SLS 14RS-136 ORIGINAL Page 1 of 11 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. Regular Session, 2014 SENATE BILL NO. 449 BY SENATORS APPEL AND LAFLEUR STUDENTS. Provides relative to the privacy and protection of student data for students enrolled in public elementary, secondary, and postsecondary educational institutions. (gov sig) AN ACT1 To enact Chapter 45 of Title 17 of the Louisiana Revised Statutes of 1950, to be comprised2 of R.S. 17:4051 through 4055, relative to student data; to require the State Board of3 Elementary and Secondary Education and the postsecondary education management4 boards to develop and implement policies and procedures to ensure the privacy and5 protection of student data; to provide for definitions and policy requirements; to6 provide relative to the appointment of chief privacy officers and their duties; to7 provide relative to implementation; to provide for rules; and to provide for related8 matters.9 Be it enacted by the Legislature of Louisiana:10 Section 1. Chapter 45 of Title 17 of the Louisiana Revised Statutes of 1950,11 comprised of R.S. 17:4051 through 4055, is hereby enacted to read as follows: 12 CHAPTER 45. PRIVACY AND PROTECTION OF STUDENT DATA13 §4051. Short title14 This Chapter shall be known and may be cited as the "Student Data15 Privacy and Protection Act".16 §4052. Definitions17 SB NO. 449 SLS 14RS-136 ORIGINAL Page 2 of 11 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. As used in this Chapter, unless otherwise clearly indicated, the following1 terms mean:2 (1) "State board" means the State Board of Elementary and Secondary3 Education.4 (2) "State department" means the state Department of Education.5 (3) "Postsecondary management board" means the Board of6 Supervisors of Louisiana State University and Agricultural and Mechanical7 College, the Board of Supervisors of Southern University and Agricultural and8 Mechanical College, the Board of Supervisors for the University of Louisiana9 System, and the Board of Supervisors of Louisiana Community and Technical10 Colleges.11 (4) "Data system" means any data system, including a longitudinal data12 system, created and maintained by or through the state board, the governing13 authority of a public elementary and secondary school, or a postsecondary14 education management board that contains student data.15 (5) "Aggregate data" means data collected or reported at the group,16 cohort, or institutional level.17 (6) "De-identified data" means a student dataset in which parent and18 student identifying information has been removed.19 (7) "Student identifier" means the unique student identifier assigned by20 the state or an educational institution to each student that shall not be or21 include the Social Security number of a student in whole or in part.22 (8) "Student data" means data collected or reported at the individual23 student level and included in a student's educational record.24 (a) Student data includes:25 (i) State and national assessment results, including information on26 untested public school students.27 (ii) Course taking and completion, credits earned, and other transcript28 information.29 SB NO. 449 SLS 14RS-136 ORIGINAL Page 3 of 11 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. (iii) Course grades and grade point average.1 (iv) Date of birth, grade level, and expected graduation date or2 graduation cohort.3 (v) Degree, diploma, credential attainment, and other school exit4 information such as General Educational Development and drop-out data.5 (vi) Attendance and mobility.6 (vii) Data required to calculate the federal four-year adjusted cohort7 graduation rate, including sufficient exit and drop-out information.8 (viii) Remediation.9 (ix) Special education data.10 (x) Demographic data and program participation information.11 (b) Unless included in a student's educational record, student data shall12 not include:13 (i) Juvenile delinquency records.14 (ii) Criminal records.15 (iii) Medical and health records.16 (iv) Student Social Security number.17 (v) Student biometric information.18 (9) "Provisional student data" means new student data proposed for19 inclusion in a student data system.20 §4053. Student information and data; privacy; protection; policies21 A. The State Board of Elementary and Secondary Education and each22 postsecondary management board shall develop and oversee implementation of23 a comprehensive policy which provides administrative, technical, and physical24 safeguards to ensure the privacy and protection of student data.25 B. The state board and each management board shall create, publish,26 and make publicly available a data inventory and dictionary or index of data27 elements with definitions of individual student data fields currently in the28 student data system which includes:29 SB NO. 449 SLS 14RS-136 ORIGINAL Page 4 of 11 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. (1) Any individual student data required to be reported by state and1 federal education mandates.2 (2) Any individual student data which has been proposed for inclusion3 in a student data system with a statement regarding the purpose or reason for4 the proposed collection.5 (3) Any individual student data that the state board, the state6 department, a postsecondary management board, a public school governing7 authority, or any public educational institution collects or maintains with no8 current purpose or reason.9 C. The state board and each postsecondary management board shall10 develop, publish, and make publicly available policies and procedures to comply11 with the Federal Family Educational Rights and Privacy Act and any other12 applicable state and federal laws and policies, including but not limited to:13 (1) Access to student and de-identified data in the student data system14 shall be restricted to:15 (a) Authorized staff of the state board, the state department, a16 postsecondary management board, the governing authority of a public17 elementary and secondary school, or a public postsecondary educational18 institution, and third-party private contractors working on behalf of these19 entities who require such access to perform their assigned duties.20 (b) School administrators, teachers, and school personnel who require21 such access to perform their assigned duties.22 (c) Students and their parents.23 (d) Authorized staff of other state agencies as required by law or defined24 by interagency data-sharing agreements or memorandums of understanding.25 (2) Only aggregate data shall be used in public reports or in response to26 record requests.27 (3) The state board and each postsecondary management board shall28 develop criteria for the approval of research and data requests from state and29 SB NO. 449 SLS 14RS-136 ORIGINAL Page 5 of 11 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. local agencies, the legislature, researchers, and the public.1 (a) Unless otherwise approved by the state board or appropriate2 postsecondary management board, student data maintained by these boards3 and institutions under their supervision shall remain confidential.4 (b) Unless otherwise approved by the state board or appropriate5 postsecondary management board, only aggregate data may be used in the6 release of data in response to research and data requests.7 (4) Notification to students and parents regarding their rights under8 federal and state law.9 D. Unless otherwise approved by the state board, the state department,10 or the appropriate postsecondary management board, student or de-identified11 data deemed confidential pursuant to this Chapter shall not be transferred to12 any federal, state, or local agency or other entity outside of this state, with the13 following exceptions:14 (1) A student transfers out-of-state or a school or district seeks help with15 locating an out-of-state transfer.16 (2) A student leaves the state to attend an out-of-state institution of17 higher education or training program.18 (3) A student registers for or takes a national or multistate assessment.19 (4) A student voluntarily participates in a program for which such a20 data transfer is a condition or requirement of participation.21 (5) The state board, the state department, a postsecondary management22 board, public school governing authority, or educational institution enters into23 a contract that governs databases, assessments, special education, or24 instructional supports with a private provider or vendor.25 (6) A student is classified as "migrant" for federal reporting purposes.26 E. The state board and each postsecondary education management27 board shall have a detailed data security plan that includes:28 (1) Guidelines for authorizing access to the student data system and to29 SB NO. 449 SLS 14RS-136 ORIGINAL Page 6 of 11 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. individual student data including guidelines for authentication of authorized1 access.2 (2) Privacy compliance standards.3 (3) Privacy and security audits.4 (4) Breach planning, notification, and remediation procedures.5 (5) Data storage, retention, and disposition policies.6 F. The state board and each postsecondary management board shall:7 (1) Ensure routine and ongoing compliance with the Federal Family8 Educational Rights Privacy Act, other relevant state and federal privacy laws9 and policies, and the privacy and security policies and procedures developed10 under the authority of this Chapter, including the performance of compliance11 audits.12 (2) Ensure that any contracts with private vendors or providers that13 govern databases, assessments, or instructional supports that include student14 data or de-identified data include express provisions that safeguard privacy and15 security and include penalties for noncompliance.16 G. The state board and each postsecondary management board shall17 annually notify the legislature of the following:18 (1) New student data proposed for inclusion in the state student data19 system:20 (a) Any new student data collection proposed by the state board, the21 state department, or a postsecondary management board becomes a provisional22 requirement to allow institutions and data system vendors the opportunity to23 meet the new requirement.24 (b) Any new "provisional" student data collection shall be submitted to25 the legislature for its approval within one year in order to make the new student26 data a permanent requirement. Any provisional student data collection not27 approved by the legislature by the end of the next legislative session expires, is28 no longer required, and shall not be collected.29 SB NO. 449 SLS 14RS-136 ORIGINAL Page 7 of 11 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. (2) Changes to existing data collections required for any reason,1 including changes to federal reporting requirements made by the U.S.2 Department of Education.3 (3) An explanation of any exceptions granted by the state board, the state4 department, a postsecondary management board, or any educational institution5 in the past year regarding the release or out-of-state transfer of student or6 de-identified data.7 (4) The results of any and all privacy compliance and security audits8 completed in the past year. Notifications regarding privacy compliance and9 security audits shall not include any information that would itself pose a10 security threat to state or local student information systems or to the secure11 transmission of data between state and local systems by exposing vulnerabilities.12 H.(1) The state board and each postsecondary management board shall13 designate a chief privacy officer who shall be responsible for ensuring that all14 student data policies and procedures are followed and every precaution is taken15 to ensure the privacy and protection of student data.16 (2) Each chief privacy officer shall:17 (a) Continually monitor emerging and evolving technology and18 recommend policy changes needed to ensure the continued privacy and19 protection of student data.20 (b) Ensure that student data contained in a student data system is21 handled in full compliance with the provisions of this Chapter and all other22 applicable state and federal laws, including the Federal Family Educational23 Rights Privacy Act.24 I. Any data being collected and included in a data system on the effective25 date of this Chapter shall not be considered new data for purposes of Subsection26 (G) of this Section.27 §4054. Implementation28 The State Board of Elementary and Secondary Education and the29 SB NO. 449 SLS 14RS-136 ORIGINAL Page 8 of 11 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. postsecondary education management boards shall provide for the1 implementation of this Chapter not later than January 1, 2015.2 §4055. Rules3 The state board and each postsecondary management board shall4 promulgate rules and regulations to implement the provisions of this Chapter5 in accordance with the Administrative Procedure Act.6 Section 2. This Act shall become effective upon signature by the governor or, if not7 signed by the governor, upon expiration of the time for bills to become law without signature8 by the governor, as provided by Article III, Section 18 of the Constitution of Louisiana. If9 vetoed by the governor and subsequently approved by the legislature, this Act shall become10 effective on the day following such approval.11 The original instrument and the following digest, which constitutes no part of the legislative instrument, were prepared by Jeanne C. Johnston. DIGEST Appel (SB 449) Proposed law provides for the "Student Data Privacy and Protection Act". Proposed law provides for the following definitions: (1)"State board" means the State Board of Elementary and Secondary Education. (2)"State department" means the state Department of Education. (3)"Postsecondary management board" means the LSU Board of Supervisors, the SU Board of Supervisors, the Board of Supervisors for the UL System, and the Board of Supervisors of Louisiana Community and Technical Colleges (LCTCS). (4)"Data system" means any data system, including a longitudinal data system, created and maintained by or through the BESE, the governing authority of a public elementary and secondary school, or a postsecondary education management board that contains student data. (5)"Aggregate data" means data collected or reported at the group, cohort, or institutional level. (6)"De-identified data" means a student dataset in which parent and student identifying information has been removed. (7)"Student identifier" means the unique student identifier assigned by the state or an educational institution to each student that shall not be or include the Social Security number of a student in whole or in part. (8)"Student data" means data collected or reported at the individual student level and included in a student's educational record. Provides that student data includes state SB NO. 449 SLS 14RS-136 ORIGINAL Page 9 of 11 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. and national assessment results; course taking and completion, credits earned, and other transcript information; course grades and grade point average; date of birth, grade level, and expected graduation date or graduation cohort; degree, diploma, credential attainment, and other school exit information; attendance and mobility; data required to calculate the federal four-year adjusted cohort graduation rate; remediation; special education data; and demographic data and program participation information. Provides that student data does not include, unless included in a student's educational record, juvenile delinquency records; criminal records; medical and health records; student Social Security number; or student biometric information. (9) "Provisional student data" means new student data proposed for inclusion in a student data system. Proposed law requires BESE and each postsecondary management board to develop and oversee implementation of a comprehensive policy which provides administrative, technical, and physical safeguards to ensure the privacy and protection of student data. Further requires each of these boards to create, publish, and make publicly available a data inventory and dictionary or index of data elements with definitions of individual student data fields currently in the student data system that includes any individual student data required to be reported by state and federal education mandates, any individual student data proposed for inclusion in a student data system with a statement regarding the purpose or reason for the proposed collection, and any individual student data that the state board, the state department, a postsecondary management board, a public school governing authority, or any public educational institution collects or maintains with no current purpose or reason. Proposed law requires BESE and the postsecondary management boards to develop, publish, and make publicly available policies and procedures to comply with the Federal Family Educational Rights and Privacy Act (FERPA) and any other applicable state and federal laws and policies. Further provides that such policies provide as follows: (1)Access to student and de-identified data in the student data system shall be restricted to: (a) authorized staff of the state board, the state department, a postsecondary management board, the governing authority of a public elementary and secondary school, or a public postsecondary educational institution, and third-party private contractors working on behalf of these entities who require such access to perform their assigned duties; (b) school administrators, teachers, and school personnel who require such access to perform their assigned duties; (c) students and their parents; and (d) authorized staff of other state agencies as required by law or defined by interagency data-sharing agreements or memorandums of understanding. (2)Only aggregate data shall be used in public reports or in response to record requests. (3)Requires the state board and each postsecondary management board to develop criteria for the approval of research and data requests from state and local agencies, the legislature, researchers, and the public. Provides that unless otherwise approved by the state board or appropriate postsecondary management board, student data maintained by these boards and institutions under their supervision shall remain confidential. Further provides that unless otherwise approved by the state board or appropriate postsecondary management board, only aggregate data may be used in the release of data in response to research and data requests. (4)Notification to students and parents regarding their rights under federal and state law. Proposed law provides that unless otherwise approved by the state board, the state department, or the appropriate postsecondary management board, student or de-identified data deemed confidential pursuant to proposed law shall not be transferred to any federal, state or local agency or other entity outside of this state and provides for the following exceptions: SB NO. 449 SLS 14RS-136 ORIGINAL Page 10 of 11 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. (1)A student transfers out-of-state or a school or district seeks help with locating an out-of-state transfer. (2)A student leaves the state to attend an out-of-state institution of higher education or training program. (3)A student registers for or takes a national or multistate assessment. (4)A student voluntarily participates in a program for which such a data transfer is a condition or requirement of participation. (5)The state board, the state department, a postsecondary management board, public school governing authority, or educational institution enters into a contract that governs databases, assessments, special education, or instructional supports with a private provider or vendor. (6)A student is classified as "migrant" for federal reporting purposes. Proposed law requires the state board and each postsecondary education management board to have a detailed data security plan that includes: (1)Guidelines for authorizing access to the student data system and to individual student data including guidelines for authentication of authorized access. (2)Privacy compliance standards. (3)Privacy and security audits. (4)Breach planning, notification, and remediation procedures. (5)Data storage, retention, and disposition policies. Proposed law requires the state board and each postsecondary management board to: (1)Ensure routine and ongoing compliance with FERPA, other relevant state and federal privacy laws and policies, and the privacy and security policies and procedures developed under the authority of proposed law, including the performance of compliance audits. (2)Ensure that any contracts with private vendors or providers that govern databases, assessments or instructional supports that include student data or de-identified data include express provisions that safeguard privacy and security and include penalties for noncompliance. Proposed law requires the state board and each postsecondary management board to annually notify the legislature of the following: (1)New student data proposed for inclusion in the state student data system: provides that any new student data collection proposed by the state board, the state department, or a postsecondary management board becomes a provisional requirement to allow institutions and data system vendors the opportunity to meet the new requirement; provides that any new "provisional" student data collection must be submitted to the legislature for its approval within one year in order to make the new student data a permanent requirement; further provides that any provisional student data collection not approved by the legislature by the end of the next legislative session expires, is no longer required, and shall not be collected. (2)Changes to existing data collections required for any reason, including changes to SB NO. 449 SLS 14RS-136 ORIGINAL Page 11 of 11 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. federal reporting requirements made by the U.S. Department of Education. (3)An explanation of any exceptions granted by the state board, the state department, a postsecondary management board, or any educational institution in the past year regarding the release or out-of-state transfer of student or de-identified data. (4)The results of any and all privacy compliance and security audits completed in the past year. Further provides that notifications regarding privacy compliance and security audits shall not include any information that would itself pose a security threat to state or local student information systems or to the secure transmission of data between state and local systems by exposing vulnerabilities. Proposed law requires the state board and each postsecondary management board to designate a chief privacy officer who shall be responsible for ensuring that all student data policies and procedures are followed and every precaution is taken to ensure the privacy and protection of student data. Provides that each chief privacy officer shall: (1)Continually monitor emerging and evolving technology and recommend policy changes needed to ensure the continued privacy and protection of student data. (2)Ensure that student data contained in a student data system is handled in full compliance with the provisions of proposed law and all other applicable state and federal law, including FERPA. Proposed law provides that any data being collected and included in a data system on the effective date of proposed law shall not be considered new data for purposes of proposed law. Proposed law requires BESE and postsecondary management boards to provide for the implementation of proposed law not later than January 1, 2015. Proposed law requires BESE and each postsecondary management board to promulgate rules and regulations to implement proposed law in accordance with the Administrative Procedure Act. Effective upon signature of the governor or lapse of time for gubernatorial action. (Adds R.S. 17:4051 - 4055)