LCO \\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495-R01- HB.docx 1 of 22 General Assembly Substitute Bill No. 5495 February Session, 2022 AN ACT REESTABLISHING THE LEGISLATIVE PROGRAM REVIEW AND INVESTIGATIONS COMMITTEE AND CONCERNING STATE CONTRACTOR PREQUALIFICATION AND REAL ESTATE ACQUISITIONS OF THE UNIVERSITY OF CONNECTICUT. Be it enacted by the Senate and House of Representatives in General Assembly convened: Section 1. (NEW) (Effective July 1, 2022) (a) As used in this section and 1 sections 2 and 3 of this act: 2 (1) "Program review" means an examination of programs 3 administered by state departments and agencies to ascertain whether 4 such programs are effective, continue to serve their intended purposes, 5 are conducted in an efficient and effective manner or require 6 modification or elimination; and 7 (2) "Investigation" means the investigation of any matter which is 8 referred to the Legislative Program Review and Investigations 9 Committee as provided in section 2 of this act. 10 (b) There is hereby reestablished a Legislative Program Review and 11 Investigations Committee, which shall be a permanent standing 12 committee of the General Assembly, consisting of (1) six members of the 13 Senate, three appointed by the president pro tempore and three 14 appointed by the minority leader, and (2) six members of the House of 15 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 2 of 22 Representatives, three appointed by the speaker of the House of 16 Representatives and three appointed by the minority leader. Members 17 shall serve for a term of two years from the date of appointment. 18 (c) The appointments of the members shall be made at the beginning 19 of each regular session of the General Assembly in the odd-numbered 20 year. The terms of all members appointed to the committee shall end 21 with the termination of each member's term or holding of office, 22 whichever occurs first. Vacancies shall be filled in the same manner as 23 the original appointments. The committee shall select cochairpersons 24 and such other officers as it may deem necessary from among its 25 membership. 26 (d) A majority of the membership shall constitute a quorum and all 27 actions of the committee shall require the affirmative vote of a majority 28 of the full committee membership. The cochairpersons and ranking 29 minority members of the joint standing committee requesting an 30 investigation shall serve as nonvoting, ex-officio members of the 31 Legislative Program Review and Investigations Committee during the 32 course of such investigation. 33 Sec. 2. (NEW) (Effective July 1, 2022) (a) The Legislative Program 34 Review and Investigations Committee shall: 35 (1) Direct its staff and other legislative staff available to the committee 36 to conduct program reviews and investigations to assist the General 37 Assembly in the proper discharge of its duties; 38 (2) Establish policies and procedures regarding the printing, 39 reproduction and distribution of its reports; 40 (3) Review staff reports submitted to the committee and, when 41 necessary, confer with representatives of the state departments and 42 agencies reviewed in order to obtain full and complete information in 43 regard to programs, other activities and operations of the state, and may 44 request and shall be given access to and copies of, by all public officers, 45 departments, agencies and authorities of the state and its political 46 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 3 of 22 subdivisions, such public records, data and other information and given 47 such assistance as the committee determines it needs to fulfill its duties; 48 (4) Act on staff reports and recommend in its report, or propose, in 49 the form of a raised committee bill, such legislation as may be necessary 50 to modify current operations and agency practices; 51 (5) Consider and act on requests by members of the General 52 Assembly, legislative committees, elected officials of state government 53 and state department and agency heads for program reviews. The 54 request shall be submitted in writing to the Program Review and 55 Investigations Committee and shall state reasons to support the request. 56 The decision of the committee to grant or deny such a request shall be 57 final; 58 (6) Conduct investigations requested by joint resolution of the 59 General Assembly, or, when the General Assembly is not in session, (A) 60 requested by a joint standing committee of the General Assembly or 61 initiated by a majority vote of the Program Review and Investigations 62 Committee and approved by the Joint Committee on Legislative 63 Management, or (B) requested by the Joint Committee on Legislative 64 Management. In the event two or more investigations are requested, the 65 order of priority shall be determined by the Legislative Program Review 66 and Investigations Committee; 67 (7) Retain, within available appropriations, the services of 68 consultants, technical assistants, research and other personnel necessary 69 to assist in the conduct of program reviews and investigations; 70 (8) Originate, and report to the General Assembly, any bill it deems 71 necessary concerning a program, department or other matter under 72 review or investigation by the committee, in the same manner as is 73 prescribed by rule for joint standing committees of the General 74 Assembly; 75 (9) Review audit reports after issuance by the Auditors of Public 76 Accounts, evaluate and sponsor new or revised legislation based on 77 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 4 of 22 audit findings, provide means to determine compliance with audit 78 recommendations and receive facts concerning any unauthorized, 79 illegal, irregular or unsafe handling or expenditures of state funds under 80 the provisions of section 2-90 of the general statutes, as amended by this 81 act; 82 (10) Meet as often as may be necessary, during legislative sessions 83 and during the periods between sessions, to perform its duties and 84 functions; and 85 (11) Shall report annually to the General Assembly on or before 86 February fifteenth. 87 (b) The committee may, at any time, study any matter within the 88 scope of a completed or partially completed staff report then being 89 conducted or may at its discretion study and consider any matter 90 relative to program activities of state departments and agencies. 91 (c) The identity of a public employee providing information to the 92 committee shall not be disclosed. In the course of an investigation, all 93 information, records of interviews, reports, statements, notes, 94 memoranda or other data in the custody of the or obtained or prepared 95 by the Legislative Program Review and Investigations Committee or its 96 staff shall not be subject to the provisions of section 1-210 of the general 97 statutes until the investigation is completed. Any statutory 98 requirements of confidentiality regarding any records, data and other 99 information submitted under subdivision (3) of subsection (a) of this 100 section, including penalties for violating such requirements, shall apply 101 to the committee, its staff and its other authorized representatives in the 102 same manner and to the same extent as such requirements and penalties 103 apply to any public officer, department, agency or authority of the state 104 or its political subdivisions. 105 Sec. 3. (NEW) (Effective July 1, 2022) (a) In any instance in which a 106 program review cites inadequate operating or administrative system 107 controls or procedures, inaccuracies, waste, extravagance, unauthorized 108 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 5 of 22 or unintended activities or programs, or other deficiencies, the 109 department head, agency head or the appropriate program officer or 110 official to which the report pertained shall take the necessary corrective 111 actions and when the committee deems the action taken to be not 112 suitable, the committee shall report the matter to the General Assembly 113 together with its recommendations. 114 (b) The committee shall report electronically the results of each 115 investigation together with its recommendations for any further action 116 to the General Assembly, in accordance with the provisions of section 117 11-4a of the general statutes. 118 Sec. 4. Section 1-122 of the 2022 supplement to the general statutes is 119 repealed and the following is substituted in lieu thereof (Effective July 1, 120 2022): 121 In accordance with the provisions of section 2-90, as amended by this 122 act, the Auditors of Public Accounts shall biennially conduct a 123 compliance audit of each quasi-public agency's activities during the 124 agency's two fiscal years preceding each such audit or contract with a 125 person, firm or corporation for any such audit or audits. Each such audit 126 shall determine whether the quasi-public agency has complied with its 127 regulations concerning affirmative action, personnel practices, the 128 purchase of goods and services, the use of surplus funds and the 129 distribution of loans, grants and other financial assistance. Each audit 130 shall include a review of all or a representative sample of the agency's 131 activities in such areas during the relevant fiscal years. The Auditors of 132 Public Accounts shall submit each audit report to the Governor and the 133 Legislative Program Review and Investigations Committee. Not later 134 than thirty days after receiving copies of an audit report from the 135 Auditors of Public Accounts, the Legislative Program Review and 136 Investigations Committee shall prepare an assessment of whether the 137 audit report complies with the requirements of this section and shall 138 submit the assessment and a copy of the audit report to the joint 139 standing committee of the General Assembly having cognizance of 140 matters relating to the quasi-public agency. Each quasi-public agency 141 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 6 of 22 shall pay the cost of conducting such biennial compliance audit of the 142 agency. 143 Sec. 5. Subsection (a) of section 1-123 of the general statutes is 144 repealed and the following is substituted in lieu thereof (Effective July 1, 145 2022): 146 (a) The board of directors of each quasi-public agency shall annually 147 submit a report to the Governor, [and] the Auditors of Public Accounts 148 and the Legislative Program Review and Investigations Committee. 149 Such report shall include, but need not be limited to, the following: (1) 150 A list of all bond issues for the preceding fiscal year, including, for each 151 such issue, the financial advisor and underwriters, whether the issue 152 was competitive, negotiated or privately placed, and the issue's face 153 value and net proceeds; (2) a list of all projects other than those 154 pertaining to owner-occupied housing or student loans receiving 155 financial assistance during the preceding fiscal year, including each 156 project's purpose, location, and the amount of funds provided by the 157 agency; (3) a list of all outside individuals and firms receiving in excess 158 of five thousand dollars in the form of loans, grants or payments for 159 services, except for individuals receiving loans for owner-occupied 160 housing and education; (4) a complete set of financial statements; (5) the 161 cumulative value of all bonds issued, the value of outstanding bonds, 162 and the amount of the state's contingent liability; (6) the affirmative 163 action policy statement, a description of the composition of the agency's 164 work force by race, sex, and occupation and a description of the agency's 165 affirmative action efforts; and (7) a description of planned activities for 166 the current fiscal year. Not later than thirty days after receiving such 167 report from the board of a quasi-public agency, the Legislative Program 168 Review and Investigations Committee shall prepare an assessment of 169 whether the report complies with the requirements of this section and 170 shall submit the assessment and a copy of the report to the joint standing 171 committee of the General Assembly having cognizance of matters 172 relating to the quasi-public agency. 173 Sec. 6. Section 2-46 of the general statutes is repealed and the 174 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 7 of 22 following is substituted in lieu thereof (Effective July 1, 2022): 175 (a) The president of the Senate, the speaker of the House of 176 Representatives, or a [chairman] chairperson of the whole, or of any 177 committee of either house, of the General Assembly, or either of the 178 chairpersons of the Legislative Program Review and Investigations 179 Committee, shall have the power to compel the attendance and 180 testimony of witnesses by subpoena and capias issued by any of them, 181 require the production of any necessary books, papers or other 182 documents and administer oaths to witnesses in any case under their 183 examination, including any program review or investigation, as defined 184 in section 1 of this act. Any person, summoned as a witness by the 185 authority of either house of the General Assembly or the Legislative 186 Program Review and Investigations Committee to give testimony or to 187 produce books, papers or other documents upon any matter under 188 inquiry before either house, or any committee of either house, of the 189 General Assembly, or a joint committee of both houses, who wilfully 190 makes default or, having appeared, refuses to be sworn or to answer any 191 question pertinent to the question under inquiry, shall be guilty of a 192 class A misdemeanor. 193 (b) Any individual who is subpoenaed to appear and testify before a 194 committee of the General Assembly or the Legislative Program Review 195 and Investigations Committee shall have the right to review a copy of 196 the transcript of his or her testimony and a reasonable amount of time 197 to question its accuracy prior to the public release of such transcript or 198 its permanent filing. 199 Sec. 7. Section 2-47 of the general statutes is repealed and the 200 following is substituted in lieu thereof (Effective July 1, 2022): 201 No witness shall be privileged to refuse to testify to any fact, or to 202 produce any paper, respecting which he is examined by either house of 203 the General Assembly, or by any committee of either house or any joint 204 committee of both houses, or by the Legislative Program Review and 205 Investigations Committee in any program review or investigation, as 206 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 8 of 22 defined in section 1 of this act, upon the ground that [his] such witness' 207 testimony to such fact or [his] production of such paper may tend to 208 disgrace [him] such witness or otherwise render [him] such witness 209 infamous. 210 Sec. 8. Subsections (c) to (e), inclusive, of section 2-90 of the 2022 211 supplement to the general statutes are repealed and the following is 212 substituted in lieu thereof (Effective July 1, 2022): 213 (c) Said auditors shall audit, on a biennial basis if deemed most 214 economical and efficient, or as frequently as they deem necessary, the 215 books and accounts, records of operations and activities, systems and 216 data of each officer, department, commission, board and court of the 217 state government, all institutions supported by the state and all public 218 and quasi-public bodies, politic and corporate, created by public or 219 special act of the General Assembly and not required to be audited or 220 subject to reporting requirements, under the provisions of chapter 111. 221 Each such audit may include an examination of any relevant 222 information concerning the department, commission, board or court of 223 state government being audited that is in the possession or control of a 224 private entity that has a contract with such department, commission, 225 board or court, and such information shall be provided upon demand 226 in a format prescribed by the auditors at no cost to the auditors or the 227 department, commission, board or court. Each such audit may include 228 an examination of performance in order to determine effectiveness in 229 achieving expressed legislative purposes. The auditors shall report their 230 findings and recommendations to the Governor, the State Comptroller, 231 [and] the joint standing committee of the General Assembly having 232 cognizance of matters relating to appropriations and the budgets of state 233 agencies and the Legislative Program Review and Investigations 234 Committee. 235 (d) The Auditors of Public Accounts may enter into such contractual 236 agreements as may be necessary for the discharge of their duties. Any 237 audit or report which is prepared by a person, firm or corporation 238 pursuant to any contract with the Auditors of Public Accounts shall bear 239 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 9 of 22 the signature of the person primarily responsible for the preparation of 240 such audit or report. As used in this subsection, the term "person" means 241 a natural person. 242 (e) (1) If the Auditors of Public Accounts discover, or if it should come 243 to their knowledge, that any unauthorized, illegal, irregular or unsafe 244 handling or expenditure of state funds or quasi-public agency funds or 245 any breakdown in the safekeeping of any resources of the state or a 246 quasi-public agency has occurred or is contemplated, they shall 247 forthwith report the facts to the Governor, the State Comptroller, the 248 clerk of each house of the General Assembly, the Legislative Program 249 Review and Investigations Committee and the Attorney General, except 250 that if a matter reported to the Auditors of Public Accounts pursuant to 251 section 4-33a is still under investigation by a state or quasi-public 252 agency, the Auditors of Public Accounts may give the agency a 253 reasonable amount of time to conduct such investigation prior to the 254 auditors reporting the matter to said officials. (2) If the Auditors of 255 Public Accounts decide to delay reporting such matter in accordance 256 with subdivision (1) of this subsection, the auditors shall immediately 257 notify the Attorney General of such decision. (3) Any Auditor of Public 258 Accounts neglecting to make the report required under subdivision (1) 259 of this subsection, or any agent of the auditors neglecting to report to 260 the Auditors of Public Accounts any such matter discovered by such 261 agent or coming to such agent's knowledge, shall be fined not more than 262 one hundred dollars or imprisoned not more than six months, or both. 263 Sec. 9. Subdivision (11) of subsection (g) of section 17a-28 of the 2022 264 supplement to the general statutes is repealed and the following is 265 substituted in lieu thereof (Effective July 1, 2022): 266 (11) The Governor, when requested in writing in the course of the 267 Governor's official functions, the Legislative Program Review and 268 Investigations Committee, the joint standing committee of the General 269 Assembly having cognizance of matters relating to human services, the 270 joint standing committee of the General Assembly having cognizance of 271 matters relating to the judiciary or the joint standing committee of the 272 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 10 of 22 General Assembly having cognizance of matters relating to children, 273 when requested in writing by any of such committees in the course of 274 such committee's official functions, and upon a majority vote of such 275 committee, provided no name or other identifying information is 276 disclosed unless such information is essential to the gubernatorial or 277 legislative purpose; 278 Sec. 10. Section 51-51l of the 2022 supplement to the general statutes 279 is repealed and the following is substituted in lieu thereof (Effective July 280 1, 2022): 281 (a) Except as provided in subsection (d) of this section, the Judicial 282 Review Council shall investigate every written complaint brought 283 before it alleging conduct under section 51-51i, and may initiate an 284 investigation of any judge, administrative law judge or family support 285 magistrate if (1) the council has reason to believe conduct under section 286 51-51i has occurred, or (2) previous complaints indicate a pattern of 287 behavior which would lead to a reasonable belief that conduct under 288 section 51-51i has occurred. The council shall, not later than five days 289 after such initiation of an investigation or receipt of such complaint, 290 notify by registered or certified mail any judge, administrative law 291 judge or family support magistrate under investigation or against 292 whom such complaint is filed. A copy of any such complaint shall 293 accompany such notice. The council shall also notify the complainant of 294 its receipt of such complaint not later than five days thereafter. Any 295 investigation to determine whether or not there is probable cause that 296 conduct under section 51-51i has occurred shall be confidential and any 297 individual called by the council for the purpose of providing 298 information shall not disclose his knowledge of such investigation to a 299 third party prior to the decision of the council on whether probable 300 cause exists, unless the respondent requests that such investigation and 301 disclosure be open, provided information known or obtained 302 independently of any such investigation shall not be confidential. The 303 judge, administrative law judge or family support magistrate shall have 304 the right to appear and be heard and to offer any information which may 305 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 11 of 22 tend to clear him of probable cause to believe he is guilty of conduct 306 under section 51-51i. The judge, administrative law judge or family 307 support magistrate shall also have the right to be represented by legal 308 counsel and examine and cross-examine witnesses. In conducting its 309 investigation under this subsection, the council may request that a court 310 furnish to the council a record or transcript of court proceedings, 311 including records and transcripts of juvenile matters pursuant to section 312 46b-124 and records and transcripts of cases involving youthful 313 offenders pursuant to section 54-76l, made or prepared by a court 314 reporter, assistant court reporter or monitor and the court shall, upon 315 such request, furnish such record or transcript. 316 (b) The Judicial Review Council shall, not later than three business 317 days after the termination of such investigation, notify the complainant, 318 if any, and the judge, administrative law judge or family support 319 magistrate that the investigation has been terminated and the results 320 thereof. If the council finds that conduct under section 51-51i has not 321 occurred, but the judge, administrative law judge or family support 322 magistrate has acted in a manner which gives the appearance of 323 impropriety or constitutes an unfavorable judicial or magisterial 324 practice, the council may issue an admonishment to the judge, 325 administrative law judge or family support magistrate recommending 326 a change in judicial or magisterial conduct or practice. If an 327 admonishment is issued, the council shall (1) notify the joint standing 328 committee of the General Assembly having cognizance of matters 329 relating to the judiciary that an admonishment was issued and provide 330 said committee with the substance of the admonishment, including 331 copies of the complaint file, and (2) inform the complainant, if any, that 332 an admonishment was issued if the admonishment is the result of 333 misconduct alleged in the complaint. Except as provided in subdivision 334 (1) of this subsection, the substance of the admonishment shall not be 335 disclosed to any person or organization. 336 (c) If a preliminary investigation indicates that probable cause exists 337 that the judge, administrative law judge or family support magistrate is 338 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 12 of 22 guilty of conduct under section 51-51i, the council shall hold a hearing 339 concerning the conduct or complaint. All hearings held pursuant to this 340 subsection shall be open. A judge, an administrative law judge or a 341 family support magistrate appearing before such a hearing shall be 342 entitled to counsel, to present evidence and to cross-examine witnesses. 343 The council shall make a record of all proceedings pursuant to this 344 subsection. The council shall not later than thirty days after the close of 345 such hearing publish its findings together with a memorandum of its 346 reasons therefor. 347 (d) No complaint against a judge, an administrative law judge or a 348 family support magistrate alleging conduct under section 51-51i shall be 349 brought under this section but within one year from the date the alleged 350 conduct occurred or was discovered or in the exercise of reasonable care 351 should have been discovered, except that no such complaint may be 352 brought more than three years from the date the alleged conduct 353 occurred. 354 (e) Notwithstanding the provisions of subsections (a) and (b) of this 355 section, the council shall disclose any information concerning 356 complaints received by the council on and after January 1, 1978, 357 investigations and disposition of such complaints to the Legislative 358 Program Review and Investigations Committee when requested by the 359 committee in the course of its functions, in writing and upon a majority 360 vote of the committee, provided no names or other identifying 361 information shall be disclosed. 362 [(e)] (f) On and after December 19, 1991, any judge, administrative 363 law judge or family support magistrate who has been the subject of an 364 investigation by the Judicial Review Council as a result of a complaint 365 brought before such council may request that such complaint, 366 investigation and the disposition of such complaint be open to public 367 inspection. 368 [(f)] (g) Whenever a complaint against a judge, an administrative law 369 judge or a family support magistrate is pending before the Judicial 370 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 13 of 22 Review Council within the final year of the term of office of such judge, 371 administrative law judge or family support magistrate, the Judicial 372 Review Council shall designate such complaint as privileged and shall 373 conduct an expedited investigation and hearing so that its duties with 374 respect to such complaint are completed in sufficient time to enable the 375 Judicial Review Council to make its recommendation concerning any 376 such judge to the Judicial Selection Commission and the Governor 377 under section 51-51q in a timely manner. 378 Sec. 11. Subsection (c) of section 4a-100 of the 2022 supplement to the 379 general statutes is repealed and the following is substituted in lieu 380 thereof (Effective October 1, 2022): 381 (c) The application form shall, at a minimum, require the applicant to 382 supply information concerning: 383 (1) The applicant's form of organization; 384 (2) The applicant's principals and key personnel and any names 385 under which the applicant, principals or key personnel conducted 386 business during the past five years; 387 (3) Any legal or administrative proceedings pending, settled or 388 concluded adversely against the applicant or any of the applicant's 389 principals or key personnel within the past five years which relate to the 390 procurement or performance of any public or private construction 391 contract; 392 (4) Any legal or administrative proceedings concluded adversely 393 against the applicant or any of the applicant's principals or key 394 personnel within the past five years which relate to the nonpayment or 395 underpayment of wages or benefits to the applicant's, principal's or key 396 personnel's employees during the performance of any public or private 397 construction contract; 398 (5) Any administrative proceedings that concluded adversely against 399 the applicant during the past five years with the imposition of any civil 400 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 14 of 22 penalties pursuant to section 31-69a or the issuance of any stop work 401 orders pursuant to section 31-288; 402 [(5)] (6) The nature of any financial, personal or familial relationship 403 between the applicant and any public or private construction project 404 owner listed on the application as constituting construction experience; 405 [(6)] (7) A statement of whether (A) the applicant has been 406 disqualified pursuant to section 4b-95, this section or section 31-57c or 407 31-57d, (B) the applicant is disqualified or prohibited from being 408 awarded a contract pursuant to section 31-57b, (C) the applicant has 409 been disqualified by another state, (D) the applicant has been 410 disqualified by a federal agency or pursuant to federal law, (E) the 411 applicant's registration has been suspended or revoked by the 412 Department of Consumer Protection pursuant to section 20-341gg, (F) 413 the applicant has been disqualified by a municipality, and (G) the 414 matters that gave rise to any such disqualification, suspension or 415 revocation have been eliminated or remedied; and 416 [(7)] (8) Other information as the commissioner deems relevant to the 417 determination of the applicant's qualifications and responsibilities. 418 Sec. 12. Subdivision (2) of subsection (k) of section 4a-100 of the 2022 419 supplement to the general statutes is repealed and the following is 420 substituted in lieu thereof (Effective October 1, 2022): 421 (2) The commissioner shall deny or revoke the prequalification of any 422 contractor or substantial subcontractor if the commissioner finds that 423 the contractor or substantial subcontractor, or a principal or key 424 personnel of such contractor or substantial subcontractor, within the 425 past five years (A) has included any materially false statement in a 426 prequalification application or update statement, (B) has withheld any 427 information or documentation required in a prequalification 428 application, (C) has been convicted of, entered a plea of guilty or nolo 429 contendere for, or admitted to, a crime related to the procurement or 430 performance of any public or private construction contract, or [(C)] (D) 431 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 15 of 22 has otherwise engaged in fraud in obtaining or maintai ning 432 prequalification. Any revocation made pursuant to this subsection shall 433 be made only after an opportunity for a hearing. Any contractor or 434 substantial subcontractor whose prequalification has been revoked 435 pursuant to this subsection shall be disqualified for a period of two years 436 after which the contractor or substantial subcontractor may reapply for 437 prequalification, except that a contractor or substantial subcontractor 438 whose prequalification has been revoked on the basis of conviction of a 439 crime or engaging in fraud shall be disqualified for a period of five years 440 after which the contractor or substantial subcontractor may reapply for 441 prequalification. The commissioner shall not prequalify a contractor or 442 substantial subcontractor whose prequalification has been revoked 443 pursuant to this subdivision until the expiration of said two-year, five-444 year, or other applicable disqualification period and the commissioner 445 is satisfied that the matters that gave rise to the revocation have been 446 eliminated or remedied. 447 Sec. 13. Subsection (f) of section 4b-3 of the 2022 supplement to the 448 general statutes is repealed and the following is substituted in lieu 449 thereof (Effective October 1, 2022): 450 (f) The State Properties Review Board shall review real estate 451 acquisitions, sales, leases and subleases proposed by the Commissioner 452 of Administrative Services or proposed by the Chief Court 453 Administrator pursuant to the authority delegated to the Chief Court 454 Administrator by the Commissioner of Administrative Services, real 455 estate acquisitions and sales proposed by The University of Connecticut, 456 the acquisition, other than by condemnation, or the sale or lease of any 457 property by the Commissioner of Transportation under subdivision (11) 458 of section 13b-4, subject to section 4b-23 and subsection (h) of section 459 13a-73 and review, for approval or disapproval, any contract for a 460 project described in subsection (h) of section 4b-91. Such review shall 461 consider all aspects of the proposed actions, including feasibility and 462 method of acquisition and the prudence of the business method 463 proposed. The board shall also cooperate with and advise and assist the 464 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 16 of 22 Commissioner of Administrative Services and the Commissioner of 465 Transportation in carrying out their duties. The board shall have access 466 to all information, files and records, including financial records, of the 467 Commissioner of Administrative Services and the Commissioner of 468 Transportation, and shall, when necessary, be entitled to the use of 469 personnel employed by said commissioners. The board shall approve or 470 disapprove any acquisition of development rights of agricultural land 471 by the Commissioner of Agriculture under section 22-26cc. The board 472 shall hear any appeal under section 8-273a and shall render a final 473 decision on the appeal within thirty days thereafter. The written 474 decision of the board shall be a final decision for the purposes of sections 475 4-180 and 4-183. The provisions of this section shall not apply to any 476 airport, airport site or any part thereof operated by the Connecticut 477 Airport Authority established pursuant to section 15-120bb. 478 Sec. 14. Subsection (a) of section 4b-21 of the 2022 supplement to the 479 general statutes is repealed and the following is substituted in lieu 480 thereof (Effective October 1, 2022): 481 (a) (1) Notwithstanding any provision of the general statutes, the 482 Commissioner of Administrative Services may purchase or acquire real 483 property, interests in real property, and other rights in land or water or 484 interest in any such right, on behalf of any state agency that does not 485 otherwise possess the statutory authority to make such purchase or 486 acquisition. Any such purchase or acquisition shall be subject to the 487 approval of the Secretary of the Office of Policy and Management, the 488 State Properties Review Board and the Attorney General. 489 (2) The Commissioner of Administrative Services, with the approval 490 of the State Properties Review Board, may give or obtain an option upon 491 any land or interest therein which is not under the control of the trustees 492 of any state institution, the State Board of Education or the 493 Commissioner of Correction when such action seems advisable. 494 (3) The University of Connecticut may purchase or acquire for the 495 state and may dispose of or exchange any land or interest therein 496 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 17 of 22 directly. Any such purchase or acquisition shall be subject to the 497 approval of the Secretary of the Office of Policy and Management, the 498 State Properties Review Board and the Attorney General. 499 Sec. 15. Subsection (a) of section 10a-109d of the 2022 supplement to 500 the general statutes is repealed and the following is substituted in lieu 501 thereof (Effective October 1, 2022): 502 (a) In order for the university to construct and issue securities for 503 UConn 2000 and to otherwise carry out its responsibilities and 504 requirements under sections 10a-109a to 10a-109y, inclusive, the 505 university shall have the following powers, which powers shall be 506 independent of and in addition to any other powers of the university 507 under state law: 508 (1) To have perpetual succession as a body politic and corporate and 509 an instrumentality and agency of the state pursuant to section 10a-109v; 510 (2) To adopt and have an official seal and alter it at pleasure; 511 (3) To contract and be contracted with, sue, be indemnified, insure its 512 assets, activities or actions or be a self-insurer and institute, prosecute, 513 maintain and defend any action or proceeding in any court or before 514 any agency or tribunal of competent jurisdiction; 515 (4) To indemnify and be sued, solely pursuant to subsection (a) of 516 section 10a-109o; 517 (5) To retain by contract or employ architects, accountants, engineers, 518 legal and securities counsel in accordance with the provisions of 519 subparagraph (F) of subdivision (4) of subsection (e) of section 10a-109n, 520 and other professional and technical consultants and advisers; provided 521 the university shall continue to be subject to audit, including its 522 operations under sections 10a-109a to 10a-109y, inclusive, pursuant to 523 section 2-90, as amended by this act, and provided further, financial 524 advisers, underwriters, counsel, trustee, if any, and other financial 525 consultants retained in connection with the offering and sale of 526 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 18 of 22 securities shall be selected in consultation with the university, in the 527 same manner as for state general obligation bonds; 528 (6) To plan, design, acquire, construct, build, enlarge, alter, 529 reconstruct, renovate, improve, equip, own, operate, maintain, dispose 530 of and demolish any project or projects, or any combination of projects, 531 including without limitation any contract in furtherance of UConn 2000, 532 notwithstanding the provisions of subsections (b) and (c) of section 10a-533 105 or any other provisions of the general statutes regarding the powers 534 of the university to undertake capital projects and purchase personal 535 property; 536 (7) To acquire by purchase, contract, lease, long-term lease or gift, and 537 hold or dispose of, real or personal property or rights or interests in any 538 such property and to hold, sell, assign, lease, rent, encumber, other than 539 by mortgage, or otherwise dispose of any real or personal property, or 540 any interest therein, owned by the university or in its control, custody 541 or possession in accordance with [section] sections 4b-21, as amended 542 by this act, and 10a-109n; 543 (8) To receive and accept grants, subsidies or loans of money from the 544 federal government or a federal agency or instrumentality, the state or 545 others, upon such terms and conditions as may be imposed, and to 546 pledge the proceeds of grants, subsidies or loans of money received or 547 to be received from the federal government or any federal agency or 548 instrumentality, the state or others, pursuant to agreements entered into 549 between the university and the federal government or any federal 550 agency or instrumentality, the state or others, provided (A) such 551 property shall be deemed property of the state for purposes of sections 552 4a-19 and 4a-20, and (B) the university may insure its property 553 independent of the state; 554 (9) Notwithstanding the provisions of section 10a-150, to receive and 555 accept aid or contributions, from any source, of money, property, labor 556 or other things of value, to be held, used and applied to carry out the 557 purposes of sections 10a-109a to 10a-109y, inclusive, subject to the 558 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 19 of 22 conditions upon which such aid or contributions may be made, 559 including, but not limited to, gifts or grants from any department or 560 agency of the United States or the state for any purpose consistent with 561 said sections; 562 (10) To borrow money and issue securities to finance the acquisition, 563 construction, reconstruction, improvement or equipping of any one 564 project, or more than one, or any combination of projects, or to refund 565 securities issued after June 7, 1995, or to refund any such refunding 566 securities or for any one, or more than one, or all of those purposes, or 567 any combination of those purposes, and to provide for the security and 568 payment of those securities and for the rights of the holders of them, 569 except that the amount of any such borrowing, the special debt service 570 requirements for which are secured by the state debt service 571 commitment, exclusive of the amount of borrowing to refund securities, 572 or to fund issuance costs or necessary reserves, may not exceed the 573 aggregate principal amount of (A) for the fiscal years ending June 30, 574 1996, to June 30, 2005, inclusive, one billion thirty million dollars, (B) for 575 the fiscal years ending June 30, 2006, to June 30, 2027, inclusive, three 576 billion two hundred ninety-five million nine hundred thousand dollars, 577 and (C) such additional amount or amounts: (i) Required from time to 578 time to fund any special capital reserve fund or other debt service 579 reserve fund in accordance with the financing transaction proceedings, 580 and (ii) to pay or provide for the costs of issuance and capitalized 581 interest, if any; the aggregate amounts of subparagraphs (A), (B) and (C) 582 of this subdivision are established as the authorized funding amount, 583 and no borrowing within the authorized funding amount for a project 584 or projects may be effected unless the project or projects are included in 585 accordance with subsection (a) of section 10a-109e; 586 (11) To make, enter into, execute, deliver and amend any and all 587 contracts, including, but not limited to, total cost basis contracts, 588 agreements, leases, instruments and documents and perform all acts 589 and do all things necessary or convenient to plan, design, acquire, 590 construct, build, enlarge, alter, reconstruct, renovate, improve, equip, 591 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 20 of 22 finance, maintain and operate projects and to carry out the powers 592 granted by sections 10a-109a to 10a-109y, inclusive, or reasonably 593 implied from those powers; 594 (12) Notwithstanding any provision of the general statutes to the 595 contrary, including without limitation subsection (a) of section 10a-105, 596 to fix and collect fees, tuition, charges, rentals and other charges for 597 enrollment and attendance at the university and for the use of projects 598 or any part thereof, provided that no tuition or student fee revenue shall 599 be used for repairs performed solely to correct code violations that were 600 applicable at the time of project completion and were for named projects 601 pursuant to section 10a-109e completed prior to January 1, 2007; to 602 provide for the promulgation of such reasonable and proper policies 603 and procedures as may be necessary to assure the maximum use of the 604 facilities of any projects at all times; and 605 (13) Notwithstanding the provisions of subsection (b) of section 10a-606 105, to provide for or confirm the establishment of various funds and 607 accounts respecting university operations, bond proceeds and special 608 debt service requirements for securities issued, renewal and 609 replacement and insurance, special capital reserve and operating 610 reserve, special external gifts, pending receipts, assured revenues, 611 project revenues to the extent not otherwise pledged and securing 612 outstanding general obligation bonds of the state or other revenues and 613 other funds or accounts as may be more particularly required under this 614 subdivision and the indentures of trust or resolutions authorizing 615 securities and to provide, subject to section 10a-109q and the provisions 616 of such indentures or resolutions for the following to be deposited 617 therein, as follows: 618 (A) All proceeds received from the sale of all securities; 619 (B) All fees, tuition, rentals and other charges from students, faculty, 620 staff members and others using or being served by, or having the right 621 to use or the right to be served by the university or any project; 622 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 21 of 22 (C) All fees for student activities, student services and all other fees, 623 tuition and charges collected from students matriculated, registered or 624 otherwise enrolled at and attending the university, pledged under the 625 terms of financing transaction proceedings; 626 (D) All rentals from any facility or building leased to the federal 627 government or any other third party; 628 (E) Federal and state grants, gifts, state appropriations and special 629 external gift funds; 630 (F) All other assured revenues; and 631 (G) Project revenues. 632 Sec. 16. Subsection (d) of section 4b-91 of the 2022 supplement to the 633 general statutes is repealed and the following is substituted in lieu 634 thereof (Effective October 1, 2022): 635 (d) Each bid submitted for a contract described in subsection (c) of 636 this section shall include an update statement in such form as the 637 Commissioner of Administrative Services prescribes and, if required by 638 the public agency soliciting such bid, a copy of the prequalification 639 certificate issued by the Commissioner of Administrative Services. The 640 form for such update statement shall provide space for information 641 regarding all projects completed by the bidder since the date the 642 bidder's prequalification certificate was issued or renewed, all projects 643 the bidder currently has under contract, including the percentage of 644 work on such projects not completed, the names and qualifications of 645 the personnel who will have supervisory responsibility for the 646 performance of the contract, any significant changes in the bidder's 647 financial position or corporate structure since the date the certificate was 648 issued or renewed, any change in the contractor's qualification status as 649 determined by the provisions of subdivision [(6)] (7) of subsection (c) of 650 section 4a-100, as amended by this act, and such other relevant 651 information as the Commissioner of Administrative Services prescribes. 652 Any public agency that accepts a bid submitted without a copy of such 653 Substitute Bill No. 5495 LCO {\\PRDFS1\HCOUSERS\BARRYJN\WS\2022HB-05495- R01-HB.docx } 22 of 22 prequalification certificate, if required by such public agency soliciting 654 such bid, and an update statement, may become ineligible for the receipt 655 of funds related to such bid, except the public agency soliciting such bids 656 may allow bidders no more than two business days after the opening of 657 bids to submit a copy of the prequalification certificate, if required by 658 such public agency, and an update statement. 659 This act shall take effect as follows and shall amend the following sections: Section 1 July 1, 2022 New section Sec. 2 July 1, 2022 New section Sec. 3 July 1, 2022 New section Sec. 4 July 1, 2022 1-122 Sec. 5 July 1, 2022 1-123(a) Sec. 6 July 1, 2022 2-46 Sec. 7 July 1, 2022 2-47 Sec. 8 July 1, 2022 2-90(c) to (e) Sec. 9 July 1, 2022 17a-28(g)(11) Sec. 10 July 1, 2022 51-51l Sec. 11 October 1, 2022 4a-100(c) Sec. 12 October 1, 2022 4a-100(k)(2) Sec. 13 October 1, 2022 4b-3(f) Sec. 14 October 1, 2022 4b-21(a) Sec. 15 October 1, 2022 10a-109d(a) Sec. 16 October 1, 2022 4b-91(d) Statement of Legislative Commissioners: Section 2 was reordered and in Section 3(b), a reference to section 11-4a of the general statutes was added for consistency with standard drafting conventions; in Section 12, "requested" was changed to "required" for accuracy; and the effective date of Section 16 was changed for consistency with Section 11. GAE Joint Favorable Subst.