Connecticut 2022 2022 Regular Session

Connecticut Senate Bill SB00018 Comm Sub / Bill

Filed 03/15/2022

                     
 
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General Assembly  Substitute Bill No. 18  
February Session, 2022 
 
 
 
 
 
AN ACT CONCERNING VARIOUS REVISIONS TO THE HIGHER 
EDUCATION STATUTES.  
Be it enacted by the Senate and House of Representatives in General 
Assembly convened: 
 
Section 1. (NEW) (Effective July 1, 2022) (a) Not later than January 1, 1 
2023, the Board of Regents for Higher Education and the Board of 2 
Trustees of The University of Connecticut shall each adopt a policy 3 
requiring that any new member of either of said boards receive 4 
instruction and training in (1) a board member's duties to the state and 5 
the public institution of higher education governed by the board, (2) 6 
each committee of the board, including, but not limited to, the executive 7 
committee, and its functions, (3) professional accounting and reporting 8 
standards, (4) methods for meeting the statutory, regulatory and 9 
fiduciary obligations of the board, (5) the provisions of the Freedom of 10 
Information Act, as defined in section 1-200 of the general statutes, (6) a 11 
board member's institutional and statutory ethical responsibilities, (7) 12 
the development and implementation of institutional policies, (8) 13 
business operations, administration, budgeting, financing, financial 14 
reporting, financial reserves and endowment managing relevant to 15 
institutions of higher education, (9) student tuition, mandatory fees and 16 
student debt trends, (10) oversight of planning, construction, 17 
maintenance, expansion and renovation projects that impact the 18 
infrastructure, physical facilities and natural environment of the public 19  Substitute Bill No. 18 
 
 
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institution of higher education governed by the board, (11) workforce 20 
planning, strategy and investment, (12) institutional advancement, 21 
including, but not limited to, philanthropic giving, fundraising 22 
initiatives, alumni programming, communications and medi a, 23 
government and public relations and community affairs, (13) student 24 
welfare issues, including, but not limited to, academic studies, 25 
curriculum, residence life, student governance and activities and the 26 
general physical and mental well-being of students, (14) current and 27 
anticipated issues in higher education, and (15) any other topics each 28 
governing board deems necessary. A member shall complete such 29 
instruction and training not later than one year after being appointed or 30 
elected to either of said boards. 31 
(b) Not later than January 1, 2023, each public institution of higher 32 
education shall post on its Internet web site (1) the policy established by 33 
its governing board pursuant to subsection (a) of this section, and (2) a 34 
summary of the instruction and training received by the members of its 35 
governing board in accordance with such policy. 36 
Sec. 2. Section 10a-8 of the general statutes is repealed and the 37 
following is substituted in lieu thereof (Effective July 1, 2022): 38 
(a) The provisions of sections 4-77 and 4-78 shall not apply to the 39 
constituent units of the state system of higher education, and for the 40 
purposes of said sections only, the Board of Regents for Higher 41 
Education shall be deemed the budgeted agency for the Connecticut 42 
State University System, the regional community-technical college 43 
system, [and] Charter Oak State College and the central office of the 44 
Connecticut State Colleges and Universities. The Board of Regents for 45 
Higher Education shall develop a formula or program-based budgeting 46 
system to be used by each institution in preparing operating budgets. 47 
The Board of Regents for Higher Education shall prepare a single 48 
budget request itemized by the Connecticut State University System, the 49 
regional community-technical college system, [and] Charter Oak State 50 
College and the central office of the Connecticut State Colleges and 51 
Universities using the formula or program-based budgeting system and 52  Substitute Bill No. 18 
 
 
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shall submit such budget request displaying all operating funds to the 53 
Secretary of the Office of Policy and Management in accordance with 54 
sections 4-77 and 4-78, subject to procedures developed by the Board of 55 
Regents for Higher Education and approved by said secretary. The 56 
budget request shall set forth, in the form prescribed by the Board of 57 
Regents for Higher Education, a proposed expenditure plan which shall 58 
include: (1) The total amount requested for such appropriation account; 59 
(2) the amount to be appropriated from the General Fund; and (3) the 60 
amount to be paid from the tuition revenues of the regional community-61 
technical college system, [and] the Connecticut State University System 62 
and Charter Oak State College. After review and comment by the Board 63 
of Regents for Higher Education, the proposed expenditure plans shall 64 
be incorporated into the single public higher education budget request 65 
including recommendations, if any, by said board. Any tuition increase 66 
proposed by the regional community-technical college system, [and] the 67 
Connecticut State University System and Charter Oak State College for 68 
the fiscal year to which the budget request relates shall be included in 69 
the single public higher education budget request submitted by the 70 
Board of Regents for Higher Education for such fiscal year, provided if 71 
the General Assembly does not appropriate the amount requested by 72 
any such system or college, such system or college may increase tuition 73 
and fees by an amount greater than that included in the budget request 74 
in response to which the appropriation was made. The General 75 
Assembly shall make appropriations directly to the constituent units. 76 
Allotment reductions made pursuant to the provisions of subsections 77 
(b) and (c) of section 4-85 shall be applied by the Board of Regents for 78 
Higher Education among the appropriations to the constituent units and 79 
the central office of the Connecticut State Colleges and Universities 80 
without regard to the limitations on reductions provided in said section, 81 
except that said limitations shall apply to the total of the amounts 82 
appropriated. The Board of Regents for Higher Education shall apply 83 
such reductions after consultation with the Secretary of the Office of 84 
Policy and Management. Any reductions of more than five per cent of 85 
the appropriations of any constituent units shall be submitted to the 86 
appropriations committee which shall, within thirty days, approve or 87  Substitute Bill No. 18 
 
 
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reject such reduction. 88 
(b) The [boards of trustees of each of the constituent units] Board of 89 
Regents for Higher Education may transfer to or from any specific 90 
appropriation of [such] a constituent unit a sum or sums totaling up to 91 
fifty thousand dollars or ten per cent of any such specific appropriation, 92 
whichever is less, in any fiscal year without the consent of the Finance 93 
Advisory Committee. Any such transfer shall be reported to the Finance 94 
Advisory Committee within thirty days of such transfer and such report 95 
shall be a record of said committee. 96 
Sec. 3. Subsection (b) of section 10a-77 of the 2022 supplement to the 97 
general statutes is repealed and the following is substituted in lieu 98 
thereof (Effective July 1, 2022): 99 
(b) The Board of [Trustees of the Community-Technical Colleges] 100 
Regents for Higher Education shall establish and administer a fund to 101 
be known as the Regional Community-Technical Colleges Operating 102 
Fund. Appropriations from general revenues of the state and, upon 103 
request by the board and with an annual review and approval by the 104 
Secretary of the Office of Policy and Management, the amount of the 105 
appropriations for fringe benefits and workers' compensation 106 
applicable to the regional community-technical colleges pursuant to 107 
subsection (a) of section 4-73, shall be transferred from the Comptroller, 108 
and all tuition revenue received by the regional community-technical 109 
colleges in accordance with the provisions of subsection (a) of this 110 
section shall be deposited in said fund. Income from student fees or 111 
related charges; the proceeds of auxiliary activities and business 112 
enterprises, gifts and donations; federal funds and grants for purposes 113 
other than research, and all receipts derived from the conduct by the 114 
colleges of their education extension programs and summer school 115 
sessions shall be credited to said fund but shall be allocated to the central 116 
office and institutional operating accounts which shall be established 117 
and maintained for the central office and each community-technical 118 
college. If the Secretary of the Office of Policy and Management 119 
disapproves such transfer, the secretary may require the amount of the 120  Substitute Bill No. 18 
 
 
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appropriation for operating expenses to be used for personal services 121 
and fringe benefits to be excluded from said fund. The State Treasurer 122 
shall review and approve the transfer prior to such request by the board. 123 
[of trustees.] The board shall establish an equitable policy, in accordance 124 
with section 10a-8, as amended by this act, for allocation of 125 
appropriations from general revenues of the state, fringe benefits 126 
transferred from the Comptroller and tuition revenue deposited in the 127 
Regional Community-Technical Colleges Operating Fund. At the 128 
beginning of each quarter of the fiscal year, the board shall allocate and 129 
transfer, in accordance with said policy, moneys for expenditure in such 130 
institutional operating accounts, exclusive of amounts retained for 131 
central office operations and reasonable reserves for future distribution. 132 
All costs of waiving or remitting tuition pursuant to subsection (f) of this 133 
section shall be charged to the Regional Community-Technical Colleges 134 
Operating Fund. Repairs, alterations or additions to facilities supported 135 
by operating funds and costing one million dollars or more shall require 136 
the approval of the General Assembly, or when the General Assembly 137 
is not in session, of the Finance Advisory Committee. Any balance of 138 
receipts above expenditures shall remain in said fund, except such sums 139 
as may be required for deposit into a debt service fund or the General 140 
Fund for further payment by the Treasurer of debt service on general 141 
obligation bonds of the state issued for purposes of the regional 142 
community-technical colleges. 143 
Sec. 4. Subsection (b) of section 10a-99 of the 2022 supplement to the 144 
general statutes is repealed and the following is substituted in lieu 145 
thereof (Effective July 1, 2022): 146 
(b) The Board of [Trustees of the Connecticut State University 147 
System] Regents for Higher Education shall establish and administer a 148 
fund to be known as the Connecticut State University System Operating 149 
Fund. Appropriations from general revenues of the state and upon 150 
request by the Connecticut State University System and with the annual 151 
review and approval by the Secretary of the Office of Policy and 152 
Management, the amount of the appropriations for fringe benefits 153  Substitute Bill No. 18 
 
 
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pursuant to subsection (a) of section 4-73, shall be transferred from the 154 
State Comptroller and all tuition revenue received by the Connecticut 155 
State University System in accordance with the provisions of subsection 156 
(a) of this section shall be deposited in said fund. Income from student 157 
fees or related charges, the proceeds of auxiliary activities and business 158 
enterprises, gifts and donations, federal funds and grants, subject to the 159 
provisions of sections 10a-98 to 10a-98g, inclusive, and all receipts 160 
derived from the conduct by a state university of its education extension 161 
program and its summer school session shall be credited to said fund 162 
but shall be allocated to the central office and institutional operating 163 
accounts which shall be established and maintained for the central office 164 
and each state university. Any such gifts and donations, federal funds 165 
and grants for purposes of research shall be allocated to separate 166 
accounts within such central office and institutional operating accounts. 167 
If the Secretary of the Office of Policy and Management disapproves 168 
such transfer, [he] the secretary may require the amount of the 169 
appropriation for operating expenses to be used for personal services 170 
and fringe benefits to be excluded from said fund. The State Treasurer 171 
shall review and approve the transfer prior to such request by the 172 
university. The board [of trustees] shall establish an equitable policy, in 173 
accordance with section 10a-8, as amended by this act, for allocation of 174 
appropriations from general revenues of the state, fringe benefits 175 
transferred from the State Comptroller and tuition revenue deposited in 176 
the Connecticut State University System Operating Fund. At the 177 
beginning of each quarter of the fiscal year, the board shall allocate and 178 
transfer, in accordance with said policy, moneys for expenditure in such 179 
institutional operating accounts, exclusive of amounts retained for 180 
central office operations and reasonable reserves for future distribution. 181 
All costs of waiving or remitting tuition pursuant to subsection (f) of this 182 
section shall be charged to the Connecticut State University System 183 
Operating Fund. Repairs, alterations or additions to facilities supported 184 
by the Connecticut State University System Operating Fund and costing 185 
one million dollars or more shall require the approval of the General 186 
Assembly, or when the General Assembly is not in session, of the 187 
Finance Advisory Committee. Any balance of receipts above 188  Substitute Bill No. 18 
 
 
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expenditures shall remain in said fund, except such sums as may be 189 
required for deposit into a debt service fund or the General Fund for 190 
further payment by the Treasurer of debt service on general obligation 191 
bonds of the state issued for purposes of the Connecticut State 192 
University System. 193 
This act shall take effect as follows and shall amend the following 
sections: 
 
Section 1 July 1, 2022 New section 
Sec. 2 July 1, 2022 10a-8 
Sec. 3 July 1, 2022 10a-77(b) 
Sec. 4 July 1, 2022 10a-99(b) 
 
HED Joint Favorable Subst.