730 | | - | Sec. 2. This section shall be known and may be cited as the |
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731 | | - | dietitian compact. |
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732 | | - | SECTION 1—PURPOSE |
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733 | | - | The purpose of this compact is to facilitate interstate practice of |
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734 | | - | dietetics with the goal of improving public access to dietetics services. |
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735 | | - | This compact preserves the regulatory authority of states to protect |
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736 | | - | public health and safety through the current system of state licensure |
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737 | | - | while also providing for licensure portability through a compact |
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738 | | - | privilege granted to qualifying professionals. This compact is designed |
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739 | | - | to achieve the following objectives: |
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740 | | - | (a) Increase public access to dietetics services; HOUSE BILL No. 2069—page 13 |
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741 | | - | (b) provide opportunities for interstate practice by licensed |
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742 | | - | dietitians who meet uniform requirements; |
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743 | | - | (c) eliminate the necessity for licenses in multiple states; |
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744 | | - | (d) reduce administrative burden on member states and licensees; |
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745 | | - | (e) enhance the states' ability to protect the public's health and |
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746 | | - | safety; |
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747 | | - | (f) encourage the cooperation of member states in regulating |
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748 | | - | multistate practice of licensed dietitians; |
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749 | | - | (g) support relocating active military members and their spouses; |
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750 | | - | (h) enhance the exchange of licensure, investigative and |
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751 | | - | disciplinary information among member states; and |
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752 | | - | (i) vest all member states with the authority to hold a licensed |
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753 | | - | dietitian accountable for meeting all state practice laws in the state |
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754 | | - | where the patient is located at the time care is rendered. |
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755 | | - | SECTION 2—DEFINITIONS |
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756 | | - | As used in this compact, and except as otherwise provided, the |
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757 | | - | following definitions apply: |
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758 | | - | (a) "ACEND" means the accreditation council for education in |
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759 | | - | nutrition and dietetics or its successor organization. |
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760 | | - | (b) "Active military member" means any individual with full-time |
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761 | | - | duty status in the active armed forces of the United States, including |
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762 | | - | members of the national guard and reserve. |
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763 | | - | (c) "Adverse action" means any administrative, civil, equitable or |
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764 | | - | criminal action permitted by a state's laws that is imposed by a |
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765 | | - | licensing authority or other authority against a licensee, including |
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766 | | - | actions against an individual's license or compact privilege such as |
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767 | | - | revocation, suspension, probation, monitoring of the licensee, limitation |
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768 | | - | on the licensee's practice or any other encumbrance on licensure |
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769 | | - | affecting a licensee's authorization to practice, including issuance of a |
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770 | | - | cease and desist action. |
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771 | | - | (d) "Alternative program" means a non-disciplinary monitoring or |
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772 | | - | practice remediation process approved by a licensing authority. |
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773 | | - | (e) "CDR" means the commission on dietetic registration or its |
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774 | | - | successor organization. |
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775 | | - | (f) "Charter member state" means any member state that enacted |
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776 | | - | this compact by law before the effective date specified in section 12. |
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777 | | - | (g) "Continuing education" means a requirement as a condition of |
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778 | | - | license renewal, to provide evidence of participation in, and completion |
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779 | | - | of, educational and professional activities relevant to practice or area of |
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780 | | - | work. |
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781 | | - | (h) "Compact commission" means the governmental agency |
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782 | | - | whose membership consists of all states that have enacted this compact, |
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783 | | - | which is known as the dietitian licensure compact commission, as |
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784 | | - | described in section 8, and which shall operate as an instrumentality of |
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785 | | - | the member states. |
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786 | | - | (i) "Compact privilege" means a legal authorization, which is |
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787 | | - | equivalent to a license, permitting the practice of dietetics in a remote |
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788 | | - | state. |
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789 | | - | (j) "Current significant investigative information" means: |
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790 | | - | (1) Investigative information that a licensing authority, after a |
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791 | | - | preliminary inquiry that includes notification and an opportunity for the |
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792 | | - | subject licensee to respond, if required by state law, has reason to |
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793 | | - | believe is not groundless and, if proved true, would indicate more than |
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794 | | - | a minor infraction; or |
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795 | | - | (2) investigative information that indicates that the subject |
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796 | | - | licensee represents an immediate threat to public health and safety |
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797 | | - | regardless of whether the subject licensee has been notified and had an |
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798 | | - | opportunity to respond. |
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799 | | - | (k) "Data system" means a repository of information about |
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800 | | - | licensees, including, but not limited to, continuing education, |
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801 | | - | examination, licensure, investigative, compact privilege and adverse |
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802 | | - | action information. HOUSE BILL No. 2069—page 14 |
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803 | | - | (l) "Encumbered license" means a license in which an adverse |
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804 | | - | action restricts a licensee's ability to practice dietetics. |
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805 | | - | (m) "Encumbrance" means a revocation or suspension of, or any |
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806 | | - | limitation on, a licensee's full and unrestricted practice of dietetics by a |
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807 | | - | licensing authority. |
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808 | | - | (n) "Executive committee" means a group of delegates elected or |
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809 | | - | appointed to act on behalf of and within the powers granted to them by |
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810 | | - | this compact and the compact commission. |
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811 | | - | (o) "Home state" means the member state that is the licensee's |
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812 | | - | primary state of residence or that has been designated pursuant to |
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813 | | - | section 6. |
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814 | | - | (p) "Investigative information" means information, records and |
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815 | | - | documents received or generated by a licensing authority pursuant to an |
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816 | | - | investigation. |
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817 | | - | (q) "Jurisprudence requirement" means an assessment of an |
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818 | | - | individual's knowledge of the state laws and regulations governing the |
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819 | | - | practice of dietetics in such state. |
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820 | | - | (r) "License" means an authorization from a member state to |
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821 | | - | either: |
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822 | | - | (1) Engage in the practice of dietetics, including medical nutrition |
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823 | | - | therapy; or |
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824 | | - | (2) use the title "dietitian," "licensed dietitian," "licensed dietitian |
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825 | | - | nutritionist," "certified dietitian" or other title describing a substantially |
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826 | | - | similar practitioner as the compact commission may further define by |
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827 | | - | rule. |
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828 | | - | (s) "Licensee" or "licensed dietitian" means an individual who |
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829 | | - | currently holds a license and who meets all of the requirements outlined |
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830 | | - | in section 4. |
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831 | | - | (t) ”Licensing authority" means the board or agency of a state, or |
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832 | | - | equivalent, that is responsible for the licensing and regulation of the |
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833 | | - | practice of dietetics. |
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834 | | - | (u) "Member state" means a state that has enacted the compact. |
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835 | | - | (v) "Practice of dietetics" means the synthesis and application of |
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836 | | - | dietetics as defined by state law and regulations, primarily for the |
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837 | | - | provision of nutrition care services, including medical nutrition therapy, |
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838 | | - | in person or via telehealth, to prevent, manage or treat diseases or |
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839 | | - | medical conditions and promote wellness. |
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840 | | - | (w) "Registered dietitian" means a person who: |
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841 | | - | (1) Has completed applicable education, experience, examination |
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842 | | - | and recertification requirements approved by CDR; |
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843 | | - | (2) is credentialed by CDR as a registered dietitian or a registered |
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844 | | - | dietitian nutritionist; and |
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845 | | - | (3) is legally authorized to use the title registered dietitian or |
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846 | | - | registered dietitian nutritionist and the corresponding abbreviations |
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847 | | - | "RD" or "RDN." |
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848 | | - | (x) "Remote state" means a member state other than the home |
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849 | | - | state where a licensee is exercising or seeking to exercise a compact |
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850 | | - | privilege. |
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851 | | - | (y) "Rule" means a regulation promulgated by the compact |
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852 | | - | commission that has the force of law. |
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853 | | - | (z) "Single state license" means a license issued by a member state |
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854 | | - | within the issuing state and does not include a compact privilege in any |
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855 | | - | other member state. |
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856 | | - | (aa) "State" means any state, commonwealth, district or territory |
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857 | | - | of the United States of America. |
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858 | | - | (bb) "Unencumbered license" means a license that authorizes a |
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859 | | - | licensee to engage in the full and unrestricted practice of dietetics. |
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860 | | - | SECTION 3—STATE PARTICIPATION IN THE COMPACT |
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861 | | - | (a) To participate in the compact, a state shall currently: |
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862 | | - | (1) License and regulate the practice of dietetics; and |
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863 | | - | (2) have a mechanism in place for receiving and investigating |
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864 | | - | complaints concerning licensees. HOUSE BILL No. 2069—page 15 |
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865 | | - | (b) A member state shall: |
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866 | | - | (1) Participate fully in the compact commission's data system, |
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867 | | - | including using the unique identifier as defined in rules; |
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868 | | - | (2) notify the compact commission, in compliance with the terms |
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869 | | - | of the compact and rules, of any adverse action or the availability of |
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870 | | - | current significant investigative information regarding a licensee; |
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871 | | - | (3) implement or utilize procedures for considering the criminal |
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872 | | - | history record information of applicants for an initial compact |
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873 | | - | privilege. These procedures shall include the submission of fingerprints |
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874 | | - | or other biometric-based information by applicants for the purpose of |
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875 | | - | obtaining an applicant's criminal history record information from the |
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876 | | - | federal bureau of investigation and the agency responsible for retaining |
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877 | | - | that state's criminal records; |
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878 | | - | (A) a member state shall fully implement a criminal history record |
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879 | | - | information requirement, within a time frame established by rule, that |
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880 | | - | includes receiving the results of the federal bureau of investigation |
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881 | | - | record search and shall use those results in determining compact |
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882 | | - | privilege eligibility; and |
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883 | | - | (B) communication between a member state and the compact |
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884 | | - | commission or among member states regarding the verification of |
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885 | | - | eligibility for a compact privilege shall not include any information |
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886 | | - | received from the federal bureau of investigation relating to a federal |
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887 | | - | criminal history record information check performed by a member |
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888 | | - | state; |
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889 | | - | (4) comply with and enforce the rules of the compact commission; |
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890 | | - | (5) require an applicant for a compact privilege to obtain or retain |
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891 | | - | a license in the licensee's home state and meet the home state's |
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892 | | - | qualifications for licensure or renewal of licensure, as well as all other |
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893 | | - | applicable state laws; and |
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894 | | - | (6) recognize a compact privilege granted to a licensee who meets |
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895 | | - | all of the requirements outlined in section 4 in accordance with the |
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896 | | - | terms of the compact and rules. |
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897 | | - | (c) Member states may set and collect a fee for granting a compact |
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898 | | - | privilege. |
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899 | | - | (d) Individuals not residing in a member state shall continue to be |
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900 | | - | able to apply for a member state's single state license as provided under |
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901 | | - | the laws of each member state. The single state license granted to these |
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902 | | - | individuals shall not be recognized as granting a compact privilege to |
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903 | | - | engage in the practice of dietetics in any other member state. |
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904 | | - | (e) Nothing in this compact shall affect the requirements |
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905 | | - | established by a member state for the issuance of a single state license. |
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906 | | - | (f) At no point shall the compact commission have the power to |
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907 | | - | define the requirements for the issuance of a single state license to |
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908 | | - | practice dietetics. The member states shall retain sole jurisdiction over |
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909 | | - | the provision of these requirements. |
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910 | | - | SECTION 4—COMPACT PRIVILEGE |
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911 | | - | (a) To exercise the compact privilege under the terms and |
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912 | | - | provisions of the compact, the licensee shall: |
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913 | | - | (1) Satisfy one of the following: |
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914 | | - | (A) Hold a valid current registration that gives the applicant the |
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915 | | - | right to use the term registered dietitian; or |
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916 | | - | (B) complete all of the following: |
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917 | | - | (i) An education program that is either: |
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918 | | - | (a) A master's degree or doctoral degree that is programmatically |
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919 | | - | accredited by: |
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920 | | - | (1) ACEND; or |
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921 | | - | (2) a dietetics accrediting agency recognized by the United States |
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922 | | - | department of education, which the compact commission may by rule |
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923 | | - | determine, and from a college or university accredited at the time of |
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924 | | - | graduation by the appropriate regional accrediting agency recognized |
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925 | | - | by the council on higher education accreditation and the United States |
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926 | | - | department of education; or HOUSE BILL No. 2069—page 16 |
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927 | | - | (b) an academic degree from a college or university in a foreign |
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928 | | - | country equivalent to the degree described in subclause (a) that is |
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929 | | - | programmatically accredited by: |
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930 | | - | (1) ACEND; or |
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931 | | - | (2) a dietetics accrediting agency recognized by the United States |
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932 | | - | department of education, which the compact commission may by rule |
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933 | | - | determine; |
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934 | | - | (ii) planned, documented and supervised practice experience in |
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935 | | - | dietetics that is programmatically accredited by: |
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936 | | - | (a) ACEND; or |
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937 | | - | (b) a dietetics accrediting agency recognized by the United States |
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938 | | - | department of education which the compact commission may by rule |
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939 | | - | determine, that involves at least 1000 hours of practice experience |
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940 | | - | under the supervision of a registered dietitian or a licensed dietitian; |
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941 | | - | and |
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942 | | - | (iii) successful completion of either: |
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943 | | - | (a) The registration examination for dietitians administered by |
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944 | | - | CDR; or |
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945 | | - | (b) a national credentialing examination for dietitians approved by |
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946 | | - | the compact commission by rule, such completion being not more than |
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947 | | - | five years prior to the date of the licensee's application for initial |
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948 | | - | licensure and accompanied by a period of continuous licensure |
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949 | | - | thereafter, all of which may be further governed by the rules of the |
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950 | | - | compact commission; |
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951 | | - | (2) hold an unencumbered license in the home state; |
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952 | | - | (3) notify the compact commission that the licensee is seeking a |
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953 | | - | compact privilege within a remote state; |
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954 | | - | (4) pay any applicable fees, including any state fee, for the |
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955 | | - | compact privilege; |
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956 | | - | (5) meet any jurisprudence requirements established by the remote |
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957 | | - | state where the licensee is seeking a compact privilege; and |
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958 | | - | (6) report to the compact commission any adverse action, |
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959 | | - | encumbrance or restriction on a license taken by any nonmember state |
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960 | | - | within 30 days from the date the action is taken. |
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961 | | - | (b) The compact privilege shall be valid until the expiration date |
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962 | | - | of the home state license. To maintain a compact privilege, renewal of |
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963 | | - | the compact privilege shall be congruent with the renewal of the home |
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964 | | - | state license as the compact commission may define by rule. The |
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965 | | - | licensee shall comply with the requirements of subsection (a) to |
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966 | | - | maintain the compact privilege in the remote state. |
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967 | | - | (c) A licensee exercising a compact privilege shall adhere to the |
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968 | | - | laws and regulations of the remote state. Licensees shall be responsible |
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969 | | - | for educating themselves on, and complying with, any and all state laws |
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970 | | - | relating to the practice of dietetics in such remote state. |
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971 | | - | (d) Notwithstanding anything to the contrary provided in this |
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972 | | - | compact or state law, a licensee exercising a compact privilege shall not |
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973 | | - | be required to complete continuing education requirements required by |
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974 | | - | a remote state. A licensee exercising a compact privilege shall only be |
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975 | | - | required to meet any continuing education requirements as required by |
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976 | | - | the home state. |
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977 | | - | SECTION 5—OBTAINING A NEW HOME STATE LICENSE |
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978 | | - | BASED ON A COMPACT PRIVILEGE |
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979 | | - | (a) A licensee may hold a home state license that allows for a |
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980 | | - | compact privilege in other member states in only one member state at a |
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981 | | - | time. |
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982 | | - | (b) If a licensee changes home state by moving between two |
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983 | | - | member states: |
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984 | | - | (1) The licensee shall file an application for obtaining a new home |
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985 | | - | state license based on a compact privilege, pay all applicable fees and |
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986 | | - | notify the current and new home state in accordance with the rules of |
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987 | | - | the compact commission. |
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988 | | - | (2) Upon receipt of an application for obtaining a new home state HOUSE BILL No. 2069—page 17 |
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989 | | - | license by virtue of a compact privilege, the new home state shall verify |
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990 | | - | that the licensee meets the criteria in section 4 via the data system and |
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991 | | - | require that the licensee complete the following: |
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992 | | - | (A) Federal bureau of investigation fingerprint-based criminal |
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993 | | - | history record information check; |
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994 | | - | (B) any other criminal history record information required by the |
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995 | | - | new home state; and |
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996 | | - | (C) any jurisprudence requirements of the new home state. |
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997 | | - | (3) The former home state shall convert the former home state |
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998 | | - | license into a compact privilege once the new home state has activated |
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999 | | - | the new home state license in accordance with applicable rules adopted |
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1000 | | - | by the compact commission. |
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1001 | | - | (4) Notwithstanding any other provision of this compact, if the |
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1002 | | - | licensee cannot meet the criteria in section 4, the new home state may |
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1003 | | - | apply its requirements for issuing a new single state license. |
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1004 | | - | (5) The licensee shall pay all applicable fees to the new home state |
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1005 | | - | in order to be issued a new home state license. |
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1006 | | - | (c) If a licensee changes their state of residence by moving from a |
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1007 | | - | member state to a nonmember state, or from a nonmember state to a |
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1008 | | - | member state, the state criteria shall apply for issuance of a single state |
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1009 | | - | license in the new state. |
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1010 | | - | (d) Nothing in this compact shall interfere with a licensee's ability |
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1011 | | - | to hold a single state license in multiple states, except that for the |
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1012 | | - | purposes of this compact, a licensee shall have only one home state |
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1013 | | - | license. |
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1014 | | - | (e) Nothing in this compact shall affect the requirements |
---|
1015 | | - | established by a member state for the issuance of a single state license. |
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1016 | | - | SECTION 6—ACTIVE MILITARY MEMBERS OR THEIR |
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1017 | | - | SPOUSES |
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1018 | | - | An active military member, or their spouse, shall designate a home |
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1019 | | - | state where the individual has a current license in good standing. The |
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1020 | | - | individual may retain the home state designation during the period the |
---|
1021 | | - | service member is on active duty. |
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1022 | | - | SECTION 7—ADVERSE ACTIONS |
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1023 | | - | (a) In addition to the other powers conferred by state law, a remote |
---|
1024 | | - | state shall have the authority, in accordance with existing state due |
---|
1025 | | - | process law, to: |
---|
1026 | | - | (1) Take adverse action against a licensee's compact privilege |
---|
1027 | | - | within that member state; and |
---|
1028 | | - | (2) issue subpoenas for both hearings and investigations that |
---|
1029 | | - | require the attendance and testimony of witnesses as well as the |
---|
1030 | | - | production of evidence. Subpoenas issued by a licensing authority in a |
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1031 | | - | member state for the attendance and testimony of witnesses or the |
---|
1032 | | - | production of evidence from another member state shall be enforced in |
---|
1033 | | - | the latter state by any court of competent jurisdiction, according to the |
---|
1034 | | - | practice and procedure applicable to subpoenas issued in proceedings |
---|
1035 | | - | pending before that court. The issuing authority shall pay any witness |
---|
1036 | | - | fees, travel expenses, mileage and other fees required by the service |
---|
1037 | | - | statutes of the state where the witnesses or evidence are located. |
---|
1038 | | - | (b) Only the home state shall have the power to take adverse |
---|
1039 | | - | action against a licensee's home state license. |
---|
1040 | | - | (c) For purposes of taking adverse action, the home state shall |
---|
1041 | | - | give the same priority and effect to reported conduct received from a |
---|
1042 | | - | member state as it would if the conduct had occurred within the home |
---|
1043 | | - | state. In so doing, the home state shall apply its own state laws to |
---|
1044 | | - | determine appropriate action. |
---|
1045 | | - | (d) The home state shall complete any pending investigations of a |
---|
1046 | | - | licensee who changes home states during the course of the |
---|
1047 | | - | investigations. The home state shall also have authority to take |
---|
1048 | | - | appropriate action and promptly report the conclusions of the |
---|
1049 | | - | investigations to the administrator of the data system. The administrator HOUSE BILL No. 2069—page 18 |
---|
1050 | | - | of the data system shall promptly notify the new home state of any |
---|
1051 | | - | adverse actions. |
---|
1052 | | - | (e) A member state, if otherwise permitted by state law, may |
---|
1053 | | - | recover from the affected licensee the costs of investigations and |
---|
1054 | | - | dispositions of cases resulting from any adverse action taken against |
---|
1055 | | - | that licensee. |
---|
1056 | | - | (f) A member state may take adverse action based on the factual |
---|
1057 | | - | findings of another remote state if the member state follows its own |
---|
1058 | | - | procedures for taking the adverse action. |
---|
1059 | | - | (g) Joint investigations. |
---|
1060 | | - | (1) In addition to the authority granted to a member state by its |
---|
1061 | | - | respective state law, any member state may participate with other |
---|
1062 | | - | member states in joint investigations of licensees. |
---|
1063 | | - | (2) Member states shall share any investigative, litigation or |
---|
1064 | | - | compliance materials in furtherance of any joint investigation initiated |
---|
1065 | | - | under the compact. |
---|
1066 | | - | (h) If adverse action is taken by the home state against a licensee's |
---|
1067 | | - | home state license resulting in an encumbrance on the home state |
---|
1068 | | - | license, the licensee's compact privilege in all other member states shall |
---|
1069 | | - | be revoked until all encumbrances have been removed from the home |
---|
1070 | | - | state license. All home state disciplinary orders that impose adverse |
---|
1071 | | - | action against a licensee shall include a statement that the licensee's |
---|
1072 | | - | compact privileges are revoked in all member states during the |
---|
1073 | | - | pendency of the order. |
---|
1074 | | - | (i) Once an encumbered license in the home state is restored to an |
---|
1075 | | - | unencumbered license as certified by the home state's licensing |
---|
1076 | | - | authority, the licensee shall meet the requirements of section 4(a) and |
---|
1077 | | - | follow the administrative requirements to reapply to obtain a compact |
---|
1078 | | - | privilege in any remote state. |
---|
1079 | | - | (j) If a member state takes adverse action, such state shall |
---|
1080 | | - | promptly notify the administrator of the data system. The administrator |
---|
1081 | | - | of the data system shall promptly notify the other member states state |
---|
1082 | | - | of any adverse actions. |
---|
1083 | | - | (k) Nothing in this compact shall override a member state's |
---|
1084 | | - | decision that participation in an alternative program may be used in lieu |
---|
1085 | | - | of adverse action. |
---|
1086 | | - | SECTION 8—ESTABLISHMENT OF THE DIETITIAN |
---|
1087 | | - | LICENSURE |
---|
1088 | | - | COMPACT COMMISSION |
---|
1089 | | - | (a) The compact member states hereby create and establish a joint |
---|
1090 | | - | governmental agency whose membership consists of all member states |
---|
1091 | | - | that have enacted the compact known as the dietitian licensure compact |
---|
1092 | | - | commission. The compact commission is an instrumentality of the |
---|
1093 | | - | compact states acting jointly and not an instrumentality of any one |
---|
1094 | | - | state. The compact commission shall come into existence on or after |
---|
1095 | | - | the effective date of the compact as set forth in section 12. |
---|
1096 | | - | (b) Membership, voting and meetings. |
---|
1097 | | - | (1) Each member state shall have and be limited to one delegate |
---|
1098 | | - | selected by that member state's licensing authority. |
---|
1099 | | - | (2) The delegate shall be the primary administrator of the |
---|
1100 | | - | licensing authority or their designee. |
---|
1101 | | - | (3) The compact commission shall by rule or bylaw establish a |
---|
1102 | | - | term of office for delegates and may by rule or bylaw establish term |
---|
1103 | | - | limits. |
---|
1104 | | - | (4) The compact commission may recommend removal or |
---|
1105 | | - | suspension of any delegate from office. |
---|
1106 | | - | (5) A member state's licensing authority shall fill any vacancy of |
---|
1107 | | - | its delegate occurring on the compact commission within 60 days of the |
---|
1108 | | - | vacancy. |
---|
1109 | | - | (6) Each delegate shall be entitled to one vote on all matters |
---|
1110 | | - | before the compact commission requiring a vote by the delegates. |
---|
1111 | | - | (7) Delegates shall meet and vote by such means as set forth in the HOUSE BILL No. 2069—page 19 |
---|
1112 | | - | bylaws. The bylaws may provide for delegates to meet and vote in |
---|
1113 | | - | person or by telecommunication, video conference or other means of |
---|
1114 | | - | communication. |
---|
1115 | | - | (8) The compact commission shall meet at least once during each |
---|
1116 | | - | calendar year. Additional meetings may be held as set forth in the |
---|
1117 | | - | bylaws. The compact commission may meet in person or by |
---|
1118 | | - | telecommunication, video conference or other means of |
---|
1119 | | - | communication. |
---|
1120 | | - | (c) The compact commission shall have the following powers: |
---|
1121 | | - | (1) Establish the fiscal year of the compact commission; |
---|
1122 | | - | (2) establish code of conduct and conflict of interest policies; |
---|
1123 | | - | (3) establish and amend rules and bylaws; |
---|
1124 | | - | (4) maintain its financial records in accordance with the bylaws; |
---|
1125 | | - | (5) meet and take such actions as are consistent with the |
---|
1126 | | - | provisions of this compact, the compact commission's rules and the |
---|
1127 | | - | bylaws; |
---|
1128 | | - | (6) initiate and conclude legal proceedings or actions in the name |
---|
1129 | | - | of the compact commission, except that the standing of any licensing |
---|
1130 | | - | authority to sue or be sued under applicable law shall not be affected; |
---|
1131 | | - | (7) maintain and certify records and information provided to a |
---|
1132 | | - | member state as the authenticated business records of the compact |
---|
1133 | | - | commission and designate an agent to do so on the compact |
---|
1134 | | - | commission's behalf; |
---|
1135 | | - | (8) purchase and maintain insurance and bonds; |
---|
1136 | | - | (9) borrow, accept or contract for services of personnel, including, |
---|
1137 | | - | but not limited to, employees of a member state; |
---|
1138 | | - | (10) conduct an annual financial review; |
---|
1139 | | - | (11) hire employees, elect or appoint officers, fix compensation, |
---|
1140 | | - | define duties, grant such individuals appropriate authority to carry out |
---|
1141 | | - | the purposes of the compact and establish the compact commission's |
---|
1142 | | - | personnel policies and programs relating to conflicts of interest, |
---|
1143 | | - | qualifications of personnel and other related personnel matters; |
---|
1144 | | - | (12) assess and collect fees; |
---|
1145 | | - | (13) accept any and all appropriate donations, grants of money, |
---|
1146 | | - | other sources of revenue, equipment, supplies, materials, services and |
---|
1147 | | - | gifts, and receive, utilize and dispose of the same except that at all |
---|
1148 | | - | times the compact commission shall avoid any actual or appearance of |
---|
1149 | | - | impropriety or conflict of interest; |
---|
1150 | | - | (14) lease, purchase, retain, own, hold, improve or use any |
---|
1151 | | - | property, real, personal or mixed or any undivided interest therein; |
---|
1152 | | - | (15) sell, convey, mortgage, pledge, lease, exchange, abandon or |
---|
1153 | | - | otherwise dispose of any property real, personal or mixed; |
---|
1154 | | - | (16) establish a budget and make expenditures; |
---|
1155 | | - | (17) borrow money; |
---|
1156 | | - | (18) appoint committees, including standing committees, |
---|
1157 | | - | composed of members, state regulators, state legislators or their |
---|
1158 | | - | representatives, consumer representatives and such other interested |
---|
1159 | | - | persons as may be designated in this compact or the bylaws; |
---|
1160 | | - | (19) provide and receive information from, and cooperate with, |
---|
1161 | | - | law enforcement agencies; |
---|
1162 | | - | (20) establish and elect an executive committee, including a chair |
---|
1163 | | - | and a vice chair; |
---|
1164 | | - | (21) determine whether a state's adopted language is materially |
---|
1165 | | - | different from the model compact language such that the state would |
---|
1166 | | - | not qualify for participation in the compact; and |
---|
1167 | | - | (22) perform such other functions as may be necessary or |
---|
1168 | | - | appropriate to achieve the purposes of this compact. |
---|
1169 | | - | (d) The executive committee. |
---|
1170 | | - | (1) The executive committee shall have the power to act on behalf |
---|
1171 | | - | of the compact commission according to the terms of this compact. The |
---|
1172 | | - | powers, duties and responsibilities of the executive committee shall |
---|
1173 | | - | include: |
---|
1174 | | - | (A) Oversee the day-to-day activities of the administration of the |
---|
1175 | | - | compact including enforcement and compliance with the provisions of HOUSE BILL No. 2069—page 20 |
---|
1176 | | - | the compact and its rules and bylaws and other such duties as deemed |
---|
1177 | | - | necessary; |
---|
1178 | | - | (B) recommend to the compact commission changes to the rules |
---|
1179 | | - | or bylaws, changes to this compact legislation, fees charged to compact |
---|
1180 | | - | member states, fees charged to licensees and other fees; |
---|
1181 | | - | (C) ensure compact administration services are appropriately |
---|
1182 | | - | provided, including by contract; |
---|
1183 | | - | (D) prepare and recommend the budget; |
---|
1184 | | - | (E) maintain financial records on behalf of the compact |
---|
1185 | | - | commission; |
---|
1186 | | - | (F) monitor compact compliance of member states and provide |
---|
1187 | | - | compliance reports to the compact commission; |
---|
1188 | | - | (G) establish additional committees as necessary; |
---|
1189 | | - | (H) exercise the powers and duties of the compact commission |
---|
1190 | | - | during the interim between compact commission meetings, except for |
---|
1191 | | - | adopting or amending rules, adopting or amending bylaws and |
---|
1192 | | - | exercising any other powers and duties expressly reserved to the |
---|
1193 | | - | compact commission by rule or bylaw; and |
---|
1194 | | - | (I) other duties as provided in the rules or bylaws of the compact |
---|
1195 | | - | commission. |
---|
1196 | | - | (2) The executive committee shall be composed of nine members: |
---|
1197 | | - | (A) The chair and vice chair of the compact commission shall be |
---|
1198 | | - | voting members of the executive committee; |
---|
1199 | | - | (B) five voting members from the current membership of the |
---|
1200 | | - | compact commission, elected by the compact commission; |
---|
1201 | | - | (C) one exofficio, nonvoting member from a recognized |
---|
1202 | | - | professional association representing dietitians; and |
---|
1203 | | - | (D) one exofficio, nonvoting member from a recognized national |
---|
1204 | | - | credentialing organization for dietitians. |
---|
1205 | | - | (3) The compact commission may remove any member of the |
---|
1206 | | - | executive committee as provided in the compact commission's bylaws. |
---|
1207 | | - | (4) The executive committee shall meet at least annually. |
---|
1208 | | - | (A) Executive committee meetings shall be open to the public, |
---|
1209 | | - | except that the executive committee may meet in a closed, nonpublic |
---|
1210 | | - | meeting as provided in subsection (f)(2). |
---|
1211 | | - | (B) The executive committee shall give 30 days' notice of its |
---|
1212 | | - | meetings, posted on the website of the compact commission and as |
---|
1213 | | - | determined to provide notice to persons with an interest in the business |
---|
1214 | | - | of the compact commission. |
---|
1215 | | - | (C) The executive committee may hold a special meeting in |
---|
1216 | | - | accordance with subsection (f)(1)(B). |
---|
1217 | | - | (e) The compact commission shall adopt and provide to the |
---|
1218 | | - | member states an annual report. |
---|
1219 | | - | (f) Meetings of the compact commission. |
---|
1220 | | - | (1) All meetings shall be open to the public, except that the |
---|
1221 | | - | compact commission may meet in a closed, nonpublic meeting as |
---|
1222 | | - | provided in subsection (f)(2). |
---|
1223 | | - | (A) Public notice for all meetings of the full compact commission |
---|
1224 | | - | shall be given in the same manner as required under the rulemaking |
---|
1225 | | - | provisions in section 10, except that the compact commission may hold |
---|
1226 | | - | a special meeting as provided in subsection (f)(1)(B). |
---|
1227 | | - | (B) The compact commission may hold a special meeting when it |
---|
1228 | | - | shall meet to conduct emergency business by giving 24 hours' notice to |
---|
1229 | | - | all member states on the compact commission's website and other |
---|
1230 | | - | means as provided in the compact commission's rules. The compact |
---|
1231 | | - | commission's legal counsel shall certify that the compact commission's |
---|
1232 | | - | need to meet qualifies as an emergency. |
---|
1233 | | - | (2) The compact commission or the executive committee or other |
---|
1234 | | - | committees of the compact commission may convene in a closed, |
---|
1235 | | - | nonpublic meeting for the compact commission or executive committee |
---|
1236 | | - | or other committees of the compact commission to receive legal advice |
---|
1237 | | - | or to discuss: |
---|
1238 | | - | (A) Noncompliance of a member state with its obligations under |
---|
1239 | | - | the compact; HOUSE BILL No. 2069—page 21 |
---|
1240 | | - | (B) the employment, compensation, discipline or other matters, |
---|
1241 | | - | practices or procedures related to specific employees; |
---|
1242 | | - | (C) current or threatened discipline of a licensee by the compact |
---|
1243 | | - | commission or by a member state's licensing authority; |
---|
1244 | | - | (D) current, threatened or reasonably anticipated litigation; |
---|
1245 | | - | (E) negotiation of contracts for the purchase, lease, or sale of |
---|
1246 | | - | goods, services or real estate; |
---|
1247 | | - | (F) accusing any person of a crime or formally censuring any |
---|
1248 | | - | person; |
---|
1249 | | - | (G) trade secrets or commercial or financial information that is |
---|
1250 | | - | privileged or confidential; |
---|
1251 | | - | (H) information of a personal nature where disclosure would |
---|
1252 | | - | constitute a clearly unwarranted invasion of personal privacy; |
---|
1253 | | - | (I) investigative records compiled for law enforcement purposes; |
---|
1254 | | - | (J) information related to any investigative reports prepared by or |
---|
1255 | | - | on behalf of or for use of the compact commission or other committee |
---|
1256 | | - | charged with responsibility of investigation or determination of |
---|
1257 | | - | compliance issues pursuant to the compact; |
---|
1258 | | - | (K) matters specifically exempted from disclosure by federal or |
---|
1259 | | - | member state law; or |
---|
1260 | | - | (L) other matters as specified in the rules of the compact |
---|
1261 | | - | commission. |
---|
1262 | | - | (3) If a meeting, or portion of a meeting, is closed, the presiding |
---|
1263 | | - | officer shall state that the meeting will be closed and reference each |
---|
1264 | | - | relevant exempting provision, and such reference shall be recorded in |
---|
1265 | | - | the minutes. |
---|
1266 | | - | (4) The compact commission shall keep minutes that fully and |
---|
1267 | | - | clearly describe all matters discussed in a meeting and provide a full |
---|
1268 | | - | and accurate summary of actions taken, and the reasons therefore, |
---|
1269 | | - | including a description of the views expressed. All documents |
---|
1270 | | - | considered in connection with an action shall be identified in such |
---|
1271 | | - | minutes. All minutes and documents of a closed meeting shall remain |
---|
1272 | | - | under seal, subject to release only by a majority vote of the compact |
---|
1273 | | - | commission or order of a court of competent jurisdiction. |
---|
1274 | | - | (g) Financing of the compact commission. |
---|
1275 | | - | (1) The compact commission shall pay, or provide for the payment |
---|
1276 | | - | of, the reasonable expenses of its establishment, organization and |
---|
1277 | | - | ongoing activities. |
---|
1278 | | - | (2) The compact commission may accept any and all appropriate |
---|
1279 | | - | revenue sources as provided in subsection (c)(13). |
---|
1280 | | - | (3) The compact commission may levy on and collect an annual |
---|
1281 | | - | assessment from each member state and impose fees on licensees of |
---|
1282 | | - | member states to whom it grants a compact privilege to cover the cost |
---|
1283 | | - | of the operations and activities of the compact commission and its staff |
---|
1284 | | - | that shall, in a total amount, be sufficient to cover its annual budget as |
---|
1285 | | - | approved each year for which revenue is not provided by other sources. |
---|
1286 | | - | The aggregate annual assessment amount for member states shall be |
---|
1287 | | - | allocated based upon a formula that the compact commission shall |
---|
1288 | | - | promulgate by rule. |
---|
1289 | | - | (4) The compact commission shall not incur obligations of any |
---|
1290 | | - | kind prior to securing the funds adequate to meet the same, nor shall |
---|
1291 | | - | the compact commission pledge the credit of any of the member states |
---|
1292 | | - | except by and with the authority of the member state. |
---|
1293 | | - | (5) The compact commission shall keep accurate accounts of all |
---|
1294 | | - | receipts and disbursements. The receipts and disbursements of the |
---|
1295 | | - | compact commission shall be subject to the financial review and |
---|
1296 | | - | accounting procedures established under its bylaws. All receipts and |
---|
1297 | | - | disbursements of funds handled by the compact commission shall be |
---|
1298 | | - | subject to an annual financial review by a certified or licensed public |
---|
1299 | | - | accountant, and the report of the financial review shall be included in |
---|
1300 | | - | and become part of the annual report of the compact commission. |
---|
1301 | | - | (h) Qualified immunity, defense and indemnification. |
---|
1302 | | - | (1) The members, officers, executive director, employees and |
---|
1303 | | - | representatives of the compact commission shall be immune from suit HOUSE BILL No. 2069—page 22 |
---|
1304 | | - | and liability, both personally and in their official capacity, for any claim |
---|
1305 | | - | for damage to or loss of property or personal injury or other civil |
---|
1306 | | - | liability caused by or arising out of any actual or alleged act, error or |
---|
1307 | | - | omission that occurred, or that the person against whom the claim is |
---|
1308 | | - | made had a reasonable basis for believing occurred within the scope of |
---|
1309 | | - | compact commission employment, duties or responsibilities, except |
---|
1310 | | - | that nothing in this paragraph shall be construed to protect any such |
---|
1311 | | - | person from suit or liability for any damage, loss, injury or liability |
---|
1312 | | - | caused by the intentional or willful or wanton misconduct of that |
---|
1313 | | - | person. The procurement of insurance of any type by the compact |
---|
1314 | | - | commission shall not in any way compromise or limit the immunity |
---|
1315 | | - | granted hereunder. |
---|
1316 | | - | (2) The compact commission shall defend any member, officer, |
---|
1317 | | - | executive director, employee and representative of the compact |
---|
1318 | | - | commission in any civil action seeking to impose liability arising out of |
---|
1319 | | - | any actual or alleged act, error or omission that occurred within the |
---|
1320 | | - | scope of compact commission employment, duties or responsibilities or |
---|
1321 | | - | as determined by the compact commission that the person against |
---|
1322 | | - | whom the claim is made had a reasonable basis for believing occurred |
---|
1323 | | - | within the scope of compact commission employment, duties or |
---|
1324 | | - | responsibilities, except that nothing herein shall be construed to |
---|
1325 | | - | prohibit that person from retaining their own counsel at their own |
---|
1326 | | - | expense and that the actual or alleged act, error or omission did not |
---|
1327 | | - | result from that person's intentional or willful or wanton misconduct. |
---|
1328 | | - | (3) The compact commission shall indemnify and hold harmless |
---|
1329 | | - | any member, officer, executive director, employee and representative of |
---|
1330 | | - | the compact commission for the amount of any settlement or judgment |
---|
1331 | | - | obtained against that person arising out of any actual or alleged act, |
---|
1332 | | - | error or omission that occurred within the scope of compact |
---|
1333 | | - | commission employment, duties or responsibilities, or that such person |
---|
1334 | | - | had a reasonable basis for believing occurred within the scope of |
---|
1335 | | - | compact commission employment, duties or responsibilities, except |
---|
1336 | | - | that the actual or alleged act, error or omission did not result from the |
---|
1337 | | - | intentional or willful or wanton misconduct of that person. |
---|
1338 | | - | (4) Nothing in this compact shall be construed as a limitation on |
---|
1339 | | - | the liability of any licensee for professional malpractice or misconduct, |
---|
1340 | | - | which shall be governed solely by any other applicable state laws. |
---|
1341 | | - | (5) Nothing in this compact shall be interpreted to waive or |
---|
1342 | | - | otherwise abrogate a member state's state action immunity or state |
---|
1343 | | - | action affirmative defense with respect to antitrust claims under the |
---|
1344 | | - | Sherman antitrust act of 1890, the Clayton act 15 U.S.C. §§ 12-27 or |
---|
1345 | | - | any other state or federal antitrust or anticompetitive law or regulation. |
---|
1346 | | - | (6) Nothing in this compact shall be construed to be a waiver of |
---|
1347 | | - | sovereign immunity by the member states or by the compact |
---|
1348 | | - | commission. |
---|
1349 | | - | SECTION 9—DATA SYSTEMS |
---|
1350 | | - | (a) The compact commission shall provide for the development, |
---|
1351 | | - | maintenance, operation and utilization of a coordinated data system. |
---|
1352 | | - | (b) The compact commission shall assign each applicant for a |
---|
1353 | | - | compact privilege a unique identifier, as determined by the rules of the |
---|
1354 | | - | compact commission. |
---|
1355 | | - | (c) Notwithstanding any other provision of state law to the |
---|
1356 | | - | contrary, a member state shall submit a uniform data set to the data |
---|
1357 | | - | system on all individuals to whom this compact is applicable as |
---|
1358 | | - | required by the rules of the compact commission, including: |
---|
1359 | | - | (1) Identifying information; |
---|
1360 | | - | (2) licensure data; |
---|
1361 | | - | (3) adverse actions against a license or compact privilege and |
---|
1362 | | - | information related thereto; |
---|
1363 | | - | (4) nonconfidential information related to alternative program |
---|
1364 | | - | participation, the beginning and ending dates of such participation and |
---|
1365 | | - | other information related to such participation not made confidential HOUSE BILL No. 2069—page 23 |
---|
1366 | | - | under member state law; |
---|
1367 | | - | (5) any denial of application for licensure and the reason for such |
---|
1368 | | - | denial; |
---|
1369 | | - | (6) the presence of current significant investigative information; |
---|
1370 | | - | and |
---|
1371 | | - | (7) other information that may facilitate the administration of this |
---|
1372 | | - | compact or the protection of the public, as determined by the rules of |
---|
1373 | | - | the compact commission. |
---|
1374 | | - | (d) The records and information provided to a member state |
---|
1375 | | - | pursuant to this compact or through the data system, when certified by |
---|
1376 | | - | the compact commission or an agent thereof, shall constitute the |
---|
1377 | | - | authenticated business records of the compact commission and shall be |
---|
1378 | | - | entitled to any associated hearsay exception in any relevant judicial, |
---|
1379 | | - | quasi-judicial or administrative proceedings in a member state. |
---|
1380 | | - | (e) Current significant investigative information pertaining to a |
---|
1381 | | - | licensee in any member state shall only be available to other member |
---|
1382 | | - | states. |
---|
1383 | | - | (f) Member states shall report any adverse action against a |
---|
1384 | | - | licensee and to monitor the data system to determine whether any |
---|
1385 | | - | adverse action has been taken against a licensee. Adverse action |
---|
1386 | | - | information pertaining to a licensee in any member state shall be |
---|
1387 | | - | available to any other member state. |
---|
1388 | | - | (g) Member states contributing information to the data system |
---|
1389 | | - | may designate information that shall not be shared with the public |
---|
1390 | | - | without the express permission of the contributing state. |
---|
1391 | | - | (h) Any information submitted to the data system that is |
---|
1392 | | - | subsequently expunged pursuant to federal law or the laws of the |
---|
1393 | | - | member state contributing the information shall be removed from the |
---|
1394 | | - | data system. |
---|
1395 | | - | SECTION 10—RULEMAKING |
---|
1396 | | - | (a) The compact commission shall promulgate reasonable rules in |
---|
1397 | | - | order to effectively and efficiently implement and administer the |
---|
1398 | | - | purposes and provisions of the compact. A rule shall be invalid and |
---|
1399 | | - | have no force or effect only if a court of competent jurisdiction holds |
---|
1400 | | - | that the rule is invalid because the compact commission exercised its |
---|
1401 | | - | rulemaking authority in a manner that is beyond the scope and purposes |
---|
1402 | | - | of the compact, or the powers granted hereunder, or based upon another |
---|
1403 | | - | applicable standard of review. |
---|
1404 | | - | (b) The rules of the compact commission shall have the force of |
---|
1405 | | - | law in each member state, except that where the rules conflict with the |
---|
1406 | | - | laws or regulations of a member state that relate to the procedures, |
---|
1407 | | - | actions and processes a licensed dietitian is permitted to undertake in |
---|
1408 | | - | that state and the circumstances under which they may do so, as held by |
---|
1409 | | - | a court of competent jurisdiction, the rules of the compact commission |
---|
1410 | | - | shall be ineffective in that state to the extent of the conflict. |
---|
1411 | | - | (c) The compact commission shall exercise its rulemaking powers |
---|
1412 | | - | pursuant to the criteria set forth in this section and the rules adopted |
---|
1413 | | - | thereunder. Rules shall become binding on the day following adoption |
---|
1414 | | - | or as of the date specified in the rule or amendment, whichever is later. |
---|
1415 | | - | (d) If a majority of the legislatures of the member states rejects a |
---|
1416 | | - | rule or portion of a rule, by enactment of a statute or resolution in the |
---|
1417 | | - | same manner used to adopt the compact within four years of the date of |
---|
1418 | | - | adoption of the rule, then such rule shall have no further force and |
---|
1419 | | - | effect in any member state. |
---|
1420 | | - | (e) Rules shall be adopted at a regular or special meeting of the |
---|
1421 | | - | compact commission. |
---|
1422 | | - | (f) Prior to adoption of a proposed rule, the compact commission |
---|
1423 | | - | shall hold a public hearing and allow persons to provide oral and |
---|
1424 | | - | written comments, data, facts, opinions and arguments. |
---|
1425 | | - | (g) Prior to adoption of a proposed rule by the compact |
---|
1426 | | - | commission and at least 30 days in advance of the meeting at which the |
---|
1427 | | - | compact commission will hold a public hearing on the proposed rule, HOUSE BILL No. 2069—page 24 |
---|
1428 | | - | the compact commission shall provide a notice of proposed |
---|
1429 | | - | rulemaking: |
---|
1430 | | - | (1) On the website of the compact commission or other publicly |
---|
1431 | | - | accessible platform; |
---|
1432 | | - | (2) to persons who have requested notice of the compact |
---|
1433 | | - | commission's notices of proposed rulemaking; and |
---|
1434 | | - | (3) in such other way as the compact commission may by rule |
---|
1435 | | - | specify. |
---|
1436 | | - | (h) The notice of proposed rulemaking shall include: |
---|
1437 | | - | (1) The time, date and location of the public hearing at which the |
---|
1438 | | - | compact commission will hear public comments on the proposed rule |
---|
1439 | | - | and, if different, the time, date and location of the meeting where the |
---|
1440 | | - | compact commission will consider and vote on the proposed rule; |
---|
1441 | | - | (2) if the hearing is held via telecommunication, video conference |
---|
1442 | | - | or other means of communication, the compact commission shall |
---|
1443 | | - | include the mechanism for access to the hearing in the notice of |
---|
1444 | | - | proposed rulemaking; |
---|
1445 | | - | (3) the text of the proposed rule and the reason therefor; |
---|
1446 | | - | (4) a request for comments on the proposed rule from any |
---|
1447 | | - | interested person; and |
---|
1448 | | - | (5) the manner in which interested persons may submit written |
---|
1449 | | - | comments. |
---|
1450 | | - | (i) All hearings shall be recorded. A copy of the recording and all |
---|
1451 | | - | written comments and documents received by the compact commission |
---|
1452 | | - | in response to the proposed rule shall be available to the public. |
---|
1453 | | - | (j) Nothing in this section shall be construed as requiring a |
---|
1454 | | - | separate hearing on each rule. Rules may be grouped for the |
---|
1455 | | - | convenience of the compact commission at hearings required by this |
---|
1456 | | - | section. |
---|
1457 | | - | (k) The compact commission shall, by majority vote of all |
---|
1458 | | - | members, take final action on the proposed rule based on the |
---|
1459 | | - | rulemaking record and the full text of the rule. |
---|
1460 | | - | (1) The compact commission may adopt changes to the proposed |
---|
1461 | | - | rule if the changes do not enlarge the original purpose of the proposed |
---|
1462 | | - | rule. |
---|
1463 | | - | (2) The compact commission shall provide an explanation of the |
---|
1464 | | - | reasons for substantive changes made to the proposed rule as well as |
---|
1465 | | - | reasons for substantive changes not made that were recommended by |
---|
1466 | | - | commenters. |
---|
1467 | | - | (3) The compact commission shall determine a reasonable |
---|
1468 | | - | effective date for the rule. Except for an emergency as provided in |
---|
1469 | | - | subsection (l), the effective date of the rule shall be not sooner than 30 |
---|
1470 | | - | days after issuing the notice that it adopted or amended the rule. |
---|
1471 | | - | (l) Upon determination that an emergency exists, the compact |
---|
1472 | | - | commission may consider and adopt an emergency rule with 24 hours' |
---|
1473 | | - | notice, with an opportunity to comment, except that the usual |
---|
1474 | | - | rulemaking procedures provided in the compact and this section shall |
---|
1475 | | - | be retroactively applied to the rule as soon as reasonably possible but |
---|
1476 | | - | not later than 90 days after the effective date of the rule. For the |
---|
1477 | | - | purposes of this provision, an emergency rule is one that shall be |
---|
1478 | | - | adopted immediately in order to: |
---|
1479 | | - | (1) Meet an imminent threat to public health, safety or welfare; |
---|
1480 | | - | (2) prevent a loss of compact commission or member state funds; |
---|
1481 | | - | (3) meet a deadline for the promulgation of a rule that is |
---|
1482 | | - | established by federal law or rule; or |
---|
1483 | | - | (4) protect public health and safety. |
---|
1484 | | - | (m) The compact commission or an authorized committee of the |
---|
1485 | | - | compact commission may direct revision to a previously adopted rule |
---|
1486 | | - | for purposes of correcting typographical errors, errors in format, errors |
---|
1487 | | - | in consistency or grammatical errors. Public notice of any revision shall |
---|
1488 | | - | be posted on the website of the compact commission. The revision shall |
---|
1489 | | - | be subject to challenge by any person for a period of 30 days after |
---|
1490 | | - | posting. The revision may be challenged only on grounds that the |
---|
1491 | | - | revision results in a material change to a rule. A challenge shall be HOUSE BILL No. 2069—page 25 |
---|
1492 | | - | made in writing and delivered to the compact commission prior to the |
---|
1493 | | - | end of the notice period. If no challenge is made, the revision shall take |
---|
1494 | | - | effect without further action. If the revision is challenged, the revision |
---|
1495 | | - | may not take effect without the approval of the compact commission. |
---|
1496 | | - | (n) No member state's rulemaking requirements shall apply under |
---|
1497 | | - | this compact. |
---|
1498 | | - | SECTION 11—OVERSIGHT, DISPUTE RESOLUTION AND |
---|
1499 | | - | ENFORCEMENT |
---|
1500 | | - | (a) Oversight. |
---|
1501 | | - | (1) The executive and judicial branches of state government in |
---|
1502 | | - | each member state shall enforce this compact and take all actions |
---|
1503 | | - | necessary and appropriate to implement this compact. |
---|
1504 | | - | (2) Except as otherwise provided in this compact, venue is proper |
---|
1505 | | - | and judicial proceedings by or against the compact commission shall be |
---|
1506 | | - | brought solely and exclusively in a court of competent jurisdiction |
---|
1507 | | - | where the principal office of the compact commission is located. The |
---|
1508 | | - | compact commission may waive venue and jurisdictional defenses to |
---|
1509 | | - | the extent it adopts or consents to participate in alternative dispute |
---|
1510 | | - | resolution proceedings. Nothing herein shall affect or limit the selection |
---|
1511 | | - | or propriety of venue in any action against a licensee for professional |
---|
1512 | | - | malpractice, misconduct or any such similar matter. |
---|
1513 | | - | (3) The compact commission shall be entitled to receive service of |
---|
1514 | | - | process in any proceeding regarding the enforcement or interpretation |
---|
1515 | | - | of the compact and shall have standing to intervene in such a |
---|
1516 | | - | proceeding for all purposes. Failure to provide the compact commission |
---|
1517 | | - | service of process shall render a judgment or order void as to the |
---|
1518 | | - | compact commission, this compact or promulgated rules. |
---|
1519 | | - | (b) Default, technical assistance and termination. |
---|
1520 | | - | (1) If the compact commission determines that a member state has |
---|
1521 | | - | defaulted in the performance of its obligations or responsibilities under |
---|
1522 | | - | this compact or the promulgated rules, the compact commission shall |
---|
1523 | | - | provide written notice to the defaulting state. The notice of default shall |
---|
1524 | | - | describe the default, the proposed means of curing the default and any |
---|
1525 | | - | other action that the compact commission may take and shall offer |
---|
1526 | | - | training and specific technical assistance regarding the default. |
---|
1527 | | - | (2) The compact commission shall provide a copy of the notice of |
---|
1528 | | - | default to the other member states. |
---|
1529 | | - | (c) If a state in default fails to cure the default, the defaulting state |
---|
1530 | | - | may be terminated from the compact upon an affirmative vote of a |
---|
1531 | | - | majority of the delegates of the member states, and all rights, privileges |
---|
1532 | | - | and benefits conferred on that state by this compact may be terminated |
---|
1533 | | - | on the effective date of termination. A cure of the default does not |
---|
1534 | | - | relieve the offending state of obligations or liabilities incurred during |
---|
1535 | | - | the period of default. |
---|
1536 | | - | (d) Termination of membership in the compact shall be imposed |
---|
1537 | | - | only after all other means of securing compliance have been exhausted. |
---|
1538 | | - | Notice of intent to suspend or terminate shall be given by the compact |
---|
1539 | | - | commission to the governor, the majority and minority leaders of the |
---|
1540 | | - | defaulting state's legislature, the defaulting state's licensing authority |
---|
1541 | | - | and each of the member states' licensing authority. |
---|
1542 | | - | (e) A state that has been terminated is responsible for all |
---|
1543 | | - | assessments, obligations and liabilities incurred through the effective |
---|
1544 | | - | date of termination, including obligations that extend beyond the |
---|
1545 | | - | effective date of termination. |
---|
1546 | | - | (f) Upon the termination of a state's membership from this |
---|
1547 | | - | compact, that state shall immediately provide notice to all licensees |
---|
1548 | | - | within that state of such termination. The terminated state shall |
---|
1549 | | - | continue to recognize all compact privileges granted pursuant to this |
---|
1550 | | - | compact for a minimum of six months after the date of said notice of |
---|
1551 | | - | termination. |
---|
1552 | | - | (g) The compact commission shall not bear any costs related to a |
---|
1553 | | - | state that is found to be in default or that has been terminated from the HOUSE BILL No. 2069—page 26 |
---|
1554 | | - | compact, unless agreed upon in writing between the compact |
---|
1555 | | - | commission and the defaulting state. |
---|
1556 | | - | (h) The defaulting state may appeal the action of the compact |
---|
1557 | | - | commission by petitioning the United States district court for the |
---|
1558 | | - | District of Columbia or the federal district where the compact |
---|
1559 | | - | commission has its principal offices. The prevailing party shall be |
---|
1560 | | - | awarded all costs of such litigation, including reasonable attorney fees. |
---|
1561 | | - | (i) Dispute resolution. |
---|
1562 | | - | (1) Upon request by a member state, the compact commission |
---|
1563 | | - | shall attempt to resolve disputes related to the compact that arise among |
---|
1564 | | - | member states and among member and nonmember states. |
---|
1565 | | - | (2) The compact commission shall promulgate a rule providing for |
---|
1566 | | - | both mediation and binding dispute resolution for disputes as |
---|
1567 | | - | appropriate. |
---|
1568 | | - | (j) Enforcement. |
---|
1569 | | - | (1) By supermajority vote, the compact commission may initiate |
---|
1570 | | - | legal action against a member state in default in the United States |
---|
1571 | | - | district court for the District of Columbia or the federal district where |
---|
1572 | | - | the compact commission has its principal offices to enforce compliance |
---|
1573 | | - | with the provisions of the compact and its promulgated rules. The relief |
---|
1574 | | - | sought may include both injunctive relief and damages. In the event |
---|
1575 | | - | that judicial enforcement is necessary, the prevailing party shall be |
---|
1576 | | - | awarded all costs of such litigation, including reasonable attorney fees. |
---|
1577 | | - | The remedies herein shall not be the exclusive remedies of the compact |
---|
1578 | | - | commission. The compact commission may pursue any other remedies |
---|
1579 | | - | available under federal or the defaulting member state's law. |
---|
1580 | | - | (2) A member state may initiate legal action against the compact |
---|
1581 | | - | commission in the United States district court for the District of |
---|
1582 | | - | Columbia or the federal district where the compact commission has its |
---|
1583 | | - | principal offices to enforce compliance with the provisions of the |
---|
1584 | | - | compact and its promulgated rules. The relief sought may include both |
---|
1585 | | - | injunctive relief and damages. In the event that judicial enforcement is |
---|
1586 | | - | necessary, the prevailing party shall be awarded all costs of such |
---|
1587 | | - | litigation, including reasonable attorney fees. |
---|
1588 | | - | (3) No party other than a member state shall enforce this compact |
---|
1589 | | - | against the compact commission. |
---|
1590 | | - | SECTION 12—EFFECTIVE DATE, WITHDRAWAL AND |
---|
1591 | | - | AMENDMENT |
---|
1592 | | - | (a) The compact shall come into effect on the date that the |
---|
1593 | | - | compact statute is enacted into law in the seventh member state. |
---|
1594 | | - | (1) On or after the effective date of the compact, the compact |
---|
1595 | | - | commission shall convene and review the enactment of each of the first |
---|
1596 | | - | seven member states, "charter member states," to determine if the |
---|
1597 | | - | statute enacted by each such charter member state is materially |
---|
1598 | | - | different than the model compact statute. |
---|
1599 | | - | (A) A charter member state whose enactment is found to be |
---|
1600 | | - | materially different from the model compact statute shall be entitled to |
---|
1601 | | - | the default process set forth in section 11. |
---|
1602 | | - | (B) If any member state is later found to be in default, or is |
---|
1603 | | - | terminated or withdraws from the compact, the compact commission |
---|
1604 | | - | shall remain in existence and the compact shall remain in effect even if |
---|
1605 | | - | the number of member states should be fewer than seven. |
---|
1606 | | - | (2) Member states enacting the compact subsequent to the seven |
---|
1607 | | - | initial charter member states shall be subject to the process set forth in |
---|
1608 | | - | section 8(c)(21) to determine if their enactments are materially different |
---|
1609 | | - | from the model compact statute and whether they qualify for |
---|
1610 | | - | participation in the compact. |
---|
1611 | | - | (3) All actions taken for the benefit of the compact commission or |
---|
1612 | | - | in furtherance of the purposes of the administration of the compact |
---|
1613 | | - | prior to the effective date of the compact or the compact commission |
---|
1614 | | - | coming into existence shall be considered to be actions of the compact |
---|
1615 | | - | commission unless specifically repudiated by the compact commission. HOUSE BILL No. 2069—page 27 |
---|
1616 | | - | (4) Any state that joins the compact subsequent to the compact |
---|
1617 | | - | commission's initial adoption of the rules and bylaws shall be subject to |
---|
1618 | | - | the rules and bylaws as they exist on the date that the compact becomes |
---|
1619 | | - | law in that state. Any rule that has been previously adopted by the |
---|
1620 | | - | compact commission shall have the full force and effect of law on the |
---|
1621 | | - | day the compact becomes law in that state. |
---|
1622 | | - | (b) Any member state may withdraw from this compact by |
---|
1623 | | - | enacting a statute repealing such compact. |
---|
1624 | | - | (1) A member state's withdrawal shall not take effect until 180 |
---|
1625 | | - | days after enactment of the repealing statute. |
---|
1626 | | - | (2) Withdrawal shall not affect the continuing requirement of the |
---|
1627 | | - | withdrawing state's licensing authority to comply with the investigative |
---|
1628 | | - | and adverse action reporting requirements of this compact prior to the |
---|
1629 | | - | effective date of withdrawal. |
---|
1630 | | - | (3) Upon the enactment of a statute withdrawing from this |
---|
1631 | | - | compact, a state shall immediately provide notice of such withdrawal to |
---|
1632 | | - | all licensees within that state. Notwithstanding any subsequent |
---|
1633 | | - | statutory enactment to the contrary, such withdrawing state shall |
---|
1634 | | - | continue to recognize all compact privileges granted pursuant to this |
---|
1635 | | - | compact for a minimum of 180 days after the date of such notice of |
---|
1636 | | - | withdrawal. |
---|
1637 | | - | (c) Nothing contained in this compact shall be construed to |
---|
1638 | | - | invalidate or prevent any licensure agreement or other cooperative |
---|
1639 | | - | arrangement between a member state and a nonmember state that does |
---|
1640 | | - | not conflict with the provisions of this compact. |
---|
1641 | | - | (d) This compact may be amended by the member states. No |
---|
1642 | | - | amendment to this compact shall become effective and binding upon |
---|
1643 | | - | any member state until it is enacted into the laws of all member states. |
---|
1644 | | - | SECTION 13—CONSTRUCTION AND SEVERABILITY |
---|
1645 | | - | (a) This compact and the compact commission's rulemaking |
---|
1646 | | - | authority shall be liberally construed so as to effectuate the purposes |
---|
1647 | | - | and the implementation and administration of the compact. Provisions |
---|
1648 | | - | of the compact expressly authorizing or requiring the promulgation of |
---|
1649 | | - | rules shall not be construed to limit the compact commission's |
---|
1650 | | - | rulemaking authority solely for those purposes. |
---|
1651 | | - | (b) The provisions of this compact shall be severable and if any |
---|
1652 | | - | phrase, clause, sentence or provision of this compact is held by a court |
---|
1653 | | - | of competent jurisdiction to be contrary to the constitution of any |
---|
1654 | | - | member state, a state seeking participation in the compact or of the |
---|
1655 | | - | United States, or the applicability thereof to any government, agency, |
---|
1656 | | - | person or circumstance is held to be unconstitutional by a court of |
---|
1657 | | - | competent jurisdiction, the validity of the remainder of this compact |
---|
1658 | | - | and the applicability thereof to any other government, agency, person |
---|
1659 | | - | or circumstance shall not be affected thereby. |
---|
1660 | | - | (c) Notwithstanding subsection (b), the compact commission may |
---|
1661 | | - | deny a state's participation in the compact or, in accordance with the |
---|
1662 | | - | requirements of section 11(b), terminate a member state's participation |
---|
1663 | | - | in the compact if it determines that a constitutional requirement of a |
---|
1664 | | - | member state is a material departure from the compact. If this compact |
---|
1665 | | - | shall be held to be contrary to the constitution of any member state, the |
---|
1666 | | - | compact shall remain in full force and effect as to the remaining |
---|
1667 | | - | member states and in full force and effect as to the member state |
---|
1668 | | - | affected as to all severable matters. |
---|
1669 | | - | SECTION 14—CONSISTENT EFFECT AND CONFLICT |
---|
1670 | | - | WITH OTHER STATE LAWS |
---|
1671 | | - | (a) Nothing in this compact shall prevent or inhibit the |
---|
1672 | | - | enforcement of any other law of a member state that is not inconsistent |
---|
1673 | | - | with the compact. |
---|
1674 | | - | (b) Any laws, statutes, rules and regulations or other legal |
---|
1675 | | - | requirements in a member state in conflict with the compact are |
---|
1676 | | - | superseded to the extent of the conflict. HOUSE BILL No. 2069—page 28 |
---|
1677 | | - | (c) All permissible agreements between the compact commission |
---|
1678 | | - | and the member states are binding in accordance with their terms. |
---|
1679 | | - | Sec. 3. This section shall be known and may be cited as the |
---|
1680 | | - | cosmetologist licensure compact. |
---|
1681 | | - | ARTICLE 1—PURPOSE |
---|
1682 | | - | (a) The purpose of this compact is to facilitate the interstate |
---|
1683 | | - | practice and regulation of cosmetology with the goal of improving |
---|
1684 | | - | public access thereto, the safety of cosmetology services and reducing |
---|
1685 | | - | unnecessary burdens related to cosmetology licensure. Through this |
---|
1686 | | - | compact the member states seek to establish a regulatory framework |
---|
1687 | | - | that provides for a new multistate licensing program. Through this new |
---|
1688 | | - | licensing program, the member states seek to provide increased value |
---|
1689 | | - | and mobility to licensed cosmetologists in the member states, while |
---|
1690 | | - | ensuring the provision of safe, effective and reliable services to the |
---|
1691 | | - | public. |
---|
1692 | | - | (b) This compact is designed to achieve the following objectives, |
---|
1693 | | - | which are ratified by the member states to this compact: |
---|
1694 | | - | (1) Provide opportunities for interstate practice by cosmetologists |
---|
1695 | | - | who meet uniform requirements for multistate licensure; |
---|
1696 | | - | (2) enhance the abilities of member states to protect public health |
---|
1697 | | - | and safety and prevent fraud and unlicensed activity within the |
---|
1698 | | - | profession; |
---|
1699 | | - | (3) ensure and encourage cooperation between member states in |
---|
1700 | | - | the licensure and regulation of the practice of cosmetology; |
---|
1701 | | - | (4) support relocating military members and their spouses; |
---|
1702 | | - | (5) facilitate the exchange of information between member states |
---|
1703 | | - | related to the licensure, investigation and discipline of the practice of |
---|
1704 | | - | cosmetology; and |
---|
1705 | | - | (6) provide for the licensure and mobility of the workforce in the |
---|
1706 | | - | profession while addressing the shortage of workers and lessening the |
---|
1707 | | - | associated burdens on the member states. |
---|
1708 | | - | ARTICLE 2—DEFINITIONS |
---|
1709 | | - | As used in this compact, and except as otherwise provided, the |
---|
1710 | | - | following definitions shall govern the terms herein: |
---|
1711 | | - | (a) "Active military member" means any person with full-time |
---|
1712 | | - | duty status in the armed forces of the United States, including members |
---|
1713 | | - | of the national guard and reserve. |
---|
1714 | | - | (b) "Adverse action" means any administrative, civil, equitable or |
---|
1715 | | - | criminal action permitted by a member state's laws that is imposed by a |
---|
1716 | | - | state licensing authority or other regulatory body against a |
---|
1717 | | - | cosmetologist, including actions against an individual's license or |
---|
1718 | | - | authorization to practice such as revocation, suspension, probation, |
---|
1719 | | - | monitoring of the licensee, limitation of the licensee's practice or any |
---|
1720 | | - | other encumbrance on a license affecting an individual's ability to |
---|
1721 | | - | participate in the cosmetology industry, including the issuance of a |
---|
1722 | | - | cease and desist order. |
---|
1723 | | - | (c) "Authorization to practice" means a legal authorization |
---|
1724 | | - | associated with a multistate license permitting the practice of |
---|
1725 | | - | cosmetology in that remote state, which shall be subject to the |
---|
1726 | | - | enforcement jurisdiction of the state licensing authority in that remote |
---|
1727 | | - | state. |
---|
1728 | | - | (d) "Alternative program" means a non-disciplinary monitoring or |
---|
1729 | | - | prosecutorial diversion program approved by a member state's state |
---|
1730 | | - | licensing authority. |
---|
1731 | | - | (e) "Background check" means the submission of information for |
---|
1732 | | - | an applicant for the purpose of obtaining such applicant's criminal |
---|
1733 | | - | history record information, as further defined in C.F.R. § 20.3(d), from |
---|
1734 | | - | the federal bureau of investigation and the agency responsible for |
---|
1735 | | - | retaining state criminal or disciplinary history in the applicant's home |
---|
1736 | | - | state. |
---|
1737 | | - | (f) "Charter member state" means member states that have enacted HOUSE BILL No. 2069—page 29 |
---|
1738 | | - | legislation to adopt this compact where such legislation predates the |
---|
1739 | | - | effective date of this compact as defined in article 13. |
---|
1740 | | - | (g) "Commission" means the governmental agency whose |
---|
1741 | | - | membership consists of all states that have enacted this compact, |
---|
1742 | | - | known as the cosmetology licensure compact commission, as defined |
---|
1743 | | - | in article 9, and shall operate as an instrumentality of the member |
---|
1744 | | - | states. |
---|
1745 | | - | (h) "Cosmetologist" means an individual licensed in their home |
---|
1746 | | - | state to practice cosmetology. |
---|
1747 | | - | (i) "Cosmetology", "cosmetology services" and the "practice of |
---|
1748 | | - | cosmetology" mean the care and services provided by a cosmetologist |
---|
1749 | | - | as set forth in the member state's statutes and regulations in the state |
---|
1750 | | - | where the services are being provided. |
---|
1751 | | - | (j) "Current significant investigative information" means: |
---|
1752 | | - | (1) Investigative information that a state licensing authority, after |
---|
1753 | | - | an inquiry or investigation that complies with a member state's due |
---|
1754 | | - | process requirements, has reason to believe is not groundless and, if |
---|
1755 | | - | proved true, would indicate a violation of that state's laws regarding |
---|
1756 | | - | fraud or the practice of cosmetology; or |
---|
1757 | | - | (2) investigative information that indicates that a licensee has |
---|
1758 | | - | engaged in fraud or represents an immediate threat to public health and |
---|
1759 | | - | safety, regardless of whether the licensee has been notified and had an |
---|
1760 | | - | opportunity to respond. |
---|
1761 | | - | (k) "Data system" means a repository of information about |
---|
1762 | | - | licensees, including, but not limited to, license status, investigative |
---|
1763 | | - | information and adverse actions. |
---|
1764 | | - | (l) "Disqualifying event" means any event that shall disqualify an |
---|
1765 | | - | individual from holding a multistate license under this compact, which |
---|
1766 | | - | the commission may by rule or order specify. |
---|
1767 | | - | (m) "Encumbered license" means a license in which an adverse |
---|
1768 | | - | action restricts the practice of cosmetology by a licensee, or where said |
---|
1769 | | - | adverse action has been reported to the commission. |
---|
1770 | | - | (n) "Encumbrance" means a revocation or suspension of, or any |
---|
1771 | | - | limitation on, the full and unrestricted practice of cosmetology by a |
---|
1772 | | - | state licensing authority. |
---|
1773 | | - | (o) "Executive committee" means a group of delegates elected or |
---|
1774 | | - | appointed to act on behalf of and within the powers granted to them by |
---|
1775 | | - | the commission. |
---|
1776 | | - | (p) "Home state" means the member state that is a licensee's |
---|
1777 | | - | primary state of residence where such licensee holds an active and |
---|
1778 | | - | unencumbered license to practice cosmetology. |
---|
1779 | | - | (q) "Investigative information" means information, records or |
---|
1780 | | - | documents received or generated by a state licensing authority pursuant |
---|
1781 | | - | to an investigation or other inquiry. |
---|
1782 | | - | (r) "Jurisprudence requirement" means the assessment of an |
---|
1783 | | - | individual's knowledge of the laws and rules governing the practice of |
---|
1784 | | - | cosmetology in a state. |
---|
1785 | | - | (s) "Licensee" means an individual who currently holds a license |
---|
1786 | | - | from a member state to practice as a cosmetologist. |
---|
1787 | | - | (t) "Member state" means any state that has adopted this compact. |
---|
1788 | | - | (u) "Multistate license" means a license issued by and subject to |
---|
1789 | | - | the enforcement jurisdiction of the state licensing authority in a |
---|
1790 | | - | licensee's home state that authorizes the practice of cosmetology in |
---|
1791 | | - | member states and includes authorizations to practice cosmetology in |
---|
1792 | | - | all remote states pursuant to this compact. |
---|
1793 | | - | (v) "Remote state" means any member state other than the |
---|
1794 | | - | licensee's home state. |
---|
1795 | | - | (w) "Rule" means any rule or regulation adopted by the |
---|
1796 | | - | commission under this compact that has the force of law. |
---|
1797 | | - | (x) "Single-state license" means a cosmetology license issued by a |
---|
1798 | | - | member state that authorizes practice of cosmetology only within the |
---|
1799 | | - | issuing state and does not include any authorization outside of the |
---|
1800 | | - | issuing state. |
---|
1801 | | - | (y) "State" means a state, territory or possession of the United HOUSE BILL No. 2069—page 30 |
---|
1802 | | - | States and the District of Columbia. |
---|
1803 | | - | (z) "State licensing authority" means a member state's regulatory |
---|
1804 | | - | body responsible for issuing cosmetology licenses or otherwise |
---|
1805 | | - | overseeing the practice of cosmetology in that state. |
---|
1806 | | - | ARTICLE 3—MEMBER STATE REQUIREMENTS |
---|
1807 | | - | (a) To be eligible to join this compact and maintain eligibility as a |
---|
1808 | | - | member state, a state shall: |
---|
1809 | | - | (1) License and regulate cosmetology; |
---|
1810 | | - | (2) have a mechanism or entity in place to receive and investigate |
---|
1811 | | - | complaints about licensees practicing in that state; |
---|
1812 | | - | (3) require that licensees within the state pass a cosmetology |
---|
1813 | | - | competency examination prior to being licensed to provide |
---|
1814 | | - | cosmetology services to the public in that state; |
---|
1815 | | - | (4) require that licensees satisfy educational or training |
---|
1816 | | - | requirements in cosmetology prior to being licensed to provide |
---|
1817 | | - | cosmetology services to the public in that state; |
---|
1818 | | - | (5) implement procedures for considering one or more of the |
---|
1819 | | - | following categories of information from applicants for licensure: |
---|
1820 | | - | Criminal history; disciplinary history; or background check. Such |
---|
1821 | | - | procedures may include the submission of information by applicants |
---|
1822 | | - | for the purpose of obtaining an applicant's background check as defined |
---|
1823 | | - | herein; |
---|
1824 | | - | (6) participate in the data system, including through the use of |
---|
1825 | | - | unique identifying numbers; |
---|
1826 | | - | (7) share information related to adverse actions with the |
---|
1827 | | - | commission and other member states, both through the data system and |
---|
1828 | | - | otherwise; |
---|
1829 | | - | (8) notify the commission and other member states, in compliance |
---|
1830 | | - | with the terms of the compact and rules of the commission, of the |
---|
1831 | | - | existence of investigative information or current significant |
---|
1832 | | - | investigative information in the state's possession regarding a licensee |
---|
1833 | | - | practicing in that state; |
---|
1834 | | - | (9) comply with such rules as may be enacted by the commission |
---|
1835 | | - | to administer the compact; and |
---|
1836 | | - | (10) accept licensees from other member states as established |
---|
1837 | | - | herein. |
---|
1838 | | - | (b) Member states may charge a fee for granting a license to |
---|
1839 | | - | practice cosmetology. |
---|
1840 | | - | (c) Individuals not residing in a member state shall continue to be |
---|
1841 | | - | able to apply for a member state's single-state license as provided under |
---|
1842 | | - | the laws of each member state, except that the single-state license |
---|
1843 | | - | granted to these individuals shall not be recognized as granting a |
---|
1844 | | - | multistate license to provide services in any other member state. |
---|
1845 | | - | (d) Nothing in this compact shall affect the requirements |
---|
1846 | | - | established by a member state for the issuance of a single-state license. |
---|
1847 | | - | (e) A multistate license issued to a licensee by a home state to a |
---|
1848 | | - | resident of that state shall be recognized by each member state as |
---|
1849 | | - | authorizing a licensee to practice cosmetology in each member state. |
---|
1850 | | - | (f) At no point shall the commission have the power to define the |
---|
1851 | | - | educational or professional requirements for a license to practice |
---|
1852 | | - | cosmetology. The member states shall retain sole jurisdiction over the |
---|
1853 | | - | provision of these requirements. |
---|
1854 | | - | ARTICLE 4—MULTISTATE LICENSE |
---|
1855 | | - | (a) To be eligible to apply to their home state's state licensing |
---|
1856 | | - | authority for an initial multistate license under this compact, a licensee |
---|
1857 | | - | must hold an active and unencumbered single-state license to practice |
---|
1858 | | - | cosmetology in such licensee's home state. |
---|
1859 | | - | (b) Upon the receipt of an application for a multistate license, |
---|
1860 | | - | according to the rules of the commission, a member state's state |
---|
1861 | | - | licensing authority shall ascertain whether the applicant meets the |
---|
1862 | | - | requirements for a multistate license under this compact. HOUSE BILL No. 2069—page 31 |
---|
1863 | | - | (c) If an applicant meets the requirements for a multistate license |
---|
1864 | | - | under this compact and any applicable rules of the commission, the |
---|
1865 | | - | state licensing authority in receipt of the application shall, within a |
---|
1866 | | - | reasonable time, grant a multistate license to that applicant and inform |
---|
1867 | | - | all member states of the grant of such multistate license. |
---|
1868 | | - | (d) A multistate license to practice cosmetology issued by a |
---|
1869 | | - | member state's state licensing authority shall be recognized by each |
---|
1870 | | - | member state as authorizing the practice thereof as though that licensee |
---|
1871 | | - | held a single-state license to do so in each member state, subject to the |
---|
1872 | | - | restrictions herein. |
---|
1873 | | - | (e) A multistate license granted pursuant to this compact may be |
---|
1874 | | - | effective for a definite period of time, concurrent with the licensure |
---|
1875 | | - | renewal period in the home state. |
---|
1876 | | - | (f) To maintain a multistate license under this compact, a licensee |
---|
1877 | | - | shall: |
---|
1878 | | - | (1) Agree to abide by the rules of the state licensing authority and |
---|
1879 | | - | the state scope of practice laws governing the practice of cosmetology |
---|
1880 | | - | of any member state where the licensee provides services; |
---|
1881 | | - | (2) pay all required fees related to the application and process and |
---|
1882 | | - | any other fees that the commission may, by rule, require; and |
---|
1883 | | - | (3) comply with any and all other requirements regarding |
---|
1884 | | - | multistate licenses that the commission may, by rule, provide. |
---|
1885 | | - | (g) A licensee practicing in a member state is subject to all scope |
---|
1886 | | - | of practice laws governing cosmetology services in that state. |
---|
1887 | | - | (h) The practice of cosmetology under a multistate license granted |
---|
1888 | | - | pursuant to this compact shall subject the licensee to the jurisdiction of |
---|
1889 | | - | the state licensing authority, the courts and the laws of the member state |
---|
1890 | | - | where the cosmetology services are provided. |
---|
1891 | | - | ARTICLE 5—REISSUANCE OF A MULTISTATE LICENSE |
---|
1892 | | - | BY A NEW HOME STATE |
---|
1893 | | - | (a) A licensee may hold a multistate license, issued by their home |
---|
1894 | | - | state, in only one member state at any given time. |
---|
1895 | | - | (b) If a licensee changes such licensee's home state by moving |
---|
1896 | | - | between two member states: |
---|
1897 | | - | (1) The licensee shall immediately apply for the reissuance of |
---|
1898 | | - | such multistate license in such licensee's new home state. The licensee |
---|
1899 | | - | shall pay all applicable fees and notify the prior home state in |
---|
1900 | | - | accordance with the rules of the commission; |
---|
1901 | | - | (2) upon receipt of an application to reissue a multistate license, |
---|
1902 | | - | the new home state shall verify that the multistate license is active, |
---|
1903 | | - | unencumbered and eligible for reissuance under the terms of the |
---|
1904 | | - | compact and the rules of the commission. The multistate license issued |
---|
1905 | | - | by the prior home state shall be deactivated and all member states |
---|
1906 | | - | notified in accordance with the applicable rules adopted by the |
---|
1907 | | - | commission; |
---|
1908 | | - | (3) if required for initial licensure, the new home state may require |
---|
1909 | | - | a background check as specified in the laws of that state, or the |
---|
1910 | | - | compliance with any jurisprudence requirements of the new home state; |
---|
1911 | | - | and |
---|
1912 | | - | (4) notwithstanding any other provision of this compact, if a |
---|
1913 | | - | licensee does not meet the requirements set forth in this compact for the |
---|
1914 | | - | reissuance of a multistate license by the new home state, then such |
---|
1915 | | - | licensee shall be subject to the new home state requirements for the |
---|
1916 | | - | issuance of a single-state license in that state. |
---|
1917 | | - | (c) If a licensee changes such licensee's primary state of residence |
---|
1918 | | - | by moving from a member state to a non-member state, or from a non- |
---|
1919 | | - | member state to a member state, then the licensee shall be subject to the |
---|
1920 | | - | state requirements for the issuance of a single-state license in the new |
---|
1921 | | - | home state. |
---|
1922 | | - | (d) Nothing in this compact shall interfere with a licensee's ability |
---|
1923 | | - | to hold a single-state license in multiple states, except that, for the |
---|
1924 | | - | purposes of this compact, a licensee shall have only one home state and HOUSE BILL No. 2069—page 32 |
---|
1925 | | - | one multistate license. |
---|
1926 | | - | (e) Nothing in this compact shall interfere with the requirements |
---|
1927 | | - | established by a member state for the issuance of a single-state license. |
---|
1928 | | - | ARTICLE 6—AUTHORITY OF THE COMPACT COMMISSION |
---|
1929 | | - | AND MEMBER STATE LICENSING AUTHORITIES |
---|
1930 | | - | (a) Nothing in this compact, nor any rule or regulation of the |
---|
1931 | | - | commission, shall be construed to limit, restrict or in any way reduce |
---|
1932 | | - | the ability of a member state to enact and enforce laws, rules or |
---|
1933 | | - | regulations related to the practice of cosmetology in that state where |
---|
1934 | | - | those laws, rules or regulations are not inconsistent with the provisions |
---|
1935 | | - | of this compact. |
---|
1936 | | - | (b) Insofar as practicable, a member state's state licensing |
---|
1937 | | - | authority shall cooperate with the commission and with each entity |
---|
1938 | | - | exercising independent regulatory authority over the practice of |
---|
1939 | | - | cosmetology according to the provisions of this compact. |
---|
1940 | | - | (c) Discipline shall be the sole responsibility of the state where |
---|
1941 | | - | cosmetology services are provided. Accordingly, each member state's |
---|
1942 | | - | state licensing authority shall be responsible for receiving complaints |
---|
1943 | | - | about individuals practicing cosmetology in that state and for |
---|
1944 | | - | communicating all relevant investigative information about any such |
---|
1945 | | - | adverse action to the other member states through the data system in |
---|
1946 | | - | addition to any other methods the commission may require by rule. |
---|
1947 | | - | ARTICLE 7—ADVERSE ACTIONS |
---|
1948 | | - | (a) A licensee's home state shall have exclusive power to impose |
---|
1949 | | - | an adverse action against a licensee's multistate license issued by the |
---|
1950 | | - | home state. |
---|
1951 | | - | (b) A home state may take adverse action on a multistate license |
---|
1952 | | - | based on the investigative information, current significant investigative |
---|
1953 | | - | information or adverse action of a remote state. |
---|
1954 | | - | (c) In addition to the powers conferred by state law, each remote |
---|
1955 | | - | state's state licensing authority shall have the power to: |
---|
1956 | | - | (1) Take adverse action against a licensee's authorization to |
---|
1957 | | - | practice cosmetology through the multistate license in that member |
---|
1958 | | - | state, except that: |
---|
1959 | | - | (A) Only the licensee's home state shall have the power to take |
---|
1960 | | - | adverse action against the multistate license issued by the home state; |
---|
1961 | | - | and |
---|
1962 | | - | (B) for the purposes of taking adverse action, the home state's |
---|
1963 | | - | state licensing authority shall give the same priority and effect to |
---|
1964 | | - | reported conduct received from a remote state as it would if such |
---|
1965 | | - | conduct had occurred within the home state. In so doing, the home state |
---|
1966 | | - | shall apply its own state laws to determine the appropriate action; |
---|
1967 | | - | (2) issue cease and desist orders or impose an encumbrance on a |
---|
1968 | | - | licensee's authorization to practice within that member state; |
---|
1969 | | - | (3) complete any pending investigations of a licensee who changes |
---|
1970 | | - | their primary state of residence during the course of such an |
---|
1971 | | - | investigation. The state licensing authority shall also be empowered to |
---|
1972 | | - | report the results of such an investigation to the commission through |
---|
1973 | | - | the data system as described herein; |
---|
1974 | | - | (4) issue subpoenas for both hearings and investigations that |
---|
1975 | | - | require the attendance and testimony of witnesses, as well as the |
---|
1976 | | - | production of evidence. Subpoenas issued by a state licensing authority |
---|
1977 | | - | in a member state for the attendance and testimony of witnesses or the |
---|
1978 | | - | production of evidence from another member state shall be enforced in |
---|
1979 | | - | the latter state by any court of competent jurisdiction, according to the |
---|
1980 | | - | practice and procedure of that court applicable to subpoenas issued in |
---|
1981 | | - | proceedings before it. The issuing state licensing authority shall pay |
---|
1982 | | - | any witness fees, travel expenses, mileage and other fees required by |
---|
1983 | | - | the service statutes of the state where the witnesses or evidence are |
---|
1984 | | - | located; |
---|
1985 | | - | (5) if otherwise permitted by state law, recover from the affected HOUSE BILL No. 2069—page 33 |
---|
1986 | | - | licensee the costs of investigations and disposition of cases resulting |
---|
1987 | | - | from any adverse action taken against that licensee; and |
---|
1988 | | - | (6) take adverse action against the licensee's authorization to |
---|
1989 | | - | practice in that state based on the factual findings of another remote |
---|
1990 | | - | state. |
---|
1991 | | - | (d) A licensee's home state shall complete any pending |
---|
1992 | | - | investigation of a cosmetologist who changes such licensee's primary |
---|
1993 | | - | state of residence during the course of the investigation. The home state |
---|
1994 | | - | shall also have the authority to take appropriate action and promptly |
---|
1995 | | - | report the conclusions of the investigations to the data system. |
---|
1996 | | - | (e) If an adverse action is taken by the home state against a |
---|
1997 | | - | licensee's multistate license, the licensee's authorization to practice in |
---|
1998 | | - | all other member states shall be deactivated until all encumbrances |
---|
1999 | | - | have been removed from the home state license. All home state |
---|
2000 | | - | disciplinary orders that impose an adverse action against a licensee's |
---|
2001 | | - | multistate license shall include a statement that the cosmetologist's |
---|
2002 | | - | authorization to practice is deactivated in all member states during the |
---|
2003 | | - | pendency of the order. |
---|
2004 | | - | (f) Nothing in this compact shall override a member state's |
---|
2005 | | - | authority to accept a licensee's participation in an alternative program |
---|
2006 | | - | in lieu of adverse action. A licensee's multistate license shall be |
---|
2007 | | - | suspended for the duration of the licensee's participation in any |
---|
2008 | | - | alternative program. |
---|
2009 | | - | (g) Joint investigations. |
---|
2010 | | - | (1) In addition to the authority granted to a member state by its |
---|
2011 | | - | respective scope of practice laws or other applicable state law, a |
---|
2012 | | - | member state may participate with other member states in joint |
---|
2013 | | - | investigations of licensees. |
---|
2014 | | - | (2) Member states shall share any investigative, litigation or |
---|
2015 | | - | compliance materials in furtherance of any joint or individual |
---|
2016 | | - | investigation initiated under the compact. |
---|
2017 | | - | ARTICLE 8—ACTIVE MILITARY MEMBERS AND THEIR |
---|
2018 | | - | SPOUSES |
---|
2019 | | - | Active military members or their spouses shall designate a home |
---|
2020 | | - | state where the individual has a current license to practice cosmetology |
---|
2021 | | - | in good standing. The individual may retain their home state |
---|
2022 | | - | designation during any period of service when that individual or their |
---|
2023 | | - | spouse is on active duty assignment. |
---|
2024 | | - | ARTICLE 9—ESTABLISHMENT AND OPERATION OF |
---|
2025 | | - | THE COSMETOLOGY LICENSURE COMPACT COMMISSION |
---|
2026 | | - | (a) The compact member states create and establish a joint |
---|
2027 | | - | government agency whose membership consists of all member states |
---|
2028 | | - | that have enacted the compact, which shall be known as the |
---|
2029 | | - | cosmetology licensure compact commission. The commission is an |
---|
2030 | | - | instrumentality of the compact member states acting jointly and not an |
---|
2031 | | - | instrumentality of any one state. The commission shall come into |
---|
2032 | | - | existence on or after the effective date of the compact as set forth in |
---|
2033 | | - | article 13. |
---|
2034 | | - | (b) Membership, voting and meetings. |
---|
2035 | | - | (1) Each member state shall have and be limited to one delegate |
---|
2036 | | - | selected by such member state's state licensing authority. |
---|
2037 | | - | (2) The delegate shall be an administrator of the state licensing |
---|
2038 | | - | authority of the member state or their designee. |
---|
2039 | | - | (3) The commission shall by rule or bylaw establish a term of |
---|
2040 | | - | office for delegates and may by rule or bylaw establish term limits. |
---|
2041 | | - | (4) The commission may recommend removal or suspension of |
---|
2042 | | - | any delegate from office. |
---|
2043 | | - | (5) A member state's state licensing authority shall fill any |
---|
2044 | | - | vacancy of its delegate occurring on the commission within 60 days of |
---|
2045 | | - | the vacancy. Each delegate shall be entitled to one vote on all matters |
---|
2046 | | - | that are voted on by the commission. HOUSE BILL No. 2069—page 34 |
---|
2047 | | - | (6) The commission shall meet at least once during each calendar |
---|
2048 | | - | year. Additional meetings may be held as set forth in the bylaws. The |
---|
2049 | | - | commission may meet by telecommunication, video conference or |
---|
2050 | | - | other similar electronic means. |
---|
2051 | | - | (c) The commission shall have the following powers: |
---|
2052 | | - | (1) Establish the fiscal year of the commission; |
---|
2053 | | - | (2) establish code of conduct and conflict of interest policies; |
---|
2054 | | - | (3) adopt rules and bylaws; |
---|
2055 | | - | (4) maintain the commission's financial records in accordance |
---|
2056 | | - | with the bylaws; |
---|
2057 | | - | (5) meet and take such actions as are consistent with the |
---|
2058 | | - | provisions of this compact, the commission's rules and the bylaws; |
---|
2059 | | - | (6) initiate and conclude legal proceedings or actions in the name |
---|
2060 | | - | of the commission, provided that the standing of any state licensing |
---|
2061 | | - | authority to sue or be sued under applicable law shall not be affected; |
---|
2062 | | - | (7) maintain and certify records and information provided to a |
---|
2063 | | - | member state as the authenticated business records of the commission |
---|
2064 | | - | and designate an agent to do so on the commission's behalf; |
---|
2065 | | - | (8) purchase and maintain insurance and bonds; |
---|
2066 | | - | (9) borrow, accept or contract for services of personnel, including, |
---|
2067 | | - | but not limited to, employees of a member state; |
---|
2068 | | - | (10) conduct an annual financial review; |
---|
2069 | | - | (11) hire employees, elect or appoint officers, fix compensation, |
---|
2070 | | - | define duties, grant such individuals appropriate authority to carry out |
---|
2071 | | - | the purposes of the compact and establish the commission's personnel |
---|
2072 | | - | policies and programs relating to conflicts of interest, qualifications of |
---|
2073 | | - | personnel and other related personnel matters; |
---|
2074 | | - | (12) as set forth in the commission rules, charge a fee to a licensee |
---|
2075 | | - | for the grant of a multistate license and thereafter, as may be |
---|
2076 | | - | established by commission rule, charge the licensee a multistate license |
---|
2077 | | - | renewal fee for each renewal period. Nothing herein shall be construed |
---|
2078 | | - | to prevent a home state from charging a licensee a fee for a multistate |
---|
2079 | | - | license or renewals of a multistate license or a fee for the jurisprudence |
---|
2080 | | - | requirement if the member state imposes such a requirement for the |
---|
2081 | | - | grant of a multistate license; |
---|
2082 | | - | (13) assess and collect fees; |
---|
2083 | | - | (14) accept any and all appropriate gifts, donations, grants of |
---|
2084 | | - | money, other sources of revenue, equipment, supplies, materials and |
---|
2085 | | - | services, and receive, utilize and dispose of the same, except that, at all |
---|
2086 | | - | times, the commission shall avoid any appearance of impropriety or |
---|
2087 | | - | conflict of interest; |
---|
2088 | | - | (15) lease, purchase, retain, own, hold, improve or use any |
---|
2089 | | - | property, real, personal or mixed, or any undivided interest therein; |
---|
2090 | | - | (16) sell, convey, mortgage, pledge, lease, exchange, abandon or |
---|
2091 | | - | otherwise dispose of any property real, personal or mixed; |
---|
2092 | | - | (17) establish a budget and make expenditures; |
---|
2093 | | - | (18) borrow money; |
---|
2094 | | - | (19) appoint committees, including standing committees, |
---|
2095 | | - | composed of members, state regulators, state legislators or their |
---|
2096 | | - | representatives and consumer representatives and such other interested |
---|
2097 | | - | persons as may be designated in this compact and the bylaws; |
---|
2098 | | - | (20) provide and receive information from, and cooperate with, |
---|
2099 | | - | law enforcement agencies; |
---|
2100 | | - | (21) elect a chair, vice chair, secretary and treasurer and such other |
---|
2101 | | - | officers of the commission as provided in the commission's bylaws; |
---|
2102 | | - | (22) establish and elect an executive committee, including a chair |
---|
2103 | | - | and a vice chair; |
---|
2104 | | - | (23) adopt and provide an annual report to the member states; |
---|
2105 | | - | (24) determine whether a state's adopted language is materially |
---|
2106 | | - | different from the model compact language such that the state would |
---|
2107 | | - | not qualify for participation in the compact; and |
---|
2108 | | - | (25) perform such other functions as may be necessary or |
---|
2109 | | - | appropriate to achieve the purposes of this compact. |
---|
2110 | | - | (d) The executive committee. HOUSE BILL No. 2069—page 35 |
---|
2111 | | - | (1) The executive committee shall have the power to act on behalf |
---|
2112 | | - | of the commission according to the terms of this compact. The powers, |
---|
2113 | | - | duties and responsibilities of the executive committee shall include: |
---|
2114 | | - | (A) Overseeing the day-to-day activities of the administration of |
---|
2115 | | - | the compact including compliance with the provisions of the compact, |
---|
2116 | | - | the commission's rules and bylaws and other such duties as deemed |
---|
2117 | | - | necessary; |
---|
2118 | | - | (B) recommending to the commission changes to the rules or |
---|
2119 | | - | bylaws, changes to this compact legislation, fees charged to compact |
---|
2120 | | - | member states, fees charged to licensees and other fees; |
---|
2121 | | - | (C) ensuring compact administration services are appropriately |
---|
2122 | | - | provided, including by contract; |
---|
2123 | | - | (D) preparing and recommending the budget; |
---|
2124 | | - | (E) maintaining financial records on behalf of the commission; |
---|
2125 | | - | (F) monitoring compact compliance of member states and |
---|
2126 | | - | providing compliance reports to the commission; |
---|
2127 | | - | (G) establishing additional committees as necessary; |
---|
2128 | | - | (H) exercising the powers and duties of the commission during the |
---|
2129 | | - | interim between commission meetings, except for adopting or |
---|
2130 | | - | amending rules, adopting or amending bylaws and exercising any other |
---|
2131 | | - | powers and duties expressly reserved to the commission by rule or |
---|
2132 | | - | bylaw; and |
---|
2133 | | - | (I) other duties as provided in the rules or bylaws of the |
---|
2134 | | - | commission. |
---|
2135 | | - | (2) The executive committee shall be composed of up to seven |
---|
2136 | | - | voting members: |
---|
2137 | | - | (A) The chair and vice chairperson of the commission and any |
---|
2138 | | - | other members of the commission who serve on the executive |
---|
2139 | | - | committee shall be voting members of the executive committee. |
---|
2140 | | - | (B) Other than the chair, vice chair, secretary and treasurer, the |
---|
2141 | | - | commission shall elect three voting members from the current |
---|
2142 | | - | membership of the commission. |
---|
2143 | | - | (C) The commission may elect ex officio, nonvoting members |
---|
2144 | | - | from a recognized national cosmetology professional association as |
---|
2145 | | - | approved by the commission. The commission's bylaws shall identify |
---|
2146 | | - | qualifying organizations and the manner of appointment if the number |
---|
2147 | | - | of organizations seeking to appoint an ex officio member exceeds the |
---|
2148 | | - | number of members specified in this article. |
---|
2149 | | - | (3) The commission may remove any member of the executive |
---|
2150 | | - | committee as provided in the commission's bylaws. |
---|
2151 | | - | (4) The executive committee shall meet at least annually. |
---|
2152 | | - | (A) Annual executive committee meetings, as well as any |
---|
2153 | | - | executive committee meeting at which the commission does not take or |
---|
2154 | | - | intend to take formal action on a matter for which a commission vote |
---|
2155 | | - | would otherwise be required, shall be open to the public, except that the |
---|
2156 | | - | executive committee may meet in a closed, non-public session of a |
---|
2157 | | - | public meeting when dealing with any of the matters specified in article |
---|
2158 | | - | 9(f)(4). |
---|
2159 | | - | (B) The executive committee shall give five business days |
---|
2160 | | - | advance notice of its public meetings, posted on its website and as |
---|
2161 | | - | determined to provide notice to persons with an interest in the public |
---|
2162 | | - | matters that the executive committee intends to address at those |
---|
2163 | | - | meetings. |
---|
2164 | | - | (5) The executive committee may hold an emergency meeting |
---|
2165 | | - | when acting for the commission to: |
---|
2166 | | - | (A) Meet an imminent threat to public health, safety or welfare; |
---|
2167 | | - | (B) prevent a loss of commission or member state funds; or |
---|
2168 | | - | (C) protect public health and safety. |
---|
2169 | | - | (e) The commission shall adopt and provide an annual report to |
---|
2170 | | - | the member states. |
---|
2171 | | - | (f) Meetings of the commission. |
---|
2172 | | - | (1) All meetings of the commission that are not closed pursuant to |
---|
2173 | | - | article 9(f)(4) shall be open to the public. Notice of public meetings |
---|
2174 | | - | shall be posted on the commission's website at least 30 days prior to the HOUSE BILL No. 2069—page 36 |
---|
2175 | | - | public meeting. |
---|
2176 | | - | (2) Notwithstanding article 9(f)(1), the commission may convene |
---|
2177 | | - | an emergency public meeting by providing at least 24 hours' prior |
---|
2178 | | - | notice on the commission's website and any other means as provided in |
---|
2179 | | - | the commission's rules for any of the reasons it may dispense with |
---|
2180 | | - | notice of proposed rulemaking under article 11(l). The commission's |
---|
2181 | | - | legal counsel shall certify that one of the reasons justifying an |
---|
2182 | | - | emergency public meeting has been met. |
---|
2183 | | - | (3) Notice of all commission meetings shall provide the time, date |
---|
2184 | | - | and location of the meeting, and if the meeting is to be held or |
---|
2185 | | - | accessible via telecommunication, video conference, or other electronic |
---|
2186 | | - | means, the notice shall include the mechanism for access to the |
---|
2187 | | - | meeting. |
---|
2188 | | - | (4) The commission may convene in a closed, non-public meeting |
---|
2189 | | - | for the commission to discuss: |
---|
2190 | | - | (A) Non-compliance of a member state with its obligations under |
---|
2191 | | - | the compact; |
---|
2192 | | - | (B) the employment, compensation, discipline or other matters, |
---|
2193 | | - | practices or procedures related to specific employees or other matters |
---|
2194 | | - | related to the commission's internal personnel practices and procedures; |
---|
2195 | | - | (C) current or threatened discipline of a licensee by the |
---|
2196 | | - | commission or by a member state's licensing authority; |
---|
2197 | | - | (D) current, threatened or reasonably anticipated litigation; |
---|
2198 | | - | (E) negotiation of contracts for the purchase, lease or sale of |
---|
2199 | | - | goods, services or real estate; |
---|
2200 | | - | (F) accusing any person of a crime or formally censuring any |
---|
2201 | | - | person; |
---|
2202 | | - | (G) trade secrets or commercial or financial information that is |
---|
2203 | | - | privileged or confidential; |
---|
2204 | | - | (H) information of a personal nature if disclosure would constitute |
---|
2205 | | - | a clearly unwarranted invasion of personal privacy; |
---|
2206 | | - | (I) investigative records compiled for law enforcement purposes; |
---|
2207 | | - | (J) information related to any investigative reports prepared by or |
---|
2208 | | - | on behalf of or for use of the commission or other committee charged |
---|
2209 | | - | with responsibility of investigation or determination of compliance |
---|
2210 | | - | issues pursuant to the compact; |
---|
2211 | | - | (K) legal advice; |
---|
2212 | | - | (L) matters specifically exempted from disclosure to the public by |
---|
2213 | | - | federal or member state law; or |
---|
2214 | | - | (M) other matters as adopted by the commission by rule. If a |
---|
2215 | | - | meeting, or portion of a meeting, is closed, the presiding officer shall |
---|
2216 | | - | state that such meeting will be closed and reference each relevant |
---|
2217 | | - | exempting provision, and such reference shall be recorded in the |
---|
2218 | | - | minutes. |
---|
2219 | | - | (5) The commission shall keep minutes that fully and clearly |
---|
2220 | | - | describe all matters discussed in a meeting and shall provide a full and |
---|
2221 | | - | accurate summary of actions taken and the reasons therefore, including |
---|
2222 | | - | a description of the views expressed. All documents considered in |
---|
2223 | | - | connection with an action shall be identified in such minutes. All |
---|
2224 | | - | minutes and documents of a closed meeting shall remain under seal, |
---|
2225 | | - | subject to release only by a majority vote of the commission or order of |
---|
2226 | | - | a court of competent jurisdiction. |
---|
2227 | | - | (g) Financing of the commission. |
---|
2228 | | - | (1) The commission shall pay, or provide for the payment of, the |
---|
2229 | | - | reasonable expenses of its establishment, organization and ongoing |
---|
2230 | | - | activities. |
---|
2231 | | - | (2) The commission may accept any and all appropriate sources of |
---|
2232 | | - | revenue, donations and grants of money, equipment, supplies, materials |
---|
2233 | | - | and services. |
---|
2234 | | - | (3) The commission may levy on and collect an annual assessment |
---|
2235 | | - | from each member state and impose fees on licensees of member states |
---|
2236 | | - | to whom it grants a multistate license to cover the cost of the operations |
---|
2237 | | - | and activities of the commission and its staff, which shall be in a total |
---|
2238 | | - | amount sufficient to cover its annual budget as approved each year for HOUSE BILL No. 2069—page 37 |
---|
2239 | | - | which revenue is not provided by other sources. The aggregate annual |
---|
2240 | | - | assessment amount for member states shall be allocated based upon a |
---|
2241 | | - | formula that the commission shall adopt by rule. |
---|
2242 | | - | (4) The commission shall not incur obligations of any kind prior to |
---|
2243 | | - | securing the funds adequate to meet the same, nor shall the commission |
---|
2244 | | - | pledge the credit of any member states, except by and with the |
---|
2245 | | - | authority of such member state. |
---|
2246 | | - | (5) The commission shall keep accurate accounts of all receipts |
---|
2247 | | - | and disbursements. The receipts and disbursements of the commission |
---|
2248 | | - | shall be subject to the financial review and accounting procedures |
---|
2249 | | - | established under its bylaws. All receipts and disbursements of funds |
---|
2250 | | - | handled by the commission shall be subject to an annual financial |
---|
2251 | | - | review by a certified or licensed public accountant, and the report of |
---|
2252 | | - | the financial review shall be included in and become part of the annual |
---|
2253 | | - | report of the commission. |
---|
2254 | | - | (h) Qualified immunity, defense and indemnification. |
---|
2255 | | - | (1) The members, officers, executive director, employees and |
---|
2256 | | - | representatives of the commission shall be immune from suit and |
---|
2257 | | - | liability, both personally and in their official capacity, for any claim for |
---|
2258 | | - | damage to or loss of property or personal injury or other civil liability |
---|
2259 | | - | caused by or arising out of any actual or alleged act, error or omission |
---|
2260 | | - | that occurred, or that the person against whom the claim is made had a |
---|
2261 | | - | reasonable basis for believing occurred, within the scope of |
---|
2262 | | - | commission employment, duties or responsibilities, except that nothing |
---|
2263 | | - | in this paragraph shall be construed to protect any such person from |
---|
2264 | | - | suit or liability for any damage, loss, injury or liability caused by the |
---|
2265 | | - | intentional or willful or wanton misconduct of that person. The |
---|
2266 | | - | procurement of insurance of any type by the commission shall not in |
---|
2267 | | - | any way compromise or limit such immunity granted in this paragraph. |
---|
2268 | | - | (2) The commission shall defend any member, officer, executive |
---|
2269 | | - | director, employee and representative of the commission in any civil |
---|
2270 | | - | action seeking to impose liability arising out of any actual or alleged |
---|
2271 | | - | act, error or omission that occurred within the scope of commission |
---|
2272 | | - | employment, duties or responsibilities, or as determined by the |
---|
2273 | | - | commission that the person against whom the claim is made had a |
---|
2274 | | - | reasonable basis for believing occurred within the scope of commission |
---|
2275 | | - | employment, duties or responsibilities, except that nothing in this |
---|
2276 | | - | paragraph shall be construed to prohibit such person from retaining |
---|
2277 | | - | their own counsel at their own expense and that the actual or alleged |
---|
2278 | | - | act, error or omission did not result from such person's intentional or |
---|
2279 | | - | willful or wanton misconduct. |
---|
2280 | | - | (3) The commission shall indemnify and hold harmless any |
---|
2281 | | - | member, officer, executive director, employee and representative of the |
---|
2282 | | - | commission for the amount of any settlement or judgment obtained |
---|
2283 | | - | against that person arising out of any actual or alleged act, error or |
---|
2284 | | - | omission that occurred within the scope of commission employment, |
---|
2285 | | - | duties or responsibilities, or that such person had a reasonable basis for |
---|
2286 | | - | believing occurred within the scope of commission employment, duties |
---|
2287 | | - | or responsibilities, if the actual or alleged act, error or omission did not |
---|
2288 | | - | result from the intentional or willful or wanton misconduct of that |
---|
2289 | | - | person. |
---|
2290 | | - | (4) Nothing in this compact shall be construed as a limitation on |
---|
2291 | | - | the liability of any licensee for professional malpractice or misconduct, |
---|
2292 | | - | which shall be governed solely by any other applicable state laws. |
---|
2293 | | - | (5) Nothing in this compact shall be interpreted to waive or |
---|
2294 | | - | otherwise abrogate a member state's state action immunity or state |
---|
2295 | | - | action affirmative defense with respect to antitrust claims under the |
---|
2296 | | - | Sherman antitrust act of 1890, the Clayton act 15 U.S.C. §§ 17-27 or |
---|
2297 | | - | any other state or federal antitrust or anticompetitive law or regulation. |
---|
2298 | | - | (6) Nothing in this compact shall be construed to be a waiver of |
---|
2299 | | - | sovereign immunity by the member states or by the commission. |
---|
2300 | | - | ARTICLE 10—DATA SYSTEM HOUSE BILL No. 2069—page 38 |
---|
2301 | | - | (a) The commission shall provide for the development, |
---|
2302 | | - | maintenance, operation and utilization of a coordinated database and |
---|
2303 | | - | reporting system. |
---|
2304 | | - | (b) The commission shall assign each applicant for a multistate |
---|
2305 | | - | license a unique identifier, as determined by the rules of the |
---|
2306 | | - | commission. |
---|
2307 | | - | (c) Notwithstanding any other provision of state law to the |
---|
2308 | | - | contrary, a member state shall submit a uniform data set to the data |
---|
2309 | | - | system on all individuals to whom this compact is applicable as |
---|
2310 | | - | required by the rules of the commission, including: |
---|
2311 | | - | (1) Identifying information; |
---|
2312 | | - | (2) licensure data; |
---|
2313 | | - | (3) adverse actions against a license and information related |
---|
2314 | | - | thereto; |
---|
2315 | | - | (4) non-confidential information related to alternative program |
---|
2316 | | - | participation, the beginning and ending dates of such participation and |
---|
2317 | | - | other information related to such participation; |
---|
2318 | | - | (5) any denial of application for licensure and the reason for such |
---|
2319 | | - | denial, excluding the reporting of any criminal history record |
---|
2320 | | - | information when prohibited by law; |
---|
2321 | | - | (6) the existence of investigative information; |
---|
2322 | | - | (7) the existence of current significant investigative information; |
---|
2323 | | - | and |
---|
2324 | | - | (8) other information that may facilitate the administration of this |
---|
2325 | | - | compact or the protection of the public, as determined by the rules of |
---|
2326 | | - | the commission. |
---|
2327 | | - | (d) The records and information provided to a member state |
---|
2328 | | - | pursuant to this compact or through the data system, when certified by |
---|
2329 | | - | the commission or an agent thereof, shall constitute the authenticated |
---|
2330 | | - | business records of the commission and be entitled to any associated |
---|
2331 | | - | hearsay exception in any relevant judicial, quasi-judicial or |
---|
2332 | | - | administrative proceedings in a member state. |
---|
2333 | | - | (e) The existence of current significant investigative information |
---|
2334 | | - | and the existence of investigative information pertaining to a licensee |
---|
2335 | | - | in any member state shall only be available to other member states. |
---|
2336 | | - | (f) It shall be the responsibility of the member states to monitor |
---|
2337 | | - | the database to determine whether adverse action has been taken |
---|
2338 | | - | against such a licensee or license applicant. Adverse action information |
---|
2339 | | - | pertaining to a licensee or license applicant in any member state shall |
---|
2340 | | - | be available to any other member state. |
---|
2341 | | - | (g) Member states contributing information to the data system |
---|
2342 | | - | may designate information that shall not be shared with the public |
---|
2343 | | - | without the express permission of the contributing state. |
---|
2344 | | - | (h) Any information submitted to the data system that is |
---|
2345 | | - | subsequently expunged pursuant to federal law or the laws of the |
---|
2346 | | - | member state contributing the information shall be removed from the |
---|
2347 | | - | data system. |
---|
2348 | | - | ARTICLE 11—RULEMAKING |
---|
2349 | | - | (a) The commission shall adopt reasonable rules in order to |
---|
2350 | | - | effectively and efficiently implement and administer the purposes and |
---|
2351 | | - | provisions of the compact. A rule shall be invalid and have no force or |
---|
2352 | | - | effect only if a court of competent jurisdiction holds that the rule is |
---|
2353 | | - | invalid because the commission exercised its rulemaking authority in a |
---|
2354 | | - | manner that is beyond the scope and purposes of the compact, the |
---|
2355 | | - | powers granted under this compact or based upon another applicable |
---|
2356 | | - | standard of review. |
---|
2357 | | - | (b) The rules of the commission shall have the force of law in each |
---|
2358 | | - | member state, except that where the rules of the commission conflict |
---|
2359 | | - | with the laws of the member state that establish the member state's |
---|
2360 | | - | scope of practice laws governing the practice of cosmetology as held |
---|
2361 | | - | by a court of competent jurisdiction, the rules of the commission shall |
---|
2362 | | - | be ineffective in such state to the extent of the conflict. HOUSE BILL No. 2069—page 39 |
---|
2363 | | - | (c) The commission shall exercise its rulemaking powers pursuant |
---|
2364 | | - | to the criteria set forth in this article and the rules adopted thereunder. |
---|
2365 | | - | Rules shall become binding as of the date specified by the commission |
---|
2366 | | - | for each rule. |
---|
2367 | | - | (d) If a majority of the legislatures of the member states rejects a |
---|
2368 | | - | rule or a portion of a rule, by enactment of a statute or resolution in the |
---|
2369 | | - | same manner used to adopt the compact within four years of the date of |
---|
2370 | | - | adoption of the rule, then such rule shall have no further force and |
---|
2371 | | - | effect in any member state or to any state applying to participate in the |
---|
2372 | | - | compact. |
---|
2373 | | - | (e) Rules shall be adopted at a regular or special meeting of the |
---|
2374 | | - | commission. |
---|
2375 | | - | (f) Prior to adoption of a proposed rule, the commission shall hold |
---|
2376 | | - | a public hearing and allow persons to provide oral and written |
---|
2377 | | - | comments, data, facts, opinions and arguments. |
---|
2378 | | - | (g) Prior to adoption of a proposed rule by the commission and at |
---|
2379 | | - | least 30 days in advance of the meeting at which the commission will |
---|
2380 | | - | hold a public hearing on the proposed rule, the commission shall |
---|
2381 | | - | provide a notice of proposed rulemaking: |
---|
2382 | | - | (1) On the website of the commission or other publicly accessible |
---|
2383 | | - | platform; |
---|
2384 | | - | (2) to persons who have requested notice of the commission's |
---|
2385 | | - | notices of proposed rulemaking; and |
---|
2386 | | - | (3) in such other way as the commission may by rule specify. |
---|
2387 | | - | (h) The notice of proposed rulemaking shall include: |
---|
2388 | | - | (1) The time, date and location of the public hearing at which the |
---|
2389 | | - | commission will hear public comments on the proposed rule and, if |
---|
2390 | | - | different, the time, date and location of the meeting where the |
---|
2391 | | - | commission will consider and vote on the proposed rule; |
---|
2392 | | - | (2) if the hearing is held via telecommunication, video conference |
---|
2393 | | - | or other electronic means, the commission shall include the mechanism |
---|
2394 | | - | for access to the hearing in the notice of proposed rulemaking; |
---|
2395 | | - | (3) the text of the proposed rule and the reason therefor; |
---|
2396 | | - | (4) a request for comments on the proposed rule from any |
---|
2397 | | - | interested person; and |
---|
2398 | | - | (5) the manner in which interested persons may submit written |
---|
2399 | | - | comments. |
---|
2400 | | - | (i) All hearings shall be recorded. A copy of the recording and all |
---|
2401 | | - | written comments and documents received by the commission in |
---|
2402 | | - | response to the proposed rule shall be available to the public. |
---|
2403 | | - | (j) Nothing in this article shall be construed as requiring a separate |
---|
2404 | | - | hearing on each rule. Rules may be grouped for the convenience of the |
---|
2405 | | - | commission at hearings required by this article. |
---|
2406 | | - | (k) The commission shall, by majority vote of all members, take |
---|
2407 | | - | final action on the proposed rule based on the rulemaking record and |
---|
2408 | | - | the full text of the rule. |
---|
2409 | | - | (1) The commission may adopt changes to the proposed rule if the |
---|
2410 | | - | changes do not enlarge the original purpose of the proposed rule. |
---|
2411 | | - | (2) The commission shall provide an explanation of the reasons |
---|
2412 | | - | for substantive changes made to the proposed rule as well as reasons |
---|
2413 | | - | for substantive changes not made that were recommended by |
---|
2414 | | - | commenters. |
---|
2415 | | - | (3) The commission shall determine a reasonable effective date for |
---|
2416 | | - | the rule. Except for an emergency as provided in article 11(l), the |
---|
2417 | | - | effective date of the rule shall not be earlier than 45 days after the |
---|
2418 | | - | commission issues notice that it has adopted or amended such rule. |
---|
2419 | | - | (l) Upon determination that an emergency exists, the commission |
---|
2420 | | - | may consider and adopt an emergency rule with five days' notice, with |
---|
2421 | | - | opportunity to comment, except the usual rulemaking procedures |
---|
2422 | | - | provided in the compact and this article shall be retroactively applied to |
---|
2423 | | - | the rule as soon as reasonably possible, not later than 90 days after the |
---|
2424 | | - | effective date of the rule. For the purposes of this provision, an |
---|
2425 | | - | emergency rule is one that shall be adopted immediately to: |
---|
2426 | | - | (1) Meet an imminent threat to public health, safety or welfare; HOUSE BILL No. 2069—page 40 |
---|
2427 | | - | (2) prevent a loss of commission or member state funds; |
---|
2428 | | - | (3) meet a deadline for the adoption of a rule that is established by |
---|
2429 | | - | federal law or rule; or |
---|
2430 | | - | (4) protect public health and safety. |
---|
2431 | | - | (m) The commission or an authorized committee of the |
---|
2432 | | - | commission may direct revisions to a previously adopted rule for |
---|
2433 | | - | purposes of correcting typographical errors, errors in format, errors in |
---|
2434 | | - | consistency or grammatical errors. Public notice of any revisions shall |
---|
2435 | | - | be posted on the website of the commission. The revision shall be |
---|
2436 | | - | subject to challenge by any person for a period of 30 days after posting. |
---|
2437 | | - | The revision may be challenged only on grounds that the revision |
---|
2438 | | - | results in a material change to a rule. A challenge shall be made in |
---|
2439 | | - | writing and delivered to the commission prior to the end of the notice |
---|
2440 | | - | period. If no challenge is made, the revision will take effect without |
---|
2441 | | - | further action. If the revision is challenged, the revision may not take |
---|
2442 | | - | effect without the approval of the commission. |
---|
2443 | | - | (n) No member state's rulemaking requirements shall apply under |
---|
2444 | | - | this compact. |
---|
2445 | | - | ARTICLE 12—OVERSIGHT, DISPUTE RESOLUTION AND |
---|
2446 | | - | ENFORCEMENT |
---|
2447 | | - | (a) Oversight. |
---|
2448 | | - | (1) The executive and judicial branches of state government in |
---|
2449 | | - | each member state shall enforce this compact and take all actions |
---|
2450 | | - | necessary and appropriate to implement the compact. |
---|
2451 | | - | (2) Venue is proper and judicial proceedings by or against the |
---|
2452 | | - | commission shall be brought solely and exclusively in a court of |
---|
2453 | | - | competent jurisdiction where the principal office of the commission is |
---|
2454 | | - | located. The commission may waive venue and jurisdictional defenses |
---|
2455 | | - | to the extent it adopts or consents to participate in alternative dispute |
---|
2456 | | - | resolution proceedings. Nothing in this compact shall affect or limit the |
---|
2457 | | - | selection or propriety of venue in any action against a licensee for |
---|
2458 | | - | professional malpractice, misconduct or any such similar matter. |
---|
2459 | | - | (3) The commission shall be entitled to receive service of process |
---|
2460 | | - | in any proceeding regarding the enforcement or interpretation of the |
---|
2461 | | - | compact and shall have standing to intervene in such a proceeding for |
---|
2462 | | - | all purposes. Failure to provide the commission service of process shall |
---|
2463 | | - | render a judgment or order void as to the commission, this compact or |
---|
2464 | | - | adopted rules. |
---|
2465 | | - | (b) Default, technical assistance and termination. |
---|
2466 | | - | (1) If the commission determines that a member state has |
---|
2467 | | - | defaulted in the performance of its obligations or responsibilities under |
---|
2468 | | - | this compact or adopted rules, the commission shall provide written |
---|
2469 | | - | notice to the defaulting state. The notice of default shall describe the |
---|
2470 | | - | default, the proposed means of curing the default, any other action that |
---|
2471 | | - | the commission may take and offer training and specific technical |
---|
2472 | | - | assistance regarding the default. |
---|
2473 | | - | (2) The commission shall provide a copy of the notice of default |
---|
2474 | | - | to the other member states. |
---|
2475 | | - | (3) If a state in default fails to cure the default, the defaulting state |
---|
2476 | | - | may be terminated from the compact upon an affirmative vote of a |
---|
2477 | | - | majority of the delegates of the member states, and all rights, privileges |
---|
2478 | | - | and benefits conferred on that state by this compact may be terminated |
---|
2479 | | - | on the effective date of termination. A cure of the default does not |
---|
2480 | | - | relieve the offending state of obligations or liabilities incurred during |
---|
2481 | | - | the period of default. |
---|
2482 | | - | (4) Termination of membership in the compact shall be imposed |
---|
2483 | | - | only after all other means of securing compliance have been exhausted. |
---|
2484 | | - | Notice of intent to suspend or terminate shall be given by the |
---|
2485 | | - | commission to the governor, the majority and minority leaders of the |
---|
2486 | | - | defaulting state's legislature, the defaulting state's state licensing |
---|
2487 | | - | authority and each of the member states' state licensing authority. |
---|
2488 | | - | (5) A state that has been terminated is responsible for all HOUSE BILL No. 2069—page 41 |
---|
2489 | | - | assessments, obligations and liabilities incurred through the effective |
---|
2490 | | - | date of termination, including obligations that extend beyond the |
---|
2491 | | - | effective date of termination. |
---|
2492 | | - | (6) Upon the termination of a state's membership from this |
---|
2493 | | - | compact, such state shall immediately provide notice to all licensees |
---|
2494 | | - | who hold a multistate license within that state of such termination. The |
---|
2495 | | - | terminated state shall continue to recognize all licenses granted |
---|
2496 | | - | pursuant to this compact for a minimum of 180 days after the date of |
---|
2497 | | - | said notice of termination. |
---|
2498 | | - | (7) The commission shall not bear any costs related to a state that |
---|
2499 | | - | is found to be in default or that has been terminated from the compact |
---|
2500 | | - | unless agreed upon in writing between the commission and the |
---|
2501 | | - | defaulting state. |
---|
2502 | | - | (8) The defaulting state may appeal the action of the commission |
---|
2503 | | - | by petitioning the United States district court for the District of |
---|
2504 | | - | Columbia or the federal district where the commission has its principal |
---|
2505 | | - | offices. The prevailing party shall be awarded all costs of such |
---|
2506 | | - | litigation, including reasonable attorney fees. |
---|
2507 | | - | (c) Dispute resolution. |
---|
2508 | | - | (1) Upon request by a member state, the commission shall attempt |
---|
2509 | | - | to resolve disputes related to the compact that arise among member |
---|
2510 | | - | states and between member and non-member states. |
---|
2511 | | - | (2) The commission shall adopt a rule providing for both |
---|
2512 | | - | mediation and binding dispute resolution for disputes as appropriate. |
---|
2513 | | - | (d) Enforcement. |
---|
2514 | | - | (1) The commission, in the reasonable exercise of its discretion, |
---|
2515 | | - | shall enforce the provisions of this compact and the commission's rules. |
---|
2516 | | - | (2) By majority vote as provided by commission rule, the |
---|
2517 | | - | commission may initiate legal action against a member state in default |
---|
2518 | | - | in the United States district court for the District of Columbia or the |
---|
2519 | | - | federal district where the commission has its principal offices to |
---|
2520 | | - | enforce compliance with the provisions of the compact and its adopted |
---|
2521 | | - | rules. The relief sought may include both injunctive relief and damages. |
---|
2522 | | - | In the event that judicial enforcement is necessary, the prevailing party |
---|
2523 | | - | shall be awarded all costs of such litigation, including reasonable |
---|
2524 | | - | attorney fees. The remedies in this compact shall not be the exclusive |
---|
2525 | | - | remedies of the commission. The commission may pursue any other |
---|
2526 | | - | remedies available under federal or the defaulting member state's law. |
---|
2527 | | - | (3) A member state may initiate legal action against the |
---|
2528 | | - | commission in the United States district court for the District of |
---|
2529 | | - | Columbia or the federal district where the commission has its principal |
---|
2530 | | - | offices to enforce compliance with the provisions of the compact and |
---|
2531 | | - | its adopted rules. The relief sought may include both injunctive relief |
---|
2532 | | - | and damages. In the event that judicial enforcement is necessary, the |
---|
2533 | | - | prevailing party shall be awarded all costs of such litigation, including |
---|
2534 | | - | reasonable attorney fees. |
---|
2535 | | - | (4) No individual or entity other than a member state may enforce |
---|
2536 | | - | this compact against the commission. |
---|
2537 | | - | ARTICLE 13—EFFECTIVE DATE, WITHDRAWAL AND |
---|
2538 | | - | AMENDMENT |
---|
2539 | | - | (a) The compact shall come into effect on the date that the |
---|
2540 | | - | compact statute is enacted into law in the seventh member state. On or |
---|
2541 | | - | after the effective date of the compact, the commission shall convene |
---|
2542 | | - | and review the enactment of each of the charter member states to |
---|
2543 | | - | determine if the statute enacted by each such charter member state is |
---|
2544 | | - | materially different than the model compact statute. |
---|
2545 | | - | (1) A charter member state whose enactment is found to be |
---|
2546 | | - | materially different from the model compact statute shall be entitled to |
---|
2547 | | - | the default process set forth in article 12. |
---|
2548 | | - | (2) If any member state is later found to be in default, or is |
---|
2549 | | - | terminated or withdraws from the compact, the commission shall |
---|
2550 | | - | remain in existence, and the compact shall remain in effect even if the HOUSE BILL No. 2069—page 42 |
---|
2551 | | - | number of member states should be fewer than seven. |
---|
2552 | | - | (3) Member states enacting the compact subsequent to the charter |
---|
2553 | | - | member states shall be subject to the process set forth in article 9(c)(24) |
---|
2554 | | - | to determine if such enactments are materially different from the model |
---|
2555 | | - | compact statute and whether the enactments qualify for participation in |
---|
2556 | | - | the compact. |
---|
2557 | | - | (4) All actions taken for the benefit of the commission or in |
---|
2558 | | - | furtherance of the purposes of the administration of the compact prior |
---|
2559 | | - | to the effective date of the compact or the commission coming into |
---|
2560 | | - | existence shall be considered to be actions of the commission unless |
---|
2561 | | - | specifically repudiated by the commission. |
---|
2562 | | - | (5) Any state that joins the compact shall be subject to the |
---|
2563 | | - | commission's rules and bylaws as they exist on the date that the |
---|
2564 | | - | compact becomes law in that state. Any rule that has been previously |
---|
2565 | | - | adopted by the commission shall have the full force and effect of law |
---|
2566 | | - | on the date that the compact becomes law in that state. |
---|
2567 | | - | (b) Any member state may withdraw from this compact by |
---|
2568 | | - | enacting a statute repealing that state's enactment of the compact. |
---|
2569 | | - | (1) A member state's withdrawal shall not take effect until 180 |
---|
2570 | | - | days after enactment of the repealing statute. |
---|
2571 | | - | (2) Withdrawal shall not affect the continuing requirement of the |
---|
2572 | | - | withdrawing state's state licensing authority to comply with the |
---|
2573 | | - | investigative and adverse action reporting requirements of this compact |
---|
2574 | | - | prior to the effective date of withdrawal. |
---|
2575 | | - | (3) Upon the enactment of a statute withdrawing from this |
---|
2576 | | - | compact, a state shall immediately provide notice of such withdrawal to |
---|
2577 | | - | all licensees within that state. Notwithstanding any subsequent |
---|
2578 | | - | statutory enactment to the contrary, such withdrawing state shall |
---|
2579 | | - | continue to recognize all licenses granted pursuant to this compact for a |
---|
2580 | | - | minimum of 180 days after the date of such notice of withdrawal. |
---|
2581 | | - | (c) Nothing contained in this compact shall be construed to |
---|
2582 | | - | invalidate or prevent any licensure agreement or other cooperative |
---|
2583 | | - | arrangement between a member state and a non-member state that does |
---|
2584 | | - | not conflict with the provisions of this compact. |
---|
2585 | | - | (d) This compact may be amended by the member states. No |
---|
2586 | | - | amendment to this compact shall become effective and binding upon |
---|
2587 | | - | any member state until it is enacted into the laws of all member states. |
---|
2588 | | - | ARTICLE 14—CONSTRUCTION AND SEVERABILITY |
---|
2589 | | - | (a) This compact and the commission's rulemaking authority shall |
---|
2590 | | - | be liberally construed so as to effectuate the purposes and the |
---|
2591 | | - | implementation and administration of the compact. Provisions of the |
---|
2592 | | - | compact expressly authorizing or requiring the adoption of rules shall |
---|
2593 | | - | not be construed to limit the commission's rulemaking authority solely |
---|
2594 | | - | for those purposes. |
---|
2595 | | - | (b) The provisions of this compact shall be severable and if any |
---|
2596 | | - | phrase, clause, sentence or provision of this compact is held by a court |
---|
2597 | | - | of competent jurisdiction to be contrary to the constitution of any |
---|
2598 | | - | member state, a state seeking participation in the compact or of the |
---|
2599 | | - | United States or the applicability thereof to any government, agency, |
---|
2600 | | - | person or circumstance is held to be unconstitutional by a court of |
---|
2601 | | - | competent jurisdiction, the validity of the remainder of this compact |
---|
2602 | | - | and the applicability thereof to any other government, agency, person |
---|
2603 | | - | or circumstance shall not be affected thereby. |
---|
2604 | | - | (c) Notwithstanding article 14(b), the commission may deny a |
---|
2605 | | - | state's participation in the compact or terminate a member state's |
---|
2606 | | - | participation in the compact, in accordance with the requirements of |
---|
2607 | | - | article 12, if the commission determines that a constitutional |
---|
2608 | | - | requirement of a member state is a material departure from the |
---|
2609 | | - | compact. Otherwise, if this compact shall be held to be contrary to the |
---|
2610 | | - | constitution of any member state, the compact shall remain in full force |
---|
2611 | | - | and effect as to the remaining member states and in full force and effect |
---|
2612 | | - | as to the member state affected as to all severable matters. HOUSE BILL No. 2069—page 43 |
---|
2613 | | - | ARTICLE 15—CONSISTENT EFFECT AND CONFLICT |
---|
2614 | | - | WITH OTHER STATE LAWS |
---|
2615 | | - | (a) Nothing in this compact shall prevent or inhibit the |
---|
2616 | | - | enforcement of any other law of a member state that is not inconsistent |
---|
2617 | | - | with the compact. |
---|
2618 | | - | (b) Any laws, statutes, regulations or other legal requirements in a |
---|
2619 | | - | member state in conflict with the compact are superseded to the extent |
---|
2620 | | - | of the conflict. |
---|
2621 | | - | (c) All permissible agreements between the commission and the |
---|
2622 | | - | member states are binding in accordance with their terms. |
---|
2623 | | - | Sec. 4. |
---|
2624 | | - | |
---|
2625 | | - | SECTION 1—PURPOSE |
---|
2626 | | - | In order to strengthen access to medical services and in recognition |
---|
2627 | | - | of the advances in the delivery of medical services, the participating |
---|
2628 | | - | states of the PA licensure compact have allied in common purpose to |
---|
2629 | | - | develop a comprehensive process that complements the existing |
---|
2630 | | - | authority of state licensing boards to license and discipline PAs and |
---|
2631 | | - | seeks to enhance the portability of a license to practice as a PA while |
---|
2632 | | - | safeguarding the safety of patients. This compact allows medical |
---|
2633 | | - | services to be provided by PAs, via the mutual recognition of the |
---|
2634 | | - | licensee's qualifying license by other compact-participating states. This |
---|
2635 | | - | compact also adopts the prevailing standard for PA licensure and |
---|
2636 | | - | affirms that the practice and delivery of medical services by the PA |
---|
2637 | | - | occurs where the patient is located at the time of the patient encounter |
---|
2638 | | - | and, therefore, requires the PA to be under the jurisdiction of the state |
---|
2639 | | - | licensing board where the patient is located. State licensing boards that |
---|
2640 | | - | participate in this compact retain the jurisdiction to impose adverse |
---|
2641 | | - | action against a compact privilege in that state issued to a PA through |
---|
2642 | | - | the procedures of this compact. The PA licensure compact will alleviate |
---|
2643 | | - | burdens for military families by allowing active duty military personnel |
---|
2644 | | - | and their spouses to obtain a compact privilege based on having an |
---|
2645 | | - | unrestricted license in good standing from a participating state. |
---|
2646 | | - | SECTION 2—DEFINITIONS |
---|
2647 | | - | As used in this compact: |
---|
2648 | | - | (a) "Adverse action" means any administrative, civil, equitable or |
---|
2649 | | - | criminal action permitted by a state's laws that is imposed by a |
---|
2650 | | - | licensing board or other authority against a PA license, application for |
---|
2651 | | - | licensure or compact privilege such as license denial, censure, |
---|
2652 | | - | revocation, suspension, probation, monitoring of the licensee or |
---|
2653 | | - | restriction on the licensee's practice. |
---|
2654 | | - | (b) "Compact privilege" means the authorization granted by a |
---|
2655 | | - | remote state to allow a licensee from another participating state to |
---|
2656 | | - | practice as a PA to provide medical services and other licensed activity |
---|
2657 | | - | to a patient located in the remote state under the remote state's laws and |
---|
2658 | | - | regulations. |
---|
2659 | | - | (c) "Conviction" means a finding by a court that an individual is |
---|
2660 | | - | guilty of a felony or misdemeanor offense through adjudication or entry |
---|
2661 | | - | of a guilty plea or no contest to the charge by the offender. |
---|
2662 | | - | (d) "Criminal background check" means the submission of |
---|
2663 | | - | fingerprints or other biometric-based information for an applicant for |
---|
2664 | | - | licensure for the purpose of obtaining that applicant's criminal history |
---|
2665 | | - | record information, as defined in 28 C.F.R. § 20.3(d), from the state's |
---|
2666 | | - | criminal history record repository as defined in 28 C.F.R. § 20.3(f). |
---|
2667 | | - | (e) "Data system" means the repository of information concerning |
---|
2668 | | - | licensees, including, but not limited to, license status and adverse |
---|
2669 | | - | actions, that is created and administered under the terms of this |
---|
2670 | | - | compact. |
---|
2671 | | - | (f) "Executive committee" means a group of directors and ex |
---|
2672 | | - | officio individuals elected or appointed pursuant to section 7(f)(2). HOUSE BILL No. 2069—page 44 |
---|
2673 | | - | (g) "Impaired practitioner" means a PA whose practice is |
---|
2674 | | - | adversely affected by a health-related condition that impacts such PA's |
---|
2675 | | - | ability to practice. |
---|
2676 | | - | (h) "Investigative information" means information, records or |
---|
2677 | | - | documents received or generated by a licensing board pursuant to an |
---|
2678 | | - | investigation. |
---|
2679 | | - | (i) "Jurisprudence requirement" means the assessment of an |
---|
2680 | | - | individual's knowledge of the laws and rules governing the practice of a |
---|
2681 | | - | PA in a state. |
---|
2682 | | - | (j) "License" means current authorization by a state, other than |
---|
2683 | | - | authorization pursuant to a compact privilege, for a PA to provide |
---|
2684 | | - | medical services that would be unlawful without current authorization. |
---|
2685 | | - | (k) "Licensee" means an individual who holds a license from a |
---|
2686 | | - | state to provide medical services as a PA. |
---|
2687 | | - | (l) "Licensing board" means any state entity authorized to license |
---|
2688 | | - | and otherwise regulate PAs. |
---|
2689 | | - | (m) "Medical services" means healthcare services provided for the |
---|
2690 | | - | diagnosis, prevention, treatment, cure or relief of a health condition, |
---|
2691 | | - | injury or disease, as defined by a state's laws and regulations. |
---|
2692 | | - | (n) "Model compact" means the model for the PA licensure |
---|
2693 | | - | compact on file with the council of state governments or other entity as |
---|
2694 | | - | designated by the commission. |
---|
2695 | | - | (o) "PA" means an individual who is licensed as a physician |
---|
2696 | | - | assistant in a state. For purposes of this compact, any other title or |
---|
2697 | | - | status adopted by a state to replace the term "physician assistant" shall |
---|
2698 | | - | be deemed synonymous with "physician assistant" and shall confer the |
---|
2699 | | - | same rights and responsibilities to the licensee under the provisions of |
---|
2700 | | - | this compact at the time of its enactment. |
---|
2701 | | - | (p) "PA licensure compact commission," "compact commission" |
---|
2702 | | - | or "commission" means the national administrative body created |
---|
2703 | | - | pursuant to section 7(a). |
---|
2704 | | - | (q) "Participating state" means a state that has enacted this |
---|
2705 | | - | compact. |
---|
2706 | | - | (r) "Qualifying license" means an unrestricted license issued by a |
---|
2707 | | - | participating state to provide medical services as a PA. |
---|
2708 | | - | (s) "Remote state" means a participating state where a licensee |
---|
2709 | | - | who is not licensed as a PA is exercising or seeking to exercise the |
---|
2710 | | - | compact privilege. |
---|
2711 | | - | (t) "Rule" means any rule or regulation adopted by an entity that |
---|
2712 | | - | has the force and effect of law. |
---|
2713 | | - | (u) "Significant investigative information" means investigative |
---|
2714 | | - | information that a licensing board, after an inquiry or investigation that |
---|
2715 | | - | includes notification and an opportunity for the PA to respond if |
---|
2716 | | - | required by state law, has reason to believe is not groundless and, if |
---|
2717 | | - | proven true, would indicate more than a minor infraction. |
---|
2718 | | - | (v) "State" means any state, commonwealth, district or territory of |
---|
2719 | | - | the United States. |
---|
2720 | | - | SECTION 3—STATE PARTICIPATION IN THIS COMPACT |
---|
2721 | | - | (a) To participate in this compact, a participating state shall: |
---|
2722 | | - | (1) License PAs; |
---|
2723 | | - | (2) participate in the compact commission's data system; |
---|
2724 | | - | (3) have a mechanism in place for receiving and investigating |
---|
2725 | | - | complaints against licensees and applicants for licensure; |
---|
2726 | | - | (4) notify the commission, in compliance with the terms of this |
---|
2727 | | - | compact and commission rules, of any adverse action against a licensee |
---|
2728 | | - | or applicant for licensure and the existence of significant investigative |
---|
2729 | | - | information regarding a licensee or applicant for licensure; |
---|
2730 | | - | (5) fully implement a criminal background check requirement, |
---|
2731 | | - | within a time frame established by commission rule, by its licensing |
---|
2732 | | - | board receiving the results of a criminal background check and |
---|
2733 | | - | reporting to the commission whether the applicant for licensure has |
---|
2734 | | - | been granted a license; HOUSE BILL No. 2069—page 45 |
---|
2735 | | - | (6) comply with the rules of the compact commission; |
---|
2736 | | - | (7) utilize passage of a recognized national examination such as |
---|
2737 | | - | the NCCPA PANCE as a requirement for PA licensure; and |
---|
2738 | | - | (8) grant the compact privilege to a holder of a qualifying license |
---|
2739 | | - | in a participating state. |
---|
2740 | | - | (b) Nothing in this compact shall be construed to prohibit a |
---|
2741 | | - | participating state from charging a fee for granting the compact |
---|
2742 | | - | privilege. |
---|
2743 | | - | SECTION 4—COMPACT PRIVILEGE |
---|
2744 | | - | (a) To exercise the compact privilege, a licensee shall: |
---|
2745 | | - | (1) Have graduated from a PA program accredited by the |
---|
2746 | | - | accreditation review commission on education for the physician |
---|
2747 | | - | assistant, inc., or other programs authorized by commission rule; |
---|
2748 | | - | (2) hold current NCCPA certification; |
---|
2749 | | - | (3) have no felony or misdemeanor convictions; |
---|
2750 | | - | (4) have never had a controlled substance license, permit or |
---|
2751 | | - | registration suspended or revoked by a state or by the United States |
---|
2752 | | - | drug enforcement administration; |
---|
2753 | | - | (5) have a unique identifier as determined by commission rule; |
---|
2754 | | - | (6) hold a qualifying license; |
---|
2755 | | - | (7) have had no revocation of a license or limitation or restriction |
---|
2756 | | - | on any license currently held due to an adverse action; |
---|
2757 | | - | (A) if a licensee has had a limitation or restriction on a license or |
---|
2758 | | - | compact privilege due to an adverse action, two years shall have |
---|
2759 | | - | elapsed from the date on which the license or compact privilege is no |
---|
2760 | | - | longer limited or restricted due to the adverse action; |
---|
2761 | | - | (B) if a compact privilege has been revoked or is limited or |
---|
2762 | | - | restricted in a participating state for conduct that would not be a basis |
---|
2763 | | - | for disciplinary action in a participating state in which the licensee is |
---|
2764 | | - | practicing or applying to practice under a compact privilege, that |
---|
2765 | | - | participating state shall have the discretion not to consider such action |
---|
2766 | | - | as an adverse action requiring the denial or removal of a compact |
---|
2767 | | - | privilege in that state; |
---|
2768 | | - | (8) notify the compact commission that the licensee is seeking the |
---|
2769 | | - | compact privilege in a remote state; |
---|
2770 | | - | (9) meet any jurisprudence requirement of a remote state in which |
---|
2771 | | - | the licensee is seeking to practice under the compact privilege and pay |
---|
2772 | | - | any fees applicable to satisfying the jurisprudence requirement; and |
---|
2773 | | - | (10) report to the commission any adverse action taken by a |
---|
2774 | | - | nonparticipating state within 30 days after such adverse action is taken. |
---|
2775 | | - | (b) The compact privilege shall be valid until the expiration or |
---|
2776 | | - | revocation of the qualifying license unless terminated pursuant to an |
---|
2777 | | - | adverse action. The licensee shall comply with the requirements of |
---|
2778 | | - | subsection (a) to maintain the compact privilege in a remote state. If the |
---|
2779 | | - | participating state takes adverse action against a qualifying license, the |
---|
2780 | | - | licensee shall lose the compact privilege in any remote state in which |
---|
2781 | | - | the licensee has a compact privilege until the licensee meets the |
---|
2782 | | - | following conditions: |
---|
2783 | | - | (1) The license is no longer limited or restricted; and |
---|
2784 | | - | (2) two years have elapsed from the date on which the license is |
---|
2785 | | - | no longer limited or restricted due to the adverse action. |
---|
2786 | | - | (c) Once a restricted or limited license satisfies the requirements |
---|
2787 | | - | of subsection (b), the licensee shall meet the requirements of subsection |
---|
2788 | | - | (a) to obtain a compact privilege in any remote state. |
---|
2789 | | - | (d) For each remote state in which a PA seeks authority to |
---|
2790 | | - | prescribe controlled substances, the PA shall satisfy all the requirements |
---|
2791 | | - | imposed by such state in granting or renewing such authority. |
---|
2792 | | - | SECTION 5—DESIGNATION OF THE STATE FROM WHICH |
---|
2793 | | - | THE LICENSEE IS APPLYING FOR A COMPACT PRIVILEGE |
---|
2794 | | - | Upon a licensee's application for a compact privilege, the licensee |
---|
2795 | | - | shall identify to the commission the participating state from which the HOUSE BILL No. 2069—page 46 |
---|
2796 | | - | licensee is applying, in accordance with applicable rules adopted by the |
---|
2797 | | - | commission and subject to the following requirements: |
---|
2798 | | - | (a) When applying for a compact privilege, the licensee shall |
---|
2799 | | - | provide the commission with the address of the licensee's primary |
---|
2800 | | - | residence and, thereafter, shall immediately report to the commission |
---|
2801 | | - | any change in the address of the licensee's primary residence; and |
---|
2802 | | - | (b) when applying for a compact privilege, the licensee is required |
---|
2803 | | - | to consent to accept service of process by mail at the licensee's primary |
---|
2804 | | - | residence on file with the commission with respect to any action |
---|
2805 | | - | brought against the licensee by the commission or a participating state, |
---|
2806 | | - | including a subpoena, with respect to any action brought or |
---|
2807 | | - | investigation conducted by the commission or a participating state. |
---|
2808 | | - | SECTION 6—ADVERSE ACTIONS |
---|
2809 | | - | (a) A participating state in which a licensee is licensed shall have |
---|
2810 | | - | exclusive power to impose adverse action against the qualifying license |
---|
2811 | | - | issued by that participating state. |
---|
2812 | | - | (b) In addition to the other powers conferred by state law, a remote |
---|
2813 | | - | state shall have the authority, in accordance with existing state due |
---|
2814 | | - | process law, to: |
---|
2815 | | - | (1) Take adverse action against a PA's compact privilege within |
---|
2816 | | - | that state to remove a licensee's compact privilege or take other action |
---|
2817 | | - | necessary under applicable law to protect the health and safety of its |
---|
2818 | | - | citizens; and |
---|
2819 | | - | (2) issue subpoenas for both hearings and investigations that |
---|
2820 | | - | require the attendance and testimony of witnesses as well as the |
---|
2821 | | - | production of evidence. Subpoenas issued by a licensing board in a |
---|
2822 | | - | participating state for the attendance and testimony of witnesses or the |
---|
2823 | | - | production of evidence from another participating state shall be |
---|
2824 | | - | enforced in the latter state by any court of competent jurisdiction, |
---|
2825 | | - | according to the practice and procedure of such court applicable to |
---|
2826 | | - | subpoenas issued in proceedings pending before it. The issuing |
---|
2827 | | - | authority shall pay any witness fees, travel expenses, mileage and other |
---|
2828 | | - | fees required by the service statutes of the state in which the witnesses |
---|
2829 | | - | or evidence is located. |
---|
2830 | | - | (c) Notwithstanding subsection (b)(2), subpoenas shall not be |
---|
2831 | | - | issued by a participating state to gather evidence of conduct in another |
---|
2832 | | - | state that is lawful in such other state for the purpose of taking adverse |
---|
2833 | | - | action against a licensee's compact privilege or application for a |
---|
2834 | | - | compact privilege in the participating state. |
---|
2835 | | - | (d) Nothing in this compact shall be deemed to authorize a |
---|
2836 | | - | participating state to impose discipline against a PA's compact privilege |
---|
2837 | | - | or to deny an application for a compact privilege in that participating |
---|
2838 | | - | state for the individual's otherwise lawful practice in another state. |
---|
2839 | | - | (e) For purposes of taking adverse action, the participating state |
---|
2840 | | - | that issued the qualifying license shall give the same priority and effect |
---|
2841 | | - | to reported conduct received from any other participating state as it |
---|
2842 | | - | would if the conduct had occurred within the participating state that |
---|
2843 | | - | issued the qualifying license. The participating state shall apply its own |
---|
2844 | | - | state laws to determine appropriate action. |
---|
2845 | | - | (f) A participating state, if otherwise permitted by state law, may |
---|
2846 | | - | recover from the affected PA the costs of investigations and disposition |
---|
2847 | | - | of cases resulting from any adverse action taken against that PA. |
---|
2848 | | - | (g) A participating state may take adverse action based on the |
---|
2849 | | - | factual findings of a remote state if the participating state follows its |
---|
2850 | | - | own procedures for taking the adverse action. |
---|
2851 | | - | (h) Joint investigations. |
---|
2852 | | - | (1) In addition to the authority granted to a participating state by |
---|
2853 | | - | such state's PA laws and regulations or other applicable state law, any |
---|
2854 | | - | participating state may participate with other participating states in joint |
---|
2855 | | - | investigations of licensees. |
---|
2856 | | - | (2) Participating states shall share any investigative, litigation or |
---|
2857 | | - | compliance materials in furtherance of any joint or individual HOUSE BILL No. 2069—page 47 |
---|
2858 | | - | investigation initiated under this compact. |
---|
2859 | | - | (i) If an adverse action is taken against a PA's qualifying license, |
---|
2860 | | - | the PA's compact privilege in all remote states shall be deactivated until |
---|
2861 | | - | two years have elapsed after all restrictions have been removed from |
---|
2862 | | - | the state license. All disciplinary orders by the participating state that |
---|
2863 | | - | issued the qualifying license that impose adverse action against a PA's |
---|
2864 | | - | license shall include a statement that the PA's compact privilege is |
---|
2865 | | - | deactivated in all participating states during the pendency of the order. |
---|
2866 | | - | (j) If any participating state takes adverse action, it promptly shall |
---|
2867 | | - | notify the administrator of the data system. |
---|
2868 | | - | SECTION 7—ESTABLISHMENT OF THE PA LICENSURE |
---|
2869 | | - | COMPACT COMMISSION |
---|
2870 | | - | (a) The participating states hereby create and establish a joint |
---|
2871 | | - | government agency and national administrative body known as the PA |
---|
2872 | | - | licensure compact commission. The commission is an instrumentality |
---|
2873 | | - | of the compact states acting jointly and not an instrumentality of any |
---|
2874 | | - | one state. The commission shall come into existence on or after the |
---|
2875 | | - | effective date of the compact as set forth in section 11(a). |
---|
2876 | | - | (b) Membership, voting and meetings. |
---|
2877 | | - | (1) Each participating state shall have and be limited to one |
---|
2878 | | - | delegate selected by such participating state's licensing board or, if such |
---|
2879 | | - | participating state has more than one licensing board, selected |
---|
2880 | | - | collectively by the participating state's licensing boards. |
---|
2881 | | - | (2) A delegate shall be either: |
---|
2882 | | - | (A) A current PA, physician or public member of a licensing board |
---|
2883 | | - | or PA council or committee; or |
---|
2884 | | - | (B) an administrator of a licensing board. |
---|
2885 | | - | (3) Any delegate may be removed or suspended from office as |
---|
2886 | | - | provided by the laws of the state from which the delegate is appointed. |
---|
2887 | | - | (4) The participating state licensing board shall fill any vacancy |
---|
2888 | | - | occurring in the commission within 60 days. |
---|
2889 | | - | (5) Each delegate shall be entitled to one vote on all matters voted |
---|
2890 | | - | on by the commission and shall otherwise have an opportunity to |
---|
2891 | | - | participate in the commission's business and affairs. A delegate shall |
---|
2892 | | - | vote in person or by such other means as provided in the bylaws. The |
---|
2893 | | - | bylaws may provide for delegates' participation in meetings by |
---|
2894 | | - | telecommunications, video conference or other means of |
---|
2895 | | - | communication. |
---|
2896 | | - | (6) The commission shall meet at least once during each calendar |
---|
2897 | | - | year. Additional meetings shall be held as set forth in this compact and |
---|
2898 | | - | the bylaws. |
---|
2899 | | - | (7) The commission shall establish by rule a term of office for |
---|
2900 | | - | delegates. |
---|
2901 | | - | (c) The commission shall have the following powers and duties: |
---|
2902 | | - | (1) Establish a code of ethics for the commission; |
---|
2903 | | - | (2) establish the fiscal year of the commission; |
---|
2904 | | - | (3) establish fees; |
---|
2905 | | - | (4) establish bylaws; |
---|
2906 | | - | (5) maintain its financial records in accordance with the bylaws; |
---|
2907 | | - | (6) meet and take such actions as are consistent with the |
---|
2908 | | - | provisions of this compact and the bylaws; |
---|
2909 | | - | (7) adopt rules to facilitate and coordinate implementation and |
---|
2910 | | - | administration of this compact, and such rules shall have the force and |
---|
2911 | | - | effect of law and shall be binding in all participating states; |
---|
2912 | | - | (8) bring and prosecute legal proceedings or actions in the name of |
---|
2913 | | - | the commission, except that the standing of any state licensing board to |
---|
2914 | | - | sue or be sued under applicable law shall not be affected; |
---|
2915 | | - | (9) purchase and maintain insurance and bonds; |
---|
2916 | | - | (10) borrow, accept or contract for services of personnel, |
---|
2917 | | - | including, but not limited to, employees of a participating state; |
---|
2918 | | - | (11) hire employees and engage contractors, elect or appoint |
---|
2919 | | - | officers, fix compensation, define duties, grant such individuals HOUSE BILL No. 2069—page 48 |
---|
2920 | | - | appropriate authority to carry out the purposes of this compact and |
---|
2921 | | - | establish the commission's personnel policies and programs relating to |
---|
2922 | | - | conflicts of interest, qualifications of personnel and other related |
---|
2923 | | - | personnel matters; |
---|
2924 | | - | (12) accept any and all appropriate donations and grants of money, |
---|
2925 | | - | equipment, supplies, materials and services and receive, utilize and |
---|
2926 | | - | dispose of the same. At all times the commission shall avoid any |
---|
2927 | | - | appearance of impropriety or conflict of interest; |
---|
2928 | | - | (13) lease, purchase, accept appropriate gifts or donations of or |
---|
2929 | | - | otherwise own, hold, improve or use any property real, personal or |
---|
2930 | | - | mixed. In performing these actions, the commission shall avoid the |
---|
2931 | | - | appearance of impropriety at all times; |
---|
2932 | | - | (14) sell, convey, mortgage, pledge, lease, exchange, abandon or |
---|
2933 | | - | otherwise dispose of any property real, personal or mixed; |
---|
2934 | | - | (15) establish a budget and make expenditures; |
---|
2935 | | - | (16) borrow money; |
---|
2936 | | - | (17) appoint committees, including standing committees |
---|
2937 | | - | composed of members, state regulators, state legislators or their |
---|
2938 | | - | representatives, consumer representatives and such other interested |
---|
2939 | | - | persons as may be designated in this compact and the bylaws; |
---|
2940 | | - | (18) provide and receive information from, and cooperate with, |
---|
2941 | | - | law enforcement agencies; |
---|
2942 | | - | (19) elect a chairperson, vice chairperson, secretary and treasurer |
---|
2943 | | - | and such other officers of the commission as provided in the |
---|
2944 | | - | commission's bylaws; |
---|
2945 | | - | (20) reserve for itself, in addition to those reserved exclusively to |
---|
2946 | | - | the commission under the compact, powers that the executive |
---|
2947 | | - | committee shall not exercise; |
---|
2948 | | - | (21) approve or disapprove a state's participation in the compact |
---|
2949 | | - | based upon its determination as to whether the state's compact |
---|
2950 | | - | legislation materially departs from the model compact language; |
---|
2951 | | - | (22) prepare and provide to the participating states an annual |
---|
2952 | | - | report; and |
---|
2953 | | - | (23) perform such other functions as may be necessary or |
---|
2954 | | - | appropriate to achieve the purposes of this compact, consistent with the |
---|
2955 | | - | state regulation of PA licensure and practice. |
---|
2956 | | - | (d) Meetings of the commission. |
---|
2957 | | - | (1) All meetings of the commission that are not closed pursuant to |
---|
2958 | | - | this subsection shall be open to the public. Notice of public meetings |
---|
2959 | | - | shall be posted on the commission's website at least 30 days prior to the |
---|
2960 | | - | public meeting. |
---|
2961 | | - | (2) Notwithstanding subsection (d)(1), the commission may |
---|
2962 | | - | convene a public meeting by providing at least 24 hours' prior notice on |
---|
2963 | | - | the commission's website and any other means as provided in the |
---|
2964 | | - | commission's rules for any of the reasons it may dispense, with notice |
---|
2965 | | - | of proposed rulemaking under section 9(l). |
---|
2966 | | - | (3) The commission may convene in a closed, nonpublic meeting |
---|
2967 | | - | or nonpublic part of a public meeting to receive legal advice or to |
---|
2968 | | - | discuss: |
---|
2969 | | - | (A) Noncompliance of a participating state with its obligations |
---|
2970 | | - | under this compact; |
---|
2971 | | - | (B) the employment, compensation, discipline or other matters, |
---|
2972 | | - | practices or procedures related to specific employees or other matters |
---|
2973 | | - | related to the commission's internal personnel practices and procedures; |
---|
2974 | | - | (C) any current, threatened or reasonably anticipated litigation; |
---|
2975 | | - | (D) the negotiation of contracts for the purchase, lease or sale of |
---|
2976 | | - | goods, services or real estate; |
---|
2977 | | - | (E) the accusation of any individual of a crime or the formal |
---|
2978 | | - | censure any individual; |
---|
2979 | | - | (F) the disclosure of trade secrets or commercial or financial |
---|
2980 | | - | information that is privileged or confidential; |
---|
2981 | | - | (G) the disclosure of information of a personal nature, if |
---|
2982 | | - | disclosure would constitute a clearly unwarranted invasion of personal |
---|
2983 | | - | privacy; HOUSE BILL No. 2069—page 49 |
---|
2984 | | - | (H) the disclosure of investigative records compiled for law |
---|
2985 | | - | enforcement purposes; |
---|
2986 | | - | (I) the disclosure of information related to any investigative |
---|
2987 | | - | reports prepared by or on behalf of or for use of the commission or |
---|
2988 | | - | other committee charged with the responsibility of investigation or |
---|
2989 | | - | determination of compliance issues pursuant to this compact; |
---|
2990 | | - | (J) legal advice; or |
---|
2991 | | - | (K) any matters specifically exempted from disclosure by federal |
---|
2992 | | - | or a participating state's statutes. |
---|
2993 | | - | (4) If a meeting, or portion of a meeting, is closed pursuant to |
---|
2994 | | - | subsection (d)(3), the chairperson of the meeting or the chairperson's |
---|
2995 | | - | designee shall certify that the meeting or portion of the meeting may be |
---|
2996 | | - | closed and shall reference each relevant exempting provision. |
---|
2997 | | - | (5) The commission shall keep minutes that fully and clearly |
---|
2998 | | - | describe all matters discussed in a meeting and shall provide a full and |
---|
2999 | | - | accurate summary of actions taken, including a description of the views |
---|
3000 | | - | expressed. All documents considered in connection with an action shall |
---|
3001 | | - | be identified in such minutes. All minutes and documents of a closed |
---|
3002 | | - | meeting shall remain under seal, subject to release by a majority vote of |
---|
3003 | | - | the commission or order of a court of competent jurisdiction. |
---|
3004 | | - | (e) Financing of the commission. |
---|
3005 | | - | (1) The commission shall pay, or provide for the payment of, the |
---|
3006 | | - | reasonable expenses of its establishment, organization and ongoing |
---|
3007 | | - | activities. |
---|
3008 | | - | (2) The commission may accept any and all appropriate revenue |
---|
3009 | | - | sources, donations and grants of money, equipment, supplies, materials |
---|
3010 | | - | and services. |
---|
3011 | | - | (3) The commission may levy on and collect an annual assessment |
---|
3012 | | - | from each participating state and may impose compact privilege fees on |
---|
3013 | | - | licensees of participating states to which a compact privilege is granted |
---|
3014 | | - | to cover the cost of the operations and activities of the commission and |
---|
3015 | | - | its staff. Such assessment shall be in a total amount sufficient to cover |
---|
3016 | | - | the commission's annual budget as approved by the commission each |
---|
3017 | | - | year for which revenue is not provided by other sources. The aggregate |
---|
3018 | | - | annual assessment amount levied on participating states shall be |
---|
3019 | | - | allocated based upon a formula to be determined by commission rule. |
---|
3020 | | - | Compact privileges and such compact privilege's associated fees shall |
---|
3021 | | - | be governed as follows: |
---|
3022 | | - | (A) A compact privilege expires when the licensee's qualifying |
---|
3023 | | - | license in the participating state from which the licensee applied for the |
---|
3024 | | - | compact privilege expires; and |
---|
3025 | | - | (B) if the licensee terminates the qualifying license through which |
---|
3026 | | - | the licensee applied for the compact privilege before its scheduled |
---|
3027 | | - | expiration and the licensee has a qualifying license in another |
---|
3028 | | - | participating state, the licensee shall inform the commission that it is |
---|
3029 | | - | changing to that participating state through which it applies for a |
---|
3030 | | - | compact privilege to that participating state and pay to the commission |
---|
3031 | | - | any compact privilege fee required by commission rule. |
---|
3032 | | - | (4) The commission shall not incur obligations of any kind prior to |
---|
3033 | | - | securing the funds adequate to meet such obligations, nor shall the |
---|
3034 | | - | commission pledge the credit of any of the participating states, except |
---|
3035 | | - | by and with the authority of the participating state. |
---|
3036 | | - | (5) The commission shall keep accurate accounts of all receipts |
---|
3037 | | - | and disbursements. The receipts and disbursements of the commission |
---|
3038 | | - | shall be subject to the financial review and accounting procedures |
---|
3039 | | - | established under its bylaws. All receipts and disbursements of funds |
---|
3040 | | - | handled by the commission shall be subject to an annual financial |
---|
3041 | | - | review by a certified or licensed public accountant, and the report of |
---|
3042 | | - | the financial review shall be included in and become part of the annual |
---|
3043 | | - | report of the commission. |
---|
3044 | | - | (f) The executive committee. |
---|
3045 | | - | (1) The executive committee shall have to power to act on behalf |
---|
3046 | | - | of the commission according to the terms of this compact and |
---|
3047 | | - | commission rules. HOUSE BILL No. 2069—page 50 |
---|
3048 | | - | (2) The executive committee shall be composed of nine members |
---|
3049 | | - | described as follows: |
---|
3050 | | - | (A) Seven voting members who are elected by the commission |
---|
3051 | | - | from the current membership of the commission; |
---|
3052 | | - | (B) (i) (a) one ex officio, nonvoting member from a recognized |
---|
3053 | | - | national PA professional association; and |
---|
3054 | | - | (b) one ex officio, nonvoting member from a recognized national |
---|
3055 | | - | PA certification organization. |
---|
3056 | | - | (ii) The ex officio members shall be selected by their respective |
---|
3057 | | - | organizations. |
---|
3058 | | - | (3) The commission may remove any member of the executive |
---|
3059 | | - | committee as provided in its bylaws. |
---|
3060 | | - | (4) The executive committee shall meet at least annually. |
---|
3061 | | - | (5) The executive committee shall have the following duties and |
---|
3062 | | - | responsibilities: |
---|
3063 | | - | (A) Recommend to the commission changes to the commission's |
---|
3064 | | - | rules or bylaws, changes to this compact legislation, fees to be paid by |
---|
3065 | | - | compact-participating states such as annual dues and any commission |
---|
3066 | | - | compact fee charged to licensees for the compact privilege; |
---|
3067 | | - | (B) ensure that compact administration services are appropriately |
---|
3068 | | - | provided, whether contractual or otherwise; |
---|
3069 | | - | (C) prepare and recommend the budget; |
---|
3070 | | - | (D) maintain financial records on behalf of the commission; |
---|
3071 | | - | (E) monitor compact compliance of participating states and |
---|
3072 | | - | provide compliance reports to the commission; |
---|
3073 | | - | (F) establish additional committees as necessary; |
---|
3074 | | - | (G) exercise the powers and duties of the commission during the |
---|
3075 | | - | interim between commission meetings, except for issuing proposed |
---|
3076 | | - | rulemaking or adopting commission rules or bylaws or exercising any |
---|
3077 | | - | other powers and duties exclusively reserved to the commission by the |
---|
3078 | | - | commission's rules; and |
---|
3079 | | - | (H) perform other duties as provided in the commission's rules or |
---|
3080 | | - | bylaws. |
---|
3081 | | - | (6) All meetings of the executive committee at which it votes or |
---|
3082 | | - | plans to vote on matters in exercising the powers and duties of the |
---|
3083 | | - | commission shall be open to the public and public notice of such |
---|
3084 | | - | meetings shall be given as public meetings of the commission are |
---|
3085 | | - | given. |
---|
3086 | | - | (7) The executive committee may convene in a closed, nonpublic |
---|
3087 | | - | meeting for the same reasons that the commission may convene in a |
---|
3088 | | - | nonpublic meeting as set forth in subsection (d)(3), and shall announce |
---|
3089 | | - | the closed meeting as the commission is required to do under |
---|
3090 | | - | subsection (d)(4) and keep minutes of the closed meeting as the |
---|
3091 | | - | commission is required to do under subsection (d)(5). |
---|
3092 | | - | (g) Qualified immunity, defense and indemnification. |
---|
3093 | | - | (1) The members, officers, executive director, employees and |
---|
3094 | | - | representatives of the commission shall be immune from suit and |
---|
3095 | | - | liability, both personally and in their official capacity, for any claim for |
---|
3096 | | - | damage to or loss of property or personal injury or other civil liability |
---|
3097 | | - | caused by or arising out of any actual or alleged act, error or omission |
---|
3098 | | - | that occurred or that the individual against whom the claim is made had |
---|
3099 | | - | a reasonable basis for believing occurred within the scope of |
---|
3100 | | - | commission employment, duties or responsibilities. Nothing in this |
---|
3101 | | - | paragraph shall be construed to protect any such individual from suit or |
---|
3102 | | - | liability for any damage, loss, injury or liability caused by the |
---|
3103 | | - | intentional or willful or wanton misconduct of such individual. The |
---|
3104 | | - | procurement of insurance of any type by the commission shall not in |
---|
3105 | | - | any way compromise or limit the immunity granted hereunder. |
---|
3106 | | - | (2) The commission shall defend any member, officer, executive |
---|
3107 | | - | director, employee, and representative of the commission in any civil |
---|
3108 | | - | action seeking to impose liability arising out of any actual or alleged |
---|
3109 | | - | act, error or omission that occurred within the scope of commission |
---|
3110 | | - | employment, duties or responsibilities or as determined by the |
---|
3111 | | - | commission that the individual against whom the claim is made had a HOUSE BILL No. 2069—page 51 |
---|
3112 | | - | reasonable basis for believing occurred within the scope of commission |
---|
3113 | | - | employment, duties or responsibilities. Nothing herein shall be |
---|
3114 | | - | construed to prohibit such individual from retaining such individual's |
---|
3115 | | - | own counsel at the individual's own expense or that the actual or |
---|
3116 | | - | alleged act, error or omission did not result from the individual's |
---|
3117 | | - | intentional, willful or wanton misconduct. |
---|
3118 | | - | (3) The commission shall indemnify and hold harmless any |
---|
3119 | | - | member, officer, executive director, employee or representative of the |
---|
3120 | | - | commission for the amount of any settlement or judgment obtained |
---|
3121 | | - | against that individual arising out of any actual or alleged act, error or |
---|
3122 | | - | omission that occurred within the scope of commission employment, |
---|
3123 | | - | duties or responsibilities or that such individual had a reasonable basis |
---|
3124 | | - | for believing occurred within the scope of commission employment, |
---|
3125 | | - | duties or responsibilities, if the actual or alleged act, error or omission |
---|
3126 | | - | did not result from the intentional or willful or wanton misconduct of |
---|
3127 | | - | that individual. |
---|
3128 | | - | (4) Venue is proper and judicial proceedings by or against the |
---|
3129 | | - | commission shall be brought solely and exclusively in a court of |
---|
3130 | | - | competent jurisdiction where the principal office of the commission is |
---|
3131 | | - | located. The commission may waive venue and jurisdictional defenses |
---|
3132 | | - | in any proceedings as authorized by commission rules. |
---|
3133 | | - | (5) Nothing in this compact shall be construed as a limitation on |
---|
3134 | | - | the liability of any licensee for professional malpractice or misconduct, |
---|
3135 | | - | which shall be governed solely by any other applicable state laws. |
---|
3136 | | - | (6) Nothing in this compact shall be construed to designate the |
---|
3137 | | - | venue or jurisdiction to bring actions for alleged acts of malpractice, |
---|
3138 | | - | professional misconduct, negligence or other such civil action |
---|
3139 | | - | pertaining to the practice of a PA. All such matters shall be determined |
---|
3140 | | - | exclusively by state law other than this compact. |
---|
3141 | | - | (7) Nothing in this compact shall be interpreted to waive or |
---|
3142 | | - | otherwise abrogate a participating state's state action immunity or state |
---|
3143 | | - | action affirmative defense with respect to antitrust claims under the |
---|
3144 | | - | Sherman act, Clayton act or any other state or federal antitrust or |
---|
3145 | | - | anticompetitive law or regulation. |
---|
3146 | | - | (8) Nothing in this compact shall be construed to be a waiver of |
---|
3147 | | - | sovereign immunity by the participating states or by the commission. |
---|
3148 | | - | SECTION 8—DATA SYSTEM |
---|
3149 | | - | (a) The commission shall provide for the development, |
---|
3150 | | - | maintenance, operation and utilization of a coordinated data and |
---|
3151 | | - | reporting system containing licensure, adverse action and the reporting |
---|
3152 | | - | of the existence of significant investigative information on all licensed |
---|
3153 | | - | PAs and applicants that are denied a license in participating states. |
---|
3154 | | - | (b) Notwithstanding any other state law to the contrary, a |
---|
3155 | | - | participating state shall submit a uniform data set to the data system on |
---|
3156 | | - | all PAs to whom this compact is applicable, utilizing a unique |
---|
3157 | | - | identifier, as required by the rules of the commission, including: |
---|
3158 | | - | (1) Identifying information; |
---|
3159 | | - | (2) licensure data; |
---|
3160 | | - | (3) adverse actions against a license or compact privilege; |
---|
3161 | | - | (4) any denial of application for licensure and the reason for such |
---|
3162 | | - | denial, excluding the reporting of any criminal history record |
---|
3163 | | - | information where such reporting is prohibited by law; |
---|
3164 | | - | (5) the existence of significant investigative information; and |
---|
3165 | | - | (6) other information that may facilitate the administration of this |
---|
3166 | | - | compact, as determined by the rules of the commission. |
---|
3167 | | - | (c) Significant investigative information pertaining to a licensee in |
---|
3168 | | - | any participating state shall only be available to other participating |
---|
3169 | | - | states. |
---|
3170 | | - | (d) The commission shall promptly notify all participating states |
---|
3171 | | - | of any adverse action taken against a licensee or an individual applying |
---|
3172 | | - | for a license that has been reported to such commission. Such adverse |
---|
3173 | | - | action information shall be available to any other participating state. HOUSE BILL No. 2069—page 52 |
---|
3174 | | - | (e) Participating states contributing information to the data system |
---|
3175 | | - | may, in accordance with state or federal law, designate information that |
---|
3176 | | - | shall not be shared with the public without the express permission of |
---|
3177 | | - | the contributing state. Notwithstanding any such designation, such |
---|
3178 | | - | information shall be reported to the commission through the data |
---|
3179 | | - | system. |
---|
3180 | | - | (f) Any information submitted to the data system that is |
---|
3181 | | - | subsequently expunged pursuant to federal law or the laws of the |
---|
3182 | | - | participating state contributing the information shall be removed from |
---|
3183 | | - | the data system upon reporting of such by the participating state to the |
---|
3184 | | - | commission. |
---|
3185 | | - | (g) The records and information provided to a participating state |
---|
3186 | | - | pursuant to this compact or through the data system, when certified by |
---|
3187 | | - | the commission or an agent thereof, shall constitute the authenticated |
---|
3188 | | - | business records of the commission and shall be entitled to any |
---|
3189 | | - | associated hearsay exception in any relevant judicial, quasi-judicial or |
---|
3190 | | - | administrative proceedings in a participating state. |
---|
3191 | | - | SECTION 9—RULEMAKING |
---|
3192 | | - | (a) The commission shall exercise its rulemaking powers pursuant |
---|
3193 | | - | to the criteria set forth in this section and the rules adopted thereunder. |
---|
3194 | | - | Commission rules shall become binding as of the date specified by the |
---|
3195 | | - | commission for each rule. |
---|
3196 | | - | (b) The commission shall adopt reasonable rules in order to |
---|
3197 | | - | effectively and efficiently implement and administer this compact and |
---|
3198 | | - | achieve its purposes. A commission rule shall be invalid and have no |
---|
3199 | | - | force or effect only if a court of competent jurisdiction holds that the |
---|
3200 | | - | rule is invalid because the commission exercised its rulemaking |
---|
3201 | | - | authority in a manner that is beyond the scope of the purposes of this |
---|
3202 | | - | compact, the powers granted hereunder or based upon another |
---|
3203 | | - | applicable standard of review. |
---|
3204 | | - | (c) The rules of the commission shall have the force of law in each |
---|
3205 | | - | participating state, except that where the rules of the commission |
---|
3206 | | - | conflict with the laws of the participating state that establish the |
---|
3207 | | - | medical services, a PA may perform in the participating state, as held |
---|
3208 | | - | by a court of competent jurisdiction, and the rules of the commission |
---|
3209 | | - | shall be ineffective in that state to the extent of the conflict. |
---|
3210 | | - | (d) If a majority of the legislatures of the participating states |
---|
3211 | | - | rejects a commission rule, by enactment of a statute or resolution in the |
---|
3212 | | - | same manner used to adopt this compact within four years of the date |
---|
3213 | | - | of adoption of the rule, then such rule shall have no further force and |
---|
3214 | | - | effect in any participating state or to any state applying to participate in |
---|
3215 | | - | the compact. |
---|
3216 | | - | (e) Commission rules shall be adopted at a regular or special |
---|
3217 | | - | meeting of the commission. |
---|
3218 | | - | (f) Prior to adoption of a final rule by the commission and at least |
---|
3219 | | - | 30 days in advance of the meeting at which the rule will be considered |
---|
3220 | | - | and voted upon, the commission shall file a notice of proposed |
---|
3221 | | - | rulemaking: |
---|
3222 | | - | (1) On the commission's website or other publicly accessible |
---|
3223 | | - | platform; |
---|
3224 | | - | (2) to persons who have requested notice of the commission's |
---|
3225 | | - | notices of proposed rulemaking; and |
---|
3226 | | - | (3) in such other ways as the commission may specify by rule. |
---|
3227 | | - | (g) The notice of proposed rulemaking shall include: |
---|
3228 | | - | (1) The time, date and location of the public hearing on the |
---|
3229 | | - | proposed rule and the proposed time, date and location of the meeting |
---|
3230 | | - | in which the proposed rule will be considered and voted upon; |
---|
3231 | | - | (2) the text of and the reason for the proposed rule; |
---|
3232 | | - | (3) a request for comments on the proposed rule from any |
---|
3233 | | - | interested person and the date by which written comments must be |
---|
3234 | | - | received; and |
---|
3235 | | - | (4) the manner in which interested persons may submit notice to HOUSE BILL No. 2069—page 53 |
---|
3236 | | - | the commission of their intention to attend the public hearing or |
---|
3237 | | - | provide any written comments. |
---|
3238 | | - | (h) Prior to adoption of a proposed rule, the commission shall |
---|
3239 | | - | allow persons to submit written data, facts, opinions and arguments, |
---|
3240 | | - | which shall be made available to the public. |
---|
3241 | | - | (i) If the hearing is to be held via electronic means, the |
---|
3242 | | - | commission shall publish the mechanism for access to the electronic |
---|
3243 | | - | hearing. |
---|
3244 | | - | (1) All persons wishing to be heard at the hearing shall, as directed |
---|
3245 | | - | in the notice of proposed rulemaking published not less than five |
---|
3246 | | - | business days before the scheduled date of the hearing, notify the |
---|
3247 | | - | commission of their desire to appear and testify at the hearing. |
---|
3248 | | - | (2) Hearings shall be conducted in a manner that provides each |
---|
3249 | | - | person who wishes to comment a fair and reasonable opportunity to |
---|
3250 | | - | comment orally or in writing. |
---|
3251 | | - | (3) All hearings shall be recorded. A copy of the recording and the |
---|
3252 | | - | written comments, data, facts, opinions and arguments received in |
---|
3253 | | - | response to the proposed rulemaking shall be made available to a |
---|
3254 | | - | person upon request. |
---|
3255 | | - | (4) Nothing in this section shall be construed as requiring a |
---|
3256 | | - | separate hearing on each proposed rule. Proposed rules may be grouped |
---|
3257 | | - | for the convenience of the commission at hearings required by this |
---|
3258 | | - | section. |
---|
3259 | | - | (j) Following the public hearing, the commission shall consider all |
---|
3260 | | - | written and oral comments timely received. |
---|
3261 | | - | (k) The commission shall, by majority vote of all delegates, take |
---|
3262 | | - | final action on the proposed rule and shall determine the effective date |
---|
3263 | | - | of the rule, if adopted, based on the rulemaking record and the full text |
---|
3264 | | - | of the rule. |
---|
3265 | | - | (1) If adopted, the rule shall be posted on the commission's |
---|
3266 | | - | website. |
---|
3267 | | - | (2) The commission may adopt changes to the proposed rule if the |
---|
3268 | | - | changes do not expand the original purpose of the proposed rule. |
---|
3269 | | - | (3) The commission shall provide an explanation on its website of |
---|
3270 | | - | the reasons for any substantive changes made to the proposed rule as |
---|
3271 | | - | well as reasons for any substantive changes not made that were |
---|
3272 | | - | recommended by commenters. |
---|
3273 | | - | (4) The commission shall determine a reasonable effective date for |
---|
3274 | | - | the rule. Except for an emergency as provided in subsection (l), the |
---|
3275 | | - | effective date of the rule shall be not sooner than 30 days after the |
---|
3276 | | - | commission issued the notice that it adopted the rule. |
---|
3277 | | - | (l) Upon the determination that an emergency exists, the |
---|
3278 | | - | commission may consider and adopt an emergency rule with 24 hours' |
---|
3279 | | - | prior notice, without the opportunity for comment or hearing, expect |
---|
3280 | | - | that the usual rulemaking procedures provided in this compact and in |
---|
3281 | | - | this section shall be retroactively applied to the rule as soon as |
---|
3282 | | - | reasonably possible but in no event later than 90 days after the effective |
---|
3283 | | - | date of the rule. For the purposes of this provision, an emergency rule is |
---|
3284 | | - | one that shall be adopted immediately by the commission in order to: |
---|
3285 | | - | (1) Address an imminent threat to public health, safety or welfare; |
---|
3286 | | - | (2) prevent a loss of commission or participating state funds; |
---|
3287 | | - | (3) meet a deadline for the adoption of a commission rule that is |
---|
3288 | | - | established by federal law or rule; or |
---|
3289 | | - | (4) protect public health and safety. |
---|
3290 | | - | (m) The commission, or an authorized committee of the |
---|
3291 | | - | commission, may direct revisions to a previously adopted commission |
---|
3292 | | - | rule for purposes of correcting typographical errors, errors in format, |
---|
3293 | | - | errors in consistency or grammatical errors. Public notice of any |
---|
3294 | | - | revisions shall be posted on the commission's website. The revision |
---|
3295 | | - | shall be subject to challenge by any person for a period of 30 days after |
---|
3296 | | - | posting. The revision may be challenged only on grounds that the |
---|
3297 | | - | revision results in a material change to a rule. A challenge shall be |
---|
3298 | | - | made as set forth in the notice of revisions and delivered to the |
---|
3299 | | - | commission prior to the end of the notice period. If no challenge is HOUSE BILL No. 2069—page 54 |
---|
3300 | | - | made, the revision shall take effect without further action. If the |
---|
3301 | | - | revision is challenged, the revision shall not take effect without the |
---|
3302 | | - | approval of the commission. |
---|
3303 | | - | (n) No participating state's rulemaking requirements shall apply |
---|
3304 | | - | under this compact. |
---|
3305 | | - | SECTION 10—OVERSIGHT, DISPUTE RESOLUTION |
---|
3306 | | - | AND ENFORCEMENT |
---|
3307 | | - | (a) Oversight. |
---|
3308 | | - | (1) The executive and judicial branches of state government in |
---|
3309 | | - | each participating state shall enforce this compact and take all actions |
---|
3310 | | - | necessary and appropriate to implement the compact. |
---|
3311 | | - | (2) Venue is proper and judicial proceedings by or against the |
---|
3312 | | - | commission shall be brought solely and exclusively in a court of |
---|
3313 | | - | competent jurisdiction where the principal office of the commission is |
---|
3314 | | - | located. The commission may waive venue and jurisdictional defenses |
---|
3315 | | - | to the extent that it adopts or consents to participate in alternative |
---|
3316 | | - | dispute resolution proceedings. Nothing herein shall affect or limit the |
---|
3317 | | - | selection or propriety of venue in any action against a licensee for |
---|
3318 | | - | professional malpractice, misconduct or any such similar matter. |
---|
3319 | | - | (3) The commission shall be entitled to receive service of process |
---|
3320 | | - | in any proceeding regarding the enforcement or interpretation of the |
---|
3321 | | - | compact or the commission's rules and shall have standing to intervene |
---|
3322 | | - | in such a proceeding for all purposes. Failure to provide the |
---|
3323 | | - | commission with service of process shall render a judgment or order in |
---|
3324 | | - | such proceeding void as to the commission, this compact or |
---|
3325 | | - | commission rules. |
---|
3326 | | - | (b) Default, technical assistance and termination. |
---|
3327 | | - | (1) If the commission determines that a participating state has |
---|
3328 | | - | defaulted in the performance of its obligations or responsibilities under |
---|
3329 | | - | this compact or the commission rules, the commission shall provide |
---|
3330 | | - | written notice to the defaulting state and other participating states. The |
---|
3331 | | - | notice shall describe the default, the proposed means of curing the |
---|
3332 | | - | default and any other action that the commission may take and shall |
---|
3333 | | - | offer remedial training and specific technical assistance regarding the |
---|
3334 | | - | default. |
---|
3335 | | - | (2) If a state in default fails to cure the default, the defaulting state |
---|
3336 | | - | may be terminated from this compact upon an affirmative vote of a |
---|
3337 | | - | majority of the delegates of the participating states, and all rights, |
---|
3338 | | - | privileges and benefits conferred by this compact upon such state may |
---|
3339 | | - | be terminated on the effective date of termination. A cure of the default |
---|
3340 | | - | shall not relieve the offending state of obligations or liabilities incurred |
---|
3341 | | - | during the period of default. |
---|
3342 | | - | (3) Termination of participation in this compact shall be imposed |
---|
3343 | | - | only after all other means of securing compliance have been exhausted. |
---|
3344 | | - | Notice of intent to suspend or terminate shall be given by the |
---|
3345 | | - | commission to the governor, the majority and minority leaders of the |
---|
3346 | | - | defaulting state's legislature and to the licensing board of each of the |
---|
3347 | | - | participating states. |
---|
3348 | | - | (4) A state that has been terminated is responsible for all |
---|
3349 | | - | assessments, obligations and liabilities incurred through the effective |
---|
3350 | | - | date of termination, including obligations that extend beyond the |
---|
3351 | | - | effective date of termination. |
---|
3352 | | - | (5) The commission shall not bear any costs related to a state that |
---|
3353 | | - | is found to be in default or that has been terminated from this compact, |
---|
3354 | | - | unless agreed upon in writing between the commission and the |
---|
3355 | | - | defaulting state. |
---|
3356 | | - | (6) The defaulting state may appeal its termination from the |
---|
3357 | | - | compact by the commission by petitioning the United States district |
---|
3358 | | - | court for the District of Columbia or the federal district where the |
---|
3359 | | - | commission has its principal offices. The prevailing member shall be |
---|
3360 | | - | awarded all costs of such litigation, including reasonable attorney fees. |
---|
3361 | | - | (7) Upon the termination of a state's participation in the compact, HOUSE BILL No. 2069—page 55 |
---|
3362 | | - | the state shall immediately provide notice to all licensees within that |
---|
3363 | | - | state of such termination: |
---|
3364 | | - | (A) Licensees who have been granted a compact privilege in that |
---|
3365 | | - | state shall retain the compact privilege for 180 days following the |
---|
3366 | | - | effective date of such termination; and |
---|
3367 | | - | (B) licensees who are licensed in that state who have been granted |
---|
3368 | | - | a compact privilege in a participating state shall retain the compact |
---|
3369 | | - | privilege for 180 days unless the licensee also has a qualifying license |
---|
3370 | | - | in a participating state or obtains a qualifying license in a participating |
---|
3371 | | - | state before the 180-day period ends, in which case, the compact |
---|
3372 | | - | privilege shall continue. |
---|
3373 | | - | (c) Dispute resolution. |
---|
3374 | | - | (1) Upon request by a participating state, the commission shall |
---|
3375 | | - | attempt to resolve disputes related to this compact that arise among |
---|
3376 | | - | participating states and between participating and nonparticipating |
---|
3377 | | - | states. |
---|
3378 | | - | (2) The commission shall adopt a rule providing for both |
---|
3379 | | - | mediation and binding dispute resolution for disputes as appropriate. |
---|
3380 | | - | (d) Enforcement. |
---|
3381 | | - | (1) The commission, in the reasonable exercise of its discretion, |
---|
3382 | | - | shall enforce the provisions of this compact and rules of the |
---|
3383 | | - | commission. |
---|
3384 | | - | (2) If compliance is not secured after all means to secure |
---|
3385 | | - | compliance have been exhausted, by majority vote, the commission |
---|
3386 | | - | may initiate legal action in the United States district court for the |
---|
3387 | | - | District of Columbia or the federal district where the commission has |
---|
3388 | | - | its principal offices against a participating state in default to enforce |
---|
3389 | | - | compliance with the provisions of this compact and the commission's |
---|
3390 | | - | adopted rules and bylaws. The relief sought may include both |
---|
3391 | | - | injunctive relief and damages. In the event that judicial enforcement is |
---|
3392 | | - | necessary, the prevailing party shall be awarded all costs of such |
---|
3393 | | - | litigation, including reasonable attorney fees. |
---|
3394 | | - | (3) The remedies herein shall not be the exclusive remedies of the |
---|
3395 | | - | commission. The commission may pursue any other remedies available |
---|
3396 | | - | under federal or state law. |
---|
3397 | | - | (e) Legal action against the commission. |
---|
3398 | | - | (1) A participating state may initiate legal action against the |
---|
3399 | | - | commission in the United States district court for the District of |
---|
3400 | | - | Columbia or the federal district where the commission has its principal |
---|
3401 | | - | offices to enforce compliance with the provisions of the compact and |
---|
3402 | | - | its rules. The relief sought may include both injunctive relief and |
---|
3403 | | - | damages. In the event that judicial enforcement is necessary, the |
---|
3404 | | - | prevailing party shall be awarded all costs of such litigation, including |
---|
3405 | | - | reasonable attorney fees. |
---|
3406 | | - | (2) No person other than a participating state shall enforce this |
---|
3407 | | - | compact against the commission. |
---|
3408 | | - | SECTION 11—DATE OF IMPLEMENTATION OF |
---|
3409 | | - | THE PA LICENSURE COMPACT COMMISSION |
---|
3410 | | - | (a) This compact shall come into effect on the date that this |
---|
3411 | | - | compact statute is enacted into law in the seventh participating state. |
---|
3412 | | - | (1) On or after the effective date of the compact, the commission |
---|
3413 | | - | shall convene and review the enactment of each of the states that |
---|
3414 | | - | enacted the compact prior to the commission convening, called charter- |
---|
3415 | | - | participating states, to determine if the statute enacted by each such |
---|
3416 | | - | charter-participating state is materially different than the model |
---|
3417 | | - | compact. |
---|
3418 | | - | (A) A charter-participating state whose enactment is found to be |
---|
3419 | | - | materially different from the model compact shall be entitled to the |
---|
3420 | | - | default process set forth in section 10(b). |
---|
3421 | | - | (B) If any participating state later withdraws from the compact or |
---|
3422 | | - | its participation is terminated, the commission shall remain in existence |
---|
3423 | | - | and the compact shall remain in effect even if the number of HOUSE BILL No. 2069—page 56 |
---|
3424 | | - | participating states should be fewer than seven. Participating states |
---|
3425 | | - | enacting the compact subsequent to the commission convening shall be |
---|
3426 | | - | subject to the process set forth in section 7(c)(21) to determine if their |
---|
3427 | | - | enactments are materially different from the model compact and |
---|
3428 | | - | whether they qualify for participation in the compact. |
---|
3429 | | - | (2) Participating states enacting the compact subsequent to the |
---|
3430 | | - | seven initial charter-participating states shall be subject to the process |
---|
3431 | | - | set forth in section 7(c)(21) to determine if their enactments are |
---|
3432 | | - | materially different from the model compact and whether they qualify |
---|
3433 | | - | for participation in the compact. |
---|
3434 | | - | (3) All actions taken for the benefit of the commission or in |
---|
3435 | | - | furtherance of the purposes of the administration of the compact prior |
---|
3436 | | - | to the effective date of the compact or the commission coming into |
---|
3437 | | - | existence shall be considered to be actions of the commission unless |
---|
3438 | | - | specifically repudiated by the commission. |
---|
3439 | | - | (b) Any state that joins this compact shall be subject to the |
---|
3440 | | - | commission's rules and bylaws as they exist on the date that this |
---|
3441 | | - | compact becomes law in that state. Any rule that has been previously |
---|
3442 | | - | adopted by the commission shall have the full force and effect of law |
---|
3443 | | - | on the day that this compact becomes law in that state. |
---|
3444 | | - | (c) Any participating state may withdraw from this compact by |
---|
3445 | | - | enacting a statute repealing the same. |
---|
3446 | | - | (1) A participating state's withdrawal shall not take effect until 180 |
---|
3447 | | - | days after enactment of the repealing statute. During the 180-day |
---|
3448 | | - | period, all compact privileges that were in effect in the withdrawing |
---|
3449 | | - | state and were granted to licensees licensed in the withdrawing state |
---|
3450 | | - | shall remain in effect. If any licensee licensed in the withdrawing state |
---|
3451 | | - | is also licensed in another participating state or obtains a license in |
---|
3452 | | - | another participating state within the 180 days, the licensee's compact |
---|
3453 | | - | privileges in other participating states shall not be affected by the |
---|
3454 | | - | passage of the 180 days. |
---|
3455 | | - | (2) Withdrawal shall not affect the continuing requirement of the |
---|
3456 | | - | state licensing board of the withdrawing state to comply with the |
---|
3457 | | - | investigative and adverse action reporting requirements of this compact |
---|
3458 | | - | prior to the effective date of withdrawal. |
---|
3459 | | - | (3) Upon the enactment of a statute withdrawing a state from this |
---|
3460 | | - | compact, the state shall immediately provide notice of such withdrawal |
---|
3461 | | - | to all licensees within that state. Such withdrawing state shall continue |
---|
3462 | | - | to recognize all licenses granted pursuant to this compact for a |
---|
3463 | | - | minimum of 180 days after the date of such notice of withdrawal. |
---|
3464 | | - | (d) Nothing contained in this compact shall be construed to |
---|
3465 | | - | invalidate or prevent any PA licensure agreement or other cooperative |
---|
3466 | | - | arrangement between participating states and between a participating |
---|
3467 | | - | state and nonparticipating state that does not conflict with the |
---|
3468 | | - | provisions of this compact. |
---|
3469 | | - | (e) This compact may be amended by the participating states. No |
---|
3470 | | - | amendment to this compact shall become effective and binding upon |
---|
3471 | | - | any participating state until it is enacted materially in the same manner |
---|
3472 | | - | into the laws of all participating states as determined by the |
---|
3473 | | - | commission. |
---|
3474 | | - | SECTION 12—CONSTRUCTION AND SEVERABILITY |
---|
3475 | | - | (a) This compact and the commission's rulemaking authority shall |
---|
3476 | | - | be liberally construed so as to effectuate the purposes and the |
---|
3477 | | - | implementation and administration of the compact. Provisions of the |
---|
3478 | | - | compact expressly authorizing or requiring the adoption of rules shall |
---|
3479 | | - | not be construed to limit the commission's rulemaking authority solely |
---|
3480 | | - | for those purposes. |
---|
3481 | | - | (b) The provisions of this compact shall be severable, and if any |
---|
3482 | | - | phrase, clause, sentence or provision of this compact is held by a court |
---|
3483 | | - | of competent jurisdiction to be contrary to the constitution of any |
---|
3484 | | - | participating state, a state seeking participation in the compact or of the |
---|
3485 | | - | United States, or the applicability thereof to any government, agency, HOUSE BILL No. 2069—page 57 |
---|
3486 | | - | person or circumstance is held to be unconstitutional by a court of |
---|
3487 | | - | competent jurisdiction, the validity of the remainder of this compact |
---|
3488 | | - | and the applicability thereof to any other government, agency, person |
---|
3489 | | - | or circumstance shall not be affected thereby. |
---|
3490 | | - | (c) Notwithstanding the provisions of this subsection or subsection |
---|
3491 | | - | (b), the commission may deny a state's participation in the compact or, |
---|
3492 | | - | in accordance with the requirements of section 10(b), terminate a |
---|
3493 | | - | participating state's participation in the compact, if it determines that a |
---|
3494 | | - | constitutional requirement of a participating state is, or would be with |
---|
3495 | | - | respect to a state seeking to participate in the compact, a material |
---|
3496 | | - | departure from the compact. Otherwise, if this compact shall be held to |
---|
3497 | | - | be contrary to the constitution of any participating state, the compact |
---|
3498 | | - | shall remain in full force and effect as to the remaining participating |
---|
3499 | | - | states and in full force and effect as to the participating state affected as |
---|
3500 | | - | to all severable matters. |
---|
3501 | | - | SECTION 13—BINDING EFFECT OF COMPACT |
---|
3502 | | - | (a) Nothing herein prevents the enforcement of any other law of a |
---|
3503 | | - | participating state that is not inconsistent with this compact. |
---|
3504 | | - | (b) Any laws in a participating state in conflict with this compact |
---|
3505 | | - | are superseded to the extent of the conflict. |
---|
3506 | | - | (c) All agreements between the commission and the participating |
---|
3507 | | - | states are binding in accordance with their terms. |
---|
3508 | | - | Sec. 5. This act shall take effect and be in force from and after its |
---|
| 1382 | + | Sec. 2. This act shall take effect and be in force from and after its |
---|