Alabama 2024 Regular Session

Alabama House Bill HB318 Compare Versions

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11 HB318INTRODUCED
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33 HB318
44 ZN3JRRW-1
55 By Representatives Hassell, Oliver, Paschal
66 RFD: Boards, Agencies and Commissions
77 First Read: 19-Mar-24
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1212 5 ZN3JRRW-1 02/26/2024 MAP (L)ma 2023-3797
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1414 First Read: 19-Mar-24
1515 SYNOPSIS:
1616 This bill would allow the Alabama Board of
1717 Social Work Examiners to enter into the Social Work
1818 Licensure Compact by adopting Article 4 of Chapter 30
1919 of Title 34, Code of Alabama 1975, as a means of
2020 providing uniformity in licensing requirements and
2121 interstate practice throughout party states.
2222 A BILL
2323 TO BE ENTITLED
2424 AN ACT
2525 Relating to the Alabama Board of Social Work Examiners;
2626 to enter into the Social Work Licensure Compact by adopting
2727 Article 4 of Chapter 30 of Title 34, Code of Alabama 1975, to
2828 read as follows:
2929 BE IT ENACTED BY THE LEGISLATURE OF ALABAMA:
3030 Section 1. Article 4, commencing with Section
3131 34-30-100, is added to Chapter 30 of Title 34, Code of Alabama
3232 1975, to read as follows:
3333 ARTICLE 4. SOCIAL WORK LICENSURE COMPACT
3434 §34-30-100. Purpose.
3535 (a) The purpose of this compact is to facilitate
3636 interstate practice of regulated social workers by improving
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6666 interstate practice of regulated social workers by improving
6767 public access to competent social work services. This compact
6868 preserves the regulatory authority of states to protect public
6969 health and safety through the current system of state
7070 licensing.
7171 (b) This compact is designed to achieve all of the
7272 following objectives:
7373 (1) Increase public access to social work services.
7474 (2) Reduce overly burdensome and duplicative
7575 requirements associated with holding multiple licenses.
7676 (3) Enhance the member states' ability to protect the
7777 public's health and safety.
7878 (4) Encourage the cooperation of member states in
7979 regulating multistate practice.
8080 (5) Promote mobility and address workforce shortages by
8181 eliminating the necessity for licenses in multiple states by
8282 providing for the mutual recognition of other member states'
8383 licenses.
8484 (6) Support military families.
8585 (7) Facilitate the exchange of licensing and
8686 disciplinary information among member states.
8787 (8) Authorize all member states to hold a regulated
8888 social worker accountable for abiding by a member state's
8989 laws, rules, and applicable professional standards in the
9090 member state in which the client is located at the time care
9191 is rendered.
9292 (9) Allow for the use of telehealth to facilitate
9393 increased access to regulated social work services.
9494 §34-30-101. Definitions.
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124124 §34-30-101. Definitions.
125125 As used in this compact, the following terms have the
126126 following meanings:
127127 (1) ACTIVE MILITARY MEMBER. Any individual with
128128 full-time duty status in the active Armed Forces of the United
129129 States, including members of the National Guard and Reserve.
130130 (2) ADVERSE ACTION. Any administrative, civil,
131131 equitable, or criminal action permitted by a state's laws
132132 which is imposed by a licensing authority or other authority
133133 against a regulated social worker, including actions against
134134 an individual's license or multistate authorization to
135135 practice, such as revocation, suspension, probation,
136136 monitoring of the licensee, limitation on the licensee's
137137 practice, or any other encumbrance on licensing affecting a
138138 regulated social worker's authorization to practice, including
139139 issuance of a cease and desist action.
140140 (3) ALTERNATIVE PROGRAM. A nondisciplinary monitoring
141141 or practice remediation process approved by a licensing
142142 authority to address practitioners with an impairment.
143143 (4) CHARTER MEMBER STATE. Member states which have
144144 enacted legislation to adopt this compact where such
145145 legislation predates the effective date of this compact as
146146 described in Section 34-30-113.
147147 (5) COMPACT COMMISSION or COMMISSION. The governmental
148148 agency whose membership consists of all states that have
149149 enacted this compact, which is known as the Social Work
150150 Licensure Compact Commission, as described in Section
151151 34-30-109, and which shall operate as an instrumentality of
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181181 34-30-109, and which shall operate as an instrumentality of
182182 the member states.
183183 (6) CURRENT SIGNIFICANT INVESTIGATIVE INFORMATION.
184184 a. Investigative information that a licensing
185185 authority, after a preliminary inquiry that includes
186186 notification and an opportunity for the regulated social
187187 worker to respond, has reason to believe is not groundless
188188 and, if proved true, would indicate more than a minor
189189 infraction as may be defined by the commission.
190190 b. Investigative information that indicates that the
191191 regulated social worker represents an immediate threat to
192192 public health and safety, as may be defined by the commission,
193193 regardless of whether he or she has been notified and has had
194194 an opportunity to respond.
195195 (7) DATA SYSTEM. A repository of information about
196196 licensees, including continuing education, examination,
197197 licensing, current significant investigative information,
198198 disqualifying events, multistate licenses, and adverse action
199199 information or other information as required by the
200200 commission.
201201 (8) DISQUALIFYING EVENT. Any adverse action or incident
202202 which results in an encumbrance that disqualifies or makes the
203203 licensee ineligible to either obtain, retain, or renew a
204204 multistate license.
205205 (9) DOMICILE. The jurisdiction in which the licensee
206206 resides and intends to remain indefinitely.
207207 (10) ENCUMBRANCE. A revocation or suspension of, or any
208208 limitation on, the full and unrestricted practice of social
209209 work licensed and regulated by a licensing authority.
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239239 work licensed and regulated by a licensing authority.
240240 (11) EXECUTIVE COMMITTEE. A group of delegates elected
241241 or appointed to act on behalf of, and within the powers
242242 granted to them by, this compact and the commission.
243243 (12) HOME STATE. The member state that is the
244244 licensee's primary domicile.
245245 (13) IMPAIRMENT. A condition or conditions that may
246246 impair a practitioner's ability to engage in full and
247247 unrestricted practice as a regulated social worker without
248248 some type of intervention and may include alcohol and drug
249249 dependence, mental health impairment, and neurological or
250250 physical impairments.
251251 (14) LICENSEE. An individual who currently holds a
252252 license from a state to practice as a regulated social worker.
253253 (15) LICENSING AUTHORITY. The board or agency of a
254254 member state, or equivalent, that is responsible for the
255255 licensing and regulation of regulated social workers.
256256 (16) MEMBER STATE. A state, commonwealth, district, or
257257 territory of the United States of America that has enacted
258258 this compact.
259259 (17) MULTISTATE AUTHORIZATION TO PRACTICE. A legally
260260 authorized privilege to practice, which is equivalent to a
261261 license, associated with a multistate license permitting the
262262 practice of social work in a remote state.
263263 (18) MULTISTATE LICENSE. A license to practice as a
264264 regulated social worker issued by a home state licensing
265265 authority that authorizes the regulated social worker to
266266 practice in all member states under a multistate authorization
267267 to practice.
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297297 to practice.
298298 (19) QUALIFYING NATIONAL EXAM. A national licensing
299299 examination approved by the commission.
300300 (20) REGULATED SOCIAL WORKER. Any clinical, master's,
301301 or bachelor's social worker licensed by a member state
302302 regardless of the title used by that member state.
303303 (21) REMOTE STATE. A member state other than the
304304 licensee's home state.
305305 (22) RULE or RULE OF THE COMMISSION. A rule or rules
306306 adopted by this commission, as authorized by this compact,
307307 that has the force of law.
308308 (23) SINGLE-STATE LICENSE. A social work license issued
309309 by any state that authorizes practice only within the issuing
310310 state and does not include multistate authorization to
311311 practice in any member state.
312312 (24) SOCIAL WORK or SOCIAL WORK SERVICES. The
313313 application of social work theory, knowledge, methods, ethics,
314314 and the professional use of self to restore or enhance social,
315315 psychosocial, or biopsychosocial functioning of individuals,
316316 couples, families, groups, organizations, and communities
317317 through the care and services provided by a regulated social
318318 worker as set forth in the member state's statutes and rules
319319 in the state where the services are being provided.
320320 (25) STATE. Any state, commonwealth, district, or
321321 territory of the United States of America that regulates the
322322 practice of social work.
323323 (26) UNENCUMBERED LICENSE. A license that authorizes a
324324 regulated social worker to engage in the full and unrestricted
325325 practice of social work.
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355355 practice of social work.
356356 §34-30-102. State Participation in this Compact.
357357 (a) To be eligible to participate in this compact, a
358358 potential member state must currently meet all of the
359359 following criteria:
360360 (1) License and regulate the practice of social work at
361361 either the clinical, master's, or bachelor's category.
362362 (2) Require applicants for licensing to graduate from a
363363 program that is:
364364 a. Operated by a college or university recognized by
365365 the licensing authority.
366366 b. Accredited, or in candidacy by an institution that
367367 subsequently becomes accredited, by an accrediting agency
368368 recognized by either the Council for Higher Education
369369 Accreditation, or its successor, or the United States
370370 Department of Education, and corresponds to the licensing
371371 sought as outlined in Section 34-30-103.
372372 (3) Require applicants for clinical licensing to
373373 complete a period of supervised practice.
374374 (4) Have a mechanism in place for receiving,
375375 investigating, and adjudicating complaints about licensees.
376376 (b) To maintain membership in this compact, a member
377377 state shall do all of the following:
378378 (1) Require that applicants for a multistate license
379379 pass a qualifying national exam for the corresponding category
380380 of multistate license sought as outlined in Section 34-30-103.
381381 (2) Participate fully in this compact commission's data
382382 system, including using the commission's unique identifier as
383383 defined in rules.
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413413 defined in rules.
414414 (3) Notify the commission, in compliance with the terms
415415 of this compact and rules, of any adverse action or the
416416 availability of current significant investigative information
417417 regarding a licensee.
418418 (4) Implement procedures for considering the criminal
419419 history records of applicants for a mulistate license. These
420420 procedures shall include the submission of fingerprints or
421421 other biometric-based information by applicants for the
422422 purpose of obtaining an applicant's criminal history record
423423 information from the Federal Bureau of Investigation and the
424424 agency responsible for retaining that state's criminal
425425 records.
426426 (5) Comply with the rules of the commission.
427427 (6) Require an applicant to obtain or retain a license
428428 in the home state and meet the home state's qualifications for
429429 licensing or renewal of licensing, as well as all other
430430 applicable home state laws.
431431 (7) Authorize a licensee holding a multistate license
432432 in any member state to practice in accordance with the terms
433433 of this compact and rules of the commission.
434434 (8) Designate a delegate to participate in commission
435435 meetings.
436436 (c) A member state meeting the requirements of
437437 subsections (a) and (b) shall designate the categories of
438438 social work licensing that are eligible for issuance of a
439439 multistate license for applicants in member states. To the
440440 extent that any member state does not meet the requirements
441441 for participation in this compact in any particular category
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471471 for participation in this compact in any particular category
472472 of social work licensing, the member state may choose, but is
473473 not obligated, to issue a multistate license to applicants who
474474 otherwise meet the requirements of Section 34-30-103 for
475475 issuance of a multistate license in those categories of
476476 licensing.
477477 (d) Member states may charge a fee for granting a
478478 multistate license.
479479 §34-30-103. Social Worker Participation in this
480480 compact.
481481 (a) To be eligible for a multistate license under the
482482 terms and provisions of this compact, an applicant, regardless
483483 of category must do all of the following:
484484 (1) Hold or be eligible for an active, unencumbered
485485 license in the home state.
486486 (2) Pay any applicable fees, including any state fee,
487487 for the multistate license.
488488 (3) Submit, in connection with an application for a
489489 multistate license, fingerprints or other biometric data for
490490 the purpose of obtaining criminal history record information
491491 from the Federal Bureau of Investigation and the agency
492492 responsible for retaining that state's criminal records.
493493 (4) Notify the home state of any adverse action,
494494 encumbrance, or restriction on any professional license taken
495495 by any member state or non-member state within 30 days from
496496 the date the action is taken.
497497 (5) Meet any continuing competence requirements
498498 established by the home state.
499499 (6) Abide by the laws, rules, and applicable standards
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529529 (6) Abide by the laws, rules, and applicable standards
530530 in the member state where the client is located at the time
531531 care is rendered.
532532 (b) An applicant for a clinical-category multistate
533533 license must meet all of the following requirements:
534534 (1) Fulfill a competency requirement, which shall be
535535 satisfied by one of the following:
536536 a. Passage of a clinical-category qualifying national
537537 exam.
538538 b. Licensing of the applicant in his or her home state
539539 in the clinical category, beginning prior to the time a
540540 qualifying national exam was required by the home state and
541541 accompanied by a period of continuous social work licensing
542542 thereafter, all of which may be further governed by the rules
543543 of the commission.
544544 c. The substantial equivalency of the foregoing
545545 competency requirements which the commission may determine by
546546 rule.
547547 (2) Attain at least a master's degree in social work
548548 from a program that is both of the following:
549549 a. Operated by a college or university recognized by
550550 the licensing authority.
551551 b. Accredited, or in candidacy that subsequently
552552 becomes accredited, by an accrediting agency recognized by
553553 either:
554554 (i) the Council for Higher Education Accreditation, or
555555 its successor; or
556556 (ii) the United States Department of Education.
557557 (3) Fulfill a practice requirement, which shall be
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587587 (3) Fulfill a practice requirement, which shall be
588588 satisfied by demonstrating completion of one of the following:
589589 a. A period of postgraduate supervised clinical
590590 practice equal to a minimum of 3,000 hours.
591591 b. A minimum of two years of full-time postgraduate
592592 supervised clinical practice.
593593 c. The substantial equivalency of the foregoing
594594 practice requirements which the commission may determine by
595595 rule.
596596 (c) An applicant for a master's-category multistate
597597 license must meet all of the following requirements:
598598 (1) Fulfill a competency requirement, which shall be
599599 satisfied by one of the following:
600600 a. Passage of a master's-category qualifying national
601601 exam.
602602 b. licensing of the applicant in his or her home state
603603 in the master's category, beginning prior to the time a
604604 qualifying national exam was required by the home state in the
605605 master's category and accompanied by a continuous period of
606606 social work licensing, all of which may be further governed by
607607 the rules of the commission.
608608 c. The substantial equivalency of the foregoing
609609 competency requirements which the commission may determine by
610610 rule.
611611 (2) Attain at least a master's degree in social work
612612 from a program that is both of the following:
613613 a. Operated by a college or university recognized by
614614 the licensing authority.
615615 b. Accredited, or in candidacy that subsequently
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645645 b. Accredited, or in candidacy that subsequently
646646 becomes accredited, by an accrediting agency recognized by
647647 either:
648648 (i) the Council for Higher Education Accreditation, or
649649 its successor, or
650650 (ii) the United States Department of Education.
651651 (d) An applicant for a bachelor's-category multistate
652652 license must meet all of the following requirements:
653653 (1) Fulfill a competency requirement, which shall be
654654 satisfied by one of the following:
655655 a. Passage of a bachelor's-category qualifying national
656656 exam.
657657 b. Licensing of the applicant in his or her home state
658658 in the bachelor's category, beginning prior to the time a
659659 qualifying national exam was required by the home state and
660660 accompanied by a period of continuous social work licensing,
661661 all of which may be further governed by the rules of the
662662 commission.
663663 c. The substantial equivalency of the foregoing
664664 competency requirements which the commission may determine by
665665 rule.
666666 (2) Attain at least a bachelor's degree in social work
667667 from a program that is both of the following:
668668 a. Operated by a college or university recognized by
669669 the licensing authority.
670670 b. Accredited, or in candidacy that subsequently
671671 becomes accredited, by an accrediting agency recognized by
672672 either:
673673 (i) the Council for Higher Education Accreditation, or
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703703 (i) the Council for Higher Education Accreditation, or
704704 its successor; or
705705 (ii) the United States Department of Education.
706706 (e) The multistate license for a regulated social
707707 worker is subject to the renewal requirements of the home
708708 state. The regulated social worker must maintain compliance
709709 with the requirements of subsection (a) to be eligible to
710710 renew a multistate license.
711711 (f) The regulated social worker's services in a remote
712712 state are subject to that member state's regulatory authority.
713713 A remote state, in accordance with due process and that member
714714 state's laws, may remove a regulated social worker's
715715 multistate authorization to practice in the remote state for a
716716 specific period of time, impose fines, and take any other
717717 necessary actions to protect the health and safety of its
718718 residents.
719719 (g) If a multistate license is encumbered, the
720720 regulated social worker's multistate authorization to practice
721721 shall be deactivated in all remote states until the multistate
722722 license is no longer encumbered.
723723 (h) If a multistate authorization to practice is
724724 encumbered in a remote state, the regulated social worker's
725725 multistate authorization to practice may be deactivated in
726726 that state until the multistate authorization to practice is
727727 no longer encumbered.
728728 §34-30-104. Issuance of a Multistate License.
729729 (a) Upon receipt of an application for a multistate
730730 license, the home state licensing authority shall determine
731731 the applicant's eligibility for a multistate license in
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761761 the applicant's eligibility for a multistate license in
762762 accordance with Section 34-30-103.
763763 (b) If the applicant is eligible pursuant to Section
764764 34-30-103, the home state licensing authority shall issue a
765765 multistate license that authorizes the applicant or regulated
766766 social worker to practice in all member states under a
767767 multistate authorization to practice.
768768 (c) Upon issuance of a multistate license, the home
769769 state licensing authority shall designate whether the
770770 regulated social worker holds a multistate license in the
771771 bachelor's, master's, or clinical category of social work.
772772 (d) A multistate license issued by a home state to a
773773 resident in that state shall be recognized by all compact
774774 member states as authorizing social work practice under a
775775 multistate authorization to practice corresponding to each
776776 category of licensing regulated in each member state.
777777 §34-30-105. Authority of the Commission and Member
778778 State Licensing Authorities.
779779 (a) Nothing in this compact, nor any rule of the
780780 commission, shall be construed to limit, restrict, or in any
781781 way reduce the ability of a member state to enact and enforce
782782 laws or rules related to the practice of social work in that
783783 state, where those laws or rules are not inconsistent with
784784 this compact.
785785 (b) Nothing in this compact shall affect the
786786 requirements established by a member state for the issuance of
787787 a single state license.
788788 (c) Nothing in this compact, nor any rule of the
789789 commission, shall be construed to limit, restrict, or in any
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819819 commission, shall be construed to limit, restrict, or in any
820820 way reduce the ability of a member state to take adverse
821821 action against a licensee's single state license to practice
822822 social work in that state.
823823 (d) Nothing in this compact, nor any rule of the
824824 commission, shall be construed to limit, restrict, or in any
825825 way reduce the ability of a remote state to take adverse
826826 action against a licensee's multistate authorization to
827827 practice in that state.
828828 (e) Nothing in this compact, nor any rule of the
829829 commission, shall be construed to limit, restrict, or in any
830830 way reduce the ability of a licensee's home state to take
831831 adverse action against a licensee's multistate license based
832832 upon information provided by a remote state.
833833 §34-30-106. Reissuance of a Multistate License By a New
834834 Home State.
835835 (a) A licensee may hold a home state license, issued by
836836 his or her home state, in only one member state at a time.
837837 (b) If a licensee changes his or her home state by
838838 moving between two member states:
839839 (1) The licensee shall immediately apply for the
840840 reissuance of his or her multistate license in his or her new
841841 home state. The licensee shall pay all applicable fees and
842842 notify the prior home state in accordance with the rules of
843843 the commission.
844844 (2) Upon receipt of an application to reissue a
845845 multistate license, the new home state shall verify that the
846846 multistate license is active, unencumbered, and eligible for
847847 reissuance under the terms of this compact and the rules of
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877877 reissuance under the terms of this compact and the rules of
878878 the commission. The multistate license issued by the prior
879879 home state shall be deactivated and all member states notified
880880 in accordance with the applicable rules adopted by the
881881 commission.
882882 (3) Prior to the reissuance of the multistate license,
883883 the new home state shall conduct procedures for considering
884884 the criminal history records of the licensee. The procedures
885885 shall include the submission of fingerprints or other
886886 biometric-based information by applicants for the purpose of
887887 obtaining an applicant's criminal history record information
888888 from the Federal Bureau of Investigation and the agency
889889 responsible for retaining that state's criminal records.
890890 (4) If required for initial licensing, the new home
891891 state may require completion of jurisprudence requirements in
892892 the new home state.
893893 (5) Notwithstanding any other provision of this
894894 compact, if a licensee does not meet the requirements set
895895 forth in this compact for the reissuance of a multistate
896896 license by the new home state, then the licensee shall be
897897 subject to the new home state requirements for the issuance of
898898 a single-state license in that state.
899899 (c) If a licensee changes his or her primary state of
900900 residence by moving from a member state to a non-member state,
901901 or from a non-member state to a member state, then the
902902 licensee shall be subject to the state requirements for the
903903 issuance of a single-state license in the new home state.
904904 (d) Nothing in this compact shall interfere with a
905905 licensee's ability to hold a single-state license in multiple
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935935 licensee's ability to hold a single-state license in multiple
936936 states; however, for the purposes of this compact, a licensee
937937 shall have only one home state and only one multistate
938938 license.
939939 (e) Nothing in this compact shall interfere with the
940940 requirements established by a member state for the issuance of
941941 a single-state license.
942942 §34-30-107. Military Families.
943943 An active military member or his or her spouse shall
944944 designate a home state where the individual has a multistate
945945 license. The individual may retain his or her home state
946946 designation during the period the service member is on active
947947 duty.
948948 §34-30-108. Adverse Actions.
949949 (a) In addition to the other powers conferred by state
950950 law, a remote state, in accordance with existing state due
951951 process law, may:
952952 (1) Take adverse action against a regulated social
953953 worker's multistate authorization to practice only within that
954954 member state, and issue subpoenas for both hearings and
955955 investigations that require the attendance and testimony of
956956 witnesses as well as the production of evidence. Subpoenas
957957 issued by a licensing authority in a member state for the
958958 attendance and testimony of witnesses or the production of
959959 evidence from another member state shall be enforced in the
960960 latter state by any court of competent jurisdiction, according
961961 to the practice and procedure applicable to subpoenas issued
962962 in proceedings pending before that court. The issuing
963963 licensing authority shall pay any witness fees, travel
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993993 licensing authority shall pay any witness fees, travel
994994 expenses, mileage, and other fees required by the service
995995 statutes of the state in which the witnesses or evidence are
996996 located.
997997 (2) Only the home state shall have the power to take
998998 adverse action against a regulated social worker's multistate
999999 license.
10001000 (b) For the purposes of taking adverse action, the home
10011001 state shall give the same priority and effect to reported
10021002 conduct received from a member state as it would if the
10031003 conduct had occurred within the home state. In so doing, the
10041004 home state shall apply its own state laws to determine
10051005 appropriate action.
10061006 (c) The home state shall complete any pending
10071007 investigations of a regulated social worker who changes home
10081008 states during the course of the investigations. The home state
10091009 may also take appropriate action and shall promptly report the
10101010 conclusions of the investigations to the administrator of the
10111011 data system. The administrator of the data system shall
10121012 promptly notify the new home state of any adverse actions.
10131013 (d) A member state, if otherwise permitted by state
10141014 law, may recover from the affected regulated social worker the
10151015 cost of investigations and dispositions of cases resulting
10161016 from any adverse action taken against him or her.
10171017 (e) A member state may take adverse action based on the
10181018 factual findings of another member state, provided that the
10191019 member state follows its own procedures for taking the adverse
10201020 action.
10211021 (f) Joint investigations:
10221022 477
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10511051 (f) Joint investigations:
10521052 (1) In addition to the authority granted to a member
10531053 state by its respective social worker practice act or other
10541054 applicable state law, any member state may participate with
10551055 other member states in joint investigations of licensees.
10561056 (2) Member states shall share any investigative,
10571057 litigation, or compliance materials in furtherance of any
10581058 joint investigation initiated under this compact.
10591059 (g) If adverse action is taken by the home state
10601060 against the multistate license of a regulated social worker,
10611061 the regulated social worker's multistate authorization to
10621062 practice in all other member states shall be deactivated until
10631063 all encumbrances have been removed from the multistate
10641064 license. All home state disciplinary orders that impose
10651065 adverse action against the license of a regulated social
10661066 worker shall include a statement that the regulated social
10671067 worker's multistate authorization to practice is deactivated
10681068 in all member states until all conditions of the decison,
10691069 order, or agreement are satisfied.
10701070 (h) If a member state takes adverse action, it shall
10711071 promptly notify the administrator of the data system. The
10721072 administrator of the data system shall promptly notify the
10731073 home state and all other member states of any adverse actions
10741074 by remote states.
10751075 (i) Nothing in this compact shall override a member
10761076 state's decision to impose participation in an alternative
10771077 program in lieu of adverse action.
10781078 (j) Nothing in this compact shall authorize a member
10791079 state to demand the issuance of subpoenas for attendance and
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11091109 state to demand the issuance of subpoenas for attendance and
11101110 testimony of witnesses or the production of evidence from
11111111 another member state for lawful actions within that member
11121112 state.
11131113 (k) Nothing in this compact shall authorize a member
11141114 state to impose discipline against a regulated social worker
11151115 who holds a multistate authorization to practice for lawful
11161116 actions within another member state.
11171117 §34-30-109. Establishment of Social Work Licensure
11181118 Compact Commission.
11191119 (a) The compact member states hereby create and
11201120 establish a joint governmental agency whose membership
11211121 consists of all member states that have enacted this compact
11221122 known as the Social Work Licensure Compact Commission. The
11231123 commission is an instrumentality of this compact states acting
11241124 jointly and not an instrumentality of any one state. The
11251125 compact commission shall come into existence on or after the
11261126 effective date of this compact as set forth in Section
11271127 34-30-113.
11281128 (b) Membership, voting, and meetings.
11291129 (1) Each member state shall have and be limited to one
11301130 delegate selected by that member state's licensing authority.
11311131 (2) The delegate shall be a current member of the
11321132 licensing authority at the time of appointment, who is a
11331133 regulated social worker, public member of the licensing
11341134 authority, or an administrator of the licensing authority, or
11351135 his or her designee.
11361136 (3) The commission shall by rule or bylaw establish a
11371137 term of office for delegates and may by rule or bylaw
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11671167 term of office for delegates and may by rule or bylaw
11681168 establish term limits.
11691169 (4) The commission may recommend removal or suspension
11701170 of any delegate from office.
11711171 (5) A member state's licensing authority shall fill any
11721172 vacancy of its delegate occurring on the commission within 60
11731173 days of the vacancy.
11741174 (6) Each delegate shall be entitled to one vote on all
11751175 matters before the commission requiring a vote by commission
11761176 delegates.
11771177 (7) A delegate shall vote in person or by other means
11781178 as provided in the bylaws. The bylaws may provide for
11791179 delegates to meet and vote by telecommunication, video
11801180 conference, or other means of communication.
11811181 (8) The compact commission shall meet at least once
11821182 during each calendar year. Additional meetings may be held as
11831183 set forth in the bylaws. The compact commission may meet by
11841184 telecommunication, video conference, or other similar
11851185 electronic means.
11861186 (c) The commission shall have the following powers to:
11871187 (1) Establish the fiscal year of the commission.
11881188 (2) Establish code of conduct and conflict of interest
11891189 policies.
11901190 (3) Establish and amend rules and bylaws.
11911191 (4) Maintain its financial records in accordance with
11921192 the bylaws.
11931193 (5) Meet and take action consistent with this compact,
11941194 the commission's rules, and the bylaws.
11951195 (6) Initiate and conclude legal proceedings or actions
11961196 561
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12251225 (6) Initiate and conclude legal proceedings or actions
12261226 in the name of the commission, provided that the standing of
12271227 any licensing authority to sue or be sued under applicable law
12281228 shall not be affected.
12291229 (7) Maintain and certify records and information
12301230 provided to a member state as the authenticated business
12311231 records of the commission, and designate an agent to do so on
12321232 behalf of the commission.
12331233 (8) Purchase and maintain insurance and bonds.
12341234 (9) Borrow, accept, or contract for services of
12351235 personnel including, but not limited to, employees of a member
12361236 state.
12371237 (10) Conduct an annual financial review.
12381238 (11) Hire employees, elect or appoint officers, fix
12391239 compensation, define duties, grant those individuals
12401240 appropriate authority to carry out the purposes of this
12411241 compact, and establish the commission's personnel policies and
12421242 programs relating to conflicts of interest, qualifications of
12431243 personnel, and other related personnel matters.
12441244 (12) Assess and collect fees.
12451245 (13) Accept any and all appropriate donations, grants
12461246 of money, other sources of revenue, equipment, supplies,
12471247 materials, services, and gifts, and receive, utilize, and
12481248 dispose of the same; provided, that at all times the
12491249 commission shall avoid any appearance of impropriety or
12501250 conflict of interest.
12511251 (14) Lease, purchase, retain, own, hold, improve, or
12521252 use any property, real, personal, or mixed, or any undivided
12531253 interest in property.
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12831283 interest in property.
12841284 (15) Sell, convey, mortgage, pledge, lease, exchange,
12851285 abandon, or otherwise dispose of any property real, personal,
12861286 or mixed.
12871287 (16) Establish a budget and make expenditures.
12881288 (17) Borrow money.
12891289 (18) Appoint committees, including standing committees,
12901290 composed of members, state regulators, state legislators or
12911291 their designees, consumer representatives, and other
12921292 interested individuals as may be designated in this compact
12931293 and the rules.
12941294 (19) Provide and receive information from, and
12951295 cooperate with, law enforcement agencies.
12961296 (20) Establish and elect an executive committee,
12971297 including a chair and a vice chair.
12981298 (21) Determine whether a state's adopted language is
12991299 materially different from the model compact language such that
13001300 the state does not qualify for participation in this compact.
13011301 (22) Perform other functions as may be necessary or
13021302 appropriate to achieve the purposes of this compact.
13031303 (d) The executive committee.
13041304 (1) The executive committee shall have the power to act
13051305 on behalf of the commission according to the terms of this
13061306 compact. The powers, duties, and responsibilities of the
13071307 executive committee shall include all of the following:
13081308 a. Oversee the day-to-day activities of the
13091309 administration of this compact, including enforcement and
13101310 compliance with this compact, its rules and bylaws, and other
13111311 duties as deemed necessary.
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13411341 duties as deemed necessary.
13421342 b. Recommend to the commission changes to the rules or
13431343 bylaws, changes to this compact legislation, fees charged to
13441344 compact member states, fees charged to licensees, and other
13451345 fees.
13461346 c. Ensure compact administration services are
13471347 appropriately provided, including by contract.
13481348 d. Prepare and recommend the budget.
13491349 e. Maintain financial records on behalf of the
13501350 commission.
13511351 f. Monitor compact compliance of member states and
13521352 provide compliance reports to the commission.
13531353 g. Establish additional committees as necessary.
13541354 h. Exercise the powers and duties of the commission
13551355 during the interim between commission meetings, except for
13561356 adopting or amending rules, adopting or amending bylaws, and
13571357 exercising any other powers and duties expressly reserved to
13581358 the commission by rule or bylaw.
13591359 i. Other duties as provided in the rules or bylaws of
13601360 the commission.
13611361 (2) The executive committee shall be composed of up to
13621362 11 members:
13631363 a. The chair and vice chair of the commission shall be
13641364 voting members of the executive committee.
13651365 b. The commission shall elect five voting members from
13661366 the then current membership of the commission.
13671367 c. Up to four ex officio, nonvoting members from four
13681368 recognized national social work organizations as selected by
13691369 their respective organizations.
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13991399 their respective organizations.
14001400 (3) The commission may remove any member of the
14011401 executive committee as provided in the commission's bylaws.
14021402 (4) The executive committee shall meet at least
14031403 annually.
14041404 a. Executive committee meetings shall be open to the
14051405 public, except that the executive committee may meet in a
14061406 closed, nonpublic meeting pursuant to subdivision (f)(2).
14071407 b. The executive committee shall give seven days'
14081408 notice of its meetings, posted on its website and as
14091409 determined to provide notice to individuals with an interest
14101410 in the business of the commission.
14111411 c. The executive committee may hold a special meeting
14121412 in accordance with paragraph (f)(1)b.
14131413 (e) The commission shall adopt and provide to the
14141414 member states an annual report.
14151415 (f) Meetings of the compact commission.
14161416 (1) All meetings of the commission shall be open to the
14171417 public, except that the commission may meet in a closed,
14181418 nonpublic meeting as provided in subdivision (2).
14191419 a. Public notice for all meetings of the full
14201420 commission shall be given in the same manner as required for a
14211421 public hearing under the rulemaking provisions in Section
14221422 34-30-111, except that the commission may hold a special
14231423 meeting as provided in paragraph b.
14241424 b. The commission or executive committee may hold a
14251425 special meeting when the commission or executive committee
14261426 must meet to conduct emergency business by giving 48 hours'
14271427 notice to all commissioners, on the commission's website, and
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14571457 notice to all commissioners, on the commission's website, and
14581458 by other means as provided in the commission's rules. The
14591459 commission's legal counsel shall certify that the commission's
14601460 need to meet qualifies as an emergency.
14611461 (2) The commission, the executive committee, or other
14621462 committees of the commission may convene in a closed,
14631463 nonpublic meeting for the commission, executive committee, or
14641464 other committees of the commission to receive legal advice or
14651465 to discuss any of the following:
14661466 a. Noncompliance of a member state with its obligations
14671467 under this compact.
14681468 b. The employment, compensation, discipline, or other
14691469 matters, practices, or procedures related to specific
14701470 employees.
14711471 c. Current or threatened discipline of a licensee by
14721472 the commission or by a member state's licensing authority.
14731473 d. Current, threatened, or reasonably anticipated
14741474 litigation.
14751475 e. Negotiation of contracts for the purchase, lease, or
14761476 sale of goods, services, or real estate.
14771477 f. Accusing any individual of a crime or formally
14781478 censuring any individual.
14791479 g. Trade secrets or commercial or financial information
14801480 that is privileged or confidential.
14811481 h. Information of a personal nature where disclosure
14821482 would constitute a clearly unwarranted invasion of personal
14831483 privacy.
14841484 i. Investigative records compiled for law enforcement
14851485 purposes.
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15151515 purposes.
15161516 j. Information related to any investigative reports
15171517 prepared by or on behalf of or for the use of the commission
15181518 or other committee charged with the responsibility of
15191519 investigation or determination of compliance issues pursuant
15201520 to this compact.
15211521 k. Matters specifically exempted from disclosure by
15221522 federal or member state law.
15231523 l. Other matters as adopted by rule by the commission.
15241524 (3) If a meeting, or portion of a meeting, is closed,
15251525 the presiding officer shall state that the meeting will be
15261526 closed and reference each relevant exempting provision, and
15271527 those references shall be recorded in the minutes.
15281528 (4) The commission shall keep minutes that fully and
15291529 clearly describe all matters discussed in a meeting and shall
15301530 provide a full and accurate summary of actions taken, and the
15311531 reasons therefore, including a description of the views
15321532 expressed. All documents considered in connection with an
15331533 action shall be identified in the minutes. All minutes and
15341534 documents of a closed meeting shall remain under seal, subject
15351535 to release only by a majority vote of the commission or order
15361536 of a court of competent jurisdiction.
15371537 (g) Financing of the commission.
15381538 (1) The commission shall pay, or provide for the
15391539 payment of, the reasonable expenses of its establishment,
15401540 organization, and ongoing activities.
15411541 (2) The commission may accept any and all appropriate
15421542 revenue sources as provided in subdivision (c)(13).
15431543 (3) The commission may levy and collect an annual
15441544 729
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15601560 745
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15651565 750
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15671567 752
15681568 753
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15731573 (3) The commission may levy and collect an annual
15741574 assessment from each member state and impose fees on licensees
15751575 of member states to whom the commission grants a multistate
15761576 license to cover the cost of the operations and activities of
15771577 the commission and commission staff, which must be in a total
15781578 amount sufficient to cover the annual budget of the
15791579 commission as approved each year for which revenue is not
15801580 provided by other sources. The aggregate annual assessment
15811581 amount for member states shall be allocated based upon a
15821582 formula that the commission shall adopt by rule.
15831583 (4) The commission shall not incur obligations of any
15841584 kind prior to securing the funds adequate to meet those
15851585 obligations; nor shall the commission pledge the credit of any
15861586 of the member states, except by and with the authority of the
15871587 member state.
15881588 (5) The commission shall keep accurate accounts of all
15891589 receipts and disbursements. The receipts and disbursements of
15901590 the commission shall be subject to the financial review and
15911591 accounting procedures established under its bylaws. However,
15921592 all receipts and disbursements of funds handled by the
15931593 commission shall be subject to an annual financial review by a
15941594 certified or licensed public accountant, and the report of the
15951595 financial review shall be included in and become part of the
15961596 annual report of the commission.
15971597 (h) Qualified immunity, defense, and indemnification.
15981598 (1) The members, officers, executive director,
15991599 employees, and representatives of the commission shall be
16001600 immune from suit and liability, both personally and in their
16011601 official capacities, for any claim for damage to or loss of
16021602 757
16031603 758
16041604 759
16051605 760
16061606 761
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16081608 763
16091609 764
16101610 765
16111611 766
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16131613 768
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16151615 770
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16171617 772
16181618 773
16191619 774
16201620 775
16211621 776
16221622 777
16231623 778
16241624 779
16251625 780
16261626 781
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16311631 official capacities, for any claim for damage to or loss of
16321632 property or personal injury or other civil liability caused by
16331633 or arising out of any actual or alleged act, error, or
16341634 omission that occurred, or that the individual against whom
16351635 the claim is made had a reasonable basis for believing
16361636 occurred within the scope of commission employment, duties, or
16371637 responsibilities; provided, that nothing in this subdivision
16381638 shall be construed to protect any individual from suit or
16391639 liability for any damage, loss, injury, or liability caused by
16401640 the intentional, willful, or wanton misconduct of that
16411641 individual. The procurement of insurance of any type by the
16421642 commission shall not in any way compromise or limit the
16431643 immunity granted hereunder.
16441644 (2) The commission shall defend any member, officer,
16451645 executive director, employee, and representative of the
16461646 commission in any civil action seeking to impose liability
16471647 arising out of any actual or alleged act, error, or omission
16481648 that occurred within the scope of commission employment,
16491649 duties, or responsibilities, or as determined by the
16501650 commission that the individual against whom the claim is made
16511651 had a reasonable basis for believing occurred within the scope
16521652 of commission employment, duties, or responsibilities;
16531653 provided, that nothing herein shall be construed to prohibit
16541654 that individual from retaining his or her own counsel at his
16551655 or her own expense; and provided further, that the actual or
16561656 alleged act, error, or omission did not result from that
16571657 individual's intentional, willful, or wanton misconduct.
16581658 (3) The commission shall indemnify and hold harmless
16591659 any member, officer, executive director, employee, and
16601660 785
16611661 786
16621662 787
16631663 788
16641664 789
16651665 790
16661666 791
16671667 792
16681668 793
16691669 794
16701670 795
16711671 796
16721672 797
16731673 798
16741674 799
16751675 800
16761676 801
16771677 802
16781678 803
16791679 804
16801680 805
16811681 806
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16841684 809
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16891689 any member, officer, executive director, employee, and
16901690 representative of the commission for the amount of any
16911691 settlement or judgment obtained against that individual
16921692 arising out of any actual or alleged act, error, or omission
16931693 that occurred within the scope of commission employment,
16941694 duties, or responsibilities, or that the individual had a
16951695 reasonable basis for believing occurred within the scope of
16961696 commission employment, duties, or responsibilities; provided,
16971697 that the actual or alleged act, error, or omission did not
16981698 result from the intentional, willful, or wanton misconduct of
16991699 that individual.
17001700 (4) Nothing herein shall be construed as a limitation
17011701 on the liability of any licensee for professional malpractice
17021702 or misconduct, which shall be governed solely by any other
17031703 applicable state law.
17041704 (5) Nothing in this compact shall be interpreted to
17051705 waive or otherwise abrogate a member state's state action
17061706 immunity or state action affirmative defense with respect to
17071707 antitrust claims under the Sherman Act, Clayton Act, or any
17081708 other state or federal antitrust or anticompetitive law or
17091709 rule.
17101710 (6) Nothing in this compact shall be construed to be a
17111711 waiver of sovereign immunity by the member states or by the
17121712 commission.
17131713 §34-30-110. Data System.
17141714 (a) The commission shall provide for the development,
17151715 maintenance, operation, and utilization of a coordinated data
17161716 system.
17171717 (b) The commission shall assign each applicant for a
17181718 813
17191719 814
17201720 815
17211721 816
17221722 817
17231723 818
17241724 819
17251725 820
17261726 821
17271727 822
17281728 823
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17301730 825
17311731 826
17321732 827
17331733 828
17341734 829
17351735 830
17361736 831
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17411741 836
17421742 837
17431743 838
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17471747 (b) The commission shall assign each applicant for a
17481748 multistate license a unique identifier, as determined by the
17491749 rules of the commission.
17501750 (c) Notwithstanding any other provision of state law to
17511751 the contrary, a member state shall submit a uniform data set
17521752 to the data system on all individuals to whom this compact is
17531753 applicable as required by the rules of the commission,
17541754 including all of the following:
17551755 (1) Identifying information.
17561756 (2) Licensure data.
17571757 (3) Adverse actions against a license and information
17581758 related to that adverse action.
17591759 (4) Nonconfidential information related to alternative
17601760 program participation, the beginning and ending dates of
17611761 participation, and other information related to participation
17621762 not made confidential under the member state's law.
17631763 (5) Any denial of an application for licensing, and the
17641764 reason or reasons for the denial.
17651765 (6) The presence of current significant investigative
17661766 information.
17671767 (7) Other information that may facilitate the
17681768 administration of this compact or the protection of the
17691769 public, as determined by the rules of the commission.
17701770 (d) The records and information provided to a member
17711771 state pursuant to this compact or through the data system,
17721772 when certified by the commission or its agent, shall
17731773 constitute the authenticated business records of the
17741774 commission, and shall be entitled to any associated hearsay
17751775 exception in any relevant judicial, quasi-judicial, or
17761776 841
17771777 842
17781778 843
17791779 844
17801780 845
17811781 846
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17901790 855
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18051805 exception in any relevant judicial, quasi-judicial, or
18061806 administrative proceeding in a member state.
18071807 (e) Current significant investigative information
18081808 pertaining to a licensee in any member state shall only be
18091809 available to other member states.
18101810 (f) It is the responsibility of the member states to
18111811 report any adverse action against a licensee and to monitor
18121812 the data system to determine whether any adverse action has
18131813 been taken against a licensee. Adverse action information
18141814 pertaining to a licensee in any member state shall be
18151815 available to any other member state.
18161816 (g) Member states contributing information to the data
18171817 system may designate information that may not be shared with
18181818 the public without the express permission of the contributing
18191819 member state.
18201820 (h) Any information submitted to the data system that
18211821 is subsequently expunged pursuant to federal law or the laws
18221822 of the member state contributing the information shall be
18231823 removed from the data system.
18241824 §34-30-111. Rulemaking.
18251825 (a) The commission shall adopt reasonable rules in
18261826 order to effectively and efficiently implement and administer
18271827 the purposes and provisions of this compact. A rule shall be
18281828 invalid and have no force or effect only if a court of
18291829 competent jurisdiction holds that the rule is invalid because
18301830 the commission exercised its rulemaking authority in a manner
18311831 that was beyond the scope and purposes of this compact, or the
18321832 powers granted under this compact, or based upon another
18331833 applicable standard of review.
18341834 869
18351835 870
18361836 871
18371837 872
18381838 873
18391839 874
18401840 875
18411841 876
18421842 877
18431843 878
18441844 879
18451845 880
18461846 881
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18491849 884
18501850 885
18511851 886
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18531853 888
18541854 889
18551855 890
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18571857 892
18581858 893
18591859 894
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18631863 applicable standard of review.
18641864 (b) The rules of the commission shall have the force of
18651865 law in each member state; provided, however, that where the
18661866 rules of the commission conflict with the laws or rules of a
18671867 member state that establish the member state's laws, rules,
18681868 and applicable standards that govern the practice of social
18691869 work, as held by a court of competent jurisdiction, the rules
18701870 of the commission shall be ineffective in that state to the
18711871 extent of the conflict.
18721872 (c) The commission shall exercise its rulemaking powers
18731873 pursuant to the criteria set forth in this section and the
18741874 rules adopted under this section. Rules shall become binding
18751875 on the day following adoption or as of the date specified in
18761876 the rule or amendment, whichever is later.
18771877 (d) If a majority of the legislatures of the member
18781878 states rejects a rule or portion of a rule, by enactment of a
18791879 statute or resolution in the same manner used to adopt this
18801880 compact within four years after the date of adoption of the
18811881 rule, then the rule shall have no further force and effect in
18821882 any member state.
18831883 (e) Rules shall be adopted at a regular or special
18841884 meeting of the commission.
18851885 (f) Prior to adoption of a proposed rule, the
18861886 commission shall hold a public hearing and allow individuals
18871887 to provide oral and written comments, data, facts, opinions,
18881888 and arguments.
18891889 (g) Prior to adoption of a proposed rule by the
18901890 commission, and at least 30 days in advance of the meeting at
18911891 which the commission shall hold a public hearing on the
18921892 897
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19111911 916
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19171917 922
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19211921 which the commission shall hold a public hearing on the
19221922 proposed rule, the commission shall provide a notice of
19231923 proposed rulemaking:
19241924 (1) On the website of the commission or other publicly
19251925 accessible platform.
19261926 (2) To individuals who have requested notice of the
19271927 commission's notices of proposed rulemaking.
19281928 (3) In such other ways as the compact commission may
19291929 specify by rule.
19301930 (h) The notice of proposed rulemaking shall include all
19311931 of the following:
19321932 (1) The time, date, and location of the public hearing
19331933 at which the commission will hear public comments on the
19341934 proposed rule and, if different, the time, date, and location
19351935 of the meeting where the compact commission will consider and
19361936 vote on the proposed rule.
19371937 (2) If the hearing is held via telecommunication, video
19381938 conference, or other means of communication, the commission
19391939 shall include the mechanism for access to the hearing in the
19401940 notice of proposed rulemaking.
19411941 (3) The text of the proposed rule and the reason
19421942 supporting the rule.
19431943 (4) A request for comments on the proposed rule from
19441944 any interested individual.
19451945 (5) The manner in which interested individuals may
19461946 submit written comments.
19471947 (i) All hearings shall be recorded. A copy of the
19481948 recording and all written comments and documents received by
19491949 the commission in response to the proposed rule shall be
19501950 925
19511951 926
19521952 927
19531953 928
19541954 929
19551955 930
19561956 931
19571957 932
19581958 933
19591959 934
19601960 935
19611961 936
19621962 937
19631963 938
19641964 939
19651965 940
19661966 941
19671967 942
19681968 943
19691969 944
19701970 945
19711971 946
19721972 947
19731973 948
19741974 949
19751975 950
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19791979 the commission in response to the proposed rule shall be
19801980 available to the public.
19811981 (j) Nothing in this section shall be construed as
19821982 requiring a separate hearing on each proposed rule. Rules may
19831983 be grouped for the convenience of the commission at hearings
19841984 required by this section.
19851985 (k) The commission, by majority vote of all members,
19861986 shall take final action on the proposed rule based on the
19871987 rulemaking record and the full text of the rule.
19881988 (1) The commission may adopt changes to the proposed
19891989 rule provided the changes do not enlarge the original purpose
19901990 of the proposed rule.
19911991 (2) The commission shall provide an explanation of the
19921992 reasons for substantive changes made to the proposed rule, as
19931993 well as reasons for substantive changes not made that were
19941994 recommended by commenters.
19951995 (3) The commission shall determine a reasonable
19961996 effective date for the rule. Except for an emergency as
19971997 provided in subsection (l), the effective date of the rule
19981998 shall be no sooner than 30 days after issuing the notice that
19991999 the commission adopted or amended the rule.
20002000 (l) Upon determination that an emergency exists, the
20012001 compact commission may consider and adopt an emergency rule
20022002 with 24-hours' notice, with opportunity to comment; provided,
20032003 that the usual rulemaking procedures provided in this compact
20042004 and in this section shall be retroactively applied to the rule
20052005 as soon as reasonably possible, and in no event later than 90
20062006 days after the effective date of the rule. For the purposes of
20072007 this subsection, an emergency rule is one that must be adopted
20082008 953
20092009 954
20102010 955
20112011 956
20122012 957
20132013 958
20142014 959
20152015 960
20162016 961
20172017 962
20182018 963
20192019 964
20202020 965
20212021 966
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20232023 968
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20272027 972
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20372037 this subsection, an emergency rule is one that must be adopted
20382038 immediately in order to:
20392039 (1) Meet an imminent threat to public health, safety,
20402040 or welfare.
20412041 (2) Prevent a loss of commission or member state funds.
20422042 (3) Meet a deadline for the adoption of a rule that is
20432043 established by federal law or rule.
20442044 (4) Protect public health and safety.
20452045 (m) The commission or an authorized committee of the
20462046 commission may direct revision to a previously adopted rule
20472047 for purposes of correcting typographical errors, errors in
20482048 format, errors in consistency, or grammatical errors. Public
20492049 notice of any revision shall be posted on the website of the
20502050 commission. The revision shall be subject to challenge by any
20512051 individual for a period of 30 days after posting. The revision
20522052 shall be challenged only on grounds that the revision results
20532053 in a material change to a rule. A challenge shall be made in
20542054 writing and delivered to the commission prior to the end of
20552055 the notice period. If no challenge is made, the revision shall
20562056 take effect without further action. If the revision is
20572057 challenged, the revision may not take effect without the
20582058 approval of the commission.
20592059 (n) No member state's rulemaking requirements shall
20602060 apply under this compact.
20612061 §34-30-112. Oversight, Dispute Resolution, and
20622062 Enforcement.
20632063 (a) Oversight.
20642064 (1) The executive and judicial branches of state
20652065 government in each member state shall enforce this compact and
20662066 981
20672067 982
20682068 983
20692069 984
20702070 985
20712071 986
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20732073 988
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20792079 994
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20812081 996
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20842084 999
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20952095 government in each member state shall enforce this compact and
20962096 take all actions necessary and appropriate to implement this
20972097 compact.
20982098 (2) Except as otherwise provided in this compact, venue
20992099 is proper and judicial proceedings by or against the
21002100 commission shall be brought solely and exclusively in a court
21012101 of competent jurisdiction where the principal office of the
21022102 compact commission is located. The commission may waive venue
21032103 and jurisdictional defenses to the extent the commission
21042104 adopts or consents to participate in alternative dispute
21052105 resolution proceedings. Nothing herein shall affect or limit
21062106 the selection or propriety of venue in any action against a
21072107 licensee for professional malpractice, misconduct, or any
21082108 similar matter.
21092109 (3) The compact commission shall be entitled to receive
21102110 service of process in any proceeding regarding the enforcement
21112111 or interpretation of this compact and shall have standing to
21122112 intervene in such a proceeding for all purposes. Failure to
21132113 provide the commission service of process shall render a
21142114 judgment or order void as to the commission, this compact, or
21152115 adopted rules.
21162116 (b) Default, technical assistance, and termination.
21172117 (1) If the commission determines that a member state
21182118 has defaulted in the performance of its obligations or
21192119 responsibilities under this compact or the adopted rules, the
21202120 commission shall provide written notice to the defaulting
21212121 member state. The notice of default shall describe the
21222122 default, the proposed means of curing the default, any other
21232123 action that the commission may take, and shall offer training
21242124 1009
21252125 1010
21262126 1011
21272127 1012
21282128 1013
21292129 1014
21302130 1015
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21532153 action that the commission may take, and shall offer training
21542154 and specific technical assistance regarding the default.
21552155 (2) The commission shall provide a copy of the notice
21562156 of default to the other member states.
21572157 (c) If a state in default fails to cure the default,
21582158 the defaulting state may be terminated from this compact upon
21592159 an affirmative vote of a majority of the delegates of the
21602160 member states, and all rights, privileges, and benefits
21612161 conferred on that state by this compact may be terminated on
21622162 the effective date of termination. A cure of the default does
21632163 not relieve the offending state of obligations or liabilities
21642164 incurred during the period of default.
21652165 (d) Termination of membership in this compact shall be
21662166 imposed only after all other means of securing compliance have
21672167 been exhausted. Notice of intent to suspend or terminate shall
21682168 be given by the commission to the governor, the majority and
21692169 minority leaders of the defaulting state's legislature, the
21702170 defaulting state's licensing authority, and the licensing
21712171 authority of each member state.
21722172 (e) A state that has been terminated is responsible for
21732173 all assessments, obligations, and liabilities incurred through
21742174 the effective date of termination, including obligations that
21752175 extend beyond the effective date of termination.
21762176 (f) Upon the termination of a state's membership from
21772177 this compact, that state shall immediately provide notice to
21782178 all licensees within that state of the termination. The
21792179 terminated state shall continue to recognize all licenses
21802180 granted pursuant to this compact for a minimum of six months
21812181 after the date of the notice of termination.
21822182 1037
21832183 1038
21842184 1039
21852185 1040
21862186 1041
21872187 1042
21882188 1043
21892189 1044
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21972197 1052
21982198 1053
21992199 1054
22002200 1055
22012201 1056
22022202 1057
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22042204 1059
22052205 1060
22062206 1061
22072207 1062
22082208 1063
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22112211 after the date of the notice of termination.
22122212 (g) The commission shall not bear any costs related to
22132213 a state that is found to be in default or that has been
22142214 terminated from this compact, unless agreed upon in writing
22152215 between the commission and the defaulting state.
22162216 (h) The defaulting state may appeal the action of the
22172217 commission by petitioning the United States District Court for
22182218 the District of Columbia or the federal district where the
22192219 commission has its principal offices. The prevailing party
22202220 shall be awarded all costs of litigation, including reasonable
22212221 attorney fees.
22222222 (i) Dispute resolution.
22232223 (1) Upon request by a member state, the commission
22242224 shall attempt to resolve disputes related to this compact that
22252225 arise among member states and between member and non-member
22262226 states.
22272227 (2) The commission shall adopt a rule providing for
22282228 both mediation and binding dispute resolution for disputes as
22292229 appropriate.
22302230 (j) Enforcement.
22312231 (1) By majority vote as provided by rule, the
22322232 commission may initiate legal action against a member state in
22332233 default in the United States District Court for the District
22342234 of Columbia, or the federal district where the commission has
22352235 its principal offices, to enforce compliance with this compact
22362236 and its adopted rules. The relief sought may include both
22372237 injunctive relief and damages. In the event judicial
22382238 enforcement is necessary, the prevailing party shall be
22392239 awarded all costs of litigation, including reasonable attorney
22402240 1065
22412241 1066
22422242 1067
22432243 1068
22442244 1069
22452245 1070
22462246 1071
22472247 1072
22482248 1073
22492249 1074
22502250 1075
22512251 1076
22522252 1077
22532253 1078
22542254 1079
22552255 1080
22562256 1081
22572257 1082
22582258 1083
22592259 1084
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22692269 awarded all costs of litigation, including reasonable attorney
22702270 fees. The remedies shall not be the exclusive remedies of the
22712271 commission. The commission may pursue any other remedies
22722272 available under federal or the defaulting member state's law.
22732273 (2) A member state may initiate legal action against
22742274 the commission in the United States District Court for the
22752275 District of Columbia, or the federal district where the
22762276 commission has its principal offices, to enforce compliance
22772277 with this compact and its adopted rules. The relief sought may
22782278 include both injunctive relief and damages. In the event
22792279 judicial enforcement is necessary, the prevailing party shall
22802280 be awarded all costs of the litigation, including reasonable
22812281 attorney fees.
22822282 (3) No party other than a member state shall enforce
22832283 this compact against the commission.
22842284 §34-30-113. Effective date, withdrawal, and amendment.
22852285 (a) The compact shall come into effect on the date on
22862286 which this compact statute is enacted into law in the seventh
22872287 member state.
22882288 (1) On or after the effective date of this compact, the
22892289 commission shall convene and review the enactment of each of
22902290 the first seven member states referred to as "charter member
22912291 states," to determine if the statute enacted by each charter
22922292 member state is materially different than the model compact
22932293 statute.
22942294 a. A charter member state whose enactment is found to
22952295 be materially different from this model compact statute shall
22962296 be entitled to the default process set forth in Section
22972297 34-30-112.
22982298 1093
22992299 1094
23002300 1095
23012301 1096
23022302 1097
23032303 1098
23042304 1099
23052305 1100
23062306 1101
23072307 1102
23082308 1103
23092309 1104
23102310 1105
23112311 1106
23122312 1107
23132313 1108
23142314 1109
23152315 1110
23162316 1111
23172317 1112
23182318 1113
23192319 1114
23202320 1115
23212321 1116
23222322 1117
23232323 1118
23242324 1119
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23272327 34-30-112.
23282328 b. If any member state is later found to be in default,
23292329 or is terminated or withdraws from this compact, the
23302330 commission shall remain in existence and this compact shall
23312331 remain in effect even if the number of member states should be
23322332 less than seven.
23332333 (2) Member states enacting this compact subsequent to
23342334 the seven initial charter member states shall be subject to
23352335 the process set forth in Section 34-30-109(c)(21) to determine
23362336 if their enactments are materially different from the model
23372337 compact statute and whether they qualify for participation in
23382338 this compact.
23392339 (3) All actions taken for the benefit of the commission
23402340 or in furtherance of the purposes of the administration of
23412341 this compact prior to the effective date of this compact or
23422342 the commission coming into existence shall be considered to be
23432343 actions of the commission unless specifically repudiated by
23442344 the commission.
23452345 (4) Any state that joins this compact subsequent to the
23462346 commission's initial adoption of the rules and bylaws shall be
23472347 subject to the rules and bylaws as they exist on the date on
23482348 which this compact becomes law in that state. Any rule that
23492349 has been previously adopted by the commission shall have the
23502350 full force and effect of law on the day this compact becomes
23512351 law in that state.
23522352 (b) Any member state may withdraw from this compact by
23532353 enacting a statute to repeal this compact.
23542354 (1) A member state's withdrawal shall not take effect
23552355 until 180 days after enactment of the repealing statute.
23562356 1121
23572357 1122
23582358 1123
23592359 1124
23602360 1125
23612361 1126
23622362 1127
23632363 1128
23642364 1129
23652365 1130
23662366 1131
23672367 1132
23682368 1133
23692369 1134
23702370 1135
23712371 1136
23722372 1137
23732373 1138
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23802380 1145
23812381 1146
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23842384 Page 42
23852385 until 180 days after enactment of the repealing statute.
23862386 (2) Withdrawal shall not affect the continuing
23872387 requirement of the withdrawing state's licensing authority to
23882388 comply with the investigative and adverse action reporting
23892389 requirements of this compact prior to the effective date of
23902390 withdrawal.
23912391 (3) Upon the enactment of a state withdrawing from this
23922392 compact, a state shall immediately provide notice of the
23932393 withdrawal to all licensees within that state. Notwithstanding
23942394 any subsequent statutory enactment to the contrary, the
23952395 withdrawing state shall continue to recognize all licenses
23962396 granted pursuant to this compact for a minimum of 180 days
23972397 after the date of the notice of withdrawal.
23982398 (c) Nothing contained in this compact shall be
23992399 construed to invalidate or prevent any licensing agreement or
24002400 other cooperative arrangement between a member state and a
24012401 non-member state that does not conflict with this compact.
24022402 (d) This compact may be amended by the member states.
24032403 No amendment to this compact shall become effective and
24042404 binding upon any member state until the amendment is enacted
24052405 into the laws of all member states.
24062406 §34-30-114. Construction and severability.
24072407 (a) This compact and the commission's rulemaking
24082408 authority shall be liberally construed so as to effectuate the
24092409 purposes, implementation, and administration of this compact.
24102410 Provisions of this compact expressly authorizing or requiring
24112411 the adoption of rules shall not be construed to limit the
24122412 commission's rulemaking authority solely for those purposes.
24132413 (b) The provisions of this compact shall be severable
24142414 1149
24152415 1150
24162416 1151
24172417 1152
24182418 1153
24192419 1154
24202420 1155
24212421 1156
24222422 1157
24232423 1158
24242424 1159
24252425 1160
24262426 1161
24272427 1162
24282428 1163
24292429 1164
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24312431 1166
24322432 1167
24332433 1168
24342434 1169
24352435 1170
24362436 1171
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24382438 1173
24392439 1174
24402440 1175
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24432443 (b) The provisions of this compact shall be severable
24442444 and if any phrase, clause, sentence, or provision of this
24452445 compact is held by a court of competent jurisdiction to be
24462446 contrary to the constitution of any member state, a state
24472447 seeking participation in this compact, the United States, or
24482448 the applicability to any government, agency, individual, or
24492449 circumstance is held to be unconstitutional by a court of
24502450 competent jurisdiction, the validity of the remainder of this
24512451 compact and the applicability to any other government, agency,
24522452 individual, or circumstance shall not be affected.
24532453 (c) Notwithstanding subsection (b), the commission may
24542454 deny a state's participation in this compact or, in accordance
24552455 with the requirements of Section 34-30-112(b), terminate a
24562456 member state's participation in this compact, if the
24572457 commission determines that a constitutional requirement of a
24582458 member state is a material departure from this compact.
24592459 Otherwise, if this compact shall be held to be contrary to the
24602460 constitution of any member state, this compact shall remain in
24612461 full force and effect as to the remaining member states and in
24622462 full force and effect as to the member state affected as to
24632463 all severable matters.
24642464 §34-30-115. Consistent effect and conflict with other
24652465 state laws.
24662466 (a) A licensee providing services in a remote state
24672467 under a multistate authorization to practice shall adhere to
24682468 the laws and rules, including laws, rules, and applicable
24692469 standards of the remote state where the client is located at
24702470 the time care is rendered.
24712471 (b) Nothing in this compact shall prevent or inhibit
24722472 1177
24732473 1178
24742474 1179
24752475 1180
24762476 1181
24772477 1182
24782478 1183
24792479 1184
24802480 1185
24812481 1186
24822482 1187
24832483 1188
24842484 1189
24852485 1190
24862486 1191
24872487 1192
24882488 1193
24892489 1194
24902490 1195
24912491 1196
24922492 1197
24932493 1198
24942494 1199
24952495 1200
24962496 1201
24972497 1202
24982498 1203
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25002500 Page 44
25012501 (b) Nothing in this compact shall prevent or inhibit
25022502 the enforcement of any other law of a member state that is not
25032503 inconsistent with this compact.
25042504 (c) Any laws, statutes, rules, or other legal
25052505 requirements in a member state in conflict with this compact
25062506 are superseded to the extent of the conflict.
25072507 (d) All permissible agreements between the commission
25082508 and the member states are binding in accordance with their
25092509 terms.
25102510 §34-30-116. Judicial Proceedings by Individuals.
25112511 Except as to judicial proceedings for the enforcement
25122512 of this compact among member states, individuals may pursue
25132513 judicial proceedings related to this compact in any Alabama
25142514 state or federal court that would otherwise have competent
25152515 jurisdiction.
25162516 Section 2. This act shall become effective on October
25172517 1, 2024.
25182518 1205
25192519 1206
25202520 1207
25212521 1208
25222522 1209
25232523 1210
25242524 1211
25252525 1212
25262526 1213
25272527 1214
25282528 1215
25292529 1216
25302530 1217
25312531 1218
25322532 1219
25332533 1220