Connecticut 2015 Regular Session

Connecticut Senate Bill SB01113 Compare Versions

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11 General Assembly Substitute Bill No. 1113
2-January Session, 2015 *_____SB01113HED___042915____*
2+January Session, 2015 *_____SB01113GAE___033115____*
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44 General Assembly
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66 Substitute Bill No. 1113
77
88 January Session, 2015
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10-*_____SB01113HED___042915____*
10+*_____SB01113GAE___033115____*
1111
1212 AN ACT REVISING STATUTES CONCERNING THE STATE CONTRACTING STANDARDS BOARD.
1313
1414 Be it enacted by the Senate and House of Representatives in General Assembly convened:
1515
1616 Section 1. Section 4e-1 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
1717
1818 For the purposes of [sections 4e-1 to 4e-47, inclusive] this chapter:
1919
2020 (1) "Best value selection" means a contract selection process in which the award of a contract is based on a combination of quality, timeliness and cost factors;
2121
2222 (2) "Bid" means an offer, submitted in response to an invitation to bid, to furnish supplies, materials, equipment, construction or contractual services to a state contracting agency under prescribed conditions at a stated price;
2323
2424 (3) "Bidder" means a business submitting a bid in response to an invitation to bid by a state contracting agency;
2525
2626 (4) "Board" means the State Contracting Standards Board;
2727
2828 [(4)] (5) "Business" means any individual or sole proprietorship, partnership, firm, corporation, trust, limited liability company, limited liability partnership, joint stock company, joint venture, association or other legal entity through which business for profit or not-for-profit is conducted;
2929
3030 [(5)] (6) "Competitive bidding" means the submission of prices by a business competing for a contract to provide supplies, materials, equipment or contractual services to a state contracting agency, under a procedure in which the contracting authority does not negotiate prices, as set forth in statutes and regulations concerning procurement;
3131
3232 [(6)] (7) "Consultant" means (A) any architect, professional engineer, landscape architect, land surveyor, accountant, interior designer, environmental professional or construction administrator, who is registered or licensed to practice such person's profession in accordance with the applicable provisions of the general statutes, (B) any planner or any environmental, management or financial specialist, or (C) any person who performs professional work in areas including, but not limited to, educational services, medical services, information technology and real estate appraisal;
3333
3434 [(7)] (8) "Consultant services" means those professional services rendered by a consultant and any incidental services that a consultant and those in the consultant's employ are authorized to perform;
3535
3636 [(8)] (9) "Contract" or "state contract" means an agreement or a combination or series of agreements between a state contracting agency or quasi-public agency and a business for:
3737
3838 (A) A project for the construction, reconstruction, alteration, remodeling, repair or demolition of any public building, public work, mass transit, rail station, parking garage, rail track or airport;
3939
4040 (B) Services, including, but not limited to, consultant and professional services;
4141
4242 (C) The acquisition or disposition of personal property;
4343
4444 (D) The provision of goods and services, including, but not limited to, the use of purchase of services contracts and personal service agreements;
4545
4646 (E) The provision of information technology, state agency information system or telecommunication system facilities, equipment or services;
4747
4848 (F) A lease; or
4949
5050 (G) A licensing agreement;
5151
5252 "Contract" or "state contract" does not include a contract between a state agency or a quasi-public agency and a political subdivision of the state;
5353
5454 [(9)] (10) "Term contract" means the agreement reached when the state accepts a bid or proposal to furnish supplies, materials, equipment or contractual services at a stated price for a specific period of time in response to an invitation to bid;
5555
5656 [(10)] (11) "Contract risk assessment" means (A) the identification and evaluation of loss exposures and risks, including, but not limited to, business and legal risks associated with the contracting process and the contracted goods and services, and (B) the identification, evaluation and implementation of measures available to minimize potential loss exposures and risks;
5757
5858 [(11)] (12) "Contractor" means any business that is awarded, or is a subcontractor under, a contract or an amendment to a contract with a state contracting agency under statutes and regulations concerning procurement, including, but not limited to, a small contractor, minority business enterprise, an individual with a disability, as defined in section 4a-60, or an organization providing products and services by persons with disabilities;
5959
6060 [(12)] (13) "Contractual services" means the furnishing of labor by a contractor, not involving the delivery of a specific end product other than reports, which are merely incidental to the required performance and includes any and all laundry and cleaning service, pest control service, janitorial service, security service, the rental and repair, or maintenance, of equipment, machinery and other state-owned personal property, advertising and photostating, mimeographing, human services and other service arrangements where the services are provided by persons other than state employees. "Contractual services" includes the design, development and implementation of technology, communications or telecommunications systems or the infrastructure pertaining thereto, including hardware and software and services for which a contractor is conferred a benefit by the state, whether or not compensated by the state. "Contractual services" does not include employment agreements or collective bargaining agreements;
6161
6262 [(13)] (14) "Data" means recorded information, regardless of form or characteristic;
6363
6464 [(14)] (15) "Vote of two-thirds of the members of the board present and voting" means a vote by the State Contracting Standards Board that is agreed upon by two-thirds of the members of the State Contracting Standards Board present and voting for a particular purpose and that includes the vote of one member of the board appointed by a legislative leader;
6565
6666 [(15)] (16) "Electronic" means electrical, digital, magnetic, optical, electromagnetic, or any other similar technology;
6767
6868 [(16)] (17) "Emergency procurement" means procurement by a state contracting agency, quasi-public agency, as defined in section 1-120, judicial department or constituent unit of higher education that is made necessary by a sudden, unexpected occurrence that poses a clear and imminent danger to public safety or requires immediate action to prevent or mitigate the loss or impairment of life, health, property or essential public services or in response to a court order, settlement agreement or other similar legal judgment;
6969
7070 [(17)] (18) "Equipment" means personal property of a durable nature that retains its identity throughout its useful life;
7171
7272 [(18)] (19) "Materials" means items required to perform a function or used in a manufacturing process, particularly those incorporated into an end product or consumed in its manufacture;
7373
7474 [(19)] (20) "Nonprofit agency" means any organization that is not a for-profit business under Section 501(c)(3) of the Internal Revenue Code of 1986, or any subsequent corresponding internal revenue code of the United States, as from time to time amended, makes no distribution to its members, directors or officers and provides services contracted for by (A) the state, or (B) a nonstate entity;
7575
7676 [(20)] (21) "Professional services" means any type of service to the public that requires that members of a profession rendering such service obtain a license or other legal authorization as a condition precedent to the rendition thereof, including, but not limited to, the professional services of architects, professional engineers, or jointly by architects and professional engineers, landscape architects, certified public accountants and public accountants, land surveyors, attorneys-at-law, psychologists, licensed marital and family therapists, licensed professional counselors and licensed clinical social workers as well as such other professional services described in section 33-182a;
7777
7878 [(21)] (22) "Privatization contract" means an agreement or series of agreements between a state contracting agency and a person or entity in which such person or entity agrees to provide services that are substantially similar to and in lieu of services provided, in whole or in part, by state employees, other than contracts with a nonprofit agency, which are in effect as of January 1, 2009, and which through a renewal, modification, extension or rebidding of contracts continue to be provided by a nonprofit agency;
7979
8080 [(22)] (23) "Procurement" means contracting for, buying, purchasing, renting, leasing or otherwise acquiring or disposing of, any supplies, services, including but not limited to, contracts for purchase of services and personal service agreements, interest in real property, or construction, and includes all government functions that relate to such activities, including best value selection and qualification based selection;
8181
8282 [(23)] (24) "Proposer" means a business submitting a proposal to a state contracting agency in response to a request for proposals or other competitive sealed proposal;
8383
8484 [(24)] (25) "Public record" means a public record, as defined in section 1-200;
8585
8686 [(25)] (26) "Qualification based selection" means a contract selection process in which the award of a contract is primarily based on an assessment of contractor qualifications and on the negotiation of a fair and reasonable price;
8787
8888 [(26)] (27) "Regulation" means regulation, as defined in section 4-166;
8989
9090 [(27)] (28) "Request for proposals" means all documents, whether attached or incorporated by reference, utilized for soliciting proposals;
9191
9292 [(28)] (29) "State contracting agency" means any executive branch agency, board, commission, department, office, institution or council that engages in procurement. "State contracting agency" does not include the judicial branch, the legislative branch, the offices of the Secretary of the State, the State Comptroller, the Attorney General, the State Treasurer, with respect to their constitutional functions [,] or any state agency with respect to contracts specific to the constitutional and statutory functions of the office of the State Treasurer. For the purposes of section 4e-16, "state contracting agency" (A) includes any constituent unit of the state system of higher education, and [for the purposes of section 4e-19, "state contracting agency" includes the State Education Resource Center, established under section 10-4q] (B) does not include the division within the Department of Administrative Services that is charged with state-wide procurement;
9393
9494 [(29)] (30) "Subcontractor" means a subcontractor of a contractor for work under a contract or an amendment to a contract;
9595
9696 [(30)] (31) "Supplies" means any and all articles of personal property, including, but not limited to, equipment, materials, printing, insurance and leases of real property, excluding land or a permanent interest in land furnished to or used by any state agency;
9797
9898 [(31)] (32) "Infrastructure facility" means a building, structure or network of buildings, structures, pipes, controls and equipment that provide transportation, utilities, public education or public safety services. Infrastructure facility includes government office buildings, public schools, jails, water treatment plants, distribution systems and pumping stations, wastewater treatment plants, collections systems and pumping stations, solid waste disposal plants, incinerators, landfills, and related facilities, public roads and streets, highways, public parking facilities, public transportation systems, terminals and rolling stock, rail, air and water port structures, terminals and equipment; and
9999
100100 [(32)] (33) "State employee" means state employee, as defined in section 5-154 and, for purposes of section 4e-16, state employee includes an employee of any state contracting agency.
101101
102102 Sec. 2. Section 4e-3 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
103103
104104 (a) All rights, powers, duties and authority relating to the procurement policies of the state, vested in, or exercised by, any state contracting agency may [also] be [exercised] reviewed by the board, [provided such rights, powers, duties and authority may be exercised by the board] as provided in this [section and sections 4e-4 to 4e-47, inclusive] chapter, and absent any affirmative action by the board, pursuant to [said sections] this chapter, shall not be deemed to limit or restrict the exercise of such rights, powers, duties and authority by any such state contracting agency. Such review of rights, powers, duties and authority shall [include] be related to the following:
105105
106106 (1) Acquisition of supplies, services, and construction, and the management, control, warehousing, sale, and disposal of supplies, services, and construction;
107107
108108 (2) Any state contracting and procurement processes, including, but not limited to, leasing and property transfers, purchasing or leasing of supplies, materials or equipment, [consultant] consultants or consultant services, purchase of service agreements or privatization contracts; and
109109
110110 (3) Contracts for the construction, reconstruction, alteration, remodeling, repair or demolition of any public building.
111111
112112 (b) Notwithstanding any provision of chapter 14, upon request by the board, each state contracting agency, including institutions of higher education, shall provide the board, in a timely manner, with such procurement information as the board deems necessary. The board shall have access to all information, files and records related to any state contracting agency in furtherance of the board's duties, as described in this [section and sections 4e-4 to 4e-47, inclusive] chapter. Nothing in this section shall be construed to require the board's disclosure of documents that are exempt from disclosure pursuant to chapter 14.
113113
114114 Sec. 3. Section 4e-4 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
115115
116116 Except as otherwise provided in the general statutes, the board shall have the following authority [and responsibilities] with respect to procurements by state contracting agencies:
117117
118118 (a) [Recommend] To recommend the repeal of repetitive, conflicting or obsolete statutes concerning state procurement;
119119
120120 (b) [Review] To review and make recommendations concerning proposed legislation and proposed regulations concerning procurement, management, control, and disposal of any and all supplies, services, and construction to be procured by the state, including, but not limited to:
121121
122122 (1) Conditions and procedures for delegation of procurement authority;
123123
124124 (2) Prequalification, suspension, debarment and reinstatement of prospective bidders and contractors;
125125
126126 (3) Small purchase procedures;
127127
128128 (4) Conditions and procedures for the procurement of perishables and items for resale;
129129
130130 (5) Conditions and procedures for the use of source selection methods authorized by statutes and regulations concerning procurement;
131131
132132 (6) Conditions and procedures for the use of emergency procurements;
133133
134134 (7) Conditions and procedures for the selection of contractors by processes or methods that restrict full and open competition;
135135
136136 (8) The opening or rejection of bids and offers, and waiver of errors in bids and offers;
137137
138138 (9) Confidentiality of technical data and trade secrets submitted by actual or prospective bidders;
139139
140140 (10) Partial, progressive and multiple awards;
141141
142142 (11) Supervision of storerooms and inventories, including determination of appropriate stock levels and the management, transfer, sale or other disposal of publicly-owned supplies;
143143
144144 (12) Definitions and classes of contractual services and procedures for acquiring such services;
145145
146146 (13) Regulations providing for conducting cost and price analysis;
147147
148148 (14) Use of payment and performance bonds;
149149
150150 (15) Guidelines for use of cost principles in negotiations, adjustments and settlements; and
151151
152152 (16) Identification of procurement best practices;
153153
154154 (c) [Adopt] To adopt regulations, pursuant to chapter 54, to carry out the provisions of [statutes concerning procurement] this chapter, in order to facilitate consistent application of the law and require the implementation of procurement best practices;
155155
156156 (d) [Make] To make recommendations with regard to information systems for state procurement including, but not limited to, data element and design and the State Contracting Portal;
157157
158158 (e) [Develop] To develop a guide to state statutes and regulations concerning procurement, for use by all state contracting agencies;
159159
160160 (f) [Assist] To assist state contracting agencies in complying with the statutes and regulations concerning procurement by providing guidance, models, advice and practical assistance to state contracting agency staff relating to: (1) Buying the best service at the best price, (2) properly selecting contractors, and (3) drafting contracts that achieve state goals of accountability, transparency and [results based] results-based outcomes and [to protect] protecting taxpayers' interest;
161161
162162 (g) [Train and oversee] To train the agency procurement officer of each state contracting agency and any contracting officers thereunder; and
163163
164164 (h) [Review] To review and certify, on or after January 1, 2009, that a state contracting agency's procurement processes are in compliance with statutes and regulations concerning procurement by:
165165
166166 (1) Establishing procurement and project management education and training criteria and certification procedures for agency procurement officers and contracting officers. All agency procurement officers and contracting officers designated under this provision shall be required to maintain the certification in good standing at all times while performing procurement functions; and
167167
168168 (2) Approving an ethics training course, in consultation with the Office of State Ethics, including, but not limited to, state employees involved in procurement and for state contractors and substantial subcontractors who are prequalified pursuant to chapter 58a. Such ethics training course may be developed and provided by the Office of State Ethics or by any person, firm or corporation provided such course is approved by the State Contracting Standards Board. [;]
169169
170170 [(i) Recertify each state contracting agency's procurement processes, triennially, and provide agencies with notice of any certification deficiency and exercise those powers authorized by section 4e-34, 4e-39 or 4e-40, as applicable, if a determination of noncompliance is made;
171171
172172 (j) Define the contract data reporting requirements to the board for state agencies concerning information on: (1) The number and type of state contracts of each state contracting agency currently in effect state-wide; (2) the term and dollar value of such contracts; (3) a list of client agencies; (4) a description of services purchased under such contracts; (5) contractor names; (6) an evaluation of contractor performance, including, but not limited to records pertaining to the suspension or disqualification of contractors, and assuring such information is available on the State Contracting Portal; and (7) a list of contracts and contractors awarded without full and open competition stating the reasons for and identifying the approving authority; and
173173
174174 (k) Provide the Governor and the joint standing committee of the General Assembly having cognizance of matters relating to government administration with recommendations concerning the statutes and regulations concerning procurement.]
175175
176176 Sec. 4. Section 4e-5 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
177177
178178 (a) (1) The head of each state contracting agency shall appoint an agency procurement officer. Such officer shall serve as the liaison between the agency and the Chief Procurement Officer on all matters relating to the agency's procurement activity, including, but not limited to, implementation and compliance with the provisions of statutes and regulations concerning procurement and any policies or regulations adopted by the board, coordination of the training and education of agency procurement employees and any person serving on the Contracting Standards Advisory Council;
179179
180180 (2) The [agency procurement officer] state contracting agency shall be responsible for assuring that contractors are properly screened prior to the award of a contract, evaluating contractor performance during and at the conclusion of a contract [,] and submitting written evaluations to a central data repository to be designated by the board. [and creating a project management plan for the agency with annual reports to the board pertaining to procurement projects within the agency.]
181181
182182 (b) The State Contracting Standards Board, with the advice and assistance of the Commissioner of Administrative Services, shall develop a standardized state procurement [and project management] education and training program. Such education and training program shall [develop] include education, training and professional development opportunities for employees of state contracting agencies charged with procurement responsibilities. The program shall educate such employees in general business acumen and on proper purchasing procedures as established in statutes and regulations concerning procurement with an emphasis on ethics, fairness [,] and consistency. [and project management.] Participation in the program shall be required of any supervisory and nonsupervisory state employees in state contracting agencies with responsibility for buying, purchasing, renting, leasing or otherwise acquiring any supplies, service or construction, including the preparation of the description of requirements, selection and solicitation of sources, preparation and award of contracts and all phases of contract administration.
183183
184184 (c) The program shall include, but shall not be limited to (1) training and education concerning federal, state and municipal procurement processes, including the statutes and regulations concerning procurement; (2) training and education courses developed in cooperation with the Office of State Ethics, the Freedom of Information Commission, the State Elections Enforcement Commission, the Commission on Human Rights and Opportunities, the office of the Attorney General and any other state agency the board determines is necessary in carrying out statutes and regulations concerning procurement; (3) providing technical assistance to state contracting agencies and municipalities for implementing statutes and regulations concerning procurement [,] and regulations, policies and standards developed by the board; (4) training to current and prospective contractors and vendors and others seeking to do business with the state; and (5) training and education of state employees in the area of best procurement practices in state purchasing with the goal of achieving the level of acumen necessary to achieve the objectives of statutes and regulations concerning procurement.
185185
186186 (d) Any employee who completes the program established under subsection (b) of this section shall be issued documentation by the board acknowledging such employee's participation in the program. The board shall submit an annual report to the Governor and the General Assembly on the status of such program in accordance with section 11-4a.
187187
188188 (e) The board shall adopt regulations, in accordance with the provisions of chapter 54, to develop and implement the education and training [and education] program established under subsection (b) of this section.
189189
190190 Sec. 5. Section 4e-6 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
191191
192192 (a) The board [shall] may conduct audits of state contracting agencies, triennially, to ensure compliance with statutes and regulations concerning procurement. In conducting each such audit, the board shall have access to all contracting and procurement records, may interview any and all personnel responsible for contracting, contract negotiations or procurement and may enter into an agreement with the Auditors of Public Accounts to effectuate such audit.
193193
194194 (b) Upon completion of any such audit, the board [shall] may prepare and issue a compliance report for the state contracting agency. [Such] Any such report shall identify any process or procedure that is inconsistent with statutes and regulations concerning procurement and indicate those corrective measures the board deems necessary to comply with statutes and regulations concerning procurement requirements. [Such] If the board issues such a report, the report shall be issued and delivered not later than thirty days after completion of such audit and shall be a public record.
195195
196196 Sec. 6. Section 4e-7 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
197197
198198 (a) For cause, the State Contracting Standards Board may review, terminate or recommend to a state contracting agency the termination of any contract or procurement agreement undertaken by any state contracting agency after providing fifteen days' notice to the state contracting agency and the applicable contractor, and consulting with the Attorney General. Such termination of a contract or procurement agreement by the board may occur only after (1) the board has consulted with the contracting agency and the Department of Administrative Services to determine the impact of an immediate termination of the contract, (2) a determination has been made jointly by the board and the contracting agency that an immediate termination of the contract will not create imminent peril to the public health, safety or welfare, (3) a vote of two-thirds of the members of the board present and voting for that purpose, and (4) the board has provided the state contracting agency and the contractor with an opportunity for a hearing conducted pursuant to the provisions of chapter 54. Any such termination shall comply with the terms of the contract or procurement agreement entered into by the state contracting agency and the contractor. Such action shall be accompanied by notice to the state contracting agency and any other affected party. For the purpose of this section, "for cause" means: (A) A violation of section 1-84 or 1-86e, as determined by the Citizen's Ethics Advisory Board; (B) wanton or reckless disregard of any state contracting and procurement process by any person substantially involved in such contract or state contracting agency; or (C) notification from the Attorney General to the state contracting agency that an investigation pursuant to section 4-61dd has concluded that the process by which such contract was awarded was compromised by fraud, collusion or any other criminal violation. Nothing in this section shall be construed to limit the authority of the board as described in section 4e-6, as amended by this act.
199199
200200 (b) Following consultation with the state contracting agency and the Department of Administrative Services and upon providing fifteen days' notice and the opportunity for a hearing, the State Contracting Standards Board may restrict or terminate the authority of any state contracting agency to enter into any contract or procurement agreement if: (1) The board, upon a vote of two-thirds of the members of the board present and voting for such purpose, determines that such state contracting agency failed to comply with statutory contracting and procurement requirements and evidenced a reckless disregard for applicable procedures and policy; and (2) such limitation, restriction or termination of authority is in the state's best interest, provided the board has made arrangements for the exercise of the contracting power of such agency during the period of limitation, restriction or termination. Such limitation, restriction or termination of authority shall remain in effect until such time as the board determines that such state contracting agency has implemented corrective measures and demonstrated compliance with statutes and regulations concerning procurement.
201201
202202 (c) Following consultation with the state contracting agency, and thereafter upon providing fifteen days' notice and the opportunity for a hearing, the State Contracting Standards Board may order a state contracting agency to take appropriate action to restrict or terminate the authority of an employee or agent to enter into any contract or procurement agreement if the board, upon a vote of two-thirds of the members of the board present and voting for such purpose, determines that such employee or agent failed to comply with statutory contracting and procurement requirements, and evidenced a reckless disregard for applicable procedures and policy. Such limitation, restriction or termination of authority shall remain in effect until such time as the board determines that such state contracting agency has implemented corrective measures and demonstrated compliance with statutes and regulations concerning procurement.
203203
204204 (d) The board shall develop procedures for applying to the board (1) to request a review of a contract, or (2) for the recommendation to terminate a contract. Such procedures shall be clearly defined and posted on the board's Internet web site.
205205
206206 Sec. 7. Section 4e-8 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
207207
208208 There is established a Contracting Standards Advisory Council, which shall consist of representatives from the Office of Policy and Management, Departments of Administrative Services and Transportation and representatives of at least three additional contracting agencies designated by the Governor, including at least one human services related state agency. [, to be designated by the Governor.] The Chief Procurement Officer shall be a member of the council and serve as chairperson. The advisory council shall meet at least four times per year to discuss state procurement issues and to make recommendations for improvement of the procurement processes to the State Contracting Standards Board. The advisory council may conduct studies, research and analyses and make reports and recommendations with respect to subjects or matters within the jurisdiction of the State Contracting Standards Board.
209209
210210 Sec. 8. Section 4e-10 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
211211
212212 [(a) On or before July 1, 2010, the board shall submit to the Governor and the General Assembly such legislation as is necessary to permit state contracting agencies, not including quasi-publics, institutions of higher education, and municipal procurement processes utilizing state funds, to carry out their functions under statutes and regulations concerning procurement.
213213
214214 (b) On or before July 1, 2011, the board shall submit to the Governor and the General Assembly such legislation as is necessary to apply the provisions of statutes concerning procurement to constituent units of the state system of higher education. Concomitantly, the board shall submit such additional legislation as is necessary to apply the provisions of statutes and regulations concerning privatization and procurement to quasi-public agencies.
215215
216216 (c) On or before July 1, 2012, the board shall submit to the Governor and the General Assembly such legislation as is necessary to apply the provisions of statutes and regulations concerning procurement to the municipal procurement processes utilizing state funds.]
217217
218218 (a) The board shall assist the constituent units of higher education in developing best procurement practices that are specific to such units and consistent with the provisions of the general statutes and regulations concerning procurement.
219219
220220 (b) On or before June 30, 2016, each of the constituent units of higher education shall adopt a code of procurement practices and submit a copy of such code to the board.
221221
222222 Sec. 9. Section 4e-11 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
223223
224224 (a) The board shall [provide assistance to] assist the Secretary of the State, Comptroller, Treasurer and Attorney General [to develop] in developing best procurement practices specific to the constitutional and statutory functions of each office and consistent with the provisions of the general statutes and regulations concerning procurement.
225225
226226 (b) [Each] On or before June 30, 2016, each of the officers specified in subsection (a) of this section shall adopt a code of procurement practices [on or before June 1, 2011] and submit a copy of such code to the board.
227227
228228 Sec. 10. Section 4e-12 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
229229
230230 (a) On or before [February 1, 2011] June 30, 2016, the judicial branch and the legislative branch shall each prepare a procurement code applicable to contracting expenditures, including, but not limited to, expenditures: (1) Involving contracting and procurement processes for purchasing or leasing of supplies, materials or equipment, [consultant] consultants or consultant services, personal service agreements or purchase of service agreements; and (2) relating to contracts for the renovation, alteration or repair of any judicial branch or legislative branch facility in accordance with section 4b-1.
231231
232232 (b) The procurement codes described in subsection (a) of this section shall be designed to: (1) Establish uniform contracting standards and practices; (2) simplify and clarify contracting standards and procurement policies and practices, including, but not limited to, procedures for competitive sealed bids, competitive sealed proposals, small purchases, sole source procurements, emergency procurements and special procurements; (3) ensure the fair and equitable treatment of all businesses and persons who deal with the procurement system; (4) include a process to maximize the use of small contractors and minority business enterprises; (5) provide increased economy in procurement activities and maximize purchasing value to the fullest extent possible; (6) ensure that the procurement of supplies, materials, equipment, services, real property and construction is obtained in a cost-effective and responsive manner; (7) include a process to ensure contractor and judicial branch or legislative branch accountability; and (8) provide a process for competitive sealed bids, competitive sealed proposals, small purchases, sole source procurements, emergency procurements, special procurements, best value selection, qualification based selection and the conditions for their use.
233233
234234 (c) On or before [February 1, 2011] June 30, 2016, the judicial branch shall submit such procurement code for review and approval to the joint standing committee of the General Assembly having cognizance of matters relating to the judiciary.
235235
236236 Sec. 11. Section 4e-13 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
237237
238238 (a) The Department of Administrative Services, in consultation with the State Contracting Standards Board, shall establish and maintain a single electronic portal available on the Internet and located on the Department of Administrative Services' web site for purposes of posting all contracting opportunities with state agencies in the executive branch, the constituent units of the state system of higher education and quasi-public agencies. Such electronic portal shall be known as the State Contracting Portal.
239239
240240 (b) The State Contracting Portal shall, among other things, include: (1) All requests for bids or proposals [,] and other solicitations regardless of the method of source selection, all related materials and all resulting contracts and agreements by state agencies; (2) a searchable database for locating information; (3) personal services agreements and purchase of service agreements; (4) a state procurement and contract manual or other similar information designated by the Department of Administrative Services as describing approved contracting processes and procedures; and (5) prominent features to encourage the active recruitment and participation of small businesses and women and minority-owned enterprises in the state contracting process.
241241
242242 (c) All state agencies in the executive branch, the constituent units of the state system of higher education and all quasi-public agencies shall post all bids, requests for proposals and all resulting contracts and agreements on the State Contracting Portal and shall, with the assistance of the Department of Administrative Services as needed, develop the infrastructure and capability to electronically communicate with the State Contracting Portal.
243243
244244 (d) All state agencies in the executive branch, the constituent units of the state system of higher education and all quasi-public agencies shall develop written policies and procedures to ensure that information is posted to the State Contracting Portal in a timely, complete and accurate manner consistent with the highest legal and ethical standards of state government.
245245
246246 [(e) The Department of Administrative Services shall periodically report to the Governor and the State Contracting Standards Board on the progress of all state agencies in the executive branch, the constituent units of the state system higher education and quasi-public agencies, in developing the capacity, infrastructure, policies and procedures to electronically communicate with the State Contracting Portal and the Department of Administrative Services' progress toward establishment and maintenance of the State Contracting Portal.]
247247
248248 Sec. 12. Section 4e-18 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
249249
250250 For the purpose of obtaining supplies, materials, equipment or contractual services, except infrastructure facilities, the Commissioner of Administrative Services shall establish a requisition system to be used by state contracting agencies to initiate and authorize the procurement process. [Such system shall be approved by the State Contracting Standards Board.]
251251
252252 Sec. 13. Section 4e-29 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
253253
254254 (a) Each contract of a state contracting agency shall provide that a state contracting agency may, at reasonable times, inspect the part of the plant or place of business of a contractor or any subcontractor which is related to the performance of any contract awarded, or to be awarded by the state, to ensure compliance with the contract.
255255
256256 (b) Each contract of a state contracting agency shall provide that the contractor shall, upon the request of such agency, submit all necessary documentation, including data concerning cost, in the form required for the specific contract type.
257257
258258 Sec. 14. Section 4e-36 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
259259
260260 (a) [Any] Except as otherwise provided by law, after a bidder or proposer on a state contract has exhausted all administrative remedies within the state contracting agency, such bidder or proposer may contest the solicitation or award of a contract to a subcommittee of the State Contracting Standards Board [which] that shall be appointed by the chairperson of the board and consist of three members, at least one of whom shall be a legislative appointee. Such contest shall be submitted, in writing, not later than fourteen days after such bidder or proposer knew or should have known of the facts giving rise to such contest and shall be limited to the procedural elements of the solicitation or award process, or claims of an unauthorized or unwarranted, noncompetitive selection process.
261261
262262 (b) The filing of a contest pursuant to this section shall not, alone, be deemed to prohibit the award or execution of any such contested contract.
263263
264264 (c) The assigned subcommittee of the State Contracting Standards Board may settle and resolve any such contest.
265265
266266 (d) In the event such contest is not resolved by mutual agreement, the assigned subcommittee of the State Contracting Standards Board shall issue a decision, in writing, not later than [thirty] sixty days after receipt of [any] all information required by the subcommittee to make an informed decision concerning such contest. Such decision shall:
267267
268268 (1) Describe the procedure used by [such] the state contracting agency in soliciting and awarding such contract; and
269269
270270 (2) Indicate [such] the state contracting agency's finding as to the merits of such bidder or proposer's contest. [; and
271271
272272 (3) Inform such bidder or proposer of the right to review.]
273273
274274 (e) [A] The subcommittee shall provide a copy of [such] its decision [shall be provided to such] to the bidder or proposer contesting the award and to the applicable state contracting agency.
275275
276276 Sec. 15. Section 4e-43 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
277277
278278 Not later than June 1, 2010, the State Insurance and Risk Management Board established pursuant to section 4a-19 shall adopt regulations, in accordance with the provisions of chapter 54, in consultation with the State Contracting Standards Board, that specify when a state contracting agency shall require proposers to provide appropriate errors and omissions insurance to cover architectural and engineering services. [under the project delivery methods established in regulations adopted pursuant to section 4e-41.]
279279
280280 Sec. 16. Subsection (c) of section 10-357b of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
281281
282282 (c) The State Education Resource Center shall be subject to (1) rules, regulations and restrictions on purchasing, procurement, personal service agreements and the disposition of assets generally applicable to Connecticut state agencies, including those contained in titles 4, 4a and 4b, [section 4e-19,] and (2) audit by the Auditors of Public Accounts under section 2-90.
283283
284284 Sec. 17. Section 4e-47 of the general statutes is repealed and the following is substituted in lieu thereof (Effective October 1, 2015):
285285
286286 On or after January 1, 2011, the State Contracting Standards Board shall adopt regulations, in accordance with the provisions of chapter 54, to apply the contracting procedures, as described in sections 4e-18, as amended by this act, [to 4e-45, inclusive,] 4e-25, 4e-29 to 4e-31, inclusive, as amended by this act, 4e-34 to 4e-36, inclusive, as amended by this act, 4e-39, 4e-40 and 4e-43, as amended by this act, to each constituent unit of the state system of higher education. Such regulations shall take into consideration circumstances and factors that are unique to such constituent units.
287287
288288 Sec. 18. Sections 4e-19 to 4e-24, inclusive, 4e-26 to 4e-28, inclusive, 4e-32, 4e-33, 4e-37, 4e-38, 4e-41, 4e-42, 4e-44 to 4e-46, inclusive, and 4e-49 of the general statutes are repealed. (Effective October 1, 2015)
289289
290290
291291
292292
293293 This act shall take effect as follows and shall amend the following sections:
294294 Section 1 October 1, 2015 4e-1
295295 Sec. 2 October 1, 2015 4e-3
296296 Sec. 3 October 1, 2015 4e-4
297297 Sec. 4 October 1, 2015 4e-5
298298 Sec. 5 October 1, 2015 4e-6
299299 Sec. 6 October 1, 2015 4e-7
300300 Sec. 7 October 1, 2015 4e-8
301301 Sec. 8 October 1, 2015 4e-10
302302 Sec. 9 October 1, 2015 4e-11
303303 Sec. 10 October 1, 2015 4e-12
304304 Sec. 11 October 1, 2015 4e-13
305305 Sec. 12 October 1, 2015 4e-18
306306 Sec. 13 October 1, 2015 4e-29
307307 Sec. 14 October 1, 2015 4e-36
308308 Sec. 15 October 1, 2015 4e-43
309309 Sec. 16 October 1, 2015 10-357b(c)
310310 Sec. 17 October 1, 2015 4e-47
311311 Sec. 18 October 1, 2015 Repealer section
312312
313313 This act shall take effect as follows and shall amend the following sections:
314314
315315 Section 1
316316
317317 October 1, 2015
318318
319319 4e-1
320320
321321 Sec. 2
322322
323323 October 1, 2015
324324
325325 4e-3
326326
327327 Sec. 3
328328
329329 October 1, 2015
330330
331331 4e-4
332332
333333 Sec. 4
334334
335335 October 1, 2015
336336
337337 4e-5
338338
339339 Sec. 5
340340
341341 October 1, 2015
342342
343343 4e-6
344344
345345 Sec. 6
346346
347347 October 1, 2015
348348
349349 4e-7
350350
351351 Sec. 7
352352
353353 October 1, 2015
354354
355355 4e-8
356356
357357 Sec. 8
358358
359359 October 1, 2015
360360
361361 4e-10
362362
363363 Sec. 9
364364
365365 October 1, 2015
366366
367367 4e-11
368368
369369 Sec. 10
370370
371371 October 1, 2015
372372
373373 4e-12
374374
375375 Sec. 11
376376
377377 October 1, 2015
378378
379379 4e-13
380380
381381 Sec. 12
382382
383383 October 1, 2015
384384
385385 4e-18
386386
387387 Sec. 13
388388
389389 October 1, 2015
390390
391391 4e-29
392392
393393 Sec. 14
394394
395395 October 1, 2015
396396
397397 4e-36
398398
399399 Sec. 15
400400
401401 October 1, 2015
402402
403403 4e-43
404404
405405 Sec. 16
406406
407407 October 1, 2015
408408
409409 10-357b(c)
410410
411411 Sec. 17
412412
413413 October 1, 2015
414414
415415 4e-47
416416
417417 Sec. 18
418418
419419 October 1, 2015
420420
421421 Repealer section
422422
423+Statement of Legislative Commissioners:
424+
425+In Section 2(a) reference to "section and sections 4e-4 to 4e-47, inclusive," was changed to "this chapter" for consistency; in Section 4(b) "develop" was changed to "include" for accuracy, in Section 6(a) "and the Department of Administrative Services" was added for consistency with the change in Section 6(b) and in Section 6(d) subdivision designators and "of a contract" were added for clarity.
426+
423427
424428
425429 GAE Joint Favorable Subst. -LCO
426-HED Joint Favorable
427430
428431 GAE
429432
430433 Joint Favorable Subst. -LCO
431-
432-HED
433-
434-Joint Favorable