SLS 14RS-698 ORIGINAL Page 1 of 8 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. Regular Session, 2014 SENATE BILL NO. 536 BY SENATOR LAFLEUR SCHOOLS. Provides for K-12 student data privacy. (8/1/14) AN ACT1 To enact Subpart A-4 of Part III of Chapter 1 of Title 17 of the Louisiana Revised Statutes2 of 1950, to be comprised of R.S. 17:188.1 through 188.3, relative to the3 transparency, accountability, and accessibility of student data; to provide for4 definitions; to require specific actions of the Board of Elementary and Secondary5 Education; to require the creation of certain data inventory; to prohibit the transfer6 of certain data; to provide exceptions; to require a data security plan; to require7 compliance with certain laws; to require that certain contracts include privacy and8 security provisions; to require notice in certain circumstances; to provide for annual9 reporting; to require the board to adopt certain rules; to provide for an effective date;10 and to provide for related matters.11 Be it enacted by the Legislature of Louisiana:12 Section 1. Subpart A-4 of Part III of Chapter 1 of Title 17, comprised of R.S.13 17:188.1 through 188.3, is hereby enacted to read as follows:14 SUBPART A-4. STUDENT DATA ACCESSIBILITY,15 TRANSPARENCY, AND ACCOUNTABILITY ACT16 §188.1. Legislative findings17 SB NO. 536 SLS 14RS-698 ORIGINAL Page 2 of 8 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. A. The legislature finds that in a time when the personal data of1 individuals has become a valuable commodity, the information held by schools2 and school districts gives rise to serious concerns about the security of this3 information.4 B. It is important that the state Board of Elementary and Secondary5 Education, with the cooperation and assistance of local school boards, provide6 the public with an inventory and index of all data elements with definitions of7 individual student data fields.8 C. While transparency and accessibility are served by a public inventory9 of information held on students, it is key that the state Department of Education10 ensure department-wide compliance with all privacy laws and regulations.11 §188.2. Definitions12 As used in this Subpart, the following terms shall have the following13 meanings, unless the context clearly indicates otherwise:14 (1) "Board" means the state Board of Elementary and Secondary15 Education.16 (2) "Department" means the state Department of Education.17 (3) "Dataset" means a collection of data.18 (4) "Data system" means the state Department of Education statewide19 student data system.20 (5) "Aggregate data" means data collected or reported at the group,21 cohort, or institutional level.22 (6) "Redacted data" or "de-identified data" means a student dataset in23 which parent and student identifying information has been removed.24 (7) "Provisional student data" means new student data proposed for25 inclusion in the state student data system.26 (8) "State-assigned student identifier" or "student testing number"27 means the unique identifier assigned by the state to each student that shall not28 be nor include the Social Security number of a student, in whole or in part.29 SB NO. 536 SLS 14RS-698 ORIGINAL Page 3 of 8 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. (9)(a) "Student data" means data collected or reported at the individual1 student level included in a student's educational record. Student data includes2 all of the following:3 (i) State and national assessment results, including information on4 untested public school students.5 (ii) Courses taken and completed, credits earned, and other transcript6 information.7 (iii) Course grades and grade point average.8 (iv) Date of birth, grade level and expected graduation date or9 graduation cohort.10 (v) Degree, diploma, credential attainment, and other school exit11 information.12 (vi) Attendance and mobility.13 (vii) Data required to calculate the federal four-year adjusted cohort14 graduation rate, including sufficient exit and drop-out information.15 (viii) Discipline reports limited to objective information sufficient to16 produce the federal Title IV Annual Incident Report.17 (ix) Remediation.18 (x) Special education data.19 (xi) Demographic data and program participation information.20 (b) Unless currently included a particular student's record, "student21 data" shall not include the following:22 (i) Juvenile court records.23 (ii) Criminal records.24 (iii) Medical and health records, unless student has had an IEP25 evaluation.26 (iv) Any student biometric information that is currently allowed to be27 compiled.28 §188.3. Responsibilities of the Board of Elementary and Secondary Education29 SB NO. 536 SLS 14RS-698 ORIGINAL Page 4 of 8 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. The Board of Elementary and Secondary Education shall accomplish all1 of the following:2 A. Create, publish, and make publicly available a data inventory and3 dictionary or index of student data fields currently in the student system,4 including all of the following:5 (1) Any individual student data required to be reported by state and6 federal mandates.7 (2) Any individual student data which has been proposed for inclusion8 in the student data system with a statement regarding the purpose or reason for9 the proposed collection.10 (3) Any individual student data that the department collects or11 maintains without any current purpose or reason.12 B. Develop, publish, and make publicly available, policies and13 procedures to comply with the Federal Family Educational Rights and Privacy14 Act (FERPA) and other relevant privacy laws and policies including but not15 limited to the following:16 (1) Restrict access to identifiable student data in the student data system17 to the following persons:18 (a) The authorized staff of the department and the department's19 contractors who require such access to perform their assigned duties.20 (b) District administrators, teachers, and school personnel who require21 such access to perform their assigned duties.22 (c) Students and their parents or legal guardians.23 (d) The authorized staff of other state agencies, including the24 Department of Children and Family Services, required by law or interagency25 data sharing agreements.26 (2) The department shall not use any student identifiable data in public27 reports or in response to record requests or subpoenas.28 (3) The department shall develop criteria for the approval of research29 SB NO. 536 SLS 14RS-698 ORIGINAL Page 5 of 8 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. and data requests from state and local agencies, the state legislature,1 researchers, and the public in accordance with the following:2 (a) Unless otherwise approved by the board, student data maintained by3 the department shall remain confidential.4 (b) Unless otherwise approved by the board to release student or de-5 identified data in specific instances, the department may only use aggregate6 data in the release of data in response to research and data requests.7 (4) Notification to students and parents regarding their rights under8 federal and state law.9 C. Unless otherwise approved by the board, the department shall not10 transfer identifiable student data to any federal, state or local agency or other11 organization or entity outside the state of Louisiana, with the following12 exceptions:13 (1) A student transfers out-of-state or a school or district seeks help with14 locating an out-of-state transfer.15 (2) A student leaves the state to attend an out-of-state institution of16 higher education or training program.17 (3) A student registers for or takes a national or multi-state assessment.18 (4) A student voluntarily participates in a program for which such data19 transfer is a condition or requirement of participation.20 (5) The department enters into a contract that governs databases,21 assessments, special education or instructional supports with an out-of-state22 vendor.23 (6) A student is classified as "migrant" for federal reporting purposes.24 D. Develop a detailed data security plan that includes all of the25 following:26 (1) Guidelines for authorizing access to the student data system and to27 individual student data including guidelines for authentication of authorized28 access.29 SB NO. 536 SLS 14RS-698 ORIGINAL Page 6 of 8 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. (2) Privacy compliance standards.1 (3) Privacy and security audits.2 (4) Planning for, notification of and procedures to be employed in the3 case of a data breach.4 (5) Data retention and disposition policies.5 E. Ensure routine and ongoing compliance by the department with the6 federal Family Educational Rights and Privacy Act (FERPA), other relevant7 privacy laws and policies and the privacy and security policies and procedures8 developed under the authority of this Act, including the performance of9 compliance audits.10 F. Ensure that any contracts that govern databases, assessments, or11 instructional supports that include student or de-identified data and are12 outsourced to private vendors include express provisions that safeguard privacy13 and security and include penalties for noncompliance.14 G. Report annually to the governor and the legislature all of the15 following:16 (1) New student data proposed for inclusion in the state student data17 system, including the following:18 (a) Any new student data collection proposed by the board becomes a19 provisional requirement to allow districts and their local data system vendors20 the opportunity to meet the new requirement.21 (b) The board shall submit any new "provisional" student data22 collection within one year in order to make the new student data a permanent23 requirement. Any provisional student data collection not approved by the24 governor and the legislature by the end of the next regular legislative session is25 no longer to be required.26 (2) Changes to existing data collections required for any reason,27 including changes to federal reporting requirements made by the United States28 Department of Education.29 SB NO. 536 SLS 14RS-698 ORIGINAL Page 7 of 8 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. E. The department shall adopt rules in accordance with the1 Administrative Procedure Act to implement the provisions of this Subpart.2 F. Upon the effective date of this Subpart, any existing collection of3 student data by the department shall not be considered a new data collection.4 The original instrument and the following digest, which constitutes no part of the legislative instrument, were prepared by Mary Dozier O'Brien. DIGEST LaFleur (SB 536) Proposed law enacts the Student Data Accessibility, Transparency, and Accountability Act. Proposed law provides for legislative findings relating to the availability of student data while maintaining some privacy for the individual student. Proposed law seeks to provide transparency and accessibility while ensuring compliance with all privacy laws and regulations. Proposed law provides definitions relative to the collecting and retention of student data. The following terms are defined: (1)Board (BESE). (2)Department. (3)Dataset. (4)Data System. (5)Aggregate data. (6)Redacted data or de-identified data. (7)Provisional student data. (8)State-assigned student identifier or student testing number. (9)Student data. Proposed law provides for responsibilities of the board including the following: (1)Create, publish and make publicly available a data inventory and index of student data fields. (2)Develop and publish policies that comply with the Federal Family Educational Rights and Privacy Act (FERPA). (3)Allow for transfer of identifiable student data in certain situations. (4)Develop a detailed data security plan. (5)Ensure compliance by the department with FERPA. SB NO. 536 SLS 14RS-698 ORIGINAL Page 8 of 8 Coding: Words which are struck through are deletions from existing law; words in boldface type and underscored are additions. (6)Ensure that any and all contracts abide by the privacy concerns referenced in proposed law. (7)Report annually to the governor and the legislature regarding student data and its availability, while addressing privacy concerns. (8)Adopt rules in accordance with the APA to comply with the Act. Effective August 1, 2014. (Adds R.S. 17:188.1-188.3)