Connecticut 2023 2023 Regular Session

Connecticut House Bill HB06876 Introduced / Bill

Filed 03/07/2023

                       
 
LCO No. 5641  	1 of 17 
 
General Assembly  Raised Bill No. 6876  
January Session, 2023 
LCO No. 5641 
 
 
Referred to Committee on JUDICIARY  
 
 
Introduced by:  
(JUD)  
 
 
 
 
AN ACT CONCERNING THE ADMINISTRATION OF THE OFFICE OF 
THE CLAIMS COMMISSIONER. 
Be it enacted by the Senate and House of Representatives in General 
Assembly convened: 
 
Section 1. Section 4-142 of the general statutes is repealed and the 1 
following is substituted in lieu thereof (Effective October 1, 2023): 2 
(a) There shall be an Office of the Claims Commissioner which shall 3 
hear and determine all claims against the state except: (1) Claims for the 4 
periodic payment of disability, pension, retirement or other 5 
employment benefits; (2) claims upon which suit otherwise is 6 
authorized by law including suits to recover similar relief arising from 7 
the same set of facts; (3) claims for which an administrative hearing 8 
procedure otherwise is established by law; (4) requests by political 9 
subdivisions of the state for the payment of grants in lieu of taxes; and 10 
(5) claims for the refund of taxes. 11 
(b) The Office of the Claims Commissioner shall consist of the Claims 12 
Commissioner, [six temporary deputies] the Deputy Claims 13 
Commissioner and such administrative staff as may be provided by the 14 
Department of Administrative Services. The Claims Commissioner, [a 15  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	2 of 17 
 
temporary deputy] the Deputy Claims Commissioner or a [magistrate] 16 
hearing officer assigned to assist the Claims Commissioner pursuant to 17 
section 4-142b, as amended by this act, shall hear and determine all 18 
claims against the state, except as otherwise provided in subsection (a) 19 
of this section. Such claims shall be heard and determined in accordance 20 
with the rules prescribed by the Claims Commissioner pursuant to 21 
section 4-157, except as may be provided in section 4-160, as amended 22 
by this act. 23 
Sec. 2. Section 4-142a of the general statutes is repealed and the 24 
following is substituted in lieu thereof (Effective October 1, 2023): 25 
(a) (1) The Claims Commissioner shall be appointed by the Governor 26 
with the advice and consent of the General Assembly to serve for a term 27 
of four years from the first day in July in the year of his or her 28 
appointment and until his or her successor has been appointed and has 29 
qualified. The Claims Commissioner shall be an attorney-at-law and 30 
shall have been admitted to practice before the courts of the state of 31 
Connecticut for at least five years prior to his or her appointment. [The 32 
Claims Commissioner serving on June 28, 2021, may continue to serve 33 
until the expiration of his or her term. On and after June 28, 2021, each] 34 
Each nomination for appointment as Claims Commissioner by the 35 
Governor shall be referred, without debate, to the joint standing 36 
committee of the General Assembly having cognizance of matters 37 
relating to the judiciary, which shall report on each appointment not 38 
later than thirty days after the date of reference. Each appointment by 39 
the General Assembly of the Claims Commissioner shall be by 40 
concurrent resolution. 41 
(2) The Claims Commissioner shall receive such compensation as is 42 
fixed under the provisions of section 4-40. The Claims Commissioner 43 
may enter into such contractual agreements, in accordance with 44 
established procedures, as may be necessary for the discharge of his or 45 
her duties. Subject to the provisions of section 4-32, and unless otherwise 46 
provided by law, the Claims Commissioner is authorized to receive any 47 
money, revenue or services from the federal government, corporations, 48  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	3 of 17 
 
associations or individuals, including payments from the sale of printed 49 
matter or any other materials or services. 50 
(b) The Office of the Claims Commissioner shall be within the 51 
Department of Administrative Services, provided the office shall have 52 
independent decision-making authority. 53 
[(c) (1) The Governor shall appoint six temporary deputies to serve in 54 
the Office of the Claims Commissioner. A temporary deputy shall be an 55 
attorney-at-law who has experience practicing law before the courts of 56 
the state of Connecticut and has trial experience. A temporary deputy 57 
may not be an employee of the office of the Attorney General or have a 58 
claim pending before the Claims Commissioner, either as a claimant or 59 
as an attorney appearing on behalf of a claimant. Each temporary 60 
deputy shall serve at the pleasure of the Governor, for a term 61 
coterminous with the Governor, or until a successor is appointed and 62 
qualified, whichever is longer, provided no temporary deputy may be 63 
appointed or serve in such position on or after October 1, 2023. 64 
(2) A temporary deputy shall receive, for each day of service, the 65 
same compensation as paid to a judge trial referee under subdivision (1) 66 
of subsection (f) of section 52-434 for each day of service by such referee. 67 
(3) Each temporary deputy shall have decision-making authority to 68 
issue a final decision to grant or deny permission to sue for each claim 69 
referred to such deputy under the provisions of subsection (b) or (c) of 70 
section 4-160.] 71 
(c) The Claims Commissioner shall appoint a Deputy Claims 72 
Commissioner who shall be an attorney-at-law qualified by training and 73 
experience for the duties of the Office of the Claims Commissioner and 74 
shall, in the absence, disability or disqualification of the Claims 75 
Commissioner, perform all the functions and have all the powers and 76 
duties of said office and such other duties as may be prescribed. The 77 
position of Deputy Claims Commissioner shall be exempt from the 78 
classified service. The Deputy Claims Commissioner shall serve until a 79 
successor is appointed by the Claims Commissioner. The term of the 80  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	4 of 17 
 
Deputy Claims Commissioner shall not be coterminous with that of the 81 
Claims Commissioner, instead the Deputy Claims Commissioner may 82 
be replaced by a new Claims Commissioner appointed pursuant to the 83 
provisions of subdivision (1) of subsection (a) of this section. 84 
Sec. 3. Section 4-142b of the general statutes is repealed and the 85 
following is substituted in lieu thereof (Effective October 1, 2023): 86 
The Office of the Claims Commissioner shall maintain a permanent 87 
office in Hartford County in such suitable space as the Commissioner of 88 
Administrative Services provides. All papers required to be filed with 89 
the Office of the Claims Commissioner shall be delivered to such office. 90 
The Claims Commissioner may designate one or more [magistrates] 91 
hearing officers who shall be available to the Office of the Claims 92 
Commissioner to hear a claim and issue a decision concerning the final 93 
disposition of a claim against the state, as provided for in this chapter. 94 
[The Claims Commissioner may appoint any magistrate who is on the 95 
list of available magistrates maintained by the Chief Court 96 
Administrator. A magistrate appointed by the Claims Commissioner 97 
may review, hear and decide a claim, or make a recommendation to the 98 
Claims Commissioner concerning the final disposition of a claim. The 99 
Claims Commissioner shall establish such rules as he or she deems 100 
necessary to provide for the appointment of a magistrate to hear and 101 
decide matters pursuant to the provisions of this chapter. Such rules 102 
may include limitations on the types of matters that may be heard and 103 
decided by a magistrate and may provide for the issuance of a 104 
recommendation by a magistrate concerning the final disposition of a 105 
claim that is subject to review and approval by the Claims 106 
Commissioner.] The Claims Commissioner may appoint one or more 107 
hearing officers who may review, hear and decide claims, or make 108 
recommendations to the Claims Commissioner concerning the final 109 
disposition of claims. No decision made by a hearing officer shall have 110 
the force and effect of a ruling of the Claims Commissioner or Deputy 111 
Claims Commissioner without written approval by the Claims 112 
Commissioner or the Deputy Claims Commissioner. The Claims 113 
Commissioner shall establish such rules as the commissioner deems 114  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	5 of 17 
 
necessary to provide for the appointment of a hearing officer to hear and 115 
decide matters pursuant to the provisions of this chapter. Such rules 116 
may include limitations on the types of matters that may be heard and 117 
decided by a hearing officer. A hearing officer shall receive, for each day 118 
of service, the same compensation as paid to a judge trial referee under 119 
subdivision (1) of subsection (f) of section 52-434 for each day of service 120 
by such referee. 121 
Sec. 4. Section 4-151 of the general statutes is repealed and the 122 
following is substituted in lieu thereof (Effective October 1, 2023): 123 
(a) Claims shall be heard as soon as practicable after they are filed. 124 
The following claims shall be privileged with respect to assignment for 125 
hearing: (1) Claims by persons who are sixty-five years or older or who 126 
reach such age during the pendency of the claim, (2) claims by persons 127 
who are terminally ill, as defined in section 52-191c, and (3) claims by 128 
executors or administrators of estates. Hearings may be held at the 129 
Office of the Claims Commissioner, at any available hearing facility in 130 
the State Capitol or Legislative Office Building, upon request at any 131 
courthouse serving a judicial district or geographical area or city or 132 
town hall in the state or at such other suitable place as the Claims 133 
Commissioner, Deputy Claims Commissioner or a [magistrate] hearing 134 
officer finds is convenient and just to the claimant and to the Attorney 135 
General. 136 
(b) The Claims Commissioner, Deputy Claims Commissioner or a 137 
[magistrate] hearing officer may call witnesses, examine and cross-138 
examine any witness, require information not offered by the claimant or 139 
the Attorney General and stipulate matters to be argued. The Claims 140 
Commissioner, Deputy Claims Commissioner or a [magistrate] hearing 141 
officer shall not be bound by any law or rule of evidence, except the rules 142 
prescribed by the Claims Commissioner pursuant to section 4-157. 143 
(c) The Claims Commissioner, Deputy Claims Commissioner or a 144 
[magistrate] hearing officer may administer oaths, cause depositions to 145 
be taken, issue subpoenas and order inspection and disclosure of books, 146  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	6 of 17 
 
papers, records and documents. Upon good cause shown, any such 147 
order or subpoena may be quashed by the Claims Commissioner, 148 
Deputy Claims Commissioner or a [magistrate] hearing officer. 149 
(d) If any person fails to respond to a subpoena, the Claims 150 
Commissioner, Deputy Claims Commissioner or a [magistrate] hearing 151 
officer may issue a capias, directed to a state marshal to arrest such 152 
person and bring such person before the Claims Commissioner, Deputy 153 
Claims Commissioner or a [magistrate] hearing officer to testify. 154 
(e) If any person refuses to testify or to produce any relevant, 155 
unprivileged book, paper, record or document, the Claims 156 
Commissioner, Deputy Claims Commissioner or a [magistrate] hearing 157 
officer shall certify such fact to the Attorney General, who shall apply to 158 
the superior court for the judicial district in which such person resides 159 
for an order compelling compliance. Further refusal of such person shall 160 
be punished as provided by section 2-46. If such person is the claimant, 161 
the Claims Commissioner or Deputy Claims Commissioner shall 162 
summarily dismiss the claim and order it forfeited to the state. 163 
(f) When subpoenaed by the Claims Commissioner, Deputy Claims 164 
Commissioner or a [magistrate] hearing officer, witnesses shall be 165 
offered the fees and mileage allowances authorized by section 52-260, 166 
provided no such fee or allowance shall be paid to any state officer or 167 
employee who appears on behalf of the state. 168 
Sec. 5. Section 4-151a of the general statutes is repealed and the 169 
following is substituted in lieu thereof (Effective October 1, 2023): 170 
On his or her own motion or at the request of the claimant or the 171 
representative for the state, which representative may in appropriate 172 
cases be the Attorney General, the Claims Commissioner, Deputy 173 
Claims Commissioner or a [magistrate] hearing officer may waive the 174 
hearing of any claim for [ten] thirty-five thousand dollars or less and 175 
proceed upon affidavits filed by the claimant and the state agency 176 
concerned. 177  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	7 of 17 
 
Sec. 6. Section 4-152 of the general statutes is repealed and the 178 
following is substituted in lieu thereof (Effective October 1, 2023): 179 
If in the course of any proceeding any person is guilty of misbehavior 180 
which obstructs such proceeding, he or she may be excluded from 181 
further participation [therein] in such hearing. If the miscreant is the 182 
claimant or his or her attorney, the Claims Commissioner, Deputy 183 
Claims Commissioner or a [magistrate] hearing officer may summarily 184 
terminate the proceeding, and the Claims Commissioner, Deputy 185 
Claims Commissioner or hearing officer may dismiss the claim and 186 
order it forfeited to the state. 187 
Sec. 7. Subsection (a) of section 4-154 of the general statutes is 188 
repealed and the following is substituted in lieu thereof (Effective October 189 
1, 2023): 190 
(a) Not later than ninety days after hearing a claim, the Claims 191 
Commissioner, Deputy Claims Commissioner or hearing officer shall 192 
render a decision as provided in subsection (a) of section 4-158, as 193 
amended by this act. The Claims Commissioner, Deputy Claims 194 
Commissioner or the [magistrate] hearing officer shall make a finding 195 
of fact for each claim and file such finding with the order, 196 
recommendation or authorization disposing of the claim. The Office of 197 
the Claims Commissioner shall deliver a copy of such finding and order, 198 
recommendation or authorization to the claimant and to the 199 
representative for the state, which representative may in appropriate 200 
cases be the Attorney General.  201 
Sec. 8. Subsections (a) and (b) of section 4-158 of the general statutes 202 
are repealed and the following is substituted in lieu thereof (Effective 203 
October 1, 2023): 204 
(a) The Claims Commissioner, Deputy Claims Commissioner or 205 
hearing officer may (1) order that a claim be denied or dismissed, (2) 206 
order immediate payment of a just claim in an amount not exceeding 207 
thirty-five thousand dollars, (3) recommend to the General Assembly 208 
payment of a just claim in an amount exceeding thirty-five thousand 209  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	8 of 17 
 
dollars, or (4) authorize a claimant to sue the state, as provided in section 210 
4-160, as amended by this act. 211 
(b) Any person who has filed a claim for more than fifty thousand 212 
dollars may request the General Assembly to review a decision of the 213 
Claims Commissioner, Deputy Claims Commissioner or hearing officer 214 
(1) ordering the denial or dismissal of the claim pursuant to subdivision 215 
(1) of subsection (a) of this section, including denying or dismissing a 216 
claim that requests permission to sue the state, or (2) ordering 217 
immediate payment of a just claim in an amount not exceeding thirty-218 
five thousand dollars pursuant to subdivision (2) of subsection (a) of this 219 
section. [A person who has filed a claim that has been denied or 220 
dismissed by a temporary deputy pursuant to subsection (d) of section 221 
4-160, may request the General Assembly to review such denial or 222 
dismissal.] A request for review shall be in writing and filed with the 223 
Office of the Claims Commissioner not later than twenty days after the 224 
date the person requesting such review receives a copy of the decision. 225 
The filing of a request for review shall automatically stay the decision of 226 
the Claims Commissioner or temporary deputy. 227 
Sec. 9. Section 4-159 of the general statutes is repealed and the 228 
following is substituted in lieu thereof (Effective October 1, 2023): 229 
(a) Not later than five days after the convening of each regular session 230 
and at such other times as the speaker of the House of Representatives 231 
and president pro tempore of the Senate may desire, the Office of the 232 
Claims Commissioner shall submit to the General Assembly (1) all 233 
claims for which the Claims Commissioner, Deputy Commissioner or a 234 
[magistrate] hearing officer recommended payment of a just claim in an 235 
amount exceeding thirty-five thousand dollars pursuant to subdivision 236 
(3) of subsection (a) of section 4-158, as amended by this act, and (2) all 237 
claims for which a request for review has been filed pursuant to 238 
subsection (b) of section 4-158, as amended by this act, together with a 239 
copy of the Claims Commissioner's, [the magistrate's or the temporary 240 
deputy's] Deputy Claims Commissioner's or hearing officer's findings 241 
and the hearing record, if any, of each claim so reported. 242  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	9 of 17 
 
(b) The General Assembly shall: 243 
(1) With respect to a decision of the Claims Commissioner, Deputy 244 
Claims Commissioner or hearing officer ordering the denial or dismissal 245 
of a claim pursuant to subdivision (1) of subsection (a) of section 4-158, 246 
as amended by this act: [or a decision of a temporary deputy ordering 247 
the denial or dismissal of a claim pursuant to subsection (d) of section 248 
4-160:] 249 
(A) Confirm the decision; or 250 
(B) Vacate the decision and, in lieu thereof, (i) order the payment of 251 
the claim in a specified amount, or (ii) authorize the claimant to sue the 252 
state; 253 
(2) With respect to a decision of the Claims Commissioner ordering 254 
the immediate payment of a just claim in an amount not exceeding 255 
thirty-five thousand dollars pursuant to subdivision (2) of subsection (a) 256 
of section 4-158, as amended by this act: 257 
(A) Confirm the decision; 258 
(B) Modify the decision by ordering that a different amount be paid; 259 
or 260 
(C) Vacate the decision and, in lieu thereof, (i) order no payment be 261 
made, or (ii) authorize the claimant to sue the state; 262 
(3) With respect to a decision of the Claims Commissioner 263 
recommending payment of a just claim in an amount exceeding thirty-264 
five thousand dollars pursuant to subdivision (3) of subsection (a) of 265 
section 4-158, as amended by this act: 266 
(A) Accept the recommendation and order payment of the specified 267 
amount; 268 
(B) Modify the recommendation by ordering that a different amount 269 
be paid; or 270  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	10 of 17 
 
(C) Reject the recommendation and, in lieu thereof, (i) order no 271 
payment be made, or (ii) authorize the claimant to sue the state; or 272 
(4) With respect to a decision of the Claims Commissioner, Deputy 273 
Claims Commissioner or hearing officer pursuant to subdivision (1), (2) 274 
or (3) of subsection (a) of section 4-158, as amended by this act, [or a 275 
decision of a temporary deputy pursuant to subsection (d) of section 4-276 
160,] remand the claim to the Office of the Claims Commissioner for 277 
such further proceedings as the General Assembly may direct. 278 
(c) The General Assembly may grant the claimant permission to sue 279 
the state under the provisions of this section when the General 280 
Assembly deems it just and equitable and believes the claim to present 281 
an issue of law or fact under which the state, were it a private person, 282 
could be liable. 283 
(d) If the General Assembly orders the payment of a claim, the Office 284 
of the Claims Commissioner shall deliver to the Comptroller a notice of 285 
the order and the Comptroller shall make payment in the manner 286 
prescribed for payment of an order of the Claims Commissioner 287 
pursuant to section 4-158, as amended by this act. 288 
(e) The review by the General Assembly of claims submitted to it by 289 
the Office of the Claims Commissioner under this section shall be 290 
conducted in accordance with such procedures as the General Assembly 291 
may prescribe. 292 
Sec. 10. Section 4-160 of the general statutes is repealed and the 293 
following is substituted in lieu thereof (Effective October 1, 2023): 294 
(a) Whenever the Claims Commissioner deems it just and equitable, 295 
the Claims Commissioner, the Deputy Claims Commissioner or a 296 
hearing officer may authorize suit against the state on any claim which, 297 
in the opinion of the Claims Commissioner, presents an issue of law or 298 
fact under which the state, were it a private person, could be liable. The 299 
Claims Commissioner may grant permission to sue for a claim that 300 
exclusively seeks permission to sue the state based solely on the notice 301  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	11 of 17 
 
of claim or any authenticated supporting evidence submitted pursuant 302 
to section 4-147, or both, without holding a hearing, upon the filing by 303 
the attorney or pro se claimant of (1) a motion for approval to assert a 304 
claim without a hearing, requesting a ruling based solely on the notice 305 
of the claim and any authenticated supporting evidence submitted 306 
under the provisions of this chapter, and (2) an affidavit attesting to the 307 
validity of a claim. Such affidavit shall be signed, notarized and filed by 308 
both the attorney and claimant or a pro se claimant, attesting to the 309 
following, in the following form: "I have made a reasonable inquiry, as 310 
permitted by the circumstances, which has given rise to a good faith 311 
belief that grounds exist for a suit against the state. Such inquiry 312 
includes (provide a brief description of the inquiry made)". The claimant 313 
shall serve any motion for approval and affidavit on the office of the 314 
Attorney General and any state agency that is a subject of the claim. The 315 
state may file an opposition to the motion for approval and the affidavit 316 
not later than thirty days after such service of the motion and affidavit. 317 
Such opposition shall be limited to opposition of the claim based solely 318 
on jurisdictional grounds, including pursuant to section 4-142, as 319 
amended by this act, or subsection (a) of section 4-148, or prosecutorial, 320 
judicial, quasi-judicial or legislative immunity. 321 
[(b) Any claim exclusively requesting permission to sue the state that 322 
was filed more than three years prior to June 28, 2021, that has not been 323 
disposed of by the Office of the Claims Commissioner, shall be referred 324 
to a temporary deputy for proceedings in accordance with subsection 325 
(d) of this section, unless the claimant expressly states the desire to have 326 
his or her claim remain before the Claims Commissioner. 327 
(c) On and after July 1, 2022, if a claim exclusively requesting 328 
permission to sue the state remains pending with the Office of the 329 
Claims Commissioner eighteen months after such claim was filed with 330 
the office, a claimant may file a notice indicating the passage of such 331 
eighteen months with the Attorney General, the Governor and the joint 332 
standing committee of the General Assembly having cognizance of 333 
matters relating to the judiciary. The Claims Commissioner shall issue a 334 
decision on such claim not later than ninety days after the filing of such 335  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	12 of 17 
 
notice. If the Claims Commissioner does not issue a decision during 336 
such ninety-day period, the claim shall be referred to a temporary 337 
deputy for proceedings in accordance with subsection (d) of this section, 338 
provided no claim may be referred to a temporary deputy on or after 339 
July 1, 2023. The provisions of this subsection shall not apply to a claim 340 
in which the parties have stipulated to an extension of time for the Office 341 
of the Claims Commissioner to dispose of the claim. 342 
(d) (1) If a claim is referred to a temporary deputy under subsection 343 
(b) or (c) of this section, such temporary deputy shall review the notice 344 
of claim, the state's notice of opposition and any discovery or other 345 
supporting evidence, and may, if the temporary deputy deems it 346 
necessary, hold a conference with the parties using telephonic or video 347 
conferencing technology. Consideration of the state's opposition to such 348 
claims shall be limited to jurisdictional grounds or prosecutorial, 349 
judicial, quasi-judicial or legislative immunity. The temporary deputy 350 
shall make a determination to deny or dismiss a claim or authorize a 351 
claimant to sue the state, not later than ninety days after the claim is 352 
referred to such temporary deputy. A temporary deputy shall authorize 353 
suit against the state if the claim, in the opinion of the temporary deputy, 354 
presents an issue of law or fact under which the state, were it a private 355 
person, could be liable. If the resolution of the state's opposition to the 356 
claim is based on a dispute of a material fact, the temporary deputy shall 357 
grant permission to sue the state and preserve the state's right to pursue 358 
such defense in court. 359 
(2) A temporary deputy shall make a finding of fact for each claim 360 
and file such finding with the order or authorization disposing of the 361 
claim with the Claims Commissioner. The temporary deputy shall 362 
deliver a copy of such finding and order or authorization to the claimant 363 
and to the representative for the state, which representative may in 364 
appropriate cases be the Attorney General.] 365 
(b) If any claim filed on or before January 1, 2025, in accordance with 366 
the provisions of this chapter, has been pending with the Office of the 367 
Claims Commissioner for more than three years from the date of filing 368  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	13 of 17 
 
of such claim, the Claims Commissioner, Deputy Claims Commissioner, 369 
or a hearing officer shall immediately authorize suit against the state, 370 
sua sponte or upon motion, for any claim in an amount exceeding thirty-371 
five thousand dollars but less than one hundred fifty thousand dollars 372 
in monetary relief, provided the state or Claims Commissioner, Deputy 373 
Claims Commissioner or hearing officer has not raised the issue of 374 
jurisdiction with respect to such claim. If a jurisdictional issue has been 375 
raised with respect to such claim, the jurisdictional issue must be 376 
decided in the claimant's favor by the Claims Commissioner, Deputy 377 
Claims Commissioner or a hearing officer prior to authorizing suit 378 
against the state. Any motion for immediate authorization for suit shall 379 
be decided without the hearing and opposition procedure set forth in 380 
subsection (a) of this section. The provisions of this subsection shall not 381 
apply to a claim in which the parties have stipulated to an extension of 382 
time for the Office of the Claims Commissioner to dispose of the claim, 383 
provided the stipulation has been filed prior to the expiration of the 384 
three-year period following the date of the filing of the claim. 385 
[(e)] (c) A claimant exclusively seeking permission to sue the state 386 
shall be deemed to have been granted permission to sue the state by the 387 
Claims Commissioner if the Attorney General files with the Office of the 388 
Claims Commissioner a signed stipulation authorizing permission to 389 
sue the state for a particular claim of the claimant. 390 
[(f)] (d) In any claim alleging malpractice against the state, a state 391 
hospital or against a physician, surgeon, dentist, podiatrist, chiropractor 392 
or other licensed health care provider employed by the state, the 393 
attorney or pro se party filing the claim may submit a certificate of good 394 
faith to the Office of the Claims Commissioner in accordance with 395 
section 52-190a. If such a certificate is submitted, permission to sue the 396 
state shall be deemed granted by the Claims Commissioner (1) on June 397 
28, 2021, if the certificate has been filed with the Claims Commissioner 398 
prior to June 28, 2021, or (2) upon the filing of the certificate with the 399 
Office of the Claims Commissioner, if such certificate is filed on or after 400 
June 28, 2021. In lieu of filing a notice of claim pursuant to section 4-147, 401 
a claimant may commence a medical malpractice action against the state 402  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	14 of 17 
 
prior to the expiration of the limitation period set forth in section 4-148 403 
and authorization for such action against the state shall be deemed 404 
granted. Any such action shall be limited to medical malpractice claims 405 
only and any such action shall be deemed a suit otherwise authorized 406 
by law in accordance with subsection (a) of section 4-142, as amended 407 
by this act. The provisions of this subsection shall apply to any claim 408 
alleging malpractice against the state that was timely filed with the 409 
Claims Commissioner and remains pending with said commissioner, 410 
regardless of whether such claim was filed before, on or after October 1, 411 
2019. 412 
[(g)] (e) After completion of discovery in a suit filed in the Superior 413 
Court after receiving permission to sue the state on the basis of an 414 
affidavit attesting to the validity of a claim filed in accordance with 415 
subsection (a) of this section, if the court determines that such affidavit 416 
was not made in good faith, that no justiciable issue was presented 417 
against the state and that the state cooperated in good faith with the 418 
claimant by providing informal discovery, the court, upon motion or on 419 
its own initiative, shall impose upon the attorney and claimant or pro se 420 
claimant who signed such affidavit an appropriate sanction, which may 421 
include an order to pay to the state the reasonable expenses incurred by 422 
the state because of the filing of the suit. The court may also submit the 423 
matter to the appropriate authority for disciplinary review of any 424 
attorney who submitted the affidavit. 425 
[(h)] (f) In each action authorized by the Claims Commissioner or a 426 
temporary deputy, or any action where permission to sue the state has 427 
been deemed to have been granted by the Claims Commissioner, 428 
pursuant to subsections (a) to [(f)] (d), inclusive, of this section or by the 429 
General Assembly pursuant to section 4-159, as amended by this act, or 430 
4-159a, the claimant shall allege such authorization or permission and 431 
the date on which it was granted, except that evidence of such 432 
authorization or permission shall not be admissible in such action as 433 
evidence of the state's liability. [Except as provided in subsection (d) of 434 
this section, (1) the] The state waives its immunity from liability and 435 
from suit in each such action and waives all defenses which might arise 436  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	15 of 17 
 
from the eleemosynary or governmental nature of the activity 437 
complained of, and [(2)] the rights and liability of the state in each such 438 
action shall be coextensive with and shall equal the rights and liability 439 
of private persons in like circumstances. 440 
[(i)] (g) No such action shall be brought but within one year from the 441 
date such authorization becomes effective or permission to sue is 442 
granted, whichever date is later. With respect to any claim presented to 443 
the Office of the Claims Commissioner for which authorization or 444 
permission to sue is granted, any statute of limitation applicable to such 445 
action shall be tolled until the date such authorization or permission to 446 
sue is granted. The claimant shall bring such action against the state as 447 
party defendant in the judicial district in which the claimant resides or, 448 
if the claimant is not a resident of this state, in the judicial district of 449 
Hartford or in the judicial district in which the claim arose. 450 
[(j)] (h) Civil process directed against the state shall be served as 451 
provided by section 52-64. 452 
[(k)] (i) Issues arising in such actions shall be tried to the court 453 
without a jury. 454 
[(l)] (j) The laws and rules of practice governing disclosures in civil 455 
actions shall apply against state agencies and state officers and 456 
employees possessing books, papers, records, documents or 457 
information pertinent to the issues involved in any such action. 458 
[(m)] (k) The Attorney General, with the consent of the court, may 459 
compromise or settle any such action. The terms of every such 460 
compromise or settlement shall be expressed in a judgment of the court. 461 
[(n)] (l) Costs may be allowed against the state as the court deems just, 462 
consistent with the provisions of chapter 901. 463 
[(o)] (m) The clerk of the court in which judgment is entered against 464 
the state shall forward a certified copy of such judgment to the 465 
Comptroller. The Attorney General shall certify to the Comptroller 466  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	16 of 17 
 
when the time allowed by law for proceeding subsequent to final 467 
judgment has expired and the Attorney General shall designate the state 468 
agency involved in the action. Upon receipt of such judgment and 469 
certification the Comptroller shall make payment as follows: Amounts 470 
directed by law to be paid from a special fund shall be paid from such 471 
special fund; amounts awarded upon contractual claims for goods or 472 
services furnished or for property leased shall be paid from the 473 
appropriation of the agency which received such goods or services or 474 
occupied such property; all other amounts shall be paid from such 475 
appropriation as the General Assembly may have made for the payment 476 
of claims. 477 
[(p)] (n) Not later than five days after the convening of each regular 478 
session, the Attorney General shall report to the joint standing 479 
committee of the General Assembly having cognizance of matters 480 
relating to the judiciary on the status and disposition of all actions 481 
authorized pursuant to this section or section 4-159, as amended by this 482 
act, or brought against the state under any other provision of law and in 483 
which the interests of the state are represented by the Attorney General. 484 
The report shall include: (1) The number of such actions pending in state 485 
and federal court, categorized by the alleged ground for the action, (2) 486 
the number of new actions brought in the preceding year in state and 487 
federal court, categorized by the alleged ground for the action, (3) the 488 
number of actions disposed of in the preceding year, categorized by the 489 
ground for the action that was disposed of and whether the action was 490 
disposed of by settlement or litigation to final judgment, and the amount 491 
paid for actions within the respective categories, and (4) such other 492 
information as may be requested, from time to time, by the joint 493 
standing committee of the General Assembly having cognizance of 494 
matters relating to the judiciary. The report shall identify each action 495 
disposed of by payment of an amount exceeding one hundred thousand 496 
dollars. 497 
Sec. 11. Subsection (a) of section 3-125a of the general statutes is 498 
repealed and the following is substituted in lieu thereof (Effective October 499 
1, 2023): 500  Raised Bill No.  6876 
 
 
 
LCO No. 5641   	17 of 17 
 
(a) Notwithstanding the provisions of subsection [(m)] (k) of section 501 
4-160, as amended by this act, the Attorney General shall not enter into 502 
any agreement or stipulation in connection with a lawsuit to which the 503 
state is a party that contains any provision which requires an 504 
expenditure from the General Fund budget in an amount in excess of 505 
two million five hundred thousand dollars over the term of the 506 
agreement or stipulation, unless the General Assembly, by resolution, 507 
accepts the terms of such provision. The General Assembly may reject 508 
such provision by a three-fifths vote of each house. Such provision shall 509 
be deemed approved if the General Assembly fails to vote to approve or 510 
reject such provision within thirty days of the date of submittal pursuant 511 
to subsection (b) of this section. 512 
This act shall take effect as follows and shall amend the following 
sections: 
 
Section 1 October 1, 2023 4-142 
Sec. 2 October 1, 2023 4-142a 
Sec. 3 October 1, 2023 4-142b 
Sec. 4 October 1, 2023 4-151 
Sec. 5 October 1, 2023 4-151a 
Sec. 6 October 1, 2023 4-152 
Sec. 7 October 1, 2023 4-154(a) 
Sec. 8 October 1, 2023 4-158(a) and (b) 
Sec. 9 October 1, 2023 4-159 
Sec. 10 October 1, 2023 4-160 
Sec. 11 October 1, 2023 3-125a(a) 
 
Statement of Purpose:   
To improve efficiencies in the administration of the Office of the Claims 
Commissioner. 
[Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except 
that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not 
underlined.]