LCO \\PRDFS1\SCOUSERS\FORZANOF\WS\2023SB-01155-R01- SB.docx 1 of 11 General Assembly Substitute Bill No. 1155 January Session, 2023 AN ACT IMPLEMENTING RECOMMENDATIONS OF THE FREEDOM OF INFORMATION COMMISSION. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Section 1-200 of the general statutes is repealed and the 1 following is substituted in lieu thereof (Effective October 1, 2023): 2 As used in this chapter, the following words and phrases have the 3 following meanings, except where such terms are used in a context 4 which clearly indicates the contrary: 5 (1) "Public agency" or "agency" means: 6 (A) Any executive, administrative or legislative office of the state or 7 any political subdivision of the state and any state or town agency, any 8 department, institution, bureau, board, commission, authority or official 9 of the state or of any city, town, borough, municipal corporation, school 10 district, regional district or other district or other political subdivision of 11 the state, including any committee of, or created by, any such office, 12 subdivision, agency, department, institution, bureau, board, 13 commission, authority or official, and also includes any judicial office, 14 official, or body or committee thereof but only with respect to its or their 15 administrative functions, and for purposes of this subparagraph, 16 "judicial office" includes, but is not limited to, the Division of Public 17 Substitute Bill No. 1155 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2023SB-01155- R01-SB.docx } 2 of 11 Defender Services; 18 (B) Any person to the extent such person is deemed to be the 19 functional equivalent of a public agency pursuant to law; or 20 (C) Any "implementing agency", as defined in section 32-222. 21 (2) "Meeting" means any hearing or other proceeding of a public 22 agency, any convening or assembly of a quorum of a multimember 23 public agency, and any communication by or to a quorum of a 24 multimember public agency, whether in person or by means of 25 electronic equipment, to discuss or act upon a matter over which the 26 public agency has supervision, control, jurisdiction or advisory power. 27 "Meeting" does not include: Any meeting of a personnel search 28 committee for executive level employment candidates; any chance 29 meeting, or a social meeting neither planned nor intended for the 30 purpose of discussing matters relating to official business; strategy or 31 negotiations with respect to collective bargaining; a caucus of members 32 of a single political party notwithstanding that such members also 33 constitute a quorum of a public agency; an administrative or staff 34 meeting of a single-member public agency; and communication limited 35 to notice of meetings of any public agency or the agendas thereof. A 36 quorum of the members of a public agency who are present at any event 37 which has been noticed and conducted as a meeting of another public 38 agency under the provisions of the Freedom of Information Act shall not 39 be deemed to be holding a meeting of the public agency of which they 40 are members as a result of their presence at such event. 41 (3) "Caucus" means (A) a convening or assembly of the enrolled 42 members of a single political party who are members of a public agency 43 within the state or a political subdivision, or (B) the members of a 44 multimember public agency, which members constitute a majority of 45 the membership of the agency, or the other members of the agency who 46 constitute a minority of the membership of the agency, who register 47 their intention to be considered a majority caucus or minority caucus, as 48 the case may be, for the purposes of the Freedom of Information Act, 49 Substitute Bill No. 1155 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2023SB-01155- R01-SB.docx } 3 of 11 provided (i) the registration is made with the office of the Secretary of 50 the State for any such public agency of the state, in the office of the clerk 51 of a political subdivision of the state for any public agency of a political 52 subdivision of the state, or in the office of the clerk of each municipal 53 member of any multitown district or agency, (ii) no member is 54 registered in more than one caucus at any one time, (iii) no such 55 member's registration is rescinded during the member's remaining term 56 of office, and (iv) a member may remain a registered member of the 57 majority caucus or minority caucus regardless of whether the member 58 changes his or her party affiliation under chapter 143. 59 (4) "Person" means a natural person, partnership, corporation, limited 60 liability company, association or society. 61 (5) "Public records or files" means any recorded data or information 62 relating to the conduct of the public's business prepared, owned, used, 63 received or retained by a public agency, or to which a public agency is 64 entitled to receive a copy by law or contract under section 1-218, as 65 amended by this act, whether such data or information be handwritten, 66 typed, tape-recorded, videotaped, printed, photostated, photographed 67 or recorded by any other method. 68 (6) "Executive sessions" means a meeting of a public agency at which 69 the public is excluded for one or more of the following purposes: (A) 70 Discussion concerning the appointment, employment, performance, 71 evaluation, health or dismissal of a public officer or employee, provided 72 that such individual may require that discussion be held at an open 73 meeting; (B) strategy and negotiations with respect to pending claims or 74 pending litigation to which the public agency or a member thereof, 75 because of the member's conduct as a member of such agency, is a party 76 until such litigation or claim has been finally adjudicated or otherwise 77 settled; (C) matters concerning security strategy or the deployment of 78 security personnel, or devices affecting public security; (D) discussion 79 of the selection of a site or the lease, sale or purchase of real estate by the 80 state or a political subdivision of the state when publicity regarding such 81 site, lease, sale, purchase or construction would adversely impact the 82 Substitute Bill No. 1155 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2023SB-01155- R01-SB.docx } 4 of 11 price of such site, lease, sale, purchase or construction until such time as 83 all of the property has been acquired or all proceedings or transactions 84 concerning same have been terminated or abandoned; and (E) 85 discussion of any matter which would result in the disclosure of public 86 records or the information contained therein described in subsection (b) 87 of section 1-210, as amended by this act. 88 (7) "Personnel search committee" means a body appointed by a public 89 agency, whose sole purpose is to recommend to the appointing agency 90 a candidate or candidates for an executive-level employment position. 91 Members of a "personnel search committee" shall not be considered in 92 determining whether there is a quorum of the appointing or any other 93 public agency. 94 (8) "Pending claim" means a written notice to an agency which sets 95 forth a demand for legal relief or which asserts a legal right stating the 96 intention to institute an action in an appropriate forum if such relief or 97 right is not granted. 98 (9) "Pending litigation" means (A) a written notice to an agency which 99 sets forth a demand for legal relief or which asserts a legal right stating 100 the intention to institute an action before a court if such relief or right is 101 not granted by the agency; (B) the service of a complaint against an 102 agency returnable to a court which seeks to enforce or implement legal 103 relief or a legal right; or (C) the agency's consideration of action to 104 enforce or implement legal relief or a legal right. 105 (10) "Freedom of Information Act" means this chapter. 106 [(11) "Governmental function" means the administration or 107 management of a program of a public agency, which program has been 108 authorized by law to be administered or managed by a person, where 109 (A) the person receives funding from the public agency for 110 administering or managing the program, (B) the public agency is 111 involved in or regulates to a significant extent such person's 112 administration or management of the program, whether or not such 113 Substitute Bill No. 1155 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2023SB-01155- R01-SB.docx } 5 of 11 involvement or regulation is direct, pervasive, continuous or day-to-114 day, and (C) the person participates in the formulation of governmental 115 policies or decisions in connection with the administration or 116 management of the program and such policies or decisions bind the 117 public agency. "Governmental function" shall not include the mere 118 provision of goods or services to a public agency without the delegated 119 responsibility to administer or manage a program of a public agency.] 120 [(12)] (11) "Electronic equipment" means any technology that 121 facilitates real-time public access to meetings, including, but not limited 122 to, telephonic, video or other conferencing platforms. 123 [(13)] (12) "Electronic transmission" means any form or process of 124 communication not directly involving the physical transfer of paper or 125 another tangible medium, which (A) is capable of being retained, 126 retrieved and reproduced by the recipient, and (B) is retrievable in paper 127 form by the recipient. 128 Sec. 2. Section 1-218 of the general statutes is repealed and the 129 following is substituted in lieu thereof (Effective October 1, 2023): 130 (a) For purposes of this section, "governmental function" means the 131 administration or management of a program of a public agency, which 132 program has been authorized by law to be administered or managed by 133 a person, where (1) the person receives funding from the public agency 134 for administering or managing the program, (2) the public agency is 135 involved in or regulates to a significant extent such person's 136 administration or management of the program, whether or not such 137 involvement or regulation is direct, pervasive, continuous or day-to-138 day, and (3) the person participates in the formulation of governmental 139 policies or decisions in connection with the administration or 140 management of the program and such policies or decisions bind the 141 public agency. "Governmental function" does not include the mere 142 provision of goods or services to a public agency without the delegated 143 responsibility to administer or manage a program of a public agency. 144 Substitute Bill No. 1155 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2023SB-01155- R01-SB.docx } 6 of 11 (b) Each contract in excess of two million five hundred thousand 145 dollars between a public agency and a person for the performance of a 146 governmental function shall (1) provide that the public agency is 147 entitled to receive a copy of records and files related to the performance 148 of the governmental function, and (2) indicate that such records and files 149 are subject to the Freedom of Information Act and may be disclosed by 150 the public agency pursuant to the Freedom of Information Act. No 151 request to inspect or copy such records or files shall be valid unless the 152 request is made to the public agency in accordance with the Freedom of 153 Information Act. Any complaint by a person who is denied the right to 154 inspect or copy such records or files shall be brought to the Freedom of 155 Information Commission in accordance with the provisions of sections 156 1-205, as amended by this act, and 1-206. 157 Sec. 3. Subsection (b) of section 1-211 of the general statutes is 158 repealed and the following is substituted in lieu thereof (Effective October 159 1, 2023): 160 (b) Except as otherwise provided by state statute, no public agency 161 shall enter into a contract with, or otherwise obligate itself to, any person 162 if such contract or obligation impairs the right of the public under the 163 Freedom of Information Act to inspect or copy the agency's nonexempt 164 public records existing on-line in, or stored on a device or medium used 165 in connection with, a computer system owned, leased or otherwise used 166 by the agency. [in the course of its governmental functions.] 167 Sec. 4. Subsection (e) of section 1-205 of the general statutes is 168 repealed and the following is substituted in lieu thereof (Effective October 169 1, 2023): 170 (e) The Freedom of Information Commission shall conduct training 171 sessions, at least annually, for members of public agencies for the 172 purpose of educating such members as to the requirements of this 173 section and sections [1-7 to 1-14, inclusive, 1-16 to 1-18, inclusive,] 1-200 174 to 1-202, inclusive, as amended by this act, [1-205,] 1-206, 1-210 to [1-217] 175 1-219, inclusive, as amended by this act, 1-225 to 1-232, inclusive, as 176 Substitute Bill No. 1155 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2023SB-01155- R01-SB.docx } 7 of 11 amended by this act, and 1-240 [, 1-241 and 19a-342] to 1-242, inclusive. 177 Sec. 5. Subdivision (17) of subsection (b) of section 1-210 of the general 178 statutes is repealed and the following is substituted in lieu thereof 179 (Effective October 1, 2023): 180 (17) [Educational] Education records which are not subject to 181 disclosure under the Family Educational Rights and Privacy Act, 20 182 USC 1232g; 183 Sec. 6. Subsection (g) of section 1-212 of the general statutes is 184 repealed and the following is substituted in lieu thereof (Effective October 185 1, 2023): 186 (g) Any individual may copy a public record through the use of a 187 hand-held scanner. A public agency may establish a fee structure not to 188 exceed twenty dollars for an individual to pay each time the individual 189 copies records at the agency with a hand-held scanner. As used in this 190 section, "hand-held scanner" means a battery operated electronic 191 scanning device the use of which (1) leaves no mark or impression on 192 the public record, and (2) does not unreasonably interfere with the 193 operation of the public agency. "Hand-held scanner" includes, but is not 194 limited to, a mobile telephone, camera or any other portable device 195 capable of capturing an image of a public record. 196 Sec. 7. Subsection (d) of section 1-225 of the general statutes is 197 repealed and the following is substituted in lieu thereof (Effective October 198 1, 2023): 199 (d) Notice of each special meeting of every public agency, except for 200 the General Assembly, either house thereof or any committee thereof, 201 shall be posted not less than twenty-four hours before the meeting to 202 which such notice refers on the public agency's Internet web site, if 203 available, and given not less than twenty-four hours prior to the time of 204 such meeting by filing a notice of the time and place thereof in the office 205 of the Secretary of the State for any such public agency of the state, in 206 the office of the clerk of such subdivision for any public agency of a 207 Substitute Bill No. 1155 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2023SB-01155- R01-SB.docx } 8 of 11 political subdivision of the state and in the office of the clerk of each 208 municipal member for any multitown district or agency. The secretary 209 or clerk shall cause any notice received under this section to be posted 210 in his or her office, and in the case of a notice of a public agency of the 211 state filed with the secretary, on the Secretary of the State's Internet web 212 site. Such notice shall be given not less than twenty-four hours prior to 213 the time of the special meeting; provided, in case of emergency, except 214 for the General Assembly, either house thereof or any committee 215 thereof, any such special meeting may be held without complying with 216 the foregoing requirement for the filing of notice but a copy of the 217 minutes of every such emergency special meeting adequately setting 218 forth the nature of the emergency and the proceedings occurring at such 219 meeting shall be filed with the Secretary of the State, the clerk of such 220 political subdivision, or the clerk of each municipal member of such 221 multitown district or agency, as the case may be, not later than seventy-222 two hours following the holding of such meeting. The notice shall 223 specify the time and place of the special meeting and the business to be 224 transacted. No other business shall be considered at such meetings by 225 such public agency. In addition, such written notice shall be delivered 226 by electronic transmission or by mail to the usual place of abode of each 227 member of the public agency so that the same is received prior to such 228 special meeting. The requirement of delivery of such written notice may 229 be dispensed with as to any member who at or prior to the time the 230 meeting convenes files with the clerk or secretary of the public agency a 231 written waiver of delivery of such notice. Such waiver may be given by 232 [telegram] electronic transmission or by mail. The requirement of 233 delivery of such written notice may also be dispensed with as to any 234 member who is actually present at the meeting at the time it convenes. 235 Nothing in this section shall be construed to prohibit any agency from 236 adopting more stringent notice requirements. 237 Sec. 8. Subdivision (1) of section 4d-30 of the general statutes is 238 repealed and the following is substituted in lieu thereof (Effective October 239 1, 2023): 240 Substitute Bill No. 1155 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2023SB-01155- R01-SB.docx } 9 of 11 (1) "Contract" means a contract for state agency information system 241 or telecommunication system facilities, equipment or services, which is 242 awarded pursuant to this chapter, [or subsection (e) of section 1-205,] 243 subsection (c) of section 1-211, [subsection (b) of section 1-212, section 4-244 5,] subsection (a) of section 10a-151b [,] or subsection (a) of section 19a-245 110. 246 Sec. 9. Section 4d-47 of the general statutes is repealed and the 247 following is substituted in lieu thereof (Effective October 1, 2023): 248 With respect to any state employee whose position is eliminated or 249 who is laid off as a result of any contract or amendment to a contract 250 which is subject to the provisions of this chapter and [subsection (e) of 251 section 1-205,] subsection (c) of section 1-211, [subsection (b) of section 252 1-212, section 4-5,] section 4a-50 [,] or 4a-51, subsection (b) of section 4a-253 57, subsection (a) of section 10a-151b [,] or subsection (a) of section 19a-254 110, or any subcontract for work under such contract or amendment, (1) 255 the contractor shall hire the employee, upon application by the 256 employee, unless the employee is hired by a subcontractor of the 257 contractor, or (2) the employee may transfer to any vacant position in 258 state service for which such employee is qualified, to the extent allowed 259 under the provisions of existing collectively bargained agreements and 260 the general statutes. If the contractor or any such subcontractor hires any 261 such state employee and does not provide the employee with fringe 262 benefits which are equivalent to, or greater than, the fringe benefits that 263 the employee would have received in state service, the state shall, for 264 two years after the employee terminates from state service, provide to 265 the employee either (A) the same benefits that such employee received 266 from the state, or (B) compensation in an amount which represents the 267 difference in the value of the fringe benefits that such employee received 268 when in state service and the fringe benefits that such employee receives 269 from the contractor or subcontractor. 270 Sec. 10. Section 4d-48 of the general statutes is repealed and the 271 following is substituted in lieu thereof (Effective October 1, 2023): 272 Substitute Bill No. 1155 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2023SB-01155- R01-SB.docx } 10 of 11 No contract or subcontract for state agency information system or 273 telecommunication system facilities, equipment or services may be 274 awarded to any business entity or individual pursuant to this chapter, 275 [or subsection (e) of section 1-205,] subsection (c) of section 1-211, 276 [subsection (b) of section 1-212, section 4-5,] subsection (a) of section 10a-277 151b [,] or subsection (a) of section 19a-110 if such business entity or 278 individual previously had a contract with the state or a state agency to 279 provide information system or telecommunication system facilities, 280 equipment or services and such prior contract was finally terminated by 281 the state or a state agency within the previous five years for the reason 282 that such business entity or individual failed to perform or otherwise 283 breached a material obligation of the contract related to information 284 system or telecommunication system facilities, equipment or services. If 285 the termination of any such previous contract is contested in an 286 arbitration or judicial proceeding, the termination shall not be final until 287 the conclusion of such arbitration or judicial proceeding. If the fact-288 finder determines, or a settlement stipulates, that the contractor failed 289 to perform or otherwise breached a material obligation of the contract 290 related to information system or telecommunication system facilities, 291 equipment or services, any award of a contract pursuant to said chapter 292 or sections during the pendency of such arbitration or proceeding shall 293 be rescinded and the bar provided in this section shall apply to such 294 business entity or individual. 295 Sec. 11. Subsection (d) of section 1-210 of the general statutes is 296 repealed and the following is substituted in lieu thereof (Effective October 297 1, 2023): 298 (d) Whenever a public agency, except the Judicial Department or 299 Legislative Department, receives a request from any person for 300 disclosure of any records described in subdivision (19) of subsection (b) 301 of this section under the Freedom of Information Act, the public agency 302 shall promptly notify the Commissioner of Administrative Services or 303 the Commissioner of Emergency Services and Public Protection, as 304 applicable, of such request, in the manner prescribed by such 305 Substitute Bill No. 1155 LCO {\\PRDFS1\SCOUSERS\FORZANOF\WS\2023SB-01155- R01-SB.docx } 11 of 11 commissioner, before complying with the request as required by the 306 Freedom of Information Act. If the commissioner, after consultation 307 with the chief executive officer of the applicable agency, believes the 308 requested record is exempt from disclosure pursuant to subdivision (19) 309 of subsection (b) of this section, the commissioner may direct the agency 310 to withhold such record from such person. In any appeal brought under 311 the provisions of section 1-206 of the Freedom of Information Act for 312 denial of access to records for any of the reasons described in 313 subdivision (19) of subsection (b) of this section, such appeal shall be 314 against (1) the chief executive officer of the executive branch state 315 agency or the municipal, district or regional agency that maintains or 316 has custody of the requested record, and (2) the commissioner who 317 issued the directive to the public agency to withhold such record 318 pursuant to subdivision (19) of subsection (b) of this section, 319 [exclusively, or] except, in the case of records concerning Judicial 320 Department facilities, such appeal shall be against the Chief Court 321 Administrator [or ,] and in the case of records concerning the Legislative 322 Department, such appeal shall be against the executive director of the 323 Joint Committee on Legislative Management. 324 This act shall take effect as follows and shall amend the following sections: Section 1 October 1, 2023 1-200 Sec. 2 October 1, 2023 1-218 Sec. 3 October 1, 2023 1-211(b) Sec. 4 October 1, 2023 1-205(e) Sec. 5 October 1, 2023 1-210(b)(17) Sec. 6 October 1, 2023 1-212(g) Sec. 7 October 1, 2023 1-225(d) Sec. 8 October 1, 2023 4d-30(1) Sec. 9 October 1, 2023 4d-47 Sec. 10 October 1, 2023 4d-48 Sec. 11 October 1, 2023 1-210(d) GAE Joint Favorable Subst.