Illinois 2023 2023-2024 Regular Session

Illinois House Bill HB3763 Engrossed / Bill

Filed 04/10/2024

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1  AN ACT concerning employment.
2  Be it enacted by the People of the State of Illinois,
3  represented in the General Assembly:
4  Section 5. The Personnel Record Review Act is amended by
5  changing Sections 2, 9, 10 and 12 as follows:
6  (820 ILCS 40/2) (from Ch. 48, par. 2002)
7  Sec. 2. Open records.
8  (a) Upon request in writing to their employer, every
9  employee has a legal right under this Act to inspect, copy, and
10  receive copies of the following documents: Every employer
11  shall, upon an employee's request which the employer may
12  require be in writing on a form supplied by the employer,
13  permit the employee to inspect
14  (1) any personnel documents which are, have been or
15  are intended to be used in determining that employee's
16  qualifications for employment, promotion, transfer,
17  additional compensation, benefits, discharge, or other
18  disciplinary action, except as provided in Section 10;
19  (2) any employment-related contracts or agreements
20  that the employer maintains are legally binding on the
21  employee;
22  (3) any employee handbooks that the employer made
23  available to the employee or that the employee

 

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1  acknowledged receiving; and
2  (4) any written employer policies or procedures that
3  the employer contends the employee was subject to and that
4  concern qualifications for employment, promotion,
5  transfer, compensation, benefits, discharge, or other
6  disciplinary action.
7  The inspection right encompasses personnel documents in
8  the possession of a person, corporation, partnership, or other
9  association having a contractual agreement with the employer
10  to keep or supply a personnel record. An employee does not have
11  a legal right under this Act to the documents categorized may
12  request all or any part of his or her records, except as
13  provided in Section 10.
14  (b) The employer, upon an employee's written request,
15  shall grant at least 2 inspection requests by an employee in a
16  calendar year to inspect, copy, and receive copies of records
17  to which that employee has a legal right under this Act.
18  Requests shall be: when requests are
19  (1) made at reasonable intervals, unless otherwise
20  provided in a collective bargaining agreement; and .
21  (2) made to a person responsible for maintaining the
22  employer's personnel records, including the employer's
23  human resources department, payroll department, the
24  employee's supervisor or department manager, or to an
25  individual as provided in the employer's written policy.
26  (c) A written request shall:

 

 

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1  (1) identify what personnel records the employee is
2  requesting or if the employee is requesting all of the
3  records allowed to be requested under this Section;
4  (2) specify if the employee is requesting to inspect,
5  copy, or receive copies of the records;
6  (3) specify whether records be provided in hardcopy or
7  in a reasonable and commercially available electronic
8  format; and
9  (4) specify whether inspection, copying, or receipt of
10  copies will be performed by that employee's
11  representative, including family members, lawyers, union
12  stewards, other union officials, or translators.
13  (d) The employer shall comply with the employee's request
14  provide the employee with the inspection opportunity within 7
15  working days after the receipt of employee makes the request,
16  or, if the employer can reasonably show that such deadline
17  cannot be met, the employer shall have an additional 7
18  calendar days to comply. If an employer does not maintain
19  records in one or more of the categories requested, the
20  employer may respond in writing notifying the employee that
21  the employer does not maintain records in the category, but
22  must still permit inspection, copying, and receipt of copies
23  as required by subsection (b) of any other category requested
24  as to which the employer does maintain records. Any in-person
25  The inspection shall take place at a location reasonably near
26  the employee's place of employment and during normal working

 

 

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1  hours. The employer may allow the inspection to take place at a
2  time other than working hours or at a place other than where
3  the records are maintained if that time or place would be more
4  convenient for the employee. Nothing in this Act shall be
5  construed as a requirement that an employee be permitted to
6  remove any part of such personnel records or any part of such
7  records from the place on the employer's premises where it is
8  made available for inspection. Each employer shall retain the
9  right to protect his records from loss, damage, or alteration
10  to ensure insure the integrity of the records. The employer
11  shall, upon the employee's written request, email or mail a
12  copy of the requested record to the employee by the email
13  address or mailing address identified by the employee for the
14  purpose of receiving the copy of requested record. An employer
15  may charge a fee for providing a copy of the requested record.
16  The fee shall be limited to the actual cost of duplicating the
17  requested record and may not include the imputed costs of time
18  spent duplicating the information, the purchase or rental of
19  copying machines, the purchase or rental of computer
20  equipment, the purchase, rental, or licensing of software, or
21  any other similar expenses.
22  (e) As used in this Section, "written request" includes
23  any electronic communications, such as email or text messages.
24  (Source: P.A. 103-201, eff. 1-1-24.)
25  (820 ILCS 40/9) (from Ch. 48, par. 2009)

 

 

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1  Sec. 9. An employer shall not gather or keep a record of an
2  employee's associations, political activities, publications,
3  communications or nonemployment activities, unless the
4  employee submits the information in writing or gives
5  authorizes the employer express, written consent when the
6  employer keeps or gathers in writing to keep or gather the
7  information. This prohibition shall not apply to (i)
8  activities or associations with individuals or groups involved
9  in the physical, sexual, or other exploitation of a minor or
10  (ii) the activities that occur on the employer's premises or
11  during the employee's working hours with that employer which
12  interfere with the performance of the employee's duties or the
13  duties of other employees or activities, regardless of when
14  and where occurring, which constitute criminal conduct or may
15  reasonably be expected to harm the employer's property,
16  operations or business, or could by the employee's action
17  cause the employer financial liability. A record which is kept
18  by the employer as permitted under this Section shall be part
19  of the personnel record.
20  (Source: P.A. 101-531, eff. 8-23-19.)
21  (820 ILCS 40/10) (from Ch. 48, par. 2010)
22  Sec. 10. Exceptions. The right of the employee or the
23  employee's designated representative to inspect his or her
24  personnel records does not apply to:
25  (a) Letters of reference for that employee or external

 

 

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1  peer review documents for academic employees of institutions
2  of higher education.
3  (b) Any portion of a test document, except that the
4  employee may see a cumulative total test score for either a
5  section of or the entire test document.
6  (c) Materials relating to the employer's staff planning,
7  such as matters relating to the business' development,
8  expansion, closing or operational goals, where the materials
9  relate to or affect more than one employee, provided, however,
10  that this exception does not apply if such materials are, have
11  been or are intended to be used by the employer in determining
12  an individual employee's qualifications for employment,
13  promotion, transfer, or additional compensation, or benefits,
14  or in determining an individual employee's discharge or
15  discipline.
16  (d) Information of a personal nature about a person other
17  than the employee if disclosure of the information would
18  constitute a clearly unwarranted invasion of the other
19  person's privacy.
20  (e) An employer who does not maintain any personnel
21  records.
22  (f) Records relevant to any other pending claim between
23  the employer and employee which may be discovered in a
24  judicial proceeding.
25  (g) Investigatory or security records maintained by an
26  employer to investigate criminal conduct by an employee or

 

 

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1  other activity by the employee which could reasonably be
2  expected to harm the employer's property, operations, or
3  business or could by the employee's activity cause the
4  employer financial liability, unless and until the employer
5  takes adverse personnel action based on information in such
6  records.
7  (h) An employer's trade secrets, client lists, sales
8  projections, and financial data.
9  (Source: P.A. 85-1440.)
10  (820 ILCS 40/12) (from Ch. 48, par. 2012)
11  Sec. 12. Administration and enforcement of the Act.
12  (a) The Director of Labor or his authorized representative
13  shall administer and enforce the provisions of this Act. The
14  Director of Labor may issue rules and regulations necessary to
15  administer and enforce the provisions of this Act.
16  (b) If an employee alleges that he or she has been denied
17  his or her rights under this Act, he or she may file a
18  complaint with the Department of Labor. The Department shall
19  investigate the complaint and shall have authority to request
20  the issuance of a search warrant or subpoena to inspect the
21  files of the employer, if necessary. The Department shall
22  attempt to resolve the complaint by conference, conciliation,
23  or persuasion. If the complaint is not so resolved and the
24  Department finds the employer has violated the Act, the
25  Department may commence an action in the circuit court to

 

 

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1  enforce the provisions of this Act including an action to
2  compel compliance. The circuit court for the county in which
3  the complainant resides, in which the complainant is employed,
4  or in which the personnel record is maintained shall have
5  jurisdiction in such actions.
6  (c) If an employer is alleged to have violated violates
7  this Act and the Department has failed to resolve the
8  complaint within 180 days after the complaint is filed with
9  the Department, or the Department certifies in writing that it
10  is unlikely to be able to resolve the complaint within that 180
11  days, an employee may commence an action in the circuit court
12  to enforce the provisions of this Act, including actions to
13  compel compliance, where efforts to resolve the employee's
14  complaint concerning such violation by conference,
15  conciliation or persuasion pursuant to subsection (b) have
16  failed and the Department has not commenced an action in
17  circuit court to redress such violation. The circuit court for
18  the county in which the complainant resides, in which the
19  complainant is employed, or in which the personnel record is
20  maintained shall have jurisdiction in such actions.
21  (d) Failure to comply with an order of the court may be
22  punished as contempt. In addition, the court shall award an
23  employee prevailing in an action pursuant to this Act the
24  following damages:
25  (1) Actual damages plus costs.
26  (2) For a willful and knowing violation of this Act,

 

 

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1  $200 plus costs, reasonable attorney's fees, and actual
2  damages.
3  (e) Any employer or his agent who violates the provisions
4  of this Act is guilty of a petty offense.
5  (f) Any employer or his agent, or the officer or agent of
6  any private employer, who discharges or in any other manner
7  discriminates against any employee because that employee has
8  made a complaint to his employer, or to the Director or his
9  authorized representative, or because that employee has caused
10  to be instituted or is about to cause to be instituted any
11  proceeding under or related to this Act, or because that
12  employee has testified or is about to testify in an
13  investigation or proceeding under this Act, is guilty of a
14  petty offense.
15  (Source: P.A. 84-525.)

 

 

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