Massachusetts 2023-2024 Regular Session

Massachusetts Senate Bill S379 Compare Versions

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22 SENATE DOCKET, NO. 1244 FILED ON: 1/19/2023
33 SENATE . . . . . . . . . . . . . . No. 379
44 The Commonwealth of Massachusetts
55 _________________
66 PRESENTED BY:
77 Patricia D. Jehlen
88 _________________
99 To the Honorable Senate and House of Representatives of the Commonwealth of Massachusetts in General
1010 Court assembled:
1111 The undersigned legislators and/or citizens respectfully petition for the adoption of the accompanying bill:
1212 An Act to improve quality and oversight of long-term care.
1313 _______________
1414 PETITION OF:
1515 NAME:DISTRICT/ADDRESS :Patricia D. JehlenSecond MiddlesexThomas M. Stanley9th Middlesex1/20/2023Joanne M. ComerfordHampshire, Franklin and Worcester1/26/2023Jack Patrick Lewis7th Middlesex1/30/2023Susannah M. Whipps2nd Franklin2/2/2023James K. Hawkins2nd Bristol2/8/2023Vanna Howard17th Middlesex2/8/2023David Paul Linsky5th Middlesex2/14/2023Rodney M. Elliott16th Middlesex2/14/2023Michael O. MooreSecond Worcester2/15/2023James C. Arena-DeRosa8th Middlesex2/16/2023Michael D. BradySecond Plymouth and Norfolk2/23/2023James B. EldridgeMiddlesex and Worcester2/23/2023Anne M. GobiWorcester and Hampshire2/23/2023David Henry Argosky LeBoeuf17th Worcester2/23/2023Mark C. MontignySecond Bristol and Plymouth2/28/2023 1 of 25
1616 SENATE DOCKET, NO. 1244 FILED ON: 1/19/2023
1717 SENATE . . . . . . . . . . . . . . No. 379
1818 By Ms. Jehlen, a petition (accompanied by bill, Senate, No. 379) of Patricia D. Jehlen, Thomas
1919 M. Stanley, Joanne M. Comerford, Jack Patrick Lewis and other members of the General Court
2020 for legislation to improve quality and oversight of long-term care. Elder Affairs.
2121 [SIMILAR MATTER FILED IN PREVIOUS SESSION
2222 SEE HOUSE, NO. 4780 OF 2021-2022.]
2323 The Commonwealth of Massachusetts
2424 _______________
2525 In the One Hundred and Ninety-Third General Court
2626 (2023-2024)
2727 _______________
2828 An Act to improve quality and oversight of long-term care.
2929 Be it enacted by the Senate and House of Representatives in General Court assembled, and by the authority
3030 of the same, as follows:
3131 1 SECTION 1. Chapter 23 of the General Laws, as appearing in the 2020 Official Edition,
3232 2is hereby amended by inserting after section 9U the following 2 sections:-
3333 3 Section 9V. The executive office of labor and workforce development, through the
3434 4Commonwealth Corporation, shall establish a grant program for nursing facility supervisory and
3535 5leadership training. The program shall include, but not be limited to, covering the cost of nursing
3636 6facility worker participation in evidence-based supervisory training for the express purpose of
3737 7improving staff satisfaction, retaining staff and reducing turnover.
3838 8 Section 9W. The Commonwealth Corporation shall, subject to appropriation, establish an
3939 9extended care career ladder grant program, consistent with section 410 of chapter 159 of the acts 2 of 25
4040 10of 2000. The Commonwealth Corporation shall make grants available for certified nurses' aides,
4141 11home health aides, homemakers and other entry-level workers in long-term care. The grants may
4242 12include English language training, training in other languages and adult basic education
4343 13programs to improve quality of care and improve direct care worker access to and participation
4444 14in career ladder training. The length of such grants shall not exceed a period of 3 years. The
4545 15Commonwealth Corporation shall submit quarterly reports to the house and senate committees
4646 16on ways and means on said grant program including, but not limited to, the number of grants
4747 17awarded, the amount of each grant, a description of the career ladder programs, changes in care-
4848 18giving and workplace practices that have occurred and their impact on quality of care and worker
4949 19retention and the certificates, degrees or professional status attained by each participating
5050 20employee. The administrative and program-management costs for the implementation of said
5151 21grant program shall not exceed 4 per cent of the amount of the grant program. Each grant may
5252 22include funding for technical assistance and evaluation.
5353 23 SECTION 2. Chapter 111 of the General Laws, as so appearing, is hereby amended by
5454 24inserting after section 4O the following section:-
5555 25 Section 4P. The department shall, subject to appropriation, establish a tuition
5656 26reimbursement program for certified nursing assistant training. The department shall reimburse
5757 27for the costs of certified nursing assistant training or competency, provided that: (i) the costs
5858 28have been incurred for an approved certified nursing assistant training program; (ii) the costs
5959 29have been actually paid by the certified nursing assistant from their own personal funds; and (iii)
6060 30individuals have begun employment as a certified nursing assistant in a licensed nursing facility
6161 31within 12 months of completing the training program, including passing the competency testing. 3 of 25
6262 32 SECTION 3. Chapter 111 of the General Laws is hereby further amended by striking out
6363 33section 71 and inserting in place thereof the following section:-
6464 34 Section 71. (a) For purposes of this section and sections 71A½ to 73, inclusive, the
6565 35following terms shall have the following meanings unless the context or subject matter clearly
6666 36requires otherwise:
6767 37 “Applicant”, any person who applies to the department for a license to establish or
6868 38maintain and operate a long-term care facility.
6969 39 “Charitable home for the aged”, any institution, however named, conducted for charitable
7070 40purposes and maintained for the purpose of providing a retirement home for elderly persons and
7171 41which may provide nursing care within the home for its residents.
7272 42 “Convalescent or nursing home or skilled nursing facility”, any institution, however
7373 43named, whether conducted for charity or profit, which is advertised, announced or maintained for
7474 44the express or implied purpose of caring for four or more persons admitted thereto for the
7575 45purpose of nursing or convalescent care.
7676 46 “Infirmary maintained in a town”, an infirmary, which until now the department of
7777 47transitional assistance has been directed to visit by section 7 of chapter 121.
7878 48 “Intermediate care facility for persons with an intellectual disability”, any institution,
7979 49however named, whether conducted for charity or profit, which: (i) is advertised, announced or
8080 50maintained for the purpose of providing rehabilitative services and active treatment to persons
8181 51with an intellectual disability or persons with related conditions, as defined in regulations
8282 52promulgated pursuant to Title XIX of the federal Social Security Act (P.L. 89–97); (ii) is not 4 of 25
8383 53both owned and operated by a state agency; and (iii) makes application to the department for a
8484 54license for the purpose of participating in the federal program established by said Title XIX.
8585 55 “License”, an initial or renewal license to establish or maintain and operate a long-term
8686 56care facility issued by the department.
8787 57 “Licensee”, a person to whom a license to establish or maintain and operate a long-term
8888 58care facility has been issued by the department.
8989 59 “Long-term care facility”, a charitable home for the aged, convalescent or nursing home,
9090 60skilled nursing facility, infirmary maintained in a town, intermediate care facility for persons
9191 61with an intellectual disability or rest home.
9292 62 “Owner”, any person with an ownership interest of 5 per cent or more, or with a
9393 63controlling interest in an applicant, potential transferee or the real property on which a long-term
9494 64care facility is located; provided, that the real property owner is related to the applicant or
9595 65potential transferee as defined in Section 413.17(b) of Title 42 of the Code of Federal
9696 66Regulations.
9797 67 “Person”, an individual, trust, estate, partnership, association, company or corporation.
9898 68 “Potential transferee”, a person who submits to the department a “notice of intent to
9999 69acquire” the facility operations of a currently operating long-term care facility.
100100 70 “Rest home”, any institution, however named, which is advertised, announced or
101101 71maintained for the express or implied purpose of providing care incident to old age to four or
102102 72more persons who are ambulatory and who need supervision. 5 of 25
103103 73 “Transfer of facility operations”, a transfer of the operations of a currently operating
104104 74long-term care facility from the current licensee of the long-term care facility to a potential
105105 75transferee, pending licensure, pursuant to a written “transfer of operations” agreement.
106106 76 (b) To each applicant it deems suitable and responsible to establish or maintain and
107107 77operate a long-term care facility and which meets all other requirements for long-term care
108108 78facility licensure, the department shall issue for a term of 2 years, and shall renew for like terms,
109109 79a license, subject to the restrictions set forth in this section or revocation by it for cause;
110110 80provided, however, that each long-term care facility shall be inspected at least once a year.
111111 81 The department shall not issue license to establish or maintain an intermediate care
112112 82facility for persons with an intellectual disability unless the department determines that there is a
113113 83need for such facility at the designated location; provided, however, that in the case of a facility
114114 84previously licensed as an intermediate care facility for persons with an intellectual disability in
115115 85which there is a change in ownership, no such determination shall be required; and provided
116116 86further, that in the case of a facility previously licensed as an intermediate care facility for
117117 87persons with an intellectual disability in which there is a change in location, such determination
118118 88shall be limited to consideration of the suitability of the new location.
119119 89 In the case of the transfer of facility operations of a long-term care facility, a potential
120120 90transferee shall submit a “notice of intent to acquire” to the department at least 90 days prior to
121121 91the proposed transfer date. The notice of intent to acquire shall be on a form supplied by the
122122 92department and shall be deemed complete upon submission of all information which the
123123 93department requires on the notice of intent form and is reasonably necessary to carry out the
124124 94purposes of this section. In the case of the transfer of facility operations, a potential transferee 6 of 25
125125 95shall provide notice to the current staff of the facility, and shall provide notice of the potential
126126 96transferee’s plans regarding retaining the facility workforce and recognizing any current
127127 97collective bargaining agreements to the labor organizations that represents the facility’s
128128 98workforce at the time the potential transferee submits a “notice of intent to acquire”.
129129 99 No license shall be issued to an applicant or potential transferee unless the department
130130 100makes a determination that the applicant or potential transferee is responsible and suitable for
131131 101licensure.
132132 102 For purposes of this section, the department’s determination of responsibility and
133133 103suitability shall be limited to the following factors:
134134 104 (i) the civil litigation history of the applicant or potential transferee, including litigation
135135 105related to the operation of a long-term care facility, such as quality of care, safety of residents or
136136 106staff, employment and labor issues, fraud, unfair or deceptive business practices and
137137 107landlord/tenant issues; and the criminal history of the applicant or the potential transferee,
138138 108including their respective owners, which may include pending or settled litigation or other court
139139 109proceedings in the commonwealth and in other states including federal jurisdiction. Any
140140 110information related to criminal or civil litigation obtained by the department pursuant to this
141141 111section shall be confidential and exempt from disclosure under clause Twenty-sixth of section 7
142142 112of chapter 4 and chapter 66;
143143 113 (ii) the financial capacity of the applicant or potential transferee, including their
144144 114respective owners, to establish or maintain and operate a long-term care facility, which may
145145 115include any recorded liens and unpaid fees or taxes in the commonwealth and in other states; 7 of 25
146146 116 (iii) the history of the applicant or potential transferee, including their respective owners,
147147 117in providing long-term care in the commonwealth, measured by compliance with applicable
148148 118statutes and regulations governing the operation of long-term care facilities; and
149149 119 (iv) the history of the applicant or potential transferee, including their respective owners,
150150 120in providing long-term care in states other than the commonwealth, if any, measured by
151151 121compliance with the applicable statutes and regulations governing the operation of long-term
152152 122care facilities in said states.
153153 123 With respect to potential transferees, upon determination by the department that a
154154 124potential transferee is responsible and suitable for licensure, the potential transferee may file an
155155 125application for a license. In the case of a potential transfer of facility operations, the filing of an
156156 126application for a license shall have the effect of a license until the department takes final action
157157 127on such application.
158158 128 If the department determines that an applicant or potential transferee is not suitable and
159159 129responsible, the department’s determination shall take effect on the date of the department’s
160160 130notice. In such cases and upon the filing of a written request, the department shall afford the
161161 131applicant or potential transferee an adjudicatory hearing pursuant to chapter 30A.
162162 132 During the pendency of such appeal, the applicant or potential transferee shall not operate
163163 133the facility as a licensee, or, without prior approval of the department, manage such facility.
164164 134 Each applicant, potential transferee and licensee shall keep all information provided to
165165 135the department current. After the applicant, potential transferee or licensee becomes aware of any
166166 136change to information related to information it provided or is required to provide to the
167167 137department, such person shall submit to the department written notice of the changes as soon as 8 of 25
168168 138practicable and without unreasonable delay. Changes include, but are not limited to, changes in
169169 139financial status, such as filing for bankruptcy, any default under a lending agreement or under a
170170 140lease, the appointment of a receiver or the recording of any lien. Failure to provide timely notice
171171 141of such change may be subject to the remedies or sanctions available to the department under
172172 142sections 71 to 73, inclusive.
173173 143 An applicant, potential transferee or licensee and their respective owners shall be in
174174 144compliance with all applicable federal, state and local laws, rules and regulations.
175175 145 Prior to engaging a company to manage the long-term care facility, hereinafter a
176176 146“management company”, a licensee shall notify the department in writing of the proposed
177177 147management company’s name, contact information and any other information on the
178178 148management company and its personnel that may be reasonably requested by the department.
179179 149The licensee shall memorialize any such engagement in a written agreement with the
180180 150management company. Such written agreement shall include a requirement that the management
181181 151company and its personnel comply with all applicable federal, state and local laws, regulations
182182 152and rules. Promptly after the effective date of any such agreement, the licensee shall provide to
183183 153the department a copy of the valid, fully executed agreement. Any payment terms included in the
184184 154agreement shall be confidential and exempt from disclosure under clause Twenty-sixth of section
185185 1557 of chapter 4 and chapter 66.
186186 156 The department shall not issue a license unless the authorities in charge of the long-term
187187 157care facility first submit to the department, with respect to each building occupied by residents:
188188 158(i) a certificate of inspection of the egresses, the means of preventing the spread of fire and
189189 159apparatus for extinguishing fire, issued by an inspector of the office of public safety and 9 of 25
190190 160inspections of the division of professional licensure; provided, however, that with respect to
191191 161convalescent or nursing homes only, the division of health care quality of the department of
192192 162public health shall have sole authority to inspect for and issue such certificate; and (ii) a
193193 163certificate of inspection issued by the head of the local fire department certifying compliance
194194 164with the local ordinances.
195195 165 Any applicant who is aggrieved, on the basis of a written disapproval of a certificate of
196196 166inspection by the head of the local fire department or by the office of public safety and
197197 167inspections of the division of professional licensure, may, within 30 days from such disapproval,
198198 168appeal in writing to the division of professional licensure. With respect to certificates of
199199 169inspection that the division of health care quality of the department of public health has the sole
200200 170authority to issue, an applicant may, within 30 days from disapproval of a certificate of
201201 171inspection, appeal in writing to the department of public health only. Failure to either approve or
202202 172disapprove within 30 days after a written request by an applicant shall be deemed a disapproval.
203203 173 If the division of professional licensure or, where applicable, the department of public
204204 174health approves the issuance of a certificate of inspection, it shall forthwith be issued by the
205205 175agency that failed to approve. If said department disapproves, the applicant may appeal
206206 176therefrom to the superior court. Failure of said department to either approve or disapprove the
207207 177issuance of a certificate of inspection within 30 days after receipt of an appeal shall be deemed a
208208 178disapproval. The department shall not issue a license until issuance of an approved certificate of
209209 179inspection, as required in this section. 10 of 25
210210 180 Nothing in this section or in sections 72 or 73 shall be construed to revoke, supersede or
211211 181otherwise affect any laws, ordinances, by-laws, rules or regulations relating to building, zoning,
212212 182registration or maintenance of a long-term care facility.
213213 183 (c) For cause, the department may limit, restrict, suspend or revoke a license. Grounds for
214214 184cause on which the department may take such action shall include: (i) substantial or sustained
215215 185failure to provide adequate care to residents; (ii) substantial or sustained failure to maintain
216216 186compliance with applicable statutes, rules and regulations; (iii) or the lack of financial capacity
217217 187to maintain and operate a long-term care facility. Limits or restrictions include requiring a
218218 188facility to limit new admissions. Suspension of a license includes suspending the license during a
219219 189pending license revocation action, or suspending the license to permit the licensee a period of
220220 190time, not shorter than 60 days, to wind down operations, and discharge and transfer, if
221221 191applicable, all residents.
222222 192 The department may, when public necessity and convenience require, or to prevent undue
223223 193hardship to an applicant or licensee, under such rules and regulations as it may adopt, grant a
224224 194temporary provisional or probationary license under this section; provided, however, that no such
225225 195license shall be for a term exceeding 1 year.
226226 196 With respect to an order to limit, restrict or suspend a license, within 7 days of receipt of
227227 197the written order, the licensee may file a written request with the department for administrative
228228 198reconsideration of the order or any portion thereof.
229229 199 Upon a written request by a licensee who is aggrieved by the revocation of a license or
230230 200the adoption of a probationary license, or by an applicant who is aggrieved by the refusal of the
231231 201department to renew a license, the commissioner and the council shall hold a public hearing, 11 of 25
232232 202after due notice, and thereafter they may modify, affirm or reverse the action of the department;
233233 203provided, however, that the department may not refuse to renew and may not revoke the license
234234 204of a long-term care facility until after a hearing before a hearings officer, and any such applicant
235235 205so aggrieved shall have all the rights provided in chapter 30A with respect to adjudicatory
236236 206proceedings.
237237 207 In no case shall the revocation of such a license take effect in less than 30 days after
238238 208written notification by the department to the licensee.
239239 209 The fee for a license to establish or maintain or operate a long-term care facility shall be
240240 210determined annually by the commissioner of administration pursuant to the provision of section
241241 2113B of chapter 7, and the license shall not be transferable or assignable and shall be issued only
242242 212for the premises named in the application.
243243 213 Nursing institutions licensed by the department of mental health, or the department of
244244 214developmental services for persons with intellectual disabilities shall not be licensed or inspected
245245 215by the department of public health. The inspections herein provided shall be in addition to any
246246 216other inspections required by law.
247247 217 (d) In the case of the new construction of, or major addition, alteration or repair to, any
248248 218facility subject to this section, preliminary architectural plans and specifications and final
249249 219architectural plans and specifications shall be submitted to a qualified person designated by the
250250 220commissioner. Written approval of the final architectural plans and specifications shall be
251251 221obtained from said person prior to said new construction, or major addition, alteration or repair.
252252 222 Notwithstanding any of the foregoing provisions of this section, the department shall not
253253 223issue a license to establish or maintain and operate a long-term care facility unless the applicant 12 of 25
254254 224for such license submits to the department a certificate that each building to be occupied by
255255 225patients of such convalescent or nursing home or skilled nursing facility meets the construction
256256 226standards of the state building code, and is of at least type 1–B fireproof construction; provided,
257257 227however, that this paragraph shall not apply in the instance of a transfer of facility operations of a
258258 228convalescent or nursing home or skilled nursing facility whose license had not been revoked as
259259 229of the time of such transfer; and provided, further, that a public medical institution as defined
260260 230under section 2 of chapter 118E, which meets the construction standards as defined herein, shall
261261 231not be denied a license as a nursing home under this section because it was not of new
262262 232construction and designed for the purpose of operating a convalescent or nursing home or skilled
263263 233nursing facility at the time of application for a license to operate a nursing home. An
264264 234intermediate care facility for persons with an intellectual disability shall be required to meet the
265265 235construction standards established for such facilities by Title XIX of the Social Security Act
266266 236(P.L. 89–97) and any regulations promulgated pursuant thereto, and by regulations promulgated
267267 237by the department.
268268 238 (e) Every applicant for a license and every potential transferee shall provide on or with its
269269 239application or notice of intent to acquire a sworn statement of the names and addresses of any
270270 240owner as defined in this section. In this section, the phrase ‘‘person with an ownership or control
271271 241interest’’ shall have the definition set forth in 42 USC § 1320a–3 of the Social Security Act and
272272 242in regulations promulgated hereunder by the department.
273273 243 The department shall notify the secretary of elder affairs forthwith of the pendency of any
274274 244proceeding of any public hearing or of any action to be taken under this section relating to any
275275 245convalescent or nursing home, rest home, infirmary maintained in a town or charitable home for
276276 246the aged. The department shall notify the commissioner of mental health forthwith of the 13 of 25
277277 247pendency of any proceeding, public hearing or of any action to be taken under this section
278278 248relating to any intermediate care facility for persons with an intellectual disability.
279279 249 SECTION 4. Section 72 of said chapter 111 of the General Laws, as so appearing, is
280280 250hereby amended by adding the following four paragraphs:-
281281 251 The department shall establish regulations for the operation of small house nursing
282282 252homes, herein defined as 1 or more units of a nursing home designed and modeled as a private
283283 253home including residential kitchen and living area. Newly constructed small house nursing
284284 254homes shall house no more than 14 individuals per unit, in resident rooms that accommodate not
285285 255more than 2 residents per room, which are shared only at the request of a resident to
286286 256accommodate a spouse, partner, family member or friend. All resident rooms shall contain a full
287287 257private and accessible bathroom.
288288 258 Regulations for small house nursing homes shall, to the extent practicable, prohibit the
289289 259use of institutional features, including but not limited to nursing stations, medication carts, room
290290 260numbers and wall-mounted licenses or certificates that could appropriately be accessed through
291291 261other means.
292292 262 Regulations for construction and physical plant standards should be based on the smaller
293293 263size and limited number of residents served in small house nursing homes in comparison with
294294 264traditional nursing facility units. In addition to development of construction and physical plant
295295 265standards that support small house nursing homes, regulations shall support a staffing model
296296 266small house nursing homes that allow for a universal worker approach to resident care that is
297297 267organized to support and empower all staff to respond to the needs and desires of residents
298298 268including cooking and meal preparation, and provides for consistent staff in each small house. 14 of 25
299299 269 The executive office of health and human services shall develop an add-on to rates of
300300 270payment for nursing facilities that develop small house nursing homes and meet criteria
301301 271established by the executive office.
302302 272 SECTION 5. Said chapter 111 is hereby further amended by striking out section 72E and
303303 273inserting in place thereof the following section:-
304304 274 Section 72E. The department shall, after every inspection by its agent made under
305305 275authority of section 72, give the licensee of the inspected long-term care facility notice in writing
306306 276of every violation of the applicable statutes, rules and regulations of the department found upon
307307 277said inspection. With respect to the date by which the licensee shall remedy or correct each
308308 278violation, hereinafter the “correct by date”, the department in such notice shall specify a
309309 279reasonable time, not more than 60 days after receipt thereof, by which time the licensee shall
310310 280remedy or correct each violation cited therein or, in the case of any violation which in the
311311 281opinion of the department is not reasonably capable of correction within 60 days, the department
312312 282shall require only that the licensee submit a written plan for the timely correction of the violation
313313 283in a reasonable manner. The department may modify any nonconforming plan upon notice in
314314 284writing to the licensee.
315315 285 Absent good faith efforts to remedy or correct, failure to remedy or correct a cited
316316 286violation by the agreed upon correct by date shall be cause to pursue or impose the remedies or
317317 287sanctions available to it under sections 71 to 73, inclusive, unless the licensee shall demonstrate
318318 288to the satisfaction of the department or the court, as the case may be, that such failure was not
319319 289due to any neglect of its duty and occurred despite an attempt in good faith to make correction by
320320 290the agreed upon correct by date. The department may pursue or impose any remedy or sanction 15 of 25
321321 291or combination of remedies or sanctions available to it under said sections 71 to 73, inclusive. An
322322 292aggrieved licensee may pursue the remedies available to it under said sections 71 to 73,
323323 293inclusive.
324324 294 In addition, if the licensee fails to maintain substantial or sustained compliance with
325325 295applicable statutes, rules and regulations, in addition to imposing any of the other remedies or
326326 296sanctions available to it, the department may require the licensee to engage, at the licensee’s own
327327 297expense, a temporary manager to assist the licensee with bringing the facility into substantial
328328 298compliance and with sustaining such compliance. Such manager shall be subject to the
329329 299department’s approval, provided that such approval not be unreasonably withheld. Any such
330330 300engagement of a temporary manager shall be for a period of not less than 3 months and shall be
331331 301pursuant to a written agreement between the licensee and the management company. A copy of
332332 302such agreement shall be provided by the licensee to the department promptly after execution.
333333 303Any payment terms included in the agreement shall be confidential and exempt from disclosure
334334 304under clause twenty-sixth of section 7 of chapter 4 and chapter 66.
335335 305 Nothing in this section shall be construed to prohibit the department from enforcing a
336336 306statute, rule or regulation, administratively or in court, without first affording formal opportunity
337337 307to make correction under this section, where, in the opinion of the department, the violation of
338338 308such statute, rule or regulation jeopardizes the health or safety of residents or the public or
339339 309seriously limits the capacity of a licensee to provide adequate care, or where the violation of such
340340 310statute, rule or regulation is the second such violation occurring during a period of 12 full
341341 311months. 16 of 25
342342 312 SECTION 6. Section 72K of said chapter 111 of the General Laws, as so appearing, is
343343 313hereby amended by striking out subsection (b) and inserting in place thereof the following 2
344344 314subsections:-
345345 315 (b) The attorney general may file a civil action against a person who commits abuse,
346346 316mistreatment or neglect of a patient or resident or who misappropriates patient or resident
347347 317property or against a person who wantonly or recklessly permits or causes another to commit
348348 318abuse, mistreatment or neglect of a patient or resident or who misappropriates patient or resident
349349 319property. The civil penalty for such abuse, mistreatment, neglect or misappropriation shall not
350350 320exceed: $25,000 if no bodily injury results; $50,000 if bodily injury results; $100,000 if sexual
351351 321assault or serious bodily injury results; and $250,000 if death results. Section 60B of chapter 231
352352 322shall not apply to an action brought by the attorney general pursuant to this section. Nothing in
353353 323this section shall preclude the filing of any action brought by the attorney general or a private
354354 324party pursuant to chapter 93A or any action by the department pursuant to this chapter.
355355 325 (c) Notwithstanding section 5 of chapter 260, the attorney general may file a civil action
356356 326only within four years next after an offense is committed.
357357 327 SECTION 7. Said chapter 111 of the General Laws is hereby further amended by
358358 328inserting after section 72BB the following 3 sections:-
359359 329 Section 72CC. (a) For purposes of this section, the following terms shall, unless the
360360 330context clearly requires otherwise, have the following meanings:
361361 331 “Cohorting”, the practice of grouping patients who are or are not colonized or infected
362362 332with the same organism in order to confine their care to one area and prevent contact with other
363363 333patients. 17 of 25
364364 334 “Endemic level”, the usual level of given disease in a geographic area.
365365 335 “Isolating”, the process of separating persons colonized or infected with a communicable
366366 336disease from those who are not colonized or infected with a communicable disease.
367367 337 “Outbreak”, any unusual occurrence of disease or any disease above background or
368368 338endemic levels.
369369 339 “Long-term care facility”, a charitable home for the aged, convalescent or nursing home
370370 340or skilled nursing facility, an infirmary maintained in a town, an intermediate care facility for
371371 341persons with an intellectual disability or a rest home.
372372 342 (b) Notwithstanding any general or special law to the contrary, the department shall
373373 343require long-term care facilities to develop an outbreak response plan which shall be customized
374374 344to the facility. Each facility’s plan shall include, but not be limited to:
375375 345 (1) a protocol for isolating and cohorting infected and at-risk patients in the event of an
376376 346outbreak of a contagious disease until the cessation of the outbreak;
377377 347 (2) clear policies for the notification of residents, residents’ families, visitors, and staff in
378378 348the event of an outbreak of a contagious disease at a facility;
379379 349 (3) information on the availability of laboratory testing, protocols for assessing whether
380380 350facility visitors are colonized or infected with a communicable disease, protocols to require those
381381 351staff who are colonized or infected with a communicable disease to not present at the facility for
382382 352work duties and processes for implementing evidence-based outbreak response measures;
383383 353 (4) policies to conduct routine monitoring of residents and staff to quickly identify signs
384384 354of a communicable disease that could develop into an outbreak; and 18 of 25
385385 355 (5) policies for reporting outbreaks to public health officials in accordance with
386386 356applicable laws and regulations.
387387 357 (c) (1) In addition to the requirements set forth in subsection (b), the department shall
388388 358require long-term care facilities to include in their outbreak response plan, written policies to
389389 359meet staffing, training and facility demands during an infectious disease outbreak and to
390390 360successfully implement the outbreak response plan, including either employing on a full-time or
391391 361part-time basis, or contracting with on a consultative basis, the following individuals:
392392 362 (a) an individual certified by the Certification Board of Infection Control &
393393 363Epidemiology, Inc.; or
394394 364 (b) a physician who has completed an infectious disease fellowship.
395395 365 (2) The department shall verify that the outbreak response plans submitted by long-term
396396 366care facilities are in compliance with the requirements of subsection (b) and with the
397397 367requirements of paragraph (1) of this subsection.
398398 368 (d) (1) Each long-term care facility that submits an outbreak response plan to the
399399 369department pursuant to subsection (c) shall review the plan on an annual basis.
400400 370 (2) If a long-term care facility makes any material changes to its outbreak response plan,
401401 371the facility shall submit to the department an updated outbreak response plan within 30 days. The
402402 372department shall, upon receiving an updated outbreak response plan, verify that the plan is
403403 373compliant with the requirements of subsections (b) and (c).
404404 374 (e) The department shall promulgate regulations necessary to implement this section. 19 of 25
405405 375 Section 72DD. The department, through its division of health care facility licensure and
406406 376certification, shall establish and implement a prescribed process and program for providing
407407 377training and education to long term care providers licensed by the department under section 72.
408408 378The training and education programs may include: infection prevention and control;
409409 379development, implementation, adherence and review of comprehensive resident care plans; falls
410410 380prevention; procedures to ensure timely notification of changes in a resident’s condition to the
411411 381resident’s primary care physician; the prevention of abuse and neglect; development and
412412 382implementation of a program to minimize the danger of workplace violence to employees; and
413413 383review of the survey and inspection process. The department shall consult with the industry trade
414414 384associations, before requiring any new regulatory guidance, regulation, interpretation, program
415415 385letter or memorandum or any other materials used in surveyor training to survey licensed
416416 386providers.
417417 387 The process, training, and education shall include, but not be limited to, the following:
418418 388 (i) annual training for long term care facilities on the licensure and certification process.
419419 389This training shall include, but not be limited to, the department’s interpretation of the general
420420 390laws, rules, regulations, procedures and policies concerning the licensure and certification
421421 391process for such long-term care facilities;
422422 392 (ii) biannual training of long-term care providers on the most frequently cited
423423 393deficiencies, identified deficiency trends, both state and federal, and best practices to ensure
424424 394resident quality of care; and 20 of 25
425425 395 (iii) training of long-term care providers and the department survey inspectors jointly on
426426 396the department's new expectations. Trainings shall be interactive, with the sharing of information
427427 397and recommendations between long term care facilities and the department on issues and topics.
428428 398 Section 72EE. (a) For the purposes of this section, the following terms shall, unless the
429429 399context clearly requires otherwise, have the following meanings:
430430 400 “Religious and recreational activities”, any religious, social or recreational activity that is
431431 401consistent with the resident’s preferences and choosing, regardless of whether the activity is
432432 402coordinated, offered, provided or sponsored by facility staff or by an outside activities provider.
433433 403 “Resident”, a person who resides in a long-term care facility.
434434 404 “Long-term care facility”, a charitable home for the aged, convalescent or nursing home
435435 405or skilled nursing facility, an infirmary maintained in a town, an intermediate care facility for
436436 406persons with an intellectual disability or a rest home.
437437 407 (b) The department shall promulgate regulations necessary to encourage and enable
438438 408residents of a long-term care facility to engage in in-person, face-to-face, verbal or auditory-
439439 409based contact, communications and religious and recreational activities with others except when
440440 410such in-person contact, communication or activities are prohibited, restricted or limited, as
441441 411otherwise permitted by federal or state statute, rule or regulation. Said regulations shall include
442442 412specific protocols and procedures to provide for residents of the facility who have disabilities
443443 413that impede their ability to communicate, including, but not limited to, residents who are blind,
444444 414deaf, have Alzheimer’s disease or other related dementias and residents who have developmental
445445 415disabilities. 21 of 25
446446 416 (c) The department may distribute civil monetary penalty funds, as approved by the
447447 417federal Centers for Medicare and Medicaid Services, and any other available federal and state
448448 418funds, upon request, to facilities for communicative technologies and accessories needed for the
449449 419purposes of this section.
450450 420 SECTION 8. Said chapter 111 is hereby further amended by striking out section 73 and
451451 421inserting in place thereof the following section:-
452452 422 Section 73. Whoever advertises, announces, establishes or maintains, or is concerned in
453453 423establishing or maintaining a long-term care facility, or is engaged in any such business, without
454454 424a license granted under section 71, or whoever being licensed under said section 71 violates any
455455 425provision of sections 71 to 73, inclusive, shall for a first offense be punished by a fine of not
456456 426more than $1,000, and for a subsequent offense by a fine of not more than $2,000 or by
457457 427imprisonment for not more than two years.
458458 428 Whoever violates any rule or regulation established under sections 71, 72 and 72C shall
459459 429be punished by a fine, not to exceed $22,320, as the department may establish unless the
460460 430department determines a higher amount is permitted pursuant to 42 CFR 488.438. If any person
461461 431violates any such rule or regulation by allowing a condition to exist which may be corrected or
462462 432remedied, the department shall order such person, in writing, to correct or remedy such
463463 433condition, and if such person fails or refuses to comply with such order by the agreed upon
464464 434correct by date, as defined in section 72E, each day after the agreed upon correct by date during
465465 435which such failure or refusal to comply continues shall constitute a separate offense. A failure to
466466 436pay the fine imposed by this section shall be a violation of this section. 22 of 25
467467 437 SECTION 9. Section 14A of chapter 118E of the General Laws, as appearing in the 2020
468468 438Official Edition, is hereby amended by adding the following paragraph:-
469469 439 On a per resident basis, MassHealth shall reimburse nursing home facilities for up to and
470470 440including 20 medical leave-of-absence days and shall reimburse the facilities for up to and
471471 441including 10 nonmedical leave-of-absence days per year for MassHealth recipients; provided,
472472 442that medical leave-of-absence days shall include an observation stay in a hospital in excess of 24
473473 443hours. No nursing home shall reassign a patient's bed during a leave of absence that is eligible
474474 444for reimbursement.
475475 445 SECTION 10. Said chapter 118E of the General Laws is further amended by adding the
476476 446following section:-
477477 447 Section 80. For the purpose of ensuring a living wage for nursing facility direct care staff,
478478 448MassHealth shall enact regulations regarding standard payments from MassHealth to nursing
479479 449facilities that establish a living wage for direct care staff of licensed nursing homes, including,
480480 450but not limited to, certified nurse aides and housekeeping, laundry, dietary, plant operations and
481481 451clerical staff. Such regulations shall ensure that such standard payments shall reimburse nursing
482482 452facilities for the costs of paying a living wage, associated payroll benefits and related employee
483483 453costs. MassHealth shall, subject to appropriation, adjust such payments with an inflation
484484 454adjustment consistent with the annual unadjusted Skilled Nursing Facility Market Basket Update,
485485 455as established by the Centers for Medicare & Medicaid Services in 42 C.F.R. § 413.337.
486486 456MassHealth shall adopt all additional regulations and procedures necessary to carry out this
487487 457section, provided, that such regulations shall include permissible use standards mandating that
488488 458facilities shall expend these supplemental payments exclusively on direct care staff expenses, 23 of 25
489489 459which shall be further defined in such regulations but that shall not include spending on
490490 460temporary nursing staff, management staff or nursing facility administrators. Such additional
491491 461regulations and procedures shall include: (i) mandated facility interim reporting to the executive
492492 462office of health and human services on the ways in which the facility expects to spend; and (ii)
493493 463mandated facility final reporting on the expenditure of payments received under this section,
494494 464including audits and provisions that reconcile such expenditure reporting with the Direct Care
495495 465Cost Quotient regulations. MassHealth shall submit to the house and senate committees on ways
496496 466and means a report containing an analysis of funds expended under this program.
497497 467 SECTION 11. (a) Notwithstanding any special or general law to the contrary, the center
498498 468for health information and analysis, in consultation with MassHealth, the department of elder
499499 469affairs, the department of public health and the health policy commission shall annually conduct
500500 470an examination of cost trends and financial performance among nursing facilities, as defined by
501501 471957 CMR 7.02. The information shall be analyzed on an institution-specific and industry-wide
502502 472basis. The examination shall also aggregate information collected on multiple skilled nursing
503503 473facilities that are owned and operated by a single individual, trust, estate, partnership,
504504 474association, company or corporation with an ownership interest of 5 per cent or more in the
505505 475facilities’ operating license, management company, or associated real estate. The examination
506506 476and report shall include, but not be limited to the collection and analysis of the following: (i)
507507 477gross and net patient service revenues; (ii) other sources of operating and non-operating revenue;
508508 478(iii) trends in relative price, payer mix, case mix, utilization and length of stay dating back to
509509 4792010; (iv) affiliations with other health care providers, including, but not limited to, preferred
510510 480clinical relationships and partnerships; (v) categories of costs, including, but not limited to,
511511 481general and administrative costs, nursing and other labor costs and salaries, building costs, 24 of 25
512512 482capital costs and other operating costs; (vi) total spending on direct patient care as a percent of
513513 483total operating expenses; (vii) operating and total margin; (viii) occupancy rates; and (ix) other
514514 484relevant measures of financial performance and service delivery. These measures should
515515 485distinguish long-term residents from short-stay residents where possible. The report and any
516516 486policy recommendations shall be filed with the clerks of the house of representatives and the
517517 487senate, the house of representatives and senate committees on ways and means and the joint
518518 488committee on elder affairs no later than 6 months after the passage of this act.
519519 489 (b) To determine affiliations between nursing facilities and other health care providers as
520520 490required, the center for health information and analysis shall utilize ownership information
521521 491submitted to the department of public health as part of the long-term care facility licensure
522522 492determination process set forth in section 71 of chapter 111 of the General Laws. The department
523523 493of public health shall provide such records as necessary for the provision of this section.
524524 494 SECTION 12. Notwithstanding any general or special law to the contrary, the health
525525 495policy commission shall conduct an analysis and issue a report on nursing personnel in long-term
526526 496care facilities. The study shall consider the hours of care per resident per day required to prevent
527527 497a substandard quality of care as defined by 42 CFR 488.301 and ensure sufficient staffing levels
528528 498necessary to meet resident nursing care needs based on acuity, resident assessments, care plans,
529529 499census and other relevant factors. This study shall also consider the effect of such staffing
530530 500requirements on the long-term care industry including cost impact on long-term care facilities,
531531 501satisfaction of the workforce and quality of care for residents.
532532 502 The health policy commission shall submit to the clerks of the house of representatives
533533 503and the senate, the house and senate committees on ways and means, the joint committee on 25 of 25
534534 504healthcare financing and the joint committee on elder affairs the report, including any
535535 505recommendations derived from the study within 180 days of the effective date of this act.
536536 506 SECTION 13. Pursuant to section 72CC of section 111 of the General Laws, each long-
537537 507term care facility shall submit its outbreak response plan to the department within 180 days of
538538 508the effective date of this act.