LCO \\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876-R02- HB.docx 1 of 17 General Assembly Substitute Bill No. 6876 January Session, 2023 AN ACT CONCERNING THE ADMINISTRATION OF THE OFFICE OF THE CLAIMS COMMISSIONER. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Section 4-142 of the general statutes is repealed and the 1 following is substituted in lieu thereof (Effective October 1, 2023): 2 (a) There shall be an Office of the Claims Commissioner which shall 3 hear and determine all claims against the state except: (1) Claims for the 4 periodic payment of disability, pension, retirement or other 5 employment benefits; (2) claims upon which suit otherwise is 6 authorized by law including suits to recover similar relief arising from 7 the same set of facts; (3) claims for which an administrative hearing 8 procedure otherwise is established by law; (4) requests by political 9 subdivisions of the state for the payment of grants in lieu of taxes; and 10 (5) claims for the refund of taxes. 11 (b) The Office of the Claims Commissioner shall consist of the Claims 12 Commissioner, the Deputy Claims Commissioner, six temporary 13 deputies and such administrative staff as may be provided by the 14 Department of Administrative Services. The Claims Commissioner, the 15 Deputy Claims Commissioner, or a temporary deputy [or a magistrate] 16 assigned to assist the Claims Commissioner pursuant to section 4-142b, 17 as amended by this act, shall hear and determine all claims against the 18 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 2 of 17 state, except as otherwise provided in subsection (a) of this section. Such 19 claims shall be heard and determined in accordance with the rules 20 prescribed by the Claims Commissioner pursuant to section 4-157, 21 except as may be provided in section 4-160, as amended by this act. 22 Sec. 2. Section 4-142a of the general statutes is repealed and the 23 following is substituted in lieu thereof (Effective October 1, 2023): 24 (a) (1) The Claims Commissioner shall be appointed by the Governor 25 with the advice and consent of the General Assembly to serve for a term 26 of four years from the first day in July [in] of the year of [his or her] such 27 appointment and until [his or her] a successor has been appointed and 28 has qualified. The Claims Commissioner shall be an attorney-at-law and 29 shall have been admitted to practice before the courts of the state of 30 Connecticut for at least five years prior to [his or her] such appointment. 31 [The Claims Commissioner serving on June 28, 2021, may continue to 32 serve until the expiration of his or her term. On and after June 28, 2021, 33 each] Each nomination for appointment as Claims Commissioner by the 34 Governor shall be referred, without debate, to the joint standing 35 committee of the General Assembly having cognizance of matters 36 relating to the judiciary, which shall report on each appointment not 37 later than thirty days after the date of reference. Each appointment by 38 the General Assembly of the Claims Commissioner shall be by 39 concurrent resolution. 40 (2) The Claims Commissioner shall receive such compensation as is 41 fixed under the provisions of section 4-40. The Claims Commissioner 42 may enter into such contractual agreements, in accordance with 43 established procedures, as may be necessary for the discharge of [his or 44 her] the commissioner's duties. Subject to the provisions of section 4-32, 45 and unless otherwise provided by law, the Claims Commissioner is 46 authorized to receive any money, revenue or services from the federal 47 government, corporations, associations or individuals, including 48 payments from the sale of printed matter or any other materials or 49 services. 50 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 3 of 17 (b) The Office of the Claims Commissioner shall be within the 51 Department of Administrative Services, provided the office shall have 52 independent decision-making authority. 53 (c) (1) The Governor shall appoint six temporary deputies to serve in 54 the Office of the Claims Commissioner. A temporary deputy shall be an 55 attorney-at-law who has experience practicing law before the courts of 56 the state of Connecticut and has trial experience. A temporary deputy 57 may not be an employee of the office of the Attorney General or have a 58 claim pending before the Claims Commissioner, either as a claimant or 59 as an attorney appearing on behalf of a claimant. Each temporary 60 deputy shall serve at the pleasure of the Governor, for a term 61 coterminous with the Governor, or until a successor is appointed and 62 qualified, whichever is longer, provided no temporary deputy may be 63 appointed or serve in such position on or after [October 1, 2023] March 64 1, 2026. 65 (2) A temporary deputy shall receive, for each day of service, the 66 same compensation as paid to a judge trial referee under subdivision (1) 67 of subsection (f) of section 52-434 for each day of service by such referee. 68 (3) Each temporary deputy shall have decision-making authority to 69 issue a final decision to grant or deny permission to sue for each claim 70 referred to such deputy under the provisions of subsection (b) or (c) of 71 section 4-160, as amended by this act. 72 (d) The Claims Commissioner shall appoint a Deputy Claims 73 Commissioner who shall be an attorney-at-law qualified by training and 74 experience for the duties of the Office of the Claims Commissioner and 75 shall, in the absence, disability or disqualification of the Claims 76 Commissioner, perform all the functions and have all the powers and 77 duties of said office and such other duties as may be prescribed. The 78 position of Deputy Claims Commissioner shall be exempt from the 79 classified service. The Deputy Claims Commissioner shall serve until a 80 successor is appointed by the Claims Commissioner. The term of the 81 Deputy Claims Commissioner shall not be coterminous with that of the 82 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 4 of 17 Claims Commissioner, instead the Deputy Claims Commissioner may 83 be replaced upon the appointment of a new Claims Commissioner in 84 accordance with the provisions of subdivision (1) of subsection (a) of 85 this section. 86 Sec. 3. Section 4-142b of the general statutes is repealed and the 87 following is substituted in lieu thereof (Effective October 1, 2023): 88 The Office of the Claims Commissioner shall maintain a permanent 89 office in Hartford County in such suitable space as the Commissioner of 90 Administrative Services provides. All papers required to be filed with 91 the Office of the Claims Commissioner shall be delivered to such office. 92 The Claims Commissioner may [designate one or more magistrates who 93 shall be available to the Office of the Claims Commissioner] assign a 94 temporary deputy to hear a claim and issue a decision concerning the 95 final disposition of a claim against the state, or make recommendations 96 to the Claims Commissioner or Deputy Claims Commissioner 97 concerning the final disposition of a claim as provided for in this 98 chapter. [The Claims Commissioner may appoint any magistrate who is 99 on the list of available magistrates maintained by the Chief Court 100 Administrator. A magistrate appointed by the Claims Commissioner 101 may review, hear and decide a claim, or make a recommendation to the 102 Claims Commissioner concerning the final disposition of a claim. The 103 Claims Commissioner shall establish such rules as he or she deems 104 necessary to provide for the appointment of a magistrate to hear and 105 decide matters pursuant to the provisions of this chapter. Such rules 106 may include limitations on the types of matters that may be heard and 107 decided by a magistrate and may provide for the issuance of a 108 recommendation by a magistrate concerning the final disposition of a 109 claim that is subject to review and approval by the Claims 110 Commissioner.] No decision made by a temporary deputy shall have 111 the force and effect of a ruling of the Claims Commissioner or Deputy 112 Claims Commissioner without written approval by the Claims 113 Commissioner or Deputy Claims Commissioner. The Claims 114 Commissioner shall establish such rules as the commissioner deems 115 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 5 of 17 necessary to provide for the appointment of a temporary deputy to hear 116 and decide matters pursuant to the provisions of this chapter. Such rules 117 may include limitations on the types of matters that may be heard and 118 decided by a temporary deputy. 119 Sec. 4. Section 4-151 of the general statutes is repealed and the 120 following is substituted in lieu thereof (Effective October 1, 2023): 121 (a) Claims shall be heard as soon as practicable after they are filed. 122 The following claims shall be privileged with respect to assignment for 123 hearing: (1) Claims by persons who are sixty-five years or older or who 124 reach such age during the pendency of the claim, (2) claims by persons 125 who are terminally ill, as defined in section 52-191c, and (3) claims by 126 executors or administrators of estates. Hearings may be held at the 127 Office of the Claims Commissioner, at any available hearing facility in 128 the State Capitol or Legislative Office Building, upon request at any 129 courthouse serving a judicial district or geographical area or city or 130 town hall in the state or at such other suitable place as the Claims 131 Commissioner, the Deputy Claims Commissioner or a [magistrate] 132 temporary deputy finds is convenient and just to the claimant and to the 133 Attorney General. 134 (b) The Claims Commissioner, the Deputy Claims Commissioner or 135 a [magistrate] temporary deputy may call witnesses, examine and cross-136 examine any witness, require information not offered by the claimant or 137 the Attorney General and stipulate matters to be argued. The Claims 138 Commissioner, the Deputy Claims Commissioner or a [magistrate] 139 temporary deputy shall not be bound by any law or rule of evidence, 140 except the rules prescribed by the Claims Commissioner pursuant to 141 section 4-157. 142 (c) The Claims Commissioner, the Deputy Claims Commissioner or a 143 [magistrate] temporary deputy may administer oaths, cause depositions 144 to be taken, issue subpoenas and order inspection and disclosure of 145 books, papers, records and documents. Upon good cause shown, any 146 such order or subpoena may be quashed by the Claims Commissioner, 147 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 6 of 17 the Deputy Claims Commissioner or a [magistrate] temporary deputy. 148 (d) If any person fails to respond to a subpoena, the Claims 149 Commissioner, the Deputy Claims Commissioner or a [magistrate] 150 temporary deputy may issue a capias, directed to a state marshal to 151 arrest such person and bring such person before the Claims 152 Commissioner, the Deputy Claims Commissioner or a [magistrate] 153 temporary deputy to testify. 154 (e) If any person refuses to testify or to produce any relevant, 155 unprivileged book, paper, record or document, the Claims 156 Commissioner, the Deputy Claims Commissioner or a [magistrate] 157 temporary deputy shall certify such fact to the Attorney General, who 158 shall apply to the superior court for the judicial district in which such 159 person resides for an order compelling compliance. Further refusal of 160 such person shall be punished as provided by section 2-46. If such 161 person is the claimant, the Claims Commissioner, the Deputy Claims 162 Commissioner or a temporary deputy shall summarily dismiss the claim 163 and order it forfeited to the state. 164 (f) When subpoenaed by the Claims Commissioner, the Deputy 165 Claims Commissioner or a [magistrate, witnesses] temporary deputy, a 166 witness shall be offered the fees and mileage allowances authorized by 167 section 52-260, provided no such fee or allowance shall be paid to any 168 state officer or employee who appears on behalf of the state. 169 Sec. 5. Section 4-151a of the general statutes is repealed and the 170 following is substituted in lieu thereof (Effective October 1, 2023): 171 [On his or her own motion] Upon the motion of the Claims 172 Commissioner, the Deputy Claims Commissioner, or a temporary 173 deputy, or at the request of the claimant or the representative for the 174 state, which representative may in appropriate cases be the Attorney 175 General, the Claims Commissioner, the Deputy Claims Commissioner 176 or a [magistrate] temporary deputy may waive the hearing of any claim 177 for ten thousand dollars or less and proceed upon affidavits filed by the 178 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 7 of 17 claimant and the state agency concerned. 179 Sec. 6. Section 4-152 of the general statutes is repealed and the 180 following is substituted in lieu thereof (Effective October 1, 2023): 181 If in the course of any proceeding any person is guilty of misbehavior 182 which obstructs such proceeding, [he or she] such person may be 183 excluded from further participation [therein] in such hearing. If the 184 miscreant is the claimant or [his or her] the claimant's attorney, the 185 Claims Commissioner, the Deputy Claims Commissioner or a 186 [magistrate] temporary deputy may summarily terminate the 187 proceeding, and the Claims Commissioner , Deputy Claims 188 Commissioner or temporary deputy may dismiss the claim and order it 189 forfeited to the state. 190 Sec. 7. Subsection (a) of section 4-154 of the general statutes is 191 repealed and the following is substituted in lieu thereof (Effective October 192 1, 2023): 193 (a) Not later than ninety days after hearing a claim, the Claims 194 Commissioner, the Deputy Claims Commissioner or a temporary 195 deputy shall render a decision as provided in subsection (a) of section 196 4-158, as amended by this act. The Claims Commissioner, the Deputy 197 Claims Commissioner or [the magistrate] a temporary deputy shall 198 make a finding of fact for each claim and file such finding with the order, 199 recommendation or authorization disposing of the claim. The Office of 200 the Claims Commissioner shall deliver a copy of such finding and order, 201 recommendation or authorization to the claimant and to the 202 representative for the state, which representative may in appropriate 203 cases be the Attorney General. 204 Sec. 8. Subsections (a) and (b) of section 4-158 of the general statutes 205 are repealed and the following is substituted in lieu thereof (Effective 206 October 1, 2023): 207 (a) The Claims Commissioner, the Deputy Claims Commissioner or 208 a temporary deputy may (1) order that a claim be denied or dismissed, 209 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 8 of 17 (2) order immediate payment of a just claim in an amount not exceeding 210 thirty-five thousand dollars, (3) recommend to the General Assembly 211 payment of a just claim in an amount exceeding thirty-five thousand 212 dollars, or (4) authorize a claimant to sue the state, as provided in section 213 4-160, as amended by this act. 214 (b) Any person who has filed a claim for more than fifty thousand 215 dollars may request the General Assembly to review a decision of the 216 Claims Commissioner, the Deputy Claims Commissioner or a 217 temporary deputy (1) ordering the denial or dismissal of the claim 218 pursuant to subdivision (1) of subsection (a) of this section, including 219 denying or dismissing a claim that requests permission to sue the state, 220 or (2) ordering immediate payment of a just claim in an amount not 221 exceeding thirty-five thousand dollars pursuant to subdivision (2) of 222 subsection (a) of this section. A person who has filed a claim that has 223 been denied or dismissed by a temporary deputy pursuant to subsection 224 (d) of section 4-160, as amended by this act, may request the General 225 Assembly to review such denial or dismissal. A request for review shall 226 be in writing and filed with the Office of the Claims Commissioner not 227 later than twenty days after the date the person requesting such review 228 receives a copy of the decision. The filing of a request for review shall 229 automatically stay the decision of the Claims Commissioner or 230 temporary deputy. 231 Sec. 9. Section 4-159 of the general statutes is repealed and the 232 following is substituted in lieu thereof (Effective October 1, 2023): 233 (a) Not later than five days after the convening of each regular session 234 and at such other times as the speaker of the House of Representatives 235 and president pro tempore of the Senate may desire, the Office of the 236 Claims Commissioner shall submit to the General Assembly (1) all 237 claims for which the Claims Commissioner, the Deputy Commissioner 238 or a [magistrate] temporary deputy recommended payment of a just 239 claim in an amount exceeding thirty-five thousand dollars pursuant to 240 subdivision (3) of subsection (a) of section 4-158, as amended by this act, 241 and (2) all claims for which a request for review has been filed pursuant 242 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 9 of 17 to subsection (b) of section 4-158, as amended by this act, together with 243 a copy of the Claims Commissioner's, [the magistrate's] Deputy 244 Commissioner's or [the] temporary deputy's findings and the hearing 245 record, if any, of each claim so reported. 246 (b) The General Assembly shall: 247 (1) With respect to a decision of the Claims Commissioner, the 248 Deputy Claims Commissioner or a temporary deputy ordering the 249 denial or dismissal of a claim pursuant to subdivision (1) of subsection 250 (a) of section 4-158, as amended by this act: or a decision of a temporary 251 deputy ordering the denial or dismissal of a claim pursuant to 252 subsection (d) of section 4-160, as amended by this act: 253 (A) Confirm the decision; or 254 (B) Vacate the decision and, in lieu thereof, (i) order the payment of 255 the claim in a specified amount, or (ii) authorize the claimant to sue the 256 state; 257 (2) With respect to a decision of the Claims Commissioner ordering 258 the immediate payment of a just claim in an amount not exceeding 259 thirty-five thousand dollars pursuant to subdivision (2) of subsection (a) 260 of section 4-158, as amended by this act: 261 (A) Confirm the decision; 262 (B) Modify the decision by ordering that a different amount be paid; 263 or 264 (C) Vacate the decision and, in lieu thereof, (i) order no payment be 265 made, or (ii) authorize the claimant to sue the state; 266 (3) With respect to a decision of the Claims Commissioner, the 267 Deputy Claims Commissioner or a temporary deputy recommending 268 payment of a just claim in an amount exceeding thirty-five thousand 269 dollars pursuant to subdivision (3) of subsection (a) of section 4-158, as 270 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 10 of 17 amended by this act: 271 (A) Accept the recommendation and order payment of the specified 272 amount; 273 (B) Modify the recommendation by ordering that a different amount 274 be paid; or 275 (C) Reject the recommendation and, in lieu thereof, (i) order no 276 payment be made, or (ii) authorize the claimant to sue the state; or 277 (4) With respect to a decision of the Claims Commissioner, the 278 Deputy Claims Commissioner or a temporary deputy pursuant to 279 subdivision (1), (2) or (3) of subsection (a) of section 4-158, as amended 280 by this act, or a decision of a temporary deputy pursuant to subsection 281 (d) of section 4-160, as amended by this act, remand the claim to the 282 Office of the Claims Commissioner for such further proceedings as the 283 General Assembly may direct. 284 (c) The General Assembly may grant the claimant permission to sue 285 the state under the provisions of this section when the General 286 Assembly deems it just and equitable and believes the claim to present 287 an issue of law or fact under which the state, were it a private person, 288 could be liable. 289 (d) If the General Assembly orders the payment of a claim, the Office 290 of the Claims Commissioner shall deliver to the Comptroller a notice of 291 the order and the Comptroller shall make payment in the manner 292 prescribed for payment of an order of the Claims Commissioner 293 pursuant to section 4-158, as amended by this act. 294 (e) The review by the General Assembly of claims submitted to it by 295 the Office of the Claims Commissioner under this section shall be 296 conducted in accordance with such procedures as the General Assembly 297 may prescribe. 298 Sec. 10. Section 4-160 of the general statutes is repealed and the 299 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 11 of 17 following is substituted in lieu thereof (Effective October 1, 2023): 300 (a) Whenever the Claims Commissioner deems it just and equitable, 301 the Claims Commissioner, the Deputy Claims Commissioner or a 302 temporary deputy may authorize suit against the state on any claim 303 which, in the opinion of the Claims Commissioner, presents an issue of 304 law or fact under which the state, were it a private person, could be 305 liable. The Claims Commissioner may grant permission to sue for a 306 claim that exclusively seeks permission to sue the state based solely on 307 the notice of claim or any supporting evidence submitted pursuant to 308 section 4-147, or both, without holding a hearing, upon the filing by the 309 attorney or pro se claimant of (1) a motion for approval to assert a claim 310 without a hearing, requesting a ruling based solely on the notice of the 311 claim and any supporting evidence submitted under the provisions of 312 this chapter, and (2) an affidavit attesting to the validity of a claim. Such 313 affidavit shall be signed, notarized and filed by both the attorney and 314 claimant or a pro se claimant, attesting to the following, in the following 315 form: "I have made a reasonable inquiry, as permitted by the 316 circumstances, which has given rise to a good faith belief that grounds 317 exist for a suit against the state. Such inquiry includes (provide a brief 318 description of the inquiry made)". The claimant shall serve any motion 319 for approval and affidavit on the office of the Attorney General and any 320 state agency that is a subject of the claim. The state may file an 321 opposition to the motion for approval and the affidavit not later than 322 thirty days after such service of the motion and affidavit. Such 323 opposition shall be limited to opposition of the claim based solely on 324 jurisdictional grounds, including pursuant to section 4-142, as amended 325 by this act, or subsection (a) of section 4-148, or prosecutorial, judicial, 326 quasi-judicial or legislative immunity. 327 (b) Any claim exclusively requesting permission to sue the state that 328 was filed more than three years prior to [June 28, 2021] July 1, 2023, that 329 has not been disposed of by the Office of the Claims Commissioner, shall 330 be referred to a temporary deputy for proceedings in accordance with 331 subsection (d) of this section, unless the claimant expressly states the 332 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 12 of 17 desire to have [his or her] such claim remain before the Claims 333 Commissioner. 334 (c) [On and after July 1, 2022, if] If a claim exclusively requesting 335 permission to sue the state remains pending with the Office of the 336 Claims Commissioner eighteen months after the date on which such 337 claim was filed with the office, a claimant may file a notice indicating 338 the passage of such eighteen months with the Attorney General, the 339 Governor and the joint standing committee of the General Assembly 340 having cognizance of matters relating to the judiciary. The Claims 341 Commissioner shall issue a decision on such claim not later than ninety 342 days after the filing of such notice. If the Claims Commissioner does not 343 issue a decision during such ninety-day period, the claim shall be 344 referred to a temporary deputy for proceedings in accordance with 345 subsection (d) of this section. [, provided no claim may be referred to a 346 temporary deputy on or after July 1, 2023.] The provisions of this 347 subsection shall not apply to a claim in which the parties have stipulated 348 to an extension of time for the Office of the Claims Commissioner to 349 dispose of the claim. 350 (d) (1) If a claim is referred to a temporary deputy under subsection 351 (b) or (c) of this section, such temporary deputy shall review the notice 352 of claim, the state's notice of opposition and any discovery or other 353 supporting evidence, and may, if the temporary deputy deems it 354 necessary, hold a conference with the parties using telephonic or video 355 conferencing technology. Consideration of the state's opposition to such 356 claims shall be limited to jurisdictional grounds or prosecutorial, 357 judicial, quasi-judicial or legislative immunity. The temporary deputy 358 shall make a determination to deny or dismiss a claim or authorize a 359 claimant to sue the state, not later than ninety days after the claim is 360 referred to such temporary deputy. A temporary deputy shall authorize 361 suit against the state if the claim, in the opinion of the temporary deputy, 362 presents an issue of law or fact under which the state, were it a private 363 person, could be liable. If the resolution of the state's opposition to the 364 claim is based on a dispute of a material fact, the temporary deputy shall 365 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 13 of 17 grant permission to sue the state and preserve the state's right to pursue 366 such defense in court. 367 (2) A temporary deputy shall make a finding of fact for each claim 368 and file such finding with the order or authorization disposing of the 369 claim with the Claims Commissioner. The temporary deputy shall 370 deliver a copy of such finding and order or authorization to the claimant 371 and to the representative for the state, which representative may in 372 appropriate cases be the Attorney General. 373 (e) A claimant exclusively seeking permission to sue the state shall be 374 deemed to have been granted permission to sue the state by the Claims 375 Commissioner if the Attorney General files with the Office of the Claims 376 Commissioner a signed stipulation authorizing permission to sue the 377 state for a particular claim of the claimant. 378 (f) In any claim alleging malpractice against the state, a state hospital 379 or against a physician, surgeon, dentist, podiatrist, chiropractor or other 380 licensed health care provider employed by the state, the attorney or pro 381 se party filing the claim may submit a certificate of good faith to the 382 Office of the Claims Commissioner in accordance with section 52-190a. 383 If such a certificate is submitted, permission to sue the state shall be 384 deemed granted by the Claims Commissioner (1) on June 28, 2021, if the 385 certificate has been filed with the Claims Commissioner prior to June 28, 386 2021, or (2) upon the filing of the certificate with the Office of the Claims 387 Commissioner, if such certificate is filed on or after June 28, 2021. In lieu 388 of filing a notice of claim pursuant to section 4-147, a claimant may 389 commence a medical malpractice action against the state prior to the 390 expiration of the limitation period set forth in section 4-148 and 391 authorization for such action against the state shall be deemed granted. 392 Any such action shall be limited to medical malpractice claims only and 393 any such action shall be deemed a suit otherwise authorized by law in 394 accordance with subsection (a) of section 4-142, as amended by this act. 395 The provisions of this subsection shall apply to any claim alleging 396 malpractice against the state that was timely filed with the Claims 397 Commissioner and remains pending with said commissioner, 398 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 14 of 17 regardless of whether such claim was filed before, on or after October 1, 399 2019. 400 (g) After completion of discovery in a suit filed in the Superior Court 401 after receiving permission to sue the state on the basis of an affidavit 402 attesting to the validity of a claim filed in accordance with subsection (a) 403 of this section, if the court determines that such affidavit was not made 404 in good faith, that no justiciable issue was presented against the state 405 and that the state cooperated in good faith with the claimant by 406 providing informal discovery, the court, upon motion or on its own 407 initiative, shall impose upon the attorney and claimant or pro se 408 claimant who signed such affidavit an appropriate sanction, which may 409 include an order to pay to the state the reasonable expenses incurred by 410 the state because of the filing of the suit. The court may also submit the 411 matter to the appropriate authority for disciplinary review of any 412 attorney who submitted the affidavit. 413 (h) In each action authorized by the Claims Commissioner or a 414 temporary deputy, or any action where permission to sue the state has 415 been deemed to have been granted by the Claims Commissioner, 416 pursuant to subsections (a) to (f), inclusive, of this section or by the 417 General Assembly pursuant to section 4-159, as amended by this act, or 418 4-159a, the claimant shall allege such authorization or permission and 419 the date on which it was granted, except that evidence of such 420 authorization or permission shall not be admissible in such action as 421 evidence of the state's liability. Except as provided in subsection (d) of 422 this section, (1) the state waives its immunity from liability and from suit 423 in each such action and waives all defenses which might arise from the 424 eleemosynary or governmental nature of the activity complained of, and 425 (2) the rights and liability of the state in each such action shall be 426 coextensive with and shall equal the rights and liability of private 427 persons in like circumstances. 428 (i) No such action shall be brought but within one year from the date 429 such authorization becomes effective or permission to sue is granted, 430 whichever date is later. With respect to any claim presented to the Office 431 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 15 of 17 of the Claims Commissioner for which authorization or permission to 432 sue is granted, any statute of limitation applicable to such action shall 433 be tolled until the date such authorization or permission to sue is 434 granted. The claimant shall bring such action against the state as party 435 defendant in the judicial district in which the claimant resides or, if the 436 claimant is not a resident of this state, in the judicial district of Hartford 437 or in the judicial district in which the claim arose. 438 (j) Civil process directed against the state shall be served as provided 439 by section 52-64. 440 (k) Issues arising in such actions shall be tried to the court without a 441 jury. 442 (l) The laws and rules of practice governing disclosures in civil 443 actions shall apply against state agencies and state officers and 444 employees possessing books, papers, records, documents or 445 information pertinent to the issues involved in any such action. 446 (m) The Attorney General, with the consent of the court, may 447 compromise or settle any such action. The terms of every such 448 compromise or settlement shall be expressed in a judgment of the court. 449 (n) Costs may be allowed against the state as the court deems just, 450 consistent with the provisions of chapter 901. 451 (o) The clerk of the court in which judgment is entered against the 452 state shall forward a certified copy of such judgment to the Comptroller. 453 The Attorney General shall certify to the Comptroller when the time 454 allowed by law for proceeding subsequent to final judgment has expired 455 and the Attorney General shall designate the state agency involved in 456 the action. Upon receipt of such judgment and certification the 457 Comptroller shall make payment as follows: Amounts directed by law 458 to be paid from a special fund shall be paid from such special fund; 459 amounts awarded upon contractual claims for goods or services 460 furnished or for property leased shall be paid from the appropriation of 461 the agency which received such goods or services or occupied such 462 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 16 of 17 property; all other amounts shall be paid from such appropriation as the 463 General Assembly may have made for the payment of claims. 464 (p) Not later than five days after the convening of each regular 465 session, the Attorney General shall report to the joint standing 466 committee of the General Assembly having cognizance of matters 467 relating to the judiciary on the status and disposition of all actions 468 authorized pursuant to this section or section 4-159, as amended by this 469 act, or brought against the state under any other provision of law and in 470 which the interests of the state are represented by the Attorney General. 471 The report shall include: (1) The number of such actions pending in state 472 and federal court, categorized by the alleged ground for the action, (2) 473 the number of new actions brought in the preceding year in state and 474 federal court, categorized by the alleged ground for the action, (3) the 475 number of actions disposed of in the preceding year, categorized by the 476 ground for the action that was disposed of and whether the action was 477 disposed of by settlement or litigation to final judgment, and the amount 478 paid for actions within the respective categories, and (4) such other 479 information as may be requested, from time to time, by the joint 480 standing committee of the General Assembly having cognizance of 481 matters relating to the judiciary. The report shall identify each action 482 disposed of by payment of an amount exceeding one hundred thousand 483 dollars. 484 This act shall take effect as follows and shall amend the following sections: Section 1 October 1, 2023 4-142 Sec. 2 October 1, 2023 4-142a Sec. 3 October 1, 2023 4-142b Sec. 4 October 1, 2023 4-151 Sec. 5 October 1, 2023 4-151a Sec. 6 October 1, 2023 4-152 Sec. 7 October 1, 2023 4-154(a) Sec. 8 October 1, 2023 4-158(a) and (b) Sec. 9 October 1, 2023 4-159 Sec. 10 October 1, 2023 4-160 Substitute Bill No. 6876 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2023HB-06876- R02-HB.docx } 17 of 17 JUD Joint Favorable Subst. APP Joint Favorable