Printed on recycled paper 132nd MAINE LEGISLATURE FIRST SPECIAL SESSION-2025 Legislative Document No. 1854H.P. 1238House of Representatives, April 30, 2025 An Act to Require the Board of Counseling Professionals Licensure, Board of Dental Practice, Board of Speech, Audiology and Hearing and Board of Occupational Therapy Practice to Obtain Fingerprint- based Federal Bureau of Investigation Criminal Background Checks for Initial Applicants and Licensees Seeking Compact Privileges Submitted by the Department of Professional and Financial Regulation pursuant to Joint Rule 204. Reference to the Committee on Health Coverage, Insurance and Financial Services suggested and ordered printed. ROBERT B. HUNT Clerk Presented by Representative MATHIESON of Kittery. Page 1 - 132LR0633(01) 1 2 is enacted to read: 3 CC. Who is an applicant for licensure as an occupational therapist or an occupational 4 therapy assistant with the Board of Occupational Therapy Practice, or who is a licensed 5 occupational therapist or a licensed occupational therapy assistant seeking a compact 6 privilege, as required under Title 32, section 2279-A. 7 is enacted to read: 8 DD. Who is an applicant for licensure as a clinical professional counselor or a marriage 9 and family therapist with the Board of Counseling Professionals Licensure, or who is 10 a licensed clinical professional counselor or licensed marriage and family therapist 11 seeking a compact privilege, as required under Title 32, section 13858-A. 12 is enacted to read: 13 EE. Who is an applicant for licensure as an audiologist or a speech-language 14 pathologist with the Board of Speech, Audiology and Hearing, or who is a licensed 15 audiologist or licensed speech-language pathologist seeking a compact privilege, as 16 required under Title 32, section 17301-A. 17 is enacted to read: 18 FF. Who is an applicant for licensure as a dentist or a dental hygienist with the Board 19 of Dental Practice, or who is a licensed dentist or licensed dental hygienist seeking a 20 compact privilege, as required under Title 32, section 18341-A. 21 is enacted to read: 22 BB. The State Police shall take or cause to be taken the fingerprints of the person 23 named in subsection 1, paragraph CC at the request of that person or the Board of 24 Occupational Therapy Practice and upon payment of the fee by that person as required 25 by Title 32, section 2279-A. 26 is enacted to read: 27 CC. The State Police shall take or cause to be taken the fingerprints of the person 28 named in subsection 1, paragraph DD at the request of that person or the Board of 29 Counseling Professionals Licensure and upon payment of the fee by that person as 30 required by Title 32, section 13858-A. 31 is enacted to read: 32 DD. The State Police shall take or cause to be taken the fingerprints of the person 33 named in subsection 1, paragraph EE at the request of that person or the Board of 34 Speech, Audiology and Hearing and upon payment of the fee by that person as required 35 by Title 32, section 17301-A. 36 is enacted to read: 37 EE. The State Police shall take or cause to be taken the fingerprints of the person 38 named in subsection 1, paragraph FF at the request of that person or the Board of Dental 39 Practice and upon payment of the fee by that person as required by Title 32, section 40 18341-A. Page 2 - 132LR0633(01) 1 is enacted to read: 2 3 The board shall request a background check for each person 4 who submits an application for initial licensure or licensure by endorsement as an 5 occupational therapist or an occupational therapy assistant under this chapter. The board 6 shall request a background check for each licensed occupational therapist or licensed 7 occupational therapy assistant who applies for an initial compact privilege and designates 8 this State as the applicant's home state. The background check must include criminal 9 history record information obtained from the Maine Criminal Justice Information System, 10 established in Title 16, section 631, and the Federal Bureau of Investigation. 11 A. The criminal history record information obtained from the Maine Criminal Justice 12 Information System must include public criminal history record information as defined 13 in Title 16, section 703, subsection 8. 14 B. The criminal history record information obtained from the Federal Bureau of 15 Investigation must include other state and national criminal history record information. 16 C. An applicant or licensee shall submit to having fingerprints taken. The Department 17 of Public Safety, Bureau of State Police, upon payment by the applicant or licensee of 18 a fee established by the board, shall take or cause to be taken the applicant's or licensee's 19 fingerprints and shall forward the fingerprints to the Department of Public Safety, 20 Bureau of State Police, State Bureau of Identification so that the State Bureau of 21 Identification can conduct state and national criminal history record checks. Except for 22 the portion of the payment, if any, that constitutes the processing fee charged by the 23 Federal Bureau of Investigation, all money received by the Bureau of State Police for 24 purposes of this paragraph must be paid to the Treasurer of State. The money must be 25 applied to the expenses of administration incurred by the Department of Public Safety. 26 Any person who fails to transmit criminal fingerprint records to the State Bureau of 27 Identification pursuant to this paragraph is subject to the provisions of Title 25, section 28 1550. 29 D. The subject of a Federal Bureau of Investigation criminal history record check may 30 obtain a copy of the criminal history record check by following the procedures outlined 31 in 28 Code of Federal Regulations, Sections 16.32 and 16.33. The subject of a state 32 criminal history record check may inspect and review the criminal history record 33 information pursuant to Title 16, section 709. 34 E. State and federal criminal history record information of an applicant for an 35 occupational therapist or occupational therapy assistant license may be used by the 36 board for the purpose of screening the applicant. State and federal criminal history 37 record information of a licensed occupational therapist or licensed occupational 38 therapy assistant seeking an initial compact privilege may be used by the board for the 39 purpose of taking disciplinary action against the licensee. A board action against an 40 applicant for licensure or a licensee under this subsection is subject to the provisions 41 of Title 5, chapter 341. 42 F. Information obtained pursuant to this subsection is confidential. The results of 43 background checks received by the board are for official use only and may not be Page 3 - 132LR0633(01) 44 disseminated to the Occupational Therapy Compact Commission established under 45 section 2294 or to any other person. 3 G. An individual whose license has expired and who has not applied for renewal may 4 request in writing that the Department of Public Safety, Bureau of State Police, State 5 Bureau of Identification remove the individual's fingerprints from the bureau's 6 fingerprint file. In response to a written request, the bureau shall remove the 7 individual's fingerprints from the fingerprint file and provide written confirmation of 8 that removal. 9 The board, following consultation with the Department of Public Safety, 10 Bureau of State Police, State Bureau of Identification, may adopt rules to implement this 11 section. Rules adopted pursuant to this subsection are routine technical rules as defined in 12 Title 5, chapter 375, subchapter 2-A. 13 is enacted to read: 14 15 The board shall request a background check for each person 16 who submits an application for initial licensure or licensure by endorsement as a clinical 17 professional counselor or a marriage and family therapist under this chapter. The board 18 shall request a background check for each licensed clinical professional counselor or 19 licensed marriage and family therapist who applies for an initial compact privilege and 20 designates this State as the applicant's home state. The background check must include 21 criminal history record information obtained from the Maine Criminal Justice Information 22 System, established in Title 16, section 631, and the Federal Bureau of Investigation. 23 A. The criminal history record information obtained from the Maine Criminal Justice 24 Information System must include public criminal history record information as defined 25 in Title 16, section 703, subsection 8. 26 B. The criminal history record information obtained from the Federal Bureau of 27 Investigation must include other state and national criminal history record information. 28 C. An applicant or licensee shall submit to having fingerprints taken. The Department 29 of Public Safety, Bureau of State Police, upon payment by the applicant or licensee of 30 a fee established by the board, shall take or cause to be taken the applicant's or licensee's 31 fingerprints and shall forward the fingerprints to the Department of Public Safety, 32 Bureau of State Police, State Bureau of Identification so that the State Bureau of 33 Identification can conduct state and national criminal history record checks. Except for 34 the portion of the payment, if any, that constitutes the processing fee charged by the 35 Federal Bureau of Investigation, all money received by the Bureau of State Police for 36 purposes of this paragraph must be paid to the Treasurer of State. The money must be 37 applied to the expenses of administration incurred by the Department of Public Safety. 38 Any person who fails to transmit criminal fingerprint records to the State Bureau of 39 Identification pursuant to this paragraph is subject to the provisions of Title 25, section 40 1550. 41 D. The subject of a Federal Bureau of Investigation criminal history record check may 42 obtain a copy of the criminal history record check by following the procedures outlined 43 in 28 Code of Federal Regulations, Sections 16.32 and 16.33. The subject of a state 1 2 Page 4 - 132LR0633(01) 44 criminal history record check may inspect and review the criminal history record 45 information pursuant to Title 16, section 709. 3 E. State and federal criminal history record information of an applicant for a clinical 4 professional counselor license or a marriage and family therapist license may be used 5 by the board for the purpose of screening the applicant. State and federal criminal 6 history record information of a licensed clinical professional counselor or a licensed 7 marriage and family therapist seeking an initial compact privilege may be used by the 8 board for the purpose of taking disciplinary action against the licensee. A board action 9 against an applicant for licensure or a licensee under this subsection is subject to the 10 provisions of Title 5, chapter 341. 11 F. Information obtained pursuant to this subsection is confidential. The results of 12 background checks received by the board are for official use only and may not be 13 disseminated to the counseling compact commission established under section 18560 14 or to any other person. 15 G. An individual whose license has expired and who has not applied for renewal may 16 request in writing that the Department of Public Safety, Bureau of State Police, State 17 Bureau of Identification remove the individual's fingerprints from the bureau's 18 fingerprint file. In response to a written request, the bureau shall remove the 19 individual's fingerprints from the fingerprint file and provide written confirmation of 20 that removal. 21 The board, following consultation with the Department of Public Safety, 22 Bureau of State Police, State Bureau of Identification, may adopt rules to implement this 23 section. Rules adopted pursuant to this subsection are routine technical rules as defined in 24 Title 5, chapter 375, subchapter 2-A. 25 is enacted to read: 26 27 28 who submits an application for initial licensure or licensure by endorsement as an 29 audiologist or speech-language pathologist under this chapter. The board shall request a 30 background check for each licensed audiologist or licensed speech-language pathologist 31 who applies for an initial compact privilege and designates this State as the applicant's 32 home state. The background check must include criminal history record information 33 obtained from the Maine Criminal Justice Information System, established in Title 16, 34 section 631, and the Federal Bureau of Investigation. 35 A. The criminal history record information obtained from the Maine Criminal Justice 36 Information System must include public criminal history record information as defined 37 in Title 16, section 703, subsection 8. 38 B. The criminal history record information obtained from the Federal Bureau of 39 Investigation must include other state and national criminal history record information. 40 C. An applicant or licensee shall submit to having fingerprints taken. The Department 41 of Public Safety, Bureau of State Police, upon payment by the applicant or licensee of 42 a fee established by the board, shall take or cause to be taken the applicant's or licensee's 43 fingerprints and shall forward the fingerprints to the Department of Public Safety, 44 Bureau of State Police, State Bureau of Identification so that the State Bureau of 1 2 Page 5 - 132LR0633(01) 45 Identification can conduct state and national criminal history record checks. Except for 46 the portion of the payment, if any, that constitutes the processing fee charged by the 47 Federal Bureau of Investigation, all money received by the Bureau of State Police for 48 purposes of this paragraph must be paid to the Treasurer of State. The money must be 49 applied to the expenses of administration incurred by the Department of Public Safety. 50 Any person who fails to transmit criminal fingerprint records to the State Bureau of 51 Identification pursuant to this paragraph is subject to the provisions of Title 25, section 52 1550. 9 D. The subject of a Federal Bureau of Investigation criminal history record check may 10 obtain a copy of the criminal history record check by following the procedures outlined 11 in 28 Code of Federal Regulations, Sections 16.32 and 16.33. The subject of a state 12 criminal history record check may inspect and review the criminal history record 13 information pursuant to Title 16, section 709. 14 E. State and federal criminal history record information of an applicant for an 15 audiologist license or a speech-language pathologist license may be used by the board 16 for the purpose of screening the applicant. State and federal criminal history record 17 information of a licensed audiologist or licensed speech-language pathologist seeking 18 an initial compact privilege may be used by the board for the purpose of taking 19 disciplinary action against the licensee. A board action against an applicant for 20 licensure or a licensee under this subsection is subject to the provisions of Title 5, 21 chapter 341. 22 F. Information obtained pursuant to this subsection is confidential. The results of 23 background checks received by the board are for official use only and may not be 24 disseminated to the Audiology and Speech-Language Pathology Compact Commission 25 established under section 17508 or to any other person. 26 G. An individual whose license has expired and who has not applied for renewal may 27 request in writing that the Department of Public Safety, Bureau of State Police, State 28 Bureau of Identification remove the individual's fingerprints from the bureau's 29 fingerprint file. In response to a written request, the bureau shall remove the 30 individual's fingerprints from the fingerprint file and provide written confirmation of 31 that removal. 32 The board, following consultation with the Department of Public Safety, 33 Bureau of State Police, State Bureau of Identification, may adopt rules to implement this 34 section. Rules adopted pursuant to this subsection are routine technical rules as defined in 35 Title 5, chapter 375, subchapter 2-A. 36 is enacted to read: 37 38 The board shall request a background check for each person 39 who submits an application for initial licensure or licensure by endorsement as a dentist or 40 a dental hygienist under this chapter. The board shall request a background check for each 41 licensed dentist or licensed dental hygienist who applies for an initial compact privilege 42 and designates this State as the applicant's home state. The background check must include 43 criminal history record information obtained from the Maine Criminal Justice Information 44 System, established in Title 16, section 631, and the Federal Bureau of Investigation. 1 2 3 4 5 6 7 8 Page 6 - 132LR0633(01) 1 A. The criminal history record information obtained from the Maine Criminal Justice 2 Information System must include public criminal history record information as defined 3 in Title 16, section 703, subsection 8. 4 B. The criminal history record information obtained from the Federal Bureau of 5 Investigation must include other state and national criminal history record information. 6 C. An applicant or licensee shall submit to having fingerprints taken. The Department 7 of Public Safety, Bureau of State Police, upon payment by the applicant or licensee of 8 a fee established by the board, shall take or cause to be taken the applicant's or licensee's 9 fingerprints and shall forward the fingerprints to the Department of Public Safety, 10 Bureau of State Police, State Bureau of Identification so that the State Bureau of 11 Identification can conduct state and national criminal history record checks. Except for 12 the portion of the payment, if any, that constitutes the processing fee charged by the 13 Federal Bureau of Investigation, all money received by the Bureau of State Police for 14 purposes of this paragraph must be paid to the Treasurer of State. The money must be 15 applied to the expenses of administration incurred by the Department of Public Safety. 16 Any person who fails to transmit criminal fingerprint records to the State Bureau of 17 Identification pursuant to this paragraph is subject to the provisions of Title 25, section 18 1550. 19 D. The subject of a Federal Bureau of Investigation criminal history record check may 20 obtain a copy of the criminal history record check by following the procedures outlined 21 in 28 Code of Federal Regulations, Sections 16.32 and 16.33. The subject of a state 22 criminal history record check may inspect and review the criminal history record 23 information pursuant to Title 16, section 709. 24 E. State and federal criminal history record information of an applicant for a dentist 25 license or a dental hygienist license may be used by the board for the purpose of 26 screening the applicant. State and federal criminal history record information of a 27 licensed dentist or licensed dental hygienist seeking an initial compact privilege may 28 be used by the board for the purpose of taking disciplinary action against the licensee. 29 A board action against an applicant for licensure or a licensee under this subsection is 30 subject to the provisions of Title 5, chapter 341. 31 F. Information obtained pursuant to this subsection is confidential. The results of 32 background checks received by the board are for official use only and may not be 33 disseminated to the dentist and dental hygienist compact commission established under 34 section 18438 or to any other person. 35 G. An individual whose license has expired and who has not applied for renewal may 36 request in writing that the Department of Public Safety, Bureau of State Police, State 37 Bureau of Identification remove the individual's fingerprints from the bureau's 38 fingerprint file. In response to a written request, the bureau shall remove the 39 individual's fingerprints from the fingerprint file and provide written confirmation of 40 that removal. 41 The board, following consultation with the Department of Public Safety, 42 Bureau of State Police, State Bureau of Identification, may adopt rules to implement this 43 section. Rules adopted pursuant to this subsection are routine technical rules as defined in 44 Title 5, chapter 375, subchapter 2-A. Page 7 - 132LR0633(01) 1 2 This bill requires the Department of Professional and Financial Regulation, Office of 3 Professional and Occupational Regulation, Board of Counseling Professionals Licensure, 4 Board of Dental Practice, Board of Speech, Audiology and Hearing and Board of 5 Occupational Therapy Practice to obtain national and state fingerprint-based criminal 6 history record information for certain applicants for initial licensure and licensure by 7 endorsement by each board as well as for those licensees seeking a compact privilege who 8 have designated this State as the applicant's home state. 2 3 4 5 6 7 8