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2 | 2 | | SENATE DOCKET, NO. 1755 FILED ON: 1/16/2025 |
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3 | 3 | | SENATE . . . . . . . . . . . . . . No. 1506 |
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4 | 4 | | The Commonwealth of Massachusetts |
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5 | 5 | | _________________ |
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6 | 6 | | PRESENTED BY: |
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7 | 7 | | Sal N. DiDomenico |
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8 | 8 | | _________________ |
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9 | 9 | | To the Honorable Senate and House of Representatives of the Commonwealth of Massachusetts in General |
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10 | 10 | | Court assembled: |
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11 | 11 | | The undersigned legislators and/or citizens respectfully petition for the adoption of the accompanying bill: |
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12 | 12 | | An Act establishing a physical therapy licensure compact. |
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13 | 13 | | _______________ |
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14 | 14 | | PETITION OF: |
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15 | 15 | | NAME:DISTRICT/ADDRESS :Sal N. DiDomenicoMiddlesex and Suffolk 1 of 28 |
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16 | 16 | | SENATE DOCKET, NO. 1755 FILED ON: 1/16/2025 |
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17 | 17 | | SENATE . . . . . . . . . . . . . . No. 1506 |
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18 | 18 | | By Mr. DiDomenico, a petition (accompanied by bill, Senate, No. 1506) of Sal N. DiDomenico |
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19 | 19 | | for legislation to establish a physical therapy licensure compact. Public Health. |
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20 | 20 | | [SIMILAR MATTER FILED IN PREVIOUS SESSION |
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21 | 21 | | SEE HOUSE, NO. 2233 OF 2023-2024.] |
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22 | 22 | | The Commonwealth of Massachusetts |
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23 | 23 | | _______________ |
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24 | 24 | | In the One Hundred and Ninety-Fourth General Court |
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25 | 25 | | (2025-2026) |
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26 | 26 | | _______________ |
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27 | 27 | | An Act establishing a physical therapy licensure compact. |
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28 | 28 | | Be it enacted by the Senate and House of Representatives in General Court assembled, and by the authority |
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29 | 29 | | of the same, as follows: |
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30 | 30 | | 1 SECTION 1. The General Laws, as appearing in the 2022 Official Edition, are hereby |
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31 | 31 | | 2amended by inserting after chapter 112 the following new chapter:- |
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32 | 32 | | 3 CHAPTER 112A PHYSICAL THERAPY LICENSURE COMPACT |
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33 | 33 | | 4 Section 1. PURPOSE |
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34 | 34 | | 5 The purpose of this compact is to facilitate interstate practice of physical therapy with the |
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35 | 35 | | 6goal of improving public access to physical therapy services. The practice of physical therapy |
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36 | 36 | | 7occurs in the state where the patient/client is located at the time of the patient/client encounter. |
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37 | 37 | | 8The compact preserves the regulatory authority of states to protect public health and safety |
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38 | 38 | | 9through the current system of state licensure. 2 of 28 |
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39 | 39 | | 10 This compact is designed to achieve the following objectives: |
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40 | 40 | | 11 1. Increase public access to physical therapy services by providing for the mutual |
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41 | 41 | | 12recognition of other member state licenses; |
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42 | 42 | | 13 2. Enhance the states’ ability to protect the public’s health and safety; |
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43 | 43 | | 14 3. Encourage the cooperation of member states in regulating multi-state physical |
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44 | 44 | | 15therapy practice; |
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45 | 45 | | 16 4. Support spouses of relocating military members; |
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46 | 46 | | 17 5. Enhance the exchange of licensure, investigative, and disciplinary information |
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47 | 47 | | 18between member states; and |
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48 | 48 | | 19 6. Allow a remote state to hold a provider of services with a compact privilege in |
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49 | 49 | | 20that state accountable to that state’s practice standards. |
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50 | 50 | | 21 Section 2. DEFINITIONS |
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51 | 51 | | 22 As used in this compact, and except as otherwise provided, the following definitions shall |
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52 | 52 | | 23apply: |
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53 | 53 | | 24 1. “Active Duty Military” means full-time duty status in the active uniformed |
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54 | 54 | | 25service of the United States, including members of the National Guard and Reserve on active |
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55 | 55 | | 26duty orders pursuant to 10 U.S.C. Section 1209 and 1211. |
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56 | 56 | | 27 2. “Adverse Action” means disciplinary action taken by a physical therapy licensing |
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57 | 57 | | 28board based upon misconduct, unacceptable performance, or a combination of both. 3 of 28 |
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58 | 58 | | 29 3. “Alternative Program” means a non-disciplinary monitoring or practice |
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59 | 59 | | 30remediation process approved by a physical therapy licensing board. This includes, but is not |
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60 | 60 | | 31limited to, substance abuse issues. |
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61 | 61 | | 32 4. “Compact privilege” means the authorization granted by a remote state to allow a |
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62 | 62 | | 33licensee from another member state to practice as a physical therapist or work as a physical |
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63 | 63 | | 34therapist assistant in the remote state under its laws and rules. The practice of physical therapy |
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64 | 64 | | 35occurs in the member state where the patient/client is located at the time of the patient/client |
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65 | 65 | | 36encounter. |
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66 | 66 | | 37 5. “Continuing competence” means a requirement, as a condition of license |
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67 | 67 | | 38renewal, to provide evidence of participation in, and/or completion of, educational and |
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68 | 68 | | 39professional activities relevant to practice or area of work. |
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69 | 69 | | 40 6. “Data system” means a repository of information about licensees, including |
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70 | 70 | | 41examination, licensure, investigative, compact privilege, and adverse action. |
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71 | 71 | | 42 7. “Encumbered license” means a license that a physical therapy licensing board has |
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72 | 72 | | 43limited in any way. |
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73 | 73 | | 44 8. “Executive Board” means a group of directors elected or appointed to act on |
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74 | 74 | | 45behalf of, and within the powers granted to them by, the Commission. |
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75 | 75 | | 46 9. “Home state” means the member state that is the licensee’s primary state of |
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76 | 76 | | 47residence. |
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77 | 77 | | 48 10.“Investigative information” means information, records, and documents received |
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78 | 78 | | 49or generated by a physical therapy licensing board pursuant to an investigation. 4 of 28 |
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79 | 79 | | 50 11.“Jurisprudence Requirement” means the assessment of an individual’s knowledge |
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80 | 80 | | 51of the laws and rules governing the practice of physical therapy in a state. |
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81 | 81 | | 52 12.“Licensee” means an individual who currently holds an authorization from the |
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82 | 82 | | 53state to practice as a physical therapist or to work as a physical therapist assistant. |
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83 | 83 | | 54 13.“Member state” means a state that has enacted the compact. |
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84 | 84 | | 55 14.“Party state” means any member state in which a licensee holds a current license |
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85 | 85 | | 56or compact privilege or is applying for a license or compact privilege. |
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86 | 86 | | 57 15.“Physical therapist” means an individual who is licensed by a state to practice |
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87 | 87 | | 58physical therapy. |
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88 | 88 | | 59 16.“Physical therapist assistant” means an individual who is licensed/certified by a |
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89 | 89 | | 60state and who assists the physical therapist in selected components of physical therapy. |
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90 | 90 | | 61 17.“Physical therapy,” “physical therapy practice,” and “the practice of physical |
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91 | 91 | | 62therapy” mean the care and services provided by or under the direction and supervision of a |
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92 | 92 | | 63licensed physical therapist. |
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93 | 93 | | 64 18.“Physical Therapy Compact Commission” or “Commission” means the national |
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94 | 94 | | 65administrative body whose membership consists of all states that have enacted the compact. |
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95 | 95 | | 66 19.“Physical therapy licensing board” or “licensing board” means the agency of a |
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96 | 96 | | 67state that is responsible for the licensing and regulation of physical therapists and physical |
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97 | 97 | | 68therapist assistants. 5 of 28 |
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98 | 98 | | 69 20. “Remote State” means a member state other than the home state, where a |
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99 | 99 | | 70licensee is exercising or seeking to exercise the compact privilege. |
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100 | 100 | | 71 21.“Rule” means a regulation, principle, or directive promulgated by the |
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101 | 101 | | 72Commission that has the force of law. |
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102 | 102 | | 73 22. “State” means any state, commonwealth, district, or territory of the United States |
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103 | 103 | | 74of America that regulates the practice of physical therapy. |
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104 | 104 | | 75 Section 3. STATE PARTICIPATION IN THE COMPACT |
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105 | 105 | | 76 A. To participate in the compact, a state must: |
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106 | 106 | | 77 1. Participate fully in the Commission’s data system, including using the |
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107 | 107 | | 78Commission’s unique identifier as defined in rules; |
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108 | 108 | | 79 2. Have a mechanism in place for receiving and investigating complaints about |
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109 | 109 | | 80licensees; |
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110 | 110 | | 81 3. Notify the Commission, in compliance with the terms of the compact and rules, of |
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111 | 111 | | 82any adverse action or the availability of investigative information regarding a licensee; |
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112 | 112 | | 83 4. Fully implement a criminal background check requirement, within a time frame |
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113 | 113 | | 84established by rule, by receiving the results of the Federal Bureau of Investigation record search |
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114 | 114 | | 85on criminal background checks and use the results in making licensure decisions in accordance |
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115 | 115 | | 86with Section 3.B.; |
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116 | 116 | | 87 5. Comply with the rules of the Commission; 6 of 28 |
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117 | 117 | | 88 6. Utilize a recognized national examination as a requirement for licensure pursuant |
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118 | 118 | | 89to the rules of the Commission; and |
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119 | 119 | | 90 7. Have continuing competence requirements as a condition for license renewal. |
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120 | 120 | | 91 B. Upon adoption of this statute, the member state shall have the authority to obtain |
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121 | 121 | | 92biometric-based information from each physical therapy licensure applicant and submit this |
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122 | 122 | | 93information to the Federal Bureau of Investigation for a criminal background check in |
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123 | 123 | | 94accordance with 28 U.S.C. §534 and 42 U.S.C. §14616. |
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124 | 124 | | 95 C. A member state shall grant the compact privilege to a licensee holding a valid |
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125 | 125 | | 96unencumbered license in another member state in accordance with the terms of the compact and |
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126 | 126 | | 97rules. |
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127 | 127 | | 98 D. Member states may charge a fee for granting a compact privilege |
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128 | 128 | | 99 Section 4. COMPACT PRIVILEGE |
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129 | 129 | | 100 A. To exercise the compact privilege under the terms and provisions of the compact, |
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130 | 130 | | 101the licensee shall: |
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131 | 131 | | 102 1. Hold a license in the home state; |
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132 | 132 | | 103 2. Have no encumbrance on any state license; |
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133 | 133 | | 104 3. Be eligible for a compact privilege in any member state in accordance with |
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134 | 134 | | 105Section 4D, G and H; |
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135 | 135 | | 106 4. Have not had any adverse action against any license or compact privilege within |
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136 | 136 | | 107the previous 2 years; 7 of 28 |
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137 | 137 | | 108 5. Notify the Commission that the licensee is seeking the compact privilege within a |
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138 | 138 | | 109remote state(s); |
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139 | 139 | | 110 6. Pay any applicable fees, including any state fee, for the compact privilege; |
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140 | 140 | | 111 7. Meet any jurisprudence requirements established by the remote state(s) in which |
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141 | 141 | | 112the licensee is seeking a compact privilege; and |
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142 | 142 | | 113 8. Report to the Commission adverse action taken by any non-member state within |
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143 | 143 | | 11430 days from the date the adverse action is taken. |
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144 | 144 | | 115 B. The compact privilege is valid until the expiration date of the home license. The |
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145 | 145 | | 116licensee must comply with the requirements of Section 4.A. to maintain the compact privilege in |
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146 | 146 | | 117the remote state. |
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147 | 147 | | 118 C. A licensee providing physical therapy in a remote state under the compact |
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148 | 148 | | 119privilege shall function within the laws and regulations of the remote state. |
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149 | 149 | | 120 D. A licensee providing physical therapy in a remote state is subject to that state’s |
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150 | 150 | | 121regulatory authority. A remote state may, in accordance with due process and that state’s laws, |
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151 | 151 | | 122remove a licensee’s compact privilege in the remote state for a specific period of time, impose |
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152 | 152 | | 123fines, and/or take any other necessary actions to protect the health and safety of its citizens. The |
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153 | 153 | | 124licensee is not eligible for a compact privilege in any state until the specific time for removal has |
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154 | 154 | | 125passed and all fines are paid. |
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155 | 155 | | 126 E. If a home state license is encumbered, the licensee shall lose the compact |
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156 | 156 | | 127privilege in any remote state until the following occur: |
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157 | 157 | | 128 1. The home state license is no longer encumbered; and 8 of 28 |
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158 | 158 | | 129 2. Two years have elapsed from the date of the adverse action. |
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159 | 159 | | 130 F. Once an encumbered license in the home state is restored to good standing, the |
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160 | 160 | | 131licensee must meet the requirements of Section 4A to obtain a compact privilege in any remote |
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161 | 161 | | 132state. |
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162 | 162 | | 133 G. If a licensee’s compact privilege in any remote state is removed, the individual |
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163 | 163 | | 134shall lose the compact privilege in any remote state until the following occur: |
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164 | 164 | | 135 1. The specific period of time for which the compact privilege was removed has |
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165 | 165 | | 136ended; |
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166 | 166 | | 137 2. All fines have been paid; and |
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167 | 167 | | 138 3. Two years have elapsed from the date of the adverse action. |
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168 | 168 | | 139 H. Once the requirements of Section 4G have been met, the license must meet the |
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169 | 169 | | 140requirements in Section 4A to obtain a compact privilege in a remote state. |
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170 | 170 | | 141 Section 5. ACTIVE DUTY MILITARY PERSONNEL OR THEIR SPOUSES |
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171 | 171 | | 142 A licensee who is active duty military or is the spouse of an individual who is active duty |
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172 | 172 | | 143military may designate one of the following as the home state: |
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173 | 173 | | 144 A. Home of record; |
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174 | 174 | | 145 B. Permanent Change of Station (PCS); or |
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175 | 175 | | 146 C. State of current residence if it is different than the PCS state or home of record. |
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176 | 176 | | 147 Section 6. ADVERSE ACTIONS 9 of 28 |
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177 | 177 | | 148 A. A home state shall have exclusive power to impose adverse action against a |
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178 | 178 | | 149license issued by the home state. |
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179 | 179 | | 150 B. A home state may take adverse action based on the investigative information of a |
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180 | 180 | | 151remote state, so long as the home state follows its own procedures for imposing adverse action. |
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181 | 181 | | 152 C. Nothing in this compact shall override a member state’s decision that |
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182 | 182 | | 153participation in an alternative program may be used in lieu of adverse action and that such |
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183 | 183 | | 154participation shall remain non-public if required by the member state’s laws. Member states must |
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184 | 184 | | 155require licensees who enter any alternative programs in lieu of discipline to agree not to practice |
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185 | 185 | | 156in any other member state during the term of the alternative program without prior authorization |
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186 | 186 | | 157from such other member state. |
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187 | 187 | | 158 D. Any member state may investigate actual or alleged violations of the statutes and |
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188 | 188 | | 159rules authorizing the practice of physical therapy in any other member state in which a physical |
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189 | 189 | | 160therapist or physical therapist assistant holds a license or compact privilege. |
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190 | 190 | | 161 E. A remote state shall have the authority to: |
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191 | 191 | | 162 1. Take adverse actions as set forth in Section 4.D. against a licensee’s compact |
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192 | 192 | | 163privilege in the state; |
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193 | 193 | | 164 2. Issue subpoenas for both hearings and investigations that require the attendance |
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194 | 194 | | 165and testimony of witnesses, and the production of evidence. Subpoenas issued by a physical |
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195 | 195 | | 166therapy licensing board in a party state for the attendance and testimony of witnesses, and/or the |
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196 | 196 | | 167production of evidence from another party state, shall be enforced in the latter state by any court |
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197 | 197 | | 168of competent jurisdiction, according to the practice and procedure of that court applicable to 10 of 28 |
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198 | 198 | | 169subpoenas issued in proceedings pending before it. The issuing authority shall pay any witness |
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199 | 199 | | 170fees, travel expenses, mileage, and other fees required by the service statutes of the state where |
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200 | 200 | | 171the witnesses and/or evidence are located; and |
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201 | 201 | | 172 3. If otherwise permitted by state law, recover from the licensee the costs of |
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202 | 202 | | 173investigations and disposition of cases resulting from any adverse action taken against that |
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203 | 203 | | 174licensee. |
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204 | 204 | | 175 F. Joint Investigations |
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205 | 205 | | 176 1. In addition to the authority granted to a member state by its respective physical |
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206 | 206 | | 177therapy practice act or other applicable state law, a member state may participate with other |
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207 | 207 | | 178member states in joint investigations of licensees. |
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208 | 208 | | 179 2. Member states shall share any investigative, litigation, or compliance materials in |
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209 | 209 | | 180furtherance of any joint or individual investigation initiated under the compact. |
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210 | 210 | | 181 Section 7. ESTABLISHMENT OF THE PHYSICAL THERAPY COMPACT |
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211 | 211 | | 182COMMISSION. |
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212 | 212 | | 183 A. The compact member states hereby create and establish a joint public agency |
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213 | 213 | | 184known as the Physical Therapy Compact Commission: |
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214 | 214 | | 185 1. The Commission is an instrumentality of the compact states. |
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215 | 215 | | 186 2. Venue is proper and judicial proceedings by or against the Commission shall be |
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216 | 216 | | 187brought solely and exclusively in a court of competent jurisdiction where the principal office of |
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217 | 217 | | 188the Commission is located. The Commission may waive venue and jurisdictional defenses to the |
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218 | 218 | | 189extent it adopts or consents to participate in alternative dispute resolution proceedings. 11 of 28 |
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219 | 219 | | 190 3. Nothing in this compact shall be construed to be a waiver of sovereign immunity. |
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220 | 220 | | 191 B. Membership, Voting, and Meetings |
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221 | 221 | | 192 1. Each member state shall have and be limited to one (1) delegate selected by that |
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222 | 222 | | 193member state’s licensing board. |
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223 | 223 | | 194 2. The delegate shall be a current member of the licensing board, who is a physical |
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224 | 224 | | 195therapist, physical therapist assistant, public member, or the board administrator. |
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225 | 225 | | 196 3. Any delegate may be removed or suspended from office as provided by the law of |
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226 | 226 | | 197the state from which the delegate is appointed. |
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227 | 227 | | 198 4. The member state board shall fill any vacancy occurring in the Commission. |
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228 | 228 | | 199 5. Each delegate shall be entitled to one (1) vote with regard to the promulgation of |
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229 | 229 | | 200rules and creation of bylaws and shall otherwise have an opportunity to participate in the |
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230 | 230 | | 201business and affairs of the Commission. |
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231 | 231 | | 202 6. A delegate shall vote in person or by such other means as provided in the bylaws. |
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232 | 232 | | 203The bylaws may provide for delegates’ participation in meetings by telephone or other means of |
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233 | 233 | | 204communication. |
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234 | 234 | | 205 7. The Commission shall meet at least once during each calendar year. Additional |
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235 | 235 | | 206meetings shall be held as set forth in the bylaws. |
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236 | 236 | | 207 C. The Commission shall have the following powers and duties: |
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237 | 237 | | 208 1. Establish the fiscal year of the Commission; 12 of 28 |
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238 | 238 | | 209 2. Establish bylaws; |
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239 | 239 | | 210 3. Maintain its financial records in accordance with the bylaws; |
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240 | 240 | | 211 4. Meet and take such actions as are consistent with the provisions of this compact |
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241 | 241 | | 212and the bylaws; |
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242 | 242 | | 213 5. Promulgate uniform rules to facilitate and coordinate implementation and |
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243 | 243 | | 214administration of this compact. The rules shall have the force and effect of law and shall be |
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244 | 244 | | 215binding in all member states; |
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245 | 245 | | 216 6. Bring and prosecute legal proceedings or actions in the name of the Commission, |
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246 | 246 | | 217provided that the standing of any state physical therapy licensing board to sue or be sued under |
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247 | 247 | | 218applicable law shall not be affected; |
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248 | 248 | | 219 7. Purchase and maintain insurance and bonds; |
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249 | 249 | | 220 8. Borrow, accept, or contract for services of personnel, including, but not limited to, |
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250 | 250 | | 221employees of a member state; |
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251 | 251 | | 222 9. Hire employees, elect or appoint officers, fix compensation, define duties, grant |
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252 | 252 | | 223such individuals appropriate authority to carry out the purposes of the compact, and to establish |
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253 | 253 | | 224the Commission’s personnel policies and programs relating to conflicts of interest, qualifications |
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254 | 254 | | 225of personnel, and other related personnel matters; |
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255 | 255 | | 226 10.Accept any and all appropriate donations and grants of money, equipment, |
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256 | 256 | | 227supplies, materials and services, and to receive, utilize and dispose of the same; provided that at |
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257 | 257 | | 228all times the Commission shall avoid any appearance of impropriety and/or conflict of interest; 13 of 28 |
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258 | 258 | | 229 11.Lease, purchase, accept appropriate gifts or donations of, or otherwise to own, |
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259 | 259 | | 230hold, improve or use, any property, real, personal or mixed; provided that at all times the |
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260 | 260 | | 231Commission shall avoid any appearance of impropriety; |
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261 | 261 | | 232 12.Sell convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of |
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262 | 262 | | 233any property real, personal, or mixed; |
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263 | 263 | | 234 13.Establish a budget and make expenditures; |
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264 | 264 | | 235 14.Borrow money; |
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265 | 265 | | 236 15.Appoint committees, including standing committees composed of members, state |
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266 | 266 | | 237regulators, state legislators or their representatives, and consumer representatives, and such other |
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267 | 267 | | 238interested persons as may be designated in this compact and the bylaws; |
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268 | 268 | | 239 16.Provide and receive information from, and cooperate with, law enforcement |
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269 | 269 | | 240agencies; |
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270 | 270 | | 241 17.Establish and elect an Executive Board; and |
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271 | 271 | | 242 18.Perform such other functions as may be necessary or appropriate to achieve the |
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272 | 272 | | 243purposes of this compact consistent with the state regulation of physical therapy licensure and |
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273 | 273 | | 244practice. |
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274 | 274 | | 245 D. The Executive Board |
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275 | 275 | | 246 The Executive Board shall have the power to act on behalf of the Commission according |
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276 | 276 | | 247to the terms of this compact |
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277 | 277 | | 248 1. The Executive Board shall be composed of nine members: 14 of 28 |
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278 | 278 | | 249 a. Seven voting members who are elected by the Commission from the current |
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279 | 279 | | 250membership of the Commission; |
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280 | 280 | | 251 b. One ex-officio, nonvoting member from the recognized national physical therapy |
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281 | 281 | | 252professional association; and |
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282 | 282 | | 253 c. One ex-officio, nonvoting member from the recognized membership organization |
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283 | 283 | | 254of the physical therapy licensing boards. |
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284 | 284 | | 255 2. The ex-officio members will be selected by their respective organizations. |
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285 | 285 | | 256 3. The Commission may remove any member of the Executive Board as provided in |
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286 | 286 | | 257bylaws. |
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287 | 287 | | 258 4. The Executive Board shall meet at least annually. |
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288 | 288 | | 259 5. The Executive Board shall have the following Duties and responsibilities: |
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289 | 289 | | 260 a. Recommend to the entire Commission changes to the rules or bylaws, changes to |
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290 | 290 | | 261this compact legislation, fees paid by compact member states such as annual dues, and any |
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291 | 291 | | 262commission compact fee charged to licensees for the compact privilege; |
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292 | 292 | | 263 b. Ensure compact administration services are appropriately provided, contractual or |
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293 | 293 | | 264otherwise; |
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294 | 294 | | 265 c. Prepare and recommend the budget; |
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295 | 295 | | 266 d. Maintain financial records on behalf of the Commission; 15 of 28 |
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296 | 296 | | 267 e. Monitor compact compliance of member states and provide compliance reports to |
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297 | 297 | | 268the Commission; |
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298 | 298 | | 269 f. Establish additional committees as necessary; and |
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299 | 299 | | 270 g. Other duties as provided in rules or bylaws. |
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300 | 300 | | 271 E. Meetings of the Commission |
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301 | 301 | | 272 1. All meetings shall be open to the public, and public notice of meetings shall be |
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302 | 302 | | 273given in the same manner as required under the rulemaking provisions in Section 9. |
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303 | 303 | | 274 2. The Commission or the Executive Board or other committees of the Commission |
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304 | 304 | | 275may convene in a closed, non-public meeting if the Commission or Executive Board or other |
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305 | 305 | | 276committees of the Commission must discuss: |
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306 | 306 | | 277 a. Non-compliance of a member state with its obligations under the compact; |
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307 | 307 | | 278 b. The employment, compensation, discipline or other matters, practices or |
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308 | 308 | | 279procedures related to specific employees or other matters related to the Commission’s internal |
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309 | 309 | | 280personnel practices and procedures; |
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310 | 310 | | 281 c. Current, threatened, or reasonably anticipated litigation; |
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311 | 311 | | 282 d. Negotiation of contracts for the purchase, lease, or sale of goods, services, or real |
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312 | 312 | | 283estate; |
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313 | 313 | | 284 e. Accusing any person of a crime or formally censuring any person; 16 of 28 |
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314 | 314 | | 285 f. Disclosure of trade secrets or commercial or financial information that is |
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315 | 315 | | 286privileged or confidential; |
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316 | 316 | | 287 g. Disclosure of information of a personal nature where disclosure would constitute |
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317 | 317 | | 288a clearly unwarranted invasion of personal privacy; |
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318 | 318 | | 289 h. Disclosure of investigative records compiled for law enforcement purposes; |
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319 | 319 | | 290 i. Disclosure of information related to any investigative reports prepared by or on |
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320 | 320 | | 291behalf of or for use of the Commission or other committee charged with responsibility of |
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321 | 321 | | 292investigation or determination of compliance issues pursuant to the compact; or |
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322 | 322 | | 293 j. Matters specifically exempted from disclosure by federal or member state statute. |
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323 | 323 | | 294 3. If a meeting, or portion of a meeting, is closed pursuant to this provision, the |
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324 | 324 | | 295Commission’s legal counsel or designee shall certify that the meeting may be closed and shall |
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325 | 325 | | 296reference each relevant exempting provision. |
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326 | 326 | | 297 4. The Commission shall keep minutes that fully and clearly describe all matters |
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327 | 327 | | 298discussed in a meeting and shall provide a full and accurate summary of actions taken, and the |
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328 | 328 | | 299reasons therefore, including a description of the views expressed. All documents considered in |
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329 | 329 | | 300connection with an action shall be identified in such minutes. All minutes and documents of a |
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330 | 330 | | 301closed meeting shall remain under seal, subject to release by a majority vote of the Commission |
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331 | 331 | | 302or order of a court of competent jurisdiction. |
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332 | 332 | | 303 F. Financing of the Commission |
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333 | 333 | | 304 1. The Commission shall pay, or provide for the payment of, the reasonable |
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334 | 334 | | 305expenses of its establishment, organization, and ongoing activities. 17 of 28 |
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335 | 335 | | 306 2. The Commission may accept any and all appropriate revenue sources, donations, |
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336 | 336 | | 307and grants of money, equipment, supplies, materials, and services. |
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337 | 337 | | 308 3. The Commission may levy on and collect an annual assessment from each |
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338 | 338 | | 309member state or impose fees on other parties to cover the cost of the operations and activities of |
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339 | 339 | | 310the Commission and its staff, which must be in a total amount sufficient to cover its annual |
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340 | 340 | | 311budget as approved each year for which revenue is not provided by other sources. The aggregate |
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341 | 341 | | 312annual assessment amount shall be allocated based upon a formula to be determined by the |
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342 | 342 | | 313Commission, which shall promulgate a rule binding upon all member states. |
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343 | 343 | | 314 4. The Commission shall not incur obligations of any kind prior to securing the |
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344 | 344 | | 315funds adequate to meet the same; nor shall the Commission pledge the credit of any of the |
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345 | 345 | | 316member states, except by and with the authority of the member state. |
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346 | 346 | | 317 5. The Commission shall keep accurate accounts of all receipts and disbursements. |
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347 | 347 | | 318The receipts and disbursements of the Commission shall be subject to the audit and accounting |
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348 | 348 | | 319procedures established under its bylaws. However, all receipts and disbursements of funds |
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349 | 349 | | 320handled by the Commission shall be audited yearly by a certified or licensed public accountant, |
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350 | 350 | | 321and the report of the audit shall be included in and become part of the annual report of the |
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351 | 351 | | 322Commission. |
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352 | 352 | | 323 G. Qualified Immunity, Defense, and Indemnification |
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353 | 353 | | 324 1. The members, officers, executive director, employees and representatives of the |
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354 | 354 | | 325Commission shall be immune from suit and liability, either personally or in their official |
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355 | 355 | | 326capacity, for any claim for damage to or loss of property or personal injury or other civil liability |
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356 | 356 | | 327caused by or arising out of any actual or alleged act, error or omission that occurred, or that the 18 of 28 |
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357 | 357 | | 328person against whom the claim is made had a reasonable basis for believing occurred within the |
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358 | 358 | | 329scope of Commission employment, duties or responsibilities; provided that nothing in this |
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359 | 359 | | 330paragraph shall be construed to protect any such person from suit and/or liability for any damage, |
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360 | 360 | | 331loss, injury, or liability caused by the intentional or willful or wanton misconduct of that person. |
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361 | 361 | | 332 2. The Commission shall defend any member, officer, executive director, employee |
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362 | 362 | | 333or representative of the Commission in any civil action seeking to impose liability arising out of |
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363 | 363 | | 334any actual or alleged act, error, or omission that occurred within the scope of Commission |
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364 | 364 | | 335employment, duties, or responsibilities, or that the person against whom the claim is made had a |
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365 | 365 | | 336reasonable basis for believing occurred within the scope of Commission employment, duties, or |
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366 | 366 | | 337responsibilities; provided that nothing herein shall be construed to prohibit that person from |
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367 | 367 | | 338retaining his or her own counsel; and provided further, that the actual or alleged act, error, or |
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368 | 368 | | 339omission did not result from that person’s intentional or willful or wanton misconduct. |
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369 | 369 | | 340 3. The Commission shall indemnify and hold harmless any member, officer, |
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370 | 370 | | 341executive director, employee, or representative of the Commission for the amount of any |
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371 | 371 | | 342settlement or judgment obtained against that person arising out of any actual or alleged act, error |
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372 | 372 | | 343or omission that occurred within the scope of Commission employment, duties, or |
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373 | 373 | | 344responsibilities, or that such person had a reasonable basis for believing occurred within the |
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374 | 374 | | 345scope of Commission employment, duties, or responsibilities, provided that the actual or alleged |
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375 | 375 | | 346act, error, or omission did not result from the intentional or willful or wanton misconduct of that |
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376 | 376 | | 347person. |
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377 | 377 | | 348 Section 8. DATA SYSTEM 19 of 28 |
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378 | 378 | | 349 A. The Commission shall provide for the development, maintenance, and utilization |
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379 | 379 | | 350of a coordinated database and reporting system containing licensure, adverse action, and |
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380 | 380 | | 351investigative information on all licensed individuals in member states. |
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381 | 381 | | 352 B. Notwithstanding any other provision of state law to the contrary, a member state |
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382 | 382 | | 353shall submit a uniform data set to the data system on all individuals to whom this compact is |
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383 | 383 | | 354applicable as required by the rules of the Commission, including: |
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384 | 384 | | 355 1. Identifying information; |
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385 | 385 | | 356 2. Licensure data; |
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386 | 386 | | 357 3. Adverse actions against a license or compact privilege; |
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387 | 387 | | 358 4. Non-confidential information related to alternative program participation; |
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388 | 388 | | 359 5. Any denial of application for licensure, and the reason(s) for such denial; and |
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389 | 389 | | 360 6. Other information that may facilitate the administration of this compact, as |
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390 | 390 | | 361determined by the rules of the Commission. |
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391 | 391 | | 362 C. Investigative information pertaining to a licensee in any member state will only be |
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392 | 392 | | 363available to other party states. |
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393 | 393 | | 364 D. The Commission shall promptly notify all member states of any adverse action |
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394 | 394 | | 365taken against a licensee or an individual applying for a license. Adverse action information |
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395 | 395 | | 366pertaining to a licensee in any member state will be available to any other member state. 20 of 28 |
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396 | 396 | | 367 E. Member states contributing information to the data system may designate |
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397 | 397 | | 368information that may not be shared with the public without the express permission of the |
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398 | 398 | | 369contributing state. |
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399 | 399 | | 370 F. Any information submitted to the data system that is subsequently required to be |
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400 | 400 | | 371expunged by the laws of the member state contributing the information shall be removed from |
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401 | 401 | | 372the data system. |
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402 | 402 | | 373 Section 9. RULEMAKING |
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403 | 403 | | 374 A. The Commission shall exercise its rulemaking powers pursuant to the criteria set |
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404 | 404 | | 375forth in this Section and the rules adopted thereunder. Rules and amendments shall become |
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405 | 405 | | 376binding as of the date specified in each rule or amendment. |
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406 | 406 | | 377 B. If a majority of the legislatures of the member states rejects a rule, by enactment |
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407 | 407 | | 378of a statute or resolution in the same manner used to adopt the compact within 4 years of the date |
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408 | 408 | | 379of adoption of the rule, then such rule shall have no further force and effect in any member state. |
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409 | 409 | | 380 C. Rules or amendments to the rules shall be adopted at a regular or special meeting |
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410 | 410 | | 381of the Commission. |
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411 | 411 | | 382 D. Prior to promulgation and adoption of a final rule or rules by the Commission, |
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412 | 412 | | 383and at least thirty (30) days in advance of the meeting at which the rule will be considered and |
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413 | 413 | | 384voted upon, the Commission shall file a Notice of Proposed Rulemaking: |
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414 | 414 | | 385 1. On the website of the Commission or other publicly accessible platform; and 21 of 28 |
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415 | 415 | | 386 2. On the website of each member state physical therapy licensing board or other |
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416 | 416 | | 387publicly accessible platform or the publication in which each state would otherwise publish |
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417 | 417 | | 388proposed rules. |
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418 | 418 | | 389 E. The Notice of Proposed Rulemaking shall include: |
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419 | 419 | | 390 1. The proposed time, date, and location of the meeting in which the rule will be |
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420 | 420 | | 391considered and voted upon; |
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421 | 421 | | 392 2. The text of the proposed rule or amendment and the reason for the proposed rule; |
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422 | 422 | | 393 3. A request for comments on the proposed rule from any interested person; and |
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423 | 423 | | 394 4. The manner in which interested persons may submit notice to the Commission of |
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424 | 424 | | 395their intention to attend the public hearing and any written comments. |
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425 | 425 | | 396 F. Prior to adoption of a proposed rule, the Commission shall allow persons to |
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426 | 426 | | 397submit written data, facts, opinions, and arguments, which shall be made available to the public. |
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427 | 427 | | 398 G. The Commission shall grant an opportunity for a public hearing before it adopts a |
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428 | 428 | | 399rule or amendment if a hearing is requested by: |
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429 | 429 | | 400 1. At least twenty-five (25) persons; |
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430 | 430 | | 401 2. A state or federal governmental subdivision or agency; or |
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431 | 431 | | 402 3. An association having at least twenty-five (25) members. |
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432 | 432 | | 403 H. If a hearing is held on the proposed rule or amendment, the Commission shall |
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433 | 433 | | 404publish the place, time, and date of the scheduled public hearing. If the hearing is held via 22 of 28 |
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434 | 434 | | 405electronic means, the Commission shall publish the mechanism for access to the electronic |
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435 | 435 | | 406hearing. |
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436 | 436 | | 407 1. All persons wishing to be heard at the hearing shall notify the executive director |
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437 | 437 | | 408of the Commission or other designated member in writing of their desire to appear and testify at |
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438 | 438 | | 409the hearing not less than five (5) business days before the scheduled date of the hearing. |
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439 | 439 | | 410 2. Hearings shall be conducted in a manner providing each person who wishes to |
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440 | 440 | | 411comment a fair and reasonable opportunity to comment orally or in writing. |
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441 | 441 | | 412 3. All hearings will be recorded. A copy of the recording will be made available on |
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442 | 442 | | 413request. |
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443 | 443 | | 414 4. Nothing in this section shall be construed as requiring a separate hearing on each |
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444 | 444 | | 415rule. Rules may be grouped for the convenience of the Commission at hearings required by this |
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445 | 445 | | 416section. |
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446 | 446 | | 417 I. Following the scheduled hearing date, or by the close of business on the |
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447 | 447 | | 418scheduled hearing date if the hearing was not held, the Commission shall consider all written and |
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448 | 448 | | 419oral comments received. |
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449 | 449 | | 420 J. If no written notice of intent to attend the public hearing by interested parties is |
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450 | 450 | | 421received, the Commission may proceed with promulgation of the proposed rule without a public |
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451 | 451 | | 422hearing. |
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452 | 452 | | 423 K. The Commission shall, by majority vote of all members, take final action on the |
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453 | 453 | | 424proposed rule and shall determine the effective date of the rule, if any, based on the rulemaking |
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454 | 454 | | 425record and the full text of the rule. 23 of 28 |
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455 | 455 | | 426 L. Upon determination that an emergency exists, the Commission may consider and |
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456 | 456 | | 427adopt an emergency rule without prior notice, opportunity for comment, or hearing, provided that |
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457 | 457 | | 428the usual rulemaking procedures provided in the compact and in this section shall be |
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458 | 458 | | 429retroactively applied to the rule as soon as reasonably possible, in no event later than ninety (90) |
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459 | 459 | | 430days after the effective date of the rule. For the purposes of this provision, an emergency rule is |
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460 | 460 | | 431one that must be adopted immediately in order to: |
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461 | 461 | | 432 1. Meet an imminent threat to public health, safety, or welfare; |
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462 | 462 | | 433 2. Prevent a loss of Commission or member state funds; |
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463 | 463 | | 434 3. Meet a deadline for the promulgation of an administrative rule that is established |
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464 | 464 | | 435by federal law or rule; or |
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465 | 465 | | 436 4. Protect public health and safety. |
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466 | 466 | | 437 M. The Commission or an authorized committee of the Commission may direct |
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467 | 467 | | 438revisions to a previously adopted rule or amendment for purposes of correcting typographical |
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468 | 468 | | 439errors, errors in format, errors in consistency, or grammatical errors. Public notice of any |
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469 | 469 | | 440revisions shall be posted on the website of the Commission. The revision shall be subject to |
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470 | 470 | | 441challenge by any person for a period of thirty (30) days after posting. The revision may be |
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471 | 471 | | 442challenged only on grounds that the revision results in a material change to a rule. A challenge |
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472 | 472 | | 443shall be made in writing, and delivered to the chair of the Commission prior to the end of the |
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473 | 473 | | 444notice period. If no challenge is made, the revision will take effect without further action. If the |
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474 | 474 | | 445revision is challenged, the revision may not take effect without the approval of the Commission. |
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475 | 475 | | 446 Section 10. OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT 24 of 28 |
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476 | 476 | | 447 A. Oversight |
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477 | 477 | | 448 1. The executive, legislative, and judicial branches of state government in each |
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478 | 478 | | 449member state shall enforce this compact and take all actions necessary and appropriate to |
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479 | 479 | | 450effectuate the compact’s purposes and intent. The provisions of this compact and the rules |
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480 | 480 | | 451promulgated hereunder shall have standing as statutory law. |
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481 | 481 | | 452 2. All courts shall take judicial notice of the compact and the rules in any judicial or |
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482 | 482 | | 453administrative proceeding in a member state pertaining to the subject matter of this compact |
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483 | 483 | | 454which may affect the powers, responsibilities or actions of the Commission. |
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484 | 484 | | 455 3. The Commission shall be entitled to receive service of process in any such |
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485 | 485 | | 456proceeding, and shall have standing to intervene in such a proceeding for all purposes. Failure to |
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486 | 486 | | 457provide service of process to the Commission shall render a judgment or order void as to the |
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487 | 487 | | 458Commission, this compact, or promulgated rules. |
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488 | 488 | | 459 B. Default, Technical Assistance, and Termination |
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489 | 489 | | 460 1. If the Commission determines that a member state has defaulted in the |
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490 | 490 | | 461performance of its obligations or responsibilities under this compact or the promulgated rules, |
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491 | 491 | | 462the Commission shall: |
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492 | 492 | | 463 a. Provide written notice to the defaulting state and other member states of the |
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493 | 493 | | 464nature of the default, the proposed means of curing the default and/or any other action to be |
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494 | 494 | | 465taken by the Commission; and |
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495 | 495 | | 466 b. Provide remedial training and specific technical assistance regarding the default. 25 of 28 |
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496 | 496 | | 467 2. If a state in default fails to cure the default, the defaulting state may be terminated |
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497 | 497 | | 468from the compact upon an affirmative vote of a majority of the member states, and all rights, |
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498 | 498 | | 469privileges and benefits conferred by this compact may be terminated on the effective date of |
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499 | 499 | | 470termination. A cure of the default does not relieve the offending state of obligations or liabilities |
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500 | 500 | | 471incurred during the period of default. |
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501 | 501 | | 472 3. Termination of membership in the compact shall be imposed only after all other |
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502 | 502 | | 473means of securing compliance have been exhausted. Notice of intent to suspend or terminate |
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503 | 503 | | 474shall be given by the Commission to the governor, the majority and minority leaders of the |
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504 | 504 | | 475defaulting state’s legislature, and each of the member states. |
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505 | 505 | | 476 4. A state that has been terminated is responsible for all assessments, obligations, |
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506 | 506 | | 477and liabilities incurred through the effective date of termination, including obligations that |
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507 | 507 | | 478extend beyond the effective date of termination. |
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508 | 508 | | 479 5. The Commission shall not bear any costs related to a state that is found to be in |
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509 | 509 | | 480default or that has been terminated from the compact, unless agreed upon in writing between the |
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510 | 510 | | 481Commission and the defaulting state. |
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511 | 511 | | 482 6. The defaulting state may appeal the action of the Commission by petitioning the |
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512 | 512 | | 483U.S. District Court for the District of Columbia or the federal district where the Commission has |
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513 | 513 | | 484its principal offices. The prevailing member shall be awarded all costs of such litigation, |
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514 | 514 | | 485including reasonable attorney’s fees. |
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515 | 515 | | 486 C. Dispute Resolution 26 of 28 |
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516 | 516 | | 487 1. Upon request by a member state, the Commission shall attempt to resolve |
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517 | 517 | | 488disputes related to the compact that arise among member states and between member and non- |
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518 | 518 | | 489member states. |
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519 | 519 | | 490 2. The Commission shall promulgate a rule providing for both mediation and |
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520 | 520 | | 491binding dispute resolution for disputes as appropriate. |
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521 | 521 | | 492 D. Enforcement |
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522 | 522 | | 493 1. The Commission, in the reasonable exercise of its discretion, shall enforce the |
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523 | 523 | | 494provisions and rules of this compact. |
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524 | 524 | | 495 2. By majority vote, the Commission may initiate legal action in the United States |
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525 | 525 | | 496District Court for the District of Columbia or the federal district where the Commission has its |
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526 | 526 | | 497principal offices against a member state in default to enforce compliance with the provisions of |
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527 | 527 | | 498the compact and its promulgated rules and bylaws. The relief sought may include both injunctive |
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528 | 528 | | 499relief and damages. In the event judicial enforcement is necessary, the prevailing member shall |
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529 | 529 | | 500be awarded all costs of such litigation, including reasonable attorney’s fees. |
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530 | 530 | | 501 3. The remedies herein shall not be the exclusive remedies of the Commission. The |
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531 | 531 | | 502Commission may pursue any other remedies available under federal or state law. |
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532 | 532 | | 503 Section 11. DATE OF IMPLEMENTATION OF THE INTERSTATE COMMISSION |
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533 | 533 | | 504FOR PHYSICAL THERAPY PRACTICE AND ASSOCIATED RULES, WITHDRAWAL, |
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534 | 534 | | 505AND AMENDMENT |
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535 | 535 | | 506 A. The compact shall come into effect on the date on which the compact statute is |
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536 | 536 | | 507enacted into law in the tenth member state. The provisions, which become effective at that time, 27 of 28 |
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537 | 537 | | 508shall be limited to the powers granted to the Commission relating to assembly and the |
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538 | 538 | | 509promulgation of rules. Thereafter, the Commission shall meet and exercise rulemaking powers |
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539 | 539 | | 510necessary to the implementation and administration of the compact. |
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540 | 540 | | 511 B. Any state that joins the compact subsequent to the Commission’s initial adoption |
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541 | 541 | | 512of the rules shall be subject to the rules as they exist on the date on which the compact becomes |
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542 | 542 | | 513law in that state. Any rule that has been previously adopted by the Commission shall have the |
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543 | 543 | | 514full force and effect of law on the day the compact becomes law in that state. |
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544 | 544 | | 515 C. Any member state may withdraw from this compact by enacting a statute |
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545 | 545 | | 516repealing the same. |
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546 | 546 | | 517 1. A member state’s withdrawal shall not take effect until six (6) months after |
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547 | 547 | | 518enactment of the repealing statute. |
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548 | 548 | | 519 2. Withdrawal shall not affect the continuing requirement of the withdrawing state’s |
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549 | 549 | | 520physical therapy licensing board to comply with the investigative and adverse action reporting |
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550 | 550 | | 521requirements of this act prior to the effective date of withdrawal. |
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551 | 551 | | 522 D. Nothing contained in this compact shall be construed to invalidate or prevent any |
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552 | 552 | | 523physical therapy licensure agreement or other cooperative arrangement between a member state |
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553 | 553 | | 524and a non-member state that does not conflict with the provisions of this compact. |
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554 | 554 | | 525 E. This compact may be amended by the member states. No amendment to this |
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555 | 555 | | 526compact shall become effective and binding upon any member state until it is enacted into the |
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556 | 556 | | 527laws of all member states. |
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557 | 557 | | 528 Section 12. CONSTRUCTION AND SEVERABILITY 28 of 28 |
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558 | 558 | | 529 This compact shall be liberally construed so as to effectuate the purposes thereof. The |
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559 | 559 | | 530provisions of this compact shall be severable and if any phrase, clause, sentence or provision of |
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560 | 560 | | 531this compact is declared to be contrary to the constitution of any party state or of the United |
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561 | 561 | | 532States or the applicability thereof to any government, agency, person or circumstance is held |
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562 | 562 | | 533invalid, the validity of the remainder of this compact and the applicability thereof to any |
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563 | 563 | | 534government, agency, person or circumstance shall not be affected thereby. If this compact shall |
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564 | 564 | | 535be held contrary to the constitution of any party state, the compact shall remain in full force and |
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565 | 565 | | 536effect as to the remaining party states and in full force and effect as to the party state affected as |
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566 | 566 | | 537to all severable matters. |
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