15 | | - | A BILL |
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16 | | - | TO BE ENTITLED |
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17 | | - | AN ACT |
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18 | | - | Relating to eligibility for employment of convicted |
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19 | | - | individuals; to amend Sections 12-26-7, 12-26-9, 41-9A-1, and |
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20 | | - | 41-9A-2, Code of Alabama 1975; to add Section 41-9A-2.1 to the |
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21 | | - | Code of Alabama 1975; to create a presumption of fitness for |
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22 | | - | occupational licensure in certain circumstances; to provide |
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23 | | - | immunity to employers in certain circumstances that hire |
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24 | | - | individuals granted an order of limited relief; to provide |
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25 | | - | further for the process under which an occupational licensing |
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26 | | - | board may disqualify an individual convicted of a crime from |
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27 | | - | obtaining a license to practice a profession or occupation; to |
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28 | | - | require the Board of Pardons and Paroles to create a |
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29 | | - | certificate of employability to be issued to certain |
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30 | | - | individuals upon their release on parole from the Department |
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31 | | - | of Corrections; and to provide immunity to employers in |
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32 | | - | certain circumstances that hire individuals who have been |
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33 | | - | issued certificates of employability. |
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34 | | - | BE IT ENACTED BY THE LEGISLATURE OF ALABAMA: |
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35 | | - | Section 1. Sections 12-26-7, 12-26-9, 41-9A-1, and |
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36 | | - | 41-9A-2, Code of Alabama 1975, are amended to read as follows: |
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37 | | - | "§12-26-7 |
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| 15 | + | SYNOPSIS: |
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| 16 | + | Under existing law, certain occupational |
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| 17 | + | licensing boards may automatically disqualify an |
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| 18 | + | applicant convicted of a crime from licensure to |
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| 19 | + | practice a particular profession or occupation unless |
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| 20 | + | the individual has received an order of limited relief |
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| 21 | + | granted by a circuit court, in which case the |
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| 22 | + | occupational licensing board may not automatically |
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| 23 | + | disqualify the individual but may consider the conduct |
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| 24 | + | underlying the conviction when determining whether to |
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| 25 | + | disqualify the individual from licensure. |
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| 26 | + | This bill would create a presumption of |
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| 27 | + | rehabilitation and fitness for licensure if an |
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| 28 | + | individual has been granted an order of limited relief. |
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| 29 | + | This bill would establish circumstances under |
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| 30 | + | which an individual's felony conviction may not |
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| 31 | + | disqualify the individual from obtaining an |
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| 32 | + | occupational license and would provide immunity to |
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| 33 | + | employers in certain circumstances that hire |
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| 34 | + | individuals who have been granted an order of limited |
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| 35 | + | relief. |
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| 36 | + | This bill would establish a formal process for |
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| 37 | + | an individual to request an occupational licensing |
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| 38 | + | board to determine whether the individual's conviction |
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| 39 | + | disqualifies that individual from obtaining an |
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67 | | - | "§12-26-7 |
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68 | | - | (a) A petition to obtain an order of limited relief |
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69 | | - | shall include a sworn statement made under penalty of perjury |
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70 | | - | by the petitioner stating all of the following: |
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71 | | - | (1) That the petitioner is not subject to the |
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72 | | - | limitations in Section 12-26-6 and is eligible to seek an |
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73 | | - | order of limited relief. |
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74 | | - | (2) Whether the petitioner has previously applied for |
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75 | | - | an order of limited relief in any jurisdiction and whether an |
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76 | | - | order has been granted previously. |
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77 | | - | (3) A list specifying the any convictions and |
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78 | | - | collateral consequences to which the order should apply. |
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79 | | - | (b) Once a petition has been filed, the circuit clerk |
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80 | | - | shall serve the petition on the occupational licensing board, |
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81 | | - | as defined in Section 41-9A-1, or other entity responsible for |
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82 | | - | the collateral consequence that the petitioner is seeking |
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83 | | - | relief from. Once service is made, the court shall review |
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84 | | - | available presentence and other reports on the defendant and |
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85 | | - | may order a postsentence report to be completed by the Board |
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86 | | - | of Pardons and Paroles or by the Commissioner of the |
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87 | | - | Department of Corrections. The postsentence report shall |
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88 | | - | contain information required by the court, which may include, |
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89 | | - | but not be limited to, any of the following: |
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90 | | - | (1) A statement of the offense or offenses and |
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91 | | - | surrounding circumstances. |
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92 | | - | (2) A statement of the petitioner's criminal and |
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93 | | - | juvenile record. |
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94 | | - | (3) A record of previous applications for orders of |
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95 | | - | limited relief. |
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| 69 | + | disqualifies that individual from obtaining an |
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| 70 | + | occupational license. |
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| 71 | + | This bill would require the Board of Pardons and |
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| 72 | + | Paroles to create a certificate of employability to be |
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| 73 | + | issued to those individuals, when released on parole |
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| 74 | + | from the custody of the Department of Corrections, who |
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| 75 | + | meet certain eligibility criteria established by the |
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| 76 | + | board, to assist those individuals in obtaining |
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| 77 | + | employment. |
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| 78 | + | This bill would prohibit certain individuals |
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| 79 | + | from being eligible for a certificate of employability. |
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| 80 | + | This bill would also provide immunity in certain |
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| 81 | + | circumstances to employers that hire individuals who |
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| 82 | + | have been issued a certificate of employability. |
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| 83 | + | A BILL |
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| 84 | + | TO BE ENTITLED |
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| 85 | + | AN ACT |
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| 86 | + | Relating to eligibility for employment of convicted |
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| 87 | + | individuals; to amend Sections 12-26-7, 12-26-9, 41-9A-1, and |
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| 88 | + | 41-9A-2, Code of Alabama 1975; to add Section 41-9A-2.1 to the |
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| 89 | + | Code of Alabama 1975; to create a presumption of fitness for |
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| 90 | + | occupational licensure in certain circumstances; to provide |
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| 91 | + | immunity to employers in certain circumstances that hire |
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| 92 | + | individuals granted an order of limited relief; to provide |
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125 | | - | limited relief. |
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126 | | - | (4) A statement of the petitioner's medical and |
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127 | | - | psychological history, if available. |
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128 | | - | (5) A statement of the petitioner's history while under |
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129 | | - | the custody of the Department of Corrections, if any. |
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130 | | - | (6) Any previous probation or sentencing reports |
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131 | | - | prepared by the Board of Pardons and Paroles. |
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132 | | - | (c) Upon completion, the Board of Pardons and Paroles |
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133 | | - | shall provide copies of the postsentence report to the court |
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134 | | - | and to either the petitioner's attorney or the petitioner, if |
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135 | | - | not represented by an attorney. |
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136 | | - | (d) When a petitioner seeks relief from a conviction |
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137 | | - | from a jurisdiction other than this state, the circuit court |
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138 | | - | may require the petitioner to have additional documentation |
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139 | | - | sent from that jurisdiction, including, but not limited to, |
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140 | | - | any of the following: |
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141 | | - | (1) Any orders of limited relief, Certificates of |
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142 | | - | Relief from Disabilities, Certificates of Rehabilitation, or |
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143 | | - | similar documents issued by that jurisdiction. |
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144 | | - | (2) Any transcripts or other court records. |
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145 | | - | (3) Any sentencing reports, probation records, or |
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146 | | - | similar documents. |
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147 | | - | (4) Any other available documentation necessary in |
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148 | | - | considering the merits of the petition. |
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149 | | - | (e) Filing a petition for an order of limited relief |
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150 | | - | shall constitute a waiver of privilege for any parole or |
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151 | | - | probation records related to the offenses for which the |
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152 | | - | petition is filed. |
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153 | | - | (f) Following a ruling by the court on the petition, |
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| 122 | + | individuals granted an order of limited relief; to provide |
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| 123 | + | further for the process under which an occupational licensing |
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| 124 | + | board may disqualify an individual convicted of a crime from |
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| 125 | + | obtaining a license to practice a profession or occupation; to |
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| 126 | + | require the Board of Pardons and Paroles to create a |
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| 127 | + | certificate of employability to be issued to certain |
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| 128 | + | individuals upon their release on parole from the Department |
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| 129 | + | of Corrections; and to provide immunity to employers in |
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| 130 | + | certain circumstances that hire individuals who have been |
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| 131 | + | issued certificates of employability. |
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| 132 | + | BE IT ENACTED BY THE LEGISLATURE OF ALABAMA: |
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| 133 | + | Section 1. Sections 12-26-7, 12-26-9, 41-9A-1, and |
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| 134 | + | 41-9A-2, Code of Alabama 1975, are amended to read as follows: |
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| 135 | + | "§12-26-7 |
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| 136 | + | (a) A petition to obtain an order of limited relief |
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| 137 | + | shall include a sworn statement made under penalty of perjury |
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| 138 | + | by the petitioner stating all of the following: |
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| 139 | + | (1) That the petitioner is not subject to the |
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| 140 | + | limitations in Section 12-26-6 and is eligible to seek an |
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| 141 | + | order of limited relief. |
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| 142 | + | (2) Whether the petitioner has previously applied for |
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| 143 | + | an order of limited relief in any jurisdiction and whether an |
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| 144 | + | order has been granted previously. |
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| 145 | + | (3) A list specifying the any convictions and |
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| 146 | + | collateral consequences to which the order should apply. |
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| 147 | + | (b) Once a petition has been filed, the circuit clerk |
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| 148 | + | shall serve the petition on the occupational licensing board, |
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| 149 | + | as defined in Section 41-9A-1, or other entity responsible for |
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| 150 | + | the collateral consequence that the petitioner is seeking |
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183 | | - | (f) Following a ruling by the court on the petition, |
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184 | | - | any filed parole or probation records or other material that |
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185 | | - | is otherwise subject to privilege shall be considered |
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186 | | - | confidential. |
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187 | | - | (g) An individual required to register as a sex |
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188 | | - | offender pursuant to Chapter 20A of Title 15 or convicted of a |
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189 | | - | violent offense as defined in Section 12-25-32 is ineligible |
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190 | | - | to obtain an order of limited relief. " |
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191 | | - | "§12-26-9 |
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192 | | - | (a) The circuit court shall rule on the merits of the |
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193 | | - | petition in accordance with subsection (d) within 90 calendar |
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194 | | - | days of the date the petition was filed. The court, for good |
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195 | | - | cause, may extend the time within which it must rule on the |
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196 | | - | petition by order entered prior to the expiration of the |
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197 | | - | initial 90-day period. |
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198 | | - | (b) If the court determines that a hearing is not |
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199 | | - | necessary, the court may rule without a hearing. |
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200 | | - | (c) If a hearing is held, the hearing shall be |
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201 | | - | conducted in a manner prescribed by the trial judge and may |
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202 | | - | include oral argument and review of relevant documentation in |
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203 | | - | support of, or in objection to, the granting of the petition. |
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204 | | - | Leave of the court shall be obtained for the taking of witness |
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205 | | - | testimony relating to any disputed fact. |
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206 | | - | (d) In ruling on the petition, the court may consider |
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207 | | - | the following factors, in addition to the information |
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208 | | - | contained in the postsentence report: |
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209 | | - | (1) The nature and seriousness of the offense. |
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210 | | - | (2) The circumstances under which the offense occurred. |
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211 | | - | (3) Whether the offense or offenses for which the order |
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| 180 | + | the collateral consequence that the petitioner is seeking |
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| 181 | + | relief from. Once service is made, the court shall review |
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| 182 | + | available presentence and other reports on the defendant and |
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| 183 | + | may order a postsentence report to be completed by the Board |
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| 184 | + | of Pardons and Paroles or by the Commissioner of the |
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| 185 | + | Department of Corrections. The postsentence report shall |
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| 186 | + | contain information required by the court, which may include, |
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| 187 | + | but not be limited to, any of the following: |
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| 188 | + | (1) A statement of the offense or offenses and |
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| 189 | + | surrounding circumstances. |
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| 190 | + | (2) A statement of the petitioner's criminal and |
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| 191 | + | juvenile record. |
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| 192 | + | (3) A record of previous applications for orders of |
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| 193 | + | limited relief. |
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| 194 | + | (4) A statement of the petitioner's medical and |
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| 195 | + | psychological history, if available. |
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| 196 | + | (5) A statement of the petitioner's history while under |
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| 197 | + | the custody of the Department of Corrections, if any. |
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| 198 | + | (6) Any previous probation or sentencing reports |
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| 199 | + | prepared by the Board of Pardons and Paroles. |
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| 200 | + | (c) Upon completion, the Board of Pardons and Paroles |
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| 201 | + | shall provide copies of the postsentence report to the court |
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| 202 | + | and to either the petitioner's attorney or the petitioner, if |
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| 203 | + | not represented by an attorney. |
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| 204 | + | (d) When a petitioner seeks relief from a conviction |
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| 205 | + | from a jurisdiction other than this state, the circuit court |
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| 206 | + | may require the petitioner to have additional documentation |
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| 207 | + | sent from that jurisdiction, including, but not limited to, |
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| 208 | + | any of the following: |
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241 | | - | (3) Whether the offense or offenses for which the order |
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242 | | - | is sought were the result of an isolated instance or a pattern |
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243 | | - | of conduct. |
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244 | | - | (4) The relationship between the offense and collateral |
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245 | | - | consequence or consequences from which the petitioner seeks |
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246 | | - | relief. |
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247 | | - | (5) Available probation or parole records, reports, or |
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248 | | - | recommendations. |
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249 | | - | (6) Evidence of previous orders of limited relief |
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250 | | - | granted to the petitioner or prior expungement of the |
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251 | | - | petitioner's record. |
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252 | | - | (7) Any other matter the court deems relevant. |
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253 | | - | (e) The court shall grant the petition if it is |
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254 | | - | reasonably satisfied from the evidence that granting the |
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255 | | - | petition will materially assist the petitioner in obtaining or |
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256 | | - | maintaining employment and in living a law-abiding life, and |
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257 | | - | will not pose an unreasonable risk to the safety or welfare of |
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258 | | - | the public or any individual. |
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259 | | - | (f) There is no right to an order of limited relief, |
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260 | | - | and any request for such an order may be denied at the sole |
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261 | | - | discretion of the court. |
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262 | | - | (g) The ruling of the court shall be subject to direct |
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263 | | - | appeal to the Alabama Court of Civil Appeals and shall not be |
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264 | | - | reversed absent a showing of an abuse of discretion. |
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265 | | - | (h) When the court grants a petition for an order of |
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266 | | - | limited relief, the petitioner shall be entitled to three |
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267 | | - | copies of the order from the clerk's office. |
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268 | | - | (i) When an order of limited relief is granted, an |
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269 | | - | occupational licensing board, as defined in Section 41-9A-1, |
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| 238 | + | any of the following: |
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| 239 | + | (1) Any orders of limited relief, Certificates of |
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| 240 | + | Relief from Disabilities, Certificates of Rehabilitation, or |
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| 241 | + | similar documents issued by that jurisdiction. |
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| 242 | + | (2) Any transcripts or other court records. |
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| 243 | + | (3) Any sentencing reports, probation records, or |
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| 244 | + | similar documents. |
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| 245 | + | (4) Any other available documentation necessary in |
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| 246 | + | considering the merits of the petition. |
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| 247 | + | (e) Filing a petition for an order of limited relief |
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| 248 | + | shall constitute a waiver of privilege for any parole or |
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| 249 | + | probation records related to the offenses for which the |
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| 250 | + | petition is filed. |
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| 251 | + | (f) Following a ruling by the court on the petition, |
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| 252 | + | any filed parole or probation records or other material that |
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| 253 | + | is otherwise subject to privilege shall be considered |
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| 254 | + | confidential. |
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| 255 | + | (g) An individual required to register as a sex |
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| 256 | + | offender pursuant to Chapter 20A of Title 15 or convicted of a |
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| 257 | + | violent offense as defined in Section 12-25-32 is ineligible |
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| 258 | + | to obtain an order of limited relief. " |
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| 259 | + | "§12-26-9 |
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| 260 | + | (a) The circuit court shall rule on the merits of the |
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| 261 | + | petition in accordance with subsection (d) within 90 calendar |
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| 262 | + | days of the date the petition was filed. The court, for good |
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| 263 | + | cause, may extend the time within which it must rule on the |
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| 264 | + | petition by order entered prior to the expiration of the |
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| 265 | + | initial 90-day period. |
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| 266 | + | (b) If the court determines that a hearing is not |
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299 | | - | occupational licensing board, as defined in Section 41-9A-1, |
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300 | | - | may still consider the conduct underlying the conviction upon |
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301 | | - | which the order was granted in determining whether to deny, |
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302 | | - | revoke, or suspend a license , but the order of limited relief |
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303 | | - | shall create a presumption of rehabilitation and fitness for |
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304 | | - | obtaining a license as defined in Section 41-9A-1. |
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305 | | - | (j) In a judicial or administrative proceeding alleging |
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306 | | - | negligent hiring, an order of limited relief granted to an |
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307 | | - | individual pursuant to this section may be introduced as |
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308 | | - | evidence of a person's due care in hiring that individual if |
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309 | | - | the person knew of the order of limited relief at the time of |
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310 | | - | the alleged negligent hiring. |
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311 | | - | (k) In any proceeding on a claim against an employer |
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312 | | - | for negligent hiring based upon the prior conviction of an |
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313 | | - | employee, an order of limited relief granted to the employee |
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314 | | - | pursuant to this section shall provide immunity for the |
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315 | | - | employer with respect to the claim of negligent hiring if the |
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316 | | - | employer knew of the order of limited relief at the time of |
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317 | | - | the alleged negligent hiring. This subsection does not provide |
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318 | | - | immunity to the employer for other claims related to the |
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319 | | - | conduct of the employee. |
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320 | | - | (l) An employer who hires an individual who has been |
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321 | | - | granted an order of limited relief is subject to suit in a |
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322 | | - | civil action based on or relating to the retention of the |
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323 | | - | individual as an employee only if: |
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324 | | - | (1) The individual, after being hired, demonstrates a |
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325 | | - | danger to others or is subsequently convicted of a felony; and |
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326 | | - | (2) The individual is retained by the employer after |
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327 | | - | the demonstration of danger to others or a subsequent |
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| 296 | + | (b) If the court determines that a hearing is not |
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| 297 | + | necessary, the court may rule without a hearing. |
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| 298 | + | (c) If a hearing is held, the hearing shall be |
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| 299 | + | conducted in a manner prescribed by the trial judge and may |
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| 300 | + | include oral argument and review of relevant documentation in |
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| 301 | + | support of, or in objection to, the granting of the petition. |
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| 302 | + | Leave of the court shall be obtained for the taking of witness |
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| 303 | + | testimony relating to any disputed fact. |
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| 304 | + | (d) In ruling on the petition, the court may consider |
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| 305 | + | the following factors, in addition to the information |
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| 306 | + | contained in the postsentence report: |
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| 307 | + | (1) The nature and seriousness of the offense. |
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| 308 | + | (2) The circumstances under which the offense occurred. |
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| 309 | + | (3) Whether the offense or offenses for which the order |
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| 310 | + | is sought were the result of an isolated instance or a pattern |
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| 311 | + | of conduct. |
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| 312 | + | (4) The relationship between the offense and collateral |
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| 313 | + | consequence or consequences from which the petitioner seeks |
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| 314 | + | relief. |
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| 315 | + | (5) Available probation or parole records, reports, or |
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| 316 | + | recommendations. |
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| 317 | + | (6) Evidence of previous orders of limited relief |
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| 318 | + | granted to the petitioner or prior expungement of the |
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| 319 | + | petitioner's record. |
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| 320 | + | (7) Any other matter the court deems relevant. |
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| 321 | + | (e) The court shall grant the petition if it is |
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| 322 | + | reasonably satisfied from the evidence that granting the |
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| 323 | + | petition will materially assist the petitioner in obtaining or |
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| 324 | + | maintaining employment and in living a law-abiding life, and |
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357 | | - | the demonstration of danger to others or a subsequent |
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358 | | - | conviction that is substantially similar to the conduct |
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359 | | - | resulting in the prior conviction upon which the order of |
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360 | | - | limited relief was granted. " |
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361 | | - | "§41-9A-1 |
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362 | | - | As used in this chapter, the following terms have the |
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363 | | - | following meanings: |
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364 | | - | (1) LICENSE. Any license, certificate, or other |
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365 | | - | evidence of qualification that an individual is required to |
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366 | | - | obtain before he or she may engage in or represent himself or |
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367 | | - | herself to be a member of a particular profession or |
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368 | | - | occupation. The term does not include certification by the |
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369 | | - | Alabama Peace Officers' Standards and Training Commission or |
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370 | | - | driver licenses. |
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371 | | - | (2) OCCUPATIONAL LICENSING BOARD. Any state board, |
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372 | | - | agency, commission, or other entity in this state that is |
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373 | | - | established for the primary purpose of regulating the entry of |
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374 | | - | individuals into, or the conduct of individuals within, or |
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375 | | - | both, a particular profession or occupation, and that is |
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376 | | - | authorized to issue licenses. The term does not include any |
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377 | | - | state agency staffed by full-time state employees that, as a |
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378 | | - | part of its regular functions, may issue licenses and does not |
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379 | | - | include a board governed by Chapter 9, Chapter 23, or Chapter |
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380 | | - | 24 of Title 34." |
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381 | | - | "§41-9A-2 |
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382 | | - | (a) Notwithstanding any other law to the contrary, an |
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383 | | - | occupational licensing board shall not deny an application for |
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384 | | - | a license due to any of the following: |
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385 | | - | (1) A criminal conviction that is not directly related |
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| 354 | + | maintaining employment and in living a law-abiding life, and |
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| 355 | + | will not pose an unreasonable risk to the safety or welfare of |
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| 356 | + | the public or any individual. |
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| 357 | + | (f) There is no right to an order of limited relief, |
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| 358 | + | and any request for such an order may be denied at the sole |
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| 359 | + | discretion of the court. |
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| 360 | + | (g) The ruling of the court shall be subject to direct |
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| 361 | + | appeal to the Alabama Court of Civil Appeals and shall not be |
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| 362 | + | reversed absent a showing of an abuse of discretion. |
---|
| 363 | + | (h) When the court grants a petition for an order of |
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| 364 | + | limited relief, the petitioner shall be entitled to three |
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| 365 | + | copies of the order from the clerk's office. |
---|
| 366 | + | (i) When an order of limited relief is granted, an |
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| 367 | + | occupational licensing board, as defined in Section 41-9A-1, |
---|
| 368 | + | may still consider the conduct underlying the conviction upon |
---|
| 369 | + | which the order was granted in determining whether to deny, |
---|
| 370 | + | revoke, or suspend a license , but the order of limited relief |
---|
| 371 | + | shall create a presumption of rehabilitation and fitness for |
---|
| 372 | + | obtaining a license as defined in Section 41-9A-1. |
---|
| 373 | + | (j) In a judicial or administrative proceeding alleging |
---|
| 374 | + | negligent hiring, an order of limited relief granted to an |
---|
| 375 | + | individual pursuant to this section may be introduced as |
---|
| 376 | + | evidence of a person's due care in hiring that individual if |
---|
| 377 | + | the person knew of the order of limited relief at the time of |
---|
| 378 | + | the alleged negligent hiring. |
---|
| 379 | + | (k) In any proceeding on a claim against an employer |
---|
| 380 | + | for negligent hiring based upon the prior conviction of an |
---|
| 381 | + | employee, an order of limited relief granted to the employee |
---|
| 382 | + | pursuant to this section shall provide immunity for the |
---|
415 | | - | (1) A criminal conviction that is not directly related |
---|
416 | | - | to the duties and responsibilities of the profession or |
---|
417 | | - | occupation for which the license is required. |
---|
418 | | - | (2) A criminal conviction that has been pardoned, |
---|
419 | | - | sealed, expunged, or otherwise nullified or made confidential |
---|
420 | | - | by the jurisdiction from which it originated. |
---|
421 | | - | (3) An arrest that did not result in a criminal |
---|
422 | | - | conviction and for which criminal charges are not currently |
---|
423 | | - | pending. |
---|
424 | | - | (4) An applicant's lack of "good moral character" or |
---|
425 | | - | failure to adhere to any similarly vague or generic standard. |
---|
426 | | - | (b) In determining whether a criminal conviction is |
---|
427 | | - | directly related to the duties and responsibilities of the |
---|
428 | | - | profession or occupation for which a license is required, an |
---|
429 | | - | occupational licensing board shall consider all of the |
---|
430 | | - | following factors on a case-by-case basis: |
---|
431 | | - | (1) The nature and seriousness of the crime for which |
---|
432 | | - | the individual was convicted. |
---|
433 | | - | (2) The nature of the specific duties and |
---|
434 | | - | responsibilities for which the license is required. |
---|
435 | | - | (3) The age of the individual at the time of the |
---|
436 | | - | commission of the crime. |
---|
437 | | - | (4) The passage of time since the commission of the |
---|
438 | | - | crime. |
---|
439 | | - | (5) Any evidence of rehabilitation or treatment |
---|
440 | | - | undertaken by the individual that might mitigate the direct |
---|
441 | | - | relationship between the criminal conviction and the duties |
---|
442 | | - | and responsibilities of the profession or occupation sought. |
---|
443 | | - | (c) An occupational licensing board that makes |
---|
| 412 | + | pursuant to this section shall provide immunity for the |
---|
| 413 | + | employer with respect to the claim of negligent hiring if the |
---|
| 414 | + | employer knew of the order of limited relief at the time of |
---|
| 415 | + | the alleged negligent hiring. This subsection does not provide |
---|
| 416 | + | immunity to the employer for other claims related to the |
---|
| 417 | + | conduct of the employee. |
---|
| 418 | + | (l) An employer who hires an individual who has been |
---|
| 419 | + | granted an order of limited relief is subject to suit in a |
---|
| 420 | + | civil action based on or relating to the retention of the |
---|
| 421 | + | individual as an employee only if: |
---|
| 422 | + | (1) The individual, after being hired, demonstrates a |
---|
| 423 | + | danger to others or is subsequently convicted of a felony; and |
---|
| 424 | + | (2) The individual is retained by the employer after |
---|
| 425 | + | the demonstration of danger to others or a subsequent |
---|
| 426 | + | conviction that is substantially similar to the conduct |
---|
| 427 | + | resulting in the prior conviction upon which the order of |
---|
| 428 | + | limited relief was granted. " |
---|
| 429 | + | "§41-9A-1 |
---|
| 430 | + | As used in this chapter, the following terms have the |
---|
| 431 | + | following meanings: |
---|
| 432 | + | (1) LICENSE. Any license, certificate, or other |
---|
| 433 | + | evidence of qualification that an individual is required to |
---|
| 434 | + | obtain before he or she may engage in or represent himself or |
---|
| 435 | + | herself to be a member of a particular profession or |
---|
| 436 | + | occupation. The term does not include certification by the |
---|
| 437 | + | Alabama Peace Officers' Standards and Training Commission or |
---|
| 438 | + | driver licenses. |
---|
| 439 | + | (2) OCCUPATIONAL LICENSING BOARD. Any state board, |
---|
| 440 | + | agency, commission, or other entity in this state that is |
---|
473 | | - | (c) An occupational licensing board that makes |
---|
474 | | - | determinations pursuant to this section and Section 41-9A-2.1 |
---|
475 | | - | shall publish on the occupational licensing board's official |
---|
476 | | - | website the standards and factors that shall guide the board |
---|
477 | | - | in making such determinations. |
---|
478 | | - | (d) When applying for a license, an applicant may |
---|
479 | | - | attach to the application a valid order of limited relief |
---|
480 | | - | granted under Section 12-26-9. A valid order of limited relief |
---|
481 | | - | shall create a presumption that an individual's criminal |
---|
482 | | - | conviction is not directly related to the duties and |
---|
483 | | - | responsibilities for which a license is required. |
---|
484 | | - | (b) An occupational licensing board may not |
---|
485 | | - | automatically deny an application for a license or revoke an |
---|
486 | | - | existing license because of a criminal conviction when a valid |
---|
487 | | - | order of limited relief has been issued for the otherwise |
---|
488 | | - | disqualifying conviction or convictions in question; provided, |
---|
489 | | - | however, an occupational licensing board may consider the |
---|
490 | | - | conduct underlying a conviction upon which an order of limited |
---|
491 | | - | relief was granted and may deny, revoke, or suspend a license |
---|
492 | | - | based on that underlying conduct. |
---|
493 | | - | (c) This section does not apply to law enforcement |
---|
494 | | - | employment, Alabama Peace Officers' Standards and Training |
---|
495 | | - | Commission certification, or the issuance of drivers' |
---|
496 | | - | licenses. |
---|
497 | | - | (e) This section and Section 41-9A-2.1 do not apply to |
---|
498 | | - | any licensure requirement imposed by an interstate licensure |
---|
499 | | - | compact or other interstate mutual recognition licensure |
---|
500 | | - | requirement imposed by law to which Alabama is subject, or to |
---|
501 | | - | any licensure requirement imposed by Title 27, Title 8, or |
---|
| 470 | + | agency, commission, or other entity in this state that is |
---|
| 471 | + | established for the primary purpose of regulating the entry of |
---|
| 472 | + | individuals into, or the conduct of individuals within, or |
---|
| 473 | + | both, a particular profession or occupation, and that is |
---|
| 474 | + | authorized to issue licenses. The term does not include any |
---|
| 475 | + | state agency staffed by full-time state employees that, as a |
---|
| 476 | + | part of its regular functions, may issue licenses." |
---|
| 477 | + | "§41-9A-2 |
---|
| 478 | + | (a) Notwithstanding any other law to the contrary, an |
---|
| 479 | + | occupational licensing board shall not deny an application for |
---|
| 480 | + | a license due to any of the following: |
---|
| 481 | + | (1) A criminal conviction that is not directly related |
---|
| 482 | + | to the duties and responsibilities of the profession or |
---|
| 483 | + | occupation for which the license is required. |
---|
| 484 | + | (2) A criminal conviction that has been pardoned, |
---|
| 485 | + | sealed, expunged, or otherwise nullified or made confidential |
---|
| 486 | + | by the jurisdiction from which it originated. |
---|
| 487 | + | (3) An arrest that did not result in a criminal |
---|
| 488 | + | conviction and for which criminal charges are not currently |
---|
| 489 | + | pending. |
---|
| 490 | + | (4) An applicant's lack of "good moral character" or |
---|
| 491 | + | failure to adhere to any similarly vague or generic standard. |
---|
| 492 | + | (b) In determining whether a criminal conviction is |
---|
| 493 | + | directly related to the duties and responsibilities of the |
---|
| 494 | + | profession or occupation for which a license is required, an |
---|
| 495 | + | occupational licensing board shall consider all of the |
---|
| 496 | + | following factors on a case-by-case basis: |
---|
| 497 | + | (1) The nature and seriousness of the crime for which |
---|
| 498 | + | the individual was convicted. |
---|
531 | | - | any licensure requirement imposed by Title 27, Title 8, or |
---|
532 | | - | Title 5 or by federal law. " |
---|
533 | | - | Section 2. Sections 41-9A-2.1 is added to the Code of |
---|
534 | | - | Alabama 1975, to read as follows: |
---|
535 | | - | §41-9A-2.1 |
---|
536 | | - | (a) An individual who has been convicted of a criminal |
---|
537 | | - | offense, at any time, may request in writing that an |
---|
538 | | - | occupational licensing board determine whether the |
---|
539 | | - | individual's criminal conviction disqualifies that individual |
---|
540 | | - | from obtaining a license from the board. Any individual making |
---|
541 | | - | a request shall include any required fee as provided in |
---|
542 | | - | subsection (e) and information relevant to the factors listed |
---|
543 | | - | in Section 41-9A-2(b). An occupational licensing board, by |
---|
544 | | - | rule, may prescribe a standard request form to be used by all |
---|
545 | | - | individual's requesting a determination. |
---|
546 | | - | (b) Not later than 30 days after receiving a request, |
---|
547 | | - | an occupational licensing board shall make a determination, |
---|
548 | | - | based on the factors provided in Section 41-9A-2, whether the |
---|
549 | | - | individual's criminal conviction disqualifies the individual |
---|
550 | | - | from obtaining a license and notify the individual, in |
---|
551 | | - | writing, of its determination. If the occupational licensing |
---|
552 | | - | board disqualifies the individual, the notification must |
---|
553 | | - | include an explanation that addresses the factors provided in |
---|
554 | | - | Section 41-9A-2. |
---|
555 | | - | (c) A determination made pursuant to this section that |
---|
556 | | - | an individual's criminal conviction does not disqualify the |
---|
557 | | - | individual from obtaining a license may be rescinded if, at |
---|
558 | | - | the time the individual submits a completed application for |
---|
559 | | - | licensure, the individual: |
---|
| 528 | + | the individual was convicted. |
---|
| 529 | + | (2) The nature of the specific duties and |
---|
| 530 | + | responsibilities for which the license is required. |
---|
| 531 | + | (3) The age of the individual at the time of the |
---|
| 532 | + | commission of the crime. |
---|
| 533 | + | (4) The passage of time since the commission of the |
---|
| 534 | + | crime. |
---|
| 535 | + | (5) Any evidence of rehabilitation or treatment |
---|
| 536 | + | undertaken by the individual that might mitigate the direct |
---|
| 537 | + | relationship between the criminal conviction and the duties |
---|
| 538 | + | and responsibilities of the profession or occupation sought. |
---|
| 539 | + | (c) An occupational licensing board that makes |
---|
| 540 | + | determinations pursuant to this section and Section 41-9A-2.1 |
---|
| 541 | + | shall publish on the occupational licensing board's official |
---|
| 542 | + | website the standards and factors that shall guide the board |
---|
| 543 | + | in making such determinations. |
---|
| 544 | + | (d) When applying for a license, an applicant may |
---|
| 545 | + | attach to the application a valid order of limited relief |
---|
| 546 | + | granted under Section 12-26-9. A valid order of limited relief |
---|
| 547 | + | shall create a presumption that an individual's criminal |
---|
| 548 | + | conviction is not directly related to the duties and |
---|
| 549 | + | responsibilities for which a license is required. |
---|
| 550 | + | (b) An occupational licensing board may not |
---|
| 551 | + | automatically deny an application for a license or revoke an |
---|
| 552 | + | existing license because of a criminal conviction when a valid |
---|
| 553 | + | order of limited relief has been issued for the otherwise |
---|
| 554 | + | disqualifying conviction or convictions in question; provided, |
---|
| 555 | + | however, an occupational licensing board may consider the |
---|
| 556 | + | conduct underlying a conviction upon which an order of limited |
---|
589 | | - | licensure, the individual: |
---|
590 | | - | (1) Has been convicted of a subsequent crime; |
---|
591 | | - | (2) Is the subject of a pending criminal charge or |
---|
592 | | - | charges; or |
---|
593 | | - | (3) Has failed to disclose a prior criminal conviction. |
---|
594 | | - | (d) If an individual submits a completed application |
---|
595 | | - | for licensure after an occupational licensing board has |
---|
596 | | - | determined pursuant to this section that the individual's |
---|
597 | | - | criminal conviction disqualifies him or her from obtaining a |
---|
598 | | - | license, the occupational licensing board shall make a de novo |
---|
599 | | - | determination as further provided in subsections (a) and (b). |
---|
600 | | - | (e) An occupational licensing board may charge a fee of |
---|
601 | | - | not more than twenty dollars ($20) per request to reimburse |
---|
602 | | - | the board for costs incurred in making a determination. |
---|
603 | | - | (f) An occupational licensing board may adopt rules to |
---|
604 | | - | implement Section 41-9A-2 and this section. |
---|
605 | | - | Section 3. (a) The Board of Pardons and Paroles shall |
---|
606 | | - | create a certificate of employability that shall be issued by |
---|
607 | | - | the board to individuals under the custody of the Department |
---|
608 | | - | of Corrections who meet eligibility criteria established by |
---|
609 | | - | the board, by rule, which demonstrates an individual's |
---|
610 | | - | achievements toward successful reentry into the workforce. The |
---|
611 | | - | eligibility criteria shall include consideration of: |
---|
612 | | - | (1) An individual's disciplinary record while in the |
---|
613 | | - | custody of the Department of Corrections; |
---|
614 | | - | (2) Successful completion of designated programs or |
---|
615 | | - | development of a useful skill set while in the custody of the |
---|
616 | | - | Department of Corrections; and |
---|
617 | | - | (3) Any other factor the board deems relevant to an |
---|
| 586 | + | conduct underlying a conviction upon which an order of limited |
---|
| 587 | + | relief was granted and may deny, revoke, or suspend a license |
---|
| 588 | + | based on that underlying conduct. |
---|
| 589 | + | (c) This section does not apply to law enforcement |
---|
| 590 | + | employment, Alabama Peace Officers' Standards and Training |
---|
| 591 | + | Commission certification, or the issuance of drivers' |
---|
| 592 | + | licenses." |
---|
| 593 | + | Section 2. Sections 41-9A-2.1 is added to the Code of |
---|
| 594 | + | Alabama 1975, to read as follows: |
---|
| 595 | + | §41-9A-2.1 |
---|
| 596 | + | (a) An individual who has been convicted of a criminal |
---|
| 597 | + | offense, at any time, may request in writing that an |
---|
| 598 | + | occupational licensing board determine whether the |
---|
| 599 | + | individual's criminal conviction disqualifies that individual |
---|
| 600 | + | from obtaining a license from the board. Any individual making |
---|
| 601 | + | a request shall include any required fee as provided in |
---|
| 602 | + | subsection (e) and information relevant to the factors listed |
---|
| 603 | + | in Section 41-9A-2(b). An occupational licensing board, by |
---|
| 604 | + | rule, may prescribe a standard request form to be used by all |
---|
| 605 | + | individual's requesting a determination. |
---|
| 606 | + | (b) Not later than 30 days after receiving a request, |
---|
| 607 | + | an occupational licensing board shall make a determination, |
---|
| 608 | + | based on the factors provided in Section 41-9A-2, whether the |
---|
| 609 | + | individual's criminal conviction disqualifies the individual |
---|
| 610 | + | from obtaining a license and notify the individual, in |
---|
| 611 | + | writing, of its determination. If the occupational licensing |
---|
| 612 | + | board disqualifies the individual, the notification must |
---|
| 613 | + | include an explanation that addresses the factors provided in |
---|
| 614 | + | Section 41-9A-2. |
---|
647 | | - | (3) Any other factor the board deems relevant to an |
---|
648 | | - | individual's qualification for the certificate. |
---|
649 | | - | (b) The Board of Pardons and Paroles shall notify |
---|
650 | | - | individuals in the custody of the Department of Corrections of |
---|
651 | | - | the possibility to earn a certificate of employability. Prior |
---|
652 | | - | to being released on parole, the board shall determine whether |
---|
653 | | - | an individual meets the eligibility criteria and if so, issue |
---|
654 | | - | a certificate of employability when the individual is released |
---|
655 | | - | from the custody of the department for use in obtaining |
---|
656 | | - | employment. |
---|
657 | | - | (c) An individual required to register as a sex |
---|
658 | | - | offender pursuant to Chapter 20A of Title 15 or convicted of a |
---|
659 | | - | violent offense, as defined in Section 12-25-32, is ineligible |
---|
660 | | - | to be issued a certificate of employability. |
---|
661 | | - | (d) The Board of Pardons and Paroles shall revoke a |
---|
662 | | - | certificate of employability if the individual to whom the |
---|
663 | | - | certificate of employability was issued is convicted of a |
---|
664 | | - | felony offense committed after the issuance of the certificate |
---|
665 | | - | of employability. |
---|
666 | | - | (e)(1) In a judicial or administrative proceeding |
---|
667 | | - | alleging negligent hiring, a certificate of employability |
---|
668 | | - | issued to an individual pursuant to this section may be |
---|
669 | | - | introduced as evidence of an employer's due care in hiring |
---|
670 | | - | that individual if the employer knew of the certificate at the |
---|
671 | | - | time of the alleged negligent hiring. |
---|
672 | | - | (2) In any proceeding on a claim against an employer |
---|
673 | | - | for negligent hiring based upon the prior conviction of an |
---|
674 | | - | employee, a certificate of employability issued to an |
---|
675 | | - | individual pursuant to this section shall provide immunity for |
---|
| 644 | + | Section 41-9A-2. |
---|
| 645 | + | (c) A determination made pursuant to this section that |
---|
| 646 | + | an individual's criminal conviction does not disqualify the |
---|
| 647 | + | individual from obtaining a license may be rescinded if, at |
---|
| 648 | + | the time the individual submits a completed application for |
---|
| 649 | + | licensure, the individual: |
---|
| 650 | + | (1) Has been convicted of a subsequent crime; |
---|
| 651 | + | (2) Is the subject of a pending criminal charge or |
---|
| 652 | + | charges; or |
---|
| 653 | + | (3) Has failed to disclose a prior criminal conviction. |
---|
| 654 | + | (d) If an individual submits a completed application |
---|
| 655 | + | for licensure after an occupational licensing board has |
---|
| 656 | + | determined pursuant to this section that the individual's |
---|
| 657 | + | criminal conviction disqualifies him or her from obtaining a |
---|
| 658 | + | license, the occupational licensing board shall make a de novo |
---|
| 659 | + | determination as further provided in subsections (a) and (b). |
---|
| 660 | + | (e) An occupational licensing board may charge a fee of |
---|
| 661 | + | not more than twenty dollars ($20) per request to reimburse |
---|
| 662 | + | the board for costs incurred in making a determination. |
---|
| 663 | + | (f) An occupational licensing board may adopt rules to |
---|
| 664 | + | implement Section 41-9A-2 and this section. |
---|
| 665 | + | Section 3. (a) The Board of Pardons and Paroles shall |
---|
| 666 | + | create a certificate of employability that shall be issued by |
---|
| 667 | + | the board to individuals under the custody of the Department |
---|
| 668 | + | of Corrections who meet eligibility criteria established by |
---|
| 669 | + | the board, by rule, which demonstrates an individual's |
---|
| 670 | + | achievements toward successful reentry into the workforce. The |
---|
| 671 | + | eligibility criteria shall include consideration of: |
---|
| 672 | + | (1) An individual's disciplinary record while in the |
---|
705 | | - | individual pursuant to this section shall provide immunity for |
---|
706 | | - | the employer with respect to the claim of negligent hiring if |
---|
707 | | - | the employer knew of the certificate at the time of the |
---|
708 | | - | alleged negligent hiring. This subdivision does not provide |
---|
709 | | - | immunity to the employer for other claims related to the |
---|
710 | | - | conduct of the employee. |
---|
711 | | - | (3) The revocation of a certificate of employability |
---|
712 | | - | does not affect the right of an employer to rely on the |
---|
713 | | - | validity of the certificate of employability at the time of |
---|
714 | | - | hiring unless the employer knew before the individual was |
---|
715 | | - | employed that the certificate of employability was fraudulent |
---|
716 | | - | or was revoked. |
---|
717 | | - | (f) An employer who hires an individual who has been |
---|
718 | | - | issued a certificate of employability may be held liable in a |
---|
719 | | - | civil action based on or relating to the retention of the |
---|
720 | | - | individual as an employee only if: |
---|
721 | | - | (1) The individual, after being hired, demonstrates a |
---|
722 | | - | danger to others or is convicted of a felony; |
---|
723 | | - | (2) The plaintiff proves by a preponderance of the |
---|
724 | | - | evidence that the individual having hiring and firing |
---|
725 | | - | responsibility for the employer had actual knowledge that the |
---|
726 | | - | employee demonstrated a danger to others or was convicted of a |
---|
727 | | - | felony; and |
---|
728 | | - | (3) That the individual having hiring and firing |
---|
729 | | - | responsibility, upon having actual knowledge that the |
---|
730 | | - | individual demonstrated a danger to others, nonetheless |
---|
731 | | - | retained the individual as an employee. |
---|
732 | | - | (g) Nothing in this section shall be construed to |
---|
733 | | - | constitute a waiver of the sovereign immunity of the state, |
---|
| 702 | + | (1) An individual's disciplinary record while in the |
---|
| 703 | + | custody of the Department of Corrections; |
---|
| 704 | + | (2) Successful completion of designated programs or |
---|
| 705 | + | development of a useful skill set while in the custody of the |
---|
| 706 | + | Department of Corrections; and |
---|
| 707 | + | (3) Any other factor the board deems relevant to an |
---|
| 708 | + | individual's qualification for the certificate. |
---|
| 709 | + | (b) The Board of Pardons and Paroles shall notify |
---|
| 710 | + | individuals in the custody of the Department of Corrections of |
---|
| 711 | + | the possibility to earn a certificate of employability. Prior |
---|
| 712 | + | to being released on parole, the board shall determine whether |
---|
| 713 | + | an individual meets the eligibility criteria and if so, issue |
---|
| 714 | + | a certificate of employability when the individual is released |
---|
| 715 | + | from the custody of the department for use in obtaining |
---|
| 716 | + | employment. |
---|
| 717 | + | (c) An individual required to register as a sex |
---|
| 718 | + | offender pursuant to Chapter 20A of Title 15 or convicted of a |
---|
| 719 | + | violent offense, as defined in Section 12-25-32, is ineligible |
---|
| 720 | + | to be issued a certificate of employability. |
---|
| 721 | + | (d) The Board of Pardons and Paroles shall revoke a |
---|
| 722 | + | certificate of employability if the individual to whom the |
---|
| 723 | + | certificate of employability was issued is convicted of a |
---|
| 724 | + | felony offense committed after the issuance of the certificate |
---|
| 725 | + | of employability. |
---|
| 726 | + | (e)(1) In a judicial or administrative proceeding |
---|
| 727 | + | alleging negligent hiring, a certificate of employability |
---|
| 728 | + | issued to an individual pursuant to this section may be |
---|
| 729 | + | introduced as evidence of an employer's due care in hiring |
---|
| 730 | + | that individual if the employer knew of the certificate at the |
---|
763 | | - | constitute a waiver of the sovereign immunity of the state, |
---|
764 | | - | consistent with Section 36-1-12, Code of Alabama 1975, and no |
---|
765 | | - | action shall be maintained against the state or any agency or |
---|
766 | | - | department thereof for issuance of or failure to issue any |
---|
767 | | - | certificate of employability. |
---|
768 | | - | (h) This section shall not apply to any board governed |
---|
769 | | - | by Chapter 9, Chapter 23, or Chapter 24 of Title 34. |
---|
770 | | - | Section 4. This act shall become effective on October |
---|
771 | | - | 1, 2025, and applies to any cause of action pursuant to this |
---|
772 | | - | act which occurs on or after October 1, 2025. |
---|
| 760 | + | that individual if the employer knew of the certificate at the |
---|
| 761 | + | time of the alleged negligent hiring. |
---|
| 762 | + | (2) In any proceeding on a claim against an employer |
---|
| 763 | + | for negligent hiring based upon the prior conviction of an |
---|
| 764 | + | employee, a certificate of employability issued to an |
---|
| 765 | + | individual pursuant to this section shall provide immunity for |
---|
| 766 | + | the employer with respect to the claim of negligent hiring if |
---|
| 767 | + | the employer knew of the certificate at the time of the |
---|
| 768 | + | alleged negligent hiring. This subdivision does not provide |
---|
| 769 | + | immunity to the employer for other claims related to the |
---|
| 770 | + | conduct of the employee. |
---|
| 771 | + | (3) The revocation of a certificate of employability |
---|
| 772 | + | does not affect the right of an employer to rely on the |
---|
| 773 | + | validity of the certificate of employability at the time of |
---|
| 774 | + | hiring unless the employer knew before the individual was |
---|
| 775 | + | employed that the certificate of employability was fraudulent |
---|
| 776 | + | or was revoked. |
---|
| 777 | + | (f) An employer who hires an individual who has been |
---|
| 778 | + | issued a certificate of employability may be held liable in a |
---|
| 779 | + | civil action based on or relating to the retention of the |
---|
| 780 | + | individual as an employee only if: |
---|
| 781 | + | (1) The individual, after being hired, demonstrates a |
---|
| 782 | + | danger to others or is convicted of a felony; |
---|
| 783 | + | (2) The plaintiff proves by a preponderance of the |
---|
| 784 | + | evidence that the individual having hiring and firing |
---|
| 785 | + | responsibility for the employer had actual knowledge that the |
---|
| 786 | + | employee demonstrated a danger to others or was convicted of a |
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| 787 | + | felony; and |
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| 788 | + | (3) That the individual having hiring and firing |
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818 | | - | 392 |
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| 816 | + | 392 SB138 INTRODUCED |
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| 817 | + | Page 15 |
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| 818 | + | (3) That the individual having hiring and firing |
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| 819 | + | responsibility, upon having actual knowledge that the |
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| 820 | + | individual demonstrated a danger to others, nonetheless |
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| 821 | + | retained the individual as an employee. |
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| 822 | + | (g) Nothing in this section shall be construed to |
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| 823 | + | constitute a waiver of the sovereign immunity of the state, |
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| 824 | + | consistent with Section 36-1-12, Code of Alabama 1975, and no |
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| 825 | + | action shall be maintained against the state or any agency or |
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| 826 | + | department thereof for issuance of or failure to issue any |
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| 827 | + | certificate of employability. |
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| 828 | + | Section 4. This act shall become effective on October |
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| 829 | + | 1, 2025, and applies to any cause of action pursuant to this |
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| 830 | + | act which occurs on or after October 1, 2025. |
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