Illinois 2023-2024 Regular Session

Illinois House Bill HB5375 Compare Versions

Only one version of the bill is available at this time.
OldNewDifferences
11 103RD GENERAL ASSEMBLY State of Illinois 2023 and 2024 HB5375 Introduced , by Rep. Lindsey LaPointe SYNOPSIS AS INTRODUCED: New Act Creates the Social Work Licensure Compact Act. Provides that the State of Illinois ratifies and approves the Compact. Provides that the purpose of the Compact is to facilitate interstate practice of regulated social workers by improving public access to competent social work services and that the Compact preserves the regulatory authority of States to protect public health and safety through the current system of State licensure. Includes provisions about state participation in the compact, social worker participation in the compact, issuance of a multistate license, creation of the Social Work Licensure Compact Commission, the authority of the Commission and state licensing authorities, reissuance of a multistate license by a new home state, licensing of active military members, adverse actions against a multistate licensee, development of a multistate data system, rulemaking authority of the Commission, effect and conflict with state laws, oversight, dispute resolution, enforcement, the effective date of the Compact, withdrawal from the Compact, amendments to the Compact, and construction and severability of provisions of the Compact. LRB103 38821 AWJ 68958 b A BILL FOR 103RD GENERAL ASSEMBLY State of Illinois 2023 and 2024 HB5375 Introduced , by Rep. Lindsey LaPointe SYNOPSIS AS INTRODUCED: New Act New Act Creates the Social Work Licensure Compact Act. Provides that the State of Illinois ratifies and approves the Compact. Provides that the purpose of the Compact is to facilitate interstate practice of regulated social workers by improving public access to competent social work services and that the Compact preserves the regulatory authority of States to protect public health and safety through the current system of State licensure. Includes provisions about state participation in the compact, social worker participation in the compact, issuance of a multistate license, creation of the Social Work Licensure Compact Commission, the authority of the Commission and state licensing authorities, reissuance of a multistate license by a new home state, licensing of active military members, adverse actions against a multistate licensee, development of a multistate data system, rulemaking authority of the Commission, effect and conflict with state laws, oversight, dispute resolution, enforcement, the effective date of the Compact, withdrawal from the Compact, amendments to the Compact, and construction and severability of provisions of the Compact. LRB103 38821 AWJ 68958 b LRB103 38821 AWJ 68958 b A BILL FOR
22 103RD GENERAL ASSEMBLY State of Illinois 2023 and 2024 HB5375 Introduced , by Rep. Lindsey LaPointe SYNOPSIS AS INTRODUCED:
33 New Act New Act
44 New Act
55 Creates the Social Work Licensure Compact Act. Provides that the State of Illinois ratifies and approves the Compact. Provides that the purpose of the Compact is to facilitate interstate practice of regulated social workers by improving public access to competent social work services and that the Compact preserves the regulatory authority of States to protect public health and safety through the current system of State licensure. Includes provisions about state participation in the compact, social worker participation in the compact, issuance of a multistate license, creation of the Social Work Licensure Compact Commission, the authority of the Commission and state licensing authorities, reissuance of a multistate license by a new home state, licensing of active military members, adverse actions against a multistate licensee, development of a multistate data system, rulemaking authority of the Commission, effect and conflict with state laws, oversight, dispute resolution, enforcement, the effective date of the Compact, withdrawal from the Compact, amendments to the Compact, and construction and severability of provisions of the Compact.
66 LRB103 38821 AWJ 68958 b LRB103 38821 AWJ 68958 b
77 LRB103 38821 AWJ 68958 b
88 A BILL FOR
99 HB5375LRB103 38821 AWJ 68958 b HB5375 LRB103 38821 AWJ 68958 b
1010 HB5375 LRB103 38821 AWJ 68958 b
1111 1 AN ACT concerning State government.
1212 2 Be it enacted by the People of the State of Illinois,
1313 3 represented in the General Assembly:
1414 4 Section 1. Short title. This Act may be cited as the Social
1515 5 Work Licensure Compact Act.
1616 6 Section 5. Social Work Licensure Compact. The State of
1717 7 Illinois ratifies and approves the following Compact:
1818 8 SOCIAL WORK LICENSURE COMPACT
1919 9 SECTION 1: PURPOSE
2020 10 The purpose of this Compact is to facilitate interstate
2121 11 practice of Regulated Social Workers by improving public
2222 12 access to competent Social Work Services. The Compact
2323 13 preserves the regulatory authority of States to protect public
2424 14 health and safety through the current system of State
2525 15 licensure.
2626 16 This Compact is designed to achieve the following
2727 17 objectives:
2828 18 A. Increase public access to Social Work Services;
2929 19 B. Reduce overly burdensome and duplicative requirements
3030 20 associated with holding multiple licenses;
3131 21 C. Enhance the Member States' ability to protect the
3232 22 public's health and safety;
3333
3434
3535
3636 103RD GENERAL ASSEMBLY State of Illinois 2023 and 2024 HB5375 Introduced , by Rep. Lindsey LaPointe SYNOPSIS AS INTRODUCED:
3737 New Act New Act
3838 New Act
3939 Creates the Social Work Licensure Compact Act. Provides that the State of Illinois ratifies and approves the Compact. Provides that the purpose of the Compact is to facilitate interstate practice of regulated social workers by improving public access to competent social work services and that the Compact preserves the regulatory authority of States to protect public health and safety through the current system of State licensure. Includes provisions about state participation in the compact, social worker participation in the compact, issuance of a multistate license, creation of the Social Work Licensure Compact Commission, the authority of the Commission and state licensing authorities, reissuance of a multistate license by a new home state, licensing of active military members, adverse actions against a multistate licensee, development of a multistate data system, rulemaking authority of the Commission, effect and conflict with state laws, oversight, dispute resolution, enforcement, the effective date of the Compact, withdrawal from the Compact, amendments to the Compact, and construction and severability of provisions of the Compact.
4040 LRB103 38821 AWJ 68958 b LRB103 38821 AWJ 68958 b
4141 LRB103 38821 AWJ 68958 b
4242 A BILL FOR
4343
4444
4545
4646
4747
4848 New Act
4949
5050
5151
5252 LRB103 38821 AWJ 68958 b
5353
5454
5555
5656
5757
5858
5959
6060
6161
6262 HB5375 LRB103 38821 AWJ 68958 b
6363
6464
6565 HB5375- 2 -LRB103 38821 AWJ 68958 b HB5375 - 2 - LRB103 38821 AWJ 68958 b
6666 HB5375 - 2 - LRB103 38821 AWJ 68958 b
6767 1 D. Encourage the cooperation of Member States in
6868 2 regulating multistate practice;
6969 3 E. Promote mobility and address workforce shortages by
7070 4 eliminating the necessity for licenses in multiple States by
7171 5 providing for the mutual recognition of other Member State
7272 6 licenses;
7373 7 F. Support military families;
7474 8 G. Facilitate the exchange of licensure and disciplinary
7575 9 information among Member States;
7676 10 H. Authorize all Member States to hold a Regulated Social
7777 11 Worker accountable for abiding by a Member State's laws,
7878 12 regulations, and applicable professional standards in the
7979 13 Member State in which the client is located at the time care is
8080 14 rendered; and
8181 15 I. Allow for the use of telehealth to facilitate increased
8282 16 access to regulated Social Work Services.
8383 17 SECTION 2. DEFINITIONS
8484 18 As used in this Compact, and except as otherwise provided,
8585 19 the following definitions shall apply:
8686 20 A. "Active Military Member" means any individual with
8787 21 full-time duty status in the active armed forces of the United
8888 22 States including members of the National Guard and Reserve.
8989 23 B. "Adverse Action" means any administrative, civil,
9090 24 equitable or criminal action permitted by a State's laws which
9191 25 is imposed by a Licensing Authority or other authority against
9292
9393
9494
9595
9696
9797 HB5375 - 2 - LRB103 38821 AWJ 68958 b
9898
9999
100100 HB5375- 3 -LRB103 38821 AWJ 68958 b HB5375 - 3 - LRB103 38821 AWJ 68958 b
101101 HB5375 - 3 - LRB103 38821 AWJ 68958 b
102102 1 a Regulated Social Worker, including actions against an
103103 2 individual's license or Multistate Authorization to Practice
104104 3 such as revocation, suspension, probation, monitoring of the
105105 4 Licensee, limitation on the Licensee's practice, or any other
106106 5 Encumbrance on licensure affecting a Regulated Social Worker's
107107 6 authorization to practice, including issuance of a cease and
108108 7 desist action.
109109 8 C. "Alternative Program" means a non-disciplinary
110110 9 monitoring or practice remediation process approved by a
111111 10 Licensing Authority to address practitioners with an
112112 11 Impairment.
113113 12 D. "Charter Member States" - Member States who have
114114 13 enacted legislation to adopt this Compact where such
115115 14 legislation predates the effective date of this Compact as
116116 15 described in Section 14.
117117 16 E. "Compact Commission" or "Commission" means the
118118 17 government agency whose membership consists of all States that
119119 18 have enacted this Compact, which is known as the Social Work
120120 19 Licensure Compact Commission, as described in Section 10, and
121121 20 which shall operate as an instrumentality of the Member
122122 21 States.
123123 22 F. "Current Significant Investigative Information" means:
124124 23 1. Investigative information that a Licensing
125125 24 Authority, after a preliminary inquiry that includes
126126 25 notification and an opportunity for the Regulated Social
127127 26 Worker to respond has reason to believe is not groundless
128128
129129
130130
131131
132132
133133 HB5375 - 3 - LRB103 38821 AWJ 68958 b
134134
135135
136136 HB5375- 4 -LRB103 38821 AWJ 68958 b HB5375 - 4 - LRB103 38821 AWJ 68958 b
137137 HB5375 - 4 - LRB103 38821 AWJ 68958 b
138138 1 and, if proved true, would indicate more than a minor
139139 2 infraction as may be defined by the Commission; or
140140 3 2. Investigative information that indicates that the
141141 4 Regulated Social Worker represents an immediate threat to
142142 5 public health and safety, as may be defined by the
143143 6 Commission, regardless of whether the Regulated Social
144144 7 Worker has been notified and has had an opportunity to
145145 8 respond.
146146 9 G. "Data System" means a repository of information about
147147 10 Licensees, including, continuing education, examination,
148148 11 licensure, Current Significant Investigative Information,
149149 12 Disqualifying Event, Multistate License(s) and Adverse Action
150150 13 information or other information as required by the
151151 14 Commission.
152152 15 H. "Disqualifying Event" means any Adverse Action or
153153 16 incident which results in an Encumbrance that disqualifies or
154154 17 makes the Licensee ineligible to either obtain, retain or
155155 18 renew a Multistate License.
156156 19 I. "Domicile" means the jurisdiction in which the Licensee
157157 20 resides and intends to remain indefinitely.
158158 21 J. "Encumbrance" means a revocation or suspension of, or
159159 22 any limitation on, the full and unrestricted practice of
160160 23 Social Work licensed and regulated by a Licensing Authority.
161161 24 K. "Executive Committee" means a group of delegates
162162 25 elected or appointed to act on behalf of, and within the powers
163163 26 granted to them by, the compact and Commission.
164164
165165
166166
167167
168168
169169 HB5375 - 4 - LRB103 38821 AWJ 68958 b
170170
171171
172172 HB5375- 5 -LRB103 38821 AWJ 68958 b HB5375 - 5 - LRB103 38821 AWJ 68958 b
173173 HB5375 - 5 - LRB103 38821 AWJ 68958 b
174174 1 L. "Home State" means the Member State that is the
175175 2 Licensee's primary Domicile.
176176 3 M. "Impairment" means a condition(s) that may impair a
177177 4 practitioner's ability to engage in full and unrestricted
178178 5 practice as a Regulated Social Worker without some type of
179179 6 intervention and may include alcohol and drug dependence,
180180 7 mental health impairment, and neurological or physical
181181 8 impairments.
182182 9 N. "Licensee(s)" means an individual who currently holds a
183183 10 license from a State to practice as a Regulated Social Worker.
184184 11 O. "Licensing Authority" means the board or agency of a
185185 12 Member State, or equivalent, that is responsible for the
186186 13 licensing and regulation of Regulated Social Workers.
187187 14 P. "Member State" means a state, commonwealth, district,
188188 15 or territory of the United States of America that has enacted
189189 16 this Compact.
190190 17 Q. "Multistate Authorization to Practice" means a legally
191191 18 authorized privilege to practice, which is equivalent to a
192192 19 license, associated with a Multistate License permitting the
193193 20 practice of Social Work in a Remote State.
194194 21 R. "Multistate License" means a license to practice as a
195195 22 Regulated Social Worker issued by a Home State Licensing
196196 23 Authority that authorizes the Regulated Social Worker to
197197 24 practice in all Member States under Multistate Authorization
198198 25 to Practice.
199199 26 S. "Qualifying National Exam" means a national licensing
200200
201201
202202
203203
204204
205205 HB5375 - 5 - LRB103 38821 AWJ 68958 b
206206
207207
208208 HB5375- 6 -LRB103 38821 AWJ 68958 b HB5375 - 6 - LRB103 38821 AWJ 68958 b
209209 HB5375 - 6 - LRB103 38821 AWJ 68958 b
210210 1 examination approved by the Commission.
211211 2 T. "Regulated Social Worker" means any clinical, master's
212212 3 or bachelor's Social Worker licensed by a Member State
213213 4 regardless of the title used by that Member State.
214214 5 U. "Remote State" means a Member State other than the
215215 6 Licensee's Home State.
216216 7 V. "Rule(s)" or "Rule(s) of the Commission" means a
217217 8 regulation or regulations duly promulgated by the Commission,
218218 9 as authorized by the Compact, that has the force of law.
219219 10 W. "Single State License" means a Social Work license
220220 11 issued by any State that authorizes practice only within the
221221 12 issuing State and does not include Multistate Authorization to
222222 13 Practice in any Member State.
223223 14 X. "Social Work" or "Social Work Services" means the
224224 15 application of social work theory, knowledge, methods, ethics,
225225 16 and the professional use of self to restore or enhance social,
226226 17 psychosocial, or biopsychosocial functioning of individuals,
227227 18 couples, families, groups, organizations, and communities
228228 19 through the care and services provided by a Regulated Social
229229 20 Worker as set forth in the Member State's statutes and
230230 21 regulations in the State where the services are being
231231 22 provided.
232232 23 Y. "State" means any state, commonwealth, district, or
233233 24 territory of the United States of America that regulates the
234234 25 practice of Social Work.
235235 26 Z. "Unencumbered License" means a license that authorizes
236236
237237
238238
239239
240240
241241 HB5375 - 6 - LRB103 38821 AWJ 68958 b
242242
243243
244244 HB5375- 7 -LRB103 38821 AWJ 68958 b HB5375 - 7 - LRB103 38821 AWJ 68958 b
245245 HB5375 - 7 - LRB103 38821 AWJ 68958 b
246246 1 a Regulated Social Worker to engage in the full and
247247 2 unrestricted practice of Social Work.
248248 3 SECTION 3. STATE PARTICIPATION IN THE COMPACT
249249 4 A. To be eligible to participate in the compact, a
250250 5 potential Member State must currently meet all of the
251251 6 following criteria:
252252 7 1. License and regulate the practice of Social Work at
253253 8 either the clinical, master's, or bachelor's category.
254254 9 2. Require applicants for licensure to graduate from a
255255 10 program that is:
256256 11 a. Operated by a college or university recognized
257257 12 by the Licensing Authority;
258258 13 b. Accredited, or in candidacy by an institution
259259 14 that subsequently becomes accredited, by an
260260 15 accrediting agency recognized by either:
261261 16 i. the Council for Higher Education
262262 17 Accreditation, or its successor; or
263263 18 ii. the United States Department of Education;
264264 19 and
265265 20 c. Corresponds to the licensure sought as outlined
266266 21 in Section 4.
267267 22 3. Require applicants for clinical licensure to
268268 23 complete a period of supervised practice.
269269 24 4. Have a mechanism in place for receiving,
270270 25 investigating, and adjudicating complaints about
271271
272272
273273
274274
275275
276276 HB5375 - 7 - LRB103 38821 AWJ 68958 b
277277
278278
279279 HB5375- 8 -LRB103 38821 AWJ 68958 b HB5375 - 8 - LRB103 38821 AWJ 68958 b
280280 HB5375 - 8 - LRB103 38821 AWJ 68958 b
281281 1 Licensees.
282282 2 B. To maintain membership in the Compact a Member State
283283 3 shall:
284284 4 1. Require that applicants for a Multistate License
285285 5 pass a Qualifying National Exam for the corresponding
286286 6 category of Multistate License sought as outlined in
287287 7 Section 4.
288288 8 2. Participate fully in the Commission's Data System,
289289 9 including using the Commission's unique identifier as
290290 10 defined in Rules;
291291 11 3. Notify the Commission, in compliance with the terms
292292 12 of the Compact and Rules, of any Adverse Action or the
293293 13 availability of Current Significant Investigative
294294 14 Information regarding a Licensee;
295295 15 4. Implement procedures for considering the criminal
296296 16 history records of applicants for a Multistate License.
297297 17 Such procedures shall include the submission of
298298 18 fingerprints or other biometric-based information by
299299 19 applicants for the purpose of obtaining an applicant's
300300 20 criminal history record information from the Federal
301301 21 Bureau of Investigation and the agency responsible for
302302 22 retaining that State's criminal records.
303303 23 5. Comply with the Rules of the Commission;
304304 24 6. Require an applicant to obtain or retain a license
305305 25 in the Home State and meet the Home State's qualifications
306306 26 for licensure or renewal of licensure, as well as all
307307
308308
309309
310310
311311
312312 HB5375 - 8 - LRB103 38821 AWJ 68958 b
313313
314314
315315 HB5375- 9 -LRB103 38821 AWJ 68958 b HB5375 - 9 - LRB103 38821 AWJ 68958 b
316316 HB5375 - 9 - LRB103 38821 AWJ 68958 b
317317 1 other applicable Home State laws;
318318 2 7. Authorize a Licensee holding a Multistate License
319319 3 in any Member State to practice in accordance with the
320320 4 terms of the Compact and Rules of the Commission; and
321321 5 8. Designate a delegate to participate in the
322322 6 Commission meetings.
323323 7 C. A Member State meeting the requirements of Section 3.A.
324324 8 and 3.B of this Compact shall designate the categories of
325325 9 Social Work licensure that are eligible for issuance of a
326326 10 Multistate License for applicants in such Member State. To the
327327 11 extent that any Member State does not meet the requirements
328328 12 for participation in the Compact at any particular category of
329329 13 Social Work licensure, such Member State may choose, but is
330330 14 not obligated to, issue a Multistate License to applicants
331331 15 that otherwise meet the requirements of Section 4 for issuance
332332 16 of a Multistate License in such category or categories of
333333 17 licensure.
334334 18 D. The Home State may charge a fee for granting the
335335 19 Multistate License.
336336 20 SECTION 4. SOCIAL WORKER PARTICIPATION IN THE COMPACT
337337 21 A. To be eligible for a Multistate License under the terms
338338 22 and provisions of the Compact, an applicant, regardless of
339339 23 category must:
340340 24 1. Hold or be eligible for an active, Unencumbered
341341 25 License in the Home State;
342342
343343
344344
345345
346346
347347 HB5375 - 9 - LRB103 38821 AWJ 68958 b
348348
349349
350350 HB5375- 10 -LRB103 38821 AWJ 68958 b HB5375 - 10 - LRB103 38821 AWJ 68958 b
351351 HB5375 - 10 - LRB103 38821 AWJ 68958 b
352352 1 2. Pay any applicable fees, including any State fee,
353353 2 for the Multistate License;
354354 3 3. Submit, in connection with an application for a
355355 4 Multistate License, fingerprints or other biometric data
356356 5 for the purpose of obtaining criminal history record
357357 6 information from the Federal Bureau of Investigation and
358358 7 the agency responsible for retaining that State's criminal
359359 8 records.
360360 9 4. Notify the Home State of any Adverse Action,
361361 10 Encumbrance, or restriction on any professional license
362362 11 taken by any Member State or non-Member State within 30
363363 12 days from the date the action is taken.
364364 13 5. Meet any continuing competence requirements
365365 14 established by the Home State;
366366 15 6. Abide by the laws, regulations, and applicable
367367 16 standards in the Member State where the client is located
368368 17 at the time care is rendered.
369369 18 B. An applicant for a clinical-category Multistate License
370370 19 must meet all of the following requirements:
371371 20 1. Fulfill a competency requirement, which shall be
372372 21 satisfied by either:
373373 22 a. Passage of a clinical-category Qualifying
374374 23 National Exam; or
375375 24 b. Licensure of the applicant in their Home State
376376 25 at the clinical category, beginning prior to such time
377377 26 as a Qualifying National Exam was required by the Home
378378
379379
380380
381381
382382
383383 HB5375 - 10 - LRB103 38821 AWJ 68958 b
384384
385385
386386 HB5375- 11 -LRB103 38821 AWJ 68958 b HB5375 - 11 - LRB103 38821 AWJ 68958 b
387387 HB5375 - 11 - LRB103 38821 AWJ 68958 b
388388 1 State and accompanied by a period of continuous Social
389389 2 Work licensure thereafter, all of which may be further
390390 3 governed by the Rules of the Commission; or
391391 4 c. The substantial equivalency of the foregoing
392392 5 competency requirements which the Commission may
393393 6 determine by Rule.
394394 7 2. Attain at least a master's degree in Social Work
395395 8 from a program that is:
396396 9 a. Operated by a college or university recognized
397397 10 by the Licensing Authority; and
398398 11 b. Accredited, or in candidacy that subsequently
399399 12 becomes accredited, by an accrediting agency
400400 13 recognized by either:
401401 14 i. the Council for Higher Education
402402 15 Accreditation or its successor; or
403403 16 ii. the United States Department of Education.
404404 17 3. Fulfill a practice requirement, which shall be
405405 18 satisfied by demonstrating completion of either:
406406 19 a. A period of postgraduate supervised clinical
407407 20 practice equal to a minimum of three thousand hours;
408408 21 or
409409 22 b. A minimum of two years of full-time
410410 23 postgraduate supervised clinical practice; or
411411 24 c. The substantial equivalency of the foregoing
412412 25 practice requirements which the Commission may
413413 26 determine by Rule.
414414
415415
416416
417417
418418
419419 HB5375 - 11 - LRB103 38821 AWJ 68958 b
420420
421421
422422 HB5375- 12 -LRB103 38821 AWJ 68958 b HB5375 - 12 - LRB103 38821 AWJ 68958 b
423423 HB5375 - 12 - LRB103 38821 AWJ 68958 b
424424 1 C. An applicant for a master's-category Multistate License
425425 2 must meet all of the following requirements:
426426 3 1. Fulfill a competency requirement, which shall be
427427 4 satisfied by either:
428428 5 a. Passage of a masters-category Qualifying
429429 6 National Exam;
430430 7 b. Licensure of the applicant in their Home State
431431 8 at the master's category, beginning prior to such time
432432 9 as a Qualifying National Exam was required by the Home
433433 10 State at the master's category and accompanied by a
434434 11 continuous period of Social Work licensure thereafter,
435435 12 all of which may be further governed by the Rules of
436436 13 the Commission; or
437437 14 c. The substantial equivalency of the foregoing
438438 15 competency requirements which the Commission may
439439 16 determine by Rule.
440440 17 2. Attain at least a master's degree in Social Work
441441 18 from a program that is:
442442 19 a. Operated by a college or university recognized
443443 20 by the Licensing Authority; and
444444 21 b. Accredited, or in candidacy that subsequently
445445 22 becomes accredited, by an accrediting agency
446446 23 recognized by either:
447447 24 i. the Council for Higher Education
448448 25 Accreditation or its successor; or
449449 26 ii. the United States Department of Education.
450450
451451
452452
453453
454454
455455 HB5375 - 12 - LRB103 38821 AWJ 68958 b
456456
457457
458458 HB5375- 13 -LRB103 38821 AWJ 68958 b HB5375 - 13 - LRB103 38821 AWJ 68958 b
459459 HB5375 - 13 - LRB103 38821 AWJ 68958 b
460460 1 D. An applicant for a bachelor's-category Multistate
461461 2 License must meet all of the following requirements:
462462 3 1. Fulfill a competency requirement, which shall be
463463 4 satisfied by either:
464464 5 a. Passage of a bachelor's-category Qualifying
465465 6 National Exam;
466466 7 b. Licensure of the applicant in their Home State
467467 8 at the bachelor's category, beginning prior to such
468468 9 time as a Qualifying National Exam was required by the
469469 10 Home State and accompanied by a period of continuous
470470 11 Social Work licensure thereafter, all of which may be
471471 12 further governed by the Rules of the Commission; or
472472 13 c. The substantial equivalency of the foregoing
473473 14 competency requirements which the Commission may
474474 15 determine by Rule.
475475 16 2. Attain at least a bachelor's degree in Social Work
476476 17 from a program that is:
477477 18 a. Operated by a college or university recognized
478478 19 by the Licensing Authority; and
479479 20 b. Accredited, or in candidacy that subsequently
480480 21 becomes accredited, by an accrediting agency
481481 22 recognized by either:
482482 23 i. the Council for Higher Education
483483 24 Accreditation or its successor; or
484484 25 ii. the United States Department of Education.
485485 26 E. The Multistate License for a Regulated Social Worker is
486486
487487
488488
489489
490490
491491 HB5375 - 13 - LRB103 38821 AWJ 68958 b
492492
493493
494494 HB5375- 14 -LRB103 38821 AWJ 68958 b HB5375 - 14 - LRB103 38821 AWJ 68958 b
495495 HB5375 - 14 - LRB103 38821 AWJ 68958 b
496496 1 subject to the renewal requirements of the Home State. The
497497 2 Regulated Social Worker must maintain compliance with the
498498 3 requirements of Section 4(A) to be eligible to renew a
499499 4 Multistate License.
500500 5 F. The Regulated Social Worker's services in a Remote
501501 6 State are subject to that Member State's regulatory authority.
502502 7 A Remote State may, in accordance with due process and that
503503 8 Member State's laws, remove a Regulated Social Worker's
504504 9 Multistate Authorization to Practice in the Remote State for a
505505 10 specific period of time, impose fines, and take any other
506506 11 necessary actions to protect the health and safety of its
507507 12 citizens.
508508 13 G. If a Multistate License is encumbered, the Regulated
509509 14 Social Worker's Multistate Authorization to Practice shall be
510510 15 deactivated in all Remote States until the Multistate License
511511 16 is no longer encumbered.
512512 17 H. If a Multistate Authorization to Practice is encumbered
513513 18 in a Remote State, the regulated Social Worker's Multistate
514514 19 Authorization to Practice may be deactivated in that State
515515 20 until the Multistate Authorization to Practice is no longer
516516 21 encumbered.
517517 22 SECTION 5: ISSUANCE OF A MULTISTATE LICENSE
518518 23 A. Upon receipt of an application for Multistate License,
519519 24 the Home State Licensing Authority shall determine the
520520 25 applicant's eligibility for a Multistate License in accordance
521521
522522
523523
524524
525525
526526 HB5375 - 14 - LRB103 38821 AWJ 68958 b
527527
528528
529529 HB5375- 15 -LRB103 38821 AWJ 68958 b HB5375 - 15 - LRB103 38821 AWJ 68958 b
530530 HB5375 - 15 - LRB103 38821 AWJ 68958 b
531531 1 with Section 4 of this Compact.
532532 2 B. If such applicant is eligible pursuant to Section 4 of
533533 3 this Compact, the Home State Licensing Authority shall issue a
534534 4 Multistate License that authorizes the applicant or Regulated
535535 5 Social Worker to practice in all Member States under a
536536 6 Multistate Authorization to Practice.
537537 7 C. Upon issuance of a Multistate License, the Home State
538538 8 Licensing Authority shall designate whether the Regulated
539539 9 Social Worker holds a Multistate License in the Bachelors,
540540 10 Masters, or Clinical category of Social Work.
541541 11 D. A Multistate License issued by a Home State to a
542542 12 resident in that State shall be recognized by all Compact
543543 13 Member States as authorizing Social Work Practice under a
544544 14 Multistate Authorization to Practice corresponding to each
545545 15 category of licensure regulated in each Member State.
546546 16 SECTION 6: AUTHORITY OF INTERSTATE COMPACT COMMISSION AND
547547 17 MEMBER STATE LICENSING AUTHORITIES
548548 18 A. Nothing in this Compact, nor any Rule of the
549549 19 Commission, shall be construed to limit, restrict, or in any
550550 20 way reduce the ability of a Member State to enact and enforce
551551 21 laws, regulations, or other rules related to the practice of
552552 22 Social Work in that State, where those laws, regulations, or
553553 23 other rules are not inconsistent with the provisions of this
554554 24 Compact.
555555 25 B. Nothing in this Compact shall affect the requirements
556556
557557
558558
559559
560560
561561 HB5375 - 15 - LRB103 38821 AWJ 68958 b
562562
563563
564564 HB5375- 16 -LRB103 38821 AWJ 68958 b HB5375 - 16 - LRB103 38821 AWJ 68958 b
565565 HB5375 - 16 - LRB103 38821 AWJ 68958 b
566566 1 established by a Member State for the issuance of a Single
567567 2 State License.
568568 3 C. Nothing in this Compact, nor any Rule of the
569569 4 Commission, shall be construed to limit, restrict, or in any
570570 5 way reduce the ability of a Member State to take Adverse Action
571571 6 against a Licensee's Single State License to practice Social
572572 7 Work in that State.
573573 8 D. Nothing in this Compact, nor any Rule of the
574574 9 Commission, shall be construed to limit, restrict, or in any
575575 10 way reduce the ability of a Remote State to take Adverse Action
576576 11 against a Licensee's Multistate Authorization to Practice in
577577 12 that State.
578578 13 E. Nothing in this Compact, nor any Rule of the
579579 14 Commission, shall be construed to limit, restrict, or in any
580580 15 way reduce the ability of a Licensee's Home State to take
581581 16 Adverse Action against a Licensee's Multistate License based
582582 17 upon information provided by a Remote State.
583583 18 SECTION 7: REISSUANCE OF A MULTISTATE LICENSE BY A NEW
584584 19 HOME STATE
585585 20 A. A Licensee can hold a Multistate License, issued by
586586 21 their Home State, in only one Member State at any given time.
587587 22 B. If a Licensee changes their Home State by moving
588588 23 between two Member States:
589589 24 1. The Licensee shall immediately apply for the
590590 25 reissuance of their Multistate License in their new Home
591591
592592
593593
594594
595595
596596 HB5375 - 16 - LRB103 38821 AWJ 68958 b
597597
598598
599599 HB5375- 17 -LRB103 38821 AWJ 68958 b HB5375 - 17 - LRB103 38821 AWJ 68958 b
600600 HB5375 - 17 - LRB103 38821 AWJ 68958 b
601601 1 State. The Licensee shall pay all applicable fees and
602602 2 notify the prior Home State in accordance with the Rules
603603 3 of the Commission.
604604 4 2. Upon receipt of an application to reissue a
605605 5 Multistate License, the new Home State shall verify that
606606 6 the Multistate License is active, unencumbered and
607607 7 eligible for reissuance under the terms of the Compact and
608608 8 the Rules of the Commission. The Multistate License issued
609609 9 by the prior Home State will be deactivated and all Member
610610 10 States notified in accordance with the applicable Rules
611611 11 adopted by the Commission.
612612 12 3. Prior to the reissuance of the Multistate License,
613613 13 the new Home State shall conduct procedures for
614614 14 considering the criminal history records of the Licensee.
615615 15 Such procedures shall include the submission of
616616 16 fingerprints or other biometric-based information by
617617 17 applicants for the purpose of obtaining an applicant's
618618 18 criminal history record information from the Federal
619619 19 Bureau of Investigation and the agency responsible for
620620 20 retaining that State's criminal records.
621621 21 4. If required for initial licensure, the new Home
622622 22 State may require completion of jurisprudence requirements
623623 23 in the new Home State.
624624 24 5. Notwithstanding any other provision of this
625625 25 Compact, if a Licensee does not meet the requirements set
626626 26 forth in this Compact for the reissuance of a Multistate
627627
628628
629629
630630
631631
632632 HB5375 - 17 - LRB103 38821 AWJ 68958 b
633633
634634
635635 HB5375- 18 -LRB103 38821 AWJ 68958 b HB5375 - 18 - LRB103 38821 AWJ 68958 b
636636 HB5375 - 18 - LRB103 38821 AWJ 68958 b
637637 1 License by the new Home State, then the Licensee shall be
638638 2 subject to the new Home State requirements for the
639639 3 issuance of a Single State License in that State.
640640 4 C. If a Licensee changes their primary State of residence
641641 5 by moving from a Member State to a non-Member State, or from a
642642 6 non-Member State to a Member State, then the Licensee shall be
643643 7 subject to the State requirements for the issuance of a Single
644644 8 State License in the new Home State.
645645 9 D. Nothing in this Compact shall interfere with a
646646 10 Licensee's ability to hold a Single State License in multiple
647647 11 States; however, for the purposes of this Compact, a Licensee
648648 12 shall have only one Home State, and only one Multistate
649649 13 License.
650650 14 E. Nothing in this Compact shall interfere with the
651651 15 requirements established by a Member State for the issuance of
652652 16 a Single State License.
653653 17 SECTION 8. MILITARY FAMILIES
654654 18 An Active Military Member or their spouse shall designate
655655 19 a Home State where the individual has a Multistate License.
656656 20 The individual may retain their Home State designation during
657657 21 the period the service member is on active duty.
658658 22 SECTION 9. ADVERSE ACTIONS
659659 23 A. In addition to the other powers conferred by State law,
660660 24 a Remote State shall have the authority, in accordance with
661661
662662
663663
664664
665665
666666 HB5375 - 18 - LRB103 38821 AWJ 68958 b
667667
668668
669669 HB5375- 19 -LRB103 38821 AWJ 68958 b HB5375 - 19 - LRB103 38821 AWJ 68958 b
670670 HB5375 - 19 - LRB103 38821 AWJ 68958 b
671671 1 existing State due process law, to:
672672 2 1. Take Adverse Action against a Regulated Social
673673 3 Worker's Multistate Authorization to Practice only within
674674 4 that Member State, and issue subpoenas for both hearings
675675 5 and investigations that require the attendance and
676676 6 testimony of witnesses as well as the production of
677677 7 evidence. Subpoenas issued by a Licensing Authority in a
678678 8 Member State for the attendance and testimony of witnesses
679679 9 or the production of evidence from another Member State
680680 10 shall be enforced in the latter State by any court of
681681 11 competent jurisdiction, according to the practice and
682682 12 procedure of that court applicable to subpoenas issued in
683683 13 proceedings pending before it. The issuing Licensing
684684 14 Authority shall pay any witness fees, travel expenses,
685685 15 mileage, and other fees required by the service statutes
686686 16 of the State in which the witnesses or evidence are
687687 17 located.
688688 18 2. Only the Home State shall have the power to take
689689 19 Adverse Action against a Regulated Social Worker's
690690 20 Multistate License.
691691 21 B. For purposes of taking Adverse Action, the Home State
692692 22 shall give the same priority and effect to reported conduct
693693 23 received from a Member State as it would if the conduct had
694694 24 occurred within the Home State. In so doing, the Home State
695695 25 shall apply its own State laws to determine appropriate
696696 26 action.
697697
698698
699699
700700
701701
702702 HB5375 - 19 - LRB103 38821 AWJ 68958 b
703703
704704
705705 HB5375- 20 -LRB103 38821 AWJ 68958 b HB5375 - 20 - LRB103 38821 AWJ 68958 b
706706 HB5375 - 20 - LRB103 38821 AWJ 68958 b
707707 1 C. The Home State shall complete any pending
708708 2 investigations of a Regulated Social Worker who changes their
709709 3 Home State during the course of the investigations. The Home
710710 4 State shall also have the authority to take appropriate
711711 5 action(s) and shall promptly report the conclusions of the
712712 6 investigations to the administrator of the Data System. The
713713 7 administrator of the Data System shall promptly notify the new
714714 8 Home State of any Adverse Actions.
715715 9 D. A Member State, if otherwise permitted by State law,
716716 10 may recover from the affected Regulated Social Worker the
717717 11 costs of investigations and dispositions of cases resulting
718718 12 from any Adverse Action taken against that Regulated Social
719719 13 Worker.
720720 14 E. A Member State may take Adverse Action based on the
721721 15 factual findings of another Member State, provided that the
722722 16 Member State follows its own procedures for taking the Adverse
723723 17 Action.
724724 18 F. Joint Investigations:
725725 19 1. In addition to the authority granted to a Member
726726 20 State by its respective Social Work practice act or other
727727 21 applicable State law, any Member State may participate
728728 22 with other Member States in joint investigations of
729729 23 Licensees.
730730 24 2. Member States shall share any investigative,
731731 25 litigation, or compliance materials in furtherance of any
732732 26 joint or individual investigation initiated under the
733733
734734
735735
736736
737737
738738 HB5375 - 20 - LRB103 38821 AWJ 68958 b
739739
740740
741741 HB5375- 21 -LRB103 38821 AWJ 68958 b HB5375 - 21 - LRB103 38821 AWJ 68958 b
742742 HB5375 - 21 - LRB103 38821 AWJ 68958 b
743743 1 Compact.
744744 2 G. If Adverse Action is taken by the Home State against the
745745 3 Multistate License of a Regulated Social Worker, the Regulated
746746 4 Social Worker's Multistate Authorization to Practice in all
747747 5 other Member States shall be deactivated until all
748748 6 Encumbrances have been removed from the Multistate License.
749749 7 All Home State disciplinary orders that impose Adverse Action
750750 8 against the license of a Regulated Social Worker shall include
751751 9 a statement that the Regulated Social Worker's Multistate
752752 10 Authorization to Practice is deactivated in all Member States
753753 11 until all conditions of the decision, order or agreement are
754754 12 satisfied.
755755 13 H. If a Member State takes Adverse Action, it shall
756756 14 promptly notify the administrator of the Data System. The
757757 15 administrator of the Data System shall promptly notify the
758758 16 Home State and all other Member State's of any Adverse Actions
759759 17 by Remote States.
760760 18 I. Nothing in this Compact shall override a Member State's
761761 19 decision that participation in an Alternative Program may be
762762 20 used in lieu of Adverse Action.
763763 21 J. Nothing in this Compact shall authorize a Member State
764764 22 to demand the issuance of subpoenas for attendance and
765765 23 testimony of witnesses or the production of evidence from
766766 24 another Member State for lawful actions within that Member
767767 25 State.
768768 26 K. Nothing in this Compact shall authorize a Member State
769769
770770
771771
772772
773773
774774 HB5375 - 21 - LRB103 38821 AWJ 68958 b
775775
776776
777777 HB5375- 22 -LRB103 38821 AWJ 68958 b HB5375 - 22 - LRB103 38821 AWJ 68958 b
778778 HB5375 - 22 - LRB103 38821 AWJ 68958 b
779779 1 to impose discipline against a Regulated Social Worker who
780780 2 holds a Multistate Authorization to Practice for lawful
781781 3 actions within another Member State.
782782 4 SECTION 10. ESTABLISHMENT OF SOCIAL WORK LICENSURE COMPACT
783783 5 COMMISSION
784784 6 A. The Compact Member States hereby create and establish a
785785 7 joint government agency whose membership consists of all
786786 8 Member States that have enacted the compact known as the
787787 9 Social Work Licensure Compact Commission. The Commission is an
788788 10 instrumentality of the Compact States acting jointly and not
789789 11 an instrumentality of any one State. The Commission shall come
790790 12 into existence on or after the effective date of the Compact as
791791 13 set forth in Section 14.
792792 14 B. Membership, Voting, and Meetings
793793 15 1. Each Member State shall have and be limited to one
794794 16 (1) delegate selected by that Member State's State
795795 17 Licensing Authority.
796796 18 2. The delegate shall be either:
797797 19 a. A current member of the State Licensing
798798 20 Authority at the time of appointment, who is a
799799 21 Regulated Social Worker or public member of the State
800800 22 Licensing Authority; or
801801 23 b. An administrator of the State Licensing
802802 24 Authority or their designee.
803803 25 3. The Commission shall by Rule or bylaw establish a
804804
805805
806806
807807
808808
809809 HB5375 - 22 - LRB103 38821 AWJ 68958 b
810810
811811
812812 HB5375- 23 -LRB103 38821 AWJ 68958 b HB5375 - 23 - LRB103 38821 AWJ 68958 b
813813 HB5375 - 23 - LRB103 38821 AWJ 68958 b
814814 1 term of office for delegates and may by Rule or bylaw
815815 2 establish term limits.
816816 3 4. The Commission may recommend removal or suspension
817817 4 any delegate from office.
818818 5 5. A Member State's State Licensing Authority shall
819819 6 fill any vacancy of its delegate occurring on the
820820 7 Commission within 60 days of the vacancy.
821821 8 6. Each delegate shall be entitled to one vote on all
822822 9 matters before the Commission requiring a vote by
823823 10 Commission delegates.
824824 11 7. A delegate shall vote in person or by such other
825825 12 means as provided in the bylaws. The bylaws may provide
826826 13 for delegates to meet by telecommunication,
827827 14 videoconference, or other means of communication.
828828 15 8. The Commission shall meet at least once during each
829829 16 calendar year. Additional meetings may be held as set
830830 17 forth in the bylaws. The Commission may meet by
831831 18 telecommunication, video conference or other similar
832832 19 electronic means.
833833 20 C. The Commission shall have the following powers:
834834 21 1. Establish the fiscal year of the Commission;
835835 22 2. Establish code of conduct and conflict of interest
836836 23 policies;
837837 24 3. Establish and amend Rules and bylaws;
838838 25 4. Maintain its financial records in accordance with
839839 26 the bylaws;
840840
841841
842842
843843
844844
845845 HB5375 - 23 - LRB103 38821 AWJ 68958 b
846846
847847
848848 HB5375- 24 -LRB103 38821 AWJ 68958 b HB5375 - 24 - LRB103 38821 AWJ 68958 b
849849 HB5375 - 24 - LRB103 38821 AWJ 68958 b
850850 1 5. Meet and take such actions as are consistent with
851851 2 the provisions of this Compact, the Commission's Rules,
852852 3 and the bylaws;
853853 4 6. Initiate and conclude legal proceedings or actions
854854 5 in the name of the Commission, provided that the standing
855855 6 of any State Licensing Board to sue or be sued under
856856 7 applicable law shall not be affected;
857857 8 7. Maintain and certify records and information
858858 9 provided to a Member State as the authenticated business
859859 10 records of the Commission, and designate an agent to do so
860860 11 on the Commission's behalf;
861861 12 8. Purchase and maintain insurance and bonds;
862862 13 9. Borrow, accept, or contract for services of
863863 14 personnel, including, but not limited to, employees of a
864864 15 Member State;
865865 16 10. Conduct an annual financial review;
866866 17 11. Hire employees, elect or appoint officers, fix
867867 18 compensation, define duties, grant such individuals
868868 19 appropriate authority to carry out the purposes of the
869869 20 Compact, and establish the Commission's personnel policies
870870 21 and programs relating to conflicts of interest,
871871 22 qualifications of personnel, and other related personnel
872872 23 matters;
873873 24 12. Assess and collect fees;
874874 25 13. Accept any and all appropriate gifts, donations,
875875 26 grants of money, other sources of revenue, equipment,
876876
877877
878878
879879
880880
881881 HB5375 - 24 - LRB103 38821 AWJ 68958 b
882882
883883
884884 HB5375- 25 -LRB103 38821 AWJ 68958 b HB5375 - 25 - LRB103 38821 AWJ 68958 b
885885 HB5375 - 25 - LRB103 38821 AWJ 68958 b
886886 1 supplies, materials, and services, and receive, utilize,
887887 2 and dispose of the same; provided that at all times the
888888 3 Commission shall avoid any appearance of impropriety or
889889 4 conflict of interest;
890890 5 14. Lease, purchase, retain, own, hold, improve, or
891891 6 use any property, real, personal, or mixed, or any
892892 7 undivided interest therein;
893893 8 15. Sell, convey, mortgage, pledge, lease, exchange,
894894 9 abandon, or otherwise dispose of any property real,
895895 10 personal, or mixed;
896896 11 16. Establish a budget and make expenditures;
897897 12 17. Borrow money;
898898 13 18. Appoint committees, including standing committees,
899899 14 composed of members, State regulators, State legislators
900900 15 or their representatives, and consumer representatives,
901901 16 and such other interested persons as may be designated in
902902 17 this Compact and the bylaws;
903903 18 19. Provide and receive information from, and
904904 19 cooperate with, law enforcement agencies;
905905 20 20. Establish and elect an Executive Committee,
906906 21 including a chair and a vice chair;
907907 22 21. Determine whether a State's adopted language is
908908 23 materially different from the model compact language such
909909 24 that the State would not qualify for participation in the
910910 25 Compact; and
911911 26 22. Perform such other functions as may be necessary
912912
913913
914914
915915
916916
917917 HB5375 - 25 - LRB103 38821 AWJ 68958 b
918918
919919
920920 HB5375- 26 -LRB103 38821 AWJ 68958 b HB5375 - 26 - LRB103 38821 AWJ 68958 b
921921 HB5375 - 26 - LRB103 38821 AWJ 68958 b
922922 1 or appropriate to achieve the purposes of this Compact.
923923 2 D. The Executive Committee
924924 3 1. The Executive Committee shall have the power to act
925925 4 on behalf of the Commission according to the terms of this
926926 5 Compact. The powers, duties, and responsibilities of the
927927 6 Executive Committee shall include:
928928 7 a. Oversee the day-to-day activities of the
929929 8 administration of the compact including enforcement
930930 9 and compliance with the provisions of the compact, its
931931 10 Rules and bylaws, and other such duties as deemed
932932 11 necessary;
933933 12 b. Recommend to the Commission changes to the
934934 13 Rules or bylaws, changes to this Compact legislation,
935935 14 fees charged to Compact Member States, fees charged to
936936 15 Licensees, and other fees;
937937 16 c. Ensure Compact administration services are
938938 17 appropriately provided, including by contract;
939939 18 d. Prepare and recommend the budget;
940940 19 e. Maintain financial records on behalf of the
941941 20 Commission;
942942 21 f. Monitor Compact compliance of Member States and
943943 22 provide compliance reports to the Commission;
944944 23 g. Establish additional committees as necessary;
945945 24 h. Exercise the powers and duties of the
946946 25 Commission during the interim between Commission
947947 26 meetings, except for adopting or amending Rules,
948948
949949
950950
951951
952952
953953 HB5375 - 26 - LRB103 38821 AWJ 68958 b
954954
955955
956956 HB5375- 27 -LRB103 38821 AWJ 68958 b HB5375 - 27 - LRB103 38821 AWJ 68958 b
957957 HB5375 - 27 - LRB103 38821 AWJ 68958 b
958958 1 adopting or amending bylaws, and exercising any other
959959 2 powers and duties expressly reserved to the Commission
960960 3 by Rule or bylaw; and
961961 4 i. Other duties as provided in the Rules or bylaws
962962 5 of the Commission.
963963 6 2. The Executive Committee shall be composed of up to
964964 7 eleven (11) members:
965965 8 a. The chair and vice chair of the Commission
966966 9 shall be voting members of the Executive Committee.
967967 10 b. The Commission shall elect five voting members
968968 11 from the current membership of the Commission.
969969 12 c. Up to four (4) ex-officio, nonvoting members
970970 13 from four (4) recognized national Social Work
971971 14 organizations.
972972 15 d. The ex-officio members will be selected by
973973 16 their respective organizations.
974974 17 3. The Commission may remove any member of the
975975 18 Executive Committee as provided in the Commission's
976976 19 bylaws.
977977 20 4. The Executive Committee shall meet at least
978978 21 annually.
979979 22 a. Executive Committee meetings shall be open to
980980 23 the public, except that the Executive Committee may
981981 24 meet in a closed, non-public meeting as provided in
982982 25 subsection F.2 below.
983983 26 b. The Executive Committee shall give seven (7)
984984
985985
986986
987987
988988
989989 HB5375 - 27 - LRB103 38821 AWJ 68958 b
990990
991991
992992 HB5375- 28 -LRB103 38821 AWJ 68958 b HB5375 - 28 - LRB103 38821 AWJ 68958 b
993993 HB5375 - 28 - LRB103 38821 AWJ 68958 b
994994 1 days' notice of its meetings, posted on its website
995995 2 and as determined to provide notice to persons with an
996996 3 interest in the business of the Commission.
997997 4 c. The Executive Committee may hold a special
998998 5 meeting in accordance with subsection F.1.b. below.
999999 6 E. The Commission shall adopt and provide to the Member
10001000 7 States an annual report.
10011001 8 F. Meetings of the Commission
10021002 9 1. All meetings shall be open to the public, except
10031003 10 that the Commission may meet in a closed, non-public
10041004 11 meeting as provided in subsection F.2 below.
10051005 12 a. Public notice for all meetings of the full
10061006 13 Commission of meetings shall be given in the same
10071007 14 manner as required under the Rulemaking provisions in
10081008 15 Section 12, except that the Commission may hold a
10091009 16 special meeting as provided in subsection F.1.b below.
10101010 17 b. The Commission may hold a special meeting when
10111011 18 it must meet to conduct emergency business by giving
10121012 19 48 hours' notice to all commissioners, on the
10131013 20 Commission's website, and other means as provided in
10141014 21 the Commission's Rules. The Commission's legal counsel
10151015 22 shall certify that the Commission's need to meet
10161016 23 qualifies as an emergency.
10171017 24 2. The Commission or the Executive Committee or other
10181018 25 committees of the Commission may convene in a closed,
10191019 26 non-public meeting for the Commission or Executive
10201020
10211021
10221022
10231023
10241024
10251025 HB5375 - 28 - LRB103 38821 AWJ 68958 b
10261026
10271027
10281028 HB5375- 29 -LRB103 38821 AWJ 68958 b HB5375 - 29 - LRB103 38821 AWJ 68958 b
10291029 HB5375 - 29 - LRB103 38821 AWJ 68958 b
10301030 1 Committee or other committees of the Commission to receive
10311031 2 legal advice or to discuss:
10321032 3 a. Non-compliance of a Member State with its
10331033 4 obligations under the Compact;
10341034 5 b. The employment, compensation, discipline or
10351035 6 other matters, practices or procedures related to
10361036 7 specific employees;
10371037 8 c. Current or threatened discipline of a Licensee
10381038 9 by the Commission or by a Member State's Licensing
10391039 10 Authority;
10401040 11 d. Current, threatened, or reasonably anticipated
10411041 12 litigation;
10421042 13 e. Negotiation of contracts for the purchase,
10431043 14 lease, or sale of goods, services, or real estate;
10441044 15 f. Accusing any person of a crime or formally
10451045 16 censuring any person;
10461046 17 g. Trade secrets or commercial or financial
10471047 18 information that is privileged or confidential;
10481048 19 h. Information of a personal nature where
10491049 20 disclosure would constitute a clearly unwarranted
10501050 21 invasion of personal privacy;
10511051 22 i. Investigative records compiled for law
10521052 23 enforcement purposes;
10531053 24 j. Information related to any investigative
10541054 25 reports prepared by or on behalf of or for use of the
10551055 26 Commission or other committee charged with
10561056
10571057
10581058
10591059
10601060
10611061 HB5375 - 29 - LRB103 38821 AWJ 68958 b
10621062
10631063
10641064 HB5375- 30 -LRB103 38821 AWJ 68958 b HB5375 - 30 - LRB103 38821 AWJ 68958 b
10651065 HB5375 - 30 - LRB103 38821 AWJ 68958 b
10661066 1 responsibility of investigation or determination of
10671067 2 compliance issues pursuant to the Compact;
10681068 3 k. Matters specifically exempted from disclosure
10691069 4 by federal or Member State law; or
10701070 5 l. Other matters as promulgated by the Commission
10711071 6 by Rule.
10721072 7 3. If a meeting, or portion of a meeting, is closed,
10731073 8 the presiding officer shall state that the meeting will be
10741074 9 closed and reference each relevant exempting provision,
10751075 10 and such reference shall be recorded in the minutes.
10761076 11 4. The Commission shall keep minutes that fully and
10771077 12 clearly describe all matters discussed in a meeting and
10781078 13 shall provide a full and accurate summary of actions
10791079 14 taken, and the reasons therefore, including a description
10801080 15 of the views expressed. All documents considered in
10811081 16 connection with an action shall be identified in such
10821082 17 minutes. All minutes and documents of a closed meeting
10831083 18 shall remain under seal, subject to release only by a
10841084 19 majority vote of the Commission or order of a court of
10851085 20 competent jurisdiction.
10861086 21 G. Financing of the Commission
10871087 22 1. The Commission shall pay, or provide for the
10881088 23 payment of, the reasonable expenses of its establishment,
10891089 24 organization, and ongoing activities.
10901090 25 2. The Commission may accept any and all appropriate
10911091 26 revenue sources as provided in subsection C(13).
10921092
10931093
10941094
10951095
10961096
10971097 HB5375 - 30 - LRB103 38821 AWJ 68958 b
10981098
10991099
11001100 HB5375- 31 -LRB103 38821 AWJ 68958 b HB5375 - 31 - LRB103 38821 AWJ 68958 b
11011101 HB5375 - 31 - LRB103 38821 AWJ 68958 b
11021102 1 3. The Commission may levy on and collect an annual
11031103 2 assessment from each Member State and impose fees on
11041104 3 Licensees of Member States to whom it grants a Multistate
11051105 4 License to cover the cost of the operations and activities
11061106 5 of the Commission and its staff, which must be in a total
11071107 6 amount sufficient to cover its annual budget as approved
11081108 7 each year for which revenue is not provided by other
11091109 8 sources. The aggregate annual assessment amount for Member
11101110 9 States shall be allocated based upon a formula that the
11111111 10 Commission shall promulgate by Rule.
11121112 11 4. The Commission shall not incur obligations of any
11131113 12 kind prior to securing the funds adequate to meet the
11141114 13 same; nor shall the Commission pledge the credit of any of
11151115 14 the Member States, except by and with the authority of the
11161116 15 Member State.
11171117 16 5. The Commission shall keep accurate accounts of all
11181118 17 receipts and disbursements. The receipts and disbursements
11191119 18 of the Commission shall be subject to the financial review
11201120 19 and accounting procedures established under its bylaws.
11211121 20 However, all receipts and disbursements of funds handled
11221122 21 by the Commission shall be subject to an annual financial
11231123 22 review by a certified or licensed public accountant, and
11241124 23 the report of the financial review shall be included in
11251125 24 and become part of the annual report of the Commission.
11261126 25 H. Qualified Immunity, Defense, and Indemnification
11271127 26 1. The members, officers, executive director,
11281128
11291129
11301130
11311131
11321132
11331133 HB5375 - 31 - LRB103 38821 AWJ 68958 b
11341134
11351135
11361136 HB5375- 32 -LRB103 38821 AWJ 68958 b HB5375 - 32 - LRB103 38821 AWJ 68958 b
11371137 HB5375 - 32 - LRB103 38821 AWJ 68958 b
11381138 1 employees and representatives of the Commission shall be
11391139 2 immune from suit and liability, both personally and in
11401140 3 their official capacity, for any claim for damage to or
11411141 4 loss of property or personal injury or other civil
11421142 5 liability caused by or arising out of any actual or
11431143 6 alleged act, error, or omission that occurred, or that the
11441144 7 person against whom the claim is made had a reasonable
11451145 8 basis for believing occurred within the scope of
11461146 9 Commission employment, duties or responsibilities;
11471147 10 provided that nothing in this paragraph shall be construed
11481148 11 to protect any such person from suit or liability for any
11491149 12 damage, loss, injury, or liability caused by the
11501150 13 intentional or willful or wanton misconduct of that
11511151 14 person. The procurement of insurance of any type by the
11521152 15 Commission shall not in any way compromise or limit the
11531153 16 immunity granted hereunder.
11541154 17 2. The Commission shall defend any member, officer,
11551155 18 executive director, employee, and representative of the
11561156 19 Commission in any civil action seeking to impose liability
11571157 20 arising out of any actual or alleged act, error, or
11581158 21 omission that occurred within the scope of Commission
11591159 22 employment, duties, or responsibilities, or as determined
11601160 23 by the Commission that the person against whom the claim
11611161 24 is made had a reasonable basis for believing occurred
11621162 25 within the scope of Commission employment, duties, or
11631163 26 responsibilities; provided that nothing herein shall be
11641164
11651165
11661166
11671167
11681168
11691169 HB5375 - 32 - LRB103 38821 AWJ 68958 b
11701170
11711171
11721172 HB5375- 33 -LRB103 38821 AWJ 68958 b HB5375 - 33 - LRB103 38821 AWJ 68958 b
11731173 HB5375 - 33 - LRB103 38821 AWJ 68958 b
11741174 1 construed to prohibit that person from retaining their own
11751175 2 counsel at their own expense; and provided further, that
11761176 3 the actual or alleged act, error, or omission did not
11771177 4 result from that person's intentional or willful or wanton
11781178 5 misconduct.
11791179 6 3. The Commission shall indemnify and hold harmless
11801180 7 any member, officer, executive director, employee, and
11811181 8 representative of the Commission for the amount of any
11821182 9 settlement or judgment obtained against that person
11831183 10 arising out of any actual or alleged act, error, or
11841184 11 omission that occurred within the scope of Commission
11851185 12 employment, duties, or responsibilities, or that such
11861186 13 person had a reasonable basis for believing occurred
11871187 14 within the scope of Commission employment, duties, or
11881188 15 responsibilities, provided that the actual or alleged act,
11891189 16 error, or omission did not result from the intentional or
11901190 17 willful or wanton misconduct of that person.
11911191 18 4. Nothing herein shall be construed as a limitation
11921192 19 on the liability of any Licensee for professional
11931193 20 malpractice or misconduct, which shall be governed solely
11941194 21 by any other applicable State laws.
11951195 22 5. Nothing in this Compact shall be interpreted to
11961196 23 waive or otherwise abrogate a Member State's state action
11971197 24 immunity or state action affirmative defense with respect
11981198 25 to antitrust claims under the Sherman Act, Clayton Act, or
11991199 26 any other State or federal antitrust or anticompetitive
12001200
12011201
12021202
12031203
12041204
12051205 HB5375 - 33 - LRB103 38821 AWJ 68958 b
12061206
12071207
12081208 HB5375- 34 -LRB103 38821 AWJ 68958 b HB5375 - 34 - LRB103 38821 AWJ 68958 b
12091209 HB5375 - 34 - LRB103 38821 AWJ 68958 b
12101210 1 law or regulation.
12111211 2 6. Nothing in this Compact shall be construed to be a
12121212 3 waiver of sovereign immunity by the Member States or by
12131213 4 the Commission.
12141214 5 SECTION 11. DATA SYSTEM
12151215 6 A. The Commission shall provide for the development,
12161216 7 maintenance, operation, and utilization of a coordinated Data
12171217 8 System.
12181218 9 B. The Commission shall assign each applicant for a
12191219 10 Multistate License a unique identifier, as determined by the
12201220 11 Rules of the Commission.
12211221 12 C. Notwithstanding any other provision of State law to the
12221222 13 contrary, a Member State shall submit a uniform data set to the
12231223 14 Data System on all individuals to whom this Compact is
12241224 15 applicable as required by the Rules of the Commission,
12251225 16 including:
12261226 17 1. Identifying information;
12271227 18 2. Licensure data;
12281228 19 3. Adverse Actions against a license and information
12291229 20 related thereto;
12301230 21 4. Non-confidential information related to Alternative
12311231 22 Program participation, the beginning and ending dates of
12321232 23 such participation, and other information related to such
12331233 24 participation not made confidential under Member State
12341234 25 law;
12351235
12361236
12371237
12381238
12391239
12401240 HB5375 - 34 - LRB103 38821 AWJ 68958 b
12411241
12421242
12431243 HB5375- 35 -LRB103 38821 AWJ 68958 b HB5375 - 35 - LRB103 38821 AWJ 68958 b
12441244 HB5375 - 35 - LRB103 38821 AWJ 68958 b
12451245 1 5. Any denial of application for licensure, and the
12461246 2 reason(s) for such denial;
12471247 3 6. The presence of Current Significant Investigative
12481248 4 Information; and
12491249 5 7. Other information that may facilitate the
12501250 6 administration of this Compact or the protection of the
12511251 7 public, as determined by the Rules of the Commission.
12521252 8 D. The records and information provided to a Member State
12531253 9 pursuant to this Compact or through the Data System, when
12541254 10 certified by the Commission or an agent thereof, shall
12551255 11 constitute the authenticated business records of the
12561256 12 Commission, and shall be entitled to any associated hearsay
12571257 13 exception in any relevant judicial, quasi-judicial or
12581258 14 administrative proceedings in a Member State.
12591259 15 E. Current Significant Investigative Information
12601260 16 pertaining to a Licensee in any Member State will only be
12611261 17 available to other Member States.
12621262 18 1. It is the responsibility of the Member States to
12631263 19 report any Adverse Action against a Licensee and to
12641264 20 monitor the database to determine whether Adverse Action
12651265 21 has been taken against a Licensee. Adverse Action
12661266 22 information pertaining to a Licensee in any Member State
12671267 23 will be available to any other Member State.
12681268 24 F. Member States contributing information to the Data
12691269 25 System may designate information that may not be shared with
12701270 26 the public without the express permission of the contributing
12711271
12721272
12731273
12741274
12751275
12761276 HB5375 - 35 - LRB103 38821 AWJ 68958 b
12771277
12781278
12791279 HB5375- 36 -LRB103 38821 AWJ 68958 b HB5375 - 36 - LRB103 38821 AWJ 68958 b
12801280 HB5375 - 36 - LRB103 38821 AWJ 68958 b
12811281 1 State.
12821282 2 G. Any information submitted to the Data System that is
12831283 3 subsequently expunged pursuant to federal law or the laws of
12841284 4 the Member State contributing the information shall be removed
12851285 5 from the Data System.
12861286 6 SECTION 12. RULEMAKING
12871287 7 A. The Commission shall promulgate reasonable Rules in
12881288 8 order to effectively and efficiently implement and administer
12891289 9 the purposes and provisions of the Compact. A Rule shall be
12901290 10 invalid and have no force or effect only if a court of
12911291 11 competent jurisdiction holds that the Rule is invalid because
12921292 12 the Commission exercised its rulemaking authority in a manner
12931293 13 that is beyond the scope and purposes of the Compact, or the
12941294 14 powers granted hereunder, or based upon another applicable
12951295 15 standard of review.
12961296 16 B. The Rules of the Commission shall have the force of law
12971297 17 in each Member State, provided however that where the Rules of
12981298 18 the Commission conflict with the laws of the Member State that
12991299 19 establish the Member State's laws, regulations, and applicable
13001300 20 standards that govern the practice of Social Work as held by a
13011301 21 court of competent jurisdiction, the Rules of the Commission
13021302 22 shall be ineffective in that State to the extent of the
13031303 23 conflict.
13041304 24 C. The Commission shall exercise its Rulemaking powers
13051305 25 pursuant to the criteria set forth in this Section and the
13061306
13071307
13081308
13091309
13101310
13111311 HB5375 - 36 - LRB103 38821 AWJ 68958 b
13121312
13131313
13141314 HB5375- 37 -LRB103 38821 AWJ 68958 b HB5375 - 37 - LRB103 38821 AWJ 68958 b
13151315 HB5375 - 37 - LRB103 38821 AWJ 68958 b
13161316 1 Rules adopted thereunder. Rules shall become binding on the
13171317 2 day following adoption or the date specified in the rule or
13181318 3 amendment, whichever is later.
13191319 4 D. If a majority of the legislatures of the Member States
13201320 5 rejects a Rule or portion of a Rule, by enactment of a statute
13211321 6 or resolution in the same manner used to adopt the Compact
13221322 7 within four (4) years of the date of adoption of the Rule, then
13231323 8 such Rule shall have no further force and effect in any Member
13241324 9 State.
13251325 10 E. Rules shall be adopted at a regular or special meeting
13261326 11 of the Commission.
13271327 12 F. Prior to adoption of a proposed Rule, the Commission
13281328 13 shall hold a public hearing and allow persons to provide oral
13291329 14 and written comments, data, facts, opinions, and arguments.
13301330 15 G. Prior to adoption of a proposed Rule by the Commission,
13311331 16 and at least thirty (30) days in advance of the meeting at
13321332 17 which the Commission will hold a public hearing on the
13331333 18 proposed Rule, the Commission shall provide a Notice of
13341334 19 Proposed Rulemaking:
13351335 20 1. On the website of the Commission or other
13361336 21 publicly accessible platform;
13371337 22 2. To persons who have requested notice of the
13381338 23 Commission's notices of proposed rulemaking, and
13391339 24 3. In such other way(s) as the Commission may by
13401340 25 Rule specify.
13411341 26 H. The Notice of Proposed Rulemaking shall include:
13421342
13431343
13441344
13451345
13461346
13471347 HB5375 - 37 - LRB103 38821 AWJ 68958 b
13481348
13491349
13501350 HB5375- 38 -LRB103 38821 AWJ 68958 b HB5375 - 38 - LRB103 38821 AWJ 68958 b
13511351 HB5375 - 38 - LRB103 38821 AWJ 68958 b
13521352 1 1. The time, date, and location of the public hearing
13531353 2 at which the Commission will hear public comments on the
13541354 3 proposed Rule and, if different, the time, date, and
13551355 4 location of the meeting where the Commission will consider
13561356 5 and vote on the proposed Rule;
13571357 6 2. If the hearing is held via telecommunication, video
13581358 7 conference, or other electronic means, the Commission
13591359 8 shall include the mechanism for access to the hearing in
13601360 9 the Notice of Proposed Rulemaking;
13611361 10 3. The text of the proposed Rule and the reason
13621362 11 therefor;
13631363 12 4. A request for comments on the proposed Rule from
13641364 13 any interested person; and
13651365 14 5. The manner in which interested persons may submit
13661366 15 written comments.
13671367 16 I. All hearings will be recorded. A copy of the recording
13681368 17 and all written comments and documents received by the
13691369 18 Commission in response to the proposed Rule shall be available
13701370 19 to the public.
13711371 20 J. Nothing in this section shall be construed as requiring
13721372 21 a separate hearing on each Rule. Rules may be grouped for the
13731373 22 convenience of the Commission at hearings required by this
13741374 23 section.
13751375 24 K. The Commission shall, by majority vote of all members,
13761376 25 take final action on the proposed Rule based on the Rulemaking
13771377 26 record and the full text of the Rule.
13781378
13791379
13801380
13811381
13821382
13831383 HB5375 - 38 - LRB103 38821 AWJ 68958 b
13841384
13851385
13861386 HB5375- 39 -LRB103 38821 AWJ 68958 b HB5375 - 39 - LRB103 38821 AWJ 68958 b
13871387 HB5375 - 39 - LRB103 38821 AWJ 68958 b
13881388 1 1. The Commission may adopt changes to the proposed
13891389 2 Rule provided the changes do not enlarge the original
13901390 3 purpose of the proposed Rule.
13911391 4 2. The Commission shall provide an explanation of the
13921392 5 reasons for substantive changes made to the proposed Rule
13931393 6 as well as reasons for substantive changes not made that
13941394 7 were recommended by commenters.
13951395 8 3. The Commission shall determine a reasonable
13961396 9 effective date for the Rule. Except for an emergency as
13971397 10 provided in Section 12.L, the effective date of the rule
13981398 11 shall be no sooner than 30 days after issuing the notice
13991399 12 that it adopted or amended the Rule.
14001400 13 L. Upon determination that an emergency exists, the
14011401 14 Commission may consider and adopt an emergency Rule with 48
14021402 15 hours' notice, with opportunity to comment, provided that the
14031403 16 usual Rulemaking procedures provided in the Compact and in
14041404 17 this section shall be retroactively applied to the Rule as
14051405 18 soon as reasonably possible, in no event later than ninety
14061406 19 (90) days after the effective date of the Rule. For the
14071407 20 purposes of this provision, an emergency Rule is one that must
14081408 21 be adopted immediately in order to:
14091409 22 1. Meet an imminent threat to public health, safety,
14101410 23 or welfare;
14111411 24 2. Prevent a loss of Commission or Member State funds;
14121412 25 3. Meet a deadline for the promulgation of a Rule that
14131413 26 is established by federal law or rule; or
14141414
14151415
14161416
14171417
14181418
14191419 HB5375 - 39 - LRB103 38821 AWJ 68958 b
14201420
14211421
14221422 HB5375- 40 -LRB103 38821 AWJ 68958 b HB5375 - 40 - LRB103 38821 AWJ 68958 b
14231423 HB5375 - 40 - LRB103 38821 AWJ 68958 b
14241424 1 4. Protect public health and safety.
14251425 2 M. The Commission or an authorized committee of the
14261426 3 Commission may direct revisions to a previously adopted Rule
14271427 4 for purposes of correcting typographical errors, errors in
14281428 5 format, errors in consistency, or grammatical errors. Public
14291429 6 notice of any revisions shall be posted on the website of the
14301430 7 Commission. The revision shall be subject to challenge by any
14311431 8 person for a period of thirty (30) days after posting. The
14321432 9 revision may be challenged only on grounds that the revision
14331433 10 results in a material change to a Rule. A challenge shall be
14341434 11 made in writing and delivered to the Commission prior to the
14351435 12 end of the notice period. If no challenge is made, the revision
14361436 13 will take effect without further action. If the revision is
14371437 14 challenged, the revision may not take effect without the
14381438 15 approval of the Commission.
14391439 16 N. No Member State's rulemaking requirements shall apply
14401440 17 under this compact.
14411441 18 SECTION 13. OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT
14421442 19 A. Oversight
14431443 20 1. The executive and judicial branches of State
14441444 21 government in each Member State shall enforce this Compact
14451445 22 and take all actions necessary and appropriate to
14461446 23 implement the Compact.
14471447 24 2. Except as otherwise provided in this Compact, venue
14481448 25 is proper and judicial proceedings by or against the
14491449
14501450
14511451
14521452
14531453
14541454 HB5375 - 40 - LRB103 38821 AWJ 68958 b
14551455
14561456
14571457 HB5375- 41 -LRB103 38821 AWJ 68958 b HB5375 - 41 - LRB103 38821 AWJ 68958 b
14581458 HB5375 - 41 - LRB103 38821 AWJ 68958 b
14591459 1 Commission shall be brought solely and exclusively in a
14601460 2 court of competent jurisdiction where the principal office
14611461 3 of the Commission is located. The Commission may waive
14621462 4 venue and jurisdictional defenses to the extent it adopts
14631463 5 or consents to participate in alternative dispute
14641464 6 resolution proceedings. Nothing herein shall affect or
14651465 7 limit the selection or propriety of venue in any action
14661466 8 against a Licensee for professional malpractice,
14671467 9 misconduct or any such similar matter.
14681468 10 3. The Commission shall be entitled to receive service
14691469 11 of process in any proceeding regarding the enforcement or
14701470 12 interpretation of the Compact and shall have standing to
14711471 13 intervene in such a proceeding for all purposes. Failure
14721472 14 to provide the Commission service of process shall render
14731473 15 a judgment or order void as to the Commission, this
14741474 16 Compact, or promulgated Rules.
14751475 17 B. Default, Technical Assistance, and Termination
14761476 18 1. If the Commission determines that a Member State
14771477 19 has defaulted in the performance of its obligations or
14781478 20 responsibilities under this Compact or the promulgated
14791479 21 Rules, the Commission shall provide written notice to the
14801480 22 defaulting State. The notice of default shall describe the
14811481 23 default, the proposed means of curing the default, and any
14821482 24 other action that the Commission may take, and shall offer
14831483 25 training and specific technical assistance regarding the
14841484 26 default.
14851485
14861486
14871487
14881488
14891489
14901490 HB5375 - 41 - LRB103 38821 AWJ 68958 b
14911491
14921492
14931493 HB5375- 42 -LRB103 38821 AWJ 68958 b HB5375 - 42 - LRB103 38821 AWJ 68958 b
14941494 HB5375 - 42 - LRB103 38821 AWJ 68958 b
14951495 1 2. The Commission shall provide a copy of the notice
14961496 2 of default to the other Member States.
14971497 3 C. If a State in default fails to cure the default, the
14981498 4 defaulting State may be terminated from the Compact upon an
14991499 5 affirmative vote of a majority of the delegates of the Member
15001500 6 States, and all rights, privileges and benefits conferred on
15011501 7 that State by this Compact may be terminated on the effective
15021502 8 date of termination. A cure of the default does not relieve the
15031503 9 offending State of obligations or liabilities incurred during
15041504 10 the period of default.
15051505 11 D. Termination of membership in the Compact shall be
15061506 12 imposed only after all other means of securing compliance have
15071507 13 been exhausted. Notice of intent to suspend or terminate shall
15081508 14 be given by the Commission to the governor, the majority and
15091509 15 minority leaders of the defaulting State's legislature, the
15101510 16 defaulting State's State Licensing Authority and each of the
15111511 17 Member States' State Licensing Authority.
15121512 18 E. A State that has been terminated is responsible for all
15131513 19 assessments, obligations, and liabilities incurred through the
15141514 20 effective date of termination, including obligations that
15151515 21 extend beyond the effective date of termination.
15161516 22 F. Upon the termination of a State's membership from this
15171517 23 Compact, that State shall immediately provide notice to all
15181518 24 Licensees within that State of such termination. The
15191519 25 terminated State shall continue to recognize all licenses
15201520 26 granted pursuant to this Compact for a minimum of six (6)
15211521
15221522
15231523
15241524
15251525
15261526 HB5375 - 42 - LRB103 38821 AWJ 68958 b
15271527
15281528
15291529 HB5375- 43 -LRB103 38821 AWJ 68958 b HB5375 - 43 - LRB103 38821 AWJ 68958 b
15301530 HB5375 - 43 - LRB103 38821 AWJ 68958 b
15311531 1 months after the date of said notice of termination.
15321532 2 G. The Commission shall not bear any costs related to a
15331533 3 State that is found to be in default or that has been
15341534 4 terminated from the Compact, unless agreed upon in writing
15351535 5 between the Commission and the defaulting State.
15361536 6 H. The defaulting State may appeal the action of the
15371537 7 Commission by petitioning the
15381538 8 U.S. District Court for the District of Columbia or the
15391539 9 federal district where the Commission has its principal
15401540 10 offices. The prevailing party shall be awarded all costs of
15411541 11 such litigation, including reasonable attorney's fees.
15421542 12 I. Dispute Resolution
15431543 13 1. Upon request by a Member State, the Commission
15441544 14 shall attempt to resolve disputes related to the Compact
15451545 15 that arise among Member States and between Member and
15461546 16 non-Member States.
15471547 17 2. The Commission shall promulgate a Rule providing
15481548 18 for both mediation and binding dispute resolution for
15491549 19 disputes as appropriate.
15501550 20 J. Enforcement
15511551 21 1. By majority vote as provided by Rule, the
15521552 22 Commission may initiate legal action against a Member
15531553 23 State in default in the United States District Court for
15541554 24 the District of Columbia or the federal district where the
15551555 25 Commission has its principal offices to enforce compliance
15561556 26 with the provisions of the Compact and its promulgated
15571557
15581558
15591559
15601560
15611561
15621562 HB5375 - 43 - LRB103 38821 AWJ 68958 b
15631563
15641564
15651565 HB5375- 44 -LRB103 38821 AWJ 68958 b HB5375 - 44 - LRB103 38821 AWJ 68958 b
15661566 HB5375 - 44 - LRB103 38821 AWJ 68958 b
15671567 1 Rules. The relief sought may include both injunctive
15681568 2 relief and damages. In the event judicial enforcement is
15691569 3 necessary, the prevailing party shall be awarded all costs
15701570 4 of such litigation, including reasonable attorney's fees.
15711571 5 The remedies herein shall not be the exclusive remedies of
15721572 6 the Commission. The Commission may pursue any other
15731573 7 remedies available under federal or the defaulting Member
15741574 8 State's law.
15751575 9 2. A Member State may initiate legal action against
15761576 10 the Commission in the U.S. District Court for the District
15771577 11 of Columbia or the federal district where the Commission
15781578 12 has its principal offices to enforce compliance with the
15791579 13 provisions of the Compact and its promulgated Rules. The
15801580 14 relief sought may include both injunctive relief and
15811581 15 damages. In the event judicial enforcement is necessary,
15821582 16 the prevailing party shall be awarded all costs of such
15831583 17 litigation, including reasonable attorney's fees.
15841584 18 3. No person other than a Member State shall enforce
15851585 19 this compact against the Commission.
15861586 20 SECTION 14. EFFECTIVE DATE, WITHDRAWAL, AND AMENDMENT
15871587 21 A. The Compact shall come into effect on the date on which
15881588 22 the Compact statute is enacted into law in the seventh Member
15891589 23 State.
15901590 24 1. On or after the effective date of the Compact, the
15911591 25 Commission shall convene and review the enactment of each
15921592
15931593
15941594
15951595
15961596
15971597 HB5375 - 44 - LRB103 38821 AWJ 68958 b
15981598
15991599
16001600 HB5375- 45 -LRB103 38821 AWJ 68958 b HB5375 - 45 - LRB103 38821 AWJ 68958 b
16011601 HB5375 - 45 - LRB103 38821 AWJ 68958 b
16021602 1 of the first seven Member States ("Charter Member States")
16031603 2 to determine if the statute enacted by each such Charter
16041604 3 Member State is materially different than the model
16051605 4 Compact statute.
16061606 5 a. A Charter Member State whose enactment is found
16071607 6 to be materially different from the model Compact
16081608 7 statute shall be entitled to the default process set
16091609 8 forth in Section 13.
16101610 9 b. If any Member State is later found to be in
16111611 10 default, or is terminated or withdraws from the
16121612 11 Compact, the Commission shall remain in existence and
16131613 12 the Compact shall remain in effect even if the number
16141614 13 of Member States should be less than seven.
16151615 14 2. Member States enacting the Compact subsequent to
16161616 15 the seven initial Charter Member States shall be subject
16171617 16 to the process set forth in Section 10(C)(21) to determine
16181618 17 if their enactments are materially different from the
16191619 18 model Compact statute and whether they qualify for
16201620 19 participation in the Compact.
16211621 20 3. All actions taken for the benefit of the Commission
16221622 21 or in furtherance of the purposes of the administration of
16231623 22 the Compact prior to the effective date of the Compact or
16241624 23 the Commission coming into existence shall be considered
16251625 24 to be actions of the Commission unless specifically
16261626 25 repudiated by the Commission.
16271627 26 4. Any State that joins the Compact subsequent to the
16281628
16291629
16301630
16311631
16321632
16331633 HB5375 - 45 - LRB103 38821 AWJ 68958 b
16341634
16351635
16361636 HB5375- 46 -LRB103 38821 AWJ 68958 b HB5375 - 46 - LRB103 38821 AWJ 68958 b
16371637 HB5375 - 46 - LRB103 38821 AWJ 68958 b
16381638 1 Commission's initial adoption of the Rules and bylaws
16391639 2 shall be subject to the Rules and bylaws as they exist on
16401640 3 the date on which the Compact becomes law in that State.
16411641 4 Any Rule that has been previously adopted by the
16421642 5 Commission shall have the full force and effect of law on
16431643 6 the day the Compact becomes law in that State.
16441644 7 B. Any Member State may withdraw from this Compact by
16451645 8 enacting a statute repealing the same.
16461646 9 1. A Member State's withdrawal shall not take effect
16471647 10 until 180 days after enactment of the repealing statute.
16481648 11 2. Withdrawal shall not affect the continuing
16491649 12 requirement of the withdrawing State's Licensing Authority
16501650 13 to comply with the investigative and Adverse Action
16511651 14 reporting requirements of this Compact prior to the
16521652 15 effective date of withdrawal.
16531653 16 3. Upon the enactment of a statute withdrawing from
16541654 17 this compact, a State shall immediately provide notice of
16551655 18 such withdrawal to all Licensees within that State.
16561656 19 Notwithstanding any subsequent statutory enactment to the
16571657 20 contrary, such withdrawing State shall continue to
16581658 21 recognize all licenses granted pursuant to this compact
16591659 22 for a minimum of 180 days after the date of such notice of
16601660 23 withdrawal.
16611661 24 C. Nothing contained in this Compact shall be construed to
16621662 25 invalidate or prevent any licensure agreement or other
16631663 26 cooperative arrangement between a Member State and a
16641664
16651665
16661666
16671667
16681668
16691669 HB5375 - 46 - LRB103 38821 AWJ 68958 b
16701670
16711671
16721672 HB5375- 47 -LRB103 38821 AWJ 68958 b HB5375 - 47 - LRB103 38821 AWJ 68958 b
16731673 HB5375 - 47 - LRB103 38821 AWJ 68958 b
16741674 1 non-Member State that does not conflict with the provisions of
16751675 2 this Compact.
16761676 3 D. This Compact may be amended by the Member States. No
16771677 4 amendment to this Compact shall become effective and binding
16781678 5 upon any Member State until it is enacted into the laws of all
16791679 6 Member States.
16801680 7 SECTION 15. CONSTRUCTION AND SEVERABILITY
16811681 8 A. This Compact and the Commission's rulemaking authority
16821682 9 shall be liberally construed so as to effectuate the purposes,
16831683 10 and the implementation and administration of the Compact.
16841684 11 Provisions of the Compact expressly authorizing or requiring
16851685 12 the promulgation of Rules shall not be construed to limit the
16861686 13 Commission's rulemaking authority solely for those purposes.
16871687 14 B. The provisions of this Compact shall be severable and
16881688 15 if any phrase, clause, sentence or provision of this Compact
16891689 16 is held by a court of competent jurisdiction to be contrary to
16901690 17 the constitution of any Member State, a State seeking
16911691 18 participation in the Compact, or of the United States, or the
16921692 19 applicability thereof to any government, agency, person or
16931693 20 circumstance is held to be unconstitutional by a court of
16941694 21 competent jurisdiction, the validity of the remainder of this
16951695 22 Compact and the applicability thereof to any other government,
16961696 23 agency, person or circumstance shall not be affected thereby.
16971697 24 C. Notwithstanding subsection B of this section, the
16981698 25 Commission may deny a State's participation in the Compact or,
16991699
17001700
17011701
17021702
17031703
17041704 HB5375 - 47 - LRB103 38821 AWJ 68958 b
17051705
17061706
17071707 HB5375- 48 -LRB103 38821 AWJ 68958 b HB5375 - 48 - LRB103 38821 AWJ 68958 b
17081708 HB5375 - 48 - LRB103 38821 AWJ 68958 b
17091709 1 in accordance with the requirements of Section 13.B, terminate
17101710 2 a Member State's participation in the Compact, if it
17111711 3 determines that a constitutional requirement of a Member State
17121712 4 is a material departure from the Compact. Otherwise, if this
17131713 5 Compact shall be held to be contrary to the constitution of any
17141714 6 Member State, the Compact shall remain in full force and
17151715 7 effect as to the remaining Member States and in full force and
17161716 8 effect as to the Member State affected as to all severable
17171717 9 matters.
17181718
17191719
17201720
17211721
17221722
17231723 HB5375 - 48 - LRB103 38821 AWJ 68958 b