Massachusetts 2023-2024 Regular Session

Massachusetts House Bill H2233 Compare Versions

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22 HOUSE DOCKET, NO. 3406 FILED ON: 1/20/2023
33 HOUSE . . . . . . . . . . . . . . . No. 2233
44 The Commonwealth of Massachusetts
55 _________________
66 PRESENTED BY:
77 Adrian C. Madaro
88 _________________
99 To the Honorable Senate and House of Representatives of the Commonwealth of Massachusetts in General
1010 Court assembled:
1111 The undersigned legislators and/or citizens respectfully petition for the adoption of the accompanying bill:
1212 An Act establishing a physical therapy licensure compact.
1313 _______________
1414 PETITION OF:
1515 NAME:DISTRICT/ADDRESS :DATE ADDED:Adrian C. Madaro1st Suffolk1/20/2023 1 of 28
1616 HOUSE DOCKET, NO. 3406 FILED ON: 1/20/2023
1717 HOUSE . . . . . . . . . . . . . . . No. 2233
1818 By Representative Madaro of Boston, a petition (accompanied by bill, House, No. 2233) of
1919 Adrian C. Madaro for legislation to establish a physical therapy licensure compact. Public
2020 Health.
2121 [SIMILAR MATTER FILED IN PREVIOUS SESSION
2222 SEE HOUSE, NO. 2359 OF 2021-2022.]
2323 The Commonwealth of Massachusetts
2424 _______________
2525 In the One Hundred and Ninety-Third General Court
2626 (2023-2024)
2727 _______________
2828 An Act establishing a physical therapy licensure compact.
2929 Be it enacted by the Senate and House of Representatives in General Court assembled, and by the authority
3030 of the same, as follows:
3131 1 SECTION 1. The General Laws, as appearing in the 2016 Official Edition, are hereby
3232 2amended by inserting after chapter 112 the following new chapter:-
3333 3 CHAPTER 112A PHYSICAL THERAPY LICENSURE COMPACT
3434 4 Section 1. PURPOSE
3535 5 The purpose of this Compact is to facilitate interstate practice of physical therapy with
3636 6the goal of improving public access to physical therapy services. The practice of physical
3737 7therapy occurs in the state where the patient/client is located at the time of the patient/client
3838 8encounter. The Compact preserves the regulatory authority of states to protect public health and
3939 9safety through the current system of state licensure. 2 of 28
4040 10 This Compact is designed to achieve the following objectives:
4141 11 1. Increase public access to physical therapy services by providing for the mutual
4242 12recognition of other member state licenses;
4343 13 2. Enhance the states’ ability to protect the public’s health and safety;
4444 14 3. Encourage the cooperation of member states in regulating multi-state physical
4545 15therapy practice;
4646 16 4. Support spouses of relocating military members;
4747 17 5. Enhance the exchange of licensure, investigative, and disciplinary information
4848 18between member states; and
4949 19 6. Allow a remote state to hold a provider of services with a compact privilege in
5050 20that state accountable to that state’s practice standards.
5151 21 Section 2. DEFINITIONS
5252 22 As used in this Compact, and except as otherwise provided, the following definitions
5353 23shall apply:
5454 24 1. “Active Duty Military” means full-time duty status in the active uniformed
5555 25service of the United States, including members of the National Guard and Reserve on active
5656 26duty orders pursuant to 10 U.S.C. Section 1209 and 1211.
5757 27 2. “Adverse Action” means disciplinary action taken by a physical therapy licensing
5858 28board based upon misconduct, unacceptable performance, or a combination of both. 3 of 28
5959 29 3. “Alternative Program” means a non-disciplinary monitoring or practice
6060 30remediation process approved by a physical therapy licensing board. This includes, but is not
6161 31limited to, substance abuse issues.
6262 32 4. “Compact privilege” means the authorization granted by a remote state to allow a
6363 33licensee from another member state to practice as a physical therapist or work as a physical
6464 34therapist assistant in the remote state under its laws and rules. The practice of physical therapy
6565 35occurs in the member state where the patient/client is located at the time of the patient/client
6666 36encounter.
6767 37 5. “Continuing competence” means a requirement, as a condition of license
6868 38renewal, to provide evidence of participation in, and/or completion of, educational and
6969 39professional activities relevant to practice or area of work.
7070 40 6. “Data system” means a repository of information about licensees, including
7171 41examination, licensure, investigative, compact privilege, and adverse action.
7272 42 7. “Encumbered license” means a license that a physical therapy licensing board has
7373 43limited in any way.
7474 44 8. “Executive Board” means a group of directors elected or appointed to act on
7575 45behalf of, and within the powers granted to them by, the Commission.
7676 46 9. “Home state” means the member state that is the licensee’s primary state of
7777 47residence.
7878 48 10.“Investigative information” means information, records, and documents received
7979 49or generated by a physical therapy licensing board pursuant to an investigation. 4 of 28
8080 50 11.“Jurisprudence Requirement” means the assessment of an individual’s knowledge
8181 51of the laws and rules governing the practice of physical therapy in a state.
8282 52 12.“Licensee” means an individual who currently holds an authorization from the
8383 53state to practice as a physical therapist or to work as a physical therapist assistant.
8484 54 13.“Member state” means a state that has enacted the Compact.
8585 55 14.“Party state” means any member state in which a licensee holds a current license
8686 56or compact privilege or is applying for a license or compact privilege.
8787 57 15.“Physical therapist” means an individual who is licensed by a state to practice
8888 58physical therapy.
8989 59 16.“Physical therapist assistant” means an individual who is licensed/certified by a
9090 60state and who assists the physical therapist in selected components of physical therapy.
9191 61 17.“Physical therapy,” “physical therapy practice,” and “the practice of physical
9292 62therapy” mean the care and services provided by or under the direction and supervision of a
9393 63licensed physical therapist.
9494 64 18.“Physical Therapy Compact Commission” or “Commission” means the national
9595 65administrative body whose membership consists of all states that have enacted the Compact.
9696 66 19.“Physical therapy licensing board” or “licensing board” means the agency of a
9797 67state that is responsible for the licensing and regulation of physical therapists and physical
9898 68therapist assistants. 5 of 28
9999 69 20. “Remote State” means a member state other than the home state, where a
100100 70licensee is exercising or seeking to exercise the compact privilege.
101101 71 21.“Rule” means a regulation, principle, or directive promulgated by the
102102 72Commission that has the force of law.
103103 73 22. “State” means any state, commonwealth, district, or territory of the United States
104104 74of America that regulates the practice of physical therapy.
105105 75 Section 3. STATE PARTICIPATION IN THE COMPACT
106106 76 A. To participate in the Compact, a state must:
107107 77 1. Participate fully in the Commission’s data system, including using the
108108 78Commission’s unique identifier as defined in rules;
109109 79 2. Have a mechanism in place for receiving and investigating complaints about
110110 80licensees;
111111 81 3. Notify the Commission, in compliance with the terms of the Compact and rules,
112112 82of any adverse action or the availability of investigative information regarding a licensee;
113113 83 4. Fully implement a criminal background check requirement, within a time frame
114114 84established by rule, by receiving the results of the Federal Bureau of Investigation record search
115115 85on criminal background checks and use the results in making licensure decisions in accordance
116116 86with Section 3.B.;
117117 87 5. Comply with the rules of the Commission; 6 of 28
118118 88 6. Utilize a recognized national examination as a requirement for licensure pursuant
119119 89to the rules of the Commission; and
120120 90 7. Have continuing competence requirements as a condition for license renewal.
121121 91 B. Upon adoption of this statute, the member state shall have the authority to obtain
122122 92biometric-based information from each physical therapy licensure applicant and submit this
123123 93information to the Federal Bureau of Investigation for a criminal background check in
124124 94accordance with 28 U.S.C. §534 and 42 U.S.C. §14616.
125125 95 C. A member state shall grant the compact privilege to a licensee holding a valid
126126 96unencumbered license in another member state in accordance with the terms of the Compact and
127127 97rules.
128128 98 D. Member states may charge a fee for granting a compact privilege
129129 99 Section 4. COMPACT PRIVILEGE
130130 100 A. To exercise the compact privilege under the terms and provisions of the Compact,
131131 101the licensee shall:
132132 102 1. Hold a license in the home state;
133133 103 2. Have no encumbrance on any state license;
134134 104 3. Be eligible for a compact privilege in any member state in accordance
135135 105with Section 4D, G and H;
136136 106 4. Have not had any adverse action against any license or compact privilege within
137137 107the previous 2 years; 7 of 28
138138 108 5. Notify the Commission that the licensee is seeking the compact privilege within a
139139 109remote state(s);
140140 110 6. Pay any applicable fees, including any state fee, for the compact privilege;
141141 111 7. Meet any jurisprudence requirements established by the remote state(s) in which
142142 112the licensee is seeking a compact privilege; and
143143 113 8. Report to the Commission adverse action taken by any non-member state within
144144 11430 days from the date the adverse action is taken.
145145 115 B. The compact privilege is valid until the expiration date of the home license. The
146146 116licensee must comply with the requirements of Section 4.A. to maintain the compact privilege in
147147 117the remote state.
148148 118 C. A licensee providing physical therapy in a remote state under the compact
149149 119privilege shall function within the laws and regulations of the remote state.
150150 120 D. A licensee providing physical therapy in a remote state is subject to that state’s
151151 121regulatory authority. A remote state may, in accordance with due process and that state’s laws,
152152 122remove a licensee’s compact privilege in the remote state for a specific period of time, impose
153153 123fines, and/or take any other necessary actions to protect the health and safety of its citizens. The
154154 124licensee is not eligible for a compact privilege in any state until the specific time for removal has
155155 125passed and all fines are paid.
156156 126 E. If a home state license is encumbered, the licensee shall lose the compact
157157 127privilege in any remote state until the following occur:
158158 128 1. The home state license is no longer encumbered; and 8 of 28
159159 129 2. Two years have elapsed from the date of the adverse action.
160160 130 F. Once an encumbered license in the home state is restored to good standing, the
161161 131licensee must meet the requirements of Section 4A to obtain a compact privilege in any remote
162162 132state.
163163 133 G. If a licensee’s compact privilege in any remote state is removed, the individual
164164 134shall lose the compact privilege in any remote state until the following occur:
165165 135 1. The specific period of time for which the compact privilege was removed has
166166 136ended;
167167 137 2. All fines have been paid; and
168168 138 3. Two years have elapsed from the date of the adverse action.
169169 139 H. Once the requirements of Section 4G have been met, the license must meet the
170170 140requirements in Section 4A to obtain a compact privilege in a remote state.
171171 141 Section 5. ACTIVE DUTY MILITARY PERSONNEL OR THEIR SPOUSES
172172 142 A licensee who is active duty military or is the spouse of an individual who is active duty
173173 143military may designate one of the following as the home state:
174174 144 A. Home of record;
175175 145 B. Permanent Change of Station (PCS); or
176176 146 C. State of current residence if it is different than the PCS state or home of record.
177177 147 Section 6. ADVERSE ACTIONS 9 of 28
178178 148 A. A home state shall have exclusive power to impose adverse action against a
179179 149license issued by the home state.
180180 150 B. A home state may take adverse action based on the investigative information of a
181181 151remote state, so long as the home state follows its own procedures for imposing adverse action.
182182 152 C. Nothing in this Compact shall override a member state’s decision that
183183 153participation in an alternative program may be used in lieu of adverse action and that such
184184 154participation shall remain non-public if required by the member state’s laws. Member states must
185185 155require licensees who enter any alternative programs in lieu of discipline to agree not to practice
186186 156in any other member state during the term of the alternative program without prior authorization
187187 157from such other member state.
188188 158 D. Any member state may investigate actual or alleged violations of the statutes and
189189 159rules authorizing the practice of physical therapy in any other member state in which a physical
190190 160therapist or physical therapist assistant holds a license or compact privilege.
191191 161 E. A remote state shall have the authority to:
192192 162 1. Take adverse actions as set forth in Section 4.D. against a licensee’s compact
193193 163privilege in the state;
194194 164 2. Issue subpoenas for both hearings and investigations that require the attendance
195195 165and testimony of witnesses, and the production of evidence. Subpoenas issued by a physical
196196 166therapy licensing board in a party state for the attendance and testimony of witnesses, and/or the
197197 167production of evidence from another party state, shall be enforced in the latter state by any court
198198 168of competent jurisdiction, according to the practice and procedure of that court applicable to 10 of 28
199199 169subpoenas issued in proceedings pending before it. The issuing authority shall pay any witness
200200 170fees, travel expenses, mileage, and other fees required by the service statutes of the state where
201201 171the witnesses and/or evidence are located; and
202202 172 3. If otherwise permitted by state law, recover from the licensee the costs of
203203 173investigations and disposition of cases resulting from any adverse action taken against that
204204 174licensee.
205205 175 F. Joint Investigations
206206 176 1. In addition to the authority granted to a member state by its respective physical
207207 177therapy practice act or other applicable state law, a member state may participate with other
208208 178member states in joint investigations of licensees.
209209 179 2. Member states shall share any investigative, litigation, or compliance materials in
210210 180furtherance of any joint or individual investigation initiated under the Compact.
211211 181 Section 7. ESTABLISHMENT OF THE PHYSICAL THERAPY COMPACT
212212 182COMMISSION.
213213 183 A. The Compact member states hereby create and establish a joint public agency
214214 184known as the Physical Therapy Compact Commission:
215215 185 1. The Commission is an instrumentality of the Compact states.
216216 186 2. Venue is proper and judicial proceedings by or against the Commission shall be
217217 187brought solely and exclusively in a court of competent jurisdiction where the principal office of
218218 188the Commission is located. The Commission may waive venue and jurisdictional defenses to the
219219 189extent it adopts or consents to participate in alternative dispute resolution proceedings. 11 of 28
220220 190 3. Nothing in this Compact shall be construed to be a waiver of sovereign immunity.
221221 191 B. Membership, Voting, and Meetings
222222 192 1. Each member state shall have and be limited to one (1) delegate selected by that
223223 193member state’s licensing board.
224224 194 2. The delegate shall be a current member of the licensing board, who is a physical
225225 195therapist, physical therapist assistant, public member, or the board administrator.
226226 196 3. Any delegate may be removed or suspended from office as provided by the law of
227227 197the state from which the delegate is appointed.
228228 198 4. The member state board shall fill any vacancy occurring in the Commission.
229229 199 5. Each delegate shall be entitled to one (1) vote with regard to the promulgation of
230230 200rules and creation of bylaws and shall otherwise have an opportunity to participate in the
231231 201business and affairs of the Commission.
232232 202 6. A delegate shall vote in person or by such other means as provided in the bylaws.
233233 203The bylaws may provide for delegates’ participation in meetings by telephone or other means of
234234 204communication.
235235 205 7. The Commission shall meet at least once during each calendar year. Additional
236236 206meetings shall be held as set forth in the bylaws.
237237 207 C. The Commission shall have the following powers and duties:
238238 208 1. Establish the fiscal year of the Commission; 12 of 28
239239 209 2. Establish bylaws;
240240 210 3. Maintain its financial records in accordance with the bylaws;
241241 211 4. Meet and take such actions as are consistent with the provisions of this Compact
242242 212and the bylaws;
243243 213 5. Promulgate uniform rules to facilitate and coordinate implementation and
244244 214administration of this Compact. The rules shall have the force and effect of law and shall be
245245 215binding in all member states;
246246 216 6. Bring and prosecute legal proceedings or actions in the name of the Commission,
247247 217provided that the standing of any state physical therapy licensing board to sue or be sued under
248248 218applicable law shall not be affected;
249249 219 7. Purchase and maintain insurance and bonds;
250250 220 8. Borrow, accept, or contract for services of personnel, including, but not limited to,
251251 221employees of a member state;
252252 222 9. Hire employees, elect or appoint officers, fix compensation, define duties, grant
253253 223such individuals appropriate authority to carry out the purposes of the Compact, and to establish
254254 224the Commission’s personnel policies and programs relating to conflicts of interest, qualifications
255255 225of personnel, and other related personnel matters;
256256 226 10.Accept any and all appropriate donations and grants of money, equipment,
257257 227supplies, materials and services, and to receive, utilize and dispose of the same; provided that at
258258 228all times the Commission shall avoid any appearance of impropriety and/or conflict of interest; 13 of 28
259259 229 11.Lease, purchase, accept appropriate gifts or donations of, or otherwise to own,
260260 230hold, improve or use, any property, real, personal or mixed; provided that at all times the
261261 231Commission shall avoid any appearance of impropriety;
262262 232 12.Sell convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of
263263 233any property real, personal, or mixed;
264264 234 13.Establish a budget and make expenditures;
265265 235 14.Borrow money;
266266 236 15.Appoint committees, including standing committees composed of members, state
267267 237regulators, state legislators or their representatives, and consumer representatives, and such other
268268 238interested persons as may be designated in this Compact and the bylaws;
269269 239 16.Provide and receive information from, and cooperate with, law enforcement
270270 240agencies;
271271 241 17.Establish and elect an Executive Board; and
272272 242 18.Perform such other functions as may be necessary or appropriate to achieve the
273273 243purposes of this Compact consistent with the state regulation of physical therapy licensure and
274274 244practice.
275275 245 D. The Executive Board
276276 246 The Executive Board shall have the power to act on behalf of the Commission according
277277 247to the terms of this Compact
278278 248 1. The Executive Board shall be composed of nine members: 14 of 28
279279 249 a. Seven voting members who are elected by the Commission from the current
280280 250membership of the Commission;
281281 251 b. One ex-officio, nonvoting member from the recognized national physical therapy
282282 252professional association; and
283283 253 c. One ex-officio, nonvoting member from the recognized membership organization
284284 254of the physical therapy licensing boards.
285285 255 2. The ex-officio members will be selected by their respective organizations.
286286 256 3. The Commission may remove any member of the Executive Board as provided in
287287 257bylaws.
288288 258 4. The Executive Board shall meet at least annually.
289289 259 5. The Executive Board shall have the following Duties and responsibilities:
290290 260 a. Recommend to the entire Commission changes to the rules or bylaws, changes to
291291 261this Compact legislation, fees paid by Compact member states such as annual dues, and any
292292 262commission Compact fee charged to licensees for the compact privilege;
293293 263 b. Ensure Compact administration services are appropriately provided, contractual
294294 264or otherwise;
295295 265 c. Prepare and recommend the budget;
296296 266 d. Maintain financial records on behalf of the Commission; 15 of 28
297297 267 e. Monitor Compact compliance of member states and provide compliance reports to
298298 268the Commission;
299299 269 f. Establish additional committees as necessary; and
300300 270 g. Other duties as provided in rules or bylaws.
301301 271 E. Meetings of the Commission
302302 272 1. All meetings shall be open to the public, and public notice of meetings shall be
303303 273given in the same manner as required under the rulemaking provisions in Section 9.
304304 274 2. The Commission or the Executive Board or other committees of the Commission
305305 275may convene in a closed, non-public meeting if the Commission or Executive Board or other
306306 276committees of the Commission must discuss:
307307 277 a. Non-compliance of a member state with its obligations under the Compact;
308308 278 b. The employment, compensation, discipline or other matters, practices or
309309 279procedures related to specific employees or other matters related to the Commission’s internal
310310 280personnel practices and procedures;
311311 281 c. Current, threatened, or reasonably anticipated litigation;
312312 282 d. Negotiation of contracts for the purchase, lease, or sale of goods, services, or real
313313 283estate;
314314 284 e. Accusing any person of a crime or formally censuring any person; 16 of 28
315315 285 f. Disclosure of trade secrets or commercial or financial information that is
316316 286privileged or confidential;
317317 287 g. Disclosure of information of a personal nature where disclosure would constitute
318318 288a clearly unwarranted invasion of personal privacy;
319319 289 h. Disclosure of investigative records compiled for law enforcement purposes;
320320 290 i. Disclosure of information related to any investigative reports prepared by or on
321321 291behalf of or for use of the Commission or other committee charged with responsibility of
322322 292investigation or determination of compliance issues pursuant to the Compact; or
323323 293 j. Matters specifically exempted from disclosure by federal or member state statute.
324324 294 3. If a meeting, or portion of a meeting, is closed pursuant to this provision, the
325325 295Commission’s legal counsel or designee shall certify that the meeting may be closed and shall
326326 296reference each relevant exempting provision.
327327 297 4. The Commission shall keep minutes that fully and clearly describe all matters
328328 298discussed in a meeting and shall provide a full and accurate summary of actions taken, and the
329329 299reasons therefore, including a description of the views expressed. All documents considered in
330330 300connection with an action shall be identified in such minutes. All minutes and documents of a
331331 301closed meeting shall remain under seal, subject to release by a majority vote of the Commission
332332 302or order of a court of competent jurisdiction.
333333 303 F. Financing of the Commission
334334 304 1. The Commission shall pay, or provide for the payment of, the reasonable
335335 305expenses of its establishment, organization, and ongoing activities. 17 of 28
336336 306 2. The Commission may accept any and all appropriate revenue sources, donations,
337337 307and grants of money, equipment, supplies, materials, and services.
338338 308 3. The Commission may levy on and collect an annual assessment from each
339339 309member state or impose fees on other parties to cover the cost of the operations and activities of
340340 310the Commission and its staff, which must be in a total amount sufficient to cover its annual
341341 311budget as approved each year for which revenue is not provided by other sources. The aggregate
342342 312annual assessment amount shall be allocated based upon a formula to be determined by the
343343 313Commission, which shall promulgate a rule binding upon all member states.
344344 314 4. The Commission shall not incur obligations of any kind prior to securing the
345345 315funds adequate to meet the same; nor shall the Commission pledge the credit of any of the
346346 316member states, except by and with the authority of the member state.
347347 317 5. The Commission shall keep accurate accounts of all receipts and disbursements.
348348 318The receipts and disbursements of the Commission shall be subject to the audit and accounting
349349 319procedures established under its bylaws. However, all receipts and disbursements of funds
350350 320handled by the Commission shall be audited yearly by a certified or licensed public accountant,
351351 321and the report of the audit shall be included in and become part of the annual report of the
352352 322Commission.
353353 323 G. Qualified Immunity, Defense, and Indemnification
354354 324 1. The members, officers, executive director, employees and representatives of the
355355 325Commission shall be immune from suit and liability, either personally or in their official
356356 326capacity, for any claim for damage to or loss of property or personal injury or other civil liability
357357 327caused by or arising out of any actual or alleged act, error or omission that occurred, or that the 18 of 28
358358 328person against whom the claim is made had a reasonable basis for believing occurred within the
359359 329scope of Commission employment, duties or responsibilities; provided that nothing in this
360360 330paragraph shall be construed to protect any such person from suit and/or liability for any damage,
361361 331loss, injury, or liability caused by the intentional or willful or wanton misconduct of that person.
362362 332 2. The Commission shall defend any member, officer, executive director, employee
363363 333or representative of the Commission in any civil action seeking to impose liability arising out of
364364 334any actual or alleged act, error, or omission that occurred within the scope of Commission
365365 335employment, duties, or responsibilities, or that the person against whom the claim is made had a
366366 336reasonable basis for believing occurred within the scope of Commission employment, duties, or
367367 337responsibilities; provided that nothing herein shall be construed to prohibit that person from
368368 338retaining his or her own counsel; and provided further, that the actual or alleged act, error, or
369369 339omission did not result from that person’s intentional or willful or wanton misconduct.
370370 340 3. The Commission shall indemnify and hold harmless any member, officer,
371371 341executive director, employee, or representative of the Commission for the amount of any
372372 342settlement or judgment obtained against that person arising out of any actual or alleged act, error
373373 343or omission that occurred within the scope of Commission employment, duties, or
374374 344responsibilities, or that such person had a reasonable basis for believing occurred within the
375375 345scope of Commission employment, duties, or responsibilities, provided that the actual or alleged
376376 346act, error, or omission did not result from the intentional or willful or wanton misconduct of that
377377 347person.
378378 348 Section 8. DATA SYSTEM 19 of 28
379379 349 A. The Commission shall provide for the development, maintenance, and utilization
380380 350of a coordinated database and reporting system containing licensure, adverse action, and
381381 351investigative information on all licensed individuals in member states.
382382 352 B. Notwithstanding any other provision of state law to the contrary, a member state
383383 353shall submit a uniform data set to the data system on all individuals to whom this Compact is
384384 354applicable as required by the rules of the Commission, including:
385385 355 1. Identifying information;
386386 356 2. Licensure data;
387387 357 3. Adverse actions against a license or compact privilege;
388388 358 4. Non-confidential information related to alternative program participation;
389389 359 5. Any denial of application for licensure, and the reason(s) for such denial; and
390390 360 6. Other information that may facilitate the administration of this Compact, as
391391 361determined by the rules of the Commission.
392392 362 C. Investigative information pertaining to a licensee in any member state will only be
393393 363available to other party states.
394394 364 D. The Commission shall promptly notify all member states of any adverse action
395395 365taken against a licensee or an individual applying for a license. Adverse action information
396396 366pertaining to a licensee in any member state will be available to any other member state. 20 of 28
397397 367 E. Member states contributing information to the data system may designate
398398 368information that may not be shared with the public without the express permission of the
399399 369contributing state.
400400 370 F. Any information submitted to the data system that is subsequently required to be
401401 371expunged by the laws of the member state contributing the information shall be removed from
402402 372the data system.
403403 373 Section 9. RULEMAKING
404404 374 A. The Commission shall exercise its rulemaking powers pursuant to the criteria set
405405 375forth in this Section and the rules adopted thereunder. Rules and amendments shall become
406406 376binding as of the date specified in each rule or amendment.
407407 377 B. If a majority of the legislatures of the member states rejects a rule, by enactment
408408 378of a statute or resolution in the same manner used to adopt the Compact within 4 years of the
409409 379date of adoption of the rule, then such rule shall have no further force and effect in any member
410410 380state.
411411 381 C. Rules or amendments to the rules shall be adopted at a regular or special meeting
412412 382of the Commission.
413413 383 D. Prior to promulgation and adoption of a final rule or rules by the Commission,
414414 384and at least thirty (30) days in advance of the meeting at which the rule will be considered and
415415 385voted upon, the Commission shall file a Notice of Proposed Rulemaking:
416416 386 1. On the website of the Commission or other publicly accessible platform; and 21 of 28
417417 387 2. On the website of each member state physical therapy licensing board or other
418418 388publicly accessible platform or the publication in which each state would otherwise publish
419419 389proposed rules.
420420 390 E. The Notice of Proposed Rulemaking shall include:
421421 391 1. The proposed time, date, and location of the meeting in which the rule will be
422422 392considered and voted upon;
423423 393 2. The text of the proposed rule or amendment and the reason for the proposed rule;
424424 394 3. A request for comments on the proposed rule from any interested person; and
425425 395 4. The manner in which interested persons may submit notice to the Commission of
426426 396their intention to attend the public hearing and any written comments.
427427 397 F. Prior to adoption of a proposed rule, the Commission shall allow persons to
428428 398submit written data, facts, opinions, and arguments, which shall be made available to the public.
429429 399 G. The Commission shall grant an opportunity for a public hearing before it adopts a
430430 400rule or amendment if a hearing is requested by:
431431 401 1. At least twenty-five (25) persons;
432432 402 2. A state or federal governmental subdivision or agency; or
433433 403 3. An association having at least twenty-five (25) members.
434434 404 H. If a hearing is held on the proposed rule or amendment, the Commission shall
435435 405publish the place, time, and date of the scheduled public hearing. If the hearing is held via 22 of 28
436436 406electronic means, the Commission shall publish the mechanism for access to the electronic
437437 407hearing.
438438 408 1. All persons wishing to be heard at the hearing shall notify the executive director
439439 409of the Commission or other designated member in writing of their desire to appear and testify at
440440 410the hearing not less than five (5) business days before the scheduled date of the hearing.
441441 411 2. Hearings shall be conducted in a manner providing each person who wishes to
442442 412comment a fair and reasonable opportunity to comment orally or in writing.
443443 413 3. All hearings will be recorded. A copy of the recording will be made available on
444444 414request.
445445 415 4. Nothing in this section shall be construed as requiring a separate hearing on each
446446 416rule. Rules may be grouped for the convenience of the Commission at hearings required by this
447447 417section.
448448 418 I. Following the scheduled hearing date, or by the close of business on the
449449 419scheduled hearing date if the hearing was not held, the Commission shall consider all written and
450450 420oral comments received.
451451 421 J. If no written notice of intent to attend the public hearing by interested parties is
452452 422received, the Commission may proceed with promulgation of the proposed rule without a public
453453 423hearing.
454454 424 K. The Commission shall, by majority vote of all members, take final action on the
455455 425proposed rule and shall determine the effective date of the rule, if any, based on the rulemaking
456456 426record and the full text of the rule. 23 of 28
457457 427 L. Upon determination that an emergency exists, the Commission may consider and
458458 428adopt an emergency rule without prior notice, opportunity for comment, or hearing, provided that
459459 429the usual rulemaking procedures provided in the Compact and in this section shall be
460460 430retroactively applied to the rule as soon as reasonably possible, in no event later than ninety (90)
461461 431days after the effective date of the rule. For the purposes of this provision, an emergency rule is
462462 432one that must be adopted immediately in order to:
463463 433 1. Meet an imminent threat to public health, safety, or welfare;
464464 434 2. Prevent a loss of Commission or member state funds;
465465 435 3. Meet a deadline for the promulgation of an administrative rule that is established
466466 436by federal law or rule; or
467467 437 4. Protect public health and safety.
468468 438 M. The Commission or an authorized committee of the Commission may direct
469469 439revisions to a previously adopted rule or amendment for purposes of correcting typographical
470470 440errors, errors in format, errors in consistency, or grammatical errors. Public notice of any
471471 441revisions shall be posted on the website of the Commission. The revision shall be subject to
472472 442challenge by any person for a period of thirty (30) days after posting. The revision may be
473473 443challenged only on grounds that the revision results in a material change to a rule. A challenge
474474 444shall be made in writing, and delivered to the chair of the Commission prior to the end of the
475475 445notice period. If no challenge is made, the revision will take effect without further action. If the
476476 446revision is challenged, the revision may not take effect without the approval of the Commission.
477477 447 Section 10. OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT 24 of 28
478478 448 A. Oversight
479479 449 1. The executive, legislative, and judicial branches of state government in each
480480 450member state shall enforce this Compact and take all actions necessary and appropriate to
481481 451effectuate the Compact’s purposes and intent. The provisions of this Compact and the rules
482482 452promulgated hereunder shall have standing as statutory law.
483483 453 2. All courts shall take judicial notice of the Compact and the rules in any judicial or
484484 454administrative proceeding in a member state pertaining to the subject matter of this Compact
485485 455which may affect the powers, responsibilities or actions of the Commission.
486486 456 3. The Commission shall be entitled to receive service of process in any such
487487 457proceeding, and shall have standing to intervene in such a proceeding for all purposes. Failure to
488488 458provide service of process to the Commission shall render a judgment or order void as to the
489489 459Commission, this Compact, or promulgated rules.
490490 460 B. Default, Technical Assistance, and Termination
491491 461 1. If the Commission determines that a member state has defaulted in the
492492 462performance of its obligations or responsibilities under this Compact or the promulgated rules,
493493 463the Commission shall:
494494 464 a. Provide written notice to the defaulting state and other member states of the
495495 465nature of the default, the proposed means of curing the default and/or any other action to be
496496 466taken by the Commission; and
497497 467 b. Provide remedial training and specific technical assistance regarding the default. 25 of 28
498498 468 2. If a state in default fails to cure the default, the defaulting state may be terminated
499499 469from the Compact upon an affirmative vote of a majority of the member states, and all rights,
500500 470privileges and benefits conferred by this Compact may be terminated on the effective date of
501501 471termination. A cure of the default does not relieve the offending state of obligations or liabilities
502502 472incurred during the period of default.
503503 473 3. Termination of membership in the Compact shall be imposed only after all other
504504 474means of securing compliance have been exhausted. Notice of intent to suspend or terminate
505505 475shall be given by the Commission to the governor, the majority and minority leaders of the
506506 476defaulting state’s legislature, and each of the member states.
507507 477 4. A state that has been terminated is responsible for all assessments, obligations,
508508 478and liabilities incurred through the effective date of termination, including obligations that
509509 479extend beyond the effective date of termination.
510510 480 5. The Commission shall not bear any costs related to a state that is found to be in
511511 481default or that has been terminated from the Compact, unless agreed upon in writing between the
512512 482Commission and the defaulting state.
513513 483 6. The defaulting state may appeal the action of the Commission by petitioning the
514514 484U.S. District Court for the District of Columbia or the federal district where the Commission has
515515 485its principal offices. The prevailing member shall be awarded all costs of such litigation,
516516 486including reasonable attorney’s fees.
517517 487 C. Dispute Resolution 26 of 28
518518 488 1. Upon request by a member state, the Commission shall attempt to resolve
519519 489disputes related to the Compact that arise among member states and between member and non-
520520 490member states.
521521 491 2. The Commission shall promulgate a rule providing for both mediation and
522522 492binding dispute resolution for disputes as appropriate.
523523 493 D. Enforcement
524524 494 1. The Commission, in the reasonable exercise of its discretion, shall enforce the
525525 495provisions and rules of this Compact.
526526 496 2. By majority vote, the Commission may initiate legal action in the United States
527527 497District Court for the District of Columbia or the federal district where the Commission has its
528528 498principal offices against a member state in default to enforce compliance with the provisions of
529529 499the Compact and its promulgated rules and bylaws. The relief sought may include both
530530 500injunctive relief and damages. In the event judicial enforcement is necessary, the prevailing
531531 501member shall be awarded all costs of such litigation, including reasonable attorney’s fees.
532532 502 3. The remedies herein shall not be the exclusive remedies of the Commission. The
533533 503Commission may pursue any other remedies available under federal or state law.
534534 504 Section 11. DATE OF IMPLEMENTATION OF THE INTERSTATE COMMISSION
535535 505FOR PHYSICAL THERAPY PRACTICE AND ASSOCIATED RULES, WITHDRAWAL,
536536 506AND AMENDMENT
537537 507 A. The Compact shall come into effect on the date on which the Compact statute is
538538 508enacted into law in the tenth member state. The provisions, which become effective at that time, 27 of 28
539539 509shall be limited to the powers granted to the Commission relating to assembly and the
540540 510promulgation of rules. Thereafter, the Commission shall meet and exercise rulemaking powers
541541 511necessary to the implementation and administration of the Compact.
542542 512 B. Any state that joins the Compact subsequent to the Commission’s initial adoption
543543 513of the rules shall be subject to the rules as they exist on the date on which the Compact becomes
544544 514law in that state. Any rule that has been previously adopted by the Commission shall have the
545545 515full force and effect of law on the day the Compact becomes law in that state.
546546 516 C. Any member state may withdraw from this Compact by enacting a statute
547547 517repealing the same.
548548 518 1. A member state’s withdrawal shall not take effect until six (6) months after
549549 519enactment of the repealing statute.
550550 520 2. Withdrawal shall not affect the continuing requirement of the withdrawing state’s
551551 521physical therapy licensing board to comply with the investigative and adverse action reporting
552552 522requirements of this act prior to the effective date of withdrawal.
553553 523 D. Nothing contained in this Compact shall be construed to invalidate or prevent any
554554 524physical therapy licensure agreement or other cooperative arrangement between a member state
555555 525and a non-member state that does not conflict with the provisions of this Compact.
556556 526 E. This Compact may be amended by the member states. No amendment to this
557557 527Compact shall become effective and binding upon any member state until it is enacted into the
558558 528laws of all member states.
559559 529 Section 12. CONSTRUCTION AND SEVERABILITY 28 of 28
560560 530 This Compact shall be liberally construed so as to effectuate the purposes thereof. The
561561 531provisions of this Compact shall be severable and if any phrase, clause, sentence or provision of
562562 532this Compact is declared to be contrary to the constitution of any party state or of the United
563563 533States or the applicability thereof to any government, agency, person or circumstance is held
564564 534invalid, the validity of the remainder of this Compact and the applicability thereof to any
565565 535government, agency, person or circumstance shall not be affected thereby. If this Compact shall
566566 536be held contrary to the constitution of any party state, the Compact shall remain in full force and
567567 537effect as to the remaining party states and in full force and effect as to the party state affected as
568568 538to all severable matters.