Connecticut 2022 Regular Session

Connecticut Senate Bill SB00469 Compare Versions

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77 General Assembly Raised Bill No. 469
88 February Session, 2022
99 LCO No. 3049
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12-Referred to Committee on GOVERNMENT
13-ADMINISTRATION AND ELECTIONS
12+Referred to Committee on GOVERNMENT ADMINISTRATION
13+AND ELECTIONS
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1616 Introduced by:
1717 (GAE)
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2122 AN ACT CONCERNING THE USE OF COMPETITIVE PROCUREMENT
2223 FOR STATE CONTRACTS.
2324 Be it enacted by the Senate and House of Representatives in General
2425 Assembly convened:
2526
2627 Section 1. Section 4-212 of the general statutes is repealed and the 1
2728 following is substituted in lieu thereof (Effective October 1, 2022): 2
2829 As used in this section and sections [4-212] 4-213 to 4-219, inclusive: 3
2930 (1) "Competitive negotiation" means a procedure for contracting for 4
3031 services in which (A) proposals are solicited from qualified persons, 5
3132 firms or corporations by a request for proposals or any other form of 6
3233 competitive procurement, and (B) changes may be negotiated in 7
3334 proposals and prices after being submitted. 8
3435 (2) "Competitive procurement" means the purchase or acquisition of 9
3536 services by a state agency through an open and fair process, where all 10
3637 responsible entities have an equal opportunity to pursue, and 11
3738 potentially be selected for, a contract to provide the state agency with 12
3839 the desired services. 13 Raised Bill No. 469
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4545 [(2)] (3) "Personal service contractor" means any person, firm or 14
4646 corporation not employed by the state, who is hired by a state agency 15
4747 for a fee to provide services to the agency. The term "personal service 16
4848 contractor" [shall] does not include (A) a person, firm or corporation 17
4949 providing "contractual services", as defined in section 4a-50, as 18
5050 amended by this act, to the state, (B) a "consultant", as defined in section 19
5151 4b-55, (C) a "consultant", as defined in section 13b-20b, (D) an agency of 20
5252 the federal government, of the state or of a political subdivision of the 21
5353 state, or (E) a person, firm or corporation providing consultant services 22
5454 for information and telecommunications systems authorized under 23
5555 subdivision (3) of subsection (b) of section 4d-2. 24
5656 [(3)] (4) "Personal service agreement" means a written agreement 25
5757 defining the services or end product to be delivered by a personal 26
5858 service contractor to a state agency, excluding any agreement with a 27
5959 personal service contractor that the state accounting manual does not 28
6060 require to be submitted to the Comptroller. 29
6161 [(4)] (5) "Secretary" means the Secretary of the Office of Policy and 30
6262 Management. 31
6363 [(5)] (6) "State agency" means a department, board, council, 32
6464 commission, institution or other executive branch agency. 33
6565 Sec. 2. Section 4-214 of the general statutes is repealed and the 34
6666 following is substituted in lieu thereof (Effective October 1, 2022): 35
6767 Each personal service agreement executed (1) on or after July 1, 1994, 36
6868 until June 30, 2023, and having a cost of not more than twenty thousand 37
6969 dollars and a term of not more than one year, and (2) on or after July 1, 38
7070 2023, and having a cost of not more than fifty thousand dollars and a 39
7171 term of not more than one year, shall be based, when possible, on 40
7272 competitive negotiation or competitive quotations. 41
7373 Sec. 3. Section 4-215 of the general statutes is repealed and the 42
7474 following is substituted in lieu thereof (Effective October 1, 2022): 43 Raised Bill No. 469
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8180 (a) Each personal service agreement executed on or after July 1, 1994, 44
8281 until June 30, 2023, and having a cost of more than twenty thousand 45
8382 dollars but not more than fifty thousand dollars and a term of not more 46
8483 than one year, or executed on or after July 1, 2023, and having a cost of 47
8584 more than fifty thousand dollars and a term of not more than one year, 48
8685 shall be based on competitive negotiation or competitive quotations, 49
8786 unless the state agency purchasing the personal services determines that 50
8887 a sole source purchase is required and applies to the secretary for a 51
8988 waiver from such requirement and the secretary grants the waiver. Not 52
9089 later than March 1, 1994, the secretary shall adopt guidelines for 53
9190 determining the types of services that may qualify for such waivers. The 54
9291 qualifying services shall include, but not be limited to, (1) services for 55
9392 which the cost to the state of a competitive selection procedure would 56
9493 outweigh the benefits of such procedure, as documented by the state 57
9594 agency, (2) proprietary services, (3) services to be provided by a 58
9695 contractor mandated by the general statutes or a public or special act, 59
9796 and (4) emergency services, including services needed for the protection 60
9897 of life or health. The secretary shall post any approvals of requests for a 61
9998 waiver received under this section on the State Contracting Portal. Not 62
10099 later than January 15, 2020, and annually thereafter, the secretary shall 63
101100 submit a report, in accordance with the provisions of section 11-4a, to 64
102101 the joint standing committees of the General Assembly having 65
103102 cognizance of matters relating to appropriations and the budgets of state 66
104103 agencies and government administration and the State Contracting 67
105104 Standards Board listing any such waiver requests received during the 68
106105 prior year and the justification for the grant or denial of such request. 69
107106 (b) [The secretary] Prior to submitting an application to the secretary 70
108107 for approval of a sole source purchase of audit services, the state agency 71
109108 shall [immediately] notify the Auditors of Public Accounts of any 72
110109 [application that the secretary receives for approval of a sole source 73
111110 purchase of audit services] such intended application and give the 74
112111 auditors the opportunity to review the application to advise the state 75
113112 agency and secretary as to whether such services are necessary and, if 76
114113 so, whether such services could be provided by said auditors. 77 Raised Bill No. 469
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121119 Sec. 4. Subsection (a) of section 4-216 of the 2022 supplement to the 78
122120 general statutes is repealed and the following is substituted in lieu 79
123121 thereof (Effective October 1, 2022): 80
124122 (a) No state agency may execute a personal service agreement having 81
125123 a cost of more than fifty thousand dollars or a term of more than one 82
126124 year, without the approval of the secretary. A state agency may apply 83
127125 for an approval by submitting the following information to the 84
128126 secretary: (1) A description of the services to be purchased and the need 85
129127 for such services; (2) an estimate of the cost of the services and the term 86
130128 of the agreement; (3) whether the services are to be on-going; (4) 87
131129 whether the state agency has contracted out for such services during the 88
132130 preceding two years and, if so, the name of the contractor, term of the 89
133131 agreement with such contractor and the amount paid to the contractor; 90
134132 (5) whether any other state agency has the resources to provide the 91
135133 services; (6) whether the agency intends to purchase the services by 92
136134 competitive negotiation and, if not, why; and (7) whether it is possible 93
137135 to purchase the services on a cooperative basis with other state agencies. 94
138136 The secretary shall approve or disapprove an application [within] not 95
139137 later than fifteen business days after receiving it and any necessary 96
140138 supporting information. [, provided if the secretary does not act within 97
141139 such fifteen-day period the application shall be deemed to have been 98
142140 approved. The secretary shall immediately notify the Auditors of Public 99
143141 Accounts of any application which the secretary receives] Prior to 100
144142 submitting an application for approval of a personal services agreement 101
145143 for audit services to the secretary, the state agency shall notify the 102
146144 Auditors of Public Accounts of such intended application and give said 103
147145 auditors an opportunity to review the application during such fifteen-104
148146 day period and advise the state agency and secretary as to whether such 105
149147 audit services are necessary and, if so, could be provided by said 106
150148 auditors. 107
151149 Sec. 5. Subsection (a) of section 4-217 of the general statutes is 108
152150 repealed and the following is substituted in lieu thereof (Effective October 109
153151 1, 2022): 110 Raised Bill No. 469
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160157 (a) [Not later than March 1, 1994, the] The Secretary of the Office of 111
161158 Policy and Management shall establish standards for state agencies to 112
162159 follow in entering into personal service agreements. The standards shall 113
163160 include, but not be limited to, provisions for: (1) Evaluating the need to 114
164161 use a personal service agreement, (2) developing a request for proposals 115
165162 or any other form of competitive procurement, (3) advertising for 116
166163 personal service contractors, (4) evaluating submitted proposals, (5) 117
167164 selecting a personal service contractor, including compliance with 118
168165 section 4a-60g, (6) systematically monitoring and evaluating personal 119
169166 service contractor performance, (7) documenting the entire process for 120
170167 selecting and managing personal service contractors, and (8) carrying 121
171168 out any other aspect of such process. 122
172169 Sec. 6. Subsection (a) of section 4-218 of the general statutes is 123
173170 repealed and the following is substituted in lieu thereof (Effective October 124
174171 1, 2022): 125
175172 (a) Not later than October 1, 2009, and annually thereafter, the 126
176173 secretary shall submit a report to the General Assembly indicating (1) 127
177174 for each personal service agreement, pursuant to sections 4-214 to 4-216, 128
178175 inclusive, as amended by this act, and executed during the preceding 129
179176 fiscal year, (A) the name of the personal service contractor, (B) a 130
180177 description of the services provided, (C) the term and cost of the 131
181178 agreement, and (D) the method of selecting the personal service 132
182179 contractor; and (2) for each such agreement either executed or otherwise 133
183180 in effect during the preceding fiscal year, (A) the amount of all payments 134
184181 made during the preceding fiscal year to the personal service contractor, 135
185182 [and] (B) the amount of any federal or private funds allocated for such 136
186183 payments, and (C) the total amount of all such payments. 137
187184 Sec. 7. Section 4a-50 of the general statutes is repealed and the 138
188185 following is substituted in lieu thereof (Effective October 1, 2022): 139
189186 When used in this chapter, unless the context indicates a different 140
190-meaning: 141 Raised Bill No. 469
187+meaning: 141
188+(1) "State agency" includes any officer, department, board, council, 142 Raised Bill No. 469
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197-(1) "State agency" includes any officer, department, board, council, 142
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198194 commission, institution or other agency of the Executive Department of 143
199195 the state government; 144
200196 (2) "Supplies", "materials" and "equipment" mean any and all articles 145
201197 of personal property furnished to or used by any state agency, including 146
202198 all printing, binding, publication of laws, stationery, forms, and reports; 147
203199 (3) "Contractual services" means any and all laundry and cleaning 148
204200 service, pest control service, janitorial service, security service, the rental 149
205201 and repair, or maintenance, of equipment, machinery and other state-150
206202 owned personal property, advertising [and photostating, 151
207203 mimeographing,] and other service arrangements where the services are 152
208204 provided by persons other than state employees; 153
209205 (4) "Competitive bidding" means the submission of prices by persons, 154
210206 firms or corporations competing for a contract to provide supplies, 155
211207 materials, equipment or contractual services, under a procedure in 156
212208 which the contracting authority does not negotiate prices; 157
213209 (5) "Competitive negotiation" means a procedure for contracting for 158
214210 supplies, materials, equipment or contractual services, in which (A) 159
215211 proposals are solicited from qualified suppliers by a request for 160
216212 proposals or any other form of competitive procurement, and (B) 161
217213 changes may be negotiated in proposals and prices after being 162
218214 submitted; 163
219215 (6) "Competitive procurement" means the purchase or acquisition of 164
220216 services by a state agency through an open and fair process, where all 165
221217 responsible entities have an equal opportunity to pursue, and 166
222218 potentially be selected for, a contract to provide the state agency with 167
223219 the desired services; 168
224220 [(6)] (7) "Bidder" means a person, firm or corporation submitting a 169
225221 competitive bid in response to a solicitation or any other form of 170
226-competitive procurement; and 171 Raised Bill No. 469
222+competitive procurement; and 171
223+[(7)] (8) "Proposer" means a person, firm or corporation submitting a 172 Raised Bill No. 469
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234229 proposal in response to a request for proposals or any other form of 173
235230 competitive procurement. 174
236231 This act shall take effect as follows and shall amend the following
237232 sections:
238233
239234 Section 1 October 1, 2022 4-212
240235 Sec. 2 October 1, 2022 4-214
241236 Sec. 3 October 1, 2022 4-215
242237 Sec. 4 October 1, 2022 4-216(a)
243238 Sec. 5 October 1, 2022 4-217(a)
244239 Sec. 6 October 1, 2022 4-218(a)
245240 Sec. 7 October 1, 2022 4a-50
246241
247-GAE Joint Favorable
242+Statement of Purpose:
243+To define competitive procurement and permit its use for the purchase
244+or acquisition of services by a state agency.
245+[Proposed deletions are enclosed in brackets. Proposed additions are indicated by underline, except
246+that when the entire text of a bill or resolution or a section of a bill or resolution is new, it is not
247+underlined.]
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