LCO No. 1670 1 of 7 General Assembly Committee Bill No. 5 February Session, 2020 LCO No. 1670 Referred to Committee on ENERGY AND TECHNOLOGY Introduced by: (ET) AN ACT CONCERNING IN TERNET SERVICE PROVI DERS AND NET NEUTRALITY PRINCIPLES. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. (NEW) (Effective January 1, 2021) (a) For the purposes of this 1 section: 2 (1) "Broadband Internet access service" means a mass-market retail 3 service by wire or radio that provides the capability to transmit data to 4 and receive data from all or substantially all Internet endpoints, 5 including any capability that is incidental to and enables the operation 6 of the service, but excluding dial-up Internet access service; 7 (2) "Content, applications and services" means all traffic transmitted 8 to or from end users of a broadband Internet access service; 9 (3) "Edge provider" means any person or entity that provides (A) any 10 content, application or service over the Internet, or (B) a device used for 11 accessing any content, application or service over the Internet; 12 (4) "End user" means any person or entity that uses a broadband 13 Internet access service; 14 Committee Bill No. 5 LCO No. 1670 2 of 7 (5) "Fixed broadband Internet access service" means a broadband 15 Internet access service that services end users primarily at fixed 16 endpoints using stationary equipment, including fixed wireless 17 services, fixed unlicensed wireless services and fixed satellite services; 18 (6) "Mobile broadband Internet access service" means a broadband 19 Internet access service that serves end users primarily using mobile 20 stations; 21 (7) "Net neutrality principles" means the provisions described in 22 subsections (d) to (g), inclusive, of this section; 23 (8) "Paid prioritization" means the management of a broadband 24 Internet access service provider's network to directly or indirectly favor 25 some traffic over other traffic, including through use of techniques such 26 as traffic shaping, prioritization, resource reservation or other forms of 27 preferential traffic management either (A) in exchange for monetary or 28 other consideration from a third party, or (B) to benefit an affiliated 29 entity; 30 (9) "Authority" means the Public Utilities Regulatory Authority; and 31 (10) "Reasonable network management" means a network 32 management practice that has a primarily technical network 33 management justification, but does not include other business practices, 34 provided a network management practice is reasonable if it is primarily 35 used for and tailored to achieving a legitimate network management 36 purpose, as determined by the authority, taking into account the 37 particular network architecture and technology of the broadband 38 Internet access service. 39 (b) A person or entity engaged in the provision of fixed or mobile 40 broadband Internet access services within the state shall register with 41 the authority, in a manner prescribed by the authority. Beginning with 42 January 1, 2021, and on or before each January first thereafter, each 43 registered person or entity shall pay an annual registration fee to the 44 Committee Bill No. 5 LCO No. 1670 3 of 7 authority in the amount of five thousand dollars. 45 (c) A person or entity engaged in the provision of fixed or mobile 46 broadband Internet access services within the state shall publicly 47 disclose accurate information regarding the network management 48 practices, performance and commercial terms of its broadband Internet 49 access services sufficient, as determined by the authority, for end users 50 of such services to fully and accurately ascertain if the service is in 51 compliance with this section. 52 (d) A person or entity engaged in the provision of fixed or mobile 53 broadband Internet access services within the state shall not block 54 lawful content, applications, services, as determined by the authority, or 55 nonharmful devices, as determined by the authority, subject to 56 reasonable network management. 57 (e) A person or entity engaged in the provision of fixed or mobile 58 broadband Internet access services within the state shall not impair or 59 degrade lawful Internet traffic on the basis of Internet content, 60 application or service, or use of a nonharmful device, subject to 61 reasonable network management. 62 (f) A person or entity engaged in the provision of fixed or mobile 63 broadband Internet access services within the state shall not engage in 64 paid prioritization. 65 (g) Any person or entity engaged in the provision of fixed or mobile 66 broadband Internet access services within the state shall not interfere 67 with or disadvantage an (1) end users' ability to select, access and use 68 broadband Internet access service or lawful Internet content, 69 applications or services, or devices of such end users' choice, or (2) edge 70 providers' ability to make lawful content, applications, services or 71 devices available to end users, provided such person or entity may 72 engage in reasonable network management. 73 (h) The authority shall receive and record complaints of any end user 74 Committee Bill No. 5 LCO No. 1670 4 of 7 of broadband Internet access service within the state. Upon receipt of 75 such complaints, the authority may, in its discretion, review the 76 performance of a person or entity engaged in the provision of fixed or 77 mobile broadband Internet access service. The authority, upon a finding 78 that any such person or entity failed to comply with the net neutrality 79 principles described in this section, shall make orders, after a hearing 80 that is conducted as a contested case in accordance with chapter 54 of 81 the general statutes, to enforce the provisions of this section and may 82 levy civil penalties against such person or entity, pursuant to section 16-83 41 of the general statutes, for noncompliance. 84 (i) Nothing in this section shall be considered to supersede or limit 85 any obligation or authorization a person or entity engaged in the 86 provision of fixed or mobile broadband Internet access services may 87 have to address the needs of emergency communications, law 88 enforcement, public safety or national security authorities, consistent 89 with or as permitted by applicable law. Nothing in this section shall be 90 construed to prohibit reasonable efforts by a person or entity engaged 91 in the provision of fixed or mobile broadband Internet access services to 92 address copyright infringement or other unlawful activity. 93 Sec. 2. (NEW) (Effective October 1, 2020) (a) For the purposes of this 94 section: 95 (1) "Browsing history" means information that shows a consumer 96 accessed a specific web site; 97 (2) "Consumer" means an Internet service account holder, such 98 account holder's immediate family and any other person such account 99 holder permits to access the Internet through use of such account 100 holder's account; 101 (3) "Express and affirmative permission" means permission that (A) 102 is explicitly solicited in writing or by electronic means separate from any 103 other terms of service or items of consent, (B) is clear and succinct, (C) 104 clearly identifies any person to whom an Internet service provider will 105 Committee Bill No. 5 LCO No. 1670 5 of 7 transfer personally identifying information, (D) outlines the scope of the 106 personally identifying information to be transferred, (E) includes a 107 warning that after the grant of such permission, state law cannot 108 guarantee that the person who receives such personally identifying 109 information will not transfer that information to a third party or 110 otherwise publicize such personally identifying information, (F) is 111 sought by an Internet service provider for each person to whom it seeks 112 to transfer such personally identifying information, and (G) expires not 113 later than one year after such permission is granted; 114 (4) "Internet service provider" means a company that provides 115 consumers with connectivity to the Internet and operates in the state, 116 including any such company that sells Internet service in the state; and 117 (5) "Personally identifying information" means the following 118 information relating to a consumer using an Internet service provider to 119 connect to the Internet: (A) Such consumer's name, address, Social 120 Security number, geographic location or browsing history, (B) the 121 Internet protocol address associated with an electronic device that 122 belongs to such consumer, (C) the content of such consumer's 123 communications with anyone other than the Internet service provider, 124 and (D) any information about such consumer's spouse, children, health 125 or finances. 126 (b) An Internet service provider may not sell or transfer a consumer's 127 personally identifying information to a person without such consumer's 128 express and affirmative permission. 129 (c) An Internet service provider may not send or display to a 130 consumer an advertisement that has been selected to be sent or 131 displayed because of such consumer's browsing history without such 132 consumer's express and affirmative permission. 133 (d) An Internet service provider may not refuse to provide its services 134 to a consumer because of such consumer's refusal to provide express 135 and affirmative permission to the Internet service provider pursuant to 136 Committee Bill No. 5 LCO No. 1670 6 of 7 subsections (b) and (c) of this section. 137 (e) The Public Utilities Regulatory Authority shall receive and record 138 complaints of any Internet service provider. Upon receipt of such 139 complaints, the authority may, in its discretion, review the performance 140 of the Internet service provider engaged in, without a consumer's 141 express and affirmative permission, the (1) sale or transfer of such 142 consumer's personally identifying information, (2) transmission or 143 display of an advertisement that was selected for transmission or 144 display because of such consumer's browsing history, or (3) refusal to 145 provide its services because of such consumer's refusal to provide 146 express and affirmative permission. The authority, upon a finding that 147 any such Internet service provider failed to comply with the provisions 148 described in this section, shall make orders, after a hearing that is 149 conducted as a contested case in accordance with chapter 54 of the 150 general statutes, to enforce the provisions of this section and may levy 151 civil penalties against such Internet service provider, pursuant to section 152 16-41 of the general statutes, for noncompliance. 153 (f) This section shall not apply to an Internet service provider that 154 transmits a consumer's personally identifying information (1) in 155 response to a subpoena, summons, warrant or court order that appears 156 on its face to be issued in accordance with lawful authority, or (2) to the 157 consumer to whom such personally identifying information pertains. 158 This act shall take effect as follows and shall amend the following sections: Section 1 January 1, 2021 New section Sec. 2 October 1, 2020 New section Statement of Purpose: To require Internet service providers to register and pay registration fees and to require the Public Utilities Regulatory Authority to apply net neutrality principles to Internet service providers and enforce such principles with civil penalties. Committee Bill No. 5 LCO No. 1670 7 of 7 [Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not underlined.] Co-Sponsors: SEN. LOONEY, 11th Dist.; SEN. DUFF, 25th Dist. SEN. ANWAR, 3rd Dist.; SEN. CASSANO, 4th Dist. SEN. COHEN, 12th Dist.; SEN. DAUGHERTY ABRAMS, 13th Dist. SEN. FLEXER, 29th Dist.; SEN. HASKELL, 26th Dist. SEN. KUSHNER, 24th Dist.; SEN. LESSER, 9th Dist. SEN. MARONEY, 14th Dist.; SEN. MOORE, 22nd Dist. SEN. NEEDLEMAN, 33rd Dist.; SEN. OSTEN, 19th Dist. SEN. SLAP, 5th Dist.; SEN. WINFIELD, 10th Dist. S.B. 5