LCO No. 4149 1 of 7 General Assembly Raised Bill No. 1151 January Session, 2023 LCO No. 4149 Referred to Committee on GOVERNMENT ADMINISTRATION AND ELECTIONS Introduced by: (GAE) AN ACT CONCERNING REVISIONS TO THE STATE CODES OF ETHICS. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Subdivision (12) of section 1-79 of the general statutes is 1 repealed and the following is substituted in lieu thereof (Effective October 2 1, 2023): 3 (12) "Quasi-public agency" [means Connecticut Innovations, 4 Incorporated, the Connecticut Health and Education Facilities 5 Authority, the Connecticut Higher Education Supplemental Loan 6 Authority, the Connecticut Student Loan Foundation, the Connecticut 7 Housing Finance Authority, the State Housing Authority, the Materials 8 Innovation and Recycling Authority, the Capital Region Development 9 Authority, the Connecticut Lottery Corporation, the Connecticut 10 Airport Authority, the Connecticut Health Insurance Exchange, the 11 Connecticut Green Bank, the Connecticut Port Authority, the 12 Connecticut Municipal Redevelopment Authority, the State Education 13 Resource Center and the Paid Family and Medical Leave Insurance 14 Raised Bill No. 1151 LCO No. 4149 2 of 7 Authority] has the same meaning as provided in section 1-120. 15 Sec. 2. Subdivision (24) of section 1-91 of the general statutes is 16 repealed and the following is substituted in lieu thereof (Effective October 17 1, 2023): 18 (24) "Quasi-public agency" [means quasi-public agency, as defined in 19 section 1-79] has the same meaning as provided in section 1-120. 20 Sec. 3. Subdivision (11) of section 1-79 of the general statutes is 21 repealed and the following is substituted in lieu thereof (Effective October 22 1, 2023): 23 (11) "Public official" means any state-wide elected officer or officer-24 elect, any member or member-elect of the General Assembly, any person 25 appointed to any office of the legislative, judicial or executive branch of 26 state government by the Governor or an appointee of the Governor, 27 with or without the advice and consent of the General Assembly, any 28 public member or representative of the teachers' unions or state 29 employees' unions appointed to the Investment Advisory Council 30 pursuant to subsection (a) of section 3-13b, any person appointed or 31 elected by the General Assembly or by any member of either house 32 thereof, any member or director of a quasi-public agency and the spouse 33 of the Governor, but does not include a member of an advisory board, a 34 judge of any court either elected or appointed or a senator or 35 representative in Congress. 36 Sec. 4. Subdivision (16) of section 1-91 of the general statutes is 37 repealed and the following is substituted in lieu thereof (Effective October 38 1, 2023): 39 (16) "Public official" means any state-wide elected state officer or 40 officer-elect, any member or member-elect of the General Assembly, any 41 person appointed to any office of the legislative, judicial or executive 42 branch of state government by the Governor, with or without the advice 43 and consent of the General Assembly, the spouse of the Governor and 44 any person appointed or elected by the General Assembly or any 45 Raised Bill No. 1151 LCO No. 4149 3 of 7 member of either house thereof; but does not include a member of an 46 advisory board or a senator or representative in Congress. 47 Sec. 5. Subsection (d) of section 1-95 of the general statutes is repealed 48 and the following is substituted in lieu thereof (Effective October 1, 2023): 49 (d) In addition to the requirements of subsections (a) to (c), inclusive, 50 of this section, the registration of a: (1) Client lobbyist, as defined in 51 section 1-91, as amended by this act, shall include: (A) The name of such 52 company or association, (B) the nature of such company or association, 53 (C) the primary business address of such company or association, (D) 54 the name of the [person] individual responsible for oversight of such 55 client lobbyist's lobbying activities, (E) the job title of such [person] 56 individual and any applicable contact information for such [person] 57 individual, including, but not limited to, phone number, facsimile 58 number, electronic mail address and business mailing address, and (F) 59 the name, job title and applicable contact information of any individual 60 designated by the client lobbyist as an authorized filer, including, but 61 not limited to, phone number, facsimile number, electronic mail address 62 and business mailing address, provided such individual is different 63 from the individual listed in subparagraph (D) of this subdivision; and 64 (2) communicator lobbyist, as defined in section 1-91, as amended by 65 this act, shall include the name of the person with whom such 66 communicator lobbyist has primary contact for each client of such 67 communicator lobbyist and any applicable contact information for such 68 person, including, but not limited to, phone number, facsimile number, 69 electronic mail address and business mailing address. 70 Sec. 6. Subdivision (1) of subsection (i) of section 1-84 of the general 71 statutes is repealed and the following is substituted in lieu thereof 72 (Effective October 1, 2023): 73 (i) (1) No public official or state employee or member of the official 74 or employee's immediate family or a business with which he is 75 associated shall enter into any contract with the state, valued at one 76 hundred dollars or more, other than a contract (A) of employment as a 77 Raised Bill No. 1151 LCO No. 4149 4 of 7 state employee, (B) with the Technical Education and Career System for 78 students enrolled in a school in the system to perform services in 79 conjunction with vocational, technical, technological or postsecondary 80 education and training any such student is receiving at a school in the 81 system, subject to the review process under subdivision (2) of this 82 subsection, (C) with a public institution of higher education to support 83 a collaboration with such institution to develop and commercialize any 84 invention or discovery, or (D) pursuant to a court appointment, unless 85 the contract has been awarded through an open and public process, 86 including prior public offer and subsequent public disclosure of all 87 proposals considered and the contract awarded. In no event shall an 88 executive head of an agency, as defined in section 4-166, including a 89 commissioner of a department, or an executive head of a quasi-public 90 agency, [as defined in section 1-79,] or the executive head's immediate 91 family or a business with which he is associated enter into any contract 92 with that agency or quasi-public agency. Nothing in this subsection 93 shall be construed as applying to any public official who is appointed as 94 a member of the executive branch or as a member or director of a quasi-95 public agency and who receives no compensation other than per diem 96 payments or reimbursement for actual or necessary expenses, or both, 97 incurred in the performance of the public official's duties unless such 98 public official has authority or control over the subject matter of the 99 contract. Any contract made in violation of this subsection shall be 100 voidable by a court of competent jurisdiction if the suit is commenced 101 not later than one hundred eighty days after the making of the contract. 102 Sec. 7. Subdivision (1) of section 1-91 of the general statutes is 103 repealed and the following is substituted in lieu thereof (Effective October 104 1, 2023): 105 (1) "Administrative action" means any action or nonaction of any 106 executive agency of the state with respect to the proposal, drafting, 107 development, consideration, amendment, adoption or repeal of any 108 rule, regulation or utility rate, and any action or nonaction of any 109 executive agency or quasi-public agency, [as defined in section 1-79,] 110 regarding a contract, grant, award, purchasing agreement, loan, bond, 111 Raised Bill No. 1151 LCO No. 4149 5 of 7 certificate, license, permit or any other matter which is within the official 112 jurisdiction or cognizance of such an agency. 113 Sec. 8. Subdivision (6) of section 1-101mm of the general statutes is 114 repealed and the following is substituted in lieu thereof (Effective October 115 1, 2023): 116 (6) "Quasi-public agency" has the same meaning as provided in 117 section [1-79] 1-120. 118 Sec. 9. Section 4-250 of the general statutes is repealed and the 119 following is substituted in lieu thereof (Effective October 1, 2023): 120 As used in sections 4-250 to 4-252, inclusive, as amended by this act: 121 (1) "Gift" has the same meaning as provided in section 1-79, as 122 amended by this act, except that the exclusion in subparagraph (L) of 123 subdivision (5) of section 1-79 for a gift for the celebration of a major life 124 event does not apply; 125 (2) ["Quasi-public agency", "public official"] "Public official" and 126 "state employee" have the same meanings as provided in section 1-79, 127 as amended by this act; 128 (3) "State agency" means any office, department, board, council, 129 commission, institution or other agency in the executive, legislative or 130 judicial branch of state government; 131 (4) "Quasi-public agency" has the same meaning as provided in 132 section 1-120; 133 [(4)] (5) "Large state contract" means an agreement or a combination 134 or series of agreements between a state agency or a quasi-public agency 135 and a person, firm or corporation, having a total value of more than five 136 hundred thousand dollars in a calendar or fiscal year, for (A) a project 137 for the construction, alteration or repair of any public building or public 138 work, (B) services, including, but not limited to, consulting and 139 professional services, (C) the procurement of supplies, materials or 140 Raised Bill No. 1151 LCO No. 4149 6 of 7 equipment, (D) a lease, or (E) a licensing arrangement. The term "large 141 state contract" does not include a contract between a state agency or a 142 quasi-public agency and a political subdivision of the state; 143 [(5)] (6) "Principals and key personnel" means officers, directors, 144 shareholders, members, partners and managerial employees; and 145 [(6)] (7) "Participated substantially" means participation that is direct, 146 extensive and substantive, and not peripheral, clerical or ministerial. 147 Sec. 10. Subsection (a) of section 4-252a of the general statutes is 148 repealed and the following is substituted in lieu thereof (Effective October 149 1, 2023): 150 (a) For purposes of this section, "state agency" [and "quasi-public 151 agency" have] has the same [meanings] meaning as provided in section 152 1-79, as amended by this act, "quasi-public agency" has the same 153 meaning as provided in section 1-120, "large state contract" has the same 154 meaning as provided in section 4-250, as amended by this act, and 155 "entity" means any corporation, general partnership, limited 156 partnership, limited liability partnership, joint venture, nonprofit 157 organization or other business organization whose principal place of 158 business is located outside of the United States, but excludes any United 159 States subsidiary of a foreign corporation. 160 This act shall take effect as follows and shall amend the following sections: Section 1 October 1, 2023 1-79(12) Sec. 2 October 1, 2023 1-91(24) Sec. 3 October 1, 2023 1-79(11) Sec. 4 October 1, 2023 1-91(16) Sec. 5 October 1, 2023 1-95(d) Sec. 6 October 1, 2023 1-84(i)(1) Sec. 7 October 1, 2023 1-91(1) Sec. 8 October 1, 2023 1-101mm(6) Sec. 9 October 1, 2023 4-250 Sec. 10 October 1, 2023 4-252a(a) Raised Bill No. 1151 LCO No. 4149 7 of 7 Statement of Purpose: To redefine "quasi-public agency" and "public official" for purposes of the codes of ethics and to require registrants to provide the name, title and contact information for individuals who are authorized filers on its registration statement. [Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not underlined.]