LCO 1 of 5 General Assembly Substitute Bill No. 220 February Session, 2024 AN ACT CONCERNING CLARIFYING THE APPEALS PROCESS UNDER THE PAID FAMILY AND MEDICAL LEAVE STATUTES. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. Section 31-49p of the general statutes is repealed and the 1 following is substituted in lieu thereof (Effective from passage): 2 (a) Any covered employee aggrieved by a denial of compensation 3 under the Paid Family and Medical Leave Insurance Program or any 4 person aggrieved by the imposition of a penalty imposed pursuant to 5 section 31-49r may file an appeal with the Labor Commissioner not 6 more than twenty-one calendar days after issuance of the denial or 7 penalty decision, unless good cause exists for the late filing. 8 (b) Upon receipt of any such appeal, the commissioner, or the 9 commissioner's designee, shall decide the appeal based upon the file 10 record, except that the commissioner, or the commissioner's designee, 11 may do one or both of the following: (1) Supplement the file record, or 12 (2) conduct a hearing. The commissioner, or the commissioner's 13 designee, may require the attendance of witnesses and the production 14 of documents in connection with the appeal, and may issue subpoenas. 15 For purposes of this section, "file record" means any documents 16 submitted to the Paid Family and Medical Leave Insurance Authority or 17 to the private plan administrator, any documents relied upon by the 18 Substitute Bill No. 220 LCO 2 of 5 authority or the private plan administrator in making its determination, 19 and any other documents the commissioner, or the commissioner's 20 designee, deems necessary to dispose of the appeal. [The commissioner 21 or designee may require the attendance of witnesses and the production 22 of documents in connection with the appeal, and may issue subpoenas. 23 The Labor Department shall adopt regulations, in accordance with the 24 provisions of chapter 54, concerning the rules of procedure for the 25 disposition of appeals filed under the provisions of this section.] 26 (c) After determination of the appeal, the commissioner, or the 27 commissioner's designee, shall send each party a written copy of the 28 decision. The commissioner, or the commissioner's designee, may 29 award the covered employee or person all appropriate relief, including, 30 but not limited to, any compensation or benefits to which the employee 31 otherwise would have been eligible if such denial had not occurred. 32 [Any party aggrieved by the decision of the commissioner or designee 33 may appeal the decision to the superior court for the judicial district of 34 Hartford or for the judicial district in which the appellant resides, not 35 later than thirty days after issuance of the decision.] 36 (d) (1) Any decision of the commissioner, or the commissioner's 37 designee, in the absence of a timely appeal from a party aggrieved by 38 such decision shall become final on the thirty-first calendar day after the 39 date on which a written copy of the decision is sent to each party. At any 40 time prior to when the decision of the commissioner, or the 41 commissioner's designee, becomes final, any party aggrieved by the 42 decision may appeal such decision to the superior court for the judicial 43 district of Hartford or for the judicial district wherein the appealing 44 party resides. The appealing party shall file the original appeal with the 45 commissioner, or the commissioner's designee, and shall state the 46 grounds on which review is sought. The commis sioner, or the 47 commissioner's designee, shall, on or before the fourteenth calendar day 48 thereafter, cause the original appeal to be mailed to the clerk of the 49 Superior Court and a copy sent to each party listed in the decision being 50 appealed by mail or electronically through the Connecticut Labor 51 Department Leave Complaint and Appeal Portal. The clerk shall docket 52 Substitute Bill No. 220 LCO 3 of 5 such appeal as returned to the next return day after the receipt of such 53 appeal. 54 (2) In any appeal to the Superior Court taken pursuant to this 55 subsection, the commissioner, or the commissioner's designee, shall 56 certify the record to the court. The record shall consist of the following: 57 (A) The notice of appeal to the commissioner, or the commissioner's 58 designee, (B) the file record, (C) the findings of fact and any decision of 59 the commissioner, or the commissioner's designee, and (D) any 60 documents submitted to the commissioner, or the commissioner's 61 designee, prior to the filing of the appeal. Upon request of the court, the 62 commissioner, or the commissioner's designee, shall, in cases in which 63 a hearing was conducted before the commissioner, or the 64 commissioner's designee, prepare and verify to the court a transcript of 65 such hearing before the commissioner, or the commissioner's designee. 66 (3) Any appeal to the Superior Court taken under this subsection shall 67 be claimed by the party taking such appeal for the short calendar unless 68 the court orders the appeal placed on the trial list. It shall not be 69 necessary in any judicial proceeding under this section that exceptions 70 to the rulings of the commissioner, or the commissioner's designee, shall 71 have been made or entered and no bond shall be required for entering 72 an appeal to the Superior Court. In any appeal in which one of the 73 parties is not represented by counsel and in which the party taking the 74 appeal does not claim the case for the short calendar or trial within a 75 reasonable time after the return day, the court may, of its own motion, 76 dismiss the appeal, or the party ready to proceed may move for nonsuit 77 or default as appropriate. 78 (4) Any appeal to the Superior Court taken under this subsection shall 79 be heard by the court upon the certified copy of the record filed by the 80 commissioner, or the commissioner's designee. The court shall not retry 81 the facts or hear any evidence other than such record certified to the 82 court by the commissioner, or the commissioner's designee. Any review 83 by the court shall be limited to determining (A) whether the findings of 84 the commissioner, or the commissioner's designee, should be corrected, 85 Substitute Bill No. 220 LCO 4 of 5 or (B) whether there is any evidence in the record to support in law the 86 conclusions reached. The court shall not substitute its judgment for that 87 of the commissioner, or the commissioner's designee, as to the weight of 88 the evidence on questions of fact. The court may only determine 89 whether the decision of the commissioner, or the commissioner's 90 designee, incorrectly applied the law to the facts found or if such 91 decision is clearly erroneous and could not have reasonably or logically 92 followed from the evidence in the record certified to the court by the 93 commissioner, or the commissioner's designee. In any such appeal, 94 corrections of the commissioner's, or the commissioner's designee's, 95 findings, by the court shall only be made upon (i) refusal by the 96 commissioner, or the commissioner's designee, to find a material fact 97 that was an admitted or undisputed fact, (ii) the commissioner's, or the 98 commissioner's designee's, finding of a fact in language of doubtful 99 meaning so that its real significance may not clearly appear, or (iii) the 100 finding of a material fact by the commissioner, or the commissioner's 101 designee, without evidence. 102 (5) The appealing party may request that any finding of the 103 commissioner, or the commissioner's designee, be corrected on appeal 104 by filing a motion for the correction of such finding with the 105 commissioner, or the commissioner's designee, within fourteen calendar 106 days after the record has been filed in the Superior Court, unless the 107 time is extended for cause by the commissioner, or the commissioner's 108 designee. Such motion shall include portions of the evidence the 109 appealing party deems relevant and material to the corrections 110 requested. The commissioner, or the commissioner's designee, shall file 111 such motion along with the commissioner's, or the commissioner's 112 designee's, decision with the court within a reasonable time upon 113 receiving such motion. If the court denies such motion in whole or in 114 part and such denial is appealed, the commissioner, or the 115 commissioner's designee, shall, within a reasonable time thereafter, file 116 copies of evidence filed by the appealing party, together with such 117 additional evidence as may have been taken before the commissioner, 118 or the commissioner's designee. 119 Substitute Bill No. 220 LCO 5 of 5 (6) In any appeal taken under this subsection, unless the court shall 120 otherwise order after motion and hearing, the final decision of the court 121 shall be the decision as to all parties to the original proceeding before 122 the commissioner, or the commissioner's designee. When an appeal is 123 taken to the Superior Court, the clerk thereof shall, in writing, notify the 124 commissioner, or the commissioner's designee, of any action of the court 125 thereon and of the disposition of such appeal whether by judgment, 126 remand, withdrawal or otherwise and shall, upon the decision on the 127 appeal, furnish the commissioner, or the commissioner's designee, with 128 a copy of such decision. 129 (7) The court may remand the case to the commissioner, or the 130 commissioner's designee, for proceedings de novo, or for further 131 proceedings on the record, or for such limited purposes as the court may 132 prescribe. The court may retain jurisdiction by ordering a return to the 133 court of the proceedings conducted in accordance with the order of the 134 court or the court may order final disposition. A party aggrieved by a 135 final disposition made in compliance with an order of the Superior 136 Court, by the filing of an appropriate motion, may request the court to 137 review the disposition of the case. 138 (e) Any party aggrieved by a decision of the Superior Court may 139 appeal such decision to the Appellate Court in the same manner as is 140 provided in section 51-197b. 141 (f) The Labor Department shall adopt regulations, in accordance with 142 the provisions of chapter 54, concerning the rules of procedure for the 143 disposition of appeals filed under the provisions of this section. 144 This act shall take effect as follows and shall amend the following sections: Section 1 from passage 31-49p LAB Joint Favorable Subst.