a final 418 order in the case of a civil penalty assessed in such order after a hearing, 419 (2) on the first day after the expiration of the period in which a hearing 420 may be requested if no hearing is requested, or (3) on the first day after 421 the withdrawal of a request for hearing. 422 (f) A civil penalty assessed in a final order of the authority under this 423 section may be enforced in the same manner as a judgment of the 424 Superior Court. The final order shall be delivered to the respondent by 425 personal service or by certified mail, return receipt requested. After 426 entry of such final order, the authority may file a transcript without the 427 payment of costs, in the office of the clerk of the superior court in the 428 judicial district in which the respondent resides, has a place of business, 429 owns real property, or in which any real property which is the subject 430 of the proceedings is located or, if the respondent is not a resident of the 431 state of Connecticut, in the judicial district of Hartford. Upon the filing, 432 the clerk shall docket the order in the same manner and with the same 433 effect as a judgment entered in the superior court within the judicial 434 district. Upon the docketing, the order may be enforced as a judgment 435 of the court. 436 Sec. 8. Section 16-280b of the general statutes is repealed and the 437 following is substituted in lieu thereof (Effective July 1, 2021): 438 (a) It shall be unlawful for any person who engages in the 439 transportation of gas or maintains pipeline facilities or owns any 440 pipeline facilities within the state to violate any of the safety standards 441 established by the Secretary of Transportation of the United States for 442 Raised Bill No. 858 LCO No. 3162 15 of 18 the transportation of gas and pipeline facilities pursuant to the 443 provisions of the federal act or any regulations adopted by the authority 444 pursuant to subsection (b) or (c) of this section. 445 (b) The Public Utilities Regulatory Authority may adopt regulations, 446 in accordance with chapter 54, establishing intrastate gas pipeline safety 447 standards, which may be more specific than federal standards where 448 appropriate in relation to local circumstances or conditions and 449 consistent with public safety, provided such standards recognize 450 alternative instrumentalities and methodologies for achieving federal 451 safety objectives and do not foreclose utilization of alternative 452 instrumentalities and methodologies that conform to national 453 engineering standards or industry practices. 454 (c) The authority may issue a waiver of any federal safety standards 455 or any regulations adopted by the authority pursuant to subsection (b) 456 of this section in individual cases where warranted by local 457 circumstances or conditions, consistent with public safety and 458 authorized under the federal act. 459 Sec. 9. Section 16-280c of the general statutes is repealed and the 460 following is substituted in lieu thereof (Effective July 1, 2021): 461 [Each] The federal safety [standard] standards applicable to [pipeline 462 facilities and] the transportation of gas established under the provisions 463 of the federal act, contained in 49 CFR 191 to 49 CFR 193, inclusive, and 464 49 CFR 199, as the same are, from time to time, made effective, or any 465 regulation adopted by the authority pursuant to subsection (b) or (c) of 466 section 16-280b, as amended by this act, shall be the standards of the 467 state. 468 Sec. 10. Section 16-280e of the general statutes is repealed and the 469 following is substituted in lieu thereof (Effective July 1, 2021): 470 (a) Any person that violates any provision of the federal act, any 471 regulation issued under the federal act, any provision of this chapter or 472 any regulation adopted by the authority pursuant to subsection (b) or 473 Raised Bill No. 858 LCO No. 3162 16 of 18 (c) of section 16-280b, as amended by this act, shall be subject to a civil 474 penalty not to exceed the higher of the maximum civil penalty provided 475 under 49 USC 60122(a), as amended, or 49 CFR 190.223(a), as amended 476 from time to time. 477 (b) Any such civil penalty may be compromised by the Public 478 Utilities Regulatory Authority. In determining the amount of such 479 penalty, or the amount agreed upon in compromise, the authority shall 480 consider the criteria set forth in 49 USC 60122(b), as amended. 481 (c) Nothing in this section shall be construed to limit the penalties 482 available under section 16-33. 483 Sec. 11. (NEW) (Effective July 1, 2021) The utility commissioners, as 484 defined in section 16-1 of the general statutes, or their designees, shall 485 have the authority to cause any work performed by any person involved 486 in the transportation of gas, as such terms are defined in section 16-280a 487 of the general statutes, to cease immediately if said work may endanger 488 any person. 489 Sec. 12. Section 16-354 of the general statutes is repealed and the 490 following is substituted in lieu thereof (Effective July 1, 2021): 491 A person, public agency or public utility responsible for excavating, 492 discharging explosives or demolition shall exercise reasonable care 493 when working in proximity to the underground facilities of any public 494 utility and shall comply with such safety standards and other 495 requirements as the authority shall prescribe by regulations adopted 496 pursuant to section 16-357. If the facilities are likely to be exposed, such 497 support shall be provided as may be reasonably necessary for protection 498 of the facilities. If excavation is within the approximate location of 499 facilities containing combustible or hazardous fluids or gases, only hand 500 digging or soft digging shall be employed. As used in this section, "soft 501 digging" means a nonmechanical and nondestructive process used to 502 excavate and evacuate soils at a controlled rate, using high pressure 503 water or air jet to break up the soil, often in conjunction with a high 504 power vacuum unit to extract the soil without damaging the facilities. 505 Raised Bill No. 858 LCO No. 3162 17 of 18 In the event that an immediate life-threatening hazard resulting from a 506 wilful violation of this chapter, or of such regulations adopted pursuant 507 to section 16-357, is identified, the utility commissioners, as defined in 508 section 16-1, or their designees, shall immediately notify the person, 509 public agency or public utility responsible for excavating, discharging 510 explosives or demolition of the hazard and violation. Upon receipt of 511 such notification, the person, public agency or public utility responsible 512 for excavating, discharging explosives or demolition shall promptly 513 abate the hazard and violation. In the event that the hazard and 514 violation is not abated in a reasonable time frame, the utility 515 commissioners, or their designees, shall have the authority to cause the 516 excavation, discharge of explosives or demolition to cease immediately 517 until such hazard and violation have been abated. 518 Sec. 13. Sections 16-358 and 16-359 of the general statutes are 519 repealed. (Effective October 1, 2021) 520 This act shall take effect as follows and shall amend the following sections: Section 1 July 1, 2021 16-356 Sec. 2 July 1, 2021 16-7 Sec. 3 July 1, 2021 16-8 Sec. 4 July 1, 2021 16-8a Sec. 5 July 1, 2021 16-11 Sec. 6 July 1, 2021 16-16 Sec. 7 July 1, 2021 16-41 Sec. 8 July 1, 2021 16-280b Sec. 9 July 1, 2021 16-280c Sec. 10 July 1, 2021 16-280e Sec. 11 July 1, 2021 New section Sec. 12 July 1, 2021 16-354 Sec. 13 October 1, 2021 Repealer section Statement of Purpose: To require that civil penalties for the failure of a public utility to properly or timely mark the approximate location of an underground facility be paid by the person, public agency or public utility to whom Raised Bill No. 858 LCO No. 3162 18 of 18 the notice of failure to comply is addressed; and to modify existing gas pipeline processes. [Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not underlined.]