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2 | 2 | | SENATE DOCKET, NO. 1244 FILED ON: 1/19/2023 |
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3 | 3 | | SENATE . . . . . . . . . . . . . . No. 379 |
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4 | 4 | | The Commonwealth of Massachusetts |
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5 | 5 | | _________________ |
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6 | 6 | | PRESENTED BY: |
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7 | 7 | | Patricia D. Jehlen |
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8 | 8 | | _________________ |
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9 | 9 | | To the Honorable Senate and House of Representatives of the Commonwealth of Massachusetts in General |
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10 | 10 | | Court assembled: |
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11 | 11 | | The undersigned legislators and/or citizens respectfully petition for the adoption of the accompanying bill: |
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12 | 12 | | An Act to improve quality and oversight of long-term care. |
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13 | 13 | | _______________ |
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14 | 14 | | PETITION OF: |
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15 | 15 | | NAME:DISTRICT/ADDRESS :Patricia D. JehlenSecond MiddlesexThomas M. Stanley9th Middlesex1/20/2023Joanne M. ComerfordHampshire, Franklin and Worcester1/26/2023Jack Patrick Lewis7th Middlesex1/30/2023Susannah M. Whipps2nd Franklin2/2/2023James K. Hawkins2nd Bristol2/8/2023Vanna Howard17th Middlesex2/8/2023David Paul Linsky5th Middlesex2/14/2023Rodney M. Elliott16th Middlesex2/14/2023Michael O. MooreSecond Worcester2/15/2023James C. Arena-DeRosa8th Middlesex2/16/2023Michael D. BradySecond Plymouth and Norfolk2/23/2023James B. EldridgeMiddlesex and Worcester2/23/2023Anne M. GobiWorcester and Hampshire2/23/2023David Henry Argosky LeBoeuf17th Worcester2/23/2023Mark C. MontignySecond Bristol and Plymouth2/28/2023 1 of 25 |
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16 | 16 | | SENATE DOCKET, NO. 1244 FILED ON: 1/19/2023 |
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17 | 17 | | SENATE . . . . . . . . . . . . . . No. 379 |
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18 | 18 | | By Ms. Jehlen, a petition (accompanied by bill, Senate, No. 379) of Patricia D. Jehlen, Thomas |
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19 | 19 | | M. Stanley, Joanne M. Comerford, Jack Patrick Lewis and other members of the General Court |
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20 | 20 | | for legislation to improve quality and oversight of long-term care. Elder Affairs. |
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21 | 21 | | [SIMILAR MATTER FILED IN PREVIOUS SESSION |
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22 | 22 | | SEE HOUSE, NO. 4780 OF 2021-2022.] |
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23 | 23 | | The Commonwealth of Massachusetts |
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24 | 24 | | _______________ |
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25 | 25 | | In the One Hundred and Ninety-Third General Court |
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26 | 26 | | (2023-2024) |
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27 | 27 | | _______________ |
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28 | 28 | | An Act to improve quality and oversight of long-term care. |
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29 | 29 | | Be it enacted by the Senate and House of Representatives in General Court assembled, and by the authority |
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30 | 30 | | of the same, as follows: |
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31 | 31 | | 1 SECTION 1. Chapter 23 of the General Laws, as appearing in the 2020 Official Edition, |
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32 | 32 | | 2is hereby amended by inserting after section 9U the following 2 sections:- |
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33 | 33 | | 3 Section 9V. The executive office of labor and workforce development, through the |
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34 | 34 | | 4Commonwealth Corporation, shall establish a grant program for nursing facility supervisory and |
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35 | 35 | | 5leadership training. The program shall include, but not be limited to, covering the cost of nursing |
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36 | 36 | | 6facility worker participation in evidence-based supervisory training for the express purpose of |
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37 | 37 | | 7improving staff satisfaction, retaining staff and reducing turnover. |
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38 | 38 | | 8 Section 9W. The Commonwealth Corporation shall, subject to appropriation, establish an |
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39 | 39 | | 9extended care career ladder grant program, consistent with section 410 of chapter 159 of the acts 2 of 25 |
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40 | 40 | | 10of 2000. The Commonwealth Corporation shall make grants available for certified nurses' aides, |
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41 | 41 | | 11home health aides, homemakers and other entry-level workers in long-term care. The grants may |
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42 | 42 | | 12include English language training, training in other languages and adult basic education |
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43 | 43 | | 13programs to improve quality of care and improve direct care worker access to and participation |
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44 | 44 | | 14in career ladder training. The length of such grants shall not exceed a period of 3 years. The |
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45 | 45 | | 15Commonwealth Corporation shall submit quarterly reports to the house and senate committees |
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46 | 46 | | 16on ways and means on said grant program including, but not limited to, the number of grants |
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47 | 47 | | 17awarded, the amount of each grant, a description of the career ladder programs, changes in care- |
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48 | 48 | | 18giving and workplace practices that have occurred and their impact on quality of care and worker |
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49 | 49 | | 19retention and the certificates, degrees or professional status attained by each participating |
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50 | 50 | | 20employee. The administrative and program-management costs for the implementation of said |
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51 | 51 | | 21grant program shall not exceed 4 per cent of the amount of the grant program. Each grant may |
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52 | 52 | | 22include funding for technical assistance and evaluation. |
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53 | 53 | | 23 SECTION 2. Chapter 111 of the General Laws, as so appearing, is hereby amended by |
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54 | 54 | | 24inserting after section 4O the following section:- |
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55 | 55 | | 25 Section 4P. The department shall, subject to appropriation, establish a tuition |
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56 | 56 | | 26reimbursement program for certified nursing assistant training. The department shall reimburse |
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57 | 57 | | 27for the costs of certified nursing assistant training or competency, provided that: (i) the costs |
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58 | 58 | | 28have been incurred for an approved certified nursing assistant training program; (ii) the costs |
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59 | 59 | | 29have been actually paid by the certified nursing assistant from their own personal funds; and (iii) |
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60 | 60 | | 30individuals have begun employment as a certified nursing assistant in a licensed nursing facility |
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61 | 61 | | 31within 12 months of completing the training program, including passing the competency testing. 3 of 25 |
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62 | 62 | | 32 SECTION 3. Chapter 111 of the General Laws is hereby further amended by striking out |
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63 | 63 | | 33section 71 and inserting in place thereof the following section:- |
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64 | 64 | | 34 Section 71. (a) For purposes of this section and sections 71A½ to 73, inclusive, the |
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65 | 65 | | 35following terms shall have the following meanings unless the context or subject matter clearly |
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66 | 66 | | 36requires otherwise: |
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67 | 67 | | 37 “Applicant”, any person who applies to the department for a license to establish or |
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68 | 68 | | 38maintain and operate a long-term care facility. |
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69 | 69 | | 39 “Charitable home for the aged”, any institution, however named, conducted for charitable |
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70 | 70 | | 40purposes and maintained for the purpose of providing a retirement home for elderly persons and |
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71 | 71 | | 41which may provide nursing care within the home for its residents. |
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72 | 72 | | 42 “Convalescent or nursing home or skilled nursing facility”, any institution, however |
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73 | 73 | | 43named, whether conducted for charity or profit, which is advertised, announced or maintained for |
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74 | 74 | | 44the express or implied purpose of caring for four or more persons admitted thereto for the |
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75 | 75 | | 45purpose of nursing or convalescent care. |
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76 | 76 | | 46 “Infirmary maintained in a town”, an infirmary, which until now the department of |
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77 | 77 | | 47transitional assistance has been directed to visit by section 7 of chapter 121. |
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78 | 78 | | 48 “Intermediate care facility for persons with an intellectual disability”, any institution, |
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79 | 79 | | 49however named, whether conducted for charity or profit, which: (i) is advertised, announced or |
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80 | 80 | | 50maintained for the purpose of providing rehabilitative services and active treatment to persons |
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81 | 81 | | 51with an intellectual disability or persons with related conditions, as defined in regulations |
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82 | 82 | | 52promulgated pursuant to Title XIX of the federal Social Security Act (P.L. 89–97); (ii) is not 4 of 25 |
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83 | 83 | | 53both owned and operated by a state agency; and (iii) makes application to the department for a |
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84 | 84 | | 54license for the purpose of participating in the federal program established by said Title XIX. |
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85 | 85 | | 55 “License”, an initial or renewal license to establish or maintain and operate a long-term |
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86 | 86 | | 56care facility issued by the department. |
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87 | 87 | | 57 “Licensee”, a person to whom a license to establish or maintain and operate a long-term |
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88 | 88 | | 58care facility has been issued by the department. |
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89 | 89 | | 59 “Long-term care facility”, a charitable home for the aged, convalescent or nursing home, |
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90 | 90 | | 60skilled nursing facility, infirmary maintained in a town, intermediate care facility for persons |
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91 | 91 | | 61with an intellectual disability or rest home. |
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92 | 92 | | 62 “Owner”, any person with an ownership interest of 5 per cent or more, or with a |
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93 | 93 | | 63controlling interest in an applicant, potential transferee or the real property on which a long-term |
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94 | 94 | | 64care facility is located; provided, that the real property owner is related to the applicant or |
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95 | 95 | | 65potential transferee as defined in Section 413.17(b) of Title 42 of the Code of Federal |
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96 | 96 | | 66Regulations. |
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97 | 97 | | 67 “Person”, an individual, trust, estate, partnership, association, company or corporation. |
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98 | 98 | | 68 “Potential transferee”, a person who submits to the department a “notice of intent to |
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99 | 99 | | 69acquire” the facility operations of a currently operating long-term care facility. |
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100 | 100 | | 70 “Rest home”, any institution, however named, which is advertised, announced or |
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101 | 101 | | 71maintained for the express or implied purpose of providing care incident to old age to four or |
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102 | 102 | | 72more persons who are ambulatory and who need supervision. 5 of 25 |
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103 | 103 | | 73 “Transfer of facility operations”, a transfer of the operations of a currently operating |
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104 | 104 | | 74long-term care facility from the current licensee of the long-term care facility to a potential |
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105 | 105 | | 75transferee, pending licensure, pursuant to a written “transfer of operations” agreement. |
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106 | 106 | | 76 (b) To each applicant it deems suitable and responsible to establish or maintain and |
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107 | 107 | | 77operate a long-term care facility and which meets all other requirements for long-term care |
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108 | 108 | | 78facility licensure, the department shall issue for a term of 2 years, and shall renew for like terms, |
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109 | 109 | | 79a license, subject to the restrictions set forth in this section or revocation by it for cause; |
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110 | 110 | | 80provided, however, that each long-term care facility shall be inspected at least once a year. |
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111 | 111 | | 81 The department shall not issue license to establish or maintain an intermediate care |
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112 | 112 | | 82facility for persons with an intellectual disability unless the department determines that there is a |
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113 | 113 | | 83need for such facility at the designated location; provided, however, that in the case of a facility |
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114 | 114 | | 84previously licensed as an intermediate care facility for persons with an intellectual disability in |
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115 | 115 | | 85which there is a change in ownership, no such determination shall be required; and provided |
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116 | 116 | | 86further, that in the case of a facility previously licensed as an intermediate care facility for |
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117 | 117 | | 87persons with an intellectual disability in which there is a change in location, such determination |
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118 | 118 | | 88shall be limited to consideration of the suitability of the new location. |
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119 | 119 | | 89 In the case of the transfer of facility operations of a long-term care facility, a potential |
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120 | 120 | | 90transferee shall submit a “notice of intent to acquire” to the department at least 90 days prior to |
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121 | 121 | | 91the proposed transfer date. The notice of intent to acquire shall be on a form supplied by the |
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122 | 122 | | 92department and shall be deemed complete upon submission of all information which the |
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123 | 123 | | 93department requires on the notice of intent form and is reasonably necessary to carry out the |
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124 | 124 | | 94purposes of this section. In the case of the transfer of facility operations, a potential transferee 6 of 25 |
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125 | 125 | | 95shall provide notice to the current staff of the facility, and shall provide notice of the potential |
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126 | 126 | | 96transferee’s plans regarding retaining the facility workforce and recognizing any current |
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127 | 127 | | 97collective bargaining agreements to the labor organizations that represents the facility’s |
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128 | 128 | | 98workforce at the time the potential transferee submits a “notice of intent to acquire”. |
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129 | 129 | | 99 No license shall be issued to an applicant or potential transferee unless the department |
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130 | 130 | | 100makes a determination that the applicant or potential transferee is responsible and suitable for |
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131 | 131 | | 101licensure. |
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132 | 132 | | 102 For purposes of this section, the department’s determination of responsibility and |
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133 | 133 | | 103suitability shall be limited to the following factors: |
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134 | 134 | | 104 (i) the civil litigation history of the applicant or potential transferee, including litigation |
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135 | 135 | | 105related to the operation of a long-term care facility, such as quality of care, safety of residents or |
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136 | 136 | | 106staff, employment and labor issues, fraud, unfair or deceptive business practices and |
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137 | 137 | | 107landlord/tenant issues; and the criminal history of the applicant or the potential transferee, |
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138 | 138 | | 108including their respective owners, which may include pending or settled litigation or other court |
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139 | 139 | | 109proceedings in the commonwealth and in other states including federal jurisdiction. Any |
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140 | 140 | | 110information related to criminal or civil litigation obtained by the department pursuant to this |
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141 | 141 | | 111section shall be confidential and exempt from disclosure under clause Twenty-sixth of section 7 |
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142 | 142 | | 112of chapter 4 and chapter 66; |
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143 | 143 | | 113 (ii) the financial capacity of the applicant or potential transferee, including their |
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144 | 144 | | 114respective owners, to establish or maintain and operate a long-term care facility, which may |
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145 | 145 | | 115include any recorded liens and unpaid fees or taxes in the commonwealth and in other states; 7 of 25 |
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146 | 146 | | 116 (iii) the history of the applicant or potential transferee, including their respective owners, |
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147 | 147 | | 117in providing long-term care in the commonwealth, measured by compliance with applicable |
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148 | 148 | | 118statutes and regulations governing the operation of long-term care facilities; and |
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149 | 149 | | 119 (iv) the history of the applicant or potential transferee, including their respective owners, |
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150 | 150 | | 120in providing long-term care in states other than the commonwealth, if any, measured by |
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151 | 151 | | 121compliance with the applicable statutes and regulations governing the operation of long-term |
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152 | 152 | | 122care facilities in said states. |
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153 | 153 | | 123 With respect to potential transferees, upon determination by the department that a |
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154 | 154 | | 124potential transferee is responsible and suitable for licensure, the potential transferee may file an |
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155 | 155 | | 125application for a license. In the case of a potential transfer of facility operations, the filing of an |
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156 | 156 | | 126application for a license shall have the effect of a license until the department takes final action |
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157 | 157 | | 127on such application. |
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158 | 158 | | 128 If the department determines that an applicant or potential transferee is not suitable and |
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159 | 159 | | 129responsible, the department’s determination shall take effect on the date of the department’s |
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160 | 160 | | 130notice. In such cases and upon the filing of a written request, the department shall afford the |
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161 | 161 | | 131applicant or potential transferee an adjudicatory hearing pursuant to chapter 30A. |
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162 | 162 | | 132 During the pendency of such appeal, the applicant or potential transferee shall not operate |
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163 | 163 | | 133the facility as a licensee, or, without prior approval of the department, manage such facility. |
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164 | 164 | | 134 Each applicant, potential transferee and licensee shall keep all information provided to |
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165 | 165 | | 135the department current. After the applicant, potential transferee or licensee becomes aware of any |
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166 | 166 | | 136change to information related to information it provided or is required to provide to the |
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167 | 167 | | 137department, such person shall submit to the department written notice of the changes as soon as 8 of 25 |
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168 | 168 | | 138practicable and without unreasonable delay. Changes include, but are not limited to, changes in |
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169 | 169 | | 139financial status, such as filing for bankruptcy, any default under a lending agreement or under a |
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170 | 170 | | 140lease, the appointment of a receiver or the recording of any lien. Failure to provide timely notice |
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171 | 171 | | 141of such change may be subject to the remedies or sanctions available to the department under |
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172 | 172 | | 142sections 71 to 73, inclusive. |
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173 | 173 | | 143 An applicant, potential transferee or licensee and their respective owners shall be in |
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174 | 174 | | 144compliance with all applicable federal, state and local laws, rules and regulations. |
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175 | 175 | | 145 Prior to engaging a company to manage the long-term care facility, hereinafter a |
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176 | 176 | | 146“management company”, a licensee shall notify the department in writing of the proposed |
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177 | 177 | | 147management company’s name, contact information and any other information on the |
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178 | 178 | | 148management company and its personnel that may be reasonably requested by the department. |
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179 | 179 | | 149The licensee shall memorialize any such engagement in a written agreement with the |
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180 | 180 | | 150management company. Such written agreement shall include a requirement that the management |
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181 | 181 | | 151company and its personnel comply with all applicable federal, state and local laws, regulations |
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182 | 182 | | 152and rules. Promptly after the effective date of any such agreement, the licensee shall provide to |
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183 | 183 | | 153the department a copy of the valid, fully executed agreement. Any payment terms included in the |
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184 | 184 | | 154agreement shall be confidential and exempt from disclosure under clause Twenty-sixth of section |
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185 | 185 | | 1557 of chapter 4 and chapter 66. |
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186 | 186 | | 156 The department shall not issue a license unless the authorities in charge of the long-term |
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187 | 187 | | 157care facility first submit to the department, with respect to each building occupied by residents: |
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188 | 188 | | 158(i) a certificate of inspection of the egresses, the means of preventing the spread of fire and |
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189 | 189 | | 159apparatus for extinguishing fire, issued by an inspector of the office of public safety and 9 of 25 |
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190 | 190 | | 160inspections of the division of professional licensure; provided, however, that with respect to |
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191 | 191 | | 161convalescent or nursing homes only, the division of health care quality of the department of |
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192 | 192 | | 162public health shall have sole authority to inspect for and issue such certificate; and (ii) a |
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193 | 193 | | 163certificate of inspection issued by the head of the local fire department certifying compliance |
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194 | 194 | | 164with the local ordinances. |
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195 | 195 | | 165 Any applicant who is aggrieved, on the basis of a written disapproval of a certificate of |
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196 | 196 | | 166inspection by the head of the local fire department or by the office of public safety and |
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197 | 197 | | 167inspections of the division of professional licensure, may, within 30 days from such disapproval, |
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198 | 198 | | 168appeal in writing to the division of professional licensure. With respect to certificates of |
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199 | 199 | | 169inspection that the division of health care quality of the department of public health has the sole |
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200 | 200 | | 170authority to issue, an applicant may, within 30 days from disapproval of a certificate of |
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201 | 201 | | 171inspection, appeal in writing to the department of public health only. Failure to either approve or |
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202 | 202 | | 172disapprove within 30 days after a written request by an applicant shall be deemed a disapproval. |
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203 | 203 | | 173 If the division of professional licensure or, where applicable, the department of public |
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204 | 204 | | 174health approves the issuance of a certificate of inspection, it shall forthwith be issued by the |
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205 | 205 | | 175agency that failed to approve. If said department disapproves, the applicant may appeal |
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206 | 206 | | 176therefrom to the superior court. Failure of said department to either approve or disapprove the |
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207 | 207 | | 177issuance of a certificate of inspection within 30 days after receipt of an appeal shall be deemed a |
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208 | 208 | | 178disapproval. The department shall not issue a license until issuance of an approved certificate of |
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209 | 209 | | 179inspection, as required in this section. 10 of 25 |
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210 | 210 | | 180 Nothing in this section or in sections 72 or 73 shall be construed to revoke, supersede or |
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211 | 211 | | 181otherwise affect any laws, ordinances, by-laws, rules or regulations relating to building, zoning, |
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212 | 212 | | 182registration or maintenance of a long-term care facility. |
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213 | 213 | | 183 (c) For cause, the department may limit, restrict, suspend or revoke a license. Grounds for |
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214 | 214 | | 184cause on which the department may take such action shall include: (i) substantial or sustained |
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215 | 215 | | 185failure to provide adequate care to residents; (ii) substantial or sustained failure to maintain |
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216 | 216 | | 186compliance with applicable statutes, rules and regulations; (iii) or the lack of financial capacity |
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217 | 217 | | 187to maintain and operate a long-term care facility. Limits or restrictions include requiring a |
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218 | 218 | | 188facility to limit new admissions. Suspension of a license includes suspending the license during a |
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219 | 219 | | 189pending license revocation action, or suspending the license to permit the licensee a period of |
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220 | 220 | | 190time, not shorter than 60 days, to wind down operations, and discharge and transfer, if |
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221 | 221 | | 191applicable, all residents. |
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222 | 222 | | 192 The department may, when public necessity and convenience require, or to prevent undue |
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223 | 223 | | 193hardship to an applicant or licensee, under such rules and regulations as it may adopt, grant a |
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224 | 224 | | 194temporary provisional or probationary license under this section; provided, however, that no such |
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225 | 225 | | 195license shall be for a term exceeding 1 year. |
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226 | 226 | | 196 With respect to an order to limit, restrict or suspend a license, within 7 days of receipt of |
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227 | 227 | | 197the written order, the licensee may file a written request with the department for administrative |
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228 | 228 | | 198reconsideration of the order or any portion thereof. |
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229 | 229 | | 199 Upon a written request by a licensee who is aggrieved by the revocation of a license or |
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230 | 230 | | 200the adoption of a probationary license, or by an applicant who is aggrieved by the refusal of the |
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231 | 231 | | 201department to renew a license, the commissioner and the council shall hold a public hearing, 11 of 25 |
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232 | 232 | | 202after due notice, and thereafter they may modify, affirm or reverse the action of the department; |
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233 | 233 | | 203provided, however, that the department may not refuse to renew and may not revoke the license |
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234 | 234 | | 204of a long-term care facility until after a hearing before a hearings officer, and any such applicant |
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235 | 235 | | 205so aggrieved shall have all the rights provided in chapter 30A with respect to adjudicatory |
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236 | 236 | | 206proceedings. |
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237 | 237 | | 207 In no case shall the revocation of such a license take effect in less than 30 days after |
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238 | 238 | | 208written notification by the department to the licensee. |
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239 | 239 | | 209 The fee for a license to establish or maintain or operate a long-term care facility shall be |
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240 | 240 | | 210determined annually by the commissioner of administration pursuant to the provision of section |
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241 | 241 | | 2113B of chapter 7, and the license shall not be transferable or assignable and shall be issued only |
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242 | 242 | | 212for the premises named in the application. |
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243 | 243 | | 213 Nursing institutions licensed by the department of mental health, or the department of |
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244 | 244 | | 214developmental services for persons with intellectual disabilities shall not be licensed or inspected |
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245 | 245 | | 215by the department of public health. The inspections herein provided shall be in addition to any |
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246 | 246 | | 216other inspections required by law. |
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247 | 247 | | 217 (d) In the case of the new construction of, or major addition, alteration or repair to, any |
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248 | 248 | | 218facility subject to this section, preliminary architectural plans and specifications and final |
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249 | 249 | | 219architectural plans and specifications shall be submitted to a qualified person designated by the |
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250 | 250 | | 220commissioner. Written approval of the final architectural plans and specifications shall be |
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251 | 251 | | 221obtained from said person prior to said new construction, or major addition, alteration or repair. |
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252 | 252 | | 222 Notwithstanding any of the foregoing provisions of this section, the department shall not |
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253 | 253 | | 223issue a license to establish or maintain and operate a long-term care facility unless the applicant 12 of 25 |
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254 | 254 | | 224for such license submits to the department a certificate that each building to be occupied by |
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255 | 255 | | 225patients of such convalescent or nursing home or skilled nursing facility meets the construction |
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256 | 256 | | 226standards of the state building code, and is of at least type 1–B fireproof construction; provided, |
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257 | 257 | | 227however, that this paragraph shall not apply in the instance of a transfer of facility operations of a |
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258 | 258 | | 228convalescent or nursing home or skilled nursing facility whose license had not been revoked as |
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259 | 259 | | 229of the time of such transfer; and provided, further, that a public medical institution as defined |
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260 | 260 | | 230under section 2 of chapter 118E, which meets the construction standards as defined herein, shall |
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261 | 261 | | 231not be denied a license as a nursing home under this section because it was not of new |
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262 | 262 | | 232construction and designed for the purpose of operating a convalescent or nursing home or skilled |
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263 | 263 | | 233nursing facility at the time of application for a license to operate a nursing home. An |
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264 | 264 | | 234intermediate care facility for persons with an intellectual disability shall be required to meet the |
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265 | 265 | | 235construction standards established for such facilities by Title XIX of the Social Security Act |
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266 | 266 | | 236(P.L. 89–97) and any regulations promulgated pursuant thereto, and by regulations promulgated |
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267 | 267 | | 237by the department. |
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268 | 268 | | 238 (e) Every applicant for a license and every potential transferee shall provide on or with its |
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269 | 269 | | 239application or notice of intent to acquire a sworn statement of the names and addresses of any |
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270 | 270 | | 240owner as defined in this section. In this section, the phrase ‘‘person with an ownership or control |
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271 | 271 | | 241interest’’ shall have the definition set forth in 42 USC § 1320a–3 of the Social Security Act and |
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272 | 272 | | 242in regulations promulgated hereunder by the department. |
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273 | 273 | | 243 The department shall notify the secretary of elder affairs forthwith of the pendency of any |
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274 | 274 | | 244proceeding of any public hearing or of any action to be taken under this section relating to any |
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275 | 275 | | 245convalescent or nursing home, rest home, infirmary maintained in a town or charitable home for |
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276 | 276 | | 246the aged. The department shall notify the commissioner of mental health forthwith of the 13 of 25 |
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277 | 277 | | 247pendency of any proceeding, public hearing or of any action to be taken under this section |
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278 | 278 | | 248relating to any intermediate care facility for persons with an intellectual disability. |
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279 | 279 | | 249 SECTION 4. Section 72 of said chapter 111 of the General Laws, as so appearing, is |
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280 | 280 | | 250hereby amended by adding the following four paragraphs:- |
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281 | 281 | | 251 The department shall establish regulations for the operation of small house nursing |
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282 | 282 | | 252homes, herein defined as 1 or more units of a nursing home designed and modeled as a private |
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283 | 283 | | 253home including residential kitchen and living area. Newly constructed small house nursing |
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284 | 284 | | 254homes shall house no more than 14 individuals per unit, in resident rooms that accommodate not |
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285 | 285 | | 255more than 2 residents per room, which are shared only at the request of a resident to |
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286 | 286 | | 256accommodate a spouse, partner, family member or friend. All resident rooms shall contain a full |
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287 | 287 | | 257private and accessible bathroom. |
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288 | 288 | | 258 Regulations for small house nursing homes shall, to the extent practicable, prohibit the |
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289 | 289 | | 259use of institutional features, including but not limited to nursing stations, medication carts, room |
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290 | 290 | | 260numbers and wall-mounted licenses or certificates that could appropriately be accessed through |
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291 | 291 | | 261other means. |
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292 | 292 | | 262 Regulations for construction and physical plant standards should be based on the smaller |
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293 | 293 | | 263size and limited number of residents served in small house nursing homes in comparison with |
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294 | 294 | | 264traditional nursing facility units. In addition to development of construction and physical plant |
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295 | 295 | | 265standards that support small house nursing homes, regulations shall support a staffing model |
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296 | 296 | | 266small house nursing homes that allow for a universal worker approach to resident care that is |
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297 | 297 | | 267organized to support and empower all staff to respond to the needs and desires of residents |
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298 | 298 | | 268including cooking and meal preparation, and provides for consistent staff in each small house. 14 of 25 |
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299 | 299 | | 269 The executive office of health and human services shall develop an add-on to rates of |
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300 | 300 | | 270payment for nursing facilities that develop small house nursing homes and meet criteria |
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301 | 301 | | 271established by the executive office. |
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302 | 302 | | 272 SECTION 5. Said chapter 111 is hereby further amended by striking out section 72E and |
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303 | 303 | | 273inserting in place thereof the following section:- |
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304 | 304 | | 274 Section 72E. The department shall, after every inspection by its agent made under |
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305 | 305 | | 275authority of section 72, give the licensee of the inspected long-term care facility notice in writing |
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306 | 306 | | 276of every violation of the applicable statutes, rules and regulations of the department found upon |
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307 | 307 | | 277said inspection. With respect to the date by which the licensee shall remedy or correct each |
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308 | 308 | | 278violation, hereinafter the “correct by date”, the department in such notice shall specify a |
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309 | 309 | | 279reasonable time, not more than 60 days after receipt thereof, by which time the licensee shall |
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310 | 310 | | 280remedy or correct each violation cited therein or, in the case of any violation which in the |
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311 | 311 | | 281opinion of the department is not reasonably capable of correction within 60 days, the department |
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312 | 312 | | 282shall require only that the licensee submit a written plan for the timely correction of the violation |
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313 | 313 | | 283in a reasonable manner. The department may modify any nonconforming plan upon notice in |
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314 | 314 | | 284writing to the licensee. |
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315 | 315 | | 285 Absent good faith efforts to remedy or correct, failure to remedy or correct a cited |
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316 | 316 | | 286violation by the agreed upon correct by date shall be cause to pursue or impose the remedies or |
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317 | 317 | | 287sanctions available to it under sections 71 to 73, inclusive, unless the licensee shall demonstrate |
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318 | 318 | | 288to the satisfaction of the department or the court, as the case may be, that such failure was not |
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319 | 319 | | 289due to any neglect of its duty and occurred despite an attempt in good faith to make correction by |
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320 | 320 | | 290the agreed upon correct by date. The department may pursue or impose any remedy or sanction 15 of 25 |
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321 | 321 | | 291or combination of remedies or sanctions available to it under said sections 71 to 73, inclusive. An |
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322 | 322 | | 292aggrieved licensee may pursue the remedies available to it under said sections 71 to 73, |
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323 | 323 | | 293inclusive. |
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324 | 324 | | 294 In addition, if the licensee fails to maintain substantial or sustained compliance with |
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325 | 325 | | 295applicable statutes, rules and regulations, in addition to imposing any of the other remedies or |
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326 | 326 | | 296sanctions available to it, the department may require the licensee to engage, at the licensee’s own |
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327 | 327 | | 297expense, a temporary manager to assist the licensee with bringing the facility into substantial |
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328 | 328 | | 298compliance and with sustaining such compliance. Such manager shall be subject to the |
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329 | 329 | | 299department’s approval, provided that such approval not be unreasonably withheld. Any such |
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330 | 330 | | 300engagement of a temporary manager shall be for a period of not less than 3 months and shall be |
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331 | 331 | | 301pursuant to a written agreement between the licensee and the management company. A copy of |
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332 | 332 | | 302such agreement shall be provided by the licensee to the department promptly after execution. |
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333 | 333 | | 303Any payment terms included in the agreement shall be confidential and exempt from disclosure |
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334 | 334 | | 304under clause twenty-sixth of section 7 of chapter 4 and chapter 66. |
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335 | 335 | | 305 Nothing in this section shall be construed to prohibit the department from enforcing a |
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336 | 336 | | 306statute, rule or regulation, administratively or in court, without first affording formal opportunity |
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337 | 337 | | 307to make correction under this section, where, in the opinion of the department, the violation of |
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338 | 338 | | 308such statute, rule or regulation jeopardizes the health or safety of residents or the public or |
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339 | 339 | | 309seriously limits the capacity of a licensee to provide adequate care, or where the violation of such |
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340 | 340 | | 310statute, rule or regulation is the second such violation occurring during a period of 12 full |
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341 | 341 | | 311months. 16 of 25 |
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342 | 342 | | 312 SECTION 6. Section 72K of said chapter 111 of the General Laws, as so appearing, is |
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343 | 343 | | 313hereby amended by striking out subsection (b) and inserting in place thereof the following 2 |
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344 | 344 | | 314subsections:- |
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345 | 345 | | 315 (b) The attorney general may file a civil action against a person who commits abuse, |
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346 | 346 | | 316mistreatment or neglect of a patient or resident or who misappropriates patient or resident |
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347 | 347 | | 317property or against a person who wantonly or recklessly permits or causes another to commit |
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348 | 348 | | 318abuse, mistreatment or neglect of a patient or resident or who misappropriates patient or resident |
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349 | 349 | | 319property. The civil penalty for such abuse, mistreatment, neglect or misappropriation shall not |
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350 | 350 | | 320exceed: $25,000 if no bodily injury results; $50,000 if bodily injury results; $100,000 if sexual |
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351 | 351 | | 321assault or serious bodily injury results; and $250,000 if death results. Section 60B of chapter 231 |
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352 | 352 | | 322shall not apply to an action brought by the attorney general pursuant to this section. Nothing in |
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353 | 353 | | 323this section shall preclude the filing of any action brought by the attorney general or a private |
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354 | 354 | | 324party pursuant to chapter 93A or any action by the department pursuant to this chapter. |
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355 | 355 | | 325 (c) Notwithstanding section 5 of chapter 260, the attorney general may file a civil action |
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356 | 356 | | 326only within four years next after an offense is committed. |
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357 | 357 | | 327 SECTION 7. Said chapter 111 of the General Laws is hereby further amended by |
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358 | 358 | | 328inserting after section 72BB the following 3 sections:- |
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359 | 359 | | 329 Section 72CC. (a) For purposes of this section, the following terms shall, unless the |
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360 | 360 | | 330context clearly requires otherwise, have the following meanings: |
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361 | 361 | | 331 “Cohorting”, the practice of grouping patients who are or are not colonized or infected |
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362 | 362 | | 332with the same organism in order to confine their care to one area and prevent contact with other |
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363 | 363 | | 333patients. 17 of 25 |
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364 | 364 | | 334 “Endemic level”, the usual level of given disease in a geographic area. |
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365 | 365 | | 335 “Isolating”, the process of separating persons colonized or infected with a communicable |
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366 | 366 | | 336disease from those who are not colonized or infected with a communicable disease. |
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367 | 367 | | 337 “Outbreak”, any unusual occurrence of disease or any disease above background or |
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368 | 368 | | 338endemic levels. |
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369 | 369 | | 339 “Long-term care facility”, a charitable home for the aged, convalescent or nursing home |
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370 | 370 | | 340or skilled nursing facility, an infirmary maintained in a town, an intermediate care facility for |
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371 | 371 | | 341persons with an intellectual disability or a rest home. |
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372 | 372 | | 342 (b) Notwithstanding any general or special law to the contrary, the department shall |
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373 | 373 | | 343require long-term care facilities to develop an outbreak response plan which shall be customized |
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374 | 374 | | 344to the facility. Each facility’s plan shall include, but not be limited to: |
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375 | 375 | | 345 (1) a protocol for isolating and cohorting infected and at-risk patients in the event of an |
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376 | 376 | | 346outbreak of a contagious disease until the cessation of the outbreak; |
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377 | 377 | | 347 (2) clear policies for the notification of residents, residents’ families, visitors, and staff in |
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378 | 378 | | 348the event of an outbreak of a contagious disease at a facility; |
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379 | 379 | | 349 (3) information on the availability of laboratory testing, protocols for assessing whether |
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380 | 380 | | 350facility visitors are colonized or infected with a communicable disease, protocols to require those |
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381 | 381 | | 351staff who are colonized or infected with a communicable disease to not present at the facility for |
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382 | 382 | | 352work duties and processes for implementing evidence-based outbreak response measures; |
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383 | 383 | | 353 (4) policies to conduct routine monitoring of residents and staff to quickly identify signs |
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384 | 384 | | 354of a communicable disease that could develop into an outbreak; and 18 of 25 |
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385 | 385 | | 355 (5) policies for reporting outbreaks to public health officials in accordance with |
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386 | 386 | | 356applicable laws and regulations. |
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387 | 387 | | 357 (c) (1) In addition to the requirements set forth in subsection (b), the department shall |
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388 | 388 | | 358require long-term care facilities to include in their outbreak response plan, written policies to |
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389 | 389 | | 359meet staffing, training and facility demands during an infectious disease outbreak and to |
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390 | 390 | | 360successfully implement the outbreak response plan, including either employing on a full-time or |
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391 | 391 | | 361part-time basis, or contracting with on a consultative basis, the following individuals: |
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392 | 392 | | 362 (a) an individual certified by the Certification Board of Infection Control & |
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393 | 393 | | 363Epidemiology, Inc.; or |
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394 | 394 | | 364 (b) a physician who has completed an infectious disease fellowship. |
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395 | 395 | | 365 (2) The department shall verify that the outbreak response plans submitted by long-term |
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396 | 396 | | 366care facilities are in compliance with the requirements of subsection (b) and with the |
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397 | 397 | | 367requirements of paragraph (1) of this subsection. |
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398 | 398 | | 368 (d) (1) Each long-term care facility that submits an outbreak response plan to the |
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399 | 399 | | 369department pursuant to subsection (c) shall review the plan on an annual basis. |
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400 | 400 | | 370 (2) If a long-term care facility makes any material changes to its outbreak response plan, |
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401 | 401 | | 371the facility shall submit to the department an updated outbreak response plan within 30 days. The |
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402 | 402 | | 372department shall, upon receiving an updated outbreak response plan, verify that the plan is |
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403 | 403 | | 373compliant with the requirements of subsections (b) and (c). |
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404 | 404 | | 374 (e) The department shall promulgate regulations necessary to implement this section. 19 of 25 |
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405 | 405 | | 375 Section 72DD. The department, through its division of health care facility licensure and |
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406 | 406 | | 376certification, shall establish and implement a prescribed process and program for providing |
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407 | 407 | | 377training and education to long term care providers licensed by the department under section 72. |
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408 | 408 | | 378The training and education programs may include: infection prevention and control; |
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409 | 409 | | 379development, implementation, adherence and review of comprehensive resident care plans; falls |
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410 | 410 | | 380prevention; procedures to ensure timely notification of changes in a resident’s condition to the |
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411 | 411 | | 381resident’s primary care physician; the prevention of abuse and neglect; development and |
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412 | 412 | | 382implementation of a program to minimize the danger of workplace violence to employees; and |
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413 | 413 | | 383review of the survey and inspection process. The department shall consult with the industry trade |
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414 | 414 | | 384associations, before requiring any new regulatory guidance, regulation, interpretation, program |
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415 | 415 | | 385letter or memorandum or any other materials used in surveyor training to survey licensed |
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416 | 416 | | 386providers. |
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417 | 417 | | 387 The process, training, and education shall include, but not be limited to, the following: |
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418 | 418 | | 388 (i) annual training for long term care facilities on the licensure and certification process. |
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419 | 419 | | 389This training shall include, but not be limited to, the department’s interpretation of the general |
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420 | 420 | | 390laws, rules, regulations, procedures and policies concerning the licensure and certification |
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421 | 421 | | 391process for such long-term care facilities; |
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422 | 422 | | 392 (ii) biannual training of long-term care providers on the most frequently cited |
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423 | 423 | | 393deficiencies, identified deficiency trends, both state and federal, and best practices to ensure |
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424 | 424 | | 394resident quality of care; and 20 of 25 |
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425 | 425 | | 395 (iii) training of long-term care providers and the department survey inspectors jointly on |
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426 | 426 | | 396the department's new expectations. Trainings shall be interactive, with the sharing of information |
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427 | 427 | | 397and recommendations between long term care facilities and the department on issues and topics. |
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428 | 428 | | 398 Section 72EE. (a) For the purposes of this section, the following terms shall, unless the |
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429 | 429 | | 399context clearly requires otherwise, have the following meanings: |
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430 | 430 | | 400 “Religious and recreational activities”, any religious, social or recreational activity that is |
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431 | 431 | | 401consistent with the resident’s preferences and choosing, regardless of whether the activity is |
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432 | 432 | | 402coordinated, offered, provided or sponsored by facility staff or by an outside activities provider. |
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433 | 433 | | 403 “Resident”, a person who resides in a long-term care facility. |
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434 | 434 | | 404 “Long-term care facility”, a charitable home for the aged, convalescent or nursing home |
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435 | 435 | | 405or skilled nursing facility, an infirmary maintained in a town, an intermediate care facility for |
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436 | 436 | | 406persons with an intellectual disability or a rest home. |
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437 | 437 | | 407 (b) The department shall promulgate regulations necessary to encourage and enable |
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438 | 438 | | 408residents of a long-term care facility to engage in in-person, face-to-face, verbal or auditory- |
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439 | 439 | | 409based contact, communications and religious and recreational activities with others except when |
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440 | 440 | | 410such in-person contact, communication or activities are prohibited, restricted or limited, as |
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441 | 441 | | 411otherwise permitted by federal or state statute, rule or regulation. Said regulations shall include |
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442 | 442 | | 412specific protocols and procedures to provide for residents of the facility who have disabilities |
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443 | 443 | | 413that impede their ability to communicate, including, but not limited to, residents who are blind, |
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444 | 444 | | 414deaf, have Alzheimer’s disease or other related dementias and residents who have developmental |
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445 | 445 | | 415disabilities. 21 of 25 |
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446 | 446 | | 416 (c) The department may distribute civil monetary penalty funds, as approved by the |
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447 | 447 | | 417federal Centers for Medicare and Medicaid Services, and any other available federal and state |
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448 | 448 | | 418funds, upon request, to facilities for communicative technologies and accessories needed for the |
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449 | 449 | | 419purposes of this section. |
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450 | 450 | | 420 SECTION 8. Said chapter 111 is hereby further amended by striking out section 73 and |
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451 | 451 | | 421inserting in place thereof the following section:- |
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452 | 452 | | 422 Section 73. Whoever advertises, announces, establishes or maintains, or is concerned in |
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453 | 453 | | 423establishing or maintaining a long-term care facility, or is engaged in any such business, without |
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454 | 454 | | 424a license granted under section 71, or whoever being licensed under said section 71 violates any |
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455 | 455 | | 425provision of sections 71 to 73, inclusive, shall for a first offense be punished by a fine of not |
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456 | 456 | | 426more than $1,000, and for a subsequent offense by a fine of not more than $2,000 or by |
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457 | 457 | | 427imprisonment for not more than two years. |
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458 | 458 | | 428 Whoever violates any rule or regulation established under sections 71, 72 and 72C shall |
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459 | 459 | | 429be punished by a fine, not to exceed $22,320, as the department may establish unless the |
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460 | 460 | | 430department determines a higher amount is permitted pursuant to 42 CFR 488.438. If any person |
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461 | 461 | | 431violates any such rule or regulation by allowing a condition to exist which may be corrected or |
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462 | 462 | | 432remedied, the department shall order such person, in writing, to correct or remedy such |
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463 | 463 | | 433condition, and if such person fails or refuses to comply with such order by the agreed upon |
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464 | 464 | | 434correct by date, as defined in section 72E, each day after the agreed upon correct by date during |
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465 | 465 | | 435which such failure or refusal to comply continues shall constitute a separate offense. A failure to |
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466 | 466 | | 436pay the fine imposed by this section shall be a violation of this section. 22 of 25 |
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467 | 467 | | 437 SECTION 9. Section 14A of chapter 118E of the General Laws, as appearing in the 2020 |
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468 | 468 | | 438Official Edition, is hereby amended by adding the following paragraph:- |
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469 | 469 | | 439 On a per resident basis, MassHealth shall reimburse nursing home facilities for up to and |
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470 | 470 | | 440including 20 medical leave-of-absence days and shall reimburse the facilities for up to and |
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471 | 471 | | 441including 10 nonmedical leave-of-absence days per year for MassHealth recipients; provided, |
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472 | 472 | | 442that medical leave-of-absence days shall include an observation stay in a hospital in excess of 24 |
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473 | 473 | | 443hours. No nursing home shall reassign a patient's bed during a leave of absence that is eligible |
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474 | 474 | | 444for reimbursement. |
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475 | 475 | | 445 SECTION 10. Said chapter 118E of the General Laws is further amended by adding the |
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476 | 476 | | 446following section:- |
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477 | 477 | | 447 Section 80. For the purpose of ensuring a living wage for nursing facility direct care staff, |
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478 | 478 | | 448MassHealth shall enact regulations regarding standard payments from MassHealth to nursing |
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479 | 479 | | 449facilities that establish a living wage for direct care staff of licensed nursing homes, including, |
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480 | 480 | | 450but not limited to, certified nurse aides and housekeeping, laundry, dietary, plant operations and |
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481 | 481 | | 451clerical staff. Such regulations shall ensure that such standard payments shall reimburse nursing |
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482 | 482 | | 452facilities for the costs of paying a living wage, associated payroll benefits and related employee |
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483 | 483 | | 453costs. MassHealth shall, subject to appropriation, adjust such payments with an inflation |
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484 | 484 | | 454adjustment consistent with the annual unadjusted Skilled Nursing Facility Market Basket Update, |
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485 | 485 | | 455as established by the Centers for Medicare & Medicaid Services in 42 C.F.R. § 413.337. |
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486 | 486 | | 456MassHealth shall adopt all additional regulations and procedures necessary to carry out this |
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487 | 487 | | 457section, provided, that such regulations shall include permissible use standards mandating that |
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488 | 488 | | 458facilities shall expend these supplemental payments exclusively on direct care staff expenses, 23 of 25 |
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489 | 489 | | 459which shall be further defined in such regulations but that shall not include spending on |
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490 | 490 | | 460temporary nursing staff, management staff or nursing facility administrators. Such additional |
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491 | 491 | | 461regulations and procedures shall include: (i) mandated facility interim reporting to the executive |
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492 | 492 | | 462office of health and human services on the ways in which the facility expects to spend; and (ii) |
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493 | 493 | | 463mandated facility final reporting on the expenditure of payments received under this section, |
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494 | 494 | | 464including audits and provisions that reconcile such expenditure reporting with the Direct Care |
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495 | 495 | | 465Cost Quotient regulations. MassHealth shall submit to the house and senate committees on ways |
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496 | 496 | | 466and means a report containing an analysis of funds expended under this program. |
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497 | 497 | | 467 SECTION 11. (a) Notwithstanding any special or general law to the contrary, the center |
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498 | 498 | | 468for health information and analysis, in consultation with MassHealth, the department of elder |
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499 | 499 | | 469affairs, the department of public health and the health policy commission shall annually conduct |
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500 | 500 | | 470an examination of cost trends and financial performance among nursing facilities, as defined by |
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501 | 501 | | 471957 CMR 7.02. The information shall be analyzed on an institution-specific and industry-wide |
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502 | 502 | | 472basis. The examination shall also aggregate information collected on multiple skilled nursing |
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503 | 503 | | 473facilities that are owned and operated by a single individual, trust, estate, partnership, |
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504 | 504 | | 474association, company or corporation with an ownership interest of 5 per cent or more in the |
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505 | 505 | | 475facilities’ operating license, management company, or associated real estate. The examination |
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506 | 506 | | 476and report shall include, but not be limited to the collection and analysis of the following: (i) |
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507 | 507 | | 477gross and net patient service revenues; (ii) other sources of operating and non-operating revenue; |
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508 | 508 | | 478(iii) trends in relative price, payer mix, case mix, utilization and length of stay dating back to |
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509 | 509 | | 4792010; (iv) affiliations with other health care providers, including, but not limited to, preferred |
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510 | 510 | | 480clinical relationships and partnerships; (v) categories of costs, including, but not limited to, |
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511 | 511 | | 481general and administrative costs, nursing and other labor costs and salaries, building costs, 24 of 25 |
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512 | 512 | | 482capital costs and other operating costs; (vi) total spending on direct patient care as a percent of |
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513 | 513 | | 483total operating expenses; (vii) operating and total margin; (viii) occupancy rates; and (ix) other |
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514 | 514 | | 484relevant measures of financial performance and service delivery. These measures should |
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515 | 515 | | 485distinguish long-term residents from short-stay residents where possible. The report and any |
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516 | 516 | | 486policy recommendations shall be filed with the clerks of the house of representatives and the |
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517 | 517 | | 487senate, the house of representatives and senate committees on ways and means and the joint |
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518 | 518 | | 488committee on elder affairs no later than 6 months after the passage of this act. |
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519 | 519 | | 489 (b) To determine affiliations between nursing facilities and other health care providers as |
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520 | 520 | | 490required, the center for health information and analysis shall utilize ownership information |
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521 | 521 | | 491submitted to the department of public health as part of the long-term care facility licensure |
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522 | 522 | | 492determination process set forth in section 71 of chapter 111 of the General Laws. The department |
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523 | 523 | | 493of public health shall provide such records as necessary for the provision of this section. |
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524 | 524 | | 494 SECTION 12. Notwithstanding any general or special law to the contrary, the health |
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525 | 525 | | 495policy commission shall conduct an analysis and issue a report on nursing personnel in long-term |
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526 | 526 | | 496care facilities. The study shall consider the hours of care per resident per day required to prevent |
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527 | 527 | | 497a substandard quality of care as defined by 42 CFR 488.301 and ensure sufficient staffing levels |
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528 | 528 | | 498necessary to meet resident nursing care needs based on acuity, resident assessments, care plans, |
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529 | 529 | | 499census and other relevant factors. This study shall also consider the effect of such staffing |
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530 | 530 | | 500requirements on the long-term care industry including cost impact on long-term care facilities, |
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531 | 531 | | 501satisfaction of the workforce and quality of care for residents. |
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532 | 532 | | 502 The health policy commission shall submit to the clerks of the house of representatives |
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533 | 533 | | 503and the senate, the house and senate committees on ways and means, the joint committee on 25 of 25 |
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534 | 534 | | 504healthcare financing and the joint committee on elder affairs the report, including any |
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535 | 535 | | 505recommendations derived from the study within 180 days of the effective date of this act. |
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536 | 536 | | 506 SECTION 13. Pursuant to section 72CC of section 111 of the General Laws, each long- |
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537 | 537 | | 507term care facility shall submit its outbreak response plan to the department within 180 days of |
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538 | 538 | | 508the effective date of this act. |
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