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2 | 2 | | HOUSE DOCKET, NO. 1446 FILED ON: 1/14/2025 |
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3 | 3 | | HOUSE . . . . . . . . . . . . . . . No. 2563 |
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4 | 4 | | The Commonwealth of Massachusetts |
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5 | 5 | | _________________ |
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6 | 6 | | PRESENTED BY: |
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7 | 7 | | Bud L. Williams |
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8 | 8 | | _________________ |
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9 | 9 | | To the Honorable Senate and House of Representatives of the Commonwealth of Massachusetts in General |
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10 | 10 | | Court assembled: |
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11 | 11 | | The undersigned legislators and/or citizens respectfully petition for the adoption of the accompanying bill: |
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12 | 12 | | An Act establishing the dentist and dental hygienist compact. |
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13 | 13 | | _______________ |
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14 | 14 | | PETITION OF: |
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15 | 15 | | NAME:DISTRICT/ADDRESS :DATE ADDED:Bud L. Williams11th Hampden1/14/2025Lindsay N. Sabadosa1st Hampshire2/11/2025Samantha Montaño15th Suffolk2/11/2025Natalie M. Higgins4th Worcester2/24/2025 1 of 36 |
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16 | 16 | | HOUSE DOCKET, NO. 1446 FILED ON: 1/14/2025 |
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17 | 17 | | HOUSE . . . . . . . . . . . . . . . No. 2563 |
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18 | 18 | | By Representative Williams of Springfield, a petition (accompanied by bill, House, No. 2563) of |
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19 | 19 | | Bud L. Williams and others for legislation to establish a dentist and dental hygienist compact. |
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20 | 20 | | Public Health. |
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21 | 21 | | The Commonwealth of Massachusetts |
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22 | 22 | | _______________ |
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23 | 23 | | In the One Hundred and Ninety-Fourth General Court |
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24 | 24 | | (2025-2026) |
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25 | 25 | | _______________ |
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26 | 26 | | An Act establishing the dentist and dental hygienist compact. |
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27 | 27 | | Be it enacted by the Senate and House of Representatives in General Court assembled, and by the authority |
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28 | 28 | | of the same, as follows: |
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29 | 29 | | 1 The General Laws are hereby amended by inserting after chapter 112A the following |
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30 | 30 | | 2chapter:- |
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31 | 31 | | 3 Chapter 112B. Dentist and Dental Hygienist Compact |
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32 | 32 | | 4 Section 1. This chapter shall be known and cited as the Dentist and Dental Hygienist |
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33 | 33 | | 5Compact. The purposes of this compact are to facilitate the interstate practice of dentistry and |
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34 | 34 | | 6dental hygiene and improve public access to dentistry and dental hygiene services by providing |
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35 | 35 | | 7dentists and dental hygienists licensed in a participating state the ability to practice in |
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36 | 36 | | 8participating states in which they are not licensed. The compact does this by establishing a |
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37 | 37 | | 9pathway for dentists and dental hygienists licensed in a participating state to obtain a compact |
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38 | 38 | | 10privilege that authorizes them to practice in another participating state in which they are not |
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39 | 39 | | 11licensed. The compact enables participating states to protect the public health and safety with 2 of 36 |
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40 | 40 | | 12respect to the practice of such dentists and dental hygienists, through the state’s authority to |
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41 | 41 | | 13regulate the practice of dentistry and dental hygiene in the state. The compact: |
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42 | 42 | | 14 (i) enables dentists and dental hygienists who qualify for a compact privilege to practice |
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43 | 43 | | 15in other participating states without satisfying burdensome and duplicative requirements |
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44 | 44 | | 16associated with securing a license to practice in those states; |
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45 | 45 | | 17 (ii) promotes mobility and addresses workforce shortages through each participating |
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46 | 46 | | 18state’s acceptance of a compact privilege to practice in that state; |
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47 | 47 | | 19 (iii) increases public access to qualified, licensed dentists and dental hygienists by |
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48 | 48 | | 20creating a responsible, streamlined pathway for licensees to practice in participating states. |
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49 | 49 | | 21 (iv) enhances the ability of participating states to protect the public’s health and safety; |
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50 | 50 | | 22 (v) does not interfere with licensure requirements established by a participating state; |
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51 | 51 | | 23 (vi) facilitates the sharing of licensure and disciplinary information among participating |
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52 | 52 | | 24states; |
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53 | 53 | | 25 (vii) requires dentists and dental hygienists who practice in a participating state pursuant |
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54 | 54 | | 26to a compact privilege to practice within the scope of practice authorized in that state; |
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55 | 55 | | 27 (viii) extends the authority of a participating state to regulate the practice of dentistry and |
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56 | 56 | | 28dental hygiene within its borders to dentists and dental hygienists who practice in the state |
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57 | 57 | | 29through a compact privilege; |
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58 | 58 | | 30 (ix) promotes the cooperation of participating state in regulating the practice of dentistry |
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59 | 59 | | 31and dental hygiene within those states; 3 of 36 |
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60 | 60 | | 32 (x) facilitates the relocation of military members and their spouses who are licensed to |
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61 | 61 | | 33practice dentistry or dental hygiene; |
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62 | 62 | | 34 Section 2. As used in this chapter, unless the context requires otherwise, the following |
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63 | 63 | | 35words shall have the following meanings: |
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64 | 64 | | 36 “Active Military Member”, any person with full-time duty status in the armed forces of |
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65 | 65 | | 37the United States, including members of the National Guard and Reserve. |
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66 | 66 | | 38 “Adverse Action”, disciplinary action or encumbrance imposed on a license or compact |
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67 | 67 | | 39privilege by a state licensing authority. |
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68 | 68 | | 40 “Alternative Program”, a non-disciplinary monitoring or practice remediation process |
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69 | 69 | | 41applicable to a dentist or dental hygienist approved by a state licensing authority of a |
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70 | 70 | | 42participating state in which the dentist or dental hygienist is licensed, including, but not limited |
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71 | 71 | | 43to, programs to which licensees with substance abuse or addiction issues are referred in lieu of |
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72 | 72 | | 44adverse action. |
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73 | 73 | | 45 “Clinical Assessment”, an examination or process, required for licensure as a dentist or |
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74 | 74 | | 46dental hygienist, as applicable, that provides evidence of clinical competence in dentistry or |
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75 | 75 | | 47dental hygiene. |
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76 | 76 | | 48 “Commissioner”, the individual appointed by a participating state to serve as the member |
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77 | 77 | | 49of the commission for that participating state. |
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78 | 78 | | 50 “Compact”, this chapter, implementing the Dentist and Dental Hygienist Compact in the |
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79 | 79 | | 51commonwealth. 4 of 36 |
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80 | 80 | | 52 “Compact Privilege”, the authorization granted by a remote state to allow a licensee from |
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81 | 81 | | 53a participating state to practice as a dentist or dental hygienist in a remote state. |
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82 | 82 | | 54 “Continuing Professional Development”, a requirement as a condition of license renewal |
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83 | 83 | | 55to provide evidence of successful participation in educational or professional activities relevant |
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84 | 84 | | 56to practice or area of work. |
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85 | 85 | | 57 “Criminal Background Check”, the submission of fingerprints or other biometric-based |
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86 | 86 | | 58information for a license applicant for the purpose of obtaining that applicant’s criminal history |
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87 | 87 | | 59record information, as defined in 28 C.F.R. § 20.3(d) from the Federal Bureau of Investigation |
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88 | 88 | | 60and the State’s criminal history record repository as defined in 28 C.F.R. § 20.3(f). |
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89 | 89 | | 61 “Data System”, the Commission’s repository of information about licensees, including, |
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90 | 90 | | 62but not limited to, examination, licensure, investigative, compact privilege, adverse action, and |
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91 | 91 | | 63alternative program. |
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92 | 92 | | 64 “Dental Hygienist”, an individual who is licensed by a state licensing authority to |
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93 | 93 | | 65practice dental hygiene. |
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94 | 94 | | 66 “Dentist”, an individual who is licensed by a state licensing authority to practice |
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95 | 95 | | 67dentistry. |
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96 | 96 | | 68 “Dentist and Dental Hygienist Compact Commission” or “Commission”, a joint |
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97 | 97 | | 69government agency established by this compact comprised of each state that has enacted the |
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98 | 98 | | 70compact and a national administrative body comprised of a commissioner from each state that |
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99 | 99 | | 71has enacted the compact. 5 of 36 |
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100 | 100 | | 72 “Encumbered License”, a license that a state licensing authority has limited in any way |
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101 | 101 | | 73other than through an alternative program. |
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102 | 102 | | 74 “Executive Board”, the Chair, Vice Chair, Secretary and Treasurer and any other |
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103 | 103 | | 75commissioners as may be determined by commission rule or bylaw. |
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104 | 104 | | 76 “Jurisprudence Requirement”, the assessment of an individual’s knowledge of the laws |
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105 | 105 | | 77and rules governing the practice of dentistry or dental hygiene, as applicable, in a state. |
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106 | 106 | | 78 “License”, current authorization by a state, other than authorization pursuant to a compact |
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107 | 107 | | 79privilege, or other privilege, for an individual to practice as a dentist or dental hygienist in that |
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108 | 108 | | 80state. |
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109 | 109 | | 81 “Licensee”, an individual who holds an unrestricted license from a participating state to |
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110 | 110 | | 82practice as a dentist or dental hygienist in that state. |
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111 | 111 | | 83 “Model Compact”, the model for the Dentist and Dental Hygienist Compact on file with |
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112 | 112 | | 84the Council of State Governments or other entity as designated by the commission. |
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113 | 113 | | 85 “Participating State”, the commonwealth and any other state that has enacted the compact |
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114 | 114 | | 86and been admitted to the commission in accordance with this chapter and commission rules. |
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115 | 115 | | 87 “Qualifying License”, a license that is not an encumbered license issued by a |
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116 | 116 | | 88participating state to practice dentistry or dental hygiene. |
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117 | 117 | | 89 “Remote State”, a participating state where a licensee who is not licensed as a dentist or |
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118 | 118 | | 90dental hygienist is exercising or seeking to exercise the compact privilege. |
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119 | 119 | | 91 “Rule”, a regulation promulgated by an entity that has the force of law. 6 of 36 |
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120 | 120 | | 92 “Scope of Practice”, the procedures, actions, and processes a dentist or dental hygienist |
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121 | 121 | | 93licensed in a state is permitted to undertake in that state and the circumstances under which the |
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122 | 122 | | 94licensee is permitted to undertake those procedures, actions and processes. Such procedures, |
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123 | 123 | | 95actions and processes and the circumstances under which they may be undertaken may be |
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124 | 124 | | 96established through means, including, but not limited to, statute, regulations, case law, and other |
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125 | 125 | | 97processes available to the state licensing authority or other government agency. |
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126 | 126 | | 98 “Significant Investigative Information”, information, records, and documents received or |
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127 | 127 | | 99generated by a state licensing authority pursuant to an investigation for which a determination |
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128 | 128 | | 100has been made that there is probable cause to believe that the licensee has violated a statute or |
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129 | 129 | | 101regulation that is considered more than a minor infraction for which the state licensing authority |
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130 | 130 | | 102could pursue adverse action against the licensee. |
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131 | 131 | | 103 “State”, any state, commonwealth, district, or territory of the United States of America |
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132 | 132 | | 104that regulates the practices of dentistry and dental hygiene. |
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133 | 133 | | 105 “State Licensing Authority,” an agency or other entity of a state that is responsible for the |
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134 | 134 | | 106licensing and regulation of dentists or dental hygienists. |
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135 | 135 | | 107 Section 3. (a) In order to join the compact and thereafter continue as a participating state, |
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136 | 136 | | 108a state shall: |
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137 | 137 | | 109 (1) enact a compact that is not materially different from the model compact as determined |
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138 | 138 | | 110in accordance with commission rules; |
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139 | 139 | | 111 (2) participate fully in the commission’s data system; 7 of 36 |
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140 | 140 | | 112 (3) have a mechanism in place for receiving and investigating complaints about its |
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141 | 141 | | 113licensees and license applicants; |
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142 | 142 | | 114 (4) notify the commission, in compliance with the terms of the compact and commission |
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143 | 143 | | 115rules, of any adverse action or the availability of significant investigative information regarding a |
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144 | 144 | | 116licensee and license applicant; |
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145 | 145 | | 117 (5) fully implement a criminal background check requirement, within a time frame |
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146 | 146 | | 118established by commission rule, by receiving the results of a qualifying criminal background |
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147 | 147 | | 119check; |
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148 | 148 | | 120 (6) comply with the commission rules applicable to a participating state; |
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149 | 149 | | 121 (7) accept the National Board Examinations of the Joint Commission on National Dental |
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150 | 150 | | 122Examinations or another examination accepted by commission rule as a licensure examination; |
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151 | 151 | | 123 (8) accept for licensure that applicants for a dentist license graduate from a predoctoral |
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152 | 152 | | 124dental education program accredited by the Commission on Dental Accreditation, or another |
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153 | 153 | | 125accrediting agency recognized by the United States Department of Education for the |
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154 | 154 | | 126accreditation of dentistry and dental hygiene education programs, leading to the Doctor of Dental |
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155 | 155 | | 127Surgery (D.D.S.) or Doctor of Dental Medicine (D.M.D.) degree; |
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156 | 156 | | 128 (9) accept for licensure that applicants for a dental hygienist license graduate from a |
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157 | 157 | | 129dental hygiene education program accredited by the Commission on Dental Accreditation or |
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158 | 158 | | 130another accrediting agency recognized by the United States Department of Education for the |
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159 | 159 | | 131accreditation of dentistry and dental hygiene education programs; |
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160 | 160 | | 132 (10) require for licensure that applicants successfully complete a clinical assessment; 8 of 36 |
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161 | 161 | | 133 (11) have continuing professional development requirements as a condition for license |
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162 | 162 | | 134renewal; and |
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163 | 163 | | 135 (12) pay a participation fee to the commission as established by commission rule. |
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164 | 164 | | 136 (b) Providing alternative pathways for an individual to obtain an unrestricted license shall |
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165 | 165 | | 137not disqualify a state from participating in the compact. |
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166 | 166 | | 138 (c) When conducting a criminal background check the state licensing authority shall: |
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167 | 167 | | 139 (1) consider that information in making a licensure decision; |
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168 | 168 | | 140 (2) maintain documentation of completion of the criminal background check and |
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169 | 169 | | 141background check information to the extent allowed by state and federal law; and |
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170 | 170 | | 142 (3) report to the commission whether it has completed the criminal background check and |
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171 | 171 | | 143whether the individual was granted or denied a license |
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172 | 172 | | 144 (d) A licensee of a participating state who has a qualifying license in that state and does |
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173 | 173 | | 145not hold an encumbered license in any other participating state shall be issued a compact |
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174 | 174 | | 146privilege in a remote state in accordance with the terms of the compact and commission rules. If |
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175 | 175 | | 147a remote state has a jurisprudence requirement a compact privilege will not be issued to the |
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176 | 176 | | 148licensee unless the licensee has satisfied the jurisprudence requirement. |
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177 | 177 | | 149 Section 4. (a) To obtain and exercise the compact privilege under the terms and |
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178 | 178 | | 150provisions of the compact, the licensee shall: |
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179 | 179 | | 151 (1) have a qualifying license as a dentist or dental hygienist in a participating state; 9 of 36 |
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180 | 180 | | 152 (2) be eligible for a compact privilege in any remote State in accordance with paragraphs |
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181 | 181 | | 153(d), (g) and (h); |
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182 | 182 | | 154 (3) submit to an application process whenever the licensee is seeking a compact |
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183 | 183 | | 155privilege; |
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184 | 184 | | 156 (4) pay any applicable commission and remote state fees for a compact privilege in the |
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185 | 185 | | 157remote state; |
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186 | 186 | | 158 (5) meet any jurisprudence requirement established by a remote state in which the |
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187 | 187 | | 159licensee is seeking a compact privilege; |
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188 | 188 | | 160 (6) have passed a National Board Examination of the Joint Commission on National |
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189 | 189 | | 161Dental Examinations or another examination accepted by commission rule; |
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190 | 190 | | 162 (7) for a dentist, have graduated from a predoctoral dental education program accredited |
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191 | 191 | | 163by the Commission on Dental Accreditation, or another accrediting agency recognized by the |
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192 | 192 | | 164United States Department of Education for the accreditation of dentistry and dental hygiene |
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193 | 193 | | 165education programs, leading to the Doctor of Dental Surgery (D.D.S.) or Doctor of Dental |
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194 | 194 | | 166Medicine (D.M.D.) degree; |
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195 | 195 | | 167 (8) for a dental hygienist, have graduated from a dental hygiene education program |
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196 | 196 | | 168accredited by the Commission on Dental Accreditation or another accrediting agency recognized |
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197 | 197 | | 169by the United States Department of Education for the accreditation of dentistry and dental |
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198 | 198 | | 170hygiene education programs; |
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199 | 199 | | 171 (9) have successfully completed a clinical assessment for licensure; 10 of 36 |
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200 | 200 | | 172 (10) report to the commission adverse action taken by any non-participating state when |
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201 | 201 | | 173applying for a compact privilege and, otherwise, within 30 days from the date the adverse action |
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202 | 202 | | 174is taken; |
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203 | 203 | | 175 (11) report to the commission when applying for a compact privilege the address of the |
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204 | 204 | | 176licensee’s primary residence and thereafter immediately report to the commission any change in |
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205 | 205 | | 177the address of the licensee’s primary residence; and |
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206 | 206 | | 178 (12) consent to accept service of process by mail at the licensee’s primary residence on |
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207 | 207 | | 179record with the commission with respect to any action brought against the licensee by the |
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208 | 208 | | 180commission or a participating state, and consent to accept service of a subpoena by mail at the |
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209 | 209 | | 181licensee’s primary residence on record with the commission with respect to any action brought or |
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210 | 210 | | 182investigation conducted by the commission or a participating state. |
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211 | 211 | | 183 (b) The licensee must comply with the requirements of subsection (a) to maintain the |
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212 | 212 | | 184compact privilege in the remote state. If those requirements are met, the compact privilege will |
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213 | 213 | | 185continue as long as the licensee maintains a qualifying license in the state through which the |
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214 | 214 | | 186licensee applied for the compact privilege and pays any applicable compact privilege renewal |
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215 | 215 | | 187fees. |
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216 | 216 | | 188 (c) A licensee providing dentistry or dental hygiene in a remote state under the compact |
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217 | 217 | | 189privilege shall function within the scope of practice authorized by the remote state for a dentist or |
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218 | 218 | | 190dental hygienist licensed in that state. |
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219 | 219 | | 191 (d) A licensee providing dentistry or dental hygiene pursuant to a compact privilege in a |
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220 | 220 | | 192remote state is subject to that state’s regulatory authority. A remote state may, in accordance |
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221 | 221 | | 193with due process and that state’s laws, by adverse action revoke or remove a licensee’s compact 11 of 36 |
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222 | 222 | | 194privilege in the remote state for a specific period of time and impose fines or take any other |
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223 | 223 | | 195necessary actions to protect the health and safety of its citizens. If a remote state imposes an |
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224 | 224 | | 196adverse action against a compact privilege that limits the compact privilege, that adverse action |
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225 | 225 | | 197applies to all compact privileges in all remote states. A licensee whose compact privilege in a |
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226 | 226 | | 198remote state is removed for a specified period of time is not eligible for a compact privilege in |
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227 | 227 | | 199any other remote state until the specific time for removal of the compact privilege has passed and |
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228 | 228 | | 200all encumbrance requirements are satisfied. |
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229 | 229 | | 201 (e) If a license in a participating state is an encumbered license, the licensee shall lose the |
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230 | 230 | | 202compact privilege in a remote state and shall not be eligible for a compact privilege in any |
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231 | 231 | | 203remote state until the license is no longer encumbered. |
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232 | 232 | | 204 (f) Once an encumbered license in a participating state is restored to good standing, the |
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233 | 233 | | 205licensee must meet the requirements of subsection (a) to obtain a compact privilege in a remote |
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234 | 234 | | 206state. |
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235 | 235 | | 207 (g) If a licensee’s compact privilege in a remote state is removed by the remote state, the |
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236 | 236 | | 208individual shall lose or be ineligible for the compact privilege in any remote state until the |
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237 | 237 | | 209following occur: |
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238 | 238 | | 210 (1) the specific period of time for which the compact privilege was removed has ended; |
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239 | 239 | | 211and |
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240 | 240 | | 212 (2) all conditions for removal of the compact privilege have been satisfied. |
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241 | 241 | | 213 (h) Once the requirements of subsection (g) have been met, the licensee must meet the |
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242 | 242 | | 214requirements in subsection (a) to obtain a compact privilege in a remote state. 12 of 36 |
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243 | 243 | | 215 Section 5. An active military member and their spouse shall not be required to pay to the |
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244 | 244 | | 216commission for a compact privilege the fee otherwise charged by the commission. If a remote |
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245 | 245 | | 217state chooses to charge a fee for a compact privilege, it may choose to charge a reduced fee or no |
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246 | 246 | | 218fee to an active military member and their spouse for a compact privilege. |
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247 | 247 | | 219 Section 6. (a) A participating state in which a licensee is licensed shall have exclusive |
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248 | 248 | | 220authority to impose adverse action against the qualifying license issued by that participating |
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249 | 249 | | 221state. |
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250 | 250 | | 222 (b) A participating state may take adverse action based on the significant investigative |
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251 | 251 | | 223information of a remote state, so long as the participating state follows its own procedures for |
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252 | 252 | | 224imposing adverse action. |
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253 | 253 | | 225 (c) Nothing in this compact shall override a participating state’s decision that |
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254 | 254 | | 226participation in an alternative program may be used in lieu of adverse action and that such |
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255 | 255 | | 227participation shall remain non-public if required by the participating state’s laws. Participating |
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256 | 256 | | 228states must require licensees who enter any alternative program in lieu of discipline to agree not |
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257 | 257 | | 229to practice pursuant to a compact privilege in any other participating state during the term of the |
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258 | 258 | | 230alternative program without prior authorization from such other participating state. |
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259 | 259 | | 231 (d) Any participating state in which a licensee is applying to practice or is practicing |
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260 | 260 | | 232pursuant to a compact privilege may investigate actual or alleged violations of the statutes and |
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261 | 261 | | 233regulations authorizing the practice of dentistry or dental hygiene in any other participating state |
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262 | 262 | | 234in which the dentist or dental hygienist holds a license or compact privilege. |
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263 | 263 | | 235 (e) A remote state shall have the authority to: 13 of 36 |
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264 | 264 | | 236 (1) take adverse actions under subsection (d) of section 4 against a licensee’s compact |
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265 | 265 | | 237privilege in the state; |
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266 | 266 | | 238 (2) in furtherance of its rights and responsibilities under the compact and the |
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267 | 267 | | 239commission’s rules issue subpoenas for both hearings and investigations that require the |
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268 | 268 | | 240attendance and testimony of witnesses, and the production of evidence. Subpoenas issued by a |
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269 | 269 | | 241state licensing authority in a participating state for the attendance and testimony of witnesses, or |
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270 | 270 | | 242the production of evidence from another participating state, shall be enforced in the latter state by |
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271 | 271 | | 243any court of competent jurisdiction, according to the practice and procedure of that court |
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272 | 272 | | 244applicable to subpoenas issued in proceedings pending before it. The issuing authority shall pay |
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273 | 273 | | 245any witness fees, travel expenses, mileage, and other fees required by the service statutes of the |
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274 | 274 | | 246state where the witnesses or evidence are located; and |
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275 | 275 | | 247 (3) if otherwise permitted by state law, recover from the licensee the costs of |
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276 | 276 | | 248investigations and disposition of cases resulting from any adverse action taken against that |
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277 | 277 | | 249licensee. |
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278 | 278 | | 250 (f)(1) In addition to the authority granted to a participating state by its dentist or dental |
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279 | 279 | | 251hygienist licensure act or other applicable state law, a participating state may jointly investigate |
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280 | 280 | | 252licensees with other participating states. |
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281 | 281 | | 253 (2) Participating states shall share any significant investigative information, litigation, or |
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282 | 282 | | 254compliance materials in furtherance of any joint or individual investigation initiated under the |
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283 | 283 | | 255compact. 14 of 36 |
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284 | 284 | | 256 (g) (1) After a licensee's compact privilege in a remote state is terminated, the remote |
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285 | 285 | | 257state may continue an investigation of the licensee that began when the licensee had a compact |
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286 | 286 | | 258privilege in that remote state. |
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287 | 287 | | 259 (2) If the investigation yields what would be significant investigative information had the |
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288 | 288 | | 260licensee continued to have a compact privilege in that remote state, the remote state shall report |
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289 | 289 | | 261the presence of such information to the data system as required by paragraph (6) of subsection |
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290 | 290 | | 262(b) of section 8 as if it was significant investigative information. |
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291 | 291 | | 263 Section 7. (a) The compact participating states hereby create and establish a joint |
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292 | 292 | | 264government agency whose membership consists of all participating states that have enacted the |
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293 | 293 | | 265compact. The commission is an instrumentality of the participating states acting jointly and not |
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294 | 294 | | 266an instrumentality of any one state. The commission shall come into existence on or after the |
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295 | 295 | | 267effective date of the compact as set forth in subsection (a) of section 11. |
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296 | 296 | | 268 (b) (1) Each participating state shall have and be limited to 1 commissioner selected by |
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297 | 297 | | 269that participating state’s state licensing authority or, if the state has more than 1 state licensing |
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298 | 298 | | 270authority, selected collectively by the state licensing authorities. |
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299 | 299 | | 271 (2) The commissioner shall be a member or designee of such authority or authorities. |
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300 | 300 | | 272 (3) The commission may by rule or bylaw establish a term of office for commissioners |
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301 | 301 | | 273and may by rule or bylaw establish term limits. |
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302 | 302 | | 274 (4) The commission may recommend to a state licensing authority or authorities, as |
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303 | 303 | | 275applicable, removal or suspension of an individual as the state’s commissioner. 15 of 36 |
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304 | 304 | | 276 (5) A participating state’s state licensing authority, or authorities, as applicable, shall fill |
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305 | 305 | | 277any vacancy of its commissioner on the commission within 60 days of the vacancy. |
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306 | 306 | | 278 (6) Each commissioner shall be entitled to 1 vote on all matters that are voted upon by the |
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307 | 307 | | 279commission. |
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308 | 308 | | 280 (7) The commission shall meet at least once during each calendar year. Additional |
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309 | 309 | | 281meetings may be held as set forth in the bylaws. The commission may meet by |
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310 | 310 | | 282telecommunication, video conference or other similar electronic means. |
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311 | 311 | | 283 (c) The commission shall have the following powers: |
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312 | 312 | | 284 (1) establish the fiscal year of the commission; |
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313 | 313 | | 285 (2) establish a code of conduct and conflict of interest policies; |
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314 | 314 | | 286 (3) adopt rules and bylaws; |
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315 | 315 | | 287 (4) maintain its financial records in accordance with the bylaws; |
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316 | 316 | | 288 (5) meet and take such actions as are consistent with the provisions of this compact, the |
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317 | 317 | | 289commission’s rules, and the bylaws; |
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318 | 318 | | 290 (6) initiate and conclude legal proceedings or actions in the name of the commission; |
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319 | 319 | | 291provided, that the standing of any state licensing authority to sue or be sued under applicable law |
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320 | 320 | | 292shall not be affected; |
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321 | 321 | | 293 (7) maintain and certify records and information provided to a participating state as the |
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322 | 322 | | 294authenticated business records of the commission, and designate a person to do so on the |
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323 | 323 | | 295commission's behalf; 16 of 36 |
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324 | 324 | | 296 (8) purchase and maintain insurance and bonds; |
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325 | 325 | | 297 (9) borrow, accept, or contract for services of personnel, including, but not limited to, |
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326 | 326 | | 298employees of a participating state; |
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327 | 327 | | 299 (10) conduct an annual financial review; |
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328 | 328 | | 300 (11) hire employees, elect or appoint officers, fix compensation, define duties, grant such |
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329 | 329 | | 301individuals appropriate authority to carry out the purposes of the compact, and establish the |
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330 | 330 | | 302commission’s personnel policies and programs relating to conflicts of interest, qualifications of |
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331 | 331 | | 303personnel, and other related personnel matters; |
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332 | 332 | | 304 (12) as set forth in the commission rules, charge a fee to a licensee for the grant of a |
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333 | 333 | | 305compact privilege in a remote state and thereafter, as may be established by commission rule, |
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334 | 334 | | 306charge the licensee a compact privilege renewal fee for each renewal period in which that |
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335 | 335 | | 307licensee exercises or intends to exercise the compact privilege in that remote state. Nothing |
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336 | 336 | | 308herein shall be construed to prevent a remote state from charging a licensee a fee for a compact |
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337 | 337 | | 309privilege or renewals of a compact privilege, or a fee for the jurisprudence requirement if the |
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338 | 338 | | 310remote state imposes such a requirement for the grant of a compact privilege; |
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339 | 339 | | 311 |
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340 | 340 | | 312 (13) accept any and all appropriate gifts, donations, grants of money, other sources of |
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341 | 341 | | 313revenue, equipment, supplies, materials, and services, and receive, utilize, and dispose of the |
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342 | 342 | | 314same; provided that at all times the commission shall avoid any appearance of impropriety or |
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343 | 343 | | 315conflict of interest; 17 of 36 |
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344 | 344 | | 316 (14) lease, purchase, retain, own, hold, improve, or use any property, real, personal, or |
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345 | 345 | | 317mixed, or any undivided interest therein; |
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346 | 346 | | 318 (15) sell, convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of |
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347 | 347 | | 319any property real, personal, or mixed; |
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348 | 348 | | 320 (16) establish a budget and make expenditures; |
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349 | 349 | | 321 (17) borrow money; |
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350 | 350 | | 322 (18) appoint committees, including standing committees, which may be composed of |
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351 | 351 | | 323members, state regulators, state legislators or their representatives, and consumer representatives, |
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352 | 352 | | 324and such other interested persons as may be designated in this compact and the bylaws; |
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353 | 353 | | 325 (19) provide and receive information from, and cooperate with, law enforcement |
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354 | 354 | | 326agencies; |
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355 | 355 | | 327 (20) elect a chair, vice chair, secretary and treasurer and such other officers of the |
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356 | 356 | | 328commission as provided in the commission’s bylaws; |
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357 | 357 | | 329 (21) establish and elect an executive board; |
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358 | 358 | | 330 (22) adopt and provide to the participating states an annual report; |
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359 | 359 | | 331 (23) determine whether a state’s enacted compact is materially different from the model |
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360 | 360 | | 332compact language such that the state would not qualify for participation in the compact; and |
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361 | 361 | | 333 (24) perform such other functions as may be necessary or appropriate to achieve the |
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362 | 362 | | 334purposes of this compact. 18 of 36 |
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363 | 363 | | 335 (d) (1) All meetings of the commission that are not closed pursuant to this subsection |
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364 | 364 | | 336shall be open to the public. Notice of public meetings shall be posted on the commission’s |
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365 | 365 | | 337website at least 30 days prior to the public meeting. |
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366 | 366 | | 338 (2) Notwithstanding paragraph 1 of subsection (d), the commission may convene an |
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367 | 367 | | 339emergency public meeting by providing at least 24 hours prior notice on the commission’s |
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368 | 368 | | 340website, and any other means as provided in the commission’s rules, for any of the reasons it |
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369 | 369 | | 341may dispense with notice of proposed rulemaking under section 9. The commission’s legal |
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370 | 370 | | 342counsel shall certify that 1 of the reasons justifying an emergency public meeting has been met. |
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371 | 371 | | 343 (3) Notice of all commission meetings shall provide the time, date, and location of the |
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372 | 372 | | 344meeting, and if the meeting is to be held or accessible via telecommunication, video conference, |
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373 | 373 | | 345or other electronic means, the notice shall include the mechanism for access to the meeting |
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374 | 374 | | 346through such means. |
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375 | 375 | | 347 (4) The commission may convene in a closed, non-public meeting for the commission to |
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376 | 376 | | 348receive legal advice or to discuss: |
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377 | 377 | | 349 (i) non-compliance of a participating state with its obligations under the compact; |
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378 | 378 | | 350 (ii) the employment, compensation, discipline or other matters, practices or procedures |
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379 | 379 | | 351related to specific employees or other matters related to the commission’s internal personnel |
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380 | 380 | | 352practices and procedures; |
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381 | 381 | | 353 (iii) current or threatened discipline of a licensee or compact privilege holder by the |
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382 | 382 | | 354commission or by a participating state’s licensing authority; |
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383 | 383 | | 355 (iv) current, threatened, or reasonably anticipated litigation; 19 of 36 |
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384 | 384 | | 356 (v) negotiation of contracts for the purchase, lease, or sale of goods, services, or real |
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385 | 385 | | 357estate; |
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386 | 386 | | 358 (vi) accusing any person of a crime or formally censuring any person; |
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387 | 387 | | 359 (vii) trade secrets or commercial or financial information that is privileged or |
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388 | 388 | | 360confidential; |
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389 | 389 | | 361 (viii) information of a personal nature where disclosure would constitute a clearly |
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390 | 390 | | 362unwarranted invasion of personal privacy; |
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391 | 391 | | 363 (ix) investigative records compiled for law enforcement purposes; |
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392 | 392 | | 364 (x) information related to any investigative reports prepared by or on behalf of or for use |
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393 | 393 | | 365of the commission or other committee charged with responsibility of investigation or |
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394 | 394 | | 366determination of compliance issues pursuant to the compact; |
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395 | 395 | | 367 (xi) legal advice; |
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396 | 396 | | 368 (xii) matters specifically exempted from disclosure to the public by federal or |
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397 | 397 | | 369participating state law; and |
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398 | 398 | | 370 (xiii) other matters as promulgated by the commission by rule. |
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399 | 399 | | 371 (5) If a meeting, or portion of a meeting, is closed, the presiding officer shall state that the |
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400 | 400 | | 372meeting will be closed and reference each relevant exempting provision, and such reference shall |
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401 | 401 | | 373be recorded in the minutes. |
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402 | 402 | | 374 (6) The commission shall keep minutes that fully and clearly describe all matters |
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403 | 403 | | 375discussed in a meeting and shall provide a full and accurate summary of actions taken, and the 20 of 36 |
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404 | 404 | | 376reasons therefore, including a description of the views expressed. All documents considered in |
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405 | 405 | | 377connection with an action shall be identified in such minutes. All minutes and documents of a |
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406 | 406 | | 378closed meeting shall remain under seal, subject to release only by a majority vote of the |
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407 | 407 | | 379commission or order of a court of competent jurisdiction. |
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408 | 408 | | 380 (e) (1) The commission shall pay, or provide for the payment of, the reasonable expenses |
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409 | 409 | | 381of its establishment, organization, and ongoing activities. |
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410 | 410 | | 382 (2) The commission may accept any and all appropriate sources of revenue, donations, |
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411 | 411 | | 383and grants of money, equipment, supplies, materials, and services. |
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412 | 412 | | 384 (3) The commission may levy on and collect an annual assessment from each |
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413 | 413 | | 385participating state and impose fees on licensees of participating states when a compact privilege |
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414 | 414 | | 386is granted to cover the cost of the operations and activities of the commission and its staff, which |
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415 | 415 | | 387must be in a total amount sufficient to cover its annual budget as approved each fiscal year for |
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416 | 416 | | 388which sufficient revenue is not provided by other sources. The aggregate annual assessment |
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417 | 417 | | 389amount for participating states shall be allocated based upon a formula that the commission shall |
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418 | 418 | | 390promulgate by rule. |
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419 | 419 | | 391 (4) The commission shall not incur obligations of any kind prior to securing the funds |
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420 | 420 | | 392adequate to meet the same; nor shall the commission pledge the credit of any participating state, |
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421 | 421 | | 393except by and with the authority of the participating state. |
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422 | 422 | | 394 (5) The commission shall keep accurate accounts of all receipts and disbursements. The |
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423 | 423 | | 395receipts and disbursements of the commission shall be subject to the financial review and |
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424 | 424 | | 396accounting procedures established under its bylaws. All receipts and disbursements of funds |
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425 | 425 | | 397handled by the commission shall be subject to an annual financial review by a certified or 21 of 36 |
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426 | 426 | | 398licensed public accountant, and the report of the financial review shall be included in and |
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427 | 427 | | 399become part of the annual report of the commission. |
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428 | 428 | | 400 (f) (1) The executive board shall have the power to act on behalf of the commission |
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429 | 429 | | 401according to the terms of this compact. The powers, duties, and responsibilities of the executive |
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430 | 430 | | 402board shall include: |
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431 | 431 | | 403 (i) overseeing the day-to-day activities of the administration of the compact including |
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432 | 432 | | 404compliance with the provisions of the compact, the commission’s rules and bylaws; |
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433 | 433 | | 405 (ii) recommending to the commission changes to the rules or bylaws, changes to this |
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434 | 434 | | 406compact legislation, fees charged to compact participating states, fees charged to licensees, and |
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435 | 435 | | 407other fees; |
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436 | 436 | | 408 (iii) ensuring compact administration services are appropriately provided, including by |
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437 | 437 | | 409contract; |
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438 | 438 | | 410 (iv) preparing and recommending the budget; |
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439 | 439 | | 411 (v) maintaining financial records on behalf of the commission; |
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440 | 440 | | 412 (vi) monitoring compact compliance of participating states and providing compliance |
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441 | 441 | | 413reports to the commission; |
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442 | 442 | | 414 (vii) establishing additional committees as necessary; |
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443 | 443 | | 415 (viii) exercising the powers and duties of the commission during the interim between |
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444 | 444 | | 416commission meetings, except for adopting or amending rules, adopting or amending bylaws, and 22 of 36 |
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445 | 445 | | 417exercising any other powers and duties expressly reserved to the commission by rule or bylaw; |
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446 | 446 | | 418and |
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447 | 447 | | 419 (ix) other duties as provided in the rules or bylaws of the commission. |
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448 | 448 | | 420 (2) The executive board shall be composed of up to 7 members: |
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449 | 449 | | 421 (i)The chair, vice chair, secretary and treasurer of the commission and any other members |
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450 | 450 | | 422of the commission who serve on the executive board shall be voting members of the executive |
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451 | 451 | | 423board; |
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452 | 452 | | 424 (ii) Other than the chair, vice chair, secretary, and treasurer, the commission may elect up |
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453 | 453 | | 425to 3 voting members from the current membership of the commission. |
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454 | 454 | | 426 (3) The commission may remove any member of the executive board as provided in the |
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455 | 455 | | 427commission’s bylaws. |
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456 | 456 | | 428 (4) The executive board shall meet at least annually. |
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457 | 457 | | 429 (i) An executive board meeting at which it takes or intends to take formal action on a |
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458 | 458 | | 430matter shall be open to the public, except that the executive board may meet in a closed, non- |
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459 | 459 | | 431public session of a public meeting when dealing with any of the matters covered under paragraph |
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460 | 460 | | 432(4) of subsection (d). |
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461 | 461 | | 433 (ii) The executive board shall give 5 business days’ notice of its public meetings, posted |
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462 | 462 | | 434on its website and as it may otherwise determine to provide notice to persons with an interest in |
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463 | 463 | | 435the public matters the executive board intends to address at those meetings. 23 of 36 |
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464 | 464 | | 436 5. The executive board may hold an emergency meeting when acting for the commission |
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465 | 465 | | 437to: |
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466 | 466 | | 438 (i) meet an imminent threat to public health, safety, or welfare; |
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467 | 467 | | 439 (ii) prevent a loss of commission or participating state funds; or |
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468 | 468 | | 440 (iii) protect public health and safety. |
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469 | 469 | | 441 (g) (1) The members, officers, executive director, employees and representatives of the |
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470 | 470 | | 442commission shall be immune from suit and liability, both personally and in their official |
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471 | 471 | | 443capacity, for any claim for damage to or loss of property or personal injury or other civil liability |
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472 | 472 | | 444caused by or arising out of any actual or alleged act, error, or omission that occurred, or that the |
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473 | 473 | | 445person against whom the claim is made had a reasonable basis for believing occurred within the |
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474 | 474 | | 446scope of commission employment, duties or responsibilities; provided that nothing in this |
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475 | 475 | | 447paragraph shall be construed to protect any such person from suit or liability for any damage, |
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476 | 476 | | 448loss, injury, or liability caused by the intentional or willful or wanton misconduct of that person. |
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477 | 477 | | 449The procurement of insurance of any type by the commission shall not in any way compromise |
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478 | 478 | | 450or limit the immunity granted hereunder. |
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479 | 479 | | 451 (2) The commission shall defend any member, officer, executive director, employee, and |
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480 | 480 | | 452representative of the commission in any civil action seeking to impose liability arising out of any |
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481 | 481 | | 453actual or alleged act, error, or omission that occurred within the scope of commission |
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482 | 482 | | 454employment, duties, or responsibilities, or as determined by the commission that the person |
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483 | 483 | | 455against whom the claim is made had a reasonable basis for believing occurred within the scope |
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484 | 484 | | 456of commission employment, duties, or responsibilities; provided that nothing herein shall be |
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485 | 485 | | 457construed to prohibit that person from retaining their own counsel at their own expense; and 24 of 36 |
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486 | 486 | | 458provided further, that the actual or alleged act, error, or omission did not result from that |
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487 | 487 | | 459person’s intentional or willful or wanton misconduct. |
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488 | 488 | | 460 (3) Notwithstanding paragraph (1), should any member, officer, executive director, |
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489 | 489 | | 461employee, or representative of the commission be held liable for the amount of any settlement or |
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490 | 490 | | 462judgment arising out of any actual or alleged act, error, or omission that occurred within the |
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491 | 491 | | 463scope of that individual's employment, duties, or responsibilities for the commission, or that the |
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492 | 492 | | 464person to whom that individual is liable had a reasonable basis for believing occurred within the |
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493 | 493 | | 465scope of the individual's employment, duties, or responsibilities for the commission, the |
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494 | 494 | | 466commission shall indemnify and hold harmless such individual, provided that the actual or |
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495 | 495 | | 467alleged act, error, or omission did not result from the intentional or willful or wanton misconduct |
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496 | 496 | | 468of the individual. |
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497 | 497 | | 469 (4) Nothing herein shall be construed as a limitation on the liability of any licensee for |
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498 | 498 | | 470professional malpractice or misconduct, which shall be governed solely by any other applicable |
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499 | 499 | | 471state laws. |
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500 | 500 | | 472 (5) Nothing in this compact shall be interpreted to waive or otherwise abrogate a |
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501 | 501 | | 473participating state’s state action immunity or state action affirmative defense with respect to |
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502 | 502 | | 474antitrust claims under the Sherman Act, Clayton Act, or any other state or federal antitrust or |
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503 | 503 | | 475anticompetitive law or regulation. |
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504 | 504 | | 476 (6) Nothing in this compact shall be construed to be a waiver of sovereign immunity by |
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505 | 505 | | 477the participating states or by the commission. |
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506 | 506 | | 478 Section 8. (a) The commission shall provide for the development, maintenance, |
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507 | 507 | | 479operation, and utilization of a coordinated database and reporting system containing licensure, 25 of 36 |
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508 | 508 | | 480adverse action, and the presence of significant investigative information on all licensees and |
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509 | 509 | | 481applicants for a license in participating states. |
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510 | 510 | | 482 (b) Notwithstanding any other provision of state law to the contrary, a participating state |
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511 | 511 | | 483shall submit a uniform data set to the data system on all individuals to whom this compact is |
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512 | 512 | | 484applicable as required by the rules of the commission, including: |
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513 | 513 | | 485 (1) identifying information; |
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514 | 514 | | 486 (2) licensure data; |
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515 | 515 | | 487 (3) adverse actions against a licensee, license applicant or compact privilege and |
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516 | 516 | | 488information related thereto; |
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517 | 517 | | 489 (4) non-confidential information related to alternative program participation, the |
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518 | 518 | | 490beginning and ending dates of such participation, and other information related to such |
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519 | 519 | | 491participation; |
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520 | 520 | | 492 (5) any denial of an application for licensure, and the reason or reasons for such denial, |
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521 | 521 | | 493excluding the reporting of any criminal history record information where prohibited by law; |
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522 | 522 | | 494 (6) the presence of significant investigative information; and |
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523 | 523 | | 495 (7) other information that may facilitate the administration of this compact or the |
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524 | 524 | | 496protection of the public, as determined by the rules of the commission. |
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525 | 525 | | 497 (c) the records and information provided to a participating state pursuant to this compact |
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526 | 526 | | 498or through the data system, when certified by the commission or an agent thereof, shall constitute |
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527 | 527 | | 499the authenticated business records of the commission, and shall be entitled to any associated 26 of 36 |
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528 | 528 | | 500hearsay exception in any relevant judicial, quasi-judicial or administrative proceedings in a |
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529 | 529 | | 501participating state. |
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530 | 530 | | 502 (d) Significant investigative information pertaining to a licensee in any participating state |
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531 | 531 | | 503will only be available to other participating states. |
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532 | 532 | | 504 (e) It shall be the responsibility of the participating states to monitor the database to |
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533 | 533 | | 505determine whether adverse action has been taken against a licensee or license applicant. Adverse |
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534 | 534 | | 506action information pertaining to a licensee or license applicant in any participating state will be |
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535 | 535 | | 507available to any other participating state. |
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536 | 536 | | 508 (f) Participating states contributing information to the data system may designate |
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537 | 537 | | 509information that may not be shared with the public without the express permission of the |
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538 | 538 | | 510contributing state. |
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539 | 539 | | 511 (g) Any information submitted to the data system that is subsequently expunged pursuant |
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540 | 540 | | 512to federal law or the laws of the participating state contributing the information shall be removed |
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541 | 541 | | 513from the data system. |
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542 | 542 | | 514 Section 9. (a) The commission shall promulgate reasonable rules in order to effectively |
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543 | 543 | | 515and efficiently implement and administer the purposes and provisions of the compact. A |
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544 | 544 | | 516commission rule shall be invalid and have no force or effect only if a court of competent |
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545 | 545 | | 517jurisdiction holds that the rule is invalid because the commission exercised its rulemaking |
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546 | 546 | | 518authority in a manner that is beyond the scope and purposes of the compact, or the powers |
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547 | 547 | | 519granted hereunder, or based upon another applicable standard of review. 27 of 36 |
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548 | 548 | | 520 (b) The rules of the commission shall have the force of law in each participating state, |
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549 | 549 | | 521provided however that where the rules of the commission conflict with the laws of the |
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550 | 550 | | 522participating state that establish the participating state’s scope of practice as held by a court of |
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551 | 551 | | 523competent jurisdiction, the rules of the commission shall be ineffective in that state to the extent |
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552 | 552 | | 524of the conflict. |
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553 | 553 | | 525 (c) The commission shall exercise its rulemaking powers pursuant to the criteria in this |
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554 | 554 | | 526section and the rules adopted thereunder. Rules shall become binding as of the date specified by |
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555 | 555 | | 527the commission for each rule. |
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556 | 556 | | 528 (d) If a majority of the legislatures of the participating states rejects a commission rule or |
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557 | 557 | | 529portion of a commission rule, by enactment of a statute or resolution in the same manner used to |
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558 | 558 | | 530adopt the compact, within 4 years of the date of adoption of the rule, then such rule shall have no |
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559 | 559 | | 531further force and effect in any participating state or to any state applying to participate in the |
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560 | 560 | | 532compact. |
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561 | 561 | | 533 (e) Rules shall be adopted at a regular or special meeting of the commission. |
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562 | 562 | | 534 (f) Prior to adoption of a proposed rule, the commission shall hold a public hearing and |
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563 | 563 | | 535allow persons to provide oral and written comments, data, facts, opinions, and arguments. |
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564 | 564 | | 536 (g) Prior to adoption of a proposed rule by the commission, and at least 30 days in |
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565 | 565 | | 537advance of the meeting at which the commission will hold a public hearing on the proposed rule, |
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566 | 566 | | 538the commission shall provide a notice of proposed rulemaking: |
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567 | 567 | | 539 (1) on the website of the commission or other publicly accessible platform; 28 of 36 |
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568 | 568 | | 540 (2) to persons who have requested notice of the commission’s notices of proposed |
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569 | 569 | | 541rulemaking, and |
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570 | 570 | | 542 (3) in such other ways as the commission may by rule specify. |
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571 | 571 | | 543 (h) The notice of proposed rulemaking shall include: |
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572 | 572 | | 544 (1) the time, date, and location of the public hearing at which the commission will hear |
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573 | 573 | | 545public comments on the proposed rule and, if different, the time, date, and location of the |
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574 | 574 | | 546meeting where the commission will consider and vote on the proposed rule; |
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575 | 575 | | 547 (2) if the hearing is held via telecommunication, video conference, or other electronic |
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576 | 576 | | 548means, the commission shall include the mechanism for access to the hearing in the notice of |
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577 | 577 | | 549proposed rulemaking; |
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578 | 578 | | 550 (3) the text of the proposed rule and the reason therefor; |
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579 | 579 | | 551 (4) a request for comments on the proposed rule from any interested person; and |
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580 | 580 | | 552 (5) the manner in which interested persons may submit written comments. |
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581 | 581 | | 553 (i) All hearings shall be recorded. A copy of the recording and all written comments and |
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582 | 582 | | 554documents received by the commission in response to the proposed rule shall be available to the |
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583 | 583 | | 555public. |
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584 | 584 | | 556 (j) Nothing in this section shall be construed as requiring a separate hearing on each |
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585 | 585 | | 557commission rule. Rules may be grouped for the convenience of the commission at hearings |
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586 | 586 | | 558required by this section. 29 of 36 |
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587 | 587 | | 559 (k) The commission shall, by majority vote of all commissioners, take final action on the |
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588 | 588 | | 560proposed rule based on the rulemaking record. |
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589 | 589 | | 561 (1) The commission may adopt changes to the proposed rule provided the changes do not |
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590 | 590 | | 562enlarge the original purpose of the proposed rule. |
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591 | 591 | | 563 (2) The commission shall provide an explanation of the reasons for substantive changes |
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592 | 592 | | 564made to the proposed rule as well as reasons for substantive changes not made that were |
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593 | 593 | | 565recommended by commenters. |
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594 | 594 | | 566 (3) The commission shall determine a reasonable effective date for the rule. Except for an |
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595 | 595 | | 567emergency as provided in subsection (l), the effective date of the rule shall be no sooner than 30 |
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596 | 596 | | 568days after the commission issuing the notice that it adopted or amended the rule. |
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597 | 597 | | 569 (l) Upon determination that an emergency exists, the commission may consider and adopt |
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598 | 598 | | 570an emergency rule with 24 hours’ notice, with opportunity to comment, provided that the usual |
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599 | 599 | | 571rulemaking procedures provided in the compact and in this section shall be retroactively applied |
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600 | 600 | | 572to the rule as soon as reasonably possible, in no event later than 90 days after the effective date |
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601 | 601 | | 573of the rule. For the purposes of this provision, an emergency rule is one that must be adopted |
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602 | 602 | | 574immediately in order to: |
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603 | 603 | | 575 (1) meet an imminent threat to public health, safety, or welfare; |
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604 | 604 | | 576 (2) prevent a loss of commission or participating state funds; |
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605 | 605 | | 577 (3) meet a deadline for the promulgation of a rule that is established by federal law or |
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606 | 606 | | 578rule; or |
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607 | 607 | | 579 (4) protect public health and safety. 30 of 36 |
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608 | 608 | | 580 (m) The commission or an authorized committee of the commission may direct revisions |
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609 | 609 | | 581to a previously adopted rule for purposes of correcting typographical errors, errors in format, |
---|
610 | 610 | | 582errors in consistency, or grammatical errors. Public notice of any revisions shall be posted on the |
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611 | 611 | | 583website of the commission. The revision shall be subject to challenge by any person for a period |
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612 | 612 | | 584of 30 days after posting. The revision may be challenged only on grounds that the revision |
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613 | 613 | | 585results in a material change to a rule. A challenge shall be made in writing and delivered to the |
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614 | 614 | | 586commission prior to the end of the notice period. If no challenge is made, the revision will take |
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615 | 615 | | 587effect without further action. If the revision is challenged, the revision may not take effect |
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616 | 616 | | 588without the approval of the commission. |
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617 | 617 | | 589 (n) No participating state’s rulemaking requirements shall apply under this compact. |
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618 | 618 | | 590 Section 10. (a) (1) The executive and judicial branches of state government in each |
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619 | 619 | | 591participating state shall enforce this compact and take all actions necessary and appropriate to |
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620 | 620 | | 592implement the compact. |
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621 | 621 | | 593 (2) Venue is proper and judicial proceedings by or against the commission shall be |
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622 | 622 | | 594brought solely and exclusively in a court of competent jurisdiction where the principal office of |
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623 | 623 | | 595the commission is located. The commission may waive venue and jurisdictional defenses to the |
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624 | 624 | | 596extent it adopts or consents to participate in alternative dispute resolution proceedings. Nothing |
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625 | 625 | | 597herein shall affect or limit the selection or propriety of venue in any action against a licensee for |
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626 | 626 | | 598professional malpractice, misconduct or any such similar matter. |
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627 | 627 | | 599 (3) The commission shall be entitled to receive service of process in any proceeding |
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628 | 628 | | 600regarding the enforcement or interpretation of the compact or commission rule and shall have |
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629 | 629 | | 601standing to intervene in such a proceeding for all purposes. Failure to provide the commission 31 of 36 |
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630 | 630 | | 602service of process shall render a judgment or order void as to the commission, this compact, or |
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631 | 631 | | 603promulgated rules. |
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632 | 632 | | 604 (b) (1) If the commission determines that a participating state has defaulted in the |
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633 | 633 | | 605performance of its obligations or responsibilities under this compact or the promulgated rules, |
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634 | 634 | | 606the commission shall provide written notice to the defaulting state. The notice of default shall |
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635 | 635 | | 607describe the default, the proposed means of curing the default, and any other action that the |
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636 | 636 | | 608commission may take, and shall offer training and specific technical assistance regarding the |
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637 | 637 | | 609default. |
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638 | 638 | | 610 (2) The commission shall provide a copy of the notice of default to the other participating |
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639 | 639 | | 611states. |
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640 | 640 | | 612 (c) If a state in default fails to cure the default, the defaulting state may be terminated |
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641 | 641 | | 613from the compact upon an affirmative vote of a majority of the commissioners, and all rights, |
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642 | 642 | | 614privileges and benefits conferred on that state by this compact may be terminated on the effective |
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643 | 643 | | 615date of termination. A cure of the default does not relieve the offending state of obligations or |
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644 | 644 | | 616liabilities incurred during the period of default. |
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645 | 645 | | 617 (d) Termination of participation in the compact shall be imposed only after all other |
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646 | 646 | | 618means of securing compliance have been exhausted. Notice of intent to suspend or terminate |
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647 | 647 | | 619shall be given by the commission to the governor, the majority and minority leaders of the |
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648 | 648 | | 620defaulting state’s legislature, the defaulting state’s state licensing authority or authorities, as |
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649 | 649 | | 621applicable, and each of the participating states’ state licensing authority or authorities, as |
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650 | 650 | | 622applicable. 32 of 36 |
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651 | 651 | | 623 (e) A state that has been terminated is responsible for all assessments, obligations, and |
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652 | 652 | | 624liabilities incurred through the effective date of termination, including obligations that extend |
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653 | 653 | | 625beyond the effective date of termination. |
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654 | 654 | | 626 (f) Upon the termination of a state’s participation in this compact, that state shall |
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655 | 655 | | 627immediately provide notice to all licensees of the state, including licensees of other participating |
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656 | 656 | | 628states issued a compact privilege to practice within that state, of such termination. The |
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657 | 657 | | 629terminated state shall continue to recognize all compact privileges then in effect in that state for a |
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658 | 658 | | 630minimum of 180 days after the date of said notice of termination. |
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659 | 659 | | 631 (g) The commission shall not bear any costs related to a state that is found to be in default |
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660 | 660 | | 632or that has been terminated from the compact, unless agreed upon in writing between the |
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661 | 661 | | 633commission and the defaulting state. |
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662 | 662 | | 634 (h) The defaulting state may appeal the action of the commission by petitioning the U.S. |
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663 | 663 | | 635District Court for the District of Columbia or the federal district where the commission has its |
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664 | 664 | | 636principal offices. The prevailing party shall be awarded all costs of such litigation, including |
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665 | 665 | | 637reasonable attorney’s fees. |
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666 | 666 | | 638 (i) (1) Upon request by a participating state, the commission shall attempt to resolve |
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667 | 667 | | 639disputes related to the compact that arise among participating states and between participating |
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668 | 668 | | 640states and non-participating states. |
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669 | 669 | | 641 (2) The commission shall promulgate a rule providing for both mediation and binding |
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670 | 670 | | 642dispute resolution for disputes as appropriate. 33 of 36 |
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671 | 671 | | 643 (j) (1) The commission, in the reasonable exercise of its discretion, shall enforce the |
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672 | 672 | | 644provisions of this compact and the commission’s rules. |
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673 | 673 | | 645 (2) By majority vote, the commission may initiate legal action against a participating |
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674 | 674 | | 646state in default in the United States District Court for the District of Columbia or the federal |
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675 | 675 | | 647district where the commission has its principal offices to enforce compliance with the provisions |
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676 | 676 | | 648of the compact and its promulgated rules. The relief sought may include both injunctive relief |
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677 | 677 | | 649and damages. In the event judicial enforcement is necessary, the prevailing party shall be |
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678 | 678 | | 650awarded all costs of such litigation, including reasonable attorney’s fees. The remedies herein |
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679 | 679 | | 651shall not be the exclusive remedies of the commission. The commission may pursue any other |
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680 | 680 | | 652remedies available under federal or the defaulting participating state’s law. |
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681 | 681 | | 653 (3) A participating state may initiate legal action against the commission in the U.S. |
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682 | 682 | | 654District Court for the District of Columbia or the federal district where the commission has its |
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683 | 683 | | 655principal offices to enforce compliance with the provisions of the compact and its promulgated |
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684 | 684 | | 656rules. The relief sought may include both injunctive relief and damages. In the event judicial |
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685 | 685 | | 657enforcement is necessary, the prevailing party shall be awarded all costs of such litigation, |
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686 | 686 | | 658including reasonable attorney’s fees. |
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687 | 687 | | 659 (4) No individual or entity other than a participating state may enforce this compact |
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688 | 688 | | 660against the commission. |
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689 | 689 | | 661 Section 11. (a) The compact shall come into effect on the date on which the compact |
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690 | 690 | | 662statute is enacted into law in the seventh participating state. |
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691 | 691 | | 663 (1) On or after the effective date of the compact, the commission shall convene and |
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692 | 692 | | 664review the enactment of each of the states that enacted the compact prior to the commission 34 of 36 |
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693 | 693 | | 665convening, referred to as charter participating states, to determine if the statute enacted by each |
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694 | 694 | | 666such charter participating state is materially different than the model compact. |
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695 | 695 | | 667 (a) A charter participating state whose enactment is found to be materially different from |
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696 | 696 | | 668the model compact shall be entitled to the default process in section 10. |
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697 | 697 | | 669 (b) If any participating state is later found to be in default, or is terminated or withdraws |
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698 | 698 | | 670from the compact, the commission shall remain in existence and the compact shall remain in |
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699 | 699 | | 671effect even if the number of participating states is less than 7. |
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700 | 700 | | 672 (2) Participating states enacting the compact subsequent to the charter participating states |
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701 | 701 | | 673shall be subject to the process in paragraph 23 of subsection (c) of section 7 to determine if their |
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702 | 702 | | 674enactments are materially different from the model compact and whether they qualify for |
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703 | 703 | | 675participation in the compact. |
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704 | 704 | | 676 (3) All actions taken for the benefit of the commission or in furtherance of the purposes |
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705 | 705 | | 677of the administration of the compact prior to the effective date of the compact or the commission |
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706 | 706 | | 678coming into existence shall be considered to be actions of the commission unless specifically |
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707 | 707 | | 679repudiated by the commission. |
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708 | 708 | | 680 (4) Any state that joins the compact subsequent to the commission’s initial adoption of |
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709 | 709 | | 681the rules and bylaws shall be subject to the commission’s rules and bylaws as they exist on the |
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710 | 710 | | 682date on which the compact becomes law in that state. Any rule that has been previously adopted |
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711 | 711 | | 683by the commission shall have the full force and effect of law on the day the compact becomes |
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712 | 712 | | 684law in that state. 35 of 36 |
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713 | 713 | | 685 (b) Any participating state may withdraw from this compact by enacting a statute |
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714 | 714 | | 686repealing that state’s enactment of the compact. |
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715 | 715 | | 687 (1) A participating state’s withdrawal shall not take effect until 180 days after enactment |
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716 | 716 | | 688of the repealing statute. |
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717 | 717 | | 689 (2) Withdrawal shall not affect the continuing requirement of the withdrawing state’s |
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718 | 718 | | 690licensing authority or authorities to comply with the investigative and adverse action reporting |
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719 | 719 | | 691requirements of this compact prior to the effective date of withdrawal. |
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720 | 720 | | 692 (3) Upon the enactment of a statute withdrawing from this compact, the state shall |
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721 | 721 | | 693immediately provide notice of such withdrawal to all licensees within that state. Notwithstanding |
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722 | 722 | | 694any subsequent statutory enactment to the contrary, such withdrawing state shall continue to |
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723 | 723 | | 695recognize all compact privileges to practice within that state granted pursuant to this compact for |
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724 | 724 | | 696a minimum of 180 days after the date of such notice of withdrawal. |
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725 | 725 | | 697 (c) Nothing contained in this compact shall be construed to invalidate or prevent any |
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726 | 726 | | 698licensure agreement or other cooperative arrangement between a participating state and a non- |
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727 | 727 | | 699participating state that does not conflict with the provisions of this compact. |
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728 | 728 | | 700 (d) This compact may be amended by the participating states. No amendment to this |
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729 | 729 | | 701compact shall become effective and binding upon any participating state until it is enacted into |
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730 | 730 | | 702the laws of all participating states. |
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731 | 731 | | 703 Section 12. (a) This compact and the commission’s rulemaking authority shall be |
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732 | 732 | | 704liberally construed so as to effectuate the purposes, and the implementation and administration of |
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733 | 733 | | 705the compact. Provisions of the compact expressly authorizing or requiring the promulgation of 36 of 36 |
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734 | 734 | | 706rules shall not be construed to limit the commission’s rulemaking authority solely for those |
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735 | 735 | | 707purposes. |
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736 | 736 | | 708 (b) The provisions of this compact shall be severable and if any phrase, clause, sentence |
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737 | 737 | | 709or provision of this compact is held by a court of competent jurisdiction to be contrary to the |
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738 | 738 | | 710constitution of any participating state, a state seeking participation in the compact, or of the |
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739 | 739 | | 711United States, or the applicability thereof to any government, agency, person or circumstance is |
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740 | 740 | | 712held to be unconstitutional by a court of competent jurisdiction, the validity of the remainder of |
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741 | 741 | | 713this compact and the applicability thereof to any other government, agency, person or |
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742 | 742 | | 714circumstance shall not be affected thereby. |
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743 | 743 | | 715 (c) Notwithstanding subsection (b), the commission may deny a state’s participation in |
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744 | 744 | | 716the compact or, in accordance with the requirements of subsection (b) of section 10, terminate a |
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745 | 745 | | 717participating state’s participation in the compact, if it determines that a constitutional |
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746 | 746 | | 718requirement of a participating state is a material departure from the compact. Otherwise, if this |
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747 | 747 | | 719compact shall be held to be contrary to the constitution of any participating state, the compact |
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748 | 748 | | 720shall remain in full force and effect as to the remaining participating states and in full force and |
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749 | 749 | | 721effect as to the participating state affected as to all severable matters. |
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750 | 750 | | 722 Section 13. (a) Nothing herein shall prevent or inhibit the enforcement of any other law |
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751 | 751 | | 723of a participating state that is not inconsistent with the compact. |
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752 | 752 | | 724 (b) Any laws, statutes, regulations, or other legal requirements in a participating state in |
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753 | 753 | | 725conflict with the compact are superseded to the extent of the conflict. |
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754 | 754 | | 726 (c) All permissible agreements between the commission and the participating states are |
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755 | 755 | | 727binding in accordance with their terms. |
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