Texas 2013 83rd Regular

Texas Senate Bill SB966 Enrolled / Bill

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                    S.B. No. 966


 AN ACT
 relating to creation of the Judicial Branch Certification
 Commission and the consolidation of judicial profession
 regulation; imposing penalties; authorizing fees.
 BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
 ARTICLE 1.  JUDICIAL BRANCH CERTIFICATION COMMISSION
 SECTION 1.01.  Title 2, Government Code, is amended by
 adding Subtitle K to read as follows:
 SUBTITLE K.  COURT PROFESSIONS REGULATION
 CHAPTER 151.  GENERAL PROVISIONS
 Sec. 151.001.  DEFINITIONS. In this subtitle:
 (1)  "Certification" means a certification issued by
 the commission.
 (2)  "Commission" means the Judicial Branch
 Certification Commission.
 (3)  "Director" means the administrative director of
 the office.
 (4)  "License" means a license issued by the
 commission.
 (5)  "Office" means the Office of Court Administration
 of the Texas Judicial System.
 (6)  "Registration" means a registration issued by the
 commission.
 (7)  "Regulated person" means a person who holds a
 certification, registration, or license issued by the commission.
 CHAPTER 152.  JUDICIAL BRANCH CERTIFICATION COMMISSION
 SUBCHAPTER A.  GENERAL PROVISIONS
 Sec. 152.001.  SUNSET PROVISION. The Judicial Branch
 Certification Commission is subject to Chapter 325 (Texas Sunset
 Act), but is not abolished under that chapter.  The commission shall
 be reviewed during the period in which state agencies abolished in
 2019 and every 12th year after 2019 are reviewed.
 SUBCHAPTER B.  COMMISSION
 Sec. 152.051.  ESTABLISHMENT OF COMMISSION. The Judicial
 Branch Certification Commission is established to oversee the
 regulatory programs assigned to it by state law or by the supreme
 court.
 Sec. 152.052.  APPOINTMENT OF COMMISSION. (a)  The
 commission consists of nine members appointed by the supreme court
 as follows:
 (1)  five judges, at least three of whom must be active
 judges who preside over a court that employs an official court
 reporter; and
 (2)  four public members.
 (b)  Subject to Subsection (d), public members of the
 commission are appointed as follows:
 (1)  one member selected by the supreme court from a
 list of nominees submitted by the Court Reporters Certification
 Advisory Board established under Section 154.051 to represent that
 advisory board;
 (2)  one member selected by the supreme court from a
 list of nominees submitted by the Guardianship Certification
 Advisory Board established under Section 155.051 to represent that
 advisory board;
 (3)  one member selected by the supreme court from a
 list of nominees submitted by the Process Server Certification
 Advisory Board established under Section 156.051 to represent that
 advisory board; and
 (4)  one member selected by the supreme court from a
 list of nominees submitted by the licensed court interpreter
 advisory board established under Section 157.051 to represent that
 advisory board.
 (c)  In making an appointment under Subsection (b), the
 supreme court may reject one or more of the nominees included on a
 list submitted by an advisory board and request a new list of
 nominees that does not include any nominees in the previous list.
 (d)  The supreme court may appoint to the commission a public
 member selected by the supreme court if:
 (1)  an advisory board fails to provide the list of
 nominees in the time required by the supreme court; or
 (2)  a selected nominee does not otherwise meet the
 qualifications required by this chapter.
 (e)  Appointments to the commission shall be made without
 regard to the race, color, disability, sex, religion, age, or
 national origin of the appointee.
 (f)  A member appointed to the commission must be
 knowledgeable about the professions certified by the commission.
 Sec. 152.053.  CONFLICT PROVISIONS. (a)  In this section,
 "Texas trade association" means a cooperative and voluntarily
 joined statewide association of business or professional
 competitors in this state designed to assist its members and its
 industry or profession in dealing with mutual business or
 professional problems and in promoting their common interest.
 (b)  A person is not eligible for appointment as a member of
 the commission if the person or the person's spouse:
 (1)  is employed by or participates in the management
 of a business entity or other organization receiving funds from the
 commission;
 (2)  owns or controls, directly or indirectly, more
 than a 10 percent interest in a business entity or other
 organization receiving funds from the commission; or
 (3)  uses or receives a substantial amount of tangible
 goods, services, or funds from the commission, other than
 compensation or reimbursement authorized by law for commission
 membership, attendance, or expenses.
 (c)  A person may not serve as a member of the commission or
 act as the general counsel to the commission if the person is
 required to register as a lobbyist under Chapter 305 because of the
 person's activities for compensation on behalf of a profession
 related to the operation of the commission.
 (d)  A person may not be a member of the commission and may
 not be a commission employee employed in a "bona fide executive,
 administrative, or professional capacity," as that phrase is used
 for purposes of establishing an exemption to the overtime
 provisions of the federal Fair Labor Standards Act of 1938 (29
 U.S.C. Section 201 et seq.), if:
 (1)  the person is an officer, employee, or paid
 consultant of a Texas trade association in the legal profession; or
 (2)  the person's spouse is an officer, manager, or paid
 consultant of a Texas trade association in the legal profession.
 Sec. 152.054.  TRAINING. (a)  A person who is appointed to
 and qualifies for office as a member of the commission may not vote,
 deliberate, or be counted as a member in attendance at a meeting of
 the commission until the person completes a training program that
 complies with this section.
 (b)  The training program must provide the person with
 information regarding:
 (1)  this subtitle and the rules of the commission,
 with an emphasis on the rules that relate to the commission's
 disciplinary and investigatory authority;
 (2)  rules of ethics, codes of conduct, and other rules
 adopted by the supreme court that are applicable to each profession
 regulated or subject to oversight by the commission;
 (3)  the role and functions of the commission;
 (4)  the current budget for the commission;
 (5)  the results of the most recent formal audit of the
 commission; and
 (6)  any ethics policies applicable to the commission
 and adopted by the commission or supreme court.
 (c)  A person appointed to the commission is entitled to
 reimbursement, as provided by the General Appropriations Act, for
 the travel expenses incurred in attending the training program
 regardless of whether the attendance at the program occurs before
 or after the person qualifies for office.
 Sec. 152.055.  TERMS; VACANCY; REMOVAL.  (a)  Members of the
 commission serve staggered six-year terms. The terms of three
 members expire on February 1 of each odd-numbered year.
 (b)  If a vacancy occurs during a member's term, the supreme
 court shall appoint a similarly qualified person to fill the
 unexpired term.
 (c)  The supreme court may remove a member of the commission
 for inefficiency or neglect of duty in office.
 Sec. 152.056.  PRESIDING OFFICER. The supreme court shall
 designate a member of the commission as presiding officer of the
 commission to serve in that capacity at the pleasure of the supreme
 court.
 Sec. 152.057.  COMPENSATION; REIMBURSEMENT. (a)  A
 commission member may not receive compensation for service on the
 commission.
 (b)  A commission member is entitled to reimbursement for
 travel expenses and other actual and necessary expenses incurred in
 performing functions as a commission member, subject to any
 applicable limitation on reimbursement provided by the General
 Appropriations Act.
 Sec. 152.058.  MEETINGS. (a)  The commission shall meet at
 least once in each quarter of the fiscal year.
 (b)  The commission may meet at other times at the call of the
 presiding officer or as provided by commission rules.
 Sec. 152.059.  PUBLIC TESTIMONY. The commission shall
 develop and implement policies that provide the public with a
 reasonable opportunity to appear before the commission and to speak
 on any issue under the jurisdiction of the commission.
 SUBCHAPTER C.  ADMINISTRATION
 Sec. 152.101.  RULES. The supreme court may adopt rules
 consistent with this subtitle, including rules governing the
 certification, registration, licensing, and conduct of persons
 regulated under this subtitle.  The supreme court may authorize the
 commission to adopt rules as the supreme court considers
 appropriate or as otherwise specified under this subtitle.
 Sec. 152.102.  RULES REGARDING ADVERTISING OR COMPETITIVE
 BIDDING. (a)  Subject to any rules related to ethics or
 professional conduct promulgated by the supreme court, the supreme
 court may not adopt rules restricting advertising or competitive
 bidding by a holder of a certification, registration, or license
 except to prohibit false, misleading, or deceptive practices.
 (b)  In its rules to prohibit false, misleading, or deceptive
 practices, the supreme court may not include a rule that:
 (1)  restricts the use of any medium for advertising;
 (2)  restricts the use of a regulated person's personal
 appearance or voice in an advertisement;
 (3)  relates to the size or duration of an
 advertisement by the regulated person; or
 (4)  restricts the regulated person's advertisement
 under a trade name.
 Sec. 152.103.  ADMINISTRATIVE ATTACHMENT. (a)  The
 commission is administratively attached to the office.
 (b)  Notwithstanding any other law, the office shall:
 (1)  provide administrative assistance, services, and
 materials to the commission, including budget planning and
 purchasing;
 (2)  accept, deposit, and disburse money made available
 to the commission;
 (3)  reimburse the travel expenses and other actual and
 necessary expenses of commission members incurred in the
 performance of official commission duties, as provided by the
 General Appropriations Act; and
 (4)  provide the commission with adequate computer
 equipment and support.
 Sec. 152.104.  DIRECTOR. The director shall:
 (1)  perform any duty assigned by the commission and
 other duties specified by law; and
 (2)  administer and enforce the commission's programs.
 Sec. 152.105.  DIVISION OF RESPONSIBILITIES. The commission
 shall develop and implement policies that clearly separate the
 policy-making responsibilities of the commission and the
 management responsibilities of the director and the staff of the
 office.
 Sec. 152.106.  USE OF TECHNOLOGY. The commission shall
 implement a policy requiring the commission to use appropriate
 technological solutions to improve the commission's ability to
 perform its functions. The policy must ensure that the public is
 able to interact with the commission on the Internet.
 Sec. 152.107.  INFORMATION ON STANDARDS OF CONDUCT. The
 director or the director's designee shall provide to members of the
 commission and to office employees, as often as necessary,
 information regarding the requirements for service or employment
 under this subtitle, including information regarding a person's
 responsibilities under applicable laws relating to standards of
 conduct for state officers or employees.
 Sec. 152.108.  PUBLIC INTEREST INFORMATION. (a)  The
 commission shall prepare information of public interest describing
 the functions of the commission under this subtitle and the
 procedure by which complaints are filed and resolved under this
 subtitle.
 (b)  The commission shall make the information available to
 the public and appropriate state agencies.
 Sec. 152.109.  COMPLAINTS. (a)  The commission shall
 establish methods by which consumers are notified of the name,
 mailing address, and telephone number of the commission for the
 purpose of directing complaints about persons regulated under this
 subtitle to the commission.
 (b)  The commission shall list with its regular telephone
 number any toll-free telephone number established under other state
 law that may be called to present a complaint about a person
 regulated under this subtitle.
 Sec. 152.110.  RECORDS OF COMPLAINTS. (a)  The commission
 shall maintain a file on each written complaint filed with the
 commission under this subtitle.  The file must include:
 (1)  the name of the person who filed the complaint;
 (2)  the date the complaint is received by the
 commission;
 (3)  the subject matter of the complaint;
 (4)  the name of each person contacted in relation to
 the complaint;
 (5)  a summary of the results of the review or
 investigation of the complaint; and
 (6)  an explanation of the reason the file was closed,
 if the commission closed the file without taking action other than
 to investigate the complaint.
 (b)  The commission shall provide to the person filing the
 complaint and to each person who is a subject of the complaint a
 copy of the commission's policies and procedures relating to
 complaint investigation and resolution.  A person who reports a
 complaint by telephone shall be given information on how to file a
 written complaint.
 (c)  The commission, at least quarterly and until final
 disposition of the complaint, shall notify the person filing the
 complaint and each person who is a subject of the complaint of the
 status of the investigation unless the notice would jeopardize an
 ongoing investigation.
 Sec. 152.111.  COMPLAINT DISMISSAL. (a)  The commission may
 adopt a policy allowing office employees to dismiss complaints
 that:
 (1)  clearly do not allege misconduct; or
 (2)  are not within the commission's jurisdiction.
 (b)  Office employees shall inform the commission of all
 dismissals made under this section.
 (c)  A person who files a complaint that is dismissed under
 this section may request that the commission reconsider the
 complaint.
 Sec. 152.112.  ALTERNATIVE DISPUTE RESOLUTION PROCEDURES.
 (a)  The commission shall develop and implement a policy to
 encourage the use of appropriate alternative dispute resolution
 procedures to assist in the resolution of internal and external
 disputes under the commission's jurisdiction.
 (b)  The procedures relating to alternative dispute
 resolution under this section must conform, to the extent possible,
 to any model guidelines issued by the State Office of
 Administrative Hearings for the use of alternative dispute
 resolution by state agencies.
 SUBCHAPTER D.  POWERS AND DUTIES
 Sec. 152.151.  GENERAL POWERS AND DUTIES. (a)  The
 commission shall:
 (1)  administer and enforce this subtitle;
 (2)  in consultation with appropriate advisory boards,
 develop and recommend rules to the supreme court;
 (3)  in consultation with appropriate advisory boards,
 develop and recommend to the supreme court a code of ethics for each
 profession regulated under this subtitle;
 (4)  set fees in amounts reasonable and necessary to
 cover the costs of administering the programs or activities
 administered by the commission, including examinations and
 issuance and renewal of certifications, registrations, and
 licenses; and
 (5)  in consultation with appropriate advisory boards,
 establish qualifications for certification, registration, and
 licensing under this subtitle.
 (b)  The commission may:
 (1)  require applicants for certification,
 registration, or licensing under this subtitle to pass an
 examination that is developed and administered by the commission,
 or by the commission in conjunction with a person with whom the
 commission contracts to develop and administer the examination, and
 charge fees for the examination;
 (2)  require regulated persons to obtain continuing
 education; and
 (3)  appoint necessary committees.
 Sec. 152.152.  ADVISORY BOARDS. (a)  In addition to the
 advisory boards specifically established under this subtitle, the
 commission may establish other advisory boards to advise the
 commission on policy and persons regulated under this subtitle.
 (b)  An advisory board established under this subtitle,
 including under this section, shall meet at least once each year and
 at the call of the presiding officer.
 (c)  An advisory board established under this subtitle,
 including under this section, shall assist the commission by
 developing and recommending rules to the commission.  The advisory
 board may establish subcommittees to fulfill the duties imposed
 under this subsection.
 (d)  An advisory board member serves without compensation
 but is entitled to reimbursement for travel expenses and other
 actual and necessary expenses incurred in performing functions as
 an advisory board member, subject to any applicable limitation on
 reimbursement provided by the General Appropriations Act.
 SUBCHAPTER E.  CERTIFICATION, REGISTRATION, AND LICENSING
 REQUIREMENTS
 Sec. 152.201.  EXAMINATIONS. (a)  Not later than the 30th
 day after the date a person takes an examination, the commission
 shall notify the person of the results of the examination.
 (b)  If the examination is graded or reviewed by a testing
 service:
 (1)  the commission shall notify the person of the
 results of the examination not later than the 30th day after the
 date the commission receives the results from the testing service;
 and
 (2)  if notice of the examination results will be
 delayed for longer than 90 days after the examination date, the
 commission shall notify the person of the reason for the delay
 before the 90th day.
 (c)  The commission may require a testing service to:
 (1)  notify a person of the results of the person's
 examination; or
 (2)  collect a fee for administering an examination
 from a person taking the examination.
 (d)  If requested in writing by a person who fails an
 examination, the commission shall furnish the person with an
 analysis of the person's performance on the examination.
 Sec. 152.202.  ENDORSEMENT; RECIPROCITY. (a)  The
 commission may waive any prerequisite to obtaining a certification,
 registration, or license for an applicant after reviewing the
 applicant's credentials and determining that the applicant holds a
 certification, registration, or license issued by another
 jurisdiction that has certification, registration, or licensing
 requirements substantially equivalent to those of this state.
 (b)  The commission may waive any prerequisite to obtaining a
 certification, registration, or license for an applicant who holds
 a certification, registration, or license issued by another
 jurisdiction with which this state has a reciprocity agreement.
 The commission may make an agreement, subject to the approval of the
 supreme court, with another state to allow for certification,
 registration, or licensing by reciprocity.
 Sec. 152.203.  RULES ON INELIGIBILITY. The supreme court
 shall adopt rules on applicants' ineligibility for certification,
 registration, or licensing under this subtitle based on the
 person's criminal history or other information that indicates the
 person lacks the honesty, trustworthiness, or integrity to hold the
 certification, registration, or license.
 Sec. 152.204.  CONTINUING EDUCATION. (a)  The supreme court
 may authorize and the commission by rule may require continuing
 professional education for persons regulated under this subtitle.
 (b)  The rules for continuing professional education adopted
 by the commission may include standards relating to:
 (1)  reporting by regulated persons or by providers of
 continuing professional education;
 (2)  continuing professional education course content;
 and
 (3)  the minimum number of continuing professional
 education hours required.
 (c)  The commission by rule may exempt certain persons,
 including retired persons and persons with disabilities, from all
 or a portion of the continuing education requirements.
 Sec. 152.205.  CODE OF ETHICS. (a)  The commission shall
 develop and recommend to the supreme court for adoption by rule a
 code of ethics for persons regulated under this subtitle. In
 developing the code of ethics, the commission may use the codes of
 ethics adopted by state or national associations as models.
 (b)  The commission shall publish the code of ethics after
 adoption by the supreme court.
 (c)  After publishing the code of ethics, the commission
 shall propose to the supreme court a rule stating that a person who
 violates the code of ethics is subject to an administrative penalty
 assessed under Chapter 153.
 (d)  The commission shall update the code of ethics as
 necessary to reflect changes in technology or other factors
 affecting a profession regulated under this subtitle.
 CHAPTER 153.  COMMISSION ENFORCEMENT
 SUBCHAPTER A.  GENERAL ENFORCEMENT PROVISIONS
 Sec. 153.001.  INVESTIGATIONS. The commission may conduct
 investigations as necessary to enforce the laws administered by the
 commission.
 Sec. 153.002.  SUBPOENAS. (a)  The commission may issue a
 subpoena as provided by this section.
 (b)  The commission may request and, if necessary, compel by
 subpoena:
 (1)  the production for inspection and copying of
 records, documents, and other evidence relevant to the
 investigation of an alleged violation of this subtitle, a law
 establishing a regulatory program administered by the commission, a
 rule adopted under this subtitle, or an order issued by the
 commission or director; and
 (2)  the attendance of a witness for examination under
 oath.
 (c)  A subpoena under this section may be issued throughout
 this state and may be served by any person designated by the
 commission or the director.
 (d)  The commission, acting through the attorney general,
 may bring an action to enforce a subpoena issued under this section
 against a person who fails to comply with the subpoena.
 (e)  Venue for an action brought under this section is in a
 district court in:
 (1)  Travis County; or
 (2)  any county in which the commission may hold a
 hearing.
 (f)  The court shall order compliance with the subpoena if
 the court finds that good cause exists to issue the subpoena.
 Sec. 153.003.  CEASE AND DESIST ORDER. The director may
 issue a cease and desist order if the director determines that the
 action is necessary to prevent a violation of:
 (1)  this subtitle;
 (2)  a law establishing a regulatory program
 administered by the commission; or
 (3)  a rule adopted under this subtitle or order issued
 by the commission or the director.
 Sec. 153.004.  DENIAL, REVOCATION, SUSPENSION, OR REFUSAL TO
 RENEW; REPRIMAND; PROBATION.  (a)  The commission may deny, revoke,
 suspend, or refuse to renew a certification, registration, or
 license or may reprimand a regulated person for a violation of this
 subtitle, a law establishing a regulatory program administered by
 the commission, a rule adopted under this subtitle, or an order
 issued by the commission or director.
 (b)  The commission may place on probation a person whose
 certification, registration, or license is suspended. If a
 certification, registration, or license suspension is probated,
 the commission may require the person to:
 (1)  report regularly to the commission on matters that
 are the basis of the probation;
 (2)  limit practice to the areas prescribed by the
 commission; or
 (3)  continue or review professional education until
 the person attains a degree of skill satisfactory to the commission
 in those areas that are the basis for the probation.
 Sec. 153.005.  INJUNCTION. (a)  The commission may apply to
 a district court in any county for an injunction to restrain a
 violation of this subtitle or a rule adopted under this subtitle by
 a person.
 (b)  At the request of the commission, the attorney general
 shall initiate and conduct an action in a district court in the
 state's name to obtain an injunction under this section.
 (c)  If the state prevails in a suit under this section, the
 attorney general may recover on behalf of the state reasonable
 attorney's fees, court costs, and reasonable investigative costs
 incurred in relation to the proceeding.
 SUBCHAPTER B.  ADMINISTRATIVE PENALTY; ADMINISTRATIVE SANCTION
 Sec. 153.051.  IMPOSITION OF PENALTY. (a)  The commission
 may impose an administrative penalty on a person regulated under
 this subtitle who violates this subtitle or a rule or standard
 adopted or order issued under this subtitle.
 (b)  A proceeding under this subchapter imposing an
 administrative penalty may be combined with a proceeding to impose
 an administrative sanction otherwise imposed under this subtitle.
 If an administrative sanction is imposed in a proceeding under this
 subchapter, the requirements of this subchapter apply to the
 imposition of the sanction.
 Sec. 153.052.  AMOUNT OF PENALTY. (a)  The amount of an
 administrative penalty may not exceed $500 for each violation, and
 each day a violation continues or occurs is a separate violation for
 purposes of imposing a penalty.
 (b)  The amount shall be based on:
 (1)  the seriousness of the violation, including the
 nature, circumstances, extent, and gravity of the violation;
 (2)  the threat to health or safety caused by the
 violation;
 (3)  any previous violations;
 (4)  the amount necessary to deter a future violation;
 (5)  whether the violator demonstrated good faith,
 including when applicable whether the violator made good faith
 efforts to correct the violation; and
 (6)  any other matter that justice may require.
 Sec. 153.053.  REPORT AND NOTICE OF VIOLATION, PENALTY, AND
 SANCTION. (a)  The commission shall:
 (1)  appoint a committee of advisory board members to
 review a complaint, make the initial determination on whether a
 violation occurred, and recommend the imposition of a penalty, a
 sanction, or both for violations;
 (2)  review the determination and recommendation of the
 committee and accept or revise as necessary the determination and
 recommendation; and
 (3)  give to the person who is the subject of the
 complaint written notice by certified mail of the commission's
 determination on whether a violation occurred and each recommended
 penalty or sanction, if any.
 (b)  The notice required under Subsection (a) must:
 (1)  include a brief summary of the alleged violation;
 (2)  state the amount of any recommended penalty;
 (3)  state any recommended sanction; and
 (4)  inform the person of the person's right to a
 hearing on the occurrence of the violation, the amount of the
 penalty, the imposition of the sanction, or any combination.
 Sec. 153.054.  PENALTY PAID, SANCTION ACCEPTED, OR HEARING
 REQUESTED. (a)  Not later than the 20th day after the date the
 person receives the notice sent under Section 153.053, the person
 in writing may:
 (1)  accept the determination of the commission and
 recommended penalty or sanction; or
 (2)  make a request for a hearing on the occurrence of
 the violation, the imposition or amount of the penalty, the
 imposition of the sanction, or any combination.
 (b)  If the person accepts the determination and recommended
 penalty or sanction or if the person fails to respond to the notice,
 the commission by order shall approve the determination and impose
 the recommended penalty or sanction.
 Sec. 153.055.  NOTICE; HEARING.  (a)  If the person requests
 a hearing, the commission shall give to the person written notice of
 the hearing that includes the time, place, legal authority, and
 jurisdiction under which the hearing is held and the laws and rules
 related to the violation.
 (b)  The person may appear, present evidence, and respond to
 questions from the commission at the hearing.
 (c)  The commission shall make findings of fact and
 conclusions of law and promptly issue an order on the occurrence of
 the violation, the amount of any penalty imposed, and the
 imposition of any sanction.  The commission shall give the person
 notice of the order.
 (d)  On approval of the supreme court, the commission may
 adopt rules governing the hearing, including rules on appearance by
 telephone.
 (e)  The presiding officer of the commission may hold
 prehearing conferences.
 (f)  The notice of the commission's order under Subsection
 (c) must include a statement of the right of the person to appeal
 the order under Section 153.058.
 (g)  On request of the commission, at least one member of the
 applicable advisory board committee shall attend the hearing to
 consult with the commission on the reasons for the advisory board
 committee's recommendations under Section 153.053(a).
 (h)  At the hearing, the commission shall apply the general
 rules of evidence applicable in a district court, except that the
 commission may admit and consider any information the commission
 determines is relevant, trustworthy, and necessary for a full and
 fair adjudication and determination of fact or law.
 Sec. 153.056.  OPTIONS FOLLOWING DECISION:  PAY, ACCEPT, OR
 APPEAL. Not later than the 30th day after the date the order of the
 commission imposing an administrative penalty or sanction under
 Section 153.055 becomes final, the person shall:
 (1)  pay the penalty or accept the sanction; or
 (2)  file an appeal of the commission's order
 contesting the occurrence of the violation, the imposition or
 amount of the penalty, the imposition of the sanction, or any
 combination.
 Sec. 153.057.  COLLECTION OF PENALTY. (a)  If the person
 does not pay the penalty and the enforcement of the penalty is not
 stayed in accordance with supreme court rules, the penalty may be
 collected.
 (b)  The attorney general may sue to collect the penalty and
 may recover reasonable expenses, including attorney's fees,
 incurred in recovering the penalty.
 (c)  A penalty collected under this subchapter shall be
 deposited in the state treasury in the general revenue fund.
 Sec. 153.058.  APPEAL OF DECISION. (a)  The supreme court
 shall adopt rules governing appeals under this subchapter.
 (b)  The rules must require the appeal to be made to a special
 committee consisting of three regional presiding judges. If the
 alleged violation involves a certified guardian, the committee must
 consist of two regional presiding judges and the presiding judge of
 the statutory probate courts.
 (c)  An appeal must be filed not later than the 30th day after
 the date the commission's order is issued.
 (d)  The special committee shall consider the appeal under an
 abuse of discretion standard of review for all issues except issues
 involving questions of law. The standard of review for issues
 involving questions of law is de novo.
 (e)  The special committee may confer in writing with a
 certification, registration, or license holder who is in the same
 profession as the person appealing the commission's order if the
 special committee provides to the person:
 (1)  notice of the special committee's request for
 information; and
 (2)  a copy of the certification, registration, or
 license holder's response.
 (f)  If the special committee sustains the finding that a
 violation occurred, the special committee may:
 (1)  uphold or reduce the amount of any penalty and
 order the person to pay the full or reduced amount of the penalty;
 and
 (2)  uphold or reduce any sanction and order the
 imposition of the sanction.
 (g)  If the special committee does not sustain the finding
 that a violation occurred, the special committee shall order that a
 penalty is not owed and that a sanction may not be imposed.
 Sec. 153.059.  REMITTANCE OF PENALTY AND INTEREST. (a)  If
 the person paid the penalty and if the amount of the penalty is
 reduced or the penalty is not upheld by the special committee, the
 special committee shall order that the appropriate amount plus
 accrued interest be remitted to the person not later than the 30th
 day after the date the judgment of the special committee becomes
 final.
 (b)  The interest accrues at the rate charged on loans to
 depository institutions by the New York Federal Reserve Bank.
 (c)  The interest shall be paid for the period beginning on
 the date the penalty is paid and ending on the date the penalty is
 remitted.
 CHAPTER 154.  COURT REPORTERS CERTIFICATION AND SHORTHAND
 REPORTING FIRMS REGISTRATION
 SUBCHAPTER A.  GENERAL PROVISIONS
 Sec. 154.001.  DEFINITIONS. (a)  In this chapter:
 (1)  "Advisory board" means the Court Reporters
 Certification Advisory Board.
 (2)  "Certification" means, notwithstanding Section
 151.001, a certification issued by the supreme court on the
 commission's recommendation.
 (3)  "Official court reporter" means the shorthand
 reporter appointed by a judge as the official court reporter.
 (4)  "Shorthand reporter" and "court reporter" mean a
 person who engages in shorthand reporting.
 (5)  "Shorthand reporting" and "court reporting" mean
 the practice of shorthand reporting for use in litigation in the
 courts of this state by making a verbatim record of an oral court
 proceeding, deposition, or proceeding before a grand jury, referee,
 or court commissioner using written symbols in shorthand, machine
 shorthand, or oral stenography.
 (6)  "Shorthand reporting firm," "court reporting
 firm," and "affiliate office" mean an entity wholly or partly in the
 business of providing court reporting or other related services in
 this state.
 (b)  For purposes of Subsection (a)(6), a court reporting
 firm, shorthand reporting firm, or affiliate office is considered
 to be providing court reporting or other related services in this
 state if:
 (1)  any act that constitutes a court reporting service
 or shorthand reporting service occurs wholly or partly in this
 state;
 (2)  the firm or affiliate office recruits a resident
 of this state through an intermediary located inside or outside of
 this state to provide court reporting services, shorthand reporting
 services, or other related services in this state; or
 (3)  the firm or affiliate office contracts with a
 resident of this state by mail or otherwise and either party is to
 perform court reporting services, shorthand reporting services, or
 other related services wholly or partly in this state.
 Sec. 154.002.  RULES. The supreme court may adopt rules
 consistent with this subtitle, including rules governing:
 (1)  the certification and conduct of official and
 deputy court reporters and shorthand reporters; and
 (2)  the registration and conduct of court reporting
 and shorthand reporting firms.
 SECTION 1.02.  Chapter 154, Government Code, as added by
 this Act, is amended by adding Subchapter B, and a heading is added
 to that subchapter to read as follows:
 SUBCHAPTER B.  COURT REPORTERS CERTIFICATION ADVISORY BOARD
 SECTION 1.03.  Sections 52.011 and 52.0111, Government Code,
 are transferred to Subchapter B, Chapter 154, Government Code, as
 added by this Act, redesignated as Sections 154.051 and 154.052,
 Government Code, and amended to read as follows:
 Sec. 154.051 [52.011].  ORGANIZATION. (a)  The Court
 Reporters Certification Advisory Board is established as an
 advisory board to the commission. The advisory board is composed of
 at least seven members appointed by the supreme court as follows
 [and is composed of]:
 (1)  one active district judge presiding over a court
 that employs an official court reporter [who serves as chairman];
 (2)  one [two] active attorney [attorneys] licensed in
 this state who has [have] been a practicing member [members] of the
 State Bar for more than the five years immediately preceding the
 attorney's [their] appointment to the advisory board;
 (3)  two active official court reporters who have
 practiced shorthand reporting in this state for more than the five
 years immediately preceding their appointment to the advisory
 board;
 (4)  two active certified shorthand reporters who work
 on a freelance basis and who have practiced shorthand reporting for
 more than the five years immediately preceding their appointment to
 the advisory board; and
 (5)  one representative of a shorthand reporting firm
 [that is not owned by a certified shorthand reporter and] that has
 operated as a shorthand reporting firm in this state for more than
 the three years immediately preceding the representative's
 appointment to the advisory board[;
 [(6)     one representative of a shorthand reporting firm
 that is owned by a certified shorthand reporter and that has
 operated as a shorthand reporting firm in this state for more than
 the three years immediately preceding the representative's
 appointment to the board; and
 [(7)     four members who are representatives of the
 general public].
 (b)  Appointments to the advisory board shall be made without
 regard to the race, color, disability, sex, religion, age, or
 national origin of the appointees.
 (c)  The advisory board member appointed under Subsection
 (a)(1) serves as presiding officer of the advisory board. [A person
 may not be a member of the board or act as the general counsel to the
 board if the person is:
 [(1)     required to register as a lobbyist under Chapter
 305 because of the person's activities for compensation on behalf
 of a profession related to the operation of the board; or
 [(2)     an owner, officer, or employee of a school or
 institution engaged in instructing persons in shorthand reporting
 skills.]
 (d)  A majority of the advisory board constitutes a quorum.
 [In this subsection, "Texas trade association" means a cooperative
 and voluntarily joined statewide association of business or
 professional competitors in this state designed to assist its
 members and its industry or profession in dealing with mutual
 business or professional problems and in promoting their common
 interest. A person may not be a member of the board and may not be a
 board employee employed in a "bona fide executive, administrative,
 or professional capacity," as that phrase is used for purposes of
 establishing an exemption to the overtime provisions of the federal
 Fair Labor Standards Act of 1938 (29 U.S.C. Section 201 et seq.),
 and its subsequent amendments, if:
 [(1)     the person is an officer, employee, or paid
 consultant of a Texas trade association in the field of shorthand
 reporting; or
 [(2)     the person's spouse is an officer, manager, or
 paid consultant of a Texas trade association in the field of
 shorthand reporting.]
 (e)  Advisory board [A person may not be a public member of
 the board if the person or the person's spouse:
 [(1)  is a judge;
 [(2)  is licensed to practice law in this state;
 [(3)  is registered or certified by the board;
 [(4)  is an elected public official;
 [(5)  is a full-time governmental employee;
 [(6)     is employed by or participates in the management
 of a business entity or other organization regulated by or
 receiving money from the board;
 [(7)     owns or controls, directly or indirectly, more
 than a 10 percent interest in a business entity or other
 organization regulated by or receiving money from the board; or
 [(8)     uses or receives a substantial amount of tangible
 goods, services, or money from the board other than compensation or
 reimbursement authorized by law for board membership, attendance,
 or expenses.
 [(f)  Board] members serve staggered six-year terms of
 office as ordered by the supreme court[, with the terms of two or
 three members expiring on December 31 of each year].
 (f)  [(g)     A member holds office until that member's
 successor is appointed and has qualified for office. A board member
 may not be appointed to an immediately succeeding term unless the
 member has served less than three consecutive years.
 [(h)]  If a vacancy occurs on the advisory board, the supreme
 court shall appoint a similarly qualified person to serve the
 remainder of the term.
 (g)  Advisory board [(i)  Board] members serve without
 compensation but are entitled to reimbursement for travel expenses
 and other actual and necessary expenses incurred in the performance
 of official advisory [traveling and performing official] board
 duties, as provided by the General Appropriations Act.
 Sec. 154.052 [52.0111].  ADVISORY BOARD MEMBER TRAINING.
 (a)  A person who is appointed to and qualifies for office as a
 member of the advisory board may not vote, deliberate, or be counted
 as a member in attendance at a meeting of the advisory board until
 the person completes a training program that complies with this
 section.
 (b)  The training program must provide the person with
 information regarding:
 (1)  this chapter [the legislation that created the
 board];
 (2)  [the programs operated by the board;
 [(3)]  the role and functions of the advisory board;
 (3) [(4)]  the rules of the commission [board], with an
 emphasis on the rules that relate to disciplinary and investigatory
 authority; and
 (4) [(5)  the current budget for the board;
 [(6)     the results of the most recent formal audit of the
 board;
 [(7)  the requirements of:
 [(A)  the open meetings law, Chapter 551;
 [(B)  the public information law, Chapter 552;
 [(C)     the administrative procedure law, Chapter
 2001; and
 [(D)     other laws relating to public officials,
 including conflict-of-interest laws; and
 [(8)]  any applicable ethics policies adopted by the
 commission [board or the Texas Ethics Commission].
 (c)  A person appointed to the advisory board is entitled to
 reimbursement, as provided by the General Appropriations Act, for
 the travel expenses incurred in attending the training program
 regardless of whether the attendance at the program occurs before
 or after the person qualifies for office.
 SECTION 1.04.  Subchapter C, Chapter 52, Government Code, is
 transferred to Chapter 154, Government Code, as added by this Act,
 redesignated as Subchapter C, Chapter 154, Government Code, and
 amended to read as follows:
 SUBCHAPTER C.  CERTIFICATION AND REGISTRATION
 Sec. 154.101 [52.021].  CERTIFICATION OF REPORTERS. (a)  A
 person may not be appointed an official court reporter or a deputy
 court reporter unless the person is certified as a shorthand
 reporter by the supreme court.
 (b)  A person may not engage in shorthand reporting in this
 state unless the person is certified as a shorthand reporter by the
 supreme court.
 (c)  A certification issued under this chapter must be for
 one or more of the following methods of shorthand reporting:
 (1)  written shorthand;
 (2)  machine shorthand;
 (3)  oral stenography; or
 (4)  any other method of shorthand reporting authorized
 by the supreme court.
 (d)  A person certified under state law as a court reporter
 [this chapter] before September 1, 1983, may retain a general
 certification authorizing the person to use any authorized method
 of shorthand reporting. The person must keep the certification in
 continuous effect.
 (e)  A person may not assume or use the title or designation
 "court recorder," "court reporter," or "shorthand reporter," or any
 abbreviation, title, designation, words, letters, sign, card, or
 device tending to indicate that the person is a court reporter or
 shorthand reporter, unless the person is certified as a shorthand
 reporter by the supreme court. Nothing in this subsection shall be
 construed to either sanction or prohibit the use of electronic
 court recording equipment operated by a noncertified court reporter
 pursuant and according to rules adopted or approved by the supreme
 court.
 (f)  Except as provided by Section 154.112 [52.031] and by
 Section 20.001, Civil Practice and Remedies Code, all depositions
 conducted in this state must be recorded by a certified shorthand
 reporter.
 (g)  The commission [board] may enforce this section by
 seeking an injunction or by filing a complaint against a person who
 is not certified by the supreme court in the district court of the
 county in which that person resides or Travis County. Said action
 for an injunction shall be in addition to any other action,
 proceeding, or remedy authorized by law. The commission [board]
 shall be represented by the attorney general and/or the county or
 district attorney of this state, or counsel designated and
 empowered by the commission [board].
 (h)  A court reporting firm shall register with the
 commission [board] by completing an application in a form adopted
 by the commission [board].
 (i)  Rules applicable to a court reporter are also applicable
 to a court reporting firm. The commission [board] may enforce this
 subsection by assessing a reasonable fee against a court reporting
 firm. This subsection does not apply to court reporting services
 performed outside of this state by a foreign shorthand reporter who
 is not certified in this state for use in a court proceeding in this
 state, provided that the work resulting from those services is
 produced and billed wholly outside of this state.
 [Sec.   52.0211.     RULES ON CONSEQUENCES OF CRIMINAL
 CONVICTION. (a)     Chapter 53, Occupations Code, applies to an
 applicant for or a holder of a certification or registration under
 this chapter, notwithstanding Section 53.002, Occupations Code.
 [(b)     The supreme court shall adopt rules necessary to comply
 with Chapter 53, Occupations Code.]
 Sec. 154.102 [52.022].  APPLICATION FOR EXAMINATION. A
 person seeking certification must file an application for
 examination with the commission [board] not later than the 30th day
 before the date fixed for the examination. The application must be
 accompanied by the required fee.
 Sec. 154.103 [52.023].  EXAMINATION. (a)  The examination
 for certification in one or more of the authorized methods of
 shorthand reporting consists of two parts, designated Part A and
 Part B.
 (b)  Part A consists of five minutes of two-voice dictation
 of questions and answers given at 225 words per minute, five minutes
 of dictation of jury charges given at 200 words per minute, and five
 minutes of dictation of selected literary material given at 180
 words per minute. Each applicant must personally take down the test
 material, either in writing or in voice, and must prepare a
 transcript of the material taken down.  The minimum passing grade
 for each section of Part A is 95 percent. A dictionary may be used
 during Part A.  Each applicant has three hours to complete the
 transcription of Part A.  If an applicant finishes before the three
 hours have elapsed, the applicant may review the transcript but may
 use only the test material taken down by that applicant to review
 the transcript. An error is charged for:
 (1)  each wrong word;
 (2)  each omitted word;
 (3)  each word added by the applicant that was not
 dictated;
 (4)  each contraction interpreted by the applicant as
 two words;
 (5)  two words interpreted by the applicant as a
 contraction;
 (6)  each misplaced word;
 (7)  each misplaced period that materially alters the
 sense of a group of words or a sentence;
 (8)  each misspelled word;
 (9)  the use of the plural or singular if the opposite
 was dictated; and
 (10)  each wrong number.
 (c)  Part B consists of objective questions relating to
 elementary aspects of shorthand reporting, spelling, and grammar.
 The minimum passing grade for Part B is 75 percent. A dictionary
 may not be used during Part B.
 (d)  An applicant who cheats on the examination is
 disqualified and may not take the examination again until two years
 have elapsed from the date of the examination at which the applicant
 was disqualified.
 [Sec.   52.0231.     EXAMINATION RESULTS. (a)     Not later than
 the 30th day after the date a person takes an examination under this
 chapter, the board shall notify the person of the results of the
 examination.
 [(b)     If the examination is graded or reviewed by a testing
 service:
 [(1)     the board shall notify the person of the results
 of the examination not later than the 30th day after the date the
 board receives the results from the testing service; and
 [(2)     if notice of the examination results will be
 delayed for longer than 90 days after the examination date, the
 board shall notify the person of the reason for the delay before the
 90th day.
 [(c)     The board may require a testing service to notify a
 person of the results of the person's examination.
 [(d)     If requested in writing by a person who fails an
 examination administered under this chapter, the board shall
 furnish the person with an analysis of the person's performance on
 the examination.]
 Sec. 154.104 [52.024].  CERTIFICATION TO SUPREME COURT.
 [(a)]  The commission [board] shall certify to the supreme court
 the name of each qualified applicant who has passed the
 examination.
 [Sec.   52.0241.     RECIPROCAL CERTIFICATION OR CERTIFICATION
 BY ENDORSEMENT. (a)     The board may waive any prerequisite to
 certification for an applicant after reviewing the applicant's
 credentials and determining that the applicant holds a license or
 certification issued by another jurisdiction that has licensing or
 certification requirements substantially equivalent to those of
 this state.
 [(b)     The board may waive any prerequisite to certification
 for an applicant who holds a license or certification issued by
 another jurisdiction with which this state has a reciprocity
 agreement. The board may make an agreement, subject to the approval
 of the supreme court, with another state to allow for certification
 by reciprocity.]
 Sec. 154.105 [52.025].  TITLE; OATHS.  (a)  On
 certification, a shorthand reporter may use the title "Certified
 Shorthand Reporter" or the abbreviation "CSR."
 (b)  A certified shorthand reporter may administer oaths to
 witnesses anywhere in this state.
 Sec. 154.106 [52.0255].  FIRM REGISTRATION. (a)  A
 shorthand reporting firm may not assume or use the title or
 designation "court recording firm," "court reporting firm," or
 "shorthand reporting firm" or any abbreviation, title,
 designation, words, letters, sign, card, or device tending to
 indicate that the firm is a court reporting firm or shorthand
 reporting firm, or offer services as a court reporting firm or
 shorthand reporting firm, unless the firm and its affiliate offices
 are registered with the commission [board] on a form prescribed by
 the commission [board] as required by this subchapter [chapter].
 (b)  The commission [board] may enforce this section against
 a firm, its affiliate office, or both, if the firm or affiliate
 office is not registered with the commission [board], by seeking an
 injunction or by filing a complaint in the district court of the
 county in which the firm or affiliate office is located or in Travis
 County. An action for an injunction is in addition to any other
 action, proceeding, or remedy authorized by law. The attorney
 general, a county or district attorney of this state, or counsel
 designated and empowered by the commission [board] shall represent
 the commission [board].
 Sec. 154.107 [52.026].  CERTIFICATION AND REGISTRATION FEE
 AND RENEWAL. (a)  A person who receives certification as a
 shorthand reporter or a shorthand reporting firm or affiliate
 office that registers with the commission [board] must pay the
 initial fee and any other required fee before receiving the
 certification or registration.
 (b)  A certification or registration expires at 12:01 a.m. on
 January 1 following the second anniversary of the date on which it
 was issued unless the certification or registration is renewed.
 Thereafter, the certification or registration expires at 12:01 a.m.
 of each second January 1 unless renewed.
 (c)  A person who is otherwise eligible to renew a
 certification or registration may renew an unexpired certification
 or registration by paying the required renewal fee to the
 commission [board] before the expiration date of the certification
 or registration. A person whose certification or registration has
 expired may not engage in activities that require a certification
 or registration until the certification or registration has been
 renewed.
 (d)  A person whose certification or registration has been
 expired for 90 days or less may renew the certification or
 registration by paying to the commission [board] a renewal fee that
 is equal to 1-1/2 times the normally required renewal fee.
 (e)  A person whose certification or registration has been
 expired for more than 90 days but less than one year may renew the
 certification or registration by paying to the commission [board] a
 renewal fee that is equal to two times the normally required renewal
 fee.
 (f)  A person whose certification or registration has been
 expired for one year or more may not renew the certification or
 registration. The person may obtain a new certification or
 registration by complying with the requirements and procedures,
 including the examination requirements, for obtaining an original
 certification or registration.
 (g)  A person who was certified in this state, moved to
 another state, and is currently certified and has been in practice
 in the other state for the two years preceding the date of
 application may obtain a new certification without reexamination.
 The person must pay to the commission [board] a fee that is equal to
 two times the normally required renewal fee for the certification.
 (h)  Not later than the 30th day before the date a person's
 certification or registration is scheduled to expire, the
 commission [board] shall send written notice of the impending
 expiration to the person at the person's last known address
 according to the records of the commission [board].
 Sec. 154.108 [52.0261].  STAGGERED RENEWAL OF CERTIFICATION
 OR REGISTRATION. The supreme court by rule may adopt a system under
 which certifications or registrations expire on various dates
 during the year. For the year in which the certification or
 registration expiration date is changed, the commission [board]
 shall prorate certification or registration fees on a monthly basis
 so that each certification or registration holder pays only that
 portion of the certification or registration fee that is allocable
 to the number of months during which the certification or
 registration is valid. On renewal of the certification or
 registration on the new expiration date, the total certification or
 registration renewal fee is payable.
 Sec. 154.109 [52.027].  COMPLAINT. (a)  To file a complaint
 against a certified shorthand reporter or a shorthand reporting
 firm or affiliate office registered with the commission [board], a
 person must:
 (1)  have personal knowledge of the alleged violation;
 (2)  complete a complaint form provided by the
 commission [board];
 (3)  sign the completed form; and
 (4)  attach any pertinent documentary evidence to the
 form.
 (b)  On receipt of a properly executed complaint, the
 commission [board] shall furnish a copy of the complaint and any
 attachments to the shorthand reporter or shorthand reporting firm
 or affiliate office that is the subject of the complaint.
 (c)  This section does not preclude the commission [board] or
 a court of this state from filing a complaint against a certified
 shorthand reporter or a shorthand reporting firm.  An advisory
 board member may recommend to the commission a complaint to be filed
 against a certified shorthand reporter or a shorthand reporting
 firm or affiliated office registered with the commission.
 [Sec.   52.0271.     COMPLAINT DISMISSAL. (a)     The board may
 adopt a policy allowing board employees to dismiss complaints that:
 [(1)  clearly do not allege misconduct; or
 [(2)  are not within the board's jurisdiction.
 [(b)     Board employees shall inform the board of all
 dismissals made under this section.
 [(c)     A person who files a complaint that is dismissed under
 this section may request that the board reconsider the complaint.
 [Sec.   52.028.     NOTICE AND HEARING. (a)     If after receiving
 a verified complaint the board believes that a hearing on the
 complaint is advisable, the board shall set a date for the hearing
 not later than the 30th day after the date on which the board
 received the complaint.
 [(b)     Immediately after setting the date for the hearing, the
 board shall notify the shorthand reporter or shorthand reporting
 firm or affiliate office that is the subject of the complaint. The
 notice must state the cause of any contemplated disciplinary action
 and the time and place of the hearing. The notice shall be mailed to
 the registered address of the shorthand reporter or shorthand
 reporting firm or affiliate office not later than the 30th day
 before the date on which the hearing is scheduled.
 [(c)     The chairman or the chairman's designee shall preside
 at the hearing.
 [(d)     At the hearing, the board shall apply the general rules
 of evidence applicable in a district court.
 [(e)     The board shall rule on requests for continuances with
 regard to the hearing.
 [(f)     At the direction of a majority of the board, each board
 member may administer oaths, subpoena witnesses and compel their
 attendance, take evidence, and require the production of records
 relating to a matter within the board's jurisdiction.
 [(g)     The board shall produce a written summary of the
 evidence before it and a written finding of facts. The board shall
 forward a copy of its findings of fact and rulings to the
 complainant and any aggrieved party.]
 Sec. 154.110 [52.029].  DISCIPLINARY ACTIONS AGAINST COURT
 REPORTERS. (a)  After receiving a complaint and giving the
 certified shorthand reporter notice and an opportunity for a
 hearing as prescribed by Subchapter B, Chapter 153 [Section
 52.028], the commission [board] shall revoke, suspend, or refuse to
 renew the shorthand reporter's certification or issue a reprimand
 to the reporter for:
 (1)  fraud or corruption;
 (2)  dishonesty;
 (3)  wilful or negligent violation or failure of duty;
 (4)  incompetence;
 (5)  fraud or misrepresentation in obtaining
 certification;
 (6)  a final conviction of a felony or misdemeanor that
 directly relates to the duties and responsibilities of a certified
 court reporter, as determined by supreme court rules [adopted under
 Section 52.0211];
 (7)  engaging in the practice of shorthand reporting
 using a method for which the reporter is not certified;
 (8)  engaging in the practice of shorthand reporting
 while certification is suspended;
 (9)  unprofessional conduct, including giving directly
 or indirectly, benefiting from, or being employed as a result of any
 gift, incentive, reward, or anything of value to attorneys,
 clients, or their representatives or agents, except for nominal
 items that do not exceed $100 in the aggregate for each recipient
 each year;
 (10)  entering into or providing services under a
 prohibited contract described by Section 154.115 [52.034];
 (11)  committing any other act that violates this
 chapter or a rule or provision of the code of ethics adopted under
 this subtitle [chapter]; or
 (12)  other sufficient cause.
 (b)  The commission [board] may suspend the certification:
 (1)  for a designated period of time not to exceed 12
 months;
 (2)  until the person corrects the deficiencies that
 were the grounds for the suspension; or
 (3)  until the person complies with any conditions
 imposed by the commission [board] to ensure the person's future
 performance as a shorthand reporter.
 (c)  A suspended shorthand reporter may apply for
 reinstatement by presenting proof that:
 (1)  the designated time has expired;
 (2)  the person has corrected the deficiencies; or
 (3)  the person has complied with the conditions
 imposed by the commission [board].
 (d)  On its own motion, the commission [board] may conduct a
 hearing to inquire into a suspension. If the commission [board]
 finds that a person has not corrected the deficiencies that were the
 grounds of the suspension or has not complied with the conditions
 imposed by the commission [board], the commission [board] may
 revoke the person's certification.
 (e)  The supreme court may authorize and the commission
 [board] may adopt rules relating to the nonrenewal of the
 certification of a court reporter who is in default on a loan
 guaranteed under Chapter 57, Education Code, by the Texas
 Guaranteed Student Loan Corporation.
 (f)  The commission [board] may place on probation a person
 whose certification is suspended. If a certification suspension is
 probated, the commission [board] may require the person to:
 (1)  report regularly to the commission [board] on
 matters that are the basis of the probation;
 (2)  limit practice to the areas prescribed by the
 commission [board]; or
 (3)  continue or review professional education until
 the person attains a degree of skill satisfactory to the commission
 [board] in those areas that are the basis of the probation.
 Sec. 154.111 [52.0295].  DISCIPLINARY ACTIONS AGAINST
 FIRMS. (a)  After receiving a complaint and giving the shorthand
 reporting firm or affiliate office notice and an opportunity for a
 hearing as prescribed by Subchapter B, Chapter 153 [Section
 52.028], the commission [board] shall reprimand, assess a
 reasonable fine against, or suspend, revoke, or refuse to renew the
 registration of a shorthand reporting firm or affiliate office for:
 (1)  fraud or corruption;
 (2)  dishonesty;
 (3)  conduct on the part of an officer, director, or
 managerial employee of the shorthand reporting firm or affiliate
 office if the officer, director, or managerial employee orders,
 encourages, or permits conduct that the officer, director, or
 managerial employee knows or should have known violates this
 subtitle [chapter];
 (4)  conduct on the part of an officer, director, or
 managerial employee or agent of the shorthand reporting firm or
 affiliate office who has direct supervisory authority over a person
 for whom the officer, director, employee, or agent knows or should
 have known violated this subtitle [chapter] and knowingly fails to
 take reasonable remedial action to avoid or mitigate the
 consequences of the person's actions;
 (5)  fraud or misrepresentation in obtaining
 registration;
 (6)  a final conviction of an officer, director, or
 managerial employee of a shorthand reporting firm or affiliate
 office for a felony or misdemeanor that is directly related to the
 provision of court reporting services, as determined by supreme
 court rules [adopted under Section 52.0211];
 (7)  engaging the services of a reporter that the
 shorthand reporting firm or affiliate office knew or should have
 known was using a method for which the reporter is not certified;
 (8)  knowingly providing court reporting services
 while the shorthand reporting firm's or affiliate office's
 registration is suspended or engaging the services of a shorthand
 reporter whose certification the shorthand reporting firm or
 affiliate office knew or should have known was suspended;
 (9)  unprofessional conduct, including a pattern of
 giving directly or indirectly or benefiting from or being employed
 as a result of giving any gift, incentive, reward, or anything of
 value to attorneys, clients, or their representatives or agents,
 except for nominal items that do not exceed $100 in the aggregate
 for each recipient each year;
 (10)  entering into or providing services under a
 prohibited contract described by Section 154.115 [52.034];
 (11)  committing any other act that violates this
 chapter or a rule or provision of the code of ethics adopted under
 this subtitle [chapter]; or
 (12)  other sufficient cause.
 (b)  Nothing in Subsection (a)(9) shall be construed to
 define providing value-added business services, including
 long-term volume discounts, such as the pricing of products and
 services, as prohibited gifts, incentives, or rewards.
 (c)  The commission [board] may suspend the registration of a
 shorthand reporting firm or affiliate office:
 (1)  for a designated period of time;
 (2)  until the shorthand reporting firm or affiliate
 office corrects the deficiencies that were the grounds for the
 suspension; or
 (3)  until the shorthand reporting firm or affiliate
 office complies with any conditions imposed by the commission
 [board] to ensure the shorthand reporting firm's or affiliate
 office's future performance.
 (d)  A shorthand reporting firm or affiliate office whose
 registration is suspended may apply for reinstatement by presenting
 proof that:
 (1)  the designated time has expired;
 (2)  the shorthand reporting firm or affiliate office
 has corrected the deficiencies; or
 (3)  the shorthand reporting firm or affiliate office
 has complied with the conditions imposed by the commission [board].
 (e)  On its own motion, the commission [board] may conduct a
 hearing to inquire into a suspension. If the commission [board]
 finds that a shorthand reporting firm or affiliate office has not
 corrected the deficiencies that were the grounds for the suspension
 or has not complied with the conditions imposed by the commission
 [board], the commission [board] may revoke the registration of the
 shorthand reporting firm or affiliate office.
 (f)  The commission [board] may place on probation a
 shorthand reporting firm or affiliate office whose registration is
 suspended. If a registration suspension is probated, the
 commission [board] may require the firm or office to:
 (1)  report regularly to the commission [board] on
 matters that are the basis of the probation;
 (2)  limit practice to the areas prescribed by the
 commission [board]; or
 (3)  through its officers, directors, managerial
 employees, or agents, continue or review professional education
 until those persons attain a degree of skill satisfactory to the
 commission [board] in those areas that are the basis of the
 probation.
 [Sec.   52.030.     APPEAL OF DISCIPLINARY ACTION. An aggrieved
 court reporter or shorthand reporting firm or affiliate office may
 appeal a disciplinary action of the board to a district court in the
 county of the court reporter's residence or the county in which the
 shorthand reporting firm or affiliate office is located or in
 Travis County. The appeal shall be by trial de novo, with or
 without a jury. If the aggrieved person is the official or deputy
 court reporter of the court in which the appeal will be heard or if
 the shorthand reporting firm or affiliate office provides the
 official or deputy court reporter of the court in which the appeal
 will be heard, the presiding judge of the administrative judicial
 region shall appoint the judge of another court or a retired judge
 to hear and determine the complaint.]
 Sec. 154.112 [52.031].  EMPLOYMENT OF NONCERTIFIED
 SHORTHAND REPORTERS. (a)  A noncertified shorthand reporter may be
 employed until a certified shorthand reporter is available.
 (b)  A noncertified shorthand reporter may report an oral
 deposition only if:
 (1)  the noncertified shorthand reporter delivers an
 affidavit to the parties or to their counsel present at the
 deposition stating that a certified shorthand reporter is not
 available; or
 (2)  the parties or their counsel stipulate on the
 record at the beginning of the deposition that a certified
 shorthand reporter is not available.
 (c)  This section does not apply to a deposition taken
 outside this state for use in this state.
 Sec. 154.113 [52.032].  CRIMINAL PENALTY. (a)  Except as
 provided by Section 154.112 [52.031], a person commits an offense
 if the person engages in shorthand reporting in violation of
 Section 154.101 [52.021 of this code]. Each day of violation
 constitutes a separate offense.
 (b)  An offense under this section is a Class A misdemeanor.
 [Sec.   52.0321.     ADMINISTRATIVE PENALTY. (a)     The board may
 assess an administrative penalty against a person who violates this
 chapter or a rule or provision of the code of ethics adopted under
 this chapter.
 [(b)     In determining the amount of an administrative penalty
 assessed under this section, the board shall consider:
 [(1)  the seriousness of the violation;
 [(2)  the history of previous violations;
 [(3)  the amount necessary to deter future violations;
 [(4)  efforts made to correct the violation; and
 [(5)  any other matters that justice may require.]
 Sec. 154.114 [52.033].  EXEMPTIONS. This chapter does not
 apply to:
 (1)  a party to the litigation involved;
 (2)  the attorney of the party; or
 (3)  a full-time employee of a party or a party's
 attorney.
 Sec. 154.115 [52.034].  PROHIBITED CONTRACTS. (a)  A court
 reporter may not enter into or provide services under any
 contractual agreement, written or oral, exclusive or nonexclusive,
 that:
 (1)  undermines the impartiality of the court reporter;
 (2)  requires a court reporter to relinquish control of
 an original deposition transcript and copies of the transcript
 before it is certified and delivered to the custodial attorney;
 (3)  requires a court reporter to provide any service
 not made available to all parties to an action; or
 (4)  gives or appears to give an exclusive advantage to
 any party.
 (b)  This section does not apply to a contract for court
 reporting services for a court, agency, or instrumentality of the
 United States or this state.
 SECTION 1.05.  Chapter 111, Government Code, is transferred
 to Subtitle K, Title 2, Government Code, as added by this Act,
 redesignated as Chapter 155, Government Code, and amended to read
 as follows:
 CHAPTER 155 [111].  GUARDIANSHIP CERTIFICATION [BOARD]
 SUBCHAPTER A.  GENERAL PROVISIONS
 Sec. 155.001 [111.001].  DEFINITIONS. In this chapter:
 (1)  "Advisory board" ["Administrative director" means
 the administrative director of the courts as appointed by Chapter
 72.
 [(2)  "Board"] means the Guardianship Certification
 Advisory Board.
 (2) [(3)]  "Corporate fiduciary" has the meaning
 assigned by Section 601, Texas Probate Code.
 (3) [(4)     "Director" means the administrative officer
 of the board, as provided by Section 111.021.
 [(5)]  "Guardian" has the meaning assigned by Section
 601, Texas Probate Code.
 (4) [(6)]  "Guardianship program" means a local,
 county, or regional program that provides guardianship and related
 services to an incapacitated person or other person who needs
 assistance in making decisions concerning the person's own welfare
 or financial affairs.
 (5) [(7)]  "Incapacitated person" has the meaning
 assigned by Section 601, Texas Probate Code.
 (6) [(8)     "Office of Court Administration" means the
 Office of Court Administration of the Texas Judicial System.
 [(9)]  "Private professional guardian" means a person,
 other than an attorney or a corporate fiduciary, who is engaged in
 the business of providing guardianship services.
 (7) [(10)]  "Ward" has the meaning assigned by Section
 601, Texas Probate Code.
 Sec. 155.002 [111.002].  RULES. The supreme court may adopt
 rules consistent with this chapter, including rules governing the
 certification of individuals providing guardianship services.
 [Sec.   111.003.     SUNSET PROVISION. The board is subject to
 Chapter 325, Government Code (Texas Sunset Act).    Unless continued
 in existence as provided by that chapter, the board is abolished and
 this chapter expires September 1, 2015.]
 SUBCHAPTER B.  ADMINISTRATIVE PROVISIONS
 Sec. 155.051 [111.011].  ADVISORY BOARD. (a)  The
 Guardianship Certification Advisory Board is established as an
 advisory board to the commission. The advisory board is composed of
 at least five members appointed by the supreme court[:
 [(1)  11 members appointed by the supreme court; and
 [(2)     four public members appointed by the supreme
 court from a list of nominees submitted by the governor].
 (b)  [The supreme court shall appoint members under
 Subsection (a)(1) from the different geographical areas of this
 state.
 [(c)     In making an appointment under Subsection (a)(2), the
 supreme court may reject one or more of the nominees on a list
 submitted by the governor and request a new list of different
 nominees.
 [(d)     To be eligible for appointment to the board other than
 as a public member, an individual must have demonstrated experience
 working with:
 [(1)  a guardianship program;
 [(2)     an organization that advocates on behalf of or in
 the interest of elderly individuals;
 [(3)     an organization that advocates on behalf of or in
 the interest of individuals with mental illness or mental
 retardation or individuals with physical disabilities; or
 [(4)  incapacitated individuals.
 [(e)  The public members of the board must be:
 [(1)     caretakers of individuals with mental illness or
 mental retardation or individuals with physical disabilities; or
 [(2)     persons who advocate on behalf of or in the
 interest of individuals with mental illness or mental retardation
 or individuals with physical disabilities.
 [(f)]  Appointments to the advisory board shall be made
 without regard to the race, color, disability, sex, religion, age,
 or national origin of the appointees.
 (c)  The supreme court shall appoint a presiding officer of
 the advisory board from among the advisory board members to serve
 for two years.
 (d)  A majority of the advisory board constitutes a quorum.
 (e)  Advisory board [(g)  The] members [of the board] serve
 for staggered six-year terms as ordered by the supreme court[, with
 the terms of one-third of the members expiring on February 1 of each
 odd-numbered year].  Advisory board [Board] members serve without
 compensation but are entitled to reimbursement for travel expenses
 and other actual and necessary expenses incurred in the performance
 of official advisory board duties, as provided by the General
 Appropriations Act.
 [(h)     The board shall elect from among its members a
 presiding officer and other officers considered necessary.
 [(i)     The board shall meet at least quarterly at the call of
 the presiding officer.
 [(j)     Any action taken by the board must be approved by a
 majority vote of the members present.
 [Sec.   111.012.     ADMINISTRATIVE ATTACHMENT. (a)     The board
 is administratively attached to the Office of Court Administration.
 [(b)     Notwithstanding any other law, the Office of Court
 Administration shall:
 [(1)     provide administrative assistance, services, and
 materials to the board, including budget planning and purchasing;
 [(2)     accept, deposit, and disburse money made
 available to the board;
 [(3)  pay the salaries and benefits of the director;
 [(4)     reimburse the travel expenses and other actual
 and necessary expenses of the director incurred in the performance
 of a function of the board, as provided by the General
 Appropriations Act;
 [(5)     reimburse the travel expenses and other actual
 and necessary expenses of board members incurred in the performance
 of official board duties, as provided by the General Appropriations
 Act; and
 [(6)     provide the board with adequate computer
 equipment and support.
 [Sec.   111.013.     ELIGIBILITY OF PUBLIC MEMBERS. A person is
 not eligible for appointment as a public member of the board if the
 person or the person's spouse:
 [(1)  is certified by the board;
 [(2)     is registered, certified, or licensed by a
 regulatory agency in the field of guardianship;
 [(3)     is employed by or participates in the management
 of a business entity or other organization regulated by the board or
 receiving money from the Office of Court Administration;
 [(4)     owns or controls, directly or indirectly, more
 than a 10 percent interest in a business entity or other
 organization regulated by the board or receiving money from the
 Office of Court Administration; or
 [(5)     uses or receives a substantial amount of tangible
 goods, services, or funds from the Office of Court Administration.
 [Sec.   111.014.     MEMBERSHIP AND EMPLOYEE RESTRICTIONS.
 (a)     In this section, "Texas trade association" means a cooperative
 and voluntarily joined statewide association of business or
 professional competitors in this state designed to assist its
 members and its industry or profession in dealing with mutual
 business or professional problems and in promoting their common
 interest.
 [(b)     A person may not be a member of the board or may not be
 the director in a "bona fide executive, administrative, or
 professional capacity," as that phrase is used for purposes of
 establishing an exemption to the overtime provisions of the federal
 Fair Labor Standards Act of 1938 (29 U.S.C. Section 201 et seq.),
 if:
 [(1)     the person is an officer, employee, or paid
 consultant of a Texas trade association in the field of
 guardianship; or
 [(2)     the person's spouse is an officer, manager, or
 paid consultant of a Texas trade association in the field of
 guardianship.
 [(c)     A person may not be a member of the board if the person
 is required to register as a lobbyist under Chapter 305 because of
 the person's activities for compensation on behalf of a profession
 related to the operation of the board.
 [Sec.   111.015.     GROUNDS FOR REMOVAL FROM BOARD. (a)     It is a
 ground for removal from the board that a member:
 [(1)     does not have at the time of appointment the
 qualifications required by Section 111.011;
 [(2)     does not maintain during service on the board the
 qualifications required by Section 111.011;
 [(3)     is ineligible for membership under Section
 111.013 or 111.014;
 [(4)     cannot, because of illness or disability,
 discharge the member's duties for a substantial part of the member's
 term; or
 [(5)     is absent from more than half of the regularly
 scheduled board meetings that the member is eligible to attend
 during a calendar year without an excuse approved by a majority vote
 of the board.
 [(b)     The validity of an action of the board is not affected
 by the fact that it is taken when a ground for removal of a board
 member exists.
 [(c)     If the director has knowledge that a potential ground
 for removal exists, the director shall notify the presiding officer
 of the board of the potential ground.     The presiding officer shall
 then notify the chief justice of the supreme court that a potential
 ground for removal exists.     If the potential ground for removal
 involves the presiding officer, the director shall notify the next
 highest ranking officer of the board, who shall then notify the
 chief justice of the supreme court that a potential ground for
 removal exists.
 [Sec.   111.016.     POWERS AND DUTIES OF BOARD. (a)     The board
 is charged with the executive functions necessary to carry out the
 purposes of this chapter under rules adopted by the supreme court.
 [(b)  The board shall:
 [(1)  administer and enforce this chapter;
 [(2)     develop and recommend proposed rules and
 procedures to the supreme court as necessary to implement this
 chapter;
 [(3)     set the amount of each fee prescribed by Section
 111.042, subject to the approval of the supreme court;
 [(4)  establish the qualifications for obtaining:
 [(A)     certification or recertification under
 Section 111.042; and
 [(B)     provisional certification under Section
 111.0421;
 [(5)  issue certificates to:
 [(A)     individuals who meet the certification
 requirements of Section 111.042; and
 [(B)     individuals who meet the provisional
 certification requirements of Section 111.0421; and
 [(6)     perform any other duty required by this chapter
 or other law.
 [(c)     The board may appoint any necessary or proper
 subcommittee.
 [(d)  The board shall maintain:
 [(1)  a complete record of each board proceeding; and
 [(2)     a complete record of each certification,
 including a provisional certificate, issued, renewed, suspended,
 or revoked under this chapter.]
 Sec. 155.052  [111.017].  TRAINING. (a)  A person who is
 appointed to and qualifies for office as a member of the advisory
 board may not vote, deliberate, or be counted as a member in
 attendance at a meeting of the advisory board until the person
 completes a training program that complies with this section.
 (b)  The training program must provide the person with
 information regarding:
 (1)  this chapter;
 (2)  the role and functions of the advisory board; and
 (3)  [the current budget for the board;
 [(4)     the results of the most recent formal audit of the
 board; and
 [(5)]  any applicable ethics policies adopted by the
 commission [board].
 [Sec.   111.018.     USE OF TECHNOLOGY. The Office of Court
 Administration shall research and propose appropriate
 technological solutions to improve the board's ability to perform
 its functions.    The technological solutions must:
 [(1)     ensure that the public is able to easily find
 information about the board on the Internet;
 [(2)     ensure that persons who want to use the board's
 services are able to:
 [(A)     interact with the board through the
 Internet; and
 [(B)     access any service that can be provided
 effectively through the Internet; and
 [(3)     be cost-effective and developed through the
 board's planning processes.
 [Sec.   111.019.     ALTERNATIVE DISPUTE RESOLUTION PROCEDURES.
 (a)     The board shall develop and implement a policy to encourage
 the use of appropriate alternative dispute resolution procedures to
 assist in the resolution of internal and external disputes under
 the board's jurisdiction.
 [(b)     The procedures relating to alternative dispute
 resolution under this section must conform, to the extent possible,
 to any model guidelines issued by the State Office of
 Administrative Hearings for the use of alternative dispute
 resolution by state agencies.
 [Sec.   111.020.     PUBLIC ACCESS. The board shall develop and
 implement policies that provide the public with a reasonable
 opportunity to appear before the board and to speak on any issue
 under the jurisdiction of the board.
 [Sec.   111.021.     DIRECTOR. (a)     The administrative director
 shall employ a director from a list of candidates submitted by the
 board.    The administrative director may request an additional list
 of candidates if the administrative director does not select any of
 the initial candidates recommended by the board.
 [(b)     The list may contain the hiring preference of the
 board.
 [(c)     The director is the administrative officer of the board
 and is charged with carrying out the duties and functions conferred
 on the director by the board, this subchapter, and other law.
 [Sec.   111.022.     DIVISION OF RESPONSIBILITIES. The board
 shall develop and implement policies that clearly separate the
 policy-making responsibilities of the board and the management
 responsibilities of the director.
 [Sec.   111.023.     QUALIFICATIONS AND STANDARDS OF CONDUCT
 INFORMATION. The director shall provide to members of the board, as
 often as necessary, information regarding the requirements for
 office under this chapter, including information regarding a
 person's responsibilities under applicable laws relating to
 standards of conduct for state officers.]
 SUBCHAPTER C.  REGULATION OF CERTAIN GUARDIANS
 Sec. 155.101 [111.041].  STANDARDS FOR CERTAIN
 GUARDIANSHIPS AND ALTERNATIVES TO GUARDIANSHIP. (a)  The
 commission [board] shall adopt minimum standards for:
 (1)  the provision of guardianship services or other
 similar but less restrictive types of assistance or services by:
 (A)  guardianship programs; and
 (B)  private professional guardians; and
 (2)  the provision of guardianship services by the
 Department of Aging and Disability Services.
 (b)  The commission [board] shall design the standards to
 protect the interests of an incapacitated person or other person
 needing assistance making decisions concerning the person's own
 welfare or financial affairs.
 Sec. 155.102 [111.042].  CERTIFICATION REQUIRED FOR CERTAIN
 GUARDIANS. (a)  To provide guardianship services in this state,
 the following individuals must hold a certificate issued under this
 section:
 (1)  an individual who is a private professional
 guardian;
 (2)  an individual who will provide those services to a
 ward of a private professional guardian on the guardian's behalf;
 and
 (3)  an individual, other than a volunteer, who will
 provide those services or other services under Section 161.114,
 Human Resources Code, to a ward of a guardianship program or the
 Department of Aging and Disability Services on the program's or
 department's behalf.
 (b)  An applicant for a certificate under this section must:
 (1)  apply to the commission [board] on a form
 prescribed by the commission [board]; and
 (2)  submit with the application a nonrefundable
 application fee in an amount determined by the commission [board],
 subject to the approval of the supreme court.
 (c)  The supreme court may adopt rules and procedures for
 issuing a certificate and for renewing, suspending, or revoking a
 certificate issued under this section.  Any rules adopted by the
 supreme court under this section must:
 (1)  ensure compliance with the standards adopted under
 Section 155.101 [111.041];
 (2)  provide that the commission [board] establish
 qualifications for obtaining and maintaining certification;
 (3)  provide that the commission [board] issue
 certificates under this section;
 (4)  provide that a certificate expires on the second
 anniversary of the date the certificate is issued;
 (5)  prescribe procedures for accepting complaints and
 conducting investigations of alleged violations of the minimum
 standards adopted under Section 155.101 [111.041] or other terms of
 the certification by certificate holders; and
 (6)  prescribe procedures by which the commission
 [board], after notice and hearing, may suspend or revoke the
 certificate of a holder who fails to substantially comply with
 appropriate standards or other terms of the certification.
 (d)  If the requirements for issuing a certificate under this
 section include passage of an examination covering guardianship
 education requirements:
 (1)  the commission [board] shall develop and the
 director shall administer the examination; or
 (2)  the commission [board] shall direct the director
 to contract with another person or entity the commission [board]
 determines has the expertise and resources to develop and
 administer the examination.
 (e)  In lieu of the certification requirements imposed under
 this section, the commission [board] may issue a certificate to an
 individual to engage in business as a guardian or to provide
 guardianship services in this state if the individual:
 (1)  submits an application to the commission [board]
 in the form prescribed by the commission [board];
 (2)  pays a fee in a reasonable amount determined by the
 commission [board], subject to the approval of the supreme court;
 (3)  is certified, registered, or licensed as a
 guardian by a national organization or association the commission
 [board] determines has requirements at least as stringent as those
 prescribed by the commission [board] under this subchapter; and
 (4)  is in good standing with the organization or
 association with whom the person is licensed, certified, or
 registered.
 (f)  An employee of the Department of Aging and Disability
 Services who is applying for a certificate under this section to
 provide guardianship services to a ward of the department is exempt
 from payment of an application fee required by this section.
 (g)  An application fee or other fee collected under this
 section shall be deposited to the credit of the guardianship
 certification account in the general revenue fund and may be
 appropriated only to the office [Office of Court Administration]
 for the administration and enforcement of this chapter.
 [(h)     The Texas Department of Licensing and Regulation shall
 advise and assist the board as necessary in administering the
 certification process established under this section.]
 Sec. 155.103 [111.0421].  PROVISIONAL CERTIFICATE.
 (a)  Notwithstanding Section 155.102(a) [111.042(a)], the
 commission [board] may issue a provisional certificate to an
 individual who:
 (1)  does not meet the qualifications for obtaining
 certification under Section 155.102 [111.042]; and
 (2)  possesses the qualifications for provisional
 certification required by rules adopted by the supreme court.
 (b)  An individual who holds a provisional certificate may
 provide guardianship services in this state only under the
 supervision of an individual certified under Section 155.102
 [111.042].
 (c)  The supreme court may adopt rules and procedures for
 issuing a provisional certificate under this section that, at a
 minimum, must:
 (1)  ensure compliance with the standards adopted under
 Section 155.101 [111.041]; and
 (2)  provide that the commission [board] establishes
 qualifications for obtaining and maintaining the certification.
 Sec. 155.104 [111.043].  INFORMATION FROM PRIVATE
 PROFESSIONAL GUARDIANS. In addition to the information submitted
 under Section 697(e), Texas Probate Code, the director may require
 a private professional guardian or a person who represents or plans
 to represent the interests of a ward as a guardian on behalf of the
 private professional guardian to submit information considered
 necessary to monitor the person's compliance with the applicable
 standards adopted under Section 155.101 [111.041] or with the
 certification requirements of Section 155.102 [111.042].
 Sec. 155.105 [111.044].  ANNUAL DISCLOSURE. (a)  Not later
 than January 31 of each year, each guardianship program shall
 provide to the commission [board] a report containing for the
 preceding year:
 (1)  the number of wards served by the guardianship
 program reported by county in which the application to create a
 guardianship for the ward is filed and the total number of wards
 served by the guardianship program;
 (2)  the name, business address, and business telephone
 number of each individual employed by or volunteering or
 contracting with the guardianship program to provide guardianship
 services to a ward or proposed ward of the program;
 (3)  the name of each county in which an individual
 described by Subdivision (2) provides or is authorized to provide
 guardianship services;
 (4)  the total amount of money received from this state
 for the provision of guardianship services; and
 (5)  the amount of money received from any other public
 source, including a county or the federal government, for the
 provision of guardianship services, reported by source, and the
 total amount of money received from those public sources.
 (b)  Not later than January 31 of each year, each private
 professional guardian shall provide to the commission [board] a
 report containing for the preceding year:
 (1)  the number of wards served by the private
 professional guardian reported by county in which the application
 to create a guardianship for the ward is filed and the total number
 of wards served by the private professional guardian;
 (2)  the name, business address, and business telephone
 number of each individual who provides guardianship services to a
 ward of the private professional guardian on behalf of the private
 professional guardian;
 (3)  the total amount of money received from this state
 for the provision of guardianship services; and
 (4)  the amount of money received from any other public
 source, including a county or the federal government, for the
 provision of guardianship services, reported by source, and the
 total amount of money received from those public sources.
 (c)  A private professional guardian shall submit with the
 report required under Subsection (b) a copy of the guardian's
 application for a certificate of registration required by Section
 697(a), Texas Probate Code.
 SECTION 1.06.  Subtitle K, Title 2, Government Code, as
 added by this Act, is amended by adding Chapter 156 to read as
 follows:
 CHAPTER 156.  PROCESS SERVER CERTIFICATION
 SUBCHAPTER A.  GENERAL PROVISIONS
 Sec. 156.001.  DEFINITION.  In this chapter, "advisory
 board" means the Process Server Certification Advisory Board.
 SUBCHAPTER B.  PROCESS SERVER CERTIFICATION ADVISORY BOARD
 Sec. 156.051.  ORGANIZATION. (a)  The Process Server
 Certification Advisory Board is established as an advisory board to
 the commission. The advisory board is composed of at least five
 members appointed by the supreme court.
 (b)  Appointments to the advisory board shall be made without
 regard to the race, color, disability, sex, religion, age, or
 national origin of the appointees.
 (c)  The supreme court shall appoint a presiding officer of
 the advisory board from among the advisory board members to serve
 for two years.
 (d)  A majority of the advisory board constitutes a quorum.
 (e)  Advisory board members serve staggered six-year terms
 as ordered by the supreme court.
 (f)  If a vacancy occurs on the advisory board, the supreme
 court shall appoint a person to serve the remainder of the term.
 (g)  Advisory board members serve without compensation but
 are entitled to reimbursement for travel expenses and other actual
 and necessary expenses incurred in the performance of official
 advisory board duties, as provided by the General Appropriations
 Act.
 SECTION 1.07.  Section 51.008, Government Code, is
 transferred to Subchapter B, Chapter 156, Government Code, as added
 by this Act, redesignated as Section 156.052, Government Code, and
 amended to read as follows:
 Sec. 156.052 [51.008].  FEES FOR PROCESS SERVER
 CERTIFICATION. (a)  The commission [process server review board
 established by supreme court order] may recommend to the supreme
 court the fees to be charged for process server certification and
 renewal of certification.  The supreme court must approve the fees
 recommended by the commission [process server review board] before
 the fees may be collected.
 (b)  If a certification is issued or renewed for a term that
 is less than the certification period provided by supreme court
 rule, the fee for the certification shall be prorated so that the
 process server pays only that portion of the fee that is allocable
 to the period during which the certification is valid.  On renewal
 of the certification on the new expiration date, the process server
 must pay the entire certification renewal fee.
 (c)  The office [Office of Court Administration of the Texas
 Judicial System] may collect the fees recommended by the commission
 [process server review board] and approved by the supreme court.
 Fees collected under this section shall be sent to the comptroller
 for deposit to the credit of the general revenue fund.
 (d)  Fees collected under this section may be appropriated to
 the office [Office of Court Administration of the Texas Judicial
 System] for the support of regulatory programs for process servers,
 guardians, and court reporters.
 SECTION 1.08.  Subchapter C, Chapter 57, Government Code, is
 transferred to Subtitle K, Title 2, Government Code, as added by
 this Act, redesignated as Chapter 157, Government Code, and amended
 to read as follows:
 CHAPTER 157 [SUBCHAPTER C].  COURT INTERPRETERS LICENSING [FOR
 INDIVIDUALS WHO DO NOT COMMUNICATE IN ENGLISH]
 SUBCHAPTER  A.  GENERAL PROVISIONS
 Sec. 157.001 [57.041].  DEFINITIONS. In this chapter
 [subchapter]:
 (1)  "Advisory board" ["Board"] means the licensed
 court interpreter advisory board.
 (2)  ["Commission" means the Texas Commission of
 Licensing and Regulation.
 [(4)     "Department" means the Texas Department of
 Licensing and Regulation.
 [(4-a)     "Executive director" means the executive
 director of the department.
 [(5)]  "Licensed court interpreter" means an
 individual licensed under this chapter by the commission to
 interpret court proceedings for an individual who can hear but who
 does not comprehend English or communicate in English [has the
 meaning assigned by Section 57.001].
 SUBCHAPTER B.  LICENSED COURT INTERPRETER ADVISORY BOARD
 Sec. 157.051 [57.042].  LICENSED COURT INTERPRETER ADVISORY
 BOARD. (a)  The licensed court interpreter advisory board is
 established as an advisory board to the commission.  The advisory
 board is composed of at least five [nine] members appointed by the
 supreme court [presiding officer of the commission, with the
 commission's approval].  Members of the advisory board serve
 staggered six-year terms as ordered by the supreme court[, with the
 terms of one-third of the members expiring on February 1 of each
 odd-numbered year].
 (b)  [The advisory board is composed of:
 [(1)     an active district, county, or statutory county
 court judge who has been a judge for at least the three years
 preceding the date of appointment;
 [(2)     an active court administrator who has been a
 court administrator for at least the three years preceding the date
 of appointment;
 [(3)     an active attorney who has been a practicing
 member of the state bar for at least the three years preceding the
 date of appointment;
 [(4)  three active licensed court interpreters; and
 [(5)     three public members who are residents of this
 state.
 [(c)]  The supreme court [presiding officer of the
 commission, with the commission's approval,] shall select from the
 advisory board members a presiding officer of the advisory board to
 serve for two years.
 (c) [(d)]  Members shall be appointed without regard to
 race, color, disability, sex, religion, age, or national [ethnic]
 origin. The membership of the advisory board must reflect the
 geographical and cultural diversity of the state.
 (d) [(e)]  The supreme court [presiding officer of the
 commission, with the commission's approval,] may remove a member of
 the advisory board for inefficiency or neglect of duty in office[.
 If a vacancy occurs on the board, the presiding officer of the
 commission, with the commission's approval, shall appoint a member
 who represents the same interests as the former member to serve the
 unexpired term].
 (e) [(f)     The board shall meet at least twice a year at the
 call of the presiding officer at a place designated by the presiding
 officer.] A majority of the advisory board constitutes a quorum.
 (f) [(g)]  The advisory board shall advise the commission
 regarding the adoption of rules and the design of a licensing
 examination.
 (g)  An advisory [(h)  A] board member is entitled to
 reimbursement for travel expenses and other actual and necessary
 expenses incurred in attending meetings of the advisory board in
 the amount of the per diem set by the General Appropriations Act. A
 member may not receive compensation for the member's services as an
 advisory [a] board member. [Service on the board by a member
 appointed under Subsection (b)(1) is an additional duty required by
 the member's other official capacity, and that service on the board
 is not a dual office holding.]
 SUBCHAPTER C.  LICENSE ISSUANCE
 Sec. 157.101 [57.043].  ISSUANCE OF LICENSE; TERM. (a)  The
 [executive] director shall issue a court interpreter license to an
 applicant who:
 (1)  can interpret for an individual who can hear but
 who does not comprehend English or communicate in English;
 (2)  passes the appropriate examination prescribed by
 the commission [executive director] not earlier than two years
 before the date the [executive] director receives the applicant's
 application for a license; and
 (3)  possesses the other qualifications for the license
 required by this chapter [subchapter] or by rules adopted under
 this chapter [subchapter].
 (b)  The commission shall adopt rules relating to licensing
 under this chapter. The rules must be approved by the supreme
 court.  The [subchapter and the executive] director shall prescribe
 all forms required under this chapter [subchapter].
 (c)  A license issued under this chapter [subchapter] is
 valid for one year from the date of issuance.
 (d)  A license issued under this chapter [subchapter] must
 include at least one of the following designations:
 (1)  a basic designation that permits the interpreter
 to interpret court proceedings in justice courts and municipal
 courts that are not municipal courts of record, other than a
 proceeding before the court in which the judge is acting as a
 magistrate; or
 (2)  a master designation that permits the interpreter
 to interpret court proceedings in all courts in this state,
 including justice courts and municipal courts described by
 Subdivision (1).
 (e)  In adopting rules relating to licensing under this
 subchapter, the commission shall, after consulting with the
 advisory board, prescribe the minimum score an individual must
 achieve on an examination to receive a license that includes a basic
 designation under Subsection (d) and the minimum score an
 individual must achieve to receive a license that includes a master
 designation under that subsection.
 Sec. 157.102 [57.044].  COURT INTERPRETER LICENSE. To
 qualify for a court interpreter license under this chapter
 [subchapter], an individual must apply on a form prescribed by the
 commission [executive director] and demonstrate, in the manner
 required by the [executive] director, reasonable proficiency in
 interpreting English and court proceedings for individuals who can
 hear but who do not comprehend English or communicate in English.
 [Sec.   57.045.     FEES. The commission by rule shall set
 license and examination fees under this subchapter.]
 Sec. 157.103 [57.046].  EXAMINATIONS. (a)  The [executive]
 director shall prepare examinations under this chapter
 [subchapter] that test an applicant's knowledge, skill, and
 efficiency in interpreting under this chapter [subchapter].  The
 same examinations must be used for issuing a license that includes a
 basic designation or master designation as described by Section
 157.101(d) [57.043(d)].
 (b)  An individual who fails an examination may apply for
 reexamination at a scheduled examination held at least six months
 after the date the individual failed the original examination.
 (c)  Examinations shall be offered in the state at least
 twice a year at times and places designated by the [executive]
 director.
 Sec. 157.104 [57.047].  COMMISSION [DEPARTMENT] DUTIES;
 INSPECTIONS. (a)  The commission [executive director] shall
 enforce this chapter [subchapter].
 (b)  The commission [department] shall investigate
 allegations of violations of this chapter [subchapter].
 Sec. 157.105 [57.048].  SUSPENSION AND REVOCATION OF
 LICENSES; REISSUANCE. (a)  After a hearing, the commission shall
 suspend or revoke a court interpreter license on a finding that the
 individual:
 (1)  made a material misstatement in an application for
 a license;
 (2)  disregarded or violated this chapter [subchapter]
 or a rule adopted under this chapter [subchapter]; or
 (3)  engaged in dishonorable or unethical conduct
 likely to deceive, defraud, or harm the public or a person for whom
 the interpreter interprets.
 (b)  The commission [executive director] may reissue a
 license to an individual whose license has been revoked if the
 individual applies in writing to the department and shows good
 cause to justify reissuance of the license.
 Sec. 157.106 [57.049].  PROHIBITED ACTS. A person may not
 advertise, represent to be, or act as a licensed court interpreter
 unless the person holds an appropriate license under this chapter
 [subchapter].
 Sec. 157.107 [57.050].  OFFENSE; ADMINISTRATIVE PENALTY.
 (a)  A person commits an offense if the person violates this
 chapter [subchapter] or a rule adopted under this chapter
 [subchapter]. An offense under this subsection is a Class A
 misdemeanor.
 (b)  A person who violates this chapter [subchapter] or a
 rule adopted under this chapter [subchapter] is subject to an
 administrative penalty assessed by the commission as provided by
 Chapter 153 [Subchapter F, Chapter 51, Occupations Code].
 [Sec.   57.051.     SUNSET.    The licensed court interpreter
 advisory board is subject to Chapter 325, Government Code (Texas
 Sunset Act).     Unless continued in existence as provided by that
 chapter, the board is abolished and this subchapter expires
 September 1, 2017.]
 ARTICLE 2.  CONFORMING CHANGES
 SECTION 2.01.  Subsection (a-1), Article 38.30, Code of
 Criminal Procedure, is amended to read as follows:
 (a-1)  A qualified telephone interpreter may be sworn to
 interpret for the person in the trial of a Class C misdemeanor or a
 proceeding before a magistrate if an interpreter is not available
 to appear in person before the court or if the only available
 interpreter is not considered to possess adequate interpreting
 skills for the particular situation or is unfamiliar with the use of
 slang.  In this subsection, "qualified telephone interpreter" means
 a telephone service that employs:
 (1)  licensed court interpreters as defined by Section
 157.001 [57.001], Government Code; or
 (2)  federally certified court interpreters.
 SECTION 2.02.  Section 61.0513, Education Code, is amended
 to read as follows:
 Sec. 61.0513.  COURT REPORTER PROGRAMS. The board may not
 certify a court reporter program under Section 61.051(f) [of this
 code] unless the program has received approval from the Judicial
 Branch [Court Reporters] Certification Commission [Board].
 SECTION 2.03.  Subdivision (1), Subsection (b), Section
 132.055, Education Code, is amended to read as follows:
 (1)  The programs, curriculum, and instruction are of
 such quality, content, and length as may reasonably and adequately
 achieve the stated objective for which the programs, curriculum, or
 instruction is offered.  Before a career school or college conducts
 a program of instruction in court reporting, the school or college
 must produce evidence that the school or college has obtained
 approval for the curriculum from the Judicial Branch [Court
 Reporters] Certification Commission [Board].
 SECTION 2.04.  Section 1002.014, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1002.014.   GUARDIANSHIP CERTIFICATION PROGRAM OF THE
 JUDICIAL BRANCH CERTIFICATION COMMISSION [BOARD]. "Guardianship
 certification program of the Judicial Branch Certification
 Commission" ["Guardianship Certification Board"] means the program
 [Guardianship Certification Board] established under Chapter 155
 [111], Government Code.
 SECTION 2.05.  Section 1002.016, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1002.016.  GUARDIANSHIP PROGRAM.  "Guardianship
 program" has the meaning assigned by Section 155.001 [111.001],
 Government Code.
 SECTION 2.06.  Section 1002.025, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1002.025.  PRIVATE PROFESSIONAL GUARDIAN.  "Private
 professional guardian" has the meaning assigned by Section 155.001
 [111.001], Government Code.
 SECTION 2.07.  Subsection (b), Section 1101.001, Estates
 Code, as effective January 1, 2014, is amended to read as follows:
 (b)  The application must be sworn to by the applicant and
 state:
 (1)  the proposed ward's name, sex, date of birth, and
 address;
 (2)  the name, relationship, and address of the person
 the applicant seeks to have appointed as guardian;
 (3)  whether guardianship of the person or estate, or
 both, is sought;
 (4)  the nature and degree of the alleged incapacity,
 the specific areas of protection and assistance requested, and the
 limitation or termination of rights requested to be included in the
 court's order of appointment, including a termination of:
 (A)  the right of a proposed ward who is 18 years
 of age or older to vote in a public election; and
 (B)  the proposed ward's eligibility to hold or
 obtain a license to operate a motor vehicle under Chapter 521,
 Transportation Code;
 (5)  the facts requiring the appointment of a guardian;
 (6)  the interest of the applicant in the appointment
 of a guardian;
 (7)  the nature and description of any kind of
 guardianship existing for the proposed ward in any other state;
 (8)  the name and address of any person or institution
 having the care and custody of the proposed ward;
 (9)  the approximate value and description of the
 proposed ward's property, including any compensation, pension,
 insurance, or allowance to which the proposed ward may be entitled;
 (10)  the name and address of any person whom the
 applicant knows to hold a power of attorney signed by the proposed
 ward and a description of the type of power of attorney;
 (11)  for a proposed ward who is a minor, the following
 information if known by the applicant:
 (A)  the name of each of the proposed ward's
 parents and either the parent's address or that the parent is
 deceased;
 (B)  the name and age of each of the proposed
 ward's siblings, if any, and either the sibling's address or that
 the sibling is deceased; and
 (C)  if each of the proposed ward's parents and
 siblings are deceased, the names and addresses of the proposed
 ward's next of kin who are adults;
 (12)  for a proposed ward who is a minor, whether the
 minor was the subject of a legal or conservatorship proceeding in
 the preceding two years and, if so:
 (A)  the court involved;
 (B)  the nature of the proceeding; and
 (C)  any final disposition of the proceeding;
 (13)  for a proposed ward who is an adult, the following
 information if known by the applicant:
 (A)  the name of the proposed ward's spouse, if
 any, and either the spouse's address or that the spouse is deceased;
 (B)  the name of each of the proposed ward's
 parents and either the parent's address or that the parent is
 deceased;
 (C)  the name and age of each of the proposed
 ward's siblings, if any, and either the sibling's address or that
 the sibling is deceased;
 (D)  the name and age of each of the proposed
 ward's children, if any, and either the child's address or that the
 child is deceased; and
 (E)  if there is no living spouse, parent, adult
 sibling, or adult child of the proposed ward, the names and
 addresses of the proposed ward's next of kin who are adults;
 (14)  facts showing that the court has venue of the
 proceeding; and
 (15)  if applicable, that the person whom the applicant
 seeks to have appointed as a guardian is a private professional
 guardian who is certified under Subchapter C, Chapter 155 [111],
 Government Code, and has complied with the requirements of
 Subchapter G, Chapter 1104.
 SECTION 2.08.  Subsection (a), Section 1104.251, Estates
 Code, as effective January 1, 2014, is amended to read as follows:
 (a)  An individual must be certified under Subchapter C,
 Chapter 155 [111], Government Code, if the individual:
 (1)  is a private professional guardian;
 (2)  will represent the interests of a ward as a
 guardian on behalf of a private professional guardian;
 (3)  is providing guardianship services to a ward of a
 guardianship program on the program's behalf, except as provided by
 Section 1104.254; or
 (4)  is an employee of the Department of Aging and
 Disability Services providing guardianship services to a ward of
 the department.
 SECTION 2.09.  Section 1104.252, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1104.252.  EFFECT OF PROVISIONAL CERTIFICATE.  For
 purposes of this subchapter, a person who holds a provisional
 certificate issued under Section 155.103 [111.0421], Government
 Code, is considered to be certified.
 SECTION 2.10.  Section 1104.253, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1104.253.  EXCEPTION FOR FAMILY MEMBERS AND FRIENDS.  A
 family member or friend of an incapacitated person is not required
 to be certified under Subchapter C, Chapter 155 [111], Government
 Code, or any other law to serve as the person's guardian.
 SECTION 2.11.  Section 1104.255, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1104.255.  EXPIRATION OF CERTIFICATION.  A person whose
 certification under Subchapter C, Chapter 155 [111], Government
 Code, has expired must obtain a new certification under that
 subchapter to provide or continue providing guardianship services
 to a ward or incapacitated person under this title.
 SECTION 2.12.  Section 1104.256, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1104.256.  FAILURE TO COMPLY; COURT'S DUTY TO NOTIFY.
 The court shall notify the guardianship certification program of
 the Judicial Branch Certification Commission [Guardianship
 Certification Board] if the court becomes aware of a person who is
 not complying with:
 (1)  the terms of a certification issued under
 Subchapter C, Chapter 155 [111], Government Code; or
 (2)  the standards and rules adopted under that
 subchapter.
 SECTION 2.13.  Section 1104.257, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1104.257.  INFORMATION REGARDING SERVICES PROVIDED BY
 GUARDIANSHIP PROGRAM.  Not later than January 31 of each year, each
 guardianship program operating in a county shall submit to the
 county clerk a copy of the report submitted to the guardianship
 certification program of the Judicial Branch Certification
 Commission [Guardianship Certification Board] under Section
 155.105 [111.044], Government Code.
 SECTION 2.14.  Section 1104.258, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1104.258.  INFORMATION REGARDING CERTAIN STATE
 EMPLOYEES PROVIDING GUARDIANSHIP SERVICES.  Not later than January
 31 of each year, the Department of Aging and Disability Services
 shall submit to the guardianship certification program of the
 Judicial Branch Certification Commission [Guardianship
 Certification Board] a statement containing:
 (1)  the name, address, and telephone number of each
 department employee who is or will be providing guardianship
 services to a ward or proposed ward on the department's behalf; and
 (2)  the name of each county in which each employee
 named in Subdivision (1) is providing or is authorized to provide
 those services.
 SECTION 2.15.  Subsection (a), Section 1104.303, Estates
 Code, as effective January 1, 2014, is amended to read as follows:
 (a)  An application for a certificate of registration must
 include a sworn statement containing the following information
 concerning a private professional guardian or each person who
 represents or plans to represent the interests of a ward as a
 guardian on behalf of the private professional guardian:
 (1)  place of residence;
 (2)  business address and business telephone number;
 (3)  educational background and professional
 experience;
 (4)  three or more professional references;
 (5)  the name of each ward for whom the private
 professional guardian or person is or will be serving as a guardian;
 (6)  the aggregate fair market value of the property of
 all wards that is or will be managed by the private professional
 guardian or person;
 (7)  whether the private professional guardian or
 person has ever been removed as a guardian by the court or resigned
 as a guardian in a particular case, and, if so:
 (A)  a description of the circumstances causing
 the removal or resignation; and
 (B)  the style of the suit, the docket number, and
 the court having jurisdiction over the proceeding; and
 (8)  the certification number or provisional
 certification number issued to the private professional guardian or
 person by the guardianship certification program of the Judicial
 Branch Certification Commission [Guardianship Certification
 Board].
 SECTION 2.16.  Section 1104.306, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1104.306.  USE OF NAMES AND BUSINESS ADDRESSES.  Not
 later than January 31 of each year, the clerk shall submit to the
 guardianship certification program of the Judicial Branch
 Certification Commission [Guardianship Certification Board] the
 name and business address of each private professional guardian who
 has satisfied the registration requirements of this subchapter
 during the preceding year.
 SECTION 2.17.  Subsection (a), Section 1104.404, Estates
 Code, as effective January 1, 2014, is amended to read as follows:
 (a)  The clerk described by Section 1104.402 is not required
 to obtain criminal history record information for a person who
 holds a certificate issued under Section 155.102 [111.042],
 Government Code, or a provisional certificate issued under Section
 155.103 [111.0421], Government Code, if the guardianship
 certification program of the Judicial Branch Certification
 Commission [Guardianship Certification Board] conducted a criminal
 history check on the person before issuing or renewing the
 certificate.
 SECTION 2.18.  Section 1104.407, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1104.407.  DUTY TO PROVIDE INFORMATION ON REQUEST.  The
 department shall provide the information obtained under Section
 1104.406(a) [1102.406(a)] to:
 (1)  the clerk of the county having venue of the
 guardianship proceeding at the court's request; and
 (2)  the guardianship certification program of the
 Judicial Branch Certification Commission [Guardianship
 Certification Board] at the commission's [board's] request.
 SECTION 2.19.  Section 1104.408, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1104.408.  INFORMATION FOR EXCLUSIVE USE OF COURT OR
 GUARDIANSHIP CERTIFICATION PROGRAM OF JUDICIAL BRANCH
 CERTIFICATION COMMISSION [BOARD]. (a)  Criminal history record
 information obtained under Section 1104.407 is privileged and
 confidential and is for the exclusive use of the court or
 guardianship certification program of the Judicial Branch
 Certification Commission [Guardianship Certification Board], as
 appropriate.  The information may not be released or otherwise
 disclosed to any person or agency except:
 (1)  on court order;
 (2)  with the consent of the person being investigated;
 or
 (3)  as authorized by Section 1104.404 of this code or
 Section 411.1386(a-6), Government Code.
 (b)  The county clerk or guardianship certification program
 of the Judicial Branch Certification Commission [Guardianship
 Certification Board] may destroy the criminal history record
 information after the information is used for the purposes
 authorized by this subchapter.
 SECTION 2.20.  Section 1104.410, Estates Code, as effective
 January 1, 2014, is amended to read as follows:
 Sec. 1104.410.  USE OF INFORMATION BY GUARDIANSHIP
 CERTIFICATION PROGRAM OF JUDICIAL BRANCH CERTIFICATION COMMISSION
 [BOARD].  Criminal history record information obtained by the
 guardianship certification program of the Judicial Branch
 Certification Commission [Guardianship Certification Board] under
 Section 1104.407(2) may be used for any purpose related to the
 issuance, denial, renewal, suspension, or revocation of a
 certificate issued by the commission [board].
 SECTION 2.21.  Subsection (b), Section 1203.052, Estates
 Code, as effective January 1, 2014, is amended to read as follows:
 (b)  In addition to the authority granted to the court under
 Subsection (a), the court may, on the complaint of the guardianship
 certification program of the Judicial Branch Certification
 Commission [Guardianship Certification Board], remove a guardian
 who would be ineligible for appointment under Subchapter H, Chapter
 1104, because of the guardian's failure to maintain the
 certification required under Subchapter F, Chapter 1104.  The
 guardian shall be cited to appear and contest the request for
 removal under this subsection in the manner provided by Subsection
 (a).
 SECTION 2.22.  Subsection (b), Section 1251.003, Estates
 Code, as effective January 1, 2014, is amended to read as follows:
 (b)  The application must state:
 (1)  the name and address of the person who is the
 subject of the guardianship proceeding;
 (2)  the danger to the person or property alleged to be
 imminent;
 (3)  the type of appointment and the particular
 protection and assistance being requested;
 (4)  the facts and reasons supporting the allegations
 and requests;
 (5)  the proposed temporary guardian's name, address,
 and qualification;
 (6)  the applicant's name, address, and interest; and
 (7)  if applicable, that the proposed temporary
 guardian is a private professional guardian who is certified under
 Subchapter C, Chapter 155 [111], Government Code, and has complied
 with the requirements of Subchapter G, Chapter 1104.
 SECTION 2.23.  Subsection (i), Section 411.081, Government
 Code, is amended to read as follows:
 (i)  A criminal justice agency may disclose criminal history
 record information that is the subject of an order of nondisclosure
 under Subsection (d) to the following noncriminal justice agencies
 or entities only:
 (1)  the State Board for Educator Certification;
 (2)  a school district, charter school, private school,
 regional education service center, commercial transportation
 company, or education shared service arrangement;
 (3)  the Texas Medical Board;
 (4)  the Texas School for the Blind and Visually
 Impaired;
 (5)  the Board of Law Examiners;
 (6)  the State Bar of Texas;
 (7)  a district court regarding a petition for name
 change under Subchapter B, Chapter 45, Family Code;
 (8)  the Texas School for the Deaf;
 (9)  the Department of Family and Protective Services;
 (10)  the Texas Juvenile Justice Department [Youth
 Commission];
 (11)  the Department of Assistive and Rehabilitative
 Services;
 (12)  the Department of State Health Services, a local
 mental health service, a local mental retardation authority, or a
 community center providing services to persons with mental illness
 or retardation;
 (13)  the Texas Private Security Board;
 (14)  a municipal or volunteer fire department;
 (15)  the Texas Board of Nursing;
 (16)  a safe house providing shelter to children in
 harmful situations;
 (17)  a public or nonprofit hospital or hospital
 district;
 (18)  [the Texas Juvenile Probation Commission;
 [(19)]  the securities commissioner, the banking
 commissioner, the savings and mortgage lending commissioner, the
 consumer credit commissioner, or the credit union commissioner;
 (19) [(20)]  the Texas State Board of Public
 Accountancy;
 (20) [(21)]  the Texas Department of Licensing and
 Regulation;
 (21) [(22)]  the Health and Human Services Commission;
 (22) [(23)]  the Department of Aging and Disability
 Services;
 (23) [(24)]  the Texas Education Agency;
 (24)  the Judicial Branch Certification Commission
 [(25)  the Guardianship Certification Board];
 (25) [(26)]  a county clerk's office in relation to a
 proceeding for the appointment of a guardian under Chapter XIII,
 Texas Probate Code;
 (26) [(27)]  the Department of Information Resources
 but only regarding an employee, applicant for employment,
 contractor, subcontractor, intern, or volunteer who provides
 network security services under Chapter 2059 to:
 (A)  the Department of Information Resources; or
 (B)  a contractor or subcontractor of the
 Department of Information Resources;
 (27) [(28)  the Court Reporters Certification Board;
 [(29)]  the Texas Department of Insurance; and
 (28) [(30)]  the Teacher Retirement System of Texas.
 SECTION 2.24.  Subsections (a-4), (a-6), (d), and (f),
 Section 411.1386, Government Code, are amended to read as follows:
 (a-4)  The Department of Aging and Disability Services shall
 provide the information obtained under Subsection (a-1) to:
 (1)  the clerk of the county having venue over the
 guardianship proceeding at the request of the court; and
 (2)  the guardianship certification program of the
 Judicial Branch Certification Commission [Guardianship
 Certification Board] at the request of the commission [board].
 (a-6)  The clerk described by Subsection (a) is not required
 to obtain criminal history record information for a person who
 holds a certificate issued under Section 155.102 [111.042] or a
 provisional certificate issued under Section 155.103 [111.0421] if
 the guardianship certification program of the Judicial Branch
 Certification Commission [Guardianship Certification Board]
 conducted a criminal history check on the person before issuing or
 renewing the certificate.  The commission [board] shall provide to
 the clerk at the court's request the criminal history record
 information that was obtained from the department or the Federal
 Bureau of Investigation.
 (d)  The criminal history record information obtained under
 Subsection (a-4) is for the exclusive use of the court or
 guardianship certification program of the Judicial Branch
 Certification Commission [Guardianship Certification Board], as
 appropriate, and is privileged and confidential.  The information
 may not be released or otherwise disclosed to any person or agency
 except on court order, with the consent of the person being
 investigated, or as authorized by Subsection (a-6) or Section
 698(a-6), Texas Probate Code.  The county clerk or guardianship
 certification program of the Judicial Branch Certification
 Commission [Guardianship Certification Board] may destroy the
 criminal history record information after the information is used
 for the purposes authorized by this section.
 (f)  Criminal history record information obtained by the
 guardianship certification program of the Judicial Branch
 Certification Commission [Guardianship Certification Board] under
 Subsection (a-4)(2) may be used for any purpose related to the
 issuance, denial, renewal, suspension, or revocation of a
 certificate issued by the commission [board].
 SECTION 2.25.  Section 411.1408, Government Code, is amended
 to read as follows:
 Sec. 411.1408.  ACCESS TO CRIMINAL HISTORY RECORD
 INFORMATION:  JUDICIAL BRANCH CERTIFICATION COMMISSION
 [GUARDIANSHIP CERTIFICATION BOARD].  (a)  In this section,
 "commission" ["board"] means the Judicial Branch Certification
 Commission [Guardianship Certification Board] established under
 Chapter 152 [111].
 (b)  The commission [board] is entitled to obtain from the
 department criminal history record information maintained by the
 department that relates to a person who is an applicant for or the
 holder of a certificate, registration, or license issued by the
 commission or otherwise under Subtitle K, Title 2 [board].
 (c)  Criminal history record information obtained by the
 commission [board] under Subsection (b):
 (1)  may be used by the commission [board] for any
 purpose related to the issuance, denial, suspension, revocation, or
 renewal of a certificate, registration, or license issued by the
 commission or otherwise under Subtitle K, Title 2 [board];
 (2)  may not be released or disclosed to any person
 except:
 (A)  on court order;
 (B)  with the consent of the person who is the
 subject of the information; or
 (C)  as authorized by Section 411.1386(a-6) of
 this code or Section 698(a-6), Texas Probate Code, if applicable;
 and
 (3)  shall be destroyed by the commission [board] after
 the information is used for the authorized purposes.
 SECTION 2.26.  Subsection (a), Section 2054.352, Government
 Code, is amended to read as follows:
 (a)  The following licensing entities shall participate in
 the system established under Section 2054.353:
 (1)  Texas Board of Chiropractic Examiners;
 (2)  Judicial Branch [Court Reporters] Certification
 Commission [Board];
 (3)  State Board of Dental Examiners;
 (4)  Texas Funeral Service Commission;
 (5)  Texas Board of Professional Land Surveying;
 (6)  Texas Medical Board;
 (7)  Texas Board of Nursing;
 (8)  Texas Optometry Board;
 (9)  Department of Agriculture, for licenses issued
 under Chapter 1951, Occupations Code;
 (10)  Texas State Board of Pharmacy;
 (11)  Executive Council of Physical Therapy and
 Occupational Therapy Examiners;
 (12)  Texas State Board of Plumbing Examiners;
 (13)  Texas State Board of Podiatric Medical Examiners;
 (14)  Texas State Board of Examiners of Psychologists;
 (15)  State Board of Veterinary Medical Examiners;
 (16)  Texas Real Estate Commission;
 (17)  Texas Appraiser Licensing and Certification
 Board;
 (18)  Texas Department of Licensing and Regulation;
 (19)  Texas State Board of Public Accountancy;
 (20)  State Board for Educator Certification;
 (21)  Texas Board of Professional Engineers;
 (22)  Department of State Health Services;
 (23)  Texas Board of Architectural Examiners;
 (24)  Texas Racing Commission;
 (25)  Commission on Law Enforcement Officer Standards
 and Education; and
 (26)  Texas Private Security Board.
 SECTION 2.27.  Subsection (c), Section 161.114, Human
 Resources Code, is amended to read as follows:
 (c)  A volunteer may provide life enrichment activities,
 companionship, transportation services, and other services to or
 for the ward in a guardianship, except the volunteer may not provide
 services that would require the volunteer to be certified under
 Section 155.102 [111.042], Government Code.
 SECTION 2.28.  Subsection (a), Section 151.353, Tax Code, is
 amended to read as follows:
 (a)  Court reporting services relating to the preparation of
 a document or other record in a civil or criminal suit by a notary
 public or a court reporter licensed by the Judicial Branch [State of
 Texas Court Reporters] Certification Commission [Board] are
 exempted from the taxes imposed by this chapter if the document is:
 (1)  prepared for the use of a person participating in a
 suit or the court in which a suit or administrative proceeding is
 brought; and
 (2)  sold to a person participating in the suit.
 ARTICLE 3.  REPEALER, TRANSITION, AND EFFECTIVE DATE
 SECTION 3.01.  The following provisions of the Government
 Code are repealed:
 (1)  Subdivisions (1), (2), (2-a), and (7), Subsection
 (a), Section 52.001;
 (2)  Sections 52.002, 52.003, 52.0112, 52.012,
 52.0121, 52.013, 52.0131, 52.014, 52.015, 52.016, 52.0165, 52.017,
 52.0175, 52.018, and 52.0185;
 (3)  the heading to Subchapter B, Chapter 52;
 (4)  Subdivision (5), Section 57.001;
 (5)  Section 72.013;
 (6)  Subchapter F, Chapter 72; and
 (7)  Section 411.1403.
 SECTION 3.02.  (a)  In appointing the initial members of the
 Judicial Branch Certification Commission created under Chapter
 152, Government Code, as added by this Act, the Supreme Court of
 Texas shall appoint three members to terms expiring February 1,
 2017, three members to terms expiring February 1, 2019, and three
 members to terms expiring February 1, 2021.
 (b)  The Supreme Court of Texas shall adopt rules,
 procedures, and forms the supreme court determines are necessary to
 implement Subtitle K, Title 2, Government Code, as added by this
 Act, not later than September 1, 2014.
 (c)  On September 1, 2014:
 (1)  the Judicial Branch Certification Commission is
 created;
 (2)  the Court Reporters Certification Board,
 Guardianship Certification Board, and process server review board
 are abolished;
 (3)  the powers, duties, functions, programs, and
 activities of the Court Reporters Certification Board,
 Guardianship Certification Board, and process server review board
 and of the Texas Commission of Licensing and Regulation and the
 Texas Department of Licensing and Regulation related to licensed
 court interpreters are transferred to the Judicial Branch
 Certification Commission;
 (4)  an employee of the Court Reporters Certification
 Board, Guardianship Certification Board, or process server review
 board becomes an employee of the Office of Court Administration of
 the Texas Judicial System;
 (5)  all obligations and contracts of the Court
 Reporters Certification Board, Guardianship Certification Board,
 and process server review board and of the Texas Commission of
 Licensing and Regulation and the Texas Department of Licensing and
 Regulation related to licensed court interpreters are transferred
 to the Office of Court Administration of the Texas Judicial System;
 (6)  all property and records in the custody of the
 Court Reporters Certification Board, Guardianship Certification
 Board, and process server review board and of the Texas Commission
 of Licensing and Regulation and the Texas Department of Licensing
 and Regulation related to licensed court interpreters shall be
 transferred to the Office of Court Administration of the Texas
 Judicial System;
 (7)  all complaints, investigations, or contested
 cases that are pending before the Court Reporters Certification
 Board, Guardianship Certification Board, and process server review
 board and of the Texas Commission of Licensing and Regulation and
 the Texas Department of Licensing and Regulation related to
 licensed court interpreters are transferred without change in
 status to the Judicial Branch Certification Commission;
 (8)  a rule, form, or fee adopted by the Supreme Court
 of Texas or the Texas Commission of Licensing and Regulation
 related to a profession regulated under Subtitle K, Title 2,
 Government Code, as added by this Act, remains in effect until
 altered by the supreme court;
 (9)  except as otherwise provided by this Act, a
 reference in law to the Court Reporters Certification Board,
 Guardianship Certification Board, or process server review board
 means the Judicial Branch Certification Commission; and
 (10)  a license, certification, or registration in
 effect that was issued by the Court Reporters Certification Board,
 Guardianship Certification Board, process server review board, or
 Texas Department of Licensing and Regulation related to professions
 regulated under Subtitle K, Title 2, Government Code, as added by
 this Act, is continued in effect as a license, certification, or
 registration of the Judicial Branch Certification Commission.
 (d)  The abolition of the Court Reporters Certification
 Board, Guardianship Certification Board, and process server review
 board and the transfer of powers, duties, functions, programs,
 activities, obligations, rights, contracts, records, property,
 funds, and employees as provided by this Act do not affect or impair
 an act done, any obligation, right, order, permit, certificate,
 rule, criterion, standard, or requirement existing, or any penalty
 accrued under former law, and that law remains in effect for any
 action concerning those matters.
 (e)  Subsections (a) and (b) of this section take effect
 September 1, 2013.
 SECTION 3.03.  Except as otherwise provided by this Act,
 this Act takes effect September 1, 2014.
 ______________________________ ______________________________
 President of the Senate Speaker of the House
 I hereby certify that S.B. No. 966 passed the Senate on
 April 9, 2013, by the following vote:  Yeas 29, Nays 2.
 ______________________________
 Secretary of the Senate
 I hereby certify that S.B. No. 966 passed the House on
 April 30, 2013, by the following vote:  Yeas 134, Nays 7, two
 present not voting.
 ______________________________
 Chief Clerk of the House
 Approved:
 ______________________________
 Date
 ______________________________
 Governor