SB284ENROLLED Page 0 RBJGNY-3 By Senator Chambliss RFD: State Governmental Affairs First Read: 03-May-23 2023 Regular Session 1 2 3 4 5 SB284 EnrolledSB284 Enrolled Page 1 Enrolled, An Act, Relating to dam safety; to provide for the inspection of certain dams and reservoirs by an engineer; to require certain dam owners to develop emergency action plans; and to require these dam owners to notify their local emergency management agency of any new dam construction or enlargement. BE IT ENACTED BY THE LEGISLATURE OF ALABAMA: Section 1. This act shall apply only to dams and reservoirs whose owner or owners have elected to be subject to this act. Section 2. For the purposes of this act, the following terms have the following meanings: (1) ABANDON or ABANDONMENT. To render a dam non-impounding by dewatering and filling the reservoir created by the dam with solid materials, by diverting the natural drainway around the site, or by removing a portion of a dam to allow drainage to occur the same, or nearly the same, as before the construction of the dam. (2) ADVERSE CONSEQUENCES. Negative impacts that may occur upstream, downstream, or at locations remote from the dam. The primary concerns are loss of human life, disruption of public infrastructure, environmental impact, and economic loss, including property damage. (3) ALTERATIONS or REPAIRS. Alterations or repairs to an existing dam and appurtenant structures that affect the safety of the dam or reservoir. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 SB284 EnrolledSB284 Enrolled Page 2 (4) APPURTENANT WORKS. The structures or machinery incident or annexed to a dam whose purpose is to operate, assist, and maintain a dam. The term includes spillways, either in the dam or separate therefrom, the reservoir and its rim, low level outlet works, and water conduits, including tunnels, pipelines, or penstocks, either through the dam or its abutments. (5) BREACH. Partial removal of a dam, creating a channel through the dam to the original stream bottom elevation. (6) DAM. a. An artificial barrier, including appurtenant works, with the ability to impound water, wastewater, or liquid-borne materials and to which either of the following apply: 1. Is 25 feet or more in height from the natural bed of the stream or watercourse measured at the downstream toe of the barrier, or from the lowest elevation of the outside limit of the barrier, if it is not across a stream channel or watercourse, to the maximum water storage elevation. 2. Has an impounding capacity at maximum water storage elevation of 50 acre feet or more. b. The term includes a fill or structure for highway or railroad use or for any other purpose which impounds water. c. This definition does not apply to any barrier not in excess of six feet in height regardless of storage capacity or which has a storage capacity at maximum water storage elevation not greater than 15 acre feet regardless of height, unless the barrier, due to its location or other physical 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 SB284 EnrolledSB284 Enrolled Page 3 characteristics, is classified as a high hazard potential dam. d. This definition does not apply to any dam subject to the jurisdiction of any other state or federal agency. e. The term does not include any obstruction in a canal used to raise or lower water. f. This term does not include privately owned dams, regardless of the hazard designation, unless the owner has voluntarily elected to participate in the program in accordance with this act. (7) DAYS. In establishing deadlines, means all calendar days, including Sundays and holidays. (8) EMERGENCY. Includes all conditions leading to or causing a breach, overtopping, or any other condition of a dam and its appurtenant structures that may be construed as unsafe or threatening to life or property. (9) EMERGENCY ACTION PLAN. A plan that identifies the area that would likely be inundated by the failure of a dam and the actions that should be taken in the event of a failure or threatening condition at the dam. (10) ENGINEER. An engineer who has a background in civil engineering and: a. Is a licensed professional engineer. b. Is competent in areas related to dam investigation, design, construction, and operation for the type of dam being investigated, designed, constructed, or operated. c. Has relevant experience in areas such as investigation, design, construction, reconstruction, enlargement, repair, alteration, maintenance, operation, 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 SB284 EnrolledSB284 Enrolled Page 4 breach, removal, or abandonment of dams. d. Understands adverse dam incidents, failures, and the potential causes and consequences of failures. e. Continues with necessary training and continuing education to keep abreast of the state of the practice in dam safety engineering. (11) ENLARGEMENT. Any change in or addition to an existing dam or reservoir that raises or may raise the water storage elevation of the water impounded by the dam. (12) HAZARD POTENTIAL. The possible adverse incremental consequences that result from the release of water or stored contents due to failure of the dam or misoperation of the dam or appurtenances. The hazard potential classification of a dam does not reflect in any way on the current condition of the dam and its appurtenant structures, including safety, structural integrity, or flood routing capacity. (13) HIGH HAZARD POTENTIAL DAM. A dam assigned the high hazard potential classification where the dam's failure or misoperation will likely cause loss of human life. (14) LOCAL EMERGENCY MANAGEMENT AGENCY. The local emergency management organization that has jurisdiction over the area in which a dam or reservoir is located. (15) LOW HAZARD POTENTIAL DAM. A dam assigned the low hazard potential classification where failure or misoperation results in no probable loss of human life and low economic or environmental losses with those economic losses that do occur being principally limited to the owner's property. (16) PARTICIPATING OWNER. Any of the following that 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 SB284 EnrolledSB284 Enrolled Page 5 elect to be included in this definition by written affidavit delivered to the local emergency management agency: a. Any municipal or quasi-municipal corporation. b. Any county or quasi-county corporation. c. Any public utility. d. Any district as defined by Section 11-99A-2, Code of Alabama 1975. e. Any person. f. The duly authorized agent, lessee, or trustee of any of the foregoing. g. Receivers or trustees appointed by any court for any of the foregoing. (17) PERSON. Any individual, bankruptcy trustee, firm, association, organization, partnership, business trust, corporation, limited liability corporation, limited liability partnerhsip, or company. (18) PROBABLE. More likely than not to occur; reasonably expected; realistic. (19) RECONSTRUCTION. Removal and replacement of an existing dam or a portion thereof. (20) REMOVAL. Complete elimination of the dam embankment or structure to restore the approximate original topographic contours of the valley. (21) RESERVOIR. Any area that contains or will contain impounded water, wastewater, or liquid-borne materials by virtue of its having been impounded by a dam. This term does not include privately owned reservoirs, regardless of the hazard designation, unless the owner has elected to 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 SB284 EnrolledSB284 Enrolled Page 6 participate in the program in accordance with this act. (22) SIGNIFICANT HAZARD POTENTIAL DAM. A dam assigned the significant hazard potential classification where failure or misoperation results in no probable loss of human life but can result in major economic loss, environmental damage, disruption of lifeline facilities, or other issues impacting public safety and welfare. (23) WATER STORAGE ELEVATION. The maximum elevation of water surface which can be obtained by the dam or reservoir. Section 3. (a) A participating owner shall ensure plans and specifications for initial construction, reconstruction, enlargement, alteration, repair, operation, breach, abandonment, or removal of dams and reservoirs, and the supervision of the construction of dams and reservoirs shall be in the charge of an engineer and assisted by qualified geologists and other specialists as necessary. (b) A participating owner of any dam or reservoir shall ensure the dam or reservoir is inspected a minimum of once every two years by an engineer. The engineer shall certify to the local emergency management agency that the inspection has been completed and deliver a record of the inspection to the owner. (c) A participating owner shall notify the local emergency management agency in writing of the construction or the enlargement of any dam or reservoir. Plans and specifications shall be signed and sealed by the design engineer. (d) Upon the transfer of ownership of any dam or 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 SB284 EnrolledSB284 Enrolled Page 7 reservoir, the current participating owner shall notify the local emergency management agency. The subsequent owner may elect to continue participating in the inspection program but may also elect to cease participation with no penalty. Section 4. (a) It shall be the duty of the inspecting engineer to assign a hazard potential classification to dams and reservoirs. (b) In order to protect life and property, participating owners of high and significant hazard potential dams and reservoirs shall develop and file with the local emergency management agency an emergency action plan prepared by an engineer in consultation with the highest ranking official of the local emergency management agency which shall be implemented in the event of an emergency involving that participating owner's dam or dams. The participating owners of such dams shall periodically test and update the emergency action plan. The plan shall include all of the following elements: (1) Emergency notification plan with flowchart. (2) Statement of purpose. (3) Project description. (4) Emergency detection, evaluation, and classification. (5) General responsibilities. (6) Preparedness. (7) Inundation maps or other acceptable description of the inundated area. (8) Appendices. 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 SB284 EnrolledSB284 Enrolled Page 8 (c) If the participating owner of a dam or reservoir makes the determination that an emergency involving a dam or reservoir exists, the owner shall immediately implement the emergency action plan, notify the local emergency management agency, and take any additional actions necessary to safeguard life, health, and property. Section 5. (a) The local emergency management agency has neither inspection nor regulatory duty or responsibility. (b) Records pertaining to dams and reservoirs kept by and in the possession of the local emergency management agency shall not be public documents. (c) Nothing in this act shall be construed to relieve a participating owner or operator of a dam or reservoir of the legal duties, obligations, or liabilities incident to the ownership or operation of the dam or reservoir. Section 6. This act shall become effective on the first day of the third month following its passage and approval by the Governor, or its otherwise becoming law. 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 SB284 EnrolledSB284 Enrolled Page 9 ________________________________________________ President and Presiding Officer of the Senate ________________________________________________ Speaker of the House of Representatives SB284 Senate 24-May-23 I hereby certify that the within Act originated in and passed the Senate, as amended. Patrick Harris, Secretary. House of Representatives Passed: 01-Jun-23 By: Senator Chambliss 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244