Us Congress 2023-2024 Regular Session

Us Congress House Bill HB2622

Introduced
4/13/23  
Refer
4/13/23  
Report Pass
5/24/23  

Caption

To amend the Investment Advisers Act of 1940 to codify certain Securities and Exchange Commission no-action letters that exclude brokers and dealers compensated for certain research services from the definition of investment adviser, and for other purposes.

Companion Bills

No companion bills found.

Previously Filed As

US HB3402

To amend the Securities Exchange Act of 1934 to require certain disclosures by institutional investment managers in connection with proxy advisory firms, and for other purposes.

US HB3388

Preventing Elected Leaders from Owning Securities and Investments (PELOSI) Act

US SB1498

Preventing Elected Leaders from Owning Securities and Investments (PELOSI) Act

US HB1023

RIFA Act Reporting on Investments in Foreign Adversaries Act

US HB216

Securities Enforcement Clarity Act of 2025 or the SEC Act of 2025This bill specifies when separate occurrences of securities law violations must be considered as a single violation for purposes of calculating penalties. Specifically, separate occurrences must be counted as a single violation when the acts in question are the result of (1) a common or a substantially overlapping cause, (2) the same misstatement or omission, or (3) a continuing failure to comply.The bill applies to various violations of securities law, including those involving the registration, offer, and sale of securities; and the conduct of brokers, dealers, and investment advisers.

US HB2689

To amend the Securities Exchange Act of 1934 to transfer authorities and duties of registered national securities associations to the Securities and Exchange Commission.

US SB1257

A bill to amend the Infrastructure Investment and Jobs Act to authorize the use of funds for certain additional Carey Act projects, and for other purposes.

US HB1599

Dismantling Investments in Violation of Ethical Standards through Trusts Act

US HB2246

Foreign Investment Guardrails to Help Thwart (FIGHT) China Act

US HB2854

Neighborhood Homes Investment Act

Similar Bills

No similar bills found.