Florida 2022 2022 Regular Session

Florida House Bill H1521 Introduced / Bill

Filed 01/10/2022

                       
 
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A bill to be entitled 1 
An act relating to Professional Counselors Licensure 2 
Compact; creating s. 491.017, F.S.; creating the 3 
Professional Counselors Licensure Compact; providing 4 
purposes and objectives; defining terms; specifying 5 
requirements for state participation in the compa ct; 6 
specifying duties of member states; specifying that 7 
the compact does not affect an individual's ability to 8 
apply for, and a member state's ability to grant, a 9 
single state license pursuant to the laws of that 10 
state; providing construction; providing fo r 11 
recognition of the privilege to practice licensed 12 
professional counseling in member states; specifying 13 
criteria a licensed professional counselor must meet 14 
for the privilege to practice under the compact; 15 
providing for the expiration and renewal of the 16 
privilege to practice; providing construction; 17 
specifying that a licensee with a privilege to 18 
practice in a remote state must adhere to the laws and 19 
rules of that state; authorizing member states to act 20 
on a licensee's privilege to practice under certain 21 
circumstances; specifying the consequences and 22 
parameters of practice for a licensee whose privilege 23 
to practice has been acted on or whose home state 24 
license is encumbered; specifying that a licensed 25     
 
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professional counselor may hold a home state license 26 
in only one member state at a time; specifying 27 
requirements and procedures for changing a home state 28 
license designation; providing construction; 29 
authorizing active duty military personnel or their 30 
spouses to keep their home state designation during 31 
active duty; specifying how such individuals may 32 
subsequently change their home state license 33 
designation; providing for the recognition of the 34 
practice of professional counseling through telehealth 35 
in member states; specifying that licensees must 36 
adhere to the laws and rules of the remote state in 37 
which they provide professional counseling through 38 
telehealth; authorizing member states to take adverse 39 
actions against licensees and issue subpoenas for 40 
hearings and investigations under certain 41 
circumstances; providing requirements and procedures 42 
for adverse action; authorizing member states to 43 
engage in joint investigations under certain 44 
circumstances; providing that a licensee's privilege 45 
to practice must be deactivated in all member states 46 
for the duration of an encum brance imposed by the 47 
licensee's home state; providing for notice to the 48 
data system and the licensee's home state of any 49 
adverse action taken against a licensee; providing 50     
 
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construction; establishing the Counseling Compact 51 
Commission; providing for the jur isdiction and venue 52 
for court proceedings; providing construction; 53 
providing for membership, meetings, and powers of the 54 
commission; specifying powers and duties of the 55 
commission's executive committee; providing for the 56 
financing of the commission; provid ing commission 57 
members, officers, executive directors, employees, and 58 
representatives immunity from civil liability under 59 
certain circumstances; providing exceptions; requiring 60 
the commission to defend the commission's members, 61 
officers, executive director s, employees, and 62 
representative in civil actions under certain 63 
circumstances; providing construction; requiring the 64 
commission to indemnify and hold harmless such 65 
individuals for any settlement or judgment obtained in 66 
such actions under certain circumstan ces; providing 67 
for the development of the data system, reporting 68 
procedures, and the exchange of specified information 69 
between member states; requiring the commission to 70 
notify member states of any adverse action taken 71 
against a licensee or applicant for l icensure; 72 
authorizing member states to designate as confidential 73 
information provided to the data system; requiring the 74 
commission to remove information from the data system 75     
 
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under certain circumstances; providing rulemaking 76 
procedures for the commission; p roviding for member 77 
state enforcement of the compact; specifying that the 78 
compact and commission rules have standing as 79 
statutory law in member states; specifying that the 80 
commission is entitled to receive notice of process, 81 
and has standing to intervene, in certain judicial and 82 
administrative proceedings; rendering certain 83 
judgments and orders void as to the commission, the 84 
compact, or commission rules under certain 85 
circumstances; providing for defaults and termination 86 
of compact membership; providing proc edures for the 87 
resolution of certain disputes; providing for 88 
commission enforcement of the compact; providing for 89 
remedies; providing construction; providing for 90 
implementation of, withdrawal from, and amendment to 91 
the compact; providing construction; spec ifying that 92 
licensees practicing in a remote state under the 93 
compact must adhere to the laws and rules of the 94 
remote state; providing construction; specifying that 95 
the compact, commission rules, and commission actions 96 
are binding on member states; providin g construction 97 
and severability; amending s. 456.073, F.S.; requiring 98 
the Department of Health to report certain 99 
investigative information to the data system; amending 100     
 
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s. 456.076, F.S.; requiring monitoring contracts for 101 
impaired practitioners participatin g in treatment 102 
programs to contain certain terms; amending s. 103 
491.004, F.S.; requiring the Board of Clinical Social 104 
Work, Marriage and Family Therapy, and Mental Health 105 
Counseling to appoint an individual to serve as the 106 
state's delegate on the commission; amending ss. 107 
491.005 and 491.006, F.S.; exempting certain persons 108 
from licensure requirements; amending s. 491.009, 109 
F.S.; authorizing certain disciplinary action under 110 
the compact for specified prohibited acts; amending s. 111 
768.28, F.S.; designating the st ate delegate and other 112 
members or employees of the commission as state agents 113 
for the purpose of applying waivers of sovereign 114 
immunity; requiring the commission to pay certain 115 
claims or judgments; authorizing the commission to 116 
maintain insurance coverage to pay such claims or 117 
judgments; requiring the department to notify the 118 
Division of Law Revision upon enactment of the compact 119 
into law by 10 states; providing a contingent 120 
effective date. 121 
 122 
Be It Enacted by the Legislature of the State of Florida: 123 
 124 
 Section 1.  Section 491.017, Florida Statutes, is created 125     
 
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to read: 126 
 491.017  Professional Counselors Licensure Compact. —The 127 
Professional Counselors Licensure Compact is hereby enacted and 128 
entered into by this state with all other jurisdictions legally 129 
joining therein in the form substantially as follows: 130 
 131 
ARTICLE I 132 
PURPOSE 133 
 The compact is designed to achieve the following purposes 134 
and objectives: 135 
 (1)  Facilitate interstate practice of licensed 136 
professional counseling to increase public access to 137 
professional counseling services by providing for the mutual 138 
recognition of other member state licenses. 139 
 (2)  Enhance the member states' ability to protect the 140 
public's health and safety. 141 
 (3)  Encourage the cooperation of member states in 142 
regulating multistate pra ctice of licensed professional 143 
counselors. 144 
 (4)  Support spouses of relocating active duty military 145 
personnel. 146 
 (5)  Facilitate the exchange of information between member 147 
states regarding licensure, investigations, adverse actions, and 148 
disciplinary history of licensed professional counselors. 149 
 (6)  Allow for the use of telehealth technology to 150     
 
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facilitate increased access to professional counseling services. 151 
 (7)  Support the uniformity of professional counseling 152 
licensure requirements throughout member states to promote 153 
public safety and public health benefits. 154 
 (8)  Provide member states with the authority to hold a 155 
licensed professional counselor accountable for meeting all 156 
state practice laws in the state in which the client is located 157 
at the time care is rendered through the mutual recognition of 158 
member state licenses. 159 
 (9)  Eliminate the necessity for licensed professional 160 
counselors to hold licenses in multiple states and provide 161 
opportunities for interstate practice by licensed professional 162 
counselors who meet uniform licensure requirements. 163 
 164 
ARTICLE II 165 
DEFINITIONS 166 
 As used in this compact, the term: 167 
 (1)  "Active duty military" means full -time duty status in 168 
the active uniformed service of the United States, including, 169 
but not limited to, members o f the National Guard and Reserve on 170 
active duty orders pursuant to 10 U.S.C. chapters 1209 and 1211. 171 
 (2)  "Adverse action" means any administrative, civil, or 172 
criminal action authorized by a state's laws which is imposed by 173 
a licensing board or other auth ority against a licensed 174 
professional counselor, including actions against an 175     
 
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individual's license or privilege to practice, such as 176 
revocation, suspension, probation, monitoring of the licensee, 177 
limitation on the licensee's practice, issuance of a cease a nd 178 
desist action, or any other encumbrance on licensure affecting a 179 
licensed professional counselor's authorization to practice. 180 
 (3)  "Alternative program" means a nondisciplinary 181 
monitoring or practice remediation process approved by a 182 
professional counseling licensing board to address impaired 183 
practitioners. 184 
 (4)  "Continuing education" means a requirement, as a 185 
condition of license renewal, to participate in or complete 186 
educational and professional activities relevant to the 187 
licensee's practice or area of work. 188 
 (5)  "Counseling Compact Commission" or "commission" means 189 
the national administrative body whose membership consists of 190 
all states that have enacted the compact. 191 
 (6)  "Current significant investigative information" means: 192 
 (a)  Investigative in formation that a licensing board, 193 
after a preliminary inquiry that includes notification and an 194 
opportunity for the licensed professional counselor to respond, 195 
if required by state law, has reason to believe is not 196 
groundless and, if proved true, would ind icate more than a minor 197 
infraction; or 198 
 (b)  Investigative information that indicates that the 199 
licensed professional counselor represents an immediate threat 200     
 
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to public health and safety, regardless of whether the licensed 201 
professional counselor has been no tified and had an opportunity 202 
to respond. 203 
 (7)  "Data system" means a repository of information about 204 
licensees, including, but not limited to, information relating 205 
to continuing education, examinations, licensure statuses, 206 
investigations, the privilege to practice, and adverse actions. 207 
 (8)  "Encumbered license" means a license in which an 208 
adverse action restricts the practice of licensed professional 209 
counseling by the licensee and said adverse action has been 210 
reported to the National Practitioner Data Ban k. 211 
 (9)  "Encumbrance" means a revocation or suspension of, or 212 
any limitation on, the full and unrestricted practice of 213 
licensed professional counseling by a licensing board. 214 
 (10)  "Executive committee" means a group of directors 215 
elected or appointed to a ct on behalf of, and within the powers 216 
granted to them by, the commission. 217 
 (11)  "Home state" means the member state that is the 218 
licensee's primary state of residence. 219 
 (12)  "Impaired practitioner" means an individual who has a 220 
condition that may impair his or her ability to safely practice 221 
as a licensed professional counselor without intervention. Such 222 
impairment may include, but is not limited to, alcohol or drug 223 
dependence, mental health conditions, and neurological or 224 
physical conditions. 225     
 
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 (13)  "Investigative information" means information, 226 
records, or documents received or generated by a professional 227 
counseling licensing board pursuant to an investigation. 228 
 (14)  "Jurisprudence requirement," if required by a member 229 
state, means the assessment of an i ndividual's knowledge of the 230 
laws and rules governing the practice of professional counseling 231 
in a state. 232 
 (15)  "Licensed professional counselor" means a mental 233 
health counselor licensed under chapter 491 or a counselor 234 
licensed by a member state, regardl ess of the title used by that 235 
state, to independently assess, diagnose, and treat behavioral 236 
health conditions. 237 
 (16)  "Licensee" means an individual who currently holds an 238 
authorization from the state to practice as a licensed 239 
professional counselor. 240 
 (17)  "Licensing board" means the agency of a state, or 241 
equivalent, that is responsible for the licensing and regulation 242 
of licensed professional counselors. 243 
 (18)  "Member state" means a state that has enacted the 244 
compact. 245 
 (19)  "Privilege to practice" mean s a legal authorization, 246 
which is equivalent to a license, authorizing the practice of 247 
professional counseling in a remote state. 248 
 (20)  "Professional counseling" means the assessment, 249 
diagnosis, and treatment of behavioral health conditions by a 250     
 
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licensed professional counselor. 251 
 (21)  "Remote state" means a member state, other than the 252 
home state, where a licensee is exercising or seeking to 253 
exercise the privilege to practice. 254 
 (22)  "Rule" means a regulation adopted by the commission 255 
which has the force o f law. 256 
 (23)  "Single state license" means a licensed professional 257 
counselor license issued by a member state which authorizes 258 
practice only within the issuing state and does not include a 259 
privilege to practice in any other member state. 260 
 (24)  "State" means any state, commonwealth, district, or 261 
territory of the United States of America which regulates the 262 
practice of professional counseling. 263 
 (25)  "Telehealth" means the application of 264 
telecommunication technology to deliver professional counseling 265 
services remotely to assess, diagnose, and treat behavioral 266 
health conditions. 267 
 (26)  "Unencumbered license" means a license that 268 
authorizes a licensed professional counselor to engage in the 269 
full and unrestricted practice of professional counseling. 270 
 271 
ARTICLE III 272 
STATE PARTICIPATION 273 
 (1)  To participate in the compact, a state must currently 274 
do all of the following: 275     
 
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 (a)  License and regulate licensed professional counselors. 276 
 (b)  Require licensees to pass a nationally recognized exam 277 
approved by the commissio n. 278 
 (c)  Require licensees to have a 60 semester hour, or 90 279 
quarter hour, master's degree in counseling or 60 semester 280 
hours, or 90 quarter hours, of graduate coursework including all 281 
of the following topic areas: 282 
 1.  Professional counseling orientation and ethical 283 
practice. 284 
 2.  Social and cultural diversity. 285 
 3.  Human growth and development. 286 
 4.  Career development. 287 
 5.  Counseling and helping relationships. 288 
 6.  Group counseling and group work. 289 
 7.  Diagnosis, assessment, testing, and treatment. 290 
 8.  Research and program evaluation. 291 
 9.  Other areas as determined by the commission. 292 
 (d)  Require licensees to complete a supervised 293 
postgraduate professional experience as defined by the 294 
commission. 295 
 (e)  Have a mechanism in place for receiving and 296 
investigating complaints about licensees. 297 
 (2)  A member state shall do all of the following: 298 
 (a)  Participate fully in the commission's data system, 299 
including using the commission's unique identifier as defined in 300     
 
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rules adopted by the commission. 301 
 (b)  Notify the commission, in compliance with the terms of 302 
the compact and rules adopted by the commission, of any adverse 303 
action or the availability of investigative information 304 
regarding a licensee. 305 
 (c)  Implement or utilize procedures for considering the 306 
criminal history records of applicants for an initial privilege 307 
to practice. These procedures must include the submission of 308 
fingerprints or other biometric -based information by applicants 309 
for the purpose of obtaining an applicant's criminal history 310 
record information from the Federal Bureau of Investigation and 311 
the agency responsible for retaining that state's criminal 312 
records. 313 
 1.  A member state must fully implement a criminal 314 
background check requirement, within a timeframe established by 315 
rule, by receiving the results of the Federal Bureau of 316 
Investigation record search and shall use the results in making 317 
licensure decisions. 318 
 2.  Communication between a member state and the commission 319 
and among member states regarding the verification of 320 
eligibility for licensu re through the compact may not include 321 
any information received from the Federal Bureau of 322 
Investigation relating to a federal criminal records check 323 
performed by a member state under Public Law 92 -544. 324 
 (d)  Comply with the rules adopted by the commission . 325     
 
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 (e)  Require an applicant to obtain or retain a license in 326 
the home state and meet the home state's qualifications for 327 
licensure or renewal of licensure, as well as all other 328 
applicable state laws. 329 
 (f)  Grant the privilege to practice to a licensee hol ding 330 
a valid unencumbered license in another member state in 331 
accordance with the terms of the compact and rules adopted by 332 
the commission. 333 
 (g)  Provide for the attendance of the state's commissioner 334 
at the commission meetings. 335 
 (3)  Individuals not residi ng in a member state may 336 
continue to apply for a member state's single state license as 337 
provided under the laws of each member state. However, the 338 
single state license granted to these individuals may not be 339 
recognized as granting a privilege to practice p rofessional 340 
counseling under the compact in any other member state. 341 
 (4)  Nothing in this compact affects the requirements 342 
established by a member state for the issuance of a single state 343 
license. 344 
 (5)  A professional counselor license issued by a home 345 
state to a resident of that state must be recognized by each 346 
member state as authorizing that licensed professional counselor 347 
to practice professional counseling, under a privilege to 348 
practice, in each member state. 349 
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ARTICLE IV 351 
PRIVILEGE TO PRACTICE 352 
 (1)  To exercise the privilege to practice under the terms 353 
and provisions of the compact, the licensee must meet all of the 354 
following criteria: 355 
 (a)  Hold a license in the home state. 356 
 (b)  Have a valid United States Social Security Number or 357 
national provider ide ntifier. 358 
 (c)  Be eligible for a privilege to practice in any member 359 
state in accordance with subsections (4), (7), and (8). 360 
 (d)  Have not had any encumbrance or restriction against 361 
any license or privilege to practice within the preceding 2 362 
years. 363 
 (e)  Notify the commission that the licensee is seeking the 364 
privilege to practice within a remote state. 365 
 (f)  Meet any continuing education requirements established 366 
by the home state. 367 
 (g)  Meet any jurisprudence requirements established by the 368 
remote state in which the licensee is seeking a privilege to 369 
practice. 370 
 (h)  Report to the commission any adverse action, 371 
encumbrance, or restriction on a license taken by any nonmember 372 
state within 30 days after the action is taken. 373 
 (2)  The privilege to practice is va lid until the 374 
expiration date of the home state license. The licensee must 375     
 
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continue to meet the criteria specified in subsection (1) to 376 
renew the privilege to practice in the remote state. 377 
 (3)  For purposes of the compact, the practice of 378 
professional counseling occurs in the state where the client is 379 
located at the time of the counseling services. The compact does 380 
not affect the regulatory authority of states to protect public 381 
health and safety through their own system of state licensure. 382 
 (4)  A licensee providing professional counseling in a 383 
remote state under the privilege to practice must adhere to the 384 
laws and regulations of the remote state. 385 
 (5)  A licensee providing professional counseling services 386 
in a remote state is subject to that state's regulatory 387 
authority. A remote state may, in accordance with due process 388 
and that state's laws, remove a licensee's privilege to practice 389 
in the remote state for a specified period of time, impose 390 
fines, or take any other action necessary to protect the he alth 391 
and safety of its residents. The licensee may be ineligible for 392 
a privilege to practice in any member state until the specific 393 
time for removal has passed and all fines are paid. 394 
 (6)  If a home state license is encumbered, a licensee 395 
loses the privilege to practice in any remote state until both 396 
of the following conditions are met: 397 
 (a)  The home state license is no longer encumbered. 398 
 (b)  The licensee has not had any encumbrance or 399 
restriction against any license or privilege to practice within 400     
 
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the preceding 2 years. 401 
 (7)  Once an encumbered license in the licensee's home 402 
state is restored to good standing, the licensee may obtain a 403 
privilege to practice in any remote state if he or she meets the 404 
requirements of subsection (1). 405 
 (8)  If a licensee's privilege to practice in any remote 406 
state is removed, the individual may lose the privilege to 407 
practice in all other remote states until all of the following 408 
conditions are met: 409 
 (a)  The specified period of time for which the privilege 410 
to practice was removed has ended. 411 
 (b)  The licensee has paid all fines imposed. 412 
 (c)  The licensee has not had any encumbrance or 413 
restriction against any license or privilege to practice within 414 
the preceding 2 years. 415 
 (9)  Once the requirements of subsection (8) have been met, 416 
the licensee may obtain a privilege to practice in a remote 417 
state if he or she meets the requirements in subsection (1). 418 
 419 
ARTICLE V 420 
OBTAINING A NEW HOME STATE LICENSE BASED ON A 421 
PRIVILEGE TO PRACTICE 422 
 (1)  A licensed professional counselor may hold a home 423 
state license, which allows for a privilege to practice in other 424 
member states, in only one member state at a time. 425     
 
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 (2)  If a licensed professional counselor changes his or 426 
her primary state of residence by moving between two member 427 
states, then the licensed professional counselor must file an 428 
application for obtaining a new home state license based on a 429 
privilege to practice and notify the current and new home state 430 
in accordance with applicable rules adopted by the commission. 431 
 (3)  Upon receipt of an application for obtaining a new 432 
home state license based on a privilege to practice, the new 433 
home state must verify that the licensed professional counselor 434 
meets the criteria outlined in article IV through the data 435 
system. The new home state does not need to seek primary source 436 
verification for information obtained from the data system, 437 
except for the following: 438 
 (a)  A Federal Bureau of Investigation fingerprint -based 439 
criminal background check, if not previously performed or 440 
updated pursuant to applic able rules adopted by the commission 441 
in accordance with Public Law 92 -544; 442 
 (b)  Any other criminal background check as required by the 443 
new home state; and 444 
 (c)  Proof of completion of any requisite jurisprudence 445 
requirements of the new home state. 446 
 (4)  The former home state shall convert the former home 447 
state license into a privilege to practice once the new home 448 
state has activated the new home state license in accordance 449 
with applicable rules adopted by the commission. 450     
 
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 (5)  Notwithstanding any other pr ovision of the compact, if 451 
the licensed professional counselor does not meet the criteria 452 
in article IV, the new home state may apply its own requirements 453 
for issuing a new single state license. 454 
 (6)  If a licensed professional counselor changes his or 455 
her primary state of residence by moving from a member state to 456 
a nonmember state or from a nonmember state to a member state, 457 
the new state's own criteria apply for issuance of a single 458 
state license in the new state. 459 
 (7)  The compact does not interfere wit h a licensee's 460 
ability to hold a single state license in multiple states. 461 
However, for the purposes of the compact, a licensee may have 462 
only one home state license. 463 
 (8)  The compact does not affect the requirements 464 
established by a member state for the is suance of a single state 465 
license. 466 
 467 
ARTICLE VI 468 
ACTIVE DUTY MILITARY PERSONNEL AND THEIR SPOUSES 469 
 Active duty military personnel, or their spouse, shall 470 
designate a home state where the individual has a current 471 
license in good standing. The individual may re tain the home 472 
state license designation during the period the service member 473 
is on active duty. Subsequent to designating a home state, the 474 
individual may change his or her home state only through 475     
 
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application for licensure in the new state or through the 476 
process outlined in article V. 477 
 478 
ARTICLE VII 479 
COMPACT PRIVILEGE TO PRACTICE TELEHEALTH 480 
 (1)  Member states shall recognize the right of a licensed 481 
professional counselor, licensed by a home state in accordance 482 
with article III and under rules adopted by the commission, to 483 
practice professional counseling in any member state through 484 
telehealth under a privilege to practice as provided in the 485 
compact and rules adopted by the commission. 486 
 (2)  A licensee providing professional counseling services 487 
in a remote state through telehealth under the privilege to 488 
practice must adhere to the laws and rules of the remote state. 489 
 490 
ARTICLE VIII 491 
ADVERSE ACTIONS 492 
 (1)  In addition to the other powers conferred by state 493 
law, a remote state has the authority, in accordance with 494 
existing state due process law, to do any of the following: 495 
 (a)  Take adverse action against a licensed professional 496 
counselor's privilege to practice within that member state. 497 
 (b)  Issue subpoenas for both hearings and investigations 498 
that require the atte ndance and testimony of witnesses or the 499 
production of evidence. Subpoenas issued by a licensing board in 500     
 
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a member state for the attendance and testimony of witnesses or 501 
the production of evidence from another member state must be 502 
enforced in the latter st ate by any court of competent 503 
jurisdiction, according to the practice and procedure of that 504 
court applicable to subpoenas issued in proceedings pending 505 
before it. The issuing authority shall pay any witness fees, 506 
travel expenses, mileage, and other fees re quired by the service 507 
statutes of the state in which the witnesses or evidence is 508 
located. 509 
 (2)  Only the home state has the power to take adverse 510 
action against a licensed professional counselor's license 511 
issued by the home state. 512 
 (3)  For purposes of ta king adverse action, the home state 513 
shall give the same priority and effect to reported conduct 514 
received from a member state as it would if the conduct had 515 
occurred within the home state. The home state shall apply its 516 
own state laws to determine appropria te action in such cases. 517 
 (4)  The home state shall complete any pending 518 
investigations of a licensed professional counselor who changes 519 
primary state of residence during the course of the 520 
investigations. The home state may also take appropriate action 521 
and shall promptly report the conclusions of the investigations 522 
to the administrator of the data system. The administrator of 523 
the data system shall promptly notify the new home state of any 524 
adverse actions. 525     
 
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 (5)  A member state, if authorized by state law, ma y 526 
recover from the affected licensed professional counselor the 527 
costs of investigations and dispositions of any cases resulting 528 
from adverse action taken against that licensed professional 529 
counselor. 530 
 (6)  A member state may take adverse action against a 531 
licensed professional counselor based on the factual findings of 532 
a remote state, provided that the member state follows its own 533 
statutory procedures for taking adverse action. 534 
 (7)(a)  In addition to the authority granted to a member 535 
state by its respective professional counseling practice act or 536 
other applicable state law, any member state may participate 537 
with other member states in joint investigations of licensees. 538 
 (b)  Member states shall share any investigative, 539 
litigation, or compliance materials in f urtherance of any joint 540 
or individual investigation initiated under the compact. 541 
 (8)  If adverse action is taken by the home state against 542 
the license of a professional counselor, the licensed 543 
professional counselor's privilege to practice in all other 544 
member states must be deactivated until all encumbrances have 545 
been removed from the home state license. All home state 546 
disciplinary orders that impose adverse action against the 547 
license of a professional counselor must include a statement 548 
that the licensed professional counselor's privilege to practice 549 
is deactivated in all member states while the order is in 550     
 
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effect. 551 
 (9)  If a member state takes adverse action, it must 552 
promptly notify the administrator of the data system. The 553 
administrator shall promptly not ify the licensee's home state of 554 
any adverse actions by remote states. 555 
 (10)  Nothing in the compact overrides a member state's 556 
decision to allow a licensed professional counselor to 557 
participate in an alternative program in lieu of adverse action. 558 
 559 
ARTICLE IX 560 
ESTABLISHMENT OF COUNSELING COMPACT COMMISSION 561 
 (1)  COMMISSION CREATED. —The compact member states hereby 562 
create and establish a joint public agency known as the 563 
Counseling Compact Commission. 564 
 (a)  The commission is an instrumentality of the compact 565 
states. 566 
 (b)  Venue is proper, and judicial proceedings by or 567 
against the commission shall be brought solely and exclusively 568 
in a court of competent jurisdiction where the principal office 569 
of the commission is located. The commission may waive venue and 570 
jurisdictional defenses to the extent that it adopts or consents 571 
to participate in alternative dispute resolution proceedings. 572 
 (c)  Nothing in the compact may be construed to be a waiver 573 
of sovereign immunity. 574 
 (2)  MEMBERSHIP.— 575     
 
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 (a)  The commission shall c onsist of one voting delegate, 576 
appointed by each member state's licensing board. The 577 
commission, by rule, shall establish a term of office for 578 
delegates and may establish term limits. 579 
 (b)  The delegate must be either: 580 
 1.  A current member of the licensing board at the time of 581 
appointment, who is a licensed professional counselor or public 582 
member; or 583 
 2.  An administrator of the licensing board. 584 
 (c)  A delegate may be removed or suspended from office as 585 
provided by the law of the state from which the delegate is 586 
appointed. 587 
 (d)  The member state licensing board must fill any vacancy 588 
occurring on the commission within 60 days. 589 
 (e)  Each delegate is entitled to one vote with regard to 590 
the adoption of rules and creation of bylaws and shall otherwise 591 
participate in the business and affairs of the commission. 592 
 (f)  A delegate shall vote in person or by such other means 593 
as provided in the bylaws. The bylaws may provide for delegates' 594 
participation in meetings by telephone or other means of 595 
communication. 596 
 (3)  MEETINGS OF THE COMMISSION. — 597 
 (a)  The commission shall meet at least once during each 598 
calendar year. Additional meetings must be held as set forth in 599 
the bylaws. 600     
 
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 (b)  All meetings must be open to the public, and public 601 
notice of meetings must be g iven in the same manner as required 602 
under the rulemaking provisions in article XI. 603 
 (c)  The commission or the executive committee or other 604 
committees of the commission may convene in a closed, nonpublic 605 
meeting if the commission or executive committee or other 606 
committees of the commission must discuss any of the following: 607 
 1.  Noncompliance of a member state with its obligations 608 
under the compact. 609 
 2.  The employment, compensation, discipline, or other 610 
matters, practices, or procedures related to specific employees, 611 
or other matters related to the commission's internal personnel 612 
practices and procedures. 613 
 3.  Current, threatened, or reasonably anticipated 614 
litigation. 615 
 4.  Negotiation of contracts for the purchase, lease, or 616 
sale of goods, services, or real estate. 617 
 5.  Accusing any person of a crime or formally censuring 618 
any person. 619 
 6.  Disclosure of trade secrets or commercial or financial 620 
information that is privileged or confidential. 621 
 7.  Disclosure of information of a personal nature if 622 
disclosure would constitute a clearly unwarranted invasion of 623 
personal privacy. 624 
 8.  Disclosure of investigative records compiled for law 625     
 
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enforcement purposes. 626 
 9.  Disclosure of information related to any investigative 627 
reports prepared by or on behalf of or for use of the commission 628 
or other committee charged with responsibility of investigation 629 
or determination of compliance issues pursuant to the compact. 630 
 10.  Matters specifically exempted from disclosure by 631 
federal or member state law. 632 
 (d)  If a meeting, or portion of a meeting, is closed under 633 
this subsection, the commission's legal counsel or designee must 634 
certify that the meeting may be closed and must reference each 635 
relevant exempting provision. 636 
 (e)  The commission shall keep minutes that fully and 637 
clearly describe all matters discussed in a meeting and shall 638 
provide a full and accurate summary of actions taken, and the 639 
reasons therefore, including a description of the views 640 
expressed. All documents considered in connection with an action 641 
must be identified in s uch minutes. All minutes and documents of 642 
a closed meeting must remain under seal, subject to release by a 643 
majority vote of the commission or order of a court of competent 644 
jurisdiction. 645 
 (4)  POWERS.—The commission may do any of the following: 646 
 (a)  Establish the fiscal year of the commission. 647 
 (b)  Establish bylaws. 648 
 (c)  Maintain its financial records in accordance with the 649 
bylaws. 650     
 
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 (d)  Meet and take actions that are consistent with the 651 
compact and bylaws. 652 
 (e)  Adopt rules that are binding to the extent and in the 653 
manner provided for in the compact. 654 
 (f)  Initiate and prosecute legal proceedings or actions in 655 
the name of the commission, provided that the standing of any 656 
state licensing board to sue or be sued under applicable law is 657 
not affected. 658 
 (g)  Purchase and maintain insurance and bonds. 659 
 (h)  Borrow, accept, or contract for services of personnel, 660 
including, but not limited to, employees of a member state. 661 
 (i)  Hire employees and elect or appoint officers; fix 662 
compensation for, define duties of, and grant appropriate 663 
authority to such employees and officers to carry out the 664 
purposes of the compact; and establish the commission's 665 
personnel policies and programs relating to conflicts of 666 
interest, qualifications of personnel, and other related 667 
personnel matters. 668 
 (j)  Accept any and all appropriate donations and grants of 669 
money, equipment, supplies, materials, and services, and 670 
receive, utilize, and dispose of the same, provided that at all 671 
times the commission avoids any appearance of impropriety or 672 
conflict of interest. 673 
 (k)  Lease, purchase, accept appropriate gifts or donations 674 
of, or otherwise own, hold, improve, or use, any property, real, 675     
 
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personal, or mixed, provided that at all times the commission 676 
avoids any appearance of impropriety or confli ct of interest. 677 
 (l)  Sell, convey, mortgage, pledge, lease, exchange, 678 
abandon, or otherwise dispose of any property, real, personal, 679 
or mixed. 680 
 (m)  Establish a budget and make expenditures. 681 
 (n)  Borrow money. 682 
 (o)  Appoint committees, including standing committees 683 
consisting of commission members, state regulators, state 684 
legislators or their representatives, and consumer 685 
representatives, and such other interested persons as may be 686 
designated in the compact and bylaws. 687 
 (p)  Provide information to, receiv e information from, and 688 
cooperate with law enforcement agencies. 689 
 (q)  Establish and elect an executive committee. 690 
 (r)  Perform any other function that may be necessary or 691 
appropriate to achieve the purposes of the compact and is 692 
consistent with the state regulation of professional counseling 693 
licensure and practice. 694 
 (5)  THE EXECUTIVE COMMITTEE. — 695 
 (a)  The executive committee may act on behalf of the 696 
commission according to the terms of the compact and shall 697 
consist of up to 11 members, as follows: 698 
 1.  Seven voting members who are elected by the commission 699 
from the current membership of the commission. 700     
 
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 2.  Up to four ex officio, nonvoting members from four 701 
recognized national professional counselor organizations. The ex 702 
officio members shall be selected by their respective 703 
organizations. 704 
 (b)  The commission may remove any member of the executive 705 
committee as provided in its bylaws. 706 
 (c)  The executive committee shall meet at least annually. 707 
 (d)  The executive committee shall do all of the following: 708 
 1. Make recommendations to the commission for any changes 709 
to the rules, bylaws, or compact legislation. 710 
 2.  Ensure compact administration services are 711 
appropriately provided, contractually or otherwise. 712 
 3.  Prepare and recommend the budget. 713 
 4.  Maintain financial records on behalf of the commission. 714 
 5.  Monitor compact compliance of member states and provide 715 
compliance reports to the commission. 716 
 6.  Establish additional committees as necessary. 717 
 7.  Perform any other duties provided for in the rules or 718 
bylaws. 719 
 (6)  FINANCING OF THE COMMISSION. — 720 
 (a)  The commission shall pay, or provide for the payment 721 
of, the reasonable expenses of its establishment, organization, 722 
and ongoing activities. 723 
 (b)  The commission may accept any appropriate revenue 724 
sources, donations, or grants of money, equipment, supplies, 725     
 
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materials, or services. 726 
 (c)  The commission may not incur obligations of any kind 727 
before securing the funds adequate to meet the same; nor may the 728 
commission pledge the credit of any of the member states, except 729 
by and with the authority of the member state. 730 
 (d)  The commission shall keep accurate accounts of all 731 
receipts and disbursements. The receipts and disbursements of 732 
the commission are subject to the audit and accounting 733 
procedures established under its bylaws. However, all receipts 734 
and disbursements of funds handled by the commission must be 735 
audited annually by a certified or licensed public accountant, 736 
and the report of the audit mus t be included in and become part 737 
of the annual report of the commission. 738 
 (7)  QUALIFIED IMMUNITY, DEFENSE, AND INDEMNIFICATION. — 739 
 (a)  The members, officers, executive director, employees, 740 
and representatives of the commission are immune from suit and 741 
liability, either personally or in their official capacity, for 742 
any claim for damage to or loss of property or personal injury 743 
or other civil liability caused by or arising out of any actual 744 
or alleged act, error, or omission that occurred, or that the 745 
person against whom the claim is made had a reasonable basis for 746 
believing occurred, within the scope of commission employment, 747 
duties, or responsibilities. This paragraph may not be construed 748 
to protect any such person from suit or liability for any 749 
damage, loss, injury, or liability caused by the intentional or 750     
 
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willful or wanton misconduct of that person. 751 
 (b)  The commission shall defend any member, officer, 752 
executive director, employee, or representative of the 753 
commission in any civil action seeking to impose liability 754 
arising out of any actual or alleged act, error, or omission 755 
that occurred, or that the person against whom the claim is made 756 
had a reasonable basis for believing occurred, within the scope 757 
of commission employment, duties, or responsibilities, provided 758 
that the actual or alleged act, error, or omission did not 759 
result from that person's intentional or willful or wanton 760 
misconduct. This paragraph may not be construed to prohibit that 761 
person from retaining his or her own counsel. 762 
 (c)  The commission shall indemnify and hold harmless any 763 
member, officer, executive director, employee, or representative 764 
of the commission for the amount of any settlement or judgment 765 
obtained against that person arising out of any actual or 766 
alleged act, error, or omissi on that occurred, or that such 767 
person had a reasonable basis for believing occurred, within the 768 
scope of commission employment, duties, or responsibilities, 769 
provided that the actual or alleged act, error, or omission did 770 
not result from the intentional or willful or wanton misconduct 771 
of that person. 772 
 773 
ARTICLE X 774 
DATA SYSTEM 775     
 
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 (1)  The commission shall provide for the development, 776 
operation, and maintenance of a coordinated database and 777 
reporting system containing licensure, adverse action, and 778 
investigative information on all licensed professional 779 
counselors in member states. 780 
 (2)  Notwithstanding any other provision of state law to 781 
the contrary, a member state shall submit a uniform data set to 782 
the data system on all licensees to whom the compact is 783 
applicable, as required by the rules of the commission, 784 
including all of the following: 785 
 (a)  Identifying information. 786 
 (b)  Licensure data. 787 
 (c)  Adverse actions against a license or privilege to 788 
practice. 789 
 (d)  Nonconfidential information related to alternative 790 
program participation. 791 
 (e)  Any denial of application for licensure and the reason 792 
for such denial. 793 
 (f)  Current significant investigative information. 794 
 (g)  Other information that may facilitate the 795 
administration of the compact, as determined by the rule s of the 796 
commission. 797 
 (3)  Investigative information pertaining to a licensee in 798 
any member state may be made available only to other member 799 
states. 800     
 
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 (4)  The commission shall promptly notify all member states 801 
of any adverse action taken against a licensee or an individual 802 
applying for a license. Adverse action information pertaining to 803 
a licensee in any member state must be made available to any 804 
other member state. 805 
 (5)  Member states reporting information to the data system 806 
may designate information that may not be shared with the public 807 
without the express permission of the reporting state. 808 
 (6)  Any information submitted to the data system which is 809 
subsequently required to be expunged by the laws of the member 810 
state reporting the information must be remo ved from the data 811 
system. 812 
 813 
ARTICLE XI 814 
RULEMAKING 815 
 (1)  The commission shall adopt reasonable rules to 816 
effectively and efficiently achieve the purposes of the compact. 817 
If, however, the commission exercises its rulemaking authority 818 
in a manner that is beyond the scope of the purposes of the 819 
compact, or the powers granted hereunder, then such an action by 820 
the commission is invalid and has no force or effect. 821 
 (2)  The commission shall exercise its rulemaking powers 822 
pursuant to the criteria set forth in this ar ticle and the rules 823 
adopted thereunder. Rules and amendments become binding as of 824 
the date specified in each rule or amendment. 825     
 
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 (3)  If a majority of the legislatures of the member states 826 
rejects a rule by enactment of a statute or resolution in the 827 
same manner used to adopt the compact within 4 years after the 828 
date of adoption of the rule, such rule does not have further 829 
force and effect in any member state. 830 
 (4)  Rules or amendments to the rules must be adopted at a 831 
regular or special meeting of the comm ission. 832 
 (5)  Before adoption of a final rule by the commission, and 833 
at least 30 days in advance of the meeting at which the rule 834 
will be considered and voted upon, the commission shall file a 835 
notice of proposed rulemaking: 836 
 (a)  On the website of the comm ission or other publicly 837 
accessible platform; and 838 
 (b)  On the website of each member state's professional 839 
counseling licensing board or other publicly accessible platform 840 
or in the publication in which each state would otherwise 841 
publish proposed rules. 842 
 (6)  The notice of proposed rulemaking must include: 843 
 (a)  The proposed time, date, and location of the meeting 844 
in which the rule will be considered and voted upon; 845 
 (b)  The text of the proposed rule or amendment and the 846 
reason for the proposed rule; 847 
 (c) A request for comments on the proposed rule from any 848 
interested person; and 849 
 (d)  The manner in which interested persons may submit 850     
 
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notice to the commission of their intention to attend the public 851 
hearing and any written comments. 852 
 (7)  Before adoption o f a proposed rule, the commission 853 
must allow persons to submit written data, facts, opinions, and 854 
arguments, which must be made available to the public. 855 
 (8)  The commission shall grant an opportunity for a public 856 
hearing before it adopts a rule or an amen dment if a hearing is 857 
requested by: 858 
 (a)  At least 25 persons who submit comments independently 859 
of each other; 860 
 (b)  A state or federal governmental subdivision or agency; 861 
or 862 
 (c)  An association that has at least 25 members. 863 
 (9)  If a hearing is held on the proposed rule or 864 
amendment, the commission must publish the place, time, and date 865 
of the scheduled public hearing. If the hearing is held through 866 
electronic means, the commission must publish the mechanism for 867 
access to the electronic hearing. 868 
 (a)  All persons wishing to be heard at the hearing must 869 
notify the executive director of the commission or other 870 
designated member in writing of their desire to appear and 871 
testify at the hearing at least 5 business days before the 872 
scheduled date of the hearing. 873 
 (b)  Hearings must be conducted in a manner providing each 874 
person who wishes to comment a fair and reasonable opportunity 875     
 
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to comment orally or in writing. 876 
 (c)  All hearings must be recorded. A copy of the recording 877 
must be made available on request. 878 
 (d) This section may not be construed to require a 879 
separate hearing on each rule. Rules may be grouped at hearings 880 
required by this section for the convenience of the commission. 881 
 (10)  If the commission does not receive a written notice 882 
of intent to attend the public hearing by interested parties, 883 
the commission may proceed with adoption of the proposed rule 884 
without a public hearing. 885 
 (11)  Following the scheduled hearing date, or by the close 886 
of business on the scheduled hearing date if the hearing was not 887 
held, the commission shall consider all written and oral 888 
comments received. 889 
 (12)  The commission, by majority vote of all members, 890 
shall take final action on the proposed rule and shall determine 891 
the effective date of the rule based on the rulemaking reco rd 892 
and the full text of the rule. 893 
 (13)  Upon determination that an emergency exists, the 894 
commission may consider and adopt an emergency rule without 895 
prior notice, opportunity for comment, or hearing, provided that 896 
the usual rulemaking procedures provided in the compact and in 897 
this section are retroactively applied to the rule as soon as 898 
reasonably possible, but no later than 90 days after the 899 
effective date of the rule. For purposes of this subsection, an 900     
 
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emergency rule is one that must be adopted immediat ely in order 901 
to: 902 
 (a)  Meet an imminent threat to public health, safety, or 903 
welfare; 904 
 (b)  Prevent a loss of commission or member state funds; 905 
 (c)  Meet a deadline for the adoption of an administrative 906 
rule established by federal law or rule; or 907 
 (d)  Protect public health and safety. 908 
 (14)  The commission or an authorized committee of the 909 
commission may direct revisions to a previously adopted rule or 910 
amendment for purposes of correcting typographical errors, 911 
errors in format, errors in consistency, or gr ammatical errors. 912 
Public notice of any revision must be posted on the website of 913 
the commission. Revisions are subject to challenge by any person 914 
for a period of 30 days after posting. A revision may be 915 
challenged only on grounds that the revision results in a 916 
material change to a rule. A challenge must be made in writing 917 
and delivered to the chair of the commission before the end of 918 
the notice period. If a challenge is not made, the revision 919 
takes effect without further action. If a revision is 920 
challenged, the revision may not take effect without the 921 
approval of the commission. 922 
 923 
ARTICLE XII 924 
OVERSIGHT; DEFAULT, TECHNICAL ASSISTANCE, AND TERMINATION; 925     
 
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DISPUTE RESOLUTION; AND ENFORCEMENT 926 
 (1)  OVERSIGHT.— 927 
 (a)  The executive, legislative, and judicial branches of 928 
state government in each member state shall enforce the compact 929 
and take all actions necessary and appropriate to effectuate the 930 
compact's purposes and intent. The compact and the rules adopted 931 
thereunder have standing as statutory law. 932 
 (b)  All courts shall take judicial notice of the compact 933 
and the rules in any judicial or administrative proceeding in a 934 
member state pertaining to the subject matter of the compact 935 
which may affect the powers, responsibilities, or actions of the 936 
commission. 937 
 (c)  The commission is entitled to receive service of 938 
process in any judicial or administrative proceeding specified 939 
in paragraph (b) and has standing to intervene in such a 940 
proceeding for all purposes. Failure to provide service of 941 
process to the commission renders a judgment or an order void as 942 
to the commission, the compact, or adopted rules. 943 
 (2)  DEFAULT, TECHNICAL ASSISTANCE, AND TERMINATION. — 944 
 (a)  If the commission determines that a member state has 945 
defaulted in the performance of its obligations or 946 
responsibilities under the compact or adopted rules, the 947 
commission must: 948 
 1.  Provide written notice to the defaulting state and 949 
other member states of the nature of the default, the proposed 950     
 
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means of curing the default, and any other action to be taken by 951 
the commission; and 952 
 2.  Provide remedial training and specific technical 953 
assistance regarding the default. 954 
 (b)  If a state in default fails to cure the default, the 955 
defaulting state may be terminated from the compact upon an 956 
affirmative vote of a majority of th e member states, and all 957 
rights, privileges, and benefits conferred by the compact are 958 
terminated on the effective date of termination. A cure of the 959 
default does not relieve the offending state of obligations or 960 
liabilities incurred during the period of d efault. 961 
 (c)  Termination of membership in the compact may be 962 
imposed only after all other means of securing compliance have 963 
been exhausted. The commission shall submit a notice of intent 964 
to suspend or terminate a defaulting member state to that 965 
state's governor, to the majority and minority leaders of that 966 
state's legislature, and to each member state. 967 
 (d)  A member state that has been terminated is responsible 968 
for all assessments, obligations, and liabilities incurred 969 
through the effective date of termin ation, including obligations 970 
that extend beyond the effective date of termination. 971 
 (e)  The commission may not bear any costs related to a 972 
member state that is found to be in default or that has been 973 
terminated from the compact, unless agreed upon in writ ing 974 
between the commission and the defaulting member state. 975     
 
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 (f)  The defaulting member state may appeal the action of 976 
the commission by petitioning the United States District Court 977 
for the District of Columbia or the federal district where the 978 
commission has its principal offices. The prevailing party must 979 
be awarded all costs of such litigation, including reasonable 980 
attorney fees. 981 
 (3)  DISPUTE RESOLUTION. — 982 
 (a)  Upon request by a member state, the commission shall 983 
attempt to resolve disputes related to t he compact which arise 984 
among member states and between member and nonmember states. 985 
 (b)  The commission shall adopt rules providing for both 986 
mediation and binding dispute resolution for disputes as 987 
appropriate. 988 
 (4)  ENFORCEMENT.— 989 
 (a)  The commission, in the reasonable exercise of its 990 
discretion, shall enforce the provisions and rules of the 991 
compact. 992 
 (b)  By majority vote, the commission may initiate legal 993 
action in the United States District Court for the District of 994 
Columbia or the federal district whe re the commission has its 995 
principal offices against a member state in default to enforce 996 
compliance with the compact and its adopted rules and bylaws. 997 
The relief sought may include both injunctive relief and 998 
damages. If judicial enforcement is necessary, t he prevailing 999 
party must be awarded all costs of such litigation, including 1000     
 
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reasonable attorney fees. 1001 
 (c)  The remedies under this article are not the exclusive 1002 
remedies to the commission. The commission may pursue any other 1003 
remedies available under feder al or state law. 1004 
 1005 
ARTICLE XIII 1006 
DATE OF IMPLEMENTATION OF THE COUNSELING COMPACT COMMISSION AND 1007 
ASSOCIATED RULES, WITHDRAWAL, AND AMENDMENT 1008 
 (1)  The compact becomes effective on the date on which the 1009 
compact is enacted into law in the 10th member state. The 1010 
provisions that become effective at that time are limited to the 1011 
powers granted to the commission relating to assembly and the 1012 
adoption of rules. Thereafter, the commission shall meet and 1013 
exercise rulemaking powers necessary for implementation and 1014 
administration of the compact. 1015 
 (2)  Any state that joins the compact subsequent to the 1016 
commission's initial adoption of the rules is subject to the 1017 
rules as they exist on the date on which the compact becomes law 1018 
in that state. Any rule that has been previous ly adopted by the 1019 
commission has the full force and effect of law on the day the 1020 
compact becomes law in that state. 1021 
 (3)  Any member state may withdraw from the compact by 1022 
enacting a statute repealing the compact. 1023 
 (a)  A member state's withdrawal does not take effect until 1024 
6 months after enactment of the repealing statute. 1025     
 
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 (b)  Withdrawal does not affect the continuing requirement 1026 
of the withdrawing state's professional counseling licensing 1027 
board to comply with the investigative and adverse action 1028 
reporting requirements of the compact before the effective date 1029 
of withdrawal. 1030 
 (4)  The compact may not be construed to invalidate or 1031 
prevent any professional counseling licensure agreement or other 1032 
cooperative arrangement between a member state and a nonmember 1033 
state which does not conflict with the compact. 1034 
 (5)  The compact may be amended by the member states. An 1035 
amendment to the compact is not effective and binding upon any 1036 
member state until it is enacted into the laws of all member 1037 
states. 1038 
 1039 
ARTICLE XIV 1040 
BINDING EFFECT OF COMPACT AND OTHER LAWS 1041 
 (1)  A licensee providing professional counseling services 1042 
in a remote state under the privilege to practice shall adhere 1043 
to the laws and regulations, including scope of practice, of the 1044 
remote state. 1045 
 (2)  The compact does not prevent the enforcement of any 1046 
other law of a member state which is not inconsistent with the 1047 
compact. 1048 
 (3)  Any laws in a member state which conflict with the 1049 
compact are superseded to the extent of the conflict. 1050     
 
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 (4)  Any lawful actions of the c ommission, including all 1051 
rules and bylaws properly adopted by the commission, are binding 1052 
on the member states. 1053 
 (5)  All permissible agreements between the commission and 1054 
the member states are binding in accordance with their terms. 1055 
 (6)  If any provision of the compact exceeds the 1056 
constitutional limits imposed on the legislature of any member 1057 
state, the provision shall be ineffective to the extent of the 1058 
conflict with the constitutional provision in question in that 1059 
member state. 1060 
 1061 
ARTICLE XV 1062 
CONSTRUCTION AND SEVERABILITY 1063 
 The compact must be liberally construed so as to effectuate 1064 
the purposes thereof. The provisions of the compact are 1065 
severable, and if any phrase, clause, sentence, or provision of 1066 
the compact is declared to be contrary to the constitution of 1067 
any member state or of the United States or the applicability 1068 
thereof to any government, agency, person, or circumstance is 1069 
held invalid, the validity of the remainder of the compact and 1070 
the applicability thereof to any government, agency, person, or 1071 
circumstance is not affected thereby. If the compact is held 1072 
contrary to the constitution of any member state, the compact 1073 
remains in full force and effect as to the remaining member 1074 
states and in full force and effect as to the member state 1075     
 
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affected as to all severable matters. 1076 
 Section 2.  Subsection (10) of section 456.073, Florida 1077 
Statutes, is amended to read: 1078 
 456.073  Disciplinary proceedings. —Disciplinary proceedings 1079 
for each board shall be within the jurisdiction of the 1080 
department. 1081 
 (10)  The complaint and all information obtained pursuant 1082 
to the investigation by the department are confidential and 1083 
exempt from s. 119.07(1) until 10 days after probable cause has 1084 
been found to exist by the probable cause panel or by the 1085 
department, or until the regula ted professional or subject of 1086 
the investigation waives his or her privilege of 1087 
confidentiality, whichever occurs first. The department shall 1088 
report any significant investigation information relating to a 1089 
nurse holding a multistate license to the coordinat ed licensure 1090 
information system pursuant to s. 464.0095 , and any significant 1091 
investigatory information relating to a health care practitioner 1092 
practicing under the Professional Counselors Licensure Compact 1093 
to the data system pursuant to s. 491.017 . Upon completion of 1094 
the investigation and a recommendation by the department to find 1095 
probable cause, and pursuant to a written request by the subject 1096 
or the subject's attorney, the department shall provide the 1097 
subject an opportunity to inspect the investigative fil e or, at 1098 
the subject's expense, forward to the subject a copy of the 1099 
investigative file. Notwithstanding s. 456.057, the subject may 1100     
 
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inspect or receive a copy of any expert witness report or 1101 
patient record connected with the investigation if the subject 1102 
agrees in writing to maintain the confidentiality of any 1103 
information received under this subsection until 10 days after 1104 
probable cause is found and to maintain the confidentiality of 1105 
patient records pursuant to s. 456.057. The subject may file a 1106 
written response to the information contained in the 1107 
investigative file. Such response must be filed within 20 days 1108 
of mailing by the department, unless an extension of time has 1109 
been granted by the department. This subsection does not 1110 
prohibit the department from prov iding such information to any 1111 
law enforcement agency or to any other regulatory agency. 1112 
 Section 3.  Subsection (5) of section 456.076, Florida 1113 
Statutes, is amended to read: 1114 
 456.076  Impaired practitioner programs. — 1115 
 (5)  A consultant shall enter into a participant contract 1116 
with an impaired practitioner and shall establish the terms of 1117 
monitoring and shall include the terms in a participant 1118 
contract. In establishing the terms of monitoring, the 1119 
consultant may consider the recommendations of one or more 1120 
approved evaluators, treatment programs, or treatment providers. 1121 
A consultant may modify the terms of monitoring if the 1122 
consultant concludes, through the course of monitoring, that 1123 
extended, additional, or amended terms of monitoring are 1124 
required for the protection of the health, safety, and welfare 1125     
 
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of the public. If the impaired practitioner is a health care 1126 
practitioner practicing under the Professional Counselors 1127 
Licensure Compact pursuant to s. 491.017, the terms of the 1128 
monitoring contract must include t he impaired practitioner's 1129 
withdrawal from all practice under the compact. 1130 
 Section 4.  Subsection (8) is added to section 491.004, 1131 
Florida Statutes, to read: 1132 
 491.004  Board of Clinical Social Work, Marriage and Family 1133 
Therapy, and Mental Health Counsel ing.— 1134 
 (8)  The board shall appoint an individual to serve as the 1135 
state's delegate on the Counseling Compact Commission, as 1136 
required under s. 491.017. 1137 
 Section 5.  Subsection (6) is added to section 491.005, 1138 
Florida Statutes, to read: 1139 
 491.005  Licensure by examination.— 1140 
 (6)  EXEMPTION.—A person licensed as a clinical social 1141 
worker, marriage and family therapist, or mental health 1142 
counselor in another state who is practicing under the 1143 
Professional Counselors Licensure Compact pursuant to s. 1144 
491.017, and only within the scope provided therein, is exempt 1145 
from the licensure requirements of this section, as applicable. 1146 
 Section 6.  Subsection (3) is added to section 491.006, 1147 
Florida Statutes, to read: 1148 
 491.006  Licensure or certification by endorsement. — 1149 
 (3)  A person licensed as a clinical social worker, 1150     
 
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marriage and family therapist, or mental health counselor in 1151 
another state who is practicing under the Professional 1152 
Counselors Licensure Compact pursuant to s. 491.017, and only 1153 
within the scope provided th erein, is exempt from the licensure 1154 
requirements of this section, as applicable. 1155 
 Section 7.  Section 491.009, Florida Statutes, is amended 1156 
to read: 1157 
 491.009  Discipline. — 1158 
 (1)  The following acts constitute grounds for denial of a 1159 
license or disciplinar y action, as specified in s. 456.072(2) or 1160 
s. 491.017: 1161 
 (a)  Attempting to obtain, obtaining, or renewing a 1162 
license, registration, or certificate under this chapter by 1163 
bribery or fraudulent misrepresentation or through an error of 1164 
the board or the departme nt. 1165 
 (b)  Having a license, registration, or certificate to 1166 
practice a comparable profession revoked, suspended, or 1167 
otherwise acted against, including the denial of certification 1168 
or licensure by another state, territory, or country. 1169 
 (c)  Being convicted o r found guilty of, regardless of 1170 
adjudication, or having entered a plea of nolo contendere to, a 1171 
crime in any jurisdiction which directly relates to the practice 1172 
of his or her profession or the ability to practice his or her 1173 
profession. However, in the cas e of a plea of nolo contendere, 1174 
the board shall allow the person who is the subject of the 1175     
 
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disciplinary proceeding to present evidence in mitigation 1176 
relevant to the underlying charges and circumstances surrounding 1177 
the plea. 1178 
 (d)  False, deceptive, or misle ading advertising or 1179 
obtaining a fee or other thing of value on the representation 1180 
that beneficial results from any treatment will be guaranteed. 1181 
 (e)  Advertising, practicing, or attempting to practice 1182 
under a name other than one's own. 1183 
 (f)  Maintaining a professional association with any person 1184 
who the applicant, licensee, registered intern, or 1185 
certificateholder knows, or has reason to believe, is in 1186 
violation of this chapter or of a rule of the department or the 1187 
board. 1188 
 (g)  Knowingly aiding, assisting, procuring, or advising 1189 
any nonlicensed, nonregistered, or noncertified person to hold 1190 
himself or herself out as licensed, registered, or certified 1191 
under this chapter. 1192 
 (h)  Failing to perform any statutory or legal obligation 1193 
placed upon a person licensed , registered, or certified under 1194 
this chapter. 1195 
 (i)  Willfully making or filing a false report or record; 1196 
failing to file a report or record required by state or federal 1197 
law; willfully impeding or obstructing the filing of a report or 1198 
record; or inducing a nother person to make or file a false 1199 
report or record or to impede or obstruct the filing of a report 1200     
 
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or record. Such report or record includes only a report or 1201 
record which requires the signature of a person licensed, 1202 
registered, or certified under this chapter. 1203 
 (j)  Paying a kickback, rebate, bonus, or other 1204 
remuneration for receiving a patient or client, or receiving a 1205 
kickback, rebate, bonus, or other remuneration for referring a 1206 
patient or client to another provider of mental health care 1207 
services or to a provider of health care services or goods; 1208 
referring a patient or client to oneself for services on a fee -1209 
paid basis when those services are already being paid for by 1210 
some other public or private entity; or entering into a 1211 
reciprocal referral agreemen t. 1212 
 (k)  Committing any act upon a patient or client which 1213 
would constitute sexual battery or which would constitute sexual 1214 
misconduct as defined pursuant to s. 491.0111. 1215 
 (l)  Making misleading, deceptive, untrue, or fraudulent 1216 
representations in the prac tice of any profession licensed, 1217 
registered, or certified under this chapter. 1218 
 (m)  Soliciting patients or clients personally, or through 1219 
an agent, through the use of fraud, intimidation, undue 1220 
influence, or a form of overreaching or vexatious conduct. 1221 
 (n)  Failing to make available to a patient or client, upon 1222 
written request, copies of tests, reports, or documents in the 1223 
possession or under the control of the licensee, registered 1224 
intern, or certificateholder which have been prepared for and 1225     
 
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paid for by the patient or client. 1226 
 (o)  Failing to respond within 30 days to a written 1227 
communication from the department or the board concerning any 1228 
investigation by the department or the board, or failing to make 1229 
available any relevant records with respect to any inv estigation 1230 
about the licensee's, registered intern's, or 1231 
certificateholder's conduct or background. 1232 
 (p)  Being unable to practice the profession for which he 1233 
or she is licensed, registered, or certified under this chapter 1234 
with reasonable skill or competen ce as a result of any mental or 1235 
physical condition or by reason of illness; drunkenness; or 1236 
excessive use of drugs, narcotics, chemicals, or any other 1237 
substance. In enforcing this paragraph, upon a finding by the 1238 
State Surgeon General, the State Surgeon Ge neral's designee, or 1239 
the board that probable cause exists to believe that the 1240 
licensee, registered intern, or certificateholder is unable to 1241 
practice the profession because of the reasons stated in this 1242 
paragraph, the department shall have the authority to compel a 1243 
licensee, registered intern, or certificateholder to submit to a 1244 
mental or physical examination by psychologists, physicians, or 1245 
other licensees under this chapter, designated by the department 1246 
or board. If the licensee, registered intern, or 1247 
certificateholder refuses to comply with such order, the 1248 
department's order directing the examination may be enforced by 1249 
filing a petition for enforcement in the circuit court in the 1250     
 
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circuit in which the licensee, registered intern, or 1251 
certificateholder resid es or does business. The licensee, 1252 
registered intern, or certificateholder against whom the 1253 
petition is filed may shall not be named or identified by 1254 
initials in any public court records or documents, and the 1255 
proceedings shall be closed to the public. The department shall 1256 
be entitled to the summary procedure provided in s. 51.011. A 1257 
licensee, registered intern, or certificateholder affected under 1258 
this paragraph shall at reasonable intervals be afforded an 1259 
opportunity to demonstrate that he or she can resume the 1260 
competent practice for which he or she is licensed, registered, 1261 
or certified with reasonable skill and safety to patients. 1262 
 (q)  Performing any treatment or prescribing any therapy 1263 
which, by the prevailing standards of the mental health 1264 
professions in the community, would constitute experimentation 1265 
on human subjects, without first obtaining full, informed, and 1266 
written consent. 1267 
 (r)  Failing to meet the minimum standards of performance 1268 
in professional activities when measured against generally 1269 
prevailing peer performance, including the undertaking of 1270 
activities for which the licensee, registered intern, or 1271 
certificateholder is not qualified by training or experience. 1272 
 (s)  Delegating professional responsibilities to a person 1273 
whom the licensee, registered intern, or certificateholder knows 1274 
or has reason to know is not qualified by training or experience 1275     
 
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to perform such responsibilities. 1276 
 (t)  Violating a rule relating to the regulation of the 1277 
profession or a lawful order of the department or the board 1278 
previously entered in a disciplinary hearing. 1279 
 (u)  Failure of the licensee, registered intern, or 1280 
certificateholder to maintain in confidence a communication made 1281 
by a patient or client in the context of such services, except 1282 
as provided in s. 491.0147. 1283 
 (v)  Making public statements which are derived from test 1284 
data, client contacts, or behavioral research and which identify 1285 
or damage research subjects or clients. 1286 
 (w)  Violating any provision of this chapter or chapter 1287 
456, or any rules adopted pursuant there to. 1288 
 (2)(a) The board or, in the case of certified master 1289 
social workers, the department may enter an order denying 1290 
licensure or imposing any of the penalties authorized in s. 1291 
456.072(2) against any applicant for licensure or any licensee 1292 
who violates subsection (1) or s. 456.072(1). 1293 
 (b)  The board may take adverse action against a clinical 1294 
social worker's, a marriage and family therapist's, or a mental 1295 
health counselor's privilege to practice under the Professional 1296 
Counselors Licensure Compact pursuant t o s. 491.017 and may 1297 
impose any of the penalties in s. 456.072(2) if the clinical 1298 
social worker, marriage and family therapist, or mental health 1299 
counselor commits an act specified in subsection (1) or s. 1300     
 
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456.072(1). 1301 
 Section 8.  Paragraph (h) is added to subsection (10) of 1302 
section 768.28, Florida Statutes, to read: 1303 
 768.28  Waiver of sovereign immunity in tort actions; 1304 
recovery limits; civil liability for damages caused during a 1305 
riot; limitation on attorney fees; statute of limitations; 1306 
exclusions; indemnification; risk management programs. — 1307 
 (10) 1308 
 (h)  For purposes of this section, the individual appointed 1309 
under s. 491.004(8) as the state's delegate on the Counseling 1310 
Compact Commission, when serving in that capacity pursuant to s. 1311 
491.017, and any adminis trator, officer, executive director, 1312 
employee, or representative of the commission, when acting 1313 
within the scope of his or her employment, duties, or 1314 
responsibilities in this state, is considered an agent of the 1315 
state. The commission shall pay any claims o r judgments pursuant 1316 
to this section and may maintain insurance coverage to pay any 1317 
such claims or judgments. 1318 
 Section 9.  The Department of Health shall notify the 1319 
Division of Law Revision upon enactment of the Professional 1320 
Counselors Licensure Compact into law by 10 states. 1321 
 Section 10.  This act shall take effect upon enactment of 1322 
the Professional Counselors Licensure Compact into law by 10 1323 
states. 1324