Connecticut 2023 2023 Regular Session

Connecticut Senate Bill SB01151 Introduced / Bill

Filed 02/28/2023

                       
 
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General Assembly  Raised Bill No. 1151  
January Session, 2023 
LCO No. 4149 
 
 
Referred to Committee on GOVERNMENT ADMINISTRATION 
AND ELECTIONS  
 
 
Introduced by:  
(GAE)  
 
 
 
 
AN ACT CONCERNING REVISIONS TO THE STATE CODES OF 
ETHICS. 
Be it enacted by the Senate and House of Representatives in General 
Assembly convened: 
 
Section 1. Subdivision (12) of section 1-79 of the general statutes is 1 
repealed and the following is substituted in lieu thereof (Effective October 2 
1, 2023): 3 
(12) "Quasi-public agency" [means Connecticut Innovations, 4 
Incorporated, the Connecticut Health and Education Facilities 5 
Authority, the Connecticut Higher Education Supplemental Loan 6 
Authority, the Connecticut Student Loan Foundation, the Connecticut 7 
Housing Finance Authority, the State Housing Authority, the Materials 8 
Innovation and Recycling Authority, the Capital Region Development 9 
Authority, the Connecticut Lottery Corporation, the Connecticut 10 
Airport Authority, the Connecticut Health Insurance Exchange, the 11 
Connecticut Green Bank, the Connecticut Port Authority, the 12 
Connecticut Municipal Redevelopment Authority, the State Education 13 
Resource Center and the Paid Family and Medical Leave Insurance 14  Raised Bill No.  1151 
 
 
 
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Authority] has the same meaning as provided in section 1-120. 15 
Sec. 2. Subdivision (24) of section 1-91 of the general statutes is 16 
repealed and the following is substituted in lieu thereof (Effective October 17 
1, 2023): 18 
(24) "Quasi-public agency" [means quasi-public agency, as defined in 19 
section 1-79] has the same meaning as provided in section 1-120. 20 
Sec. 3. Subdivision (11) of section 1-79 of the general statutes is 21 
repealed and the following is substituted in lieu thereof (Effective October 22 
1, 2023): 23 
(11) "Public official" means any state-wide elected officer or officer-24 
elect, any member or member-elect of the General Assembly, any person 25 
appointed to any office of the legislative, judicial or executive branch of 26 
state government by the Governor or an appointee of the Governor, 27 
with or without the advice and consent of the General Assembly, any 28 
public member or representative of the teachers' unions or state 29 
employees' unions appointed to the Investment Advisory Council 30 
pursuant to subsection (a) of section 3-13b, any person appointed or 31 
elected by the General Assembly or by any member of either house 32 
thereof, any member or director of a quasi-public agency and the spouse 33 
of the Governor, but does not include a member of an advisory board, a 34 
judge of any court either elected or appointed or a senator or 35 
representative in Congress. 36 
Sec. 4. Subdivision (16) of section 1-91 of the general statutes is 37 
repealed and the following is substituted in lieu thereof (Effective October 38 
1, 2023): 39 
(16) "Public official" means any state-wide elected state officer or 40 
officer-elect, any member or member-elect of the General Assembly, any 41 
person appointed to any office of the legislative, judicial or executive 42 
branch of state government by the Governor, with or without the advice 43 
and consent of the General Assembly, the spouse of the Governor and 44 
any person appointed or elected by the General Assembly or any 45  Raised Bill No.  1151 
 
 
 
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member of either house thereof; but does not include a member of an 46 
advisory board or a senator or representative in Congress. 47 
Sec. 5. Subsection (d) of section 1-95 of the general statutes is repealed 48 
and the following is substituted in lieu thereof (Effective October 1, 2023): 49 
(d) In addition to the requirements of subsections (a) to (c), inclusive, 50 
of this section, the registration of a: (1) Client lobbyist, as defined in 51 
section 1-91, as amended by this act, shall include: (A) The name of such 52 
company or association, (B) the nature of such company or association, 53 
(C) the primary business address of such company or association, (D) 54 
the name of the [person] individual responsible for oversight of such 55 
client lobbyist's lobbying activities, (E) the job title of such [person] 56 
individual and any applicable contact information for such [person] 57 
individual, including, but not limited to, phone number, facsimile 58 
number, electronic mail address and business mailing address, and (F) 59 
the name, job title and applicable contact information of any individual 60 
designated by the client lobbyist as an authorized filer, including, but 61 
not limited to, phone number, facsimile number, electronic mail address 62 
and business mailing address, provided such individual is different 63 
from the individual listed in subparagraph (D) of this subdivision; and 64 
(2) communicator lobbyist, as defined in section 1-91, as amended by 65 
this act, shall include the name of the person with whom such 66 
communicator lobbyist has primary contact for each client of such 67 
communicator lobbyist and any applicable contact information for such 68 
person, including, but not limited to, phone number, facsimile number, 69 
electronic mail address and business mailing address. 70 
Sec. 6. Subdivision (1) of subsection (i) of section 1-84 of the general 71 
statutes is repealed and the following is substituted in lieu thereof 72 
(Effective October 1, 2023): 73 
(i) (1) No public official or state employee or member of the official 74 
or employee's immediate family or a business with which he is 75 
associated shall enter into any contract with the state, valued at one 76 
hundred dollars or more, other than a contract (A) of employment as a 77  Raised Bill No.  1151 
 
 
 
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state employee, (B) with the Technical Education and Career System for 78 
students enrolled in a school in the system to perform services in 79 
conjunction with vocational, technical, technological or postsecondary 80 
education and training any such student is receiving at a school in the 81 
system, subject to the review process under subdivision (2) of this 82 
subsection, (C) with a public institution of higher education to support 83 
a collaboration with such institution to develop and commercialize any 84 
invention or discovery, or (D) pursuant to a court appointment, unless 85 
the contract has been awarded through an open and public process, 86 
including prior public offer and subsequent public disclosure of all 87 
proposals considered and the contract awarded. In no event shall an 88 
executive head of an agency, as defined in section 4-166, including a 89 
commissioner of a department, or an executive head of a quasi-public 90 
agency, [as defined in section 1-79,] or the executive head's immediate 91 
family or a business with which he is associated enter into any contract 92 
with that agency or quasi-public agency. Nothing in this subsection 93 
shall be construed as applying to any public official who is appointed as 94 
a member of the executive branch or as a member or director of a quasi-95 
public agency and who receives no compensation other than per diem 96 
payments or reimbursement for actual or necessary expenses, or both, 97 
incurred in the performance of the public official's duties unless such 98 
public official has authority or control over the subject matter of the 99 
contract. Any contract made in violation of this subsection shall be 100 
voidable by a court of competent jurisdiction if the suit is commenced 101 
not later than one hundred eighty days after the making of the contract. 102 
Sec. 7. Subdivision (1) of section 1-91 of the general statutes is 103 
repealed and the following is substituted in lieu thereof (Effective October 104 
1, 2023): 105 
(1) "Administrative action" means any action or nonaction of any 106 
executive agency of the state with respect to the proposal, drafting, 107 
development, consideration, amendment, adoption or repeal of any 108 
rule, regulation or utility rate, and any action or nonaction of any 109 
executive agency or quasi-public agency, [as defined in section 1-79,] 110 
regarding a contract, grant, award, purchasing agreement, loan, bond, 111  Raised Bill No.  1151 
 
 
 
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certificate, license, permit or any other matter which is within the official 112 
jurisdiction or cognizance of such an agency. 113 
Sec. 8. Subdivision (6) of section 1-101mm of the general statutes is 114 
repealed and the following is substituted in lieu thereof (Effective October 115 
1, 2023): 116 
(6) "Quasi-public agency" has the same meaning as provided in 117 
section [1-79] 1-120. 118 
Sec. 9. Section 4-250 of the general statutes is repealed and the 119 
following is substituted in lieu thereof (Effective October 1, 2023): 120 
As used in sections 4-250 to 4-252, inclusive, as amended by this act: 121 
(1) "Gift" has the same meaning as provided in section 1-79, as 122 
amended by this act, except that the exclusion in subparagraph (L) of 123 
subdivision (5) of section 1-79 for a gift for the celebration of a major life 124 
event does not apply; 125 
(2) ["Quasi-public agency", "public official"] "Public official" and 126 
"state employee" have the same meanings as provided in section 1-79, 127 
as amended by this act; 128 
(3) "State agency" means any office, department, board, council, 129 
commission, institution or other agency in the executive, legislative or 130 
judicial branch of state government; 131 
(4) "Quasi-public agency" has the same meaning as provided in 132 
section 1-120; 133 
[(4)] (5) "Large state contract" means an agreement or a combination 134 
or series of agreements between a state agency or a quasi-public agency 135 
and a person, firm or corporation, having a total value of more than five 136 
hundred thousand dollars in a calendar or fiscal year, for (A) a project 137 
for the construction, alteration or repair of any public building or public 138 
work, (B) services, including, but not limited to, consulting and 139 
professional services, (C) the procurement of supplies, materials or 140  Raised Bill No.  1151 
 
 
 
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equipment, (D) a lease, or (E) a licensing arrangement. The term "large 141 
state contract" does not include a contract between a state agency or a 142 
quasi-public agency and a political subdivision of the state; 143 
[(5)] (6) "Principals and key personnel" means officers, directors, 144 
shareholders, members, partners and managerial employees; and 145 
[(6)] (7) "Participated substantially" means participation that is direct, 146 
extensive and substantive, and not peripheral, clerical or ministerial. 147 
Sec. 10. Subsection (a) of section 4-252a of the general statutes is 148 
repealed and the following is substituted in lieu thereof (Effective October 149 
1, 2023): 150 
(a) For purposes of this section, "state agency" [and "quasi-public 151 
agency" have] has the same [meanings] meaning as provided in section 152 
1-79, as amended by this act, "quasi-public agency" has the same 153 
meaning as provided in section 1-120, "large state contract" has the same 154 
meaning as provided in section 4-250, as amended by this act, and 155 
"entity" means any corporation, general partnership, limited 156 
partnership, limited liability partnership, joint venture, nonprofit 157 
organization or other business organization whose principal place of 158 
business is located outside of the United States, but excludes any United 159 
States subsidiary of a foreign corporation. 160 
This act shall take effect as follows and shall amend the following 
sections: 
 
Section 1 October 1, 2023 1-79(12) 
Sec. 2 October 1, 2023 1-91(24) 
Sec. 3 October 1, 2023 1-79(11) 
Sec. 4 October 1, 2023 1-91(16) 
Sec. 5 October 1, 2023 1-95(d) 
Sec. 6 October 1, 2023 1-84(i)(1) 
Sec. 7 October 1, 2023 1-91(1) 
Sec. 8 October 1, 2023 1-101mm(6) 
Sec. 9 October 1, 2023 4-250 
Sec. 10 October 1, 2023 4-252a(a) 
  Raised Bill No.  1151 
 
 
 
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Statement of Purpose:   
To redefine "quasi-public agency" and "public official" for purposes of 
the codes of ethics and to require registrants to provide the name, title 
and contact information for individuals who are authorized filers on its 
registration statement. 
[Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except 
that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not 
underlined.]