California 2021-2022 Regular Session

California Senate Bill SB1406 Compare Versions

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1-Enrolled August 29, 2022 Passed IN Senate May 25, 2022 Passed IN Assembly August 24, 2022 CALIFORNIA LEGISLATURE 20212022 REGULAR SESSION Senate Bill No. 1406Introduced by Senator DurazoFebruary 18, 2022An act to add Chapter 10.6 (commencing with Section 3539.75) to Division 4 of Title 1 of the Government Code, relating to state employees.LEGISLATIVE COUNSEL'S DIGESTSB 1406, Durazo. Excluded employees: binding arbitration.Existing law, the Bill of Rights for State Excluded Employees, permits, among other things, excluded employee organizations to represent their excluded members in their employment relations, including grievances, with the state. That law defines excluded employees as all managerial employees, confidential employees, supervisory employees, and specified employees of the Department of Personnel Administration, the Department of Finance, the Controllers office, the Legislative Counsel Bureau, the Bureau of State Audits, the Public Employment Relations Board, the Department of Industrial Relations, and the State Athletic Commission.This bill would enact the Excluded Employee Arbitration Act to permit an employee organization that represents an excluded employee who has filed certain grievances with the Department of Human Resources to request binding arbitration of the grievance if specified conditions are met. The bill would require the designation of a standing panel of arbitrators and, under specified circumstances, the provision of arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board. The bill would then require the arbitrator to be chosen in a specified manner and would prescribe the duties of that arbitrator.This bill would grant a party to the arbitration the right to have a certified shorthand reporter transcribe the proceeding and would deem the transcription the official record of the proceeding. The bill would require a nonprevailing party, other than an excluded employee, to bear the costs of arbitration and would prohibit passing the costs of arbitration on to the excluded employee.Digest Key Vote: MAJORITY Appropriation: NO Fiscal Committee: YES Local Program: NO Bill TextThe people of the State of California do enact as follows:SECTION 1. (a) It is the intent of the Legislature that state excluded employees shall have the right to arbitration as a fifth step to the excluded employee grievance procedure. The present grievance procedure leaves too many grievances unresolved. This lack of resolution has caused more cases to be filed in Californias courts, which could have been resolved at a lower level.(b) The Legislature finds and declares all of the following:(1) The grievance system for state excluded employees is virtually illusory, with the overwhelming majority of grievances of excluded employees being summarily denied.(2) The practice of blanket grievance denial forces excluded employee organizations to go to court. Litigation is not only time consuming, but also costly to both the excluded employee organizations and the State of California.(3) Employee grievance arbitration for excluded employees results in timely resolution of grievances and is far less costly than litigation for both the State of California and for those excluded employees.(4) Employee grievance arbitration promotes settlement of grievances in advance of actual arbitration. Sixty percent of arbitration requests are settled in advance of any arbitral hearing.SEC. 2. Chapter 10.6 (commencing with Section 3539.75) is added to Division 4 of Title 1 of the Government Code, to read: CHAPTER 10.6. Excluded Employee Arbitration Act3539.75. This chapter shall be known, and may be cited, as the Excluded Employee Arbitration Act.3539.76. For purposes of this chapter:(a) Department means the Department of Human Resources.(b) Excluded employee means an excluded employee of the state, as defined in subdivision (b) of Section 3527.(c) Employee organization means any organization that represents excluded employees of the State of California.(d) Employer means the State of California.(e) Arbitration means the process that results in a binding ruling that resolves an excluded employee grievance as the final level of the excluded employee grievance process.3539.77. An employee organization representing an employee who has filed a grievance with the department may request arbitration of the grievance if all of the following conditions are met:(a) The grievance alleges a dispute that is subject to the procedures established in Section 599.859 of Title 2 of the California Code of Regulations, as that section read on January 1, 2022.(b) The grievance has not been resolved to the employee organizations satisfaction after either of the following, as applicable, pursuant to regulations of the department governing grievances for excluded employees:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.(c) The employee organization requests arbitration in writing, submitted to the department, within 21 days of a decision rendered in either of the following, as applicable:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.3539.78. (a) After a request for arbitration is made, the department and the employee organization shall designate a standing panel of at least 20 arbitrators who shall be available for arbitration under this chapter.(b) If there are fewer than three arbitrators available, then the employee organization or the employer may obtain the names of an additional five arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board.(c) From that standing panel, the employee organization and the employer may consecutively strike any arbitrator from that panel until the name of one arbitrator is agreed upon, or, if no agreement is made, the last remaining person on the panel shall be designated the arbitrator. The name of that arbitrator shall be submitted in writing to the department.(d) If the employee organization does not submit its choice of an arbitrator within 45 days after requesting arbitration, the request for arbitration shall be considered withdrawn. A request that is withdrawn shall not prevent the employee from pursuing other grievance procedures available by law.3539.79. (a) A party to the arbitration shall have the right to have a certified shorthand reporter transcribe the proceeding. The transcript shall be the official record of the proceeding.(b) The arbitrator shall apply California law to the facts. The arbitrator shall issue a decision for each grievance heard during the arbitration. The decision shall be based solely on the written record in the grievance, the grievance response, and the oral presentations made at the arbitration. The arbitrators decision shall be legally binding.(c) The arbitrator shall issue a written decision within 45 days of the conclusion of the hearing.(d) The arbitrator shall order the nonprevailing party to pay the cost of the arbitration, including the cost of a certified shorthand reporter. The arbitrator shall not order the excluded employee to pay the cost of arbitration or the cost of a certified shorthand reporter, and the cost of arbitration, including the cost of a certified shorthand reporter, shall not be passed on to the excluded employee.
1+CALIFORNIA LEGISLATURE 20212022 REGULAR SESSION Senate Bill No. 1406Introduced by Senator DurazoFebruary 18, 2022An act to add Chapter 10.6 (commencing with Section 3539.75) to Division 4 of Title 1 of the Government Code, relating to state employees.LEGISLATIVE COUNSEL'S DIGESTSB 1406, as introduced, Durazo. Excluded employees: binding arbitration.Existing law, the Bill of Rights for State Excluded Employees, permits, among other things, excluded employee organizations to represent their excluded members in their employment relations, including grievances, with the state. That law defines excluded employees as all managerial employees, confidential employees, supervisory employees, and specified employees of the Department of Personnel Administration, the Department of Finance, the Controllers office, the Legislative Counsel Bureau, the Bureau of State Audits, the Public Employment Relations Board, the Department of Industrial Relations, and the State Athletic Commission.This bill would enact the Excluded Employee Arbitration Act to permit an employee organization that represents an excluded employee who has filed certain grievances with the Department of Human Resources to request binding arbitration of the grievance if specified conditions are met. The bill would require the designation of a standing panel of arbitrators and, under specified circumstances, the provision of arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board. The bill would then require the arbitrator to be chosen in a specified manner and would prescribe the duties of that arbitrator.This bill would grant a party to the arbitration the right to have a certified shorthand reporter transcribe the proceeding and would deem the transcription the official record of the proceeding. The bill would require a nonprevailing party, other than an excluded employee, to bear the costs of arbitration and would prohibit passing the costs of arbitration on to the excluded employee.Digest Key Vote: MAJORITY Appropriation: NO Fiscal Committee: YES Local Program: NO Bill TextThe people of the State of California do enact as follows:SECTION 1. (a) It is the intent of the Legislature that state excluded employees shall have the right to arbitration as a fifth step to the excluded employee grievance procedure. The present grievance procedure leaves too many grievances unresolved. This lack of resolution has caused more cases to be filed in Californias courts, which could have been resolved at a lower level.(b) The Legislature finds and declares all of the following:(1) The grievance system for state excluded employees is virtually illusory, with the overwhelming majority of grievances of excluded employees being summarily denied.(2) The practice of blanket grievance denial forces excluded employee organizations to go to court. Litigation is not only time consuming, but also costly to both the excluded employee organizations and the State of California.(3) Employee grievance arbitration for excluded employees results in timely resolution of grievances and is far less costly than litigation for both the State of California and for those excluded employees.(4) Employee grievance arbitration promotes settlement of grievances in advance of actual arbitration. Sixty percent of arbitration requests are settled in advance of any arbitral hearing.SEC. 2. Chapter 10.6 (commencing with Section 3539.75) is added to Division 4 of Title 1 of the Government Code, to read: CHAPTER 10.6. Excluded Employee Arbitration Act3539.75. This chapter shall be known, and may be cited, as the Excluded Employee Arbitration Act.3539.76. For purposes of this chapter:(a) Department means the Department of Human Resources.(b) Excluded employee means an excluded employee of the state, as defined in subdivision (b) of Section 3527.(c) Employee organization means any organization that represents excluded employees of the State of California.(d) Employer means the State of California.(e) Arbitration means the process that results in a binding ruling that resolves an excluded employee grievance as the final level of the excluded employee grievance process.3539.77. An employee organization representing an employee who has filed a grievance with the department may request arbitration of the grievance if all of the following conditions are met:(a) The grievance alleges a dispute that is subject to the procedures established in Section 599.859 of Title 2 of the California Code of Regulations, as that section read on January 1, 2022.(b) The grievance has not been resolved to the employee organizations satisfaction after either of the following, as applicable, pursuant to regulations of the department governing grievances for excluded employees:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.(c) The employee organization requests arbitration in writing, submitted to the department, within 21 days of a decision rendered in either of the following, as applicable:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.3539.78. (a) After a request for arbitration is made, the department and the employee organization shall designate a standing panel of at least 20 arbitrators who shall be available for arbitration under this chapter.(b) If there are fewer than three arbitrators available, then the employee organization or the employer may obtain the names of an additional five arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board.(c) From that standing panel, the employee organization and the employer may consecutively strike any arbitrator from that panel until the name of one arbitrator is agreed upon, or, if no agreement is made, the last remaining person on the panel shall be designated the arbitrator. The name of that arbitrator shall be submitted in writing to the department.(d) If the employee organization does not submit its choice of an arbitrator within 45 days after requesting arbitration, the request for arbitration shall be considered withdrawn. A request that is withdrawn shall not prevent the employee from pursuing other grievance procedures available by law.3539.79. (a) A party to the arbitration shall have the right to have a certified shorthand reporter transcribe the proceeding. The transcript shall be the official record of the proceeding.(b) The arbitrator shall apply California law to the facts. The arbitrator shall issue a decision for each grievance heard during the arbitration. The decision shall be based solely on the written record in the grievance, the grievance response, and the oral presentations made at the arbitration. The arbitrators decision shall be legally binding.(c) The arbitrator shall issue a written decision within 45 days of the conclusion of the hearing.(d) The arbitrator shall order the nonprevailing party to pay the cost of the arbitration, including the cost of a certified shorthand reporter. The arbitrator shall not order the excluded employee to pay the cost of arbitration or the cost of a certified shorthand reporter, and the cost of arbitration, including the cost of a certified shorthand reporter, shall not be passed on to the excluded employee.
22
3- Enrolled August 29, 2022 Passed IN Senate May 25, 2022 Passed IN Assembly August 24, 2022 CALIFORNIA LEGISLATURE 20212022 REGULAR SESSION Senate Bill No. 1406Introduced by Senator DurazoFebruary 18, 2022An act to add Chapter 10.6 (commencing with Section 3539.75) to Division 4 of Title 1 of the Government Code, relating to state employees.LEGISLATIVE COUNSEL'S DIGESTSB 1406, Durazo. Excluded employees: binding arbitration.Existing law, the Bill of Rights for State Excluded Employees, permits, among other things, excluded employee organizations to represent their excluded members in their employment relations, including grievances, with the state. That law defines excluded employees as all managerial employees, confidential employees, supervisory employees, and specified employees of the Department of Personnel Administration, the Department of Finance, the Controllers office, the Legislative Counsel Bureau, the Bureau of State Audits, the Public Employment Relations Board, the Department of Industrial Relations, and the State Athletic Commission.This bill would enact the Excluded Employee Arbitration Act to permit an employee organization that represents an excluded employee who has filed certain grievances with the Department of Human Resources to request binding arbitration of the grievance if specified conditions are met. The bill would require the designation of a standing panel of arbitrators and, under specified circumstances, the provision of arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board. The bill would then require the arbitrator to be chosen in a specified manner and would prescribe the duties of that arbitrator.This bill would grant a party to the arbitration the right to have a certified shorthand reporter transcribe the proceeding and would deem the transcription the official record of the proceeding. The bill would require a nonprevailing party, other than an excluded employee, to bear the costs of arbitration and would prohibit passing the costs of arbitration on to the excluded employee.Digest Key Vote: MAJORITY Appropriation: NO Fiscal Committee: YES Local Program: NO
3+ CALIFORNIA LEGISLATURE 20212022 REGULAR SESSION Senate Bill No. 1406Introduced by Senator DurazoFebruary 18, 2022An act to add Chapter 10.6 (commencing with Section 3539.75) to Division 4 of Title 1 of the Government Code, relating to state employees.LEGISLATIVE COUNSEL'S DIGESTSB 1406, as introduced, Durazo. Excluded employees: binding arbitration.Existing law, the Bill of Rights for State Excluded Employees, permits, among other things, excluded employee organizations to represent their excluded members in their employment relations, including grievances, with the state. That law defines excluded employees as all managerial employees, confidential employees, supervisory employees, and specified employees of the Department of Personnel Administration, the Department of Finance, the Controllers office, the Legislative Counsel Bureau, the Bureau of State Audits, the Public Employment Relations Board, the Department of Industrial Relations, and the State Athletic Commission.This bill would enact the Excluded Employee Arbitration Act to permit an employee organization that represents an excluded employee who has filed certain grievances with the Department of Human Resources to request binding arbitration of the grievance if specified conditions are met. The bill would require the designation of a standing panel of arbitrators and, under specified circumstances, the provision of arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board. The bill would then require the arbitrator to be chosen in a specified manner and would prescribe the duties of that arbitrator.This bill would grant a party to the arbitration the right to have a certified shorthand reporter transcribe the proceeding and would deem the transcription the official record of the proceeding. The bill would require a nonprevailing party, other than an excluded employee, to bear the costs of arbitration and would prohibit passing the costs of arbitration on to the excluded employee.Digest Key Vote: MAJORITY Appropriation: NO Fiscal Committee: YES Local Program: NO
44
5- Enrolled August 29, 2022 Passed IN Senate May 25, 2022 Passed IN Assembly August 24, 2022
65
7-Enrolled August 29, 2022
8-Passed IN Senate May 25, 2022
9-Passed IN Assembly August 24, 2022
6+
7+
108
119 CALIFORNIA LEGISLATURE 20212022 REGULAR SESSION
1210
1311 Senate Bill
1412
1513 No. 1406
1614
1715 Introduced by Senator DurazoFebruary 18, 2022
1816
1917 Introduced by Senator Durazo
2018 February 18, 2022
2119
2220 An act to add Chapter 10.6 (commencing with Section 3539.75) to Division 4 of Title 1 of the Government Code, relating to state employees.
2321
2422 LEGISLATIVE COUNSEL'S DIGEST
2523
2624 ## LEGISLATIVE COUNSEL'S DIGEST
2725
28-SB 1406, Durazo. Excluded employees: binding arbitration.
26+SB 1406, as introduced, Durazo. Excluded employees: binding arbitration.
2927
3028 Existing law, the Bill of Rights for State Excluded Employees, permits, among other things, excluded employee organizations to represent their excluded members in their employment relations, including grievances, with the state. That law defines excluded employees as all managerial employees, confidential employees, supervisory employees, and specified employees of the Department of Personnel Administration, the Department of Finance, the Controllers office, the Legislative Counsel Bureau, the Bureau of State Audits, the Public Employment Relations Board, the Department of Industrial Relations, and the State Athletic Commission.This bill would enact the Excluded Employee Arbitration Act to permit an employee organization that represents an excluded employee who has filed certain grievances with the Department of Human Resources to request binding arbitration of the grievance if specified conditions are met. The bill would require the designation of a standing panel of arbitrators and, under specified circumstances, the provision of arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board. The bill would then require the arbitrator to be chosen in a specified manner and would prescribe the duties of that arbitrator.This bill would grant a party to the arbitration the right to have a certified shorthand reporter transcribe the proceeding and would deem the transcription the official record of the proceeding. The bill would require a nonprevailing party, other than an excluded employee, to bear the costs of arbitration and would prohibit passing the costs of arbitration on to the excluded employee.
3129
3230 Existing law, the Bill of Rights for State Excluded Employees, permits, among other things, excluded employee organizations to represent their excluded members in their employment relations, including grievances, with the state. That law defines excluded employees as all managerial employees, confidential employees, supervisory employees, and specified employees of the Department of Personnel Administration, the Department of Finance, the Controllers office, the Legislative Counsel Bureau, the Bureau of State Audits, the Public Employment Relations Board, the Department of Industrial Relations, and the State Athletic Commission.
3331
3432 This bill would enact the Excluded Employee Arbitration Act to permit an employee organization that represents an excluded employee who has filed certain grievances with the Department of Human Resources to request binding arbitration of the grievance if specified conditions are met. The bill would require the designation of a standing panel of arbitrators and, under specified circumstances, the provision of arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board. The bill would then require the arbitrator to be chosen in a specified manner and would prescribe the duties of that arbitrator.
3533
3634 This bill would grant a party to the arbitration the right to have a certified shorthand reporter transcribe the proceeding and would deem the transcription the official record of the proceeding. The bill would require a nonprevailing party, other than an excluded employee, to bear the costs of arbitration and would prohibit passing the costs of arbitration on to the excluded employee.
3735
3836 ## Digest Key
3937
4038 ## Bill Text
4139
4240 The people of the State of California do enact as follows:SECTION 1. (a) It is the intent of the Legislature that state excluded employees shall have the right to arbitration as a fifth step to the excluded employee grievance procedure. The present grievance procedure leaves too many grievances unresolved. This lack of resolution has caused more cases to be filed in Californias courts, which could have been resolved at a lower level.(b) The Legislature finds and declares all of the following:(1) The grievance system for state excluded employees is virtually illusory, with the overwhelming majority of grievances of excluded employees being summarily denied.(2) The practice of blanket grievance denial forces excluded employee organizations to go to court. Litigation is not only time consuming, but also costly to both the excluded employee organizations and the State of California.(3) Employee grievance arbitration for excluded employees results in timely resolution of grievances and is far less costly than litigation for both the State of California and for those excluded employees.(4) Employee grievance arbitration promotes settlement of grievances in advance of actual arbitration. Sixty percent of arbitration requests are settled in advance of any arbitral hearing.SEC. 2. Chapter 10.6 (commencing with Section 3539.75) is added to Division 4 of Title 1 of the Government Code, to read: CHAPTER 10.6. Excluded Employee Arbitration Act3539.75. This chapter shall be known, and may be cited, as the Excluded Employee Arbitration Act.3539.76. For purposes of this chapter:(a) Department means the Department of Human Resources.(b) Excluded employee means an excluded employee of the state, as defined in subdivision (b) of Section 3527.(c) Employee organization means any organization that represents excluded employees of the State of California.(d) Employer means the State of California.(e) Arbitration means the process that results in a binding ruling that resolves an excluded employee grievance as the final level of the excluded employee grievance process.3539.77. An employee organization representing an employee who has filed a grievance with the department may request arbitration of the grievance if all of the following conditions are met:(a) The grievance alleges a dispute that is subject to the procedures established in Section 599.859 of Title 2 of the California Code of Regulations, as that section read on January 1, 2022.(b) The grievance has not been resolved to the employee organizations satisfaction after either of the following, as applicable, pursuant to regulations of the department governing grievances for excluded employees:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.(c) The employee organization requests arbitration in writing, submitted to the department, within 21 days of a decision rendered in either of the following, as applicable:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.3539.78. (a) After a request for arbitration is made, the department and the employee organization shall designate a standing panel of at least 20 arbitrators who shall be available for arbitration under this chapter.(b) If there are fewer than three arbitrators available, then the employee organization or the employer may obtain the names of an additional five arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board.(c) From that standing panel, the employee organization and the employer may consecutively strike any arbitrator from that panel until the name of one arbitrator is agreed upon, or, if no agreement is made, the last remaining person on the panel shall be designated the arbitrator. The name of that arbitrator shall be submitted in writing to the department.(d) If the employee organization does not submit its choice of an arbitrator within 45 days after requesting arbitration, the request for arbitration shall be considered withdrawn. A request that is withdrawn shall not prevent the employee from pursuing other grievance procedures available by law.3539.79. (a) A party to the arbitration shall have the right to have a certified shorthand reporter transcribe the proceeding. The transcript shall be the official record of the proceeding.(b) The arbitrator shall apply California law to the facts. The arbitrator shall issue a decision for each grievance heard during the arbitration. The decision shall be based solely on the written record in the grievance, the grievance response, and the oral presentations made at the arbitration. The arbitrators decision shall be legally binding.(c) The arbitrator shall issue a written decision within 45 days of the conclusion of the hearing.(d) The arbitrator shall order the nonprevailing party to pay the cost of the arbitration, including the cost of a certified shorthand reporter. The arbitrator shall not order the excluded employee to pay the cost of arbitration or the cost of a certified shorthand reporter, and the cost of arbitration, including the cost of a certified shorthand reporter, shall not be passed on to the excluded employee.
4341
4442 The people of the State of California do enact as follows:
4543
4644 ## The people of the State of California do enact as follows:
4745
4846 SECTION 1. (a) It is the intent of the Legislature that state excluded employees shall have the right to arbitration as a fifth step to the excluded employee grievance procedure. The present grievance procedure leaves too many grievances unresolved. This lack of resolution has caused more cases to be filed in Californias courts, which could have been resolved at a lower level.(b) The Legislature finds and declares all of the following:(1) The grievance system for state excluded employees is virtually illusory, with the overwhelming majority of grievances of excluded employees being summarily denied.(2) The practice of blanket grievance denial forces excluded employee organizations to go to court. Litigation is not only time consuming, but also costly to both the excluded employee organizations and the State of California.(3) Employee grievance arbitration for excluded employees results in timely resolution of grievances and is far less costly than litigation for both the State of California and for those excluded employees.(4) Employee grievance arbitration promotes settlement of grievances in advance of actual arbitration. Sixty percent of arbitration requests are settled in advance of any arbitral hearing.
4947
5048 SECTION 1. (a) It is the intent of the Legislature that state excluded employees shall have the right to arbitration as a fifth step to the excluded employee grievance procedure. The present grievance procedure leaves too many grievances unresolved. This lack of resolution has caused more cases to be filed in Californias courts, which could have been resolved at a lower level.(b) The Legislature finds and declares all of the following:(1) The grievance system for state excluded employees is virtually illusory, with the overwhelming majority of grievances of excluded employees being summarily denied.(2) The practice of blanket grievance denial forces excluded employee organizations to go to court. Litigation is not only time consuming, but also costly to both the excluded employee organizations and the State of California.(3) Employee grievance arbitration for excluded employees results in timely resolution of grievances and is far less costly than litigation for both the State of California and for those excluded employees.(4) Employee grievance arbitration promotes settlement of grievances in advance of actual arbitration. Sixty percent of arbitration requests are settled in advance of any arbitral hearing.
5149
5250 SECTION 1. (a) It is the intent of the Legislature that state excluded employees shall have the right to arbitration as a fifth step to the excluded employee grievance procedure. The present grievance procedure leaves too many grievances unresolved. This lack of resolution has caused more cases to be filed in Californias courts, which could have been resolved at a lower level.
5351
5452 ### SECTION 1.
5553
5654 (b) The Legislature finds and declares all of the following:
5755
5856 (1) The grievance system for state excluded employees is virtually illusory, with the overwhelming majority of grievances of excluded employees being summarily denied.
5957
6058 (2) The practice of blanket grievance denial forces excluded employee organizations to go to court. Litigation is not only time consuming, but also costly to both the excluded employee organizations and the State of California.
6159
6260 (3) Employee grievance arbitration for excluded employees results in timely resolution of grievances and is far less costly than litigation for both the State of California and for those excluded employees.
6361
6462 (4) Employee grievance arbitration promotes settlement of grievances in advance of actual arbitration. Sixty percent of arbitration requests are settled in advance of any arbitral hearing.
6563
6664 SEC. 2. Chapter 10.6 (commencing with Section 3539.75) is added to Division 4 of Title 1 of the Government Code, to read: CHAPTER 10.6. Excluded Employee Arbitration Act3539.75. This chapter shall be known, and may be cited, as the Excluded Employee Arbitration Act.3539.76. For purposes of this chapter:(a) Department means the Department of Human Resources.(b) Excluded employee means an excluded employee of the state, as defined in subdivision (b) of Section 3527.(c) Employee organization means any organization that represents excluded employees of the State of California.(d) Employer means the State of California.(e) Arbitration means the process that results in a binding ruling that resolves an excluded employee grievance as the final level of the excluded employee grievance process.3539.77. An employee organization representing an employee who has filed a grievance with the department may request arbitration of the grievance if all of the following conditions are met:(a) The grievance alleges a dispute that is subject to the procedures established in Section 599.859 of Title 2 of the California Code of Regulations, as that section read on January 1, 2022.(b) The grievance has not been resolved to the employee organizations satisfaction after either of the following, as applicable, pursuant to regulations of the department governing grievances for excluded employees:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.(c) The employee organization requests arbitration in writing, submitted to the department, within 21 days of a decision rendered in either of the following, as applicable:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.3539.78. (a) After a request for arbitration is made, the department and the employee organization shall designate a standing panel of at least 20 arbitrators who shall be available for arbitration under this chapter.(b) If there are fewer than three arbitrators available, then the employee organization or the employer may obtain the names of an additional five arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board.(c) From that standing panel, the employee organization and the employer may consecutively strike any arbitrator from that panel until the name of one arbitrator is agreed upon, or, if no agreement is made, the last remaining person on the panel shall be designated the arbitrator. The name of that arbitrator shall be submitted in writing to the department.(d) If the employee organization does not submit its choice of an arbitrator within 45 days after requesting arbitration, the request for arbitration shall be considered withdrawn. A request that is withdrawn shall not prevent the employee from pursuing other grievance procedures available by law.3539.79. (a) A party to the arbitration shall have the right to have a certified shorthand reporter transcribe the proceeding. The transcript shall be the official record of the proceeding.(b) The arbitrator shall apply California law to the facts. The arbitrator shall issue a decision for each grievance heard during the arbitration. The decision shall be based solely on the written record in the grievance, the grievance response, and the oral presentations made at the arbitration. The arbitrators decision shall be legally binding.(c) The arbitrator shall issue a written decision within 45 days of the conclusion of the hearing.(d) The arbitrator shall order the nonprevailing party to pay the cost of the arbitration, including the cost of a certified shorthand reporter. The arbitrator shall not order the excluded employee to pay the cost of arbitration or the cost of a certified shorthand reporter, and the cost of arbitration, including the cost of a certified shorthand reporter, shall not be passed on to the excluded employee.
6765
6866 SEC. 2. Chapter 10.6 (commencing with Section 3539.75) is added to Division 4 of Title 1 of the Government Code, to read:
6967
7068 ### SEC. 2.
7169
7270 CHAPTER 10.6. Excluded Employee Arbitration Act3539.75. This chapter shall be known, and may be cited, as the Excluded Employee Arbitration Act.3539.76. For purposes of this chapter:(a) Department means the Department of Human Resources.(b) Excluded employee means an excluded employee of the state, as defined in subdivision (b) of Section 3527.(c) Employee organization means any organization that represents excluded employees of the State of California.(d) Employer means the State of California.(e) Arbitration means the process that results in a binding ruling that resolves an excluded employee grievance as the final level of the excluded employee grievance process.3539.77. An employee organization representing an employee who has filed a grievance with the department may request arbitration of the grievance if all of the following conditions are met:(a) The grievance alleges a dispute that is subject to the procedures established in Section 599.859 of Title 2 of the California Code of Regulations, as that section read on January 1, 2022.(b) The grievance has not been resolved to the employee organizations satisfaction after either of the following, as applicable, pursuant to regulations of the department governing grievances for excluded employees:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.(c) The employee organization requests arbitration in writing, submitted to the department, within 21 days of a decision rendered in either of the following, as applicable:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.3539.78. (a) After a request for arbitration is made, the department and the employee organization shall designate a standing panel of at least 20 arbitrators who shall be available for arbitration under this chapter.(b) If there are fewer than three arbitrators available, then the employee organization or the employer may obtain the names of an additional five arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board.(c) From that standing panel, the employee organization and the employer may consecutively strike any arbitrator from that panel until the name of one arbitrator is agreed upon, or, if no agreement is made, the last remaining person on the panel shall be designated the arbitrator. The name of that arbitrator shall be submitted in writing to the department.(d) If the employee organization does not submit its choice of an arbitrator within 45 days after requesting arbitration, the request for arbitration shall be considered withdrawn. A request that is withdrawn shall not prevent the employee from pursuing other grievance procedures available by law.3539.79. (a) A party to the arbitration shall have the right to have a certified shorthand reporter transcribe the proceeding. The transcript shall be the official record of the proceeding.(b) The arbitrator shall apply California law to the facts. The arbitrator shall issue a decision for each grievance heard during the arbitration. The decision shall be based solely on the written record in the grievance, the grievance response, and the oral presentations made at the arbitration. The arbitrators decision shall be legally binding.(c) The arbitrator shall issue a written decision within 45 days of the conclusion of the hearing.(d) The arbitrator shall order the nonprevailing party to pay the cost of the arbitration, including the cost of a certified shorthand reporter. The arbitrator shall not order the excluded employee to pay the cost of arbitration or the cost of a certified shorthand reporter, and the cost of arbitration, including the cost of a certified shorthand reporter, shall not be passed on to the excluded employee.
7371
7472 CHAPTER 10.6. Excluded Employee Arbitration Act3539.75. This chapter shall be known, and may be cited, as the Excluded Employee Arbitration Act.3539.76. For purposes of this chapter:(a) Department means the Department of Human Resources.(b) Excluded employee means an excluded employee of the state, as defined in subdivision (b) of Section 3527.(c) Employee organization means any organization that represents excluded employees of the State of California.(d) Employer means the State of California.(e) Arbitration means the process that results in a binding ruling that resolves an excluded employee grievance as the final level of the excluded employee grievance process.3539.77. An employee organization representing an employee who has filed a grievance with the department may request arbitration of the grievance if all of the following conditions are met:(a) The grievance alleges a dispute that is subject to the procedures established in Section 599.859 of Title 2 of the California Code of Regulations, as that section read on January 1, 2022.(b) The grievance has not been resolved to the employee organizations satisfaction after either of the following, as applicable, pursuant to regulations of the department governing grievances for excluded employees:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.(c) The employee organization requests arbitration in writing, submitted to the department, within 21 days of a decision rendered in either of the following, as applicable:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.3539.78. (a) After a request for arbitration is made, the department and the employee organization shall designate a standing panel of at least 20 arbitrators who shall be available for arbitration under this chapter.(b) If there are fewer than three arbitrators available, then the employee organization or the employer may obtain the names of an additional five arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board.(c) From that standing panel, the employee organization and the employer may consecutively strike any arbitrator from that panel until the name of one arbitrator is agreed upon, or, if no agreement is made, the last remaining person on the panel shall be designated the arbitrator. The name of that arbitrator shall be submitted in writing to the department.(d) If the employee organization does not submit its choice of an arbitrator within 45 days after requesting arbitration, the request for arbitration shall be considered withdrawn. A request that is withdrawn shall not prevent the employee from pursuing other grievance procedures available by law.3539.79. (a) A party to the arbitration shall have the right to have a certified shorthand reporter transcribe the proceeding. The transcript shall be the official record of the proceeding.(b) The arbitrator shall apply California law to the facts. The arbitrator shall issue a decision for each grievance heard during the arbitration. The decision shall be based solely on the written record in the grievance, the grievance response, and the oral presentations made at the arbitration. The arbitrators decision shall be legally binding.(c) The arbitrator shall issue a written decision within 45 days of the conclusion of the hearing.(d) The arbitrator shall order the nonprevailing party to pay the cost of the arbitration, including the cost of a certified shorthand reporter. The arbitrator shall not order the excluded employee to pay the cost of arbitration or the cost of a certified shorthand reporter, and the cost of arbitration, including the cost of a certified shorthand reporter, shall not be passed on to the excluded employee.
7573
7674 CHAPTER 10.6. Excluded Employee Arbitration Act
7775
7876 CHAPTER 10.6. Excluded Employee Arbitration Act
7977
8078 3539.75. This chapter shall be known, and may be cited, as the Excluded Employee Arbitration Act.
8179
8280
8381
8482 3539.75. This chapter shall be known, and may be cited, as the Excluded Employee Arbitration Act.
8583
8684 3539.76. For purposes of this chapter:(a) Department means the Department of Human Resources.(b) Excluded employee means an excluded employee of the state, as defined in subdivision (b) of Section 3527.(c) Employee organization means any organization that represents excluded employees of the State of California.(d) Employer means the State of California.(e) Arbitration means the process that results in a binding ruling that resolves an excluded employee grievance as the final level of the excluded employee grievance process.
8785
8886
8987
9088 3539.76. For purposes of this chapter:
9189
9290 (a) Department means the Department of Human Resources.
9391
9492 (b) Excluded employee means an excluded employee of the state, as defined in subdivision (b) of Section 3527.
9593
9694 (c) Employee organization means any organization that represents excluded employees of the State of California.
9795
9896 (d) Employer means the State of California.
9997
10098 (e) Arbitration means the process that results in a binding ruling that resolves an excluded employee grievance as the final level of the excluded employee grievance process.
10199
102100 3539.77. An employee organization representing an employee who has filed a grievance with the department may request arbitration of the grievance if all of the following conditions are met:(a) The grievance alleges a dispute that is subject to the procedures established in Section 599.859 of Title 2 of the California Code of Regulations, as that section read on January 1, 2022.(b) The grievance has not been resolved to the employee organizations satisfaction after either of the following, as applicable, pursuant to regulations of the department governing grievances for excluded employees:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.(c) The employee organization requests arbitration in writing, submitted to the department, within 21 days of a decision rendered in either of the following, as applicable:(1) The fourth level of review.(2) In cases where there is no fourth level of review, the third level of review.
103101
104102
105103
106104 3539.77. An employee organization representing an employee who has filed a grievance with the department may request arbitration of the grievance if all of the following conditions are met:
107105
108106 (a) The grievance alleges a dispute that is subject to the procedures established in Section 599.859 of Title 2 of the California Code of Regulations, as that section read on January 1, 2022.
109107
110108 (b) The grievance has not been resolved to the employee organizations satisfaction after either of the following, as applicable, pursuant to regulations of the department governing grievances for excluded employees:
111109
112110 (1) The fourth level of review.
113111
114112 (2) In cases where there is no fourth level of review, the third level of review.
115113
116114 (c) The employee organization requests arbitration in writing, submitted to the department, within 21 days of a decision rendered in either of the following, as applicable:
117115
118116 (1) The fourth level of review.
119117
120118 (2) In cases where there is no fourth level of review, the third level of review.
121119
122120 3539.78. (a) After a request for arbitration is made, the department and the employee organization shall designate a standing panel of at least 20 arbitrators who shall be available for arbitration under this chapter.(b) If there are fewer than three arbitrators available, then the employee organization or the employer may obtain the names of an additional five arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board.(c) From that standing panel, the employee organization and the employer may consecutively strike any arbitrator from that panel until the name of one arbitrator is agreed upon, or, if no agreement is made, the last remaining person on the panel shall be designated the arbitrator. The name of that arbitrator shall be submitted in writing to the department.(d) If the employee organization does not submit its choice of an arbitrator within 45 days after requesting arbitration, the request for arbitration shall be considered withdrawn. A request that is withdrawn shall not prevent the employee from pursuing other grievance procedures available by law.
123121
124122
125123
126124 3539.78. (a) After a request for arbitration is made, the department and the employee organization shall designate a standing panel of at least 20 arbitrators who shall be available for arbitration under this chapter.
127125
128126 (b) If there are fewer than three arbitrators available, then the employee organization or the employer may obtain the names of an additional five arbitrators from the California State Mediation and Conciliation Service within the Public Employment Relations Board.
129127
130128 (c) From that standing panel, the employee organization and the employer may consecutively strike any arbitrator from that panel until the name of one arbitrator is agreed upon, or, if no agreement is made, the last remaining person on the panel shall be designated the arbitrator. The name of that arbitrator shall be submitted in writing to the department.
131129
132130 (d) If the employee organization does not submit its choice of an arbitrator within 45 days after requesting arbitration, the request for arbitration shall be considered withdrawn. A request that is withdrawn shall not prevent the employee from pursuing other grievance procedures available by law.
133131
134132 3539.79. (a) A party to the arbitration shall have the right to have a certified shorthand reporter transcribe the proceeding. The transcript shall be the official record of the proceeding.(b) The arbitrator shall apply California law to the facts. The arbitrator shall issue a decision for each grievance heard during the arbitration. The decision shall be based solely on the written record in the grievance, the grievance response, and the oral presentations made at the arbitration. The arbitrators decision shall be legally binding.(c) The arbitrator shall issue a written decision within 45 days of the conclusion of the hearing.(d) The arbitrator shall order the nonprevailing party to pay the cost of the arbitration, including the cost of a certified shorthand reporter. The arbitrator shall not order the excluded employee to pay the cost of arbitration or the cost of a certified shorthand reporter, and the cost of arbitration, including the cost of a certified shorthand reporter, shall not be passed on to the excluded employee.
135133
136134
137135
138136 3539.79. (a) A party to the arbitration shall have the right to have a certified shorthand reporter transcribe the proceeding. The transcript shall be the official record of the proceeding.
139137
140138 (b) The arbitrator shall apply California law to the facts. The arbitrator shall issue a decision for each grievance heard during the arbitration. The decision shall be based solely on the written record in the grievance, the grievance response, and the oral presentations made at the arbitration. The arbitrators decision shall be legally binding.
141139
142140 (c) The arbitrator shall issue a written decision within 45 days of the conclusion of the hearing.
143141
144142 (d) The arbitrator shall order the nonprevailing party to pay the cost of the arbitration, including the cost of a certified shorthand reporter. The arbitrator shall not order the excluded employee to pay the cost of arbitration or the cost of a certified shorthand reporter, and the cost of arbitration, including the cost of a certified shorthand reporter, shall not be passed on to the excluded employee.