Connecticut 2022 Regular Session

Connecticut Senate Bill SB00367 Latest Draft

Bill / Comm Sub Version Filed 04/27/2022

                             
 
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General Assembly  Substitute Bill No. 367  
February Session, 2022 
 
 
 
 
 
AN ACT CONCERNING THE SALE OF ELECTRONIC NICOTINE 
DELIVERY SYSTEMS AND VAPOR PRODUCTS AND INCREASING 
PENALTIES FOR UNDERAGE SALES OF SUCH SYSTEMS AND 
PRODUCTS, CIGARETTES AND TOBACCO PRODUCTS.  
Be it enacted by the Senate and House of Representatives in General 
Assembly convened: 
 
Section 1. Subsection (a) of section 21a-415 of the general statutes is 1 
repealed and the following is substituted in lieu thereof (Effective January 2 
1, 2023): 3 
(a) As used in this chapter and section [53-344] 2 of this act: 4 
(1) "Authorized owner" means the owner or authorized designee of a 5 
business entity that is applying for a registration or is registered with 6 
the Department of Consumer Protection pursuant to this chapter; 7 
(2) "Business entity" means any corporation, limited liability 8 
company, association, partnership, sole proprietorship, government, 9 
governmental subdivision or agency, business trust, estate, trust or any 10 
other legal entity; 11 
(3) "Dealer registration" means an electronic nicotine delivery system 12 
certificate of dealer registration issued by the Commissioner of 13 
Consumer Protection pursuant to this section; 14  Substitute Bill No. 367 
 
 
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(4) "Manufacturer registration" means an electronic nicotine delivery 15 
system certificate of manufacturer registration issued by the 16 
Commissioner of Consumer Protection pursuant to section 21a-415a to 17 
any person who mixes, compounds, repackages or resizes any nicotine-18 
containing electronic nicotine delivery system or vapor product; 19 
(5) "Electronic cigarette liquid" means a liquid, including, but not 20 
limited to, a concentrated plant extract or oil containing natural or 21 
synthetic ingredients, that, when used in an electronic nicotine delivery 22 
system or vapor product, produces a vapor that may or may not include 23 
nicotine and [is] may be inhaled by the user of such electronic nicotine 24 
delivery system or vapor product; 25 
(6) "Electronic nicotine delivery system" means an electronic device 26 
used in the delivery of nicotine or other substances to a person inhaling 27 
from the device, and includes, but is not limited to, an electronic 28 
cigarette, electronic cigar, electronic cigarillo, electronic pipe or 29 
electronic hookah and any related device and any cartridge or other 30 
component of such device, including, but not limited to, electronic 31 
cigarette liquid; 32 
(7) "Vapor product" means any product that employs a heating 33 
element, power source, electronic circuit or other electronic, chemical or 34 
mechanical means, regardless of shape or size, to produce a vapor that 35 
may include nicotine and is inhaled by the user of such product. "Vapor 36 
product" does not include a medicinal or therapeutic product that is (A) 37 
used by a licensed health care provider to treat a patient in a health care 38 
setting, (B) used by a patient, as prescribed or directed by a licensed 39 
health care provider in any setting, or (C) any drug or device, as defined 40 
in the federal Food, Drug and Cosmetic Act, 21 USC 321, as amended 41 
from time to time, any combination product, as described in said act, 21 42 
USC 353(g), as amended from time to time, or any biological product, as 43 
described in 42 USC 262, as amended from time to time, and 21 CFR 44 
600.3, as amended from time to time, authorized for sale by the United 45 
States Food and Drug Administration; 46  Substitute Bill No. 367 
 
 
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(8) "Sale" or "sell" means an act done intentionally by any person, 47 
whether done as principal, proprietor, agent, servant or employee, of 48 
transferring, or offering or attempting to transfer, for consideration, 49 
including bartering or exchanging, or offering to barter or exchange; 50 
[and] 51 
(9) "Deliver" or "delivering" means an act done intentionally by any 52 
person, whether as principal, proprietor, agent, servant or employee, of 53 
transferring, or offering or attempting to transfer, physical possession 54 
or control of an electronic nicotine delivery system or vapor product; 55 
and 56 
(10) "Adult-only tobacco retail store" means a retail establishment, as 57 
defined in section 19a-106a, that holds a dealer registration and 58 
prohibits persons under the age of twenty-one from entering such 59 
establishment. 60 
Sec. 2. (NEW) (Effective January 1, 2023) For the period commencing 61 
January 1, 2023, to June 30, 2026, inclusive, no business entity other than 62 
an adult-only tobacco retail store or a principal, a proprietor, an agent, 63 
a servant or an employee of such tobacco retail store shall sell, give, 64 
deliver or possess with intent to sell in this state any electronic nicotine 65 
delivery system or vapor product. 66 
Sec. 3. Section 21a-415b of the general statutes is repealed and the 67 
following is substituted in lieu thereof (Effective January 1, 2023): 68 
(a) Each business entity with a dealer registration shall place and 69 
maintain in legible condition at each point of sale of electronic nicotine 70 
delivery systems or vapor products a notice to consumers that states (1) 71 
the sale, giving or delivering of electronic nicotine delivery systems and 72 
vapor products to any person under twenty-one years of age is 73 
prohibited by section 53-344b, as amended by this act, (2) the use of false 74 
identification by a person under twenty-one years of age to purchase an 75 
electronic nicotine delivery system or a vapor product is prohibited, and 76 
(3) the penalties and fines for violating the provisions of this section and 77  Substitute Bill No. 367 
 
 
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section 53-344b, as amended by this act. 78 
(b) The Commissioner of Mental Health and Addiction Services, or 79 
the commissioner's designee, shall conduct unannounced compliance 80 
checks on business entities [holding] with a dealer registration by 81 
engaging persons between the ages of sixteen and twenty to enter the 82 
place of business of each such business entity to attempt to purchase an 83 
electronic nicotine delivery system or a vapor product. The 84 
commissioner shall conduct unannounced follow-up compliance checks 85 
of all noncompliant business entities and shall refer all noncompliant 86 
business entities to the Commissioner of Revenue Services. 87 
(c) Upon receipt of a referral made pursuant to subsection (b) of this 88 
section, the Commissioner of Revenue Services may, following a 89 
hearing, impose a civil penalty and direct the Commissioner of 90 
Consumer Protection to suspend or revoke the dealer registration of the 91 
business entity that is the subject of such referral. The Commissioner of 92 
Revenue Services shall provide such business entity with written notice 93 
of the hearing, specifying the time and place of such hearing and 94 
requiring such business entity to show cause why such dealer 95 
registration should not be suspended or revoked. The written notice of 96 
the hearing shall be mailed or delivered to such business entity not less 97 
than ten days preceding the date of the hearing. Such notice may be 98 
served personally or by registered or certified mail. 99 
(d) If the Commissioner of Revenue Services finds, after a hearing 100 
pursuant to subsection (c) of this section, that any person employed by 101 
any business entity issued a dealer registration under section 21a-415, 102 
as amended by this act, has sold, given or delivered an electronic 103 
nicotine delivery system or vapor product to a person under twenty-one 104 
years of age, other than a person under twenty-one years of age who is 105 
delivering or accepting delivery in such person's capacity as an 106 
employee, said commissioner shall, for the first violation, require such 107 
employee to successfully complete an online prevention education 108 
program administered by the Department of Mental Health and 109 
Addiction Services not later than thirty days after said commissioner's 110  Substitute Bill No. 367 
 
 
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finding. [Said commissioner] The Commissioner of Revenue Services 111 
shall assess any employee who fails to complete such program a civil 112 
penalty of [two] four hundred dollars. Said commissioner shall assess 113 
any employee a civil penalty of [two hundred fifty] five hundred dollars 114 
for a second or subsequent violation on or before twenty-four months 115 
after the date of the first violation. 116 
(e) (1) If the Commissioner of Revenue Services finds, after a hearing 117 
pursuant to subsection (c) of this section, that [(1)] (A) any business 118 
entity issued a dealer registration under section 21a-415, as amended by 119 
this act, has sold, given or delivered an electronic nicotine delivery 120 
system or vapor product to a person under twenty-one years of age, 121 
other than a person under twenty-one years of age who is delivering or 122 
accepting delivery in such person's capacity as an employee, or [(2)] (B) 123 
such person's employee has sold, given or delivered an electronic 124 
nicotine delivery system or vapor product to a person under twenty-one 125 
years of age, the commissioner shall, for the first violation, require the 126 
authorized owner of such business entity to successfully complete an 127 
online prevention education program administered by the Department 128 
of Mental Health and Addiction Services not later than thirty days after 129 
said commissioner's finding. [Said commissioner] The Commissioner of 130 
Revenue Services shall assess any business entity issued a dealer 131 
registration, whose authorized owner fails to complete such program, a 132 
civil penalty of [three] six hundred dollars for the first violation. [Said 133 
commissioner] 134 
(2) The Commissioner of Revenue Services shall assess such business 135 
entity a civil penalty of [seven hundred fifty] one thousand five hundred 136 
dollars for a second violation on or before twenty-four months after the 137 
date of the first violation. 138 
(3) For a third violation by such business entity on or before twenty-139 
four months after the date of the first violation, [said commissioner] the 140 
Commissioner of Revenue Services shall assess such business entity a 141 
civil penalty of [one] two thousand dollars and notify the Commissioner 142 
of Consumer Protection that the dealer registration held by such 143  Substitute Bill No. 367 
 
 
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business entity under this chapter shall be suspended for not less than 144 
thirty days. 145 
(4) For a fourth violation on or before twenty-four months after the 146 
date of the first violation, the Commissioner of Revenue Services shall 147 
assess such business entity a civil penalty of [one] two thousand dollars 148 
and notify the Commissioner of Consumer Protection that the dealer 149 
registration held by such business entity under [said] this chapter shall 150 
be revoked. The Commissioner of Revenue Services shall order such 151 
business entity to conspicuously post a notice in a public place stating 152 
that electronic nicotine delivery systems and vapor products cannot be 153 
sold during the period of suspension or revocation and the reasons for 154 
such suspension or revocation. Any sale of an electronic nicotine 155 
delivery system or vapor product by such business entity during the 156 
period of such suspension or revocation shall be deemed an additional 157 
violation of this section. 158 
(f) Upon receipt of notice of determination from the Commissioner of 159 
Revenue Services made under subsection (e) of this section, the 160 
Commissioner of Consumer Protection shall suspend or revoke the 161 
dealer registration of the business entity that is the subject of said 162 
determination. The Commissioner of Consumer Protection shall not be 163 
required to hold a hearing in connection with any notice of 164 
determination received from the Commissioner of Revenue Services 165 
under this section. 166 
(g) The Commissioner of Consumer Protection shall not issue a new 167 
dealer registration to a former registrant whose dealer registration was 168 
revoked unless the commissioner is satisfied that such business entity 169 
that holds a dealer registration will comply with the provisions of this 170 
chapter and any regulations related thereto, and section 53-344b, as 171 
amended by this act. 172 
Sec. 4. Section 12-295a of the general statutes is repealed and the 173 
following is substituted in lieu thereof (Effective January 1, 2023): 174  Substitute Bill No. 367 
 
 
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(a) If the Commissioner of Revenue Services finds, after a hearing, 175 
that any person employed by a dealer or distributor, as defined in 176 
section 12-285, has sold, given or delivered cigarettes or tobacco 177 
products to a person under twenty-one years of age other than a person 178 
under twenty-one years of age who is delivering or accepting delivery 179 
in such person's capacity as an employee, said commissioner shall, for 180 
the first violation, require such person to successfully complete an 181 
online tobacco prevention education program administered by the 182 
Department of Mental Health and Addiction Services not later than 183 
thirty days after said commissioner's finding. [Said commissioner] The 184 
Commissioner of Revenue Services shall assess any person who fails to 185 
complete such program a civil penalty of [two] four hundred dollars. 186 
Said commissioner shall assess any person employed by a dealer or 187 
distributor a civil penalty of [two hundred fifty] five hundred dollars 188 
for a second or subsequent violation on or before twenty-four months 189 
after the date of the first violation. 190 
(b) (1) If the Commissioner of Revenue Services finds, after a hearing, 191 
that any dealer or distributor has sold, given or delivered cigarettes or a 192 
tobacco product to a person under twenty-one years of age other than a 193 
person under twenty-one years of age who is delivering or accepting 194 
delivery in such person's capacity as an employee, or such dealer or 195 
distributor's employee has sold, given or delivered cigarettes or a 196 
tobacco product to such person, said commissioner shall require such 197 
dealer or distributor, for the first violation, to successfully complete an 198 
online tobacco prevention education program administered by the 199 
Department of Mental Health and Addiction Services not later than 200 
thirty days after said commissioner's finding. [Said commissioner] The 201 
Commissioner of Revenue Services shall assess any dealer or distributor 202 
who fails to complete such program a civil penalty of [three] six 203 
hundred dollars. [Said commissioner] 204 
(2) The Commissioner of Revenue Services shall assess [any] such 205 
dealer or distributor a civil penalty of [seven hundred fifty] one 206 
thousand five hundred dollars for a second violation on or before 207  Substitute Bill No. 367 
 
 
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twenty-four months after the date of the first violation. 208 
(3) For a third violation on or before twenty-four months after the 209 
date of the first violation, [said commissioner] the Commissioner of 210 
Revenue Services shall assess such dealer or distributor a civil penalty 211 
of [one] two thousand dollars and suspend any license held by such 212 
dealer or distributor under this chapter for not less than thirty days. 213 
(4) For a fourth violation on or before twenty-four months after the 214 
date of the first violation, [said commissioner] the Commissioner of 215 
Revenue Services shall assess such dealer or distributor a civil penalty 216 
of [one] two thousand dollars and revoke any license issued to such 217 
dealer or distributor under this chapter. Said commissioner shall order 218 
such distributor or dealer to conspicuously post a notice in a public 219 
place within such distributor's or dealer's establishment stating that 220 
cigarettes and tobacco products cannot be sold during the period of such 221 
suspension or revocation and the reasons for such suspension or 222 
revocation. Any sale of cigarettes or a tobacco product by such dealer or 223 
distributor during such suspension or revocation shall be deemed an 224 
additional violation of this subsection. 225 
(c) (1) If the Commissioner of Revenue Services finds, after a hearing, 226 
that any owner of an establishment in which a cigarette vending 227 
machine or restricted cigarette vending machine is located has sold, 228 
given or delivered cigarettes or tobacco products from any such 229 
machine to a person under twenty-one years of age other than a person 230 
under twenty-one years of age who is delivering or accepting delivery 231 
in such person's capacity as an employee, or has allowed cigarettes or 232 
tobacco products to be sold, given or delivered to such person from any 233 
such machine, said commissioner shall require such owner, for the first 234 
violation, to successfully complete an online tobacco prevention 235 
education program administered by the Department of Mental Health 236 
and Addiction Services not later than thirty days after said 237 
commissioner's finding. [Said commissioner] The Commissioner of 238 
Revenue Services shall assess any owner who fails to complete such 239 
program a civil penalty of [five hundred] one thousand dollars. [Said 240  Substitute Bill No. 367 
 
 
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commissioner] 241 
(2) The Commissioner of Revenue Services shall assess [any] such 242 
owner a civil penalty of [seven hundred fifty] one thousand five 243 
hundred dollars for a second violation on or before twenty-four months 244 
after the date of the first violation. 245 
(3) For a third violation on or before twenty-four months after the 246 
date of the first violation, [said commissioner] the Commissioner of 247 
Revenue Services shall assess such owner a civil penalty of [one] two 248 
thousand dollars and immediately remove any such machine from such 249 
establishment and no such machine may be placed in such 250 
establishment for a period of one year following such removal. 251 
(d) Any person aggrieved by any action of the [commissioner] 252 
Commissioner of Revenue Services pursuant to this section may take 253 
any appeal of such action as provided in sections 12-311 and 12-312. 254 
Sec. 5. Subsection (b) of section 53-344 of the general statutes is 255 
repealed and the following is substituted in lieu thereof (Effective January 256 
1, 2023): 257 
(b) Any person who sells, gives or delivers to any person under 258 
twenty-one years of age cigarettes or a tobacco product shall be fined 259 
not more than [three] six hundred dollars for the first offense, not more 260 
than [seven hundred fifty] one thousand five hundred dollars for a 261 
second offense on or before twenty-four months after the date of the first 262 
offense and not more than [one] two thousand dollars for each 263 
subsequent offense on or before twenty-four months after the date of the 264 
first offense. The provisions of this subsection shall not apply to a person 265 
under twenty-one years of age who is delivering or accepting delivery 266 
of cigarettes or a tobacco product (1) in such person's capacity as an 267 
employee, or (2) as part of a scientific study being conducted by an 268 
organization for the purpose of medical research to further efforts in 269 
cigarette and tobacco product use prevention and cessation, provided 270 
such medical research has been approved by the organization's 271  Substitute Bill No. 367 
 
 
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institutional review board, as defined in section 21a-408. 272 
Sec. 6. Subsection (b) of section 53-344b of the general statutes is 273 
repealed and the following is substituted in lieu thereof (Effective January 274 
1, 2023): 275 
(b) Any person who sells, gives or delivers to any person under 276 
twenty-one years of age an electronic nicotine delivery system or vapor 277 
product in any form shall be fined not more than [three] six hundred 278 
dollars for the first offense, not more than [seven hundred fifty] one 279 
thousand five hundred dollars for a second offense on or before twenty-280 
four months after the date of the first offense and not more than [one] 281 
two thousand dollars for each subsequent offense on or before twenty-282 
four months after the date of the first offense. The provisions of this 283 
subsection shall not apply to a person under twenty-one years of age 284 
who is delivering or accepting delivery of an electronic nicotine delivery 285 
system or vapor product (1) in such person's capacity as an employee, 286 
or (2) as part of a scientific study being conducted by an organization 287 
for the purpose of medical research to further efforts in tobacco use 288 
prevention and cessation, provided such medical research has been 289 
approved by the organization's institutional review board, as defined in 290 
section 21a-408.291 
This act shall take effect as follows and shall amend the following 
sections: 
 
Section 1 January 1, 2023 21a-415(a) 
Sec. 2 January 1, 2023 New section 
Sec. 3 January 1, 2023 21a-415b 
Sec. 4 January 1, 2023 12-295a 
Sec. 5 January 1, 2023 53-344(b) 
Sec. 6 January 1, 2023 53-344b(b) 
 
FIN Joint Favorable Subst.