California 2021-2022 Regular Session

California Senate Bill SB962 Compare Versions

OldNewDifferences
1-Amended IN Senate April 05, 2022 CALIFORNIA LEGISLATURE 20212022 REGULAR SESSION Senate Bill No. 962Introduced by Senator JonesFebruary 09, 2022 An act to amend Section 1209 of the Business and Professions Code, relating to healing arts.LEGISLATIVE COUNSEL'S DIGESTSB 962, as amended, Jones. Healing arts: clinical laboratory technology: moderate-complexity laboratories.Existing law provides for the licensure, registration, and regulation of clinical laboratories and various clinical laboratory personnel by the State Department of Public Health. For these purposes, existing law defines laboratory director and imposes prescribed requirements on those individuals, including requiring that a laboratory director for a clinical laboratory of an acute care hospital be a physician and surgeon who is a qualified pathologist, subject to specified exceptions. Existing law allows a laboratory director, if they possess certain qualifications, to perform the duties of a technical consultant, among other specified positions, or to delegate these responsibilities to persons qualified, as specified. Existing law makes a violation of these provisions a crime.For purposes of a moderate-complexity laboratory, this bill would expand the definition of a laboratory director to include an individual who meets specified requirements and guidelines. the College of American Pathologists guidelines. The bill would authorize an individual who meets the College of American Pathologists guidelines to operate as a technical consultant in a moderate-complexity laboratory. With respect to the above-specified exceptions concerning a laboratory director for a clinical laboratory of an acute care hospital, the bill would expand those exceptions, as specified. The bill would authorize a laboratory director to operate as a technical consultant in a moderate-complexity laboratory if certain conditions are met. Because a violation of these provisions would be a crime, the bill would impose a state-mandated local program.The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.This bill would provide that no reimbursement is required by this act for a specified reason.Digest Key Vote: MAJORITY Appropriation: NO Fiscal Committee: YES Local Program: YES Bill TextThe people of the State of California do enact as follows:SECTION 1. Section 1209 of the Business and Professions Code is amended to read:1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G)For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) (1) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(2) An individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700), may operate as a technical consultant in a moderate-complexity laboratory.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or related analyte analysis related respiratory analyte analysis, or analysis of any analyte that is measured by a blood gas analyzer may be directed by either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k)A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1)The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2)The director meets the College of American Pathologists guidelines.SEC. 2. No reimbursement is required by this act pursuant to Section 6 of Article XIIIB of the California Constitution because the only costs that may be incurred by a local agency or school district will be incurred because this act creates a new crime or infraction, eliminates a crime or infraction, or changes the penalty for a crime or infraction, within the meaning of Section 17556 of the Government Code, or changes the definition of a crime within the meaning of Section 6 of Article XIIIB of the California Constitution.
1+CALIFORNIA LEGISLATURE 20212022 REGULAR SESSION Senate Bill No. 962Introduced by Senator JonesFebruary 09, 2022 An act to amend Section 1209 of the Business and Professions Code, relating to healing arts.LEGISLATIVE COUNSEL'S DIGESTSB 962, as introduced, Jones. Healing arts: clinical laboratory technology: moderate-complexity laboratories.Existing law provides for the licensure, registration, and regulation of clinical laboratories and various clinical laboratory personnel by the State Department of Public Health. For these purposes, existing law defines laboratory director and imposes prescribed requirements on those individuals, including requiring that a laboratory director for a clinical laboratory of an acute care hospital be a physician and surgeon who is a qualified pathologist, subject to specified exceptions. Existing law makes a violation of these provisions a crime.For purposes of a moderate-complexity laboratory, this bill would expand the definition of a laboratory director to include an individual who meets specified requirements and guidelines. With respect to the above-specified exceptions concerning a laboratory director for a clinical laboratory of an acute care hospital, the bill would expand those exceptions, as specified. The bill would authorize a laboratory director to operate as a technical consultant in a moderate-complexity laboratory if certain conditions are met. Because a violation of these provisions would be a crime, the bill would impose a state-mandated local program.The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.This bill would provide that no reimbursement is required by this act for a specified reason.Digest Key Vote: MAJORITY Appropriation: NO Fiscal Committee: YES Local Program: YES Bill TextThe people of the State of California do enact as follows:SECTION 1. Section 1209 of the Business and Professions Code is amended to read:1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized in pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) If (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or both, related analyte analysis may be directed by a either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available.(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. As(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k) A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1) The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2) The director meets the College of American Pathologists guidelines.SEC. 2. No reimbursement is required by this act pursuant to Section 6 of Article XIIIB of the California Constitution because the only costs that may be incurred by a local agency or school district will be incurred because this act creates a new crime or infraction, eliminates a crime or infraction, or changes the penalty for a crime or infraction, within the meaning of Section 17556 of the Government Code, or changes the definition of a crime within the meaning of Section 6 of Article XIIIB of the California Constitution.
22
3- Amended IN Senate April 05, 2022 CALIFORNIA LEGISLATURE 20212022 REGULAR SESSION Senate Bill No. 962Introduced by Senator JonesFebruary 09, 2022 An act to amend Section 1209 of the Business and Professions Code, relating to healing arts.LEGISLATIVE COUNSEL'S DIGESTSB 962, as amended, Jones. Healing arts: clinical laboratory technology: moderate-complexity laboratories.Existing law provides for the licensure, registration, and regulation of clinical laboratories and various clinical laboratory personnel by the State Department of Public Health. For these purposes, existing law defines laboratory director and imposes prescribed requirements on those individuals, including requiring that a laboratory director for a clinical laboratory of an acute care hospital be a physician and surgeon who is a qualified pathologist, subject to specified exceptions. Existing law allows a laboratory director, if they possess certain qualifications, to perform the duties of a technical consultant, among other specified positions, or to delegate these responsibilities to persons qualified, as specified. Existing law makes a violation of these provisions a crime.For purposes of a moderate-complexity laboratory, this bill would expand the definition of a laboratory director to include an individual who meets specified requirements and guidelines. the College of American Pathologists guidelines. The bill would authorize an individual who meets the College of American Pathologists guidelines to operate as a technical consultant in a moderate-complexity laboratory. With respect to the above-specified exceptions concerning a laboratory director for a clinical laboratory of an acute care hospital, the bill would expand those exceptions, as specified. The bill would authorize a laboratory director to operate as a technical consultant in a moderate-complexity laboratory if certain conditions are met. Because a violation of these provisions would be a crime, the bill would impose a state-mandated local program.The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.This bill would provide that no reimbursement is required by this act for a specified reason.Digest Key Vote: MAJORITY Appropriation: NO Fiscal Committee: YES Local Program: YES
3+ CALIFORNIA LEGISLATURE 20212022 REGULAR SESSION Senate Bill No. 962Introduced by Senator JonesFebruary 09, 2022 An act to amend Section 1209 of the Business and Professions Code, relating to healing arts.LEGISLATIVE COUNSEL'S DIGESTSB 962, as introduced, Jones. Healing arts: clinical laboratory technology: moderate-complexity laboratories.Existing law provides for the licensure, registration, and regulation of clinical laboratories and various clinical laboratory personnel by the State Department of Public Health. For these purposes, existing law defines laboratory director and imposes prescribed requirements on those individuals, including requiring that a laboratory director for a clinical laboratory of an acute care hospital be a physician and surgeon who is a qualified pathologist, subject to specified exceptions. Existing law makes a violation of these provisions a crime.For purposes of a moderate-complexity laboratory, this bill would expand the definition of a laboratory director to include an individual who meets specified requirements and guidelines. With respect to the above-specified exceptions concerning a laboratory director for a clinical laboratory of an acute care hospital, the bill would expand those exceptions, as specified. The bill would authorize a laboratory director to operate as a technical consultant in a moderate-complexity laboratory if certain conditions are met. Because a violation of these provisions would be a crime, the bill would impose a state-mandated local program.The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.This bill would provide that no reimbursement is required by this act for a specified reason.Digest Key Vote: MAJORITY Appropriation: NO Fiscal Committee: YES Local Program: YES
44
5- Amended IN Senate April 05, 2022
65
7-Amended IN Senate April 05, 2022
6+
7+
88
99 CALIFORNIA LEGISLATURE 20212022 REGULAR SESSION
1010
1111 Senate Bill
1212
1313 No. 962
1414
1515 Introduced by Senator JonesFebruary 09, 2022
1616
1717 Introduced by Senator Jones
1818 February 09, 2022
1919
2020 An act to amend Section 1209 of the Business and Professions Code, relating to healing arts.
2121
2222 LEGISLATIVE COUNSEL'S DIGEST
2323
2424 ## LEGISLATIVE COUNSEL'S DIGEST
2525
26-SB 962, as amended, Jones. Healing arts: clinical laboratory technology: moderate-complexity laboratories.
26+SB 962, as introduced, Jones. Healing arts: clinical laboratory technology: moderate-complexity laboratories.
2727
28-Existing law provides for the licensure, registration, and regulation of clinical laboratories and various clinical laboratory personnel by the State Department of Public Health. For these purposes, existing law defines laboratory director and imposes prescribed requirements on those individuals, including requiring that a laboratory director for a clinical laboratory of an acute care hospital be a physician and surgeon who is a qualified pathologist, subject to specified exceptions. Existing law allows a laboratory director, if they possess certain qualifications, to perform the duties of a technical consultant, among other specified positions, or to delegate these responsibilities to persons qualified, as specified. Existing law makes a violation of these provisions a crime.For purposes of a moderate-complexity laboratory, this bill would expand the definition of a laboratory director to include an individual who meets specified requirements and guidelines. the College of American Pathologists guidelines. The bill would authorize an individual who meets the College of American Pathologists guidelines to operate as a technical consultant in a moderate-complexity laboratory. With respect to the above-specified exceptions concerning a laboratory director for a clinical laboratory of an acute care hospital, the bill would expand those exceptions, as specified. The bill would authorize a laboratory director to operate as a technical consultant in a moderate-complexity laboratory if certain conditions are met. Because a violation of these provisions would be a crime, the bill would impose a state-mandated local program.The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.This bill would provide that no reimbursement is required by this act for a specified reason.
28+Existing law provides for the licensure, registration, and regulation of clinical laboratories and various clinical laboratory personnel by the State Department of Public Health. For these purposes, existing law defines laboratory director and imposes prescribed requirements on those individuals, including requiring that a laboratory director for a clinical laboratory of an acute care hospital be a physician and surgeon who is a qualified pathologist, subject to specified exceptions. Existing law makes a violation of these provisions a crime.For purposes of a moderate-complexity laboratory, this bill would expand the definition of a laboratory director to include an individual who meets specified requirements and guidelines. With respect to the above-specified exceptions concerning a laboratory director for a clinical laboratory of an acute care hospital, the bill would expand those exceptions, as specified. The bill would authorize a laboratory director to operate as a technical consultant in a moderate-complexity laboratory if certain conditions are met. Because a violation of these provisions would be a crime, the bill would impose a state-mandated local program.The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.This bill would provide that no reimbursement is required by this act for a specified reason.
2929
30-Existing law provides for the licensure, registration, and regulation of clinical laboratories and various clinical laboratory personnel by the State Department of Public Health. For these purposes, existing law defines laboratory director and imposes prescribed requirements on those individuals, including requiring that a laboratory director for a clinical laboratory of an acute care hospital be a physician and surgeon who is a qualified pathologist, subject to specified exceptions. Existing law allows a laboratory director, if they possess certain qualifications, to perform the duties of a technical consultant, among other specified positions, or to delegate these responsibilities to persons qualified, as specified. Existing law makes a violation of these provisions a crime.
30+Existing law provides for the licensure, registration, and regulation of clinical laboratories and various clinical laboratory personnel by the State Department of Public Health. For these purposes, existing law defines laboratory director and imposes prescribed requirements on those individuals, including requiring that a laboratory director for a clinical laboratory of an acute care hospital be a physician and surgeon who is a qualified pathologist, subject to specified exceptions. Existing law makes a violation of these provisions a crime.
3131
32-For purposes of a moderate-complexity laboratory, this bill would expand the definition of a laboratory director to include an individual who meets specified requirements and guidelines. the College of American Pathologists guidelines. The bill would authorize an individual who meets the College of American Pathologists guidelines to operate as a technical consultant in a moderate-complexity laboratory. With respect to the above-specified exceptions concerning a laboratory director for a clinical laboratory of an acute care hospital, the bill would expand those exceptions, as specified. The bill would authorize a laboratory director to operate as a technical consultant in a moderate-complexity laboratory if certain conditions are met. Because a violation of these provisions would be a crime, the bill would impose a state-mandated local program.
32+For purposes of a moderate-complexity laboratory, this bill would expand the definition of a laboratory director to include an individual who meets specified requirements and guidelines. With respect to the above-specified exceptions concerning a laboratory director for a clinical laboratory of an acute care hospital, the bill would expand those exceptions, as specified. The bill would authorize a laboratory director to operate as a technical consultant in a moderate-complexity laboratory if certain conditions are met. Because a violation of these provisions would be a crime, the bill would impose a state-mandated local program.
3333
3434 The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.
3535
3636 This bill would provide that no reimbursement is required by this act for a specified reason.
3737
3838 ## Digest Key
3939
4040 ## Bill Text
4141
42-The people of the State of California do enact as follows:SECTION 1. Section 1209 of the Business and Professions Code is amended to read:1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G)For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) (1) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(2) An individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700), may operate as a technical consultant in a moderate-complexity laboratory.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or related analyte analysis related respiratory analyte analysis, or analysis of any analyte that is measured by a blood gas analyzer may be directed by either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k)A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1)The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2)The director meets the College of American Pathologists guidelines.SEC. 2. No reimbursement is required by this act pursuant to Section 6 of Article XIIIB of the California Constitution because the only costs that may be incurred by a local agency or school district will be incurred because this act creates a new crime or infraction, eliminates a crime or infraction, or changes the penalty for a crime or infraction, within the meaning of Section 17556 of the Government Code, or changes the definition of a crime within the meaning of Section 6 of Article XIIIB of the California Constitution.
42+The people of the State of California do enact as follows:SECTION 1. Section 1209 of the Business and Professions Code is amended to read:1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized in pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) If (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or both, related analyte analysis may be directed by a either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available.(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. As(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k) A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1) The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2) The director meets the College of American Pathologists guidelines.SEC. 2. No reimbursement is required by this act pursuant to Section 6 of Article XIIIB of the California Constitution because the only costs that may be incurred by a local agency or school district will be incurred because this act creates a new crime or infraction, eliminates a crime or infraction, or changes the penalty for a crime or infraction, within the meaning of Section 17556 of the Government Code, or changes the definition of a crime within the meaning of Section 6 of Article XIIIB of the California Constitution.
4343
4444 The people of the State of California do enact as follows:
4545
4646 ## The people of the State of California do enact as follows:
4747
48-SECTION 1. Section 1209 of the Business and Professions Code is amended to read:1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G)For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) (1) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(2) An individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700), may operate as a technical consultant in a moderate-complexity laboratory.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or related analyte analysis related respiratory analyte analysis, or analysis of any analyte that is measured by a blood gas analyzer may be directed by either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k)A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1)The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2)The director meets the College of American Pathologists guidelines.
48+SECTION 1. Section 1209 of the Business and Professions Code is amended to read:1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized in pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) If (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or both, related analyte analysis may be directed by a either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available.(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. As(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k) A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1) The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2) The director meets the College of American Pathologists guidelines.
4949
5050 SECTION 1. Section 1209 of the Business and Professions Code is amended to read:
5151
5252 ### SECTION 1.
5353
54-1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G)For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) (1) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(2) An individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700), may operate as a technical consultant in a moderate-complexity laboratory.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or related analyte analysis related respiratory analyte analysis, or analysis of any analyte that is measured by a blood gas analyzer may be directed by either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k)A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1)The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2)The director meets the College of American Pathologists guidelines.
54+1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized in pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) If (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or both, related analyte analysis may be directed by a either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available.(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. As(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k) A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1) The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2) The director meets the College of American Pathologists guidelines.
5555
56-1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G)For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) (1) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(2) An individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700), may operate as a technical consultant in a moderate-complexity laboratory.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or related analyte analysis related respiratory analyte analysis, or analysis of any analyte that is measured by a blood gas analyzer may be directed by either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k)A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1)The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2)The director meets the College of American Pathologists guidelines.
56+1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized in pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) If (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or both, related analyte analysis may be directed by a either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available.(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. As(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k) A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1) The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2) The director meets the College of American Pathologists guidelines.
5757
58-1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G)For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) (1) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(2) An individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700), may operate as a technical consultant in a moderate-complexity laboratory.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or related analyte analysis related respiratory analyte analysis, or analysis of any analyte that is measured by a blood gas analyzer may be directed by either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k)A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1)The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2)The director meets the College of American Pathologists guidelines.
58+1209. (a) As used in this chapter, laboratory director means any person who is any of the following:(1) A duly licensed physician and surgeon.(2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:(A) A duly licensed clinical laboratory scientist.(B) A duly licensed limited clinical laboratory scientist.(C) A duly licensed naturopathic doctor.(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized in pursuant to former paragraph (10) of subdivision (d) of Section 3041.(E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.(F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).(G) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(3) Licensed to direct a clinical laboratory under this chapter.(4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).(b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.(2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).(c) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.(d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.(2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.(e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.(f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:(1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.(2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.(3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.(g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.(1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:(A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.(B) Monitoring the recording and reporting of test results.(C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.(D) Direct observation of performance of instrument maintenance and function checks.(E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.(F) Assessment of problem solving skills.(2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.(h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:(1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.(2) If (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or both, related analyte analysis may be directed by a either of the following:(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available.(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. As(B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.(C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.(i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.(j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.(k) A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:(1) The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).(2) The director meets the College of American Pathologists guidelines.
5959
6060
6161
6262 1209. (a) As used in this chapter, laboratory director means any person who is any of the following:
6363
6464 (1) A duly licensed physician and surgeon.
6565
6666 (2) Only for purposes of a clinical laboratory test or examination classified as waived, is any of the following:
6767
6868 (A) A duly licensed clinical laboratory scientist.
6969
7070 (B) A duly licensed limited clinical laboratory scientist.
7171
7272 (C) A duly licensed naturopathic doctor.
7373
74-(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized pursuant to former paragraph (10) of subdivision (d) of Section 3041.
74+(D) A duly licensed optometrist serving as the director of a laboratory that only performs clinical laboratory tests authorized in pursuant to former paragraph (10) of subdivision (d) of Section 3041.
7575
7676 (E) A duly licensed dentist serving as the director of a laboratory that performs only clinical laboratory tests authorized within the scope of practice of dentistry as delineated under Section 1625.
7777
7878 (F) A pharmacist-in-charge of a pharmacy serving as the director of a laboratory that only performs tests waived pursuant to the federal Clinical Laboratory Improvement Amendments of 1988 (42 U.S.C. Sec. 263a), as authorized by the Pharmacy Law (Chapter 9 (commencing with Section 4000)).
7979
8080 (G) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologist guidelines, which may include, but is not limited to, a respiratory care practitioner that performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).
81-
82-
8381
8482 (3) Licensed to direct a clinical laboratory under this chapter.
8583
8684 (4) For purposes of operating a moderate-complexity laboratory, an individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700).
8785
8886 (b) (1) A person defined in paragraph (1) or (3) of subdivision (a) who is identified as the CLIA laboratory director of a laboratory that performs clinical laboratory tests classified as moderate or high complexity shall also meet the laboratory director qualifications under CLIA for the type and complexity of tests being offered by the laboratory.
8987
9088 (2) As used in this subdivision, CLIA laboratory director means the person identified as the laboratory director on the CLIA certificate issued to the laboratory by the federal Centers for Medicare and Medicaid Services (CMS).
9189
92-(c) (1) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.
93-
94-(2) An individual who meets the College of American Pathologists guidelines, which may include, but is not limited to, a respiratory care practitioner who performs clinical laboratory tests in accordance with Chapter 8.3 (commencing with Section 3700), may operate as a technical consultant in a moderate-complexity laboratory.
90+(c) The laboratory director, if qualified under CLIA, may perform the duties of the technical consultant, technical supervisor, clinical consultant, general supervisor, and testing personnel, or delegate these responsibilities to persons qualified under CLIA. If the laboratory director reapportions performance of those responsibilities or duties, they shall remain responsible for ensuring that all those duties and responsibilities are properly performed.
9591
9692 (d) (1) The laboratory director is responsible for the overall operation and administration of the clinical laboratory, including administering the technical and scientific operation of a clinical laboratory, the selection and supervision of procedures, the reporting of results, and active participation in its operations to the extent necessary to ensure compliance with this act and CLIA. They shall be responsible for the proper performance of all laboratory work of all subordinates and shall employ a sufficient number of laboratory personnel with the appropriate education and either experience or training to provide appropriate consultation, properly supervise and accurately perform tests, and report test results in accordance with the personnel qualifications, duties, and responsibilities described in CLIA and this chapter.
9793
9894 (2) Where a point-of-care laboratory testing device is utilized and provides results for more than one analyte, the testing personnel may perform and report the results of all tests ordered for each analyte for which they have been found by the laboratory director to be competent to perform and report.
9995
10096 (e) As part of the overall operation and administration, the laboratory director of a registered laboratory shall document the adequacy of the qualifications (educational background, training, and experience) of the personnel directing and supervising the laboratory and performing the laboratory test procedures and examinations. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for personnel, in addition to any CLIA requirements relative to the education or training of personnel.
10197
10298 (f) As part of the overall operation and administration, the laboratory director of a licensed laboratory shall do all of the following:
10399
104100 (1) Ensure that all personnel, prior to testing biological specimens, have the appropriate education and experience, receive the appropriate training for the type and complexity of the services offered, and have demonstrated that they can perform all testing operations reliably to provide and report accurate results. In determining the adequacy of qualifications, the laboratory director shall comply with any regulations adopted by the department that specify the minimum qualifications for, and the type of procedures that may be performed by, personnel in addition to any CLIA requirements relative to the education or training of personnel. Any regulations adopted pursuant to this section that specify the type of procedure that may be performed by testing personnel shall be based on the skills, knowledge, and tasks required to perform the type of procedure in question.
105101
106102 (2) Ensure that policies and procedures are established for monitoring individuals who conduct preanalytical, analytical, and postanalytical phases of testing to ensure that they are competent and maintain their competency to process biological specimens, perform test procedures, and report test results promptly and proficiently, and, whenever necessary, identify needs for remedial training or continuing education to improve skills.
107103
108104 (3) Specify in writing the responsibilities and duties of each individual engaged in the performance of the preanalytic, analytic, and postanalytic phases of clinical laboratory tests or examinations, including which clinical laboratory tests or examinations the individual is authorized to perform, whether supervision is required for the individual to perform specimen processing, test performance, or results reporting, and whether consultant, supervisor, or director review is required prior to the individual reporting patient test results.
109105
110106 (g) The competency and performance of staff of a licensed laboratory shall be evaluated and documented by the laboratory director, or by a person who qualifies as a technical consultant or a technical supervisor under CLIA depending on the type and complexity of tests being offered by the laboratory.
111107
112108 (1) The procedures for evaluating the competency of the staff shall include, but are not limited to, all of the following:
113109
114110 (A) Direct observations of routine patient test performance, including patient preparation, if applicable, and specimen handling, processing, and testing.
115111
116112 (B) Monitoring the recording and reporting of test results.
117113
118114 (C) Review of intermediate test results or worksheets, quality control records, proficiency testing results, and preventive maintenance records.
119115
120116 (D) Direct observation of performance of instrument maintenance and function checks.
121117
122118 (E) Assessment of test performance through testing previously analyzed specimens, internal blind testing samples, or external proficiency testing samples.
123119
124120 (F) Assessment of problem solving skills.
125121
126122 (2) Evaluation and documentation of staff competency and performance shall occur at least semiannually during the first year an individual tests biological specimens. Thereafter, evaluations shall be performed at least annually unless test methodology or instrumentation changes, in which case, prior to reporting patient test results, the individuals performance shall be reevaluated to include the use of the new test methodology or instrumentation.
127123
128124 (h) The laboratory director of each clinical laboratory of an acute care hospital shall be a physician and surgeon who is a qualified pathologist, except as follows:
129125
130126 (1) If a qualified pathologist is not available, a physician and surgeon or a clinical laboratory bioanalyst qualified as a laboratory director under subdivision (a) may direct the laboratory. However, a qualified pathologist shall be available for consultation at suitable intervals to ensure high-quality service.
131127
132-(2) (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or related analyte analysis related respiratory analyte analysis, or analysis of any analyte that is measured by a blood gas analyzer may be directed by either of the following:
128+(2) If (A) If there are two or more clinical laboratories of an acute care hospital, those additional clinical laboratories that are limited to the performance of blood gas analysis, blood electrolyte analysis, or both, related analyte analysis may be directed by a either of the following:
133129
134-(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).
130+(i) A physician and surgeon qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available.
135131
136-(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available. (a).
132+(ii) An individual with a doctorate degree who is qualified as a laboratory director under subdivision (a), irrespective of whether a pathologist is available.
133+
134+ As
135+
136+
137137
138138 (B) As used in this subdivision, a qualified pathologist is a physician and surgeon certified or eligible for certification in clinical or anatomical pathology by the American Board of Pathology or the American Osteopathic Board of Pathology.
139139
140140 (C) As used in this subdivision, an individual with a doctorate degree is an individual who holds a Ph.D. in a biological, chemical, physical, or clinical laboratory science, as specified by the College of American Pathologists guidelines for moderate-complexity laboratories.
141141
142142 (i) Subdivision (h) does not apply to any director of a clinical laboratory of an acute care hospital acting in that capacity on or before January 1, 1988.
143143
144144 (j) A laboratory director may serve as the director of up to the maximum number of laboratories stipulated by CLIA, as defined under Section 1202.5.
145145
146146 (k) A laboratory director may operate as a technical consultant in a moderate-complexity laboratory if both of the following conditions are met:
147147
148-
149-
150148 (1) The director is a respiratory care practitioner practicing in accordance with Chapter 8.3 (commencing with Section 3700).
151149
152-
153-
154150 (2) The director meets the College of American Pathologists guidelines.
155-
156-
157151
158152 SEC. 2. No reimbursement is required by this act pursuant to Section 6 of Article XIIIB of the California Constitution because the only costs that may be incurred by a local agency or school district will be incurred because this act creates a new crime or infraction, eliminates a crime or infraction, or changes the penalty for a crime or infraction, within the meaning of Section 17556 of the Government Code, or changes the definition of a crime within the meaning of Section 6 of Article XIIIB of the California Constitution.
159153
160154 SEC. 2. No reimbursement is required by this act pursuant to Section 6 of Article XIIIB of the California Constitution because the only costs that may be incurred by a local agency or school district will be incurred because this act creates a new crime or infraction, eliminates a crime or infraction, or changes the penalty for a crime or infraction, within the meaning of Section 17556 of the Government Code, or changes the definition of a crime within the meaning of Section 6 of Article XIIIB of the California Constitution.
161155
162156 SEC. 2. No reimbursement is required by this act pursuant to Section 6 of Article XIIIB of the California Constitution because the only costs that may be incurred by a local agency or school district will be incurred because this act creates a new crime or infraction, eliminates a crime or infraction, or changes the penalty for a crime or infraction, within the meaning of Section 17556 of the Government Code, or changes the definition of a crime within the meaning of Section 6 of Article XIIIB of the California Constitution.
163157
164158 ### SEC. 2.