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19 | 20 | | |
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20 | 21 | | |
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21 | 22 | | AN ACT CONCERNING THE USE OF COMPETITIVE PROCUREMENT |
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22 | 23 | | FOR STATE CONTRACTS. |
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23 | 24 | | Be it enacted by the Senate and House of Representatives in General |
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24 | 25 | | Assembly convened: |
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25 | 26 | | |
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26 | 27 | | Section 1. Section 4-212 of the general statutes is repealed and the 1 |
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27 | 28 | | following is substituted in lieu thereof (Effective October 1, 2022): 2 |
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28 | 29 | | As used in this section and sections [4-212] 4-213 to 4-219, inclusive: 3 |
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29 | 30 | | (1) "Competitive negotiation" means a procedure for contracting for 4 |
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30 | 31 | | services in which (A) proposals are solicited from qualified persons, 5 |
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31 | 32 | | firms or corporations by a request for proposals or any other form of 6 |
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32 | 33 | | competitive procurement, and (B) changes may be negotiated in 7 |
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33 | 34 | | proposals and prices after being submitted. 8 |
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34 | 35 | | (2) "Competitive procurement" means the purchase or acquisition of 9 |
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35 | 36 | | services by a state agency through an open and fair process, where all 10 |
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36 | 37 | | responsible entities have an equal opportunity to pursue, and 11 |
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37 | 38 | | potentially be selected for, a contract to provide the state agency with 12 |
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38 | 39 | | the desired services. 13 Raised Bill No. 469 |
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39 | 40 | | |
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40 | 41 | | |
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44 | 44 | | |
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45 | 45 | | [(2)] (3) "Personal service contractor" means any person, firm or 14 |
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46 | 46 | | corporation not employed by the state, who is hired by a state agency 15 |
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47 | 47 | | for a fee to provide services to the agency. The term "personal service 16 |
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48 | 48 | | contractor" [shall] does not include (A) a person, firm or corporation 17 |
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49 | 49 | | providing "contractual services", as defined in section 4a-50, as 18 |
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50 | 50 | | amended by this act, to the state, (B) a "consultant", as defined in section 19 |
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51 | 51 | | 4b-55, (C) a "consultant", as defined in section 13b-20b, (D) an agency of 20 |
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52 | 52 | | the federal government, of the state or of a political subdivision of the 21 |
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53 | 53 | | state, or (E) a person, firm or corporation providing consultant services 22 |
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54 | 54 | | for information and telecommunications systems authorized under 23 |
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55 | 55 | | subdivision (3) of subsection (b) of section 4d-2. 24 |
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56 | 56 | | [(3)] (4) "Personal service agreement" means a written agreement 25 |
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57 | 57 | | defining the services or end product to be delivered by a personal 26 |
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58 | 58 | | service contractor to a state agency, excluding any agreement with a 27 |
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59 | 59 | | personal service contractor that the state accounting manual does not 28 |
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60 | 60 | | require to be submitted to the Comptroller. 29 |
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61 | 61 | | [(4)] (5) "Secretary" means the Secretary of the Office of Policy and 30 |
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62 | 62 | | Management. 31 |
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63 | 63 | | [(5)] (6) "State agency" means a department, board, council, 32 |
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64 | 64 | | commission, institution or other executive branch agency. 33 |
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65 | 65 | | Sec. 2. Section 4-214 of the general statutes is repealed and the 34 |
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66 | 66 | | following is substituted in lieu thereof (Effective October 1, 2022): 35 |
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67 | 67 | | Each personal service agreement executed (1) on or after July 1, 1994, 36 |
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68 | 68 | | until June 30, 2023, and having a cost of not more than twenty thousand 37 |
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69 | 69 | | dollars and a term of not more than one year, and (2) on or after July 1, 38 |
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70 | 70 | | 2023, and having a cost of not more than fifty thousand dollars and a 39 |
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71 | 71 | | term of not more than one year, shall be based, when possible, on 40 |
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72 | 72 | | competitive negotiation or competitive quotations. 41 |
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73 | 73 | | Sec. 3. Section 4-215 of the general statutes is repealed and the 42 |
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74 | 74 | | following is substituted in lieu thereof (Effective October 1, 2022): 43 Raised Bill No. 469 |
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75 | 75 | | |
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76 | 76 | | |
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80 | 79 | | |
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81 | 80 | | (a) Each personal service agreement executed on or after July 1, 1994, 44 |
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82 | 81 | | until June 30, 2023, and having a cost of more than twenty thousand 45 |
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83 | 82 | | dollars but not more than fifty thousand dollars and a term of not more 46 |
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84 | 83 | | than one year, or executed on or after July 1, 2023, and having a cost of 47 |
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85 | 84 | | more than fifty thousand dollars and a term of not more than one year, 48 |
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86 | 85 | | shall be based on competitive negotiation or competitive quotations, 49 |
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87 | 86 | | unless the state agency purchasing the personal services determines that 50 |
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88 | 87 | | a sole source purchase is required and applies to the secretary for a 51 |
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89 | 88 | | waiver from such requirement and the secretary grants the waiver. Not 52 |
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90 | 89 | | later than March 1, 1994, the secretary shall adopt guidelines for 53 |
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91 | 90 | | determining the types of services that may qualify for such waivers. The 54 |
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92 | 91 | | qualifying services shall include, but not be limited to, (1) services for 55 |
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93 | 92 | | which the cost to the state of a competitive selection procedure would 56 |
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94 | 93 | | outweigh the benefits of such procedure, as documented by the state 57 |
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95 | 94 | | agency, (2) proprietary services, (3) services to be provided by a 58 |
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96 | 95 | | contractor mandated by the general statutes or a public or special act, 59 |
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97 | 96 | | and (4) emergency services, including services needed for the protection 60 |
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98 | 97 | | of life or health. The secretary shall post any approvals of requests for a 61 |
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99 | 98 | | waiver received under this section on the State Contracting Portal. Not 62 |
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100 | 99 | | later than January 15, 2020, and annually thereafter, the secretary shall 63 |
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101 | 100 | | submit a report, in accordance with the provisions of section 11-4a, to 64 |
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102 | 101 | | the joint standing committees of the General Assembly having 65 |
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103 | 102 | | cognizance of matters relating to appropriations and the budgets of state 66 |
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104 | 103 | | agencies and government administration and the State Contracting 67 |
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105 | 104 | | Standards Board listing any such waiver requests received during the 68 |
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106 | 105 | | prior year and the justification for the grant or denial of such request. 69 |
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107 | 106 | | (b) [The secretary] Prior to submitting an application to the secretary 70 |
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108 | 107 | | for approval of a sole source purchase of audit services, the state agency 71 |
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109 | 108 | | shall [immediately] notify the Auditors of Public Accounts of any 72 |
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110 | 109 | | [application that the secretary receives for approval of a sole source 73 |
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111 | 110 | | purchase of audit services] such intended application and give the 74 |
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112 | 111 | | auditors the opportunity to review the application to advise the state 75 |
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113 | 112 | | agency and secretary as to whether such services are necessary and, if 76 |
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114 | 113 | | so, whether such services could be provided by said auditors. 77 Raised Bill No. 469 |
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115 | 114 | | |
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116 | 115 | | |
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120 | 118 | | |
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121 | 119 | | Sec. 4. Subsection (a) of section 4-216 of the 2022 supplement to the 78 |
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122 | 120 | | general statutes is repealed and the following is substituted in lieu 79 |
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123 | 121 | | thereof (Effective October 1, 2022): 80 |
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124 | 122 | | (a) No state agency may execute a personal service agreement having 81 |
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125 | 123 | | a cost of more than fifty thousand dollars or a term of more than one 82 |
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126 | 124 | | year, without the approval of the secretary. A state agency may apply 83 |
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127 | 125 | | for an approval by submitting the following information to the 84 |
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128 | 126 | | secretary: (1) A description of the services to be purchased and the need 85 |
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129 | 127 | | for such services; (2) an estimate of the cost of the services and the term 86 |
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130 | 128 | | of the agreement; (3) whether the services are to be on-going; (4) 87 |
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131 | 129 | | whether the state agency has contracted out for such services during the 88 |
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132 | 130 | | preceding two years and, if so, the name of the contractor, term of the 89 |
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133 | 131 | | agreement with such contractor and the amount paid to the contractor; 90 |
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134 | 132 | | (5) whether any other state agency has the resources to provide the 91 |
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135 | 133 | | services; (6) whether the agency intends to purchase the services by 92 |
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136 | 134 | | competitive negotiation and, if not, why; and (7) whether it is possible 93 |
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137 | 135 | | to purchase the services on a cooperative basis with other state agencies. 94 |
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138 | 136 | | The secretary shall approve or disapprove an application [within] not 95 |
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139 | 137 | | later than fifteen business days after receiving it and any necessary 96 |
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140 | 138 | | supporting information. [, provided if the secretary does not act within 97 |
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141 | 139 | | such fifteen-day period the application shall be deemed to have been 98 |
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142 | 140 | | approved. The secretary shall immediately notify the Auditors of Public 99 |
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143 | 141 | | Accounts of any application which the secretary receives] Prior to 100 |
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144 | 142 | | submitting an application for approval of a personal services agreement 101 |
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145 | 143 | | for audit services to the secretary, the state agency shall notify the 102 |
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146 | 144 | | Auditors of Public Accounts of such intended application and give said 103 |
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147 | 145 | | auditors an opportunity to review the application during such fifteen-104 |
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148 | 146 | | day period and advise the state agency and secretary as to whether such 105 |
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149 | 147 | | audit services are necessary and, if so, could be provided by said 106 |
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150 | 148 | | auditors. 107 |
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151 | 149 | | Sec. 5. Subsection (a) of section 4-217 of the general statutes is 108 |
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152 | 150 | | repealed and the following is substituted in lieu thereof (Effective October 109 |
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153 | 151 | | 1, 2022): 110 Raised Bill No. 469 |
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154 | 152 | | |
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155 | 153 | | |
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159 | 156 | | |
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160 | 157 | | (a) [Not later than March 1, 1994, the] The Secretary of the Office of 111 |
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161 | 158 | | Policy and Management shall establish standards for state agencies to 112 |
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162 | 159 | | follow in entering into personal service agreements. The standards shall 113 |
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163 | 160 | | include, but not be limited to, provisions for: (1) Evaluating the need to 114 |
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164 | 161 | | use a personal service agreement, (2) developing a request for proposals 115 |
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165 | 162 | | or any other form of competitive procurement, (3) advertising for 116 |
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166 | 163 | | personal service contractors, (4) evaluating submitted proposals, (5) 117 |
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167 | 164 | | selecting a personal service contractor, including compliance with 118 |
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168 | 165 | | section 4a-60g, (6) systematically monitoring and evaluating personal 119 |
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169 | 166 | | service contractor performance, (7) documenting the entire process for 120 |
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170 | 167 | | selecting and managing personal service contractors, and (8) carrying 121 |
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171 | 168 | | out any other aspect of such process. 122 |
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172 | 169 | | Sec. 6. Subsection (a) of section 4-218 of the general statutes is 123 |
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173 | 170 | | repealed and the following is substituted in lieu thereof (Effective October 124 |
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174 | 171 | | 1, 2022): 125 |
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175 | 172 | | (a) Not later than October 1, 2009, and annually thereafter, the 126 |
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176 | 173 | | secretary shall submit a report to the General Assembly indicating (1) 127 |
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177 | 174 | | for each personal service agreement, pursuant to sections 4-214 to 4-216, 128 |
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178 | 175 | | inclusive, as amended by this act, and executed during the preceding 129 |
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179 | 176 | | fiscal year, (A) the name of the personal service contractor, (B) a 130 |
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180 | 177 | | description of the services provided, (C) the term and cost of the 131 |
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181 | 178 | | agreement, and (D) the method of selecting the personal service 132 |
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182 | 179 | | contractor; and (2) for each such agreement either executed or otherwise 133 |
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183 | 180 | | in effect during the preceding fiscal year, (A) the amount of all payments 134 |
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184 | 181 | | made during the preceding fiscal year to the personal service contractor, 135 |
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185 | 182 | | [and] (B) the amount of any federal or private funds allocated for such 136 |
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186 | 183 | | payments, and (C) the total amount of all such payments. 137 |
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187 | 184 | | Sec. 7. Section 4a-50 of the general statutes is repealed and the 138 |
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188 | 185 | | following is substituted in lieu thereof (Effective October 1, 2022): 139 |
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189 | 186 | | When used in this chapter, unless the context indicates a different 140 |
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198 | 194 | | commission, institution or other agency of the Executive Department of 143 |
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199 | 195 | | the state government; 144 |
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200 | 196 | | (2) "Supplies", "materials" and "equipment" mean any and all articles 145 |
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201 | 197 | | of personal property furnished to or used by any state agency, including 146 |
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202 | 198 | | all printing, binding, publication of laws, stationery, forms, and reports; 147 |
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203 | 199 | | (3) "Contractual services" means any and all laundry and cleaning 148 |
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204 | 200 | | service, pest control service, janitorial service, security service, the rental 149 |
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205 | 201 | | and repair, or maintenance, of equipment, machinery and other state-150 |
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206 | 202 | | owned personal property, advertising [and photostating, 151 |
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207 | 203 | | mimeographing,] and other service arrangements where the services are 152 |
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208 | 204 | | provided by persons other than state employees; 153 |
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209 | 205 | | (4) "Competitive bidding" means the submission of prices by persons, 154 |
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210 | 206 | | firms or corporations competing for a contract to provide supplies, 155 |
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211 | 207 | | materials, equipment or contractual services, under a procedure in 156 |
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212 | 208 | | which the contracting authority does not negotiate prices; 157 |
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213 | 209 | | (5) "Competitive negotiation" means a procedure for contracting for 158 |
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214 | 210 | | supplies, materials, equipment or contractual services, in which (A) 159 |
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215 | 211 | | proposals are solicited from qualified suppliers by a request for 160 |
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216 | 212 | | proposals or any other form of competitive procurement, and (B) 161 |
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217 | 213 | | changes may be negotiated in proposals and prices after being 162 |
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218 | 214 | | submitted; 163 |
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219 | 215 | | (6) "Competitive procurement" means the purchase or acquisition of 164 |
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220 | 216 | | services by a state agency through an open and fair process, where all 165 |
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221 | 217 | | responsible entities have an equal opportunity to pursue, and 166 |
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222 | 218 | | potentially be selected for, a contract to provide the state agency with 167 |
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223 | 219 | | the desired services; 168 |
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224 | 220 | | [(6)] (7) "Bidder" means a person, firm or corporation submitting a 169 |
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225 | 221 | | competitive bid in response to a solicitation or any other form of 170 |
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234 | 229 | | proposal in response to a request for proposals or any other form of 173 |
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235 | 230 | | competitive procurement. 174 |
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236 | 231 | | This act shall take effect as follows and shall amend the following |
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237 | 232 | | sections: |
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238 | 233 | | |
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239 | 234 | | Section 1 October 1, 2022 4-212 |
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240 | 235 | | Sec. 2 October 1, 2022 4-214 |
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241 | 236 | | Sec. 3 October 1, 2022 4-215 |
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242 | 237 | | Sec. 4 October 1, 2022 4-216(a) |
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243 | 238 | | Sec. 5 October 1, 2022 4-217(a) |
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244 | 239 | | Sec. 6 October 1, 2022 4-218(a) |
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245 | 240 | | Sec. 7 October 1, 2022 4a-50 |
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246 | 241 | | |
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