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28 | 28 | | SENATE BILL 433 |
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29 | 29 | | 57 |
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30 | 30 | | TH LEGISLATURE |
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31 | 31 | | - |
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32 | 32 | | |
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33 | 33 | | STATE |
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34 | 34 | | |
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35 | 35 | | OF |
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36 | 36 | | |
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37 | 37 | | NEW |
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38 | 38 | | |
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39 | 39 | | MEXICO |
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40 | 40 | | |
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41 | 41 | | - |
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42 | 42 | | FIRST SESSION |
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43 | 43 | | , |
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44 | 44 | | |
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45 | 45 | | 2025 |
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46 | 46 | | INTRODUCED BY |
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47 | 47 | | Harold Pope |
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48 | 48 | | AN ACT |
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49 | 49 | | RELATING TO INTERGOVERNMENTAL AGREEMENTS; ENACTING THE DENTIST |
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50 | 50 | | AND DENTAL HYGIENIST INTERSTATE COMPACT. |
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51 | 51 | | BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF NEW MEXICO: |
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52 | 52 | | SECTION 1. [NEW MATERIAL] SHORT TITLE.--This act may be |
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53 | 53 | | cited as the "Dentist and Dental Hygienist Interstate Compact". |
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54 | 54 | | SECTION 2. [NEW MATERIAL] PURPOSE.--The purposes of this |
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55 | 55 | | compact are to facilitate the interstate practice of dentistry |
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56 | 56 | | and dental hygiene and improve public access to dentistry and |
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57 | 57 | | dental hygiene services by providing dentists and dental |
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58 | 58 | | hygienists licensed in a participating state the ability to |
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59 | 59 | | practice in participating states in which they are not |
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60 | 60 | | licensed. The compact does this by establishing a pathway for |
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61 | 61 | | a dentists and dental hygienists licensed in a participating |
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62 | 62 | | state to obtain a compact privilege that authorizes them to |
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63 | 63 | | .229638.1 underscored material = new |
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90 | 90 | | practice in another participating state in which they are not |
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91 | 91 | | licensed. The compact enables participating states to protect |
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92 | 92 | | the public health and safety with respect to the practice of |
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93 | 93 | | such dentists and dental hygienists through the state's |
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94 | 94 | | authority to regulate the practice of dentistry and dental |
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95 | 95 | | hygiene in the state. The compact: |
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96 | 96 | | A. enables dentists and dental hygienists who |
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97 | 97 | | qualify for a compact privilege to practice in other |
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98 | 98 | | participating states without satisfying burdensome and |
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99 | 99 | | duplicative requirements associated with securing a license to |
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100 | 100 | | practice in those states; |
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101 | 101 | | B. promotes mobility and addresses workforce |
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102 | 102 | | shortages through each participating state's acceptance of a |
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103 | 103 | | compact privilege to practice in that state; |
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104 | 104 | | C. increases public access to qualified, licensed |
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105 | 105 | | dentists and dental hygienists by creating a responsible, |
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106 | 106 | | streamlined pathway for licensees to practice in participating |
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107 | 107 | | states; |
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108 | 108 | | D. enhances the ability of participating states to |
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109 | 109 | | protect the public's health and safety; |
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110 | 110 | | E. does not interfere with licensure requirements |
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111 | 111 | | established by a participating state; |
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112 | 112 | | F. facilitates the sharing of licensure and |
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113 | 113 | | disciplinary information among participating states; |
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114 | 114 | | G. requires dentists and dental hygienists who |
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115 | 115 | | .229638.1 |
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143 | 143 | | practice in a participating state pursuant to a compact |
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144 | 144 | | privilege to practice within the scope of practice authorized |
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145 | 145 | | in that state; |
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146 | 146 | | H. extends the authority of a participating state |
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147 | 147 | | to regulate the practice of dentistry and dental hygiene within |
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148 | 148 | | its borders to dentists and dental hygienists who practice in |
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149 | 149 | | the state through a compact privilege; |
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150 | 150 | | I. promotes the cooperation of a participating |
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151 | 151 | | state in regulating the practice of dentistry and dental |
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152 | 152 | | hygiene within participating states; and |
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153 | 153 | | J. facilitates the relocation of military members |
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154 | 154 | | and their spouses who are licensed to practice dentistry or |
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155 | 155 | | dental hygiene." |
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156 | 156 | | SECTION 3. [NEW MATERIAL] DEFINITIONS.--As used in the |
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157 | 157 | | Dentist and Dental Hygienist Interstate Compact, unless the |
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158 | 158 | | context requires otherwise, the following definitions apply: |
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159 | 159 | | A. "active military member" means a person with |
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160 | 160 | | full-time duty status in the armed forces of the United States, |
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161 | 161 | | including members of the national guard and reserve; |
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162 | 162 | | B. "adverse action" means disciplinary action or |
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163 | 163 | | encumbrance imposed on a license or compact privilege by a |
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164 | 164 | | state licensing authority; |
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165 | 165 | | C. "alternative program" means a non-disciplinary |
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166 | 166 | | monitoring or practice remediation process applicable to a |
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167 | 167 | | dentist or dental hygienist approved by a state licensing |
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168 | 168 | | .229638.1 |
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196 | 196 | | authority of a participating state in which the dentist or |
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197 | 197 | | dental hygienist is licensed, including programs to which |
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198 | 198 | | licensees with substance abuse or addiction issues are referred |
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199 | 199 | | in lieu of adverse action; |
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200 | 200 | | D. "clinical assessment" means an examination or |
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201 | 201 | | process required for licensure as a dentist or dental |
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202 | 202 | | hygienist, as applicable, that provides evidence of clinical |
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203 | 203 | | competence in dentistry or dental hygiene; |
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204 | 204 | | E. "commissioner" means an individual appointed by |
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205 | 205 | | a participating state to serve as a member of the commission |
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206 | 206 | | for that participating state; |
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207 | 207 | | F. "compact" means the Dentist and Dental Hygienist |
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208 | 208 | | Interstate Compact; |
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209 | 209 | | G. "compact privilege" means the authorization |
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210 | 210 | | granted by a remote state to allow a licensee from a |
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211 | 211 | | participating state to practice as a dentist or a dental |
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212 | 212 | | hygienist in a remote state; |
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213 | 213 | | H. "continuing professional development" means a |
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214 | 214 | | requirement as a condition of license renewal to provide |
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215 | 215 | | evidence of successful participation in educational or |
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216 | 216 | | professional activities relevant to practice or area of work; |
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217 | 217 | | I. "criminal background check" means the submission |
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218 | 218 | | of fingerprints or other biometric-based information for a |
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219 | 219 | | license applicant for the purpose of obtaining that applicant's |
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220 | 220 | | criminal history record information, as defined in 28 C.F.R. |
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221 | 221 | | .229638.1 |
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249 | 249 | | Section 20.3(d) from the federal bureau of investigation and |
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250 | 250 | | the state's criminal history record repository as defined in 28 |
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251 | 251 | | C.F.R. Section 20.3; |
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252 | 252 | | J. "data system" means the commission's repository |
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253 | 253 | | of information about licensees, including examination, |
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254 | 254 | | licensure, investigative, compact privilege, adverse action and |
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255 | 255 | | alternative program information; |
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256 | 256 | | K. "dental hygienist" means an individual who is |
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257 | 257 | | licensed by a state licensing authority to practice dental |
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258 | 258 | | hygiene; |
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259 | 259 | | L. "dentist" means an individual who is licensed by |
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260 | 260 | | a state licensing authority to practice dentistry; |
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261 | 261 | | M. "dentist and dental hygienist compact |
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262 | 262 | | commission" or "commission" means a joint government agency |
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263 | 263 | | established by this compact composed of each participating |
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264 | 264 | | state and a national administrative body composed of a |
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265 | 265 | | commissioner from each participating state; |
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266 | 266 | | N. "encumbered license" means a license that a |
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267 | 267 | | state licensing authority has limited in a way other than |
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268 | 268 | | through an alternative program; |
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269 | 269 | | O. "executive board" means the chair, vice chair, |
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270 | 270 | | secretary and treasurer and any other commissioners as may be |
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271 | 271 | | determined by commission rule or bylaw; |
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272 | 272 | | P. "jurisprudence requirement" means the assessment |
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273 | 273 | | of an individual's knowledge of the laws and rules governing |
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274 | 274 | | .229638.1 |
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302 | 302 | | the practice of dentistry or dental hygiene, as applicable, in |
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303 | 303 | | a state; |
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304 | 304 | | Q. "license" means current authorization by a |
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305 | 305 | | state, other than authorization pursuant to a compact |
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306 | 306 | | privilege, or other privilege for an individual to practice as |
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307 | 307 | | a dentist or dental hygienist in that state; |
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308 | 308 | | R. "licensee" means an individual who holds an |
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309 | 309 | | unrestricted license from a participating state to practice as |
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310 | 310 | | a dentist or dental hygienist in that state; |
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311 | 311 | | S. "model compact" means the model for the Dentist |
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312 | 312 | | and Dental Hygienist Interstate Compact on file with the |
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313 | 313 | | council of state governments or other entity as designated by |
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314 | 314 | | the commission; |
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315 | 315 | | T. "participating state" means a state that has |
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316 | 316 | | enacted the Dentist and Dental Hygienist Interstate Compact and |
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317 | 317 | | been admitted to the commission in accordance with the |
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318 | 318 | | provisions of this compact and commission rules; |
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319 | 319 | | U. "qualifying license" means a license that is not |
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320 | 320 | | an encumbered license issued by a participating state to |
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321 | 321 | | practice dentistry or dental hygiene; |
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322 | 322 | | V. "remote state" means a participating state where |
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323 | 323 | | a licensee who is not licensed as a dentist or dental hygienist |
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324 | 324 | | is exercising or seeking to exercise the compact privilege; |
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325 | 325 | | W. "rule" means a regulation promulgated by an |
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326 | 326 | | entity that has the force of law; |
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327 | 327 | | .229638.1 |
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355 | 355 | | X. "scope of practice" means the procedures, |
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356 | 356 | | actions and processes that a dentist or dental hygienist |
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357 | 357 | | licensed in a state is permitted to undertake in that state and |
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358 | 358 | | the circumstances under which a licensee is permitted to |
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359 | 359 | | undertake those procedures, actions and processes, which may be |
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360 | 360 | | established through means including statute, regulations, case |
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361 | 361 | | law and other processes available to the state licensing |
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362 | 362 | | authority or other government agency; |
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363 | 363 | | Y. "significant investigative information" means |
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364 | 364 | | information, records and documents received or generated by a |
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365 | 365 | | state licensing authority pursuant to an investigation for |
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366 | 366 | | which a determination has been made that there is probable |
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367 | 367 | | cause to believe that a licensee has violated a statute or |
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368 | 368 | | regulation that is considered more than a minor infraction for |
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369 | 369 | | which the state licensing authority could pursue adverse action |
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370 | 370 | | against the licensee; |
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371 | 371 | | Z. "state" means any state, commonwealth, district |
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372 | 372 | | or territory of the United States of America that regulates the |
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373 | 373 | | practices of dentistry and dental hygiene; and |
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374 | 374 | | AA. "state licensing authority" means an agency or |
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375 | 375 | | other entity of a state that is responsible for the licensing |
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376 | 376 | | and regulation of dentists or dental hygienists. |
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377 | 377 | | SECTION 4. [NEW MATERIAL] STATE PARTICIPATION IN THE |
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378 | 378 | | COMPACT.-- |
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379 | 379 | | A. In order to join the compact and thereafter |
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380 | 380 | | .229638.1 |
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408 | 408 | | continue as a participating state, a state shall: |
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409 | 409 | | (1) enact a compact that is not materially |
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410 | 410 | | different from the model compact as determined in accordance |
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411 | 411 | | with commission rules; |
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412 | 412 | | (2) participate fully in the commission's data |
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413 | 413 | | system; |
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414 | 414 | | (3) have a mechanism in place for receiving |
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415 | 415 | | and investigating complaints about licensees and license |
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416 | 416 | | applicants; |
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417 | 417 | | (4) notify the commission, in compliance with |
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418 | 418 | | the terms of the compact and commission rules, of any adverse |
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419 | 419 | | action or the availability of significant investigative |
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420 | 420 | | information regarding a licensee or license applicant; |
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421 | 421 | | (5) fully implement a criminal background |
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422 | 422 | | check requirement, within a time frame established by |
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423 | 423 | | commission rule, by receiving the results of a qualifying |
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424 | 424 | | criminal background check; |
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425 | 425 | | (6) comply with the commission rules |
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426 | 426 | | applicable to a participating state; |
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427 | 427 | | (7) accept the national board examinations of |
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428 | 428 | | the joint commission on national dental examinations or another |
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429 | 429 | | examination accepted by commission rule as a licensure |
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430 | 430 | | examination; |
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431 | 431 | | (8) accept for licensure that applicants for a |
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432 | 432 | | dental license graduate from a predoctoral dental education |
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433 | 433 | | .229638.1 |
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461 | 461 | | program accredited by the commission on dental accreditation or |
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462 | 462 | | another accrediting agency recognized by the United States |
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463 | 463 | | department of education for the accreditation of dentistry and |
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464 | 464 | | dental hygiene education programs, leading to the doctor of |
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465 | 465 | | dental surgery or doctor of dental medicine degree; |
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466 | 466 | | (9) accept for licensure that applicants for a |
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467 | 467 | | dental hygiene license graduate from a dental hygiene education |
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468 | 468 | | program accredited by the commission on dental accreditation or |
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469 | 469 | | another accrediting agency recognized by the United States |
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470 | 470 | | department of education for the accreditation of dentistry and |
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471 | 471 | | dental hygiene education programs; |
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472 | 472 | | (10) require for licensure that applicants |
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473 | 473 | | successfully complete a clinical assessment; |
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474 | 474 | | (11) have continuing professional development |
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475 | 475 | | requirements as a condition for license renewal; and |
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476 | 476 | | (12) pay a participation fee for the |
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477 | 477 | | commission as established by commission rule. |
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478 | 478 | | B. Providing alternative pathways for an individual |
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479 | 479 | | to obtain an unrestricted license does not disqualify a state |
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480 | 480 | | from participating in the compact. |
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481 | 481 | | C. When conducting a criminal background check, the |
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482 | 482 | | state licensing authority shall: |
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483 | 483 | | (1) consider that criminal background |
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484 | 484 | | information in making a licensure decision; |
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485 | 485 | | (2) maintain documentation of completion of a |
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486 | 486 | | .229638.1 |
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487 | 487 | | - 9 - underscored material = new |
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488 | 488 | | [bracketed material] = delete |
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514 | 514 | | criminal background check and criminal background information to |
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515 | 515 | | the extent allowed by state and federal law; and |
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516 | 516 | | (3) report to the commission whether it has |
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517 | 517 | | completed a criminal background check and whether the individual |
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518 | 518 | | was granted or denied a license. |
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519 | 519 | | D. A licensee of a participating state who has a |
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520 | 520 | | qualifying license in that state and does not hold an encumbered |
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521 | 521 | | license in any other participating state shall be issued a |
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522 | 522 | | compact privilege in a remote state in accordance with the |
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523 | 523 | | provisions of the compact and commission rules. If a remote |
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524 | 524 | | state has a jurisprudence requirement, a compact privilege shall |
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525 | 525 | | not be issued to the licensee unless the licensee has satisfied |
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526 | 526 | | the jurisprudence requirement. |
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527 | 527 | | SECTION 5. [NEW MATERIAL] COMPACT PRIVILEGE.-- |
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528 | 528 | | A. To obtain and exercise a compact privilege under |
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529 | 529 | | the terms and provisions of this compact, a licensee shall: |
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530 | 530 | | (1) have a qualifying license as a dentist or |
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531 | 531 | | dental hygienist in a participating state; |
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532 | 532 | | (2) be eligible for a compact privilege in |
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533 | 533 | | accordance with Subsections D, G and H of this section; |
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534 | 534 | | (3) submit to an application process whenever |
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535 | 535 | | the licensee is seeking a compact privilege; |
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536 | 536 | | (4) pay any applicable commission and remote |
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537 | 537 | | state fees for a compact privilege; |
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538 | 538 | | (5) meet any jurisprudence requirement |
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539 | 539 | | .229638.1 |
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567 | 567 | | established by a remote state in which the licensee is seeking a |
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568 | 568 | | compact privilege; |
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569 | 569 | | (6) have passed a national board examination |
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570 | 570 | | of the joint commission on national dental examinations or |
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571 | 571 | | another examination accepted by commission rule; |
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572 | 572 | | (7) for a dentist, have graduated from a |
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573 | 573 | | predoctoral dental education program accredited by the |
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574 | 574 | | commission on dental accreditation or another accrediting agency |
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575 | 575 | | recognized by the United States department of education for the |
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576 | 576 | | accreditation of dentistry and dental hygiene education |
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577 | 577 | | programs, leading to the doctor of dental surgery or doctor of |
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578 | 578 | | dental medicine degree; |
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579 | 579 | | (8) for a dental hygienist, have graduated |
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580 | 580 | | from a dental hygiene education program accredited by the |
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581 | 581 | | commission on dental accreditation or another accrediting agency |
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582 | 582 | | recognized by the United States department of education for the |
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583 | 583 | | accreditation of dentistry and dental hygiene education |
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584 | 584 | | programs; |
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585 | 585 | | (9) have successfully completed a clinical |
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586 | 586 | | assessment for licensure; |
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587 | 587 | | (10) report to the commission adverse action |
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588 | 588 | | taken by any nonparticipating state when applying for a compact |
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589 | 589 | | privilege and otherwise within thirty days from the date the |
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590 | 590 | | adverse action is taken; |
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591 | 591 | | (11) report to the commission when applying |
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592 | 592 | | .229638.1 |
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620 | 620 | | for a compact privilege the address of the licensee's primary |
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621 | 621 | | residence and thereafter immediately report to the commission |
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622 | 622 | | any change in the address of the licensee's primary residence; |
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623 | 623 | | and |
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624 | 624 | | (12) consent to accept service of process by |
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625 | 625 | | mail at the licensee's primary residence on record with the |
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626 | 626 | | commission with respect to any action brought against the |
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627 | 627 | | licensee by the commission or a participating state and consent |
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628 | 628 | | to accept service of a subpoena by mail at the licensee's |
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629 | 629 | | primary residence on record with the commission with respect to |
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630 | 630 | | any action brought or investigation conducted by the commission |
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631 | 631 | | or a participating state. |
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632 | 632 | | B. The licensee shall comply with the requirements |
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633 | 633 | | of Subsection A of this section to maintain the compact |
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634 | 634 | | privilege and, if those requirements are met, the compact |
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635 | 635 | | privilege shall continue as long as the licensee maintains a |
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636 | 636 | | qualifying license in the state through which the licensee |
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637 | 637 | | applied for the compact privilege and pays any applicable |
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638 | 638 | | compact privilege renewal fees. |
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639 | 639 | | C. A licensee providing dentistry or dental hygiene |
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640 | 640 | | in a remote state under the compact privilege shall function |
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641 | 641 | | within the scope of practice authorized by the remote state for |
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642 | 642 | | a dentist or dental hygienist licensed in that state. |
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643 | 643 | | D. A licensee providing dentistry or dental hygiene |
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644 | 644 | | services pursuant to a compact privilege is subject to the |
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645 | 645 | | .229638.1 |
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673 | 673 | | remote state's regulatory authority. A remote state may, in |
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674 | 674 | | accordance with due process and that state's laws, by adverse |
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675 | 675 | | action revoke or remove a licensee's compact privilege for a |
---|
676 | 676 | | specific period of time and impose fines or take any other |
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677 | 677 | | necessary actions to protect the health and safety of its |
---|
678 | 678 | | citizens. If a remote state imposes an adverse action against a |
---|
679 | 679 | | compact privilege that limits the compact privilege, that |
---|
680 | 680 | | adverse action applies to all compact privileges in all remote |
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681 | 681 | | states. A licensee whose compact privilege in a remote state is |
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682 | 682 | | removed for a specified period of time is not eligible for a |
---|
683 | 683 | | compact privilege in any other remote state until the specific |
---|
684 | 684 | | time for removal of the compact privilege has passed and all |
---|
685 | 685 | | encumbrance requirements are satisfied. |
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686 | 686 | | E. If a license in a participating state is an |
---|
687 | 687 | | encumbered license, the licensee shall lose the compact |
---|
688 | 688 | | privilege in a remote state and shall not be eligible for a |
---|
689 | 689 | | compact privilege in any remote state until the license is no |
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690 | 690 | | longer encumbered. |
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691 | 691 | | F. Once an encumbered license in a participating |
---|
692 | 692 | | state is restored to good standing, the licensee must meet the |
---|
693 | 693 | | requirements of Subsection A of this section to obtain a compact |
---|
694 | 694 | | privilege in a remote state. |
---|
695 | 695 | | G. If a licensee's compact privilege in a remote |
---|
696 | 696 | | state is removed by the remote state, the individual shall lose |
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697 | 697 | | or be ineligible for the compact privilege in any remote state |
---|
698 | 698 | | .229638.1 |
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699 | 699 | | - 13 - underscored material = new |
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726 | 726 | | until the following occur: |
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727 | 727 | | (1) the specific period of time for which the |
---|
728 | 728 | | compact privilege was removed has ended; and |
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729 | 729 | | (2) all conditions for removal of the compact |
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730 | 730 | | privilege have been satisfied. |
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731 | 731 | | H. Once the requirements of Subsection G of this |
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732 | 732 | | section have been met, the licensee must meet the requirements |
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733 | 733 | | in Subsection A of this section to obtain a compact privilege in |
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734 | 734 | | a remote state. |
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735 | 735 | | SECTION 6. [NEW MATERIAL] ACTIVE MILITARY MEMBER OR |
---|
736 | 736 | | ACTIVE MILITARY MEMBER'S SPOUSE.--An active military member or |
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737 | 737 | | an active military member's spouse shall not be required to pay |
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738 | 738 | | to the commission for a compact privilege the fee otherwise |
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739 | 739 | | charged by the commission. If a remote state chooses to charge |
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740 | 740 | | a fee for a compact privilege, it may choose to charge a reduced |
---|
741 | 741 | | fee or no fee to an active military member or an active military |
---|
742 | 742 | | member's spouse for a compact privilege. |
---|
743 | 743 | | SECTION 7. [NEW MATERIAL] ADVERSE ACTIONS.-- |
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744 | 744 | | A. A participating state in which a licensee is |
---|
745 | 745 | | licensed shall have exclusive authority to impose adverse action |
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746 | 746 | | against the qualifying license issued by that participating |
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747 | 747 | | state. |
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748 | 748 | | B. A participating state may take adverse action |
---|
749 | 749 | | based on the significant investigative information of a remote |
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750 | 750 | | state, so long as the participating state follows its own |
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751 | 751 | | .229638.1 |
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779 | 779 | | procedures for imposing an adverse action. |
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780 | 780 | | C. Nothing in this compact shall override a |
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781 | 781 | | participating state's decision that participation in an |
---|
782 | 782 | | alternative program may be used in lieu of adverse action and |
---|
783 | 783 | | that such participation shall remain nonpublic if required by |
---|
784 | 784 | | the participating state's laws. Participating states shall |
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785 | 785 | | require licensees who enter any alternative program in lieu of |
---|
786 | 786 | | discipline to agree not to practice pursuant to a compact |
---|
787 | 787 | | privilege in any other participating state during the term of |
---|
788 | 788 | | the alternative program without prior authorization from the |
---|
789 | 789 | | other participating state. |
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790 | 790 | | D. Any participating state in which a licensee is |
---|
791 | 791 | | applying to practice or is practicing pursuant to a compact |
---|
792 | 792 | | privilege may investigate actual or alleged violations of the |
---|
793 | 793 | | statutes and regulations authorizing the practice of dentistry |
---|
794 | 794 | | or dental hygiene in any other participating state in which the |
---|
795 | 795 | | dentist or dental hygienist holds a license or compact |
---|
796 | 796 | | privilege. |
---|
797 | 797 | | E. A remote state may take adverse actions as set |
---|
798 | 798 | | forth in Subsection D of this section against a licensee's |
---|
799 | 799 | | compact privilege in the state. |
---|
800 | 800 | | F. In furtherance of its rights and responsibilities |
---|
801 | 801 | | under the compact and commission rules, issue subpoenas for both |
---|
802 | 802 | | hearings and investigations that require the attendance and |
---|
803 | 803 | | testimony of witnesses and the production of evidence. |
---|
804 | 804 | | .229638.1 |
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832 | 832 | | Subpoenas issued by a state licensing authority in a |
---|
833 | 833 | | participating state for the attendance and testimony of |
---|
834 | 834 | | witnesses, or the production of evidence from another |
---|
835 | 835 | | participating state, shall be enforced in the latter state by |
---|
836 | 836 | | any court of competent jurisdiction, according to the practice |
---|
837 | 837 | | and procedure of that court applicable to subpoenas issued in |
---|
838 | 838 | | proceedings pending before it. The issuing authority shall pay |
---|
839 | 839 | | any witness fees, travel expenses, mileage and other fees |
---|
840 | 840 | | required by the service statutes of the state where the |
---|
841 | 841 | | witnesses or evidence is located. |
---|
842 | 842 | | G. If otherwise permitted by state law, recover from |
---|
843 | 843 | | the licensee the costs of investigations and disposition of |
---|
844 | 844 | | cases resulting from an adverse action taken against that |
---|
845 | 845 | | licensee. |
---|
846 | 846 | | H. The following conditions apply to joint |
---|
847 | 847 | | investigations: |
---|
848 | 848 | | (1) in addition to the authority granted to a |
---|
849 | 849 | | participating state by the state's dentist or dental hygienist |
---|
850 | 850 | | licensure act or other applicable state law, a participating |
---|
851 | 851 | | state may jointly investigate licensees with other participating |
---|
852 | 852 | | states; and |
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853 | 853 | | (2) participating states shall share any |
---|
854 | 854 | | significant investigative information, litigation or |
---|
855 | 855 | | compliance materials in furtherance of a joint or individual |
---|
856 | 856 | | investigation initiated under the compact. |
---|
857 | 857 | | .229638.1 |
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858 | 858 | | - 16 - underscored material = new |
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884 | 884 | | 25 |
---|
885 | 885 | | I. The following conditions apply to the authority |
---|
886 | 886 | | to continue an investigation: |
---|
887 | 887 | | (1) after a licensee's compact privilege in a |
---|
888 | 888 | | remote state is terminated, the remote state may continue an |
---|
889 | 889 | | investigation of the licensee that began when the licensee had a |
---|
890 | 890 | | compact privilege in that remote state; and |
---|
891 | 891 | | (2) if an investigation yields what would be |
---|
892 | 892 | | significant investigative information had the licensee continued |
---|
893 | 893 | | to have a compact privilege in that remote state, the remote |
---|
894 | 894 | | state shall report the presence of that information to the data |
---|
895 | 895 | | system as required by Paragraph (6) of Subsection B of Section 9 |
---|
896 | 896 | | of this compact as if it were significant investigative |
---|
897 | 897 | | information. |
---|
898 | 898 | | SECTION 8. [NEW MATERIAL] ESTABLISHMENT AND OPERATION OF |
---|
899 | 899 | | THE DENTIST AND DENTAL HYGIENIST COMPACT COMMISSION.-- |
---|
900 | 900 | | A. The participating states hereby create and |
---|
901 | 901 | | establish a joint government agency whose membership consists of |
---|
902 | 902 | | all participating states that have enacted the compact. The |
---|
903 | 903 | | "dentist and dental hygienist compact commission" is an |
---|
904 | 904 | | instrumentality of the participating states acting jointly and |
---|
905 | 905 | | not an instrumentality of any one state. The commission shall |
---|
906 | 906 | | come into existence on or after the effective date of the |
---|
907 | 907 | | compact as set forth in Subsection A of Section 12 of this |
---|
908 | 908 | | compact. |
---|
909 | 909 | | B. The following conditions apply to participation, |
---|
910 | 910 | | .229638.1 |
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911 | 911 | | - 17 - underscored material = new |
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937 | 937 | | 25 |
---|
938 | 938 | | voting and meetings: |
---|
939 | 939 | | (1) each participating state shall have one |
---|
940 | 940 | | commissioner selected by the participating state's state |
---|
941 | 941 | | licensing authority or, if the participating state has more than |
---|
942 | 942 | | one state licensing authority, selected collectively by those |
---|
943 | 943 | | state licensing authorities; |
---|
944 | 944 | | (2) a commissioner shall be a member or |
---|
945 | 945 | | designee of the state licensing authority that selected the |
---|
946 | 946 | | commissioner; |
---|
947 | 947 | | (3) the commission may by rule or bylaw |
---|
948 | 948 | | establish a term of office for commissioners and by rule or |
---|
949 | 949 | | bylaw establish term limits; |
---|
950 | 950 | | (4) the commission may recommend to a state |
---|
951 | 951 | | licensing authority removal or suspension of an individual as |
---|
952 | 952 | | the state's commissioner; |
---|
953 | 953 | | (5) a participating state's state licensing |
---|
954 | 954 | | authority or authorities, as applicable, shall fill any vacancy |
---|
955 | 955 | | of its commissioner within sixty days of the vacancy; |
---|
956 | 956 | | (6) each commissioner shall be entitled to one |
---|
957 | 957 | | vote on all matters that are voted upon by the commission; and |
---|
958 | 958 | | (7) the commission shall meet at least once |
---|
959 | 959 | | during each calendar year. |
---|
960 | 960 | | C. The commission may: |
---|
961 | 961 | | (1) establish the fiscal year of the |
---|
962 | 962 | | commission; |
---|
963 | 963 | | .229638.1 |
---|
964 | 964 | | - 18 - underscored material = new |
---|
965 | 965 | | [bracketed material] = delete |
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991 | 991 | | (2) establish code of conduct and conflict of |
---|
992 | 992 | | interest policies; |
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993 | 993 | | (3) adopt rules and bylaws; |
---|
994 | 994 | | (4) maintain its financial records in |
---|
995 | 995 | | accordance with the bylaws; |
---|
996 | 996 | | (5) meet and take such actions as are |
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997 | 997 | | consistent with the provisions of this compact and the |
---|
998 | 998 | | commission's rules and bylaws; |
---|
999 | 999 | | (6) initiate and conclude legal proceedings or |
---|
1000 | 1000 | | actions in the name of the commission; provided that the |
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1001 | 1001 | | standing of any state licensing authority to sue or be sued |
---|
1002 | 1002 | | under applicable law shall not be affected; |
---|
1003 | 1003 | | (7) maintain and certify records and |
---|
1004 | 1004 | | information provided to a participating state as the |
---|
1005 | 1005 | | authenticated business records of the commission and designate |
---|
1006 | 1006 | | an individual to do so on the commission's behalf; |
---|
1007 | 1007 | | (8) purchase and maintain insurance and bonds; |
---|
1008 | 1008 | | (9) borrow, accept or contract for services of |
---|
1009 | 1009 | | personnel, including, but not limited to, employees of a |
---|
1010 | 1010 | | participating state; |
---|
1011 | 1011 | | (10) conduct an annual financial review; |
---|
1012 | 1012 | | (11) hire employees, elect or appoint |
---|
1013 | 1013 | | officers, fix compensation, define duties, grant such |
---|
1014 | 1014 | | individuals appropriate authority to carry out the purposes of |
---|
1015 | 1015 | | the compact and establish the commission's personnel policies |
---|
1016 | 1016 | | .229638.1 |
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1017 | 1017 | | - 19 - underscored material = new |
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1043 | 1043 | | 25 |
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1044 | 1044 | | and programs relating to conflicts of interest, qualifications |
---|
1045 | 1045 | | of personnel and other related personnel matters; |
---|
1046 | 1046 | | (12) as set forth in commission rules, charge |
---|
1047 | 1047 | | a fee to a licensee for the grant of a compact privilege, and |
---|
1048 | 1048 | | thereafter, charge the licensee a compact privilege renewal fee |
---|
1049 | 1049 | | for each renewal period in which that licensee exercises or |
---|
1050 | 1050 | | intends to exercise the compact privilege; provided that nothing |
---|
1051 | 1051 | | in this paragraph shall be construed to prevent a remote state |
---|
1052 | 1052 | | from charging a licensee a fee for a compact privilege or |
---|
1053 | 1053 | | renewals of a compact privilege or a fee for the jurisprudence |
---|
1054 | 1054 | | requirement if the remote state imposes a requirement for the |
---|
1055 | 1055 | | grant of a compact privilege; |
---|
1056 | 1056 | | (13) accept any and all appropriate gifts, |
---|
1057 | 1057 | | donations, grants of money, other sources of revenue, equipment, |
---|
1058 | 1058 | | supplies, materials and services; and receive, use and dispose |
---|
1059 | 1059 | | of the same; provided that at all times the commission shall |
---|
1060 | 1060 | | avoid any appearance of impropriety or conflict of interest; |
---|
1061 | 1061 | | (14) lease, purchase, retain, own, hold, |
---|
1062 | 1062 | | improve or use any property, real, personal or mixed, or any |
---|
1063 | 1063 | | undivided interest in the property; |
---|
1064 | 1064 | | (15) sell, convey, mortgage, pledge, lease, |
---|
1065 | 1065 | | exchange, abandon or otherwise dispose of any property, real, |
---|
1066 | 1066 | | personal or mixed; |
---|
1067 | 1067 | | (16) establish a budget and make expenditures; |
---|
1068 | 1068 | | (17) borrow money; |
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1069 | 1069 | | .229638.1 |
---|
1070 | 1070 | | - 20 - underscored material = new |
---|
1071 | 1071 | | [bracketed material] = delete |
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1093 | 1093 | | 22 |
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1094 | 1094 | | 23 |
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1095 | 1095 | | 24 |
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1096 | 1096 | | 25 |
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1097 | 1097 | | (18) appoint committees, including standing |
---|
1098 | 1098 | | committees, which may be composed of members, state regulators, |
---|
1099 | 1099 | | state legislators or their representatives, consumer |
---|
1100 | 1100 | | representatives and other interested persons as may be |
---|
1101 | 1101 | | designated pursuant to this compact and the commission's bylaws; |
---|
1102 | 1102 | | (19) provide and receive information from and |
---|
1103 | 1103 | | cooperate with law enforcement agencies; |
---|
1104 | 1104 | | (20) elect a chair, vice chair, secretary and |
---|
1105 | 1105 | | treasurer and other officers of the commission as provided in |
---|
1106 | 1106 | | the commission's bylaws; |
---|
1107 | 1107 | | (21) establish and elect an executive board; |
---|
1108 | 1108 | | (22) adopt and provide to the participating |
---|
1109 | 1109 | | states an annual report; |
---|
1110 | 1110 | | (23) determine whether a state's enacted |
---|
1111 | 1111 | | compact is materially different from the model compact language |
---|
1112 | 1112 | | such that the state would not qualify for participation in the |
---|
1113 | 1113 | | compact; and |
---|
1114 | 1114 | | (24) perform other functions as may be |
---|
1115 | 1115 | | necessary or appropriate to achieve the purposes of this |
---|
1116 | 1116 | | compact. |
---|
1117 | 1117 | | D. The following conditions apply to meetings of the |
---|
1118 | 1118 | | commission: |
---|
1119 | 1119 | | (1) all meetings that are not closed pursuant |
---|
1120 | 1120 | | to this subsection shall be open to the public, and notice of |
---|
1121 | 1121 | | public meetings shall be posted on the commission's website at |
---|
1122 | 1122 | | .229638.1 |
---|
1123 | 1123 | | - 21 - underscored material = new |
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1147 | 1147 | | 23 |
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1148 | 1148 | | 24 |
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1149 | 1149 | | 25 |
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1150 | 1150 | | least thirty days prior to the meeting; |
---|
1151 | 1151 | | (2) notwithstanding Paragraph (1) of this |
---|
1152 | 1152 | | subsection, the commission may convene an emergency public |
---|
1153 | 1153 | | meeting by providing at least twenty-four hours' prior notice on |
---|
1154 | 1154 | | the commission's website or any other means pursuant to the |
---|
1155 | 1155 | | commission's rules; provided that the commission's legal counsel |
---|
1156 | 1156 | | certifies that the emergency public meeting was called for a |
---|
1157 | 1157 | | permissible reason for which it may dispense with notice of |
---|
1158 | 1158 | | proposed rulemaking under Subsection H of Section 10 of this |
---|
1159 | 1159 | | compact; |
---|
1160 | 1160 | | (3) notice of all commission meetings shall |
---|
1161 | 1161 | | provide the time, date and location of the meeting, and if the |
---|
1162 | 1162 | | meeting is to be held or accessible via telecommunication, video |
---|
1163 | 1163 | | conference or other electronic means, the notice shall include |
---|
1164 | 1164 | | the mechanism for access to the meeting through such means; and |
---|
1165 | 1165 | | (4) a closed, nonpublic meeting may be held |
---|
1166 | 1166 | | for the commission to receive legal advice or to discuss |
---|
1167 | 1167 | | matters, including: |
---|
1168 | 1168 | | (a) noncompliance of a participating |
---|
1169 | 1169 | | state with its obligations under the compact; |
---|
1170 | 1170 | | (b) the employment, compensation, |
---|
1171 | 1171 | | discipline or other matters, practices or procedures related to |
---|
1172 | 1172 | | specific employees or other matters related to the commission's |
---|
1173 | 1173 | | internal personnel practices and procedures; |
---|
1174 | 1174 | | (c) current or threatened discipline of a |
---|
1175 | 1175 | | .229638.1 |
---|
1176 | 1176 | | - 22 - underscored material = new |
---|
1177 | 1177 | | [bracketed material] = delete |
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1200 | 1200 | | 23 |
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1201 | 1201 | | 24 |
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1202 | 1202 | | 25 |
---|
1203 | 1203 | | licensee or compact privilege holder by the commission or by a |
---|
1204 | 1204 | | participating state's licensing authority; |
---|
1205 | 1205 | | (d) current, threatened or reasonably |
---|
1206 | 1206 | | anticipated litigation; |
---|
1207 | 1207 | | (e) negotiation of contracts for the |
---|
1208 | 1208 | | purchase, lease or sale of goods, services or real estate; |
---|
1209 | 1209 | | (f) accusations that any person of a has |
---|
1210 | 1210 | | committed a crime or the formal censure of any person; |
---|
1211 | 1211 | | (g) trade secrets or commercial or |
---|
1212 | 1212 | | financial information that is privileged or confidential; |
---|
1213 | 1213 | | (h) information of a personal nature |
---|
1214 | 1214 | | where disclosure would constitute a clearly unwarranted invasion |
---|
1215 | 1215 | | of personal privacy; |
---|
1216 | 1216 | | (i) investigative records compiled for |
---|
1217 | 1217 | | law enforcement purposes; |
---|
1218 | 1218 | | (j) information related to an |
---|
1219 | 1219 | | investigative report prepared by or on behalf of or for use of |
---|
1220 | 1220 | | the commission or other committee charged with the |
---|
1221 | 1221 | | responsibility of investigation or determination of compliance |
---|
1222 | 1222 | | issues pursuant to the compact; |
---|
1223 | 1223 | | (k) legal advice; |
---|
1224 | 1224 | | (l) matters specifically exempted from |
---|
1225 | 1225 | | disclosure to the public by federal or participating state law; |
---|
1226 | 1226 | | and |
---|
1227 | 1227 | | (m) other matters as promulgated by the |
---|
1228 | 1228 | | .229638.1 |
---|
1229 | 1229 | | - 23 - underscored material = new |
---|
1230 | 1230 | | [bracketed material] = delete |
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1252 | 1252 | | 22 |
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1253 | 1253 | | 23 |
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1254 | 1254 | | 24 |
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1255 | 1255 | | 25 |
---|
1256 | 1256 | | commission by rule. |
---|
1257 | 1257 | | E. If a meeting or portion of a meeting is closed to |
---|
1258 | 1258 | | the public, the presiding officer shall state that the meeting |
---|
1259 | 1259 | | will be closed and make reference to each relevant exempting |
---|
1260 | 1260 | | provision, and such reference shall be recorded in the meeting's |
---|
1261 | 1261 | | minutes. |
---|
1262 | 1262 | | F. The commission shall keep minutes that fully and |
---|
1263 | 1263 | | clearly describe all matters discussed in a meeting and provide |
---|
1264 | 1264 | | a full and accurate summary of actions taken, and the reasons |
---|
1265 | 1265 | | for the actions, including a description of the views expressed, |
---|
1266 | 1266 | | and all documents considered in connection with an action shall |
---|
1267 | 1267 | | be identified in the minutes, and the minutes and documents of a |
---|
1268 | 1268 | | closed meeting shall remain under seal, subject to release only |
---|
1269 | 1269 | | by a majority vote of the commission or order of a court of |
---|
1270 | 1270 | | competent jurisdiction. |
---|
1271 | 1271 | | G. The financing of the commission shall be carried |
---|
1272 | 1272 | | out as follows. The commission: |
---|
1273 | 1273 | | (1) shall pay, or provide for the payment of, |
---|
1274 | 1274 | | the reasonable expenses of its establishment, organization and |
---|
1275 | 1275 | | ongoing activities; |
---|
1276 | 1276 | | (2) may accept any and all appropriate sources |
---|
1277 | 1277 | | of revenue, donations and grants of money, equipment, supplies, |
---|
1278 | 1278 | | materials and services; |
---|
1279 | 1279 | | (3) may levy on and collect an annual |
---|
1280 | 1280 | | assessment from each participating state and impose fees on |
---|
1281 | 1281 | | .229638.1 |
---|
1282 | 1282 | | - 24 - underscored material = new |
---|
1283 | 1283 | | [bracketed material] = delete |
---|
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---|
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---|
1306 | 1306 | | 23 |
---|
1307 | 1307 | | 24 |
---|
1308 | 1308 | | 25 |
---|
1309 | 1309 | | licensees of participating states when a compact privilege is |
---|
1310 | 1310 | | granted to cover the cost of the operations and activities of |
---|
1311 | 1311 | | the commission and its staff, which must be in a total amount |
---|
1312 | 1312 | | sufficient to cover its annual budget as approved each |
---|
1313 | 1313 | | fiscal year for which sufficient revenue is not provided by |
---|
1314 | 1314 | | other sources with the aggregate annual assessment amount for |
---|
1315 | 1315 | | participating states allocated based upon a formula that the |
---|
1316 | 1316 | | commission shall promulgate by rule; |
---|
1317 | 1317 | | (4) shall not incur obligations of any kind |
---|
1318 | 1318 | | prior to securing the funds adequate to meet the same nor pledge |
---|
1319 | 1319 | | the credit of any participating state, except by and with the |
---|
1320 | 1320 | | authority of the participating state; and |
---|
1321 | 1321 | | (5) shall keep accurate accounts of all |
---|
1322 | 1322 | | receipts and disbursements, subject to the financial review and |
---|
1323 | 1323 | | accounting procedures established under its bylaws and subject |
---|
1324 | 1324 | | to an annual financial review by a certified or licensed public |
---|
1325 | 1325 | | accountant, the report of which shall be included in the annual |
---|
1326 | 1326 | | report of the commission. |
---|
1327 | 1327 | | H. The executive board may act on behalf of the |
---|
1328 | 1328 | | commission according to the terms of this compact. The powers, |
---|
1329 | 1329 | | duties and responsibilities of the executive board include: |
---|
1330 | 1330 | | (1) overseeing the day-to-day activities of |
---|
1331 | 1331 | | the administration of the compact, including compliance with the |
---|
1332 | 1332 | | provisions of the compact and the commission's rules and bylaws; |
---|
1333 | 1333 | | (2) recommending to the commission changes to |
---|
1334 | 1334 | | .229638.1 |
---|
1335 | 1335 | | - 25 - underscored material = new |
---|
1336 | 1336 | | [bracketed material] = delete |
---|
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---|
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---|
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---|
1351 | 1351 | | 15 |
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---|
1353 | 1353 | | 17 |
---|
1354 | 1354 | | 18 |
---|
1355 | 1355 | | 19 |
---|
1356 | 1356 | | 20 |
---|
1357 | 1357 | | 21 |
---|
1358 | 1358 | | 22 |
---|
1359 | 1359 | | 23 |
---|
1360 | 1360 | | 24 |
---|
1361 | 1361 | | 25 |
---|
1362 | 1362 | | the commission's rules or bylaws, changes to the compact |
---|
1363 | 1363 | | legislation, fees charged to participating states, fees charged |
---|
1364 | 1364 | | to licensees and other fees; |
---|
1365 | 1365 | | (3) ensuring that compact administration |
---|
1366 | 1366 | | services are appropriately provided, including by contract; |
---|
1367 | 1367 | | (4) preparing and recommending the budget for |
---|
1368 | 1368 | | the commission; |
---|
1369 | 1369 | | (5) maintaining financial records on behalf of |
---|
1370 | 1370 | | the commission; |
---|
1371 | 1371 | | (6) monitoring compact compliance of |
---|
1372 | 1372 | | participating states and providing compliance reports to the |
---|
1373 | 1373 | | commission; |
---|
1374 | 1374 | | (7) establishing additional committees as |
---|
1375 | 1375 | | necessary; |
---|
1376 | 1376 | | (8) exercising the powers and duties of the |
---|
1377 | 1377 | | commission during the interim period between commission |
---|
1378 | 1378 | | meetings, except for adopting or amending rules, adopting or |
---|
1379 | 1379 | | amending bylaws and exercising any other powers and duties |
---|
1380 | 1380 | | expressly reserved to the commission by rule or bylaw; and |
---|
1381 | 1381 | | (9) other duties as provided in the rules or |
---|
1382 | 1382 | | bylaws of the commission. |
---|
1383 | 1383 | | I. The executive board of the commission shall be |
---|
1384 | 1384 | | composed of up to seven voting members, including: |
---|
1385 | 1385 | | (1) the chair, vice chair, secretary and |
---|
1386 | 1386 | | treasurer; and |
---|
1387 | 1387 | | .229638.1 |
---|
1388 | 1388 | | - 26 - underscored material = new |
---|
1389 | 1389 | | [bracketed material] = delete |
---|
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1391 | 1391 | | 2 |
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1392 | 1392 | | 3 |
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1395 | 1395 | | 6 |
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---|
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---|
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---|
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1409 | 1409 | | 20 |
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1410 | 1410 | | 21 |
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1411 | 1411 | | 22 |
---|
1412 | 1412 | | 23 |
---|
1413 | 1413 | | 24 |
---|
1414 | 1414 | | 25 |
---|
1415 | 1415 | | (2) up to three additional members who may be |
---|
1416 | 1416 | | elected by the commission from the current membership of the |
---|
1417 | 1417 | | commission. |
---|
1418 | 1418 | | J. The executive board of the commission may remove |
---|
1419 | 1419 | | a member of the executive board as provided in the commission's |
---|
1420 | 1420 | | bylaws. |
---|
1421 | 1421 | | K. The executive board of the commission shall meet |
---|
1422 | 1422 | | at least annually and ensure that: |
---|
1423 | 1423 | | (1) meetings at which the executive board of |
---|
1424 | 1424 | | the commission takes or intends to take formal action on a |
---|
1425 | 1425 | | matter be open to the public, except when dealing with any of |
---|
1426 | 1426 | | the matters covered under Paragraph (4) of Subsection D of this |
---|
1427 | 1427 | | section; and |
---|
1428 | 1428 | | (2) five business days' notice of public |
---|
1429 | 1429 | | meetings are provided by posting notice on the commission's |
---|
1430 | 1430 | | website and as it may otherwise determine to provide notice to |
---|
1431 | 1431 | | persons with an interest in the public matters that the |
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1432 | 1432 | | executive board intends to address at those meetings. |
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1433 | 1433 | | L. The executive board of the commission may hold an |
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1434 | 1434 | | emergency meeting when acting for the commission to: |
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1435 | 1435 | | (1) meet an imminent threat to public health, |
---|
1436 | 1436 | | safety or welfare; |
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1437 | 1437 | | (2) prevent a loss of commission or |
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1438 | 1438 | | participating state funds; or |
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1439 | 1439 | | (3) protect public health and safety. |
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1440 | 1440 | | .229638.1 |
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1468 | 1468 | | M. The members, officers, executive director, |
---|
1469 | 1469 | | employees and representatives of the commission shall be immune |
---|
1470 | 1470 | | from suit and liability, both personally and in their official |
---|
1471 | 1471 | | capacity, for any claim for damage to or loss of property or |
---|
1472 | 1472 | | personal injury or other civil liability caused by or arising |
---|
1473 | 1473 | | out of any actual or alleged act, error or omission that |
---|
1474 | 1474 | | occurred or that the person against whom the claim is made had a |
---|
1475 | 1475 | | reasonable basis for believing occurred within the scope of |
---|
1476 | 1476 | | commission employment, duties or responsibilities; provided that |
---|
1477 | 1477 | | nothing in this subsection shall be construed to protect any |
---|
1478 | 1478 | | such person from suit or liability for any damage, loss, injury |
---|
1479 | 1479 | | or liability caused by the intentional or willful or wanton |
---|
1480 | 1480 | | misconduct of that person; and provided further that the |
---|
1481 | 1481 | | procurement of insurance of any type by the commission shall not |
---|
1482 | 1482 | | compromise or limit the immunity granted by this subsection. |
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1483 | 1483 | | N. The commission shall defend any member, officer, |
---|
1484 | 1484 | | executive director, employee or representative of the commission |
---|
1485 | 1485 | | in any civil action seeking to impose liability arising out of |
---|
1486 | 1486 | | any actual or alleged act, error or omission that occurred |
---|
1487 | 1487 | | within the scope of commission employment, duties or |
---|
1488 | 1488 | | responsibilities or as determined by the commission that the |
---|
1489 | 1489 | | person against whom the claim is made had a reasonable basis for |
---|
1490 | 1490 | | believing occurred within the scope of commission employment, |
---|
1491 | 1491 | | duties or responsibilities; provided that nothing in this |
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1492 | 1492 | | subsection shall be construed to prohibit that person from |
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1493 | 1493 | | .229638.1 |
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1521 | 1521 | | retaining the person's own counsel at the person's own expense; |
---|
1522 | 1522 | | and provided further that the actual or alleged act, error or |
---|
1523 | 1523 | | omission did not result from that person's intentional or |
---|
1524 | 1524 | | willful or wanton misconduct. |
---|
1525 | 1525 | | O. Notwithstanding Subsection L of this section, |
---|
1526 | 1526 | | should any member, officer, executive director, employee or |
---|
1527 | 1527 | | representative of the commission be held liable for the amount |
---|
1528 | 1528 | | of any settlement or judgment arising out of any actual or |
---|
1529 | 1529 | | alleged act, error or omission that occurred within the scope of |
---|
1530 | 1530 | | that individual's employment, duties or responsibilities for the |
---|
1531 | 1531 | | commission, or that the person to whom that individual is liable |
---|
1532 | 1532 | | had a reasonable basis for believing occurred within the scope |
---|
1533 | 1533 | | of the individual's employment, duties or responsibilities for |
---|
1534 | 1534 | | the commission, the commission shall indemnify and hold harmless |
---|
1535 | 1535 | | that individual; provided that the actual or alleged act, error |
---|
1536 | 1536 | | or omission did not result from the intentional or willful or |
---|
1537 | 1537 | | wanton misconduct of the individual. |
---|
1538 | 1538 | | P. Nothing in this compact shall be: |
---|
1539 | 1539 | | (1) construed as a limitation on the liability |
---|
1540 | 1540 | | of any licensee for professional malpractice or misconduct, |
---|
1541 | 1541 | | which shall be governed solely by any other applicable state |
---|
1542 | 1542 | | laws; |
---|
1543 | 1543 | | (2) interpreted to waive or otherwise abrogate |
---|
1544 | 1544 | | a participating state's state action immunity or state action |
---|
1545 | 1545 | | affirmative defense with respect to antitrust claims under the |
---|
1546 | 1546 | | .229638.1 |
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1573 | 1573 | | 25 |
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1574 | 1574 | | federal Sherman Act, the federal Clayton Act or any other state |
---|
1575 | 1575 | | or federal antitrust or anti-competitive law or regulation; or |
---|
1576 | 1576 | | (3) construed to be a waiver of sovereign |
---|
1577 | 1577 | | immunity by the participating states or by the commission. |
---|
1578 | 1578 | | SECTION 9. [NEW MATERIAL] DATA SYSTEM.-- |
---|
1579 | 1579 | | A. The commission shall provide for the development, |
---|
1580 | 1580 | | maintenance, operation and use of a coordinated database and |
---|
1581 | 1581 | | reporting system containing licensure and adverse action |
---|
1582 | 1582 | | information and significant investigative information on all |
---|
1583 | 1583 | | licensees and applicants for a license in participating states. |
---|
1584 | 1584 | | B. Notwithstanding any other provision of state law |
---|
1585 | 1585 | | to the contrary, a participating state shall submit a uniform |
---|
1586 | 1586 | | data set to the data system on all individuals to whom this |
---|
1587 | 1587 | | compact is applicable as required by the rules of the |
---|
1588 | 1588 | | commission, including: |
---|
1589 | 1589 | | (1) identifying information; |
---|
1590 | 1590 | | (2) licensure data; |
---|
1591 | 1591 | | (3) adverse actions against a licensee, |
---|
1592 | 1592 | | license applicant or compact privilege and information related |
---|
1593 | 1593 | | thereto; |
---|
1594 | 1594 | | (4) nonconfidential information related to |
---|
1595 | 1595 | | alternative program participation, the beginning and ending |
---|
1596 | 1596 | | dates of such participation and other information related to |
---|
1597 | 1597 | | such participation; |
---|
1598 | 1598 | | (5) any denial of an application for licensure |
---|
1599 | 1599 | | .229638.1 |
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1626 | 1626 | | 25 |
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1627 | 1627 | | and the reasons for such denial, excluding the reporting of any |
---|
1628 | 1628 | | criminal history record information where prohibited by law; |
---|
1629 | 1629 | | (6) the presence of significant investigative |
---|
1630 | 1630 | | information; and |
---|
1631 | 1631 | | (7) other information that may facilitate the |
---|
1632 | 1632 | | administration of this compact or the protection of the public, |
---|
1633 | 1633 | | as determined by the rules of the commission. |
---|
1634 | 1634 | | C. The records and information provided to a |
---|
1635 | 1635 | | participating state pursuant to this compact or through the data |
---|
1636 | 1636 | | system, when certified by the commission or an agent of the |
---|
1637 | 1637 | | commission, constitute the authenticated business records of the |
---|
1638 | 1638 | | commission and shall be entitled to any associated hearsay |
---|
1639 | 1639 | | exception in any relevant judicial, quasi-judicial or |
---|
1640 | 1640 | | administrative proceedings in a participating state. |
---|
1641 | 1641 | | D. Significant investigative information pertaining |
---|
1642 | 1642 | | to a licensee in any participating state shall only be available |
---|
1643 | 1643 | | to other participating states. |
---|
1644 | 1644 | | E. It is the responsibility of the participating |
---|
1645 | 1645 | | states to monitor the database to determine whether adverse |
---|
1646 | 1646 | | action has been taken against a licensee or license applicant. |
---|
1647 | 1647 | | Adverse action information pertaining to a licensee or license |
---|
1648 | 1648 | | applicant in any participating state shall be available to any |
---|
1649 | 1649 | | other participating state. |
---|
1650 | 1650 | | F. Participating states contributing information to |
---|
1651 | 1651 | | the data system may designate information that may not be shared |
---|
1652 | 1652 | | .229638.1 |
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1679 | 1679 | | 25 |
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1680 | 1680 | | with the public without the express permission of the |
---|
1681 | 1681 | | contributing state. |
---|
1682 | 1682 | | G. Any information submitted to the data system that |
---|
1683 | 1683 | | is subsequently expunged pursuant to federal law or the laws of |
---|
1684 | 1684 | | the participating state contributing the information shall be |
---|
1685 | 1685 | | removed from the data system. |
---|
1686 | 1686 | | SECTION 10. [NEW MATERIAL] RULEMAKING.-- |
---|
1687 | 1687 | | A. The commission shall promulgate reasonable rules |
---|
1688 | 1688 | | in order to effectively and efficiently implement and administer |
---|
1689 | 1689 | | the purposes and provisions of the compact. A commission rule |
---|
1690 | 1690 | | shall be invalid and have no force or effect only if a court of |
---|
1691 | 1691 | | competent jurisdiction holds that the rule is invalid because |
---|
1692 | 1692 | | the commission exercised its rulemaking authority in a manner |
---|
1693 | 1693 | | that is beyond the scope and purposes of the compact or the |
---|
1694 | 1694 | | powers granted in the compact or based upon another applicable |
---|
1695 | 1695 | | standard of review. |
---|
1696 | 1696 | | B. The rules of the commission shall have the force |
---|
1697 | 1697 | | of law in each participating state; provided, however, that |
---|
1698 | 1698 | | where the rules of the commission conflict with the laws of the |
---|
1699 | 1699 | | participating state that establish the participating state's |
---|
1700 | 1700 | | scope of practice as held by a court of competent jurisdiction, |
---|
1701 | 1701 | | the rules of the commission shall be ineffective in that state |
---|
1702 | 1702 | | to the extent of the conflict. |
---|
1703 | 1703 | | C. The commission shall exercise its rulemaking |
---|
1704 | 1704 | | powers pursuant to the criteria set forth in this section and |
---|
1705 | 1705 | | .229638.1 |
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1733 | 1733 | | the rules adopted pursuant to this section. Rules shall become |
---|
1734 | 1734 | | binding as of the date specified by the commission for each |
---|
1735 | 1735 | | rule. |
---|
1736 | 1736 | | D. If a majority of the state legislatures of the |
---|
1737 | 1737 | | participating states rejects a commission rule or portion of a |
---|
1738 | 1738 | | commission rule, by enactment of a statute or resolution in the |
---|
1739 | 1739 | | same manner used to adopt the compact, within four years of the |
---|
1740 | 1740 | | date of adoption of the rule, then the rule shall have no |
---|
1741 | 1741 | | further force and effect in any participating state or to any |
---|
1742 | 1742 | | state applying to participate in the compact. |
---|
1743 | 1743 | | E. Rules shall be adopted at a regular or special |
---|
1744 | 1744 | | meeting of the commission. |
---|
1745 | 1745 | | F. Prior to adoption of a proposed rule, the |
---|
1746 | 1746 | | commission shall hold a public hearing and allow persons to |
---|
1747 | 1747 | | provide oral and written comments, data, facts, opinions and |
---|
1748 | 1748 | | arguments. |
---|
1749 | 1749 | | G. Prior to adoption of a proposed rule, and at |
---|
1750 | 1750 | | least thirty days in advance of the meeting at which the |
---|
1751 | 1751 | | commission will hold a public hearing on the proposed rule, the |
---|
1752 | 1752 | | commission shall provide a notice of proposed rulemaking: |
---|
1753 | 1753 | | (1) on the commission's website or other |
---|
1754 | 1754 | | publicly accessible platform; |
---|
1755 | 1755 | | (2) to persons who have requested notice of |
---|
1756 | 1756 | | the commission's proposed rulemaking; and |
---|
1757 | 1757 | | (3) in other ways as the commission may by |
---|
1758 | 1758 | | .229638.1 |
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1759 | 1759 | | - 33 - underscored material = new |
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1785 | 1785 | | 25 |
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1786 | 1786 | | rule specify. |
---|
1787 | 1787 | | H. The notice of proposed rulemaking shall include: |
---|
1788 | 1788 | | (1) the time, date and location of the public |
---|
1789 | 1789 | | hearing at which the commission will hear public comments on the |
---|
1790 | 1790 | | proposed rule and, if different, the time, date and location of |
---|
1791 | 1791 | | the meeting where the commission will consider and vote on the |
---|
1792 | 1792 | | proposed rule; |
---|
1793 | 1793 | | (2) if the hearing is held via |
---|
1794 | 1794 | | telecommunication, video conference or other electronic means, |
---|
1795 | 1795 | | the commission shall include the mechanism for access to the |
---|
1796 | 1796 | | hearing in the notice of proposed rulemaking; |
---|
1797 | 1797 | | (3) the text of the proposed rule and the |
---|
1798 | 1798 | | reason for the proposed rule; |
---|
1799 | 1799 | | (4) a request for comments on the proposed |
---|
1800 | 1800 | | rule from any interested person; and |
---|
1801 | 1801 | | (5) the manner in which interested persons may |
---|
1802 | 1802 | | submit written comments. |
---|
1803 | 1803 | | I. All hearings shall be recorded. A copy of the |
---|
1804 | 1804 | | recording and all written comments and documents received by the |
---|
1805 | 1805 | | commission in response to the proposed rule shall be available |
---|
1806 | 1806 | | to the public. |
---|
1807 | 1807 | | J. Nothing in this section shall be construed as |
---|
1808 | 1808 | | requiring a separate hearing on each commission rule. Rules may |
---|
1809 | 1809 | | be grouped for the convenience of the commission at hearings |
---|
1810 | 1810 | | required by this section. |
---|
1811 | 1811 | | .229638.1 |
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1838 | 1838 | | 25 |
---|
1839 | 1839 | | K. The commission shall, by majority vote of all |
---|
1840 | 1840 | | commissioners, take final action on the proposed rule based on |
---|
1841 | 1841 | | the rulemaking record. The commission: |
---|
1842 | 1842 | | (1) may adopt changes to the proposed rule; |
---|
1843 | 1843 | | provided that the changes do not enlarge the original purpose of |
---|
1844 | 1844 | | the proposed rule; |
---|
1845 | 1845 | | (2) shall provide an explanation of the |
---|
1846 | 1846 | | reasons for substantive changes made to the proposed rule as |
---|
1847 | 1847 | | well as reasons for substantive changes not made that were |
---|
1848 | 1848 | | recommended by public commenters; and |
---|
1849 | 1849 | | (3) shall determine a reasonable effective |
---|
1850 | 1850 | | date for the rule, except for an emergency as provided in |
---|
1851 | 1851 | | Subsection L of this section, and the effective date of the rule |
---|
1852 | 1852 | | shall be no sooner than thirty days after the commission issuing |
---|
1853 | 1853 | | the notice that it adopted or amended the rule. |
---|
1854 | 1854 | | L. Upon determination that an emergency exists, the |
---|
1855 | 1855 | | commission may consider and adopt an emergency rule with twenty- |
---|
1856 | 1856 | | four hours' notice, with opportunity to comment; provided that |
---|
1857 | 1857 | | the usual rulemaking procedures provided pursuant to the compact |
---|
1858 | 1858 | | and this section shall be retroactively applied to the rule as |
---|
1859 | 1859 | | soon as reasonably possible, in no event later than ninety days |
---|
1860 | 1860 | | after the effective date of the rule. For the purposes of this |
---|
1861 | 1861 | | subsection, an emergency rule is one that must be adopted |
---|
1862 | 1862 | | immediately in order to: |
---|
1863 | 1863 | | (1) meet an imminent threat to public health, |
---|
1864 | 1864 | | .229638.1 |
---|
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1889 | 1889 | | 23 |
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1890 | 1890 | | 24 |
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1891 | 1891 | | 25 |
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1892 | 1892 | | safety or welfare; |
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1893 | 1893 | | (2) prevent a loss of commission or |
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1894 | 1894 | | participating state funds; |
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1895 | 1895 | | (3) meet a deadline for the promulgation of a |
---|
1896 | 1896 | | rule that is established by federal law or rule; or |
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1897 | 1897 | | (4) protect public health and safety. |
---|
1898 | 1898 | | M. The commission or an authorized committee of the |
---|
1899 | 1899 | | commission may direct revisions to a previously adopted rule for |
---|
1900 | 1900 | | purposes of correcting typographical errors, errors in format, |
---|
1901 | 1901 | | errors in consistency or grammatical errors. Public notice of |
---|
1902 | 1902 | | any revisions shall be posted on the commission's website. The |
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1903 | 1903 | | revision shall be subject to challenge by any person for a |
---|
1904 | 1904 | | period of thirty days after posting. The revision may be |
---|
1905 | 1905 | | challenged only on grounds that the revision results in a |
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1906 | 1906 | | material change to a rule. A challenge to a rule shall be made |
---|
1907 | 1907 | | in writing and delivered to the commission prior to the end of |
---|
1908 | 1908 | | the notice period. If no challenge is made, the revision shall |
---|
1909 | 1909 | | take effect without further action. If the revision is |
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1910 | 1910 | | challenged, the revision shall not take effect without the |
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1911 | 1911 | | approval of the commission. |
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1912 | 1912 | | N. No participating state's rulemaking requirements |
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1913 | 1913 | | shall apply under this compact. |
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1914 | 1914 | | SECTION 11. [NEW MATERIAL] OVERSIGHT, DISPUTE RESOLUTION |
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1915 | 1915 | | AND ENFORCEMENT.-- |
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1916 | 1916 | | A. The executive and judicial branches of state |
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1917 | 1917 | | .229638.1 |
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1918 | 1918 | | - 36 - underscored material = new |
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1919 | 1919 | | [bracketed material] = delete |
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1921 | 1921 | | 2 |
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1922 | 1922 | | 3 |
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1923 | 1923 | | 4 |
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1925 | 1925 | | 6 |
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1927 | 1927 | | 8 |
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1937 | 1937 | | 18 |
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1939 | 1939 | | 20 |
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1940 | 1940 | | 21 |
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1941 | 1941 | | 22 |
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1942 | 1942 | | 23 |
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1943 | 1943 | | 24 |
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1944 | 1944 | | 25 |
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1945 | 1945 | | government in each participating state shall enforce this |
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1946 | 1946 | | compact and take all actions necessary and appropriate to |
---|
1947 | 1947 | | implement the compact. |
---|
1948 | 1948 | | B. Venue is proper, and judicial proceedings by or |
---|
1949 | 1949 | | against the commission shall be brought solely and exclusively |
---|
1950 | 1950 | | in a court of competent jurisdiction where the principal office |
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1951 | 1951 | | of the commission is located. The commission may waive venue |
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1952 | 1952 | | and jurisdictional defenses to the extent it adopts or consents |
---|
1953 | 1953 | | to participate in alternative dispute resolution proceedings. |
---|
1954 | 1954 | | Nothing in this subsection shall affect or limit the selection |
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1955 | 1955 | | or propriety of venue in any action against a licensee for |
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1956 | 1956 | | professional malpractice, misconduct or any such similar matter. |
---|
1957 | 1957 | | C. The commission shall be entitled to receive |
---|
1958 | 1958 | | service of process in any proceeding regarding the enforcement |
---|
1959 | 1959 | | or interpretation of the compact or commission rule and shall |
---|
1960 | 1960 | | have standing to intervene in such a proceeding for all |
---|
1961 | 1961 | | purposes. Failure to provide the commission service of process |
---|
1962 | 1962 | | shall render a judgment or order void as to the commission, this |
---|
1963 | 1963 | | compact or promulgated rules. |
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1964 | 1964 | | D. Default, technical assistance and termination |
---|
1965 | 1965 | | shall be addressed by the commission. |
---|
1966 | 1966 | | E. If the commission determines that a participating |
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1967 | 1967 | | state has defaulted in the performance of its obligations or |
---|
1968 | 1968 | | responsibilities under this compact or the promulgated rules of |
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1969 | 1969 | | the commission, the commission shall provide written notice to |
---|
1970 | 1970 | | .229638.1 |
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1971 | 1971 | | - 37 - underscored material = new |
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1972 | 1972 | | [bracketed material] = delete |
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1973 | 1973 | | 1 |
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1974 | 1974 | | 2 |
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1975 | 1975 | | 3 |
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1976 | 1976 | | 4 |
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1977 | 1977 | | 5 |
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1978 | 1978 | | 6 |
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1979 | 1979 | | 7 |
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1980 | 1980 | | 8 |
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1981 | 1981 | | 9 |
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1982 | 1982 | | 10 |
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1983 | 1983 | | 11 |
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1984 | 1984 | | 12 |
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1985 | 1985 | | 13 |
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1986 | 1986 | | 14 |
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1987 | 1987 | | 15 |
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1988 | 1988 | | 16 |
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1989 | 1989 | | 17 |
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1990 | 1990 | | 18 |
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1991 | 1991 | | 19 |
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1992 | 1992 | | 20 |
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1993 | 1993 | | 21 |
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1994 | 1994 | | 22 |
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1995 | 1995 | | 23 |
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1996 | 1996 | | 24 |
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1997 | 1997 | | 25 |
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1998 | 1998 | | the defaulting state. The notice of default shall describe the |
---|
1999 | 1999 | | default, the proposed means of curing the default and any other |
---|
2000 | 2000 | | action that the commission may take and offer training and |
---|
2001 | 2001 | | specific technical assistance regarding the default. |
---|
2002 | 2002 | | F. The commission shall provide a copy of the notice |
---|
2003 | 2003 | | of default to the other participating states. |
---|
2004 | 2004 | | G. If a state in default fails to cure the default, |
---|
2005 | 2005 | | the defaulting state may be terminated from the compact upon an |
---|
2006 | 2006 | | affirmative vote of a majority of the commissioners, and all |
---|
2007 | 2007 | | rights, privileges and benefits conferred on that state by this |
---|
2008 | 2008 | | compact may be terminated on the effective date of termination. |
---|
2009 | 2009 | | A cure of the default shall not relieve the offending state of |
---|
2010 | 2010 | | obligations or liabilities incurred during the period of |
---|
2011 | 2011 | | default. |
---|
2012 | 2012 | | H. Termination of participation in the compact shall |
---|
2013 | 2013 | | be imposed only after all other means of securing compliance |
---|
2014 | 2014 | | have been exhausted. Notice of intent to suspend or terminate |
---|
2015 | 2015 | | shall be given by the commission to the governor, the majority |
---|
2016 | 2016 | | and minority leaders of the defaulting state's legislature, the |
---|
2017 | 2017 | | defaulting state's state licensing authority or authorities, as |
---|
2018 | 2018 | | applicable, and each of the participating states' state |
---|
2019 | 2019 | | licensing authority or authorities, as applicable. |
---|
2020 | 2020 | | I. A state that has been terminated from the compact |
---|
2021 | 2021 | | is responsible for all assessments, obligations and liabilities |
---|
2022 | 2022 | | incurred through the effective date of termination, including |
---|
2023 | 2023 | | .229638.1 |
---|
2024 | 2024 | | - 38 - underscored material = new |
---|
2025 | 2025 | | [bracketed material] = delete |
---|
2026 | 2026 | | 1 |
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2027 | 2027 | | 2 |
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2028 | 2028 | | 3 |
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2029 | 2029 | | 4 |
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2030 | 2030 | | 5 |
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2031 | 2031 | | 6 |
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2032 | 2032 | | 7 |
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2033 | 2033 | | 8 |
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2034 | 2034 | | 9 |
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2035 | 2035 | | 10 |
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2036 | 2036 | | 11 |
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2037 | 2037 | | 12 |
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2038 | 2038 | | 13 |
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2039 | 2039 | | 14 |
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2040 | 2040 | | 15 |
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2041 | 2041 | | 16 |
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2042 | 2042 | | 17 |
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2043 | 2043 | | 18 |
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2044 | 2044 | | 19 |
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2045 | 2045 | | 20 |
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2046 | 2046 | | 21 |
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2047 | 2047 | | 22 |
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2048 | 2048 | | 23 |
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2049 | 2049 | | 24 |
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2050 | 2050 | | 25 |
---|
2051 | 2051 | | obligations that extend beyond the effective date of |
---|
2052 | 2052 | | termination. |
---|
2053 | 2053 | | J. Upon the termination of a state's participation |
---|
2054 | 2054 | | in this compact, that state shall immediately provide notice to |
---|
2055 | 2055 | | all licensees of the state, including licensees of other |
---|
2056 | 2056 | | participating states issued a compact privilege to practice |
---|
2057 | 2057 | | within that state, of such termination. The terminated state |
---|
2058 | 2058 | | shall continue to recognize all compact privileges then in |
---|
2059 | 2059 | | effect in that state for a minimum of one hundred eighty days |
---|
2060 | 2060 | | after the date of said notice of termination. |
---|
2061 | 2061 | | K. The commission shall not bear any costs related |
---|
2062 | 2062 | | to a state that is found to be in default or that has been |
---|
2063 | 2063 | | terminated from the compact, unless agreed upon in writing |
---|
2064 | 2064 | | between the commission and the defaulting state. |
---|
2065 | 2065 | | L. The defaulting state may appeal the action of the |
---|
2066 | 2066 | | commission by petitioning the United States district court for |
---|
2067 | 2067 | | the District of Columbia or the federal district where the |
---|
2068 | 2068 | | commission has its principal offices. The prevailing party |
---|
2069 | 2069 | | shall be awarded all costs of such litigation, including |
---|
2070 | 2070 | | reasonable attorney fees. |
---|
2071 | 2071 | | M. Upon request by a participating state, the |
---|
2072 | 2072 | | commission shall attempt to resolve disputes related to the |
---|
2073 | 2073 | | compact that arise among participating states and between |
---|
2074 | 2074 | | participating states and nonparticipating states. The |
---|
2075 | 2075 | | commission shall promulgate a rule providing for both mediation |
---|
2076 | 2076 | | .229638.1 |
---|
2077 | 2077 | | - 39 - underscored material = new |
---|
2078 | 2078 | | [bracketed material] = delete |
---|
2079 | 2079 | | 1 |
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2080 | 2080 | | 2 |
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2081 | 2081 | | 3 |
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2082 | 2082 | | 4 |
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2083 | 2083 | | 5 |
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2084 | 2084 | | 6 |
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2085 | 2085 | | 7 |
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2086 | 2086 | | 8 |
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2087 | 2087 | | 9 |
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2088 | 2088 | | 10 |
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2089 | 2089 | | 11 |
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2090 | 2090 | | 12 |
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2091 | 2091 | | 13 |
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2092 | 2092 | | 14 |
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2093 | 2093 | | 15 |
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2094 | 2094 | | 16 |
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2095 | 2095 | | 17 |
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2096 | 2096 | | 18 |
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2097 | 2097 | | 19 |
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2098 | 2098 | | 20 |
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2099 | 2099 | | 21 |
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2100 | 2100 | | 22 |
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2101 | 2101 | | 23 |
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2102 | 2102 | | 24 |
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2103 | 2103 | | 25 |
---|
2104 | 2104 | | and binding dispute resolution for disputes as appropriate. |
---|
2105 | 2105 | | N. Enforcement of the compact shall be conducted by |
---|
2106 | 2106 | | the commission. The commission, in the reasonable exercise of |
---|
2107 | 2107 | | its discretion, shall enforce the provisions of this compact and |
---|
2108 | 2108 | | the commission's rules. |
---|
2109 | 2109 | | O. By majority vote, the commission may initiate |
---|
2110 | 2110 | | legal action against a participating state in default in the |
---|
2111 | 2111 | | United States district court for the District of Columbia or the |
---|
2112 | 2112 | | federal district where the commission has its principal offices |
---|
2113 | 2113 | | to enforce compliance with the provisions of the compact and its |
---|
2114 | 2114 | | promulgated rules. The relief sought may include both |
---|
2115 | 2115 | | injunctive relief and damages. In the event judicial |
---|
2116 | 2116 | | enforcement is necessary, the prevailing party shall be awarded |
---|
2117 | 2117 | | all costs of such litigation, including reasonable attorney |
---|
2118 | 2118 | | fees. The remedies provided in this subsection shall not be the |
---|
2119 | 2119 | | exclusive remedies of the commission. The commission may pursue |
---|
2120 | 2120 | | any other remedies available under federal or the defaulting |
---|
2121 | 2121 | | participating state's law. |
---|
2122 | 2122 | | P. A participating state may initiate legal action |
---|
2123 | 2123 | | against the commission in the United States district court for |
---|
2124 | 2124 | | the District of Columbia or the federal district where the |
---|
2125 | 2125 | | commission has its principal offices to enforce compliance with |
---|
2126 | 2126 | | the provisions of the compact and its promulgated rules. The |
---|
2127 | 2127 | | relief sought may include both injunctive relief and damages. |
---|
2128 | 2128 | | In the event judicial enforcement is necessary, the prevailing |
---|
2129 | 2129 | | .229638.1 |
---|
2130 | 2130 | | - 40 - underscored material = new |
---|
2131 | 2131 | | [bracketed material] = delete |
---|
2132 | 2132 | | 1 |
---|
2133 | 2133 | | 2 |
---|
2134 | 2134 | | 3 |
---|
2135 | 2135 | | 4 |
---|
2136 | 2136 | | 5 |
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2137 | 2137 | | 6 |
---|
2138 | 2138 | | 7 |
---|
2139 | 2139 | | 8 |
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2140 | 2140 | | 9 |
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2141 | 2141 | | 10 |
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2142 | 2142 | | 11 |
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2143 | 2143 | | 12 |
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2144 | 2144 | | 13 |
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2145 | 2145 | | 14 |
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2146 | 2146 | | 15 |
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2147 | 2147 | | 16 |
---|
2148 | 2148 | | 17 |
---|
2149 | 2149 | | 18 |
---|
2150 | 2150 | | 19 |
---|
2151 | 2151 | | 20 |
---|
2152 | 2152 | | 21 |
---|
2153 | 2153 | | 22 |
---|
2154 | 2154 | | 23 |
---|
2155 | 2155 | | 24 |
---|
2156 | 2156 | | 25 |
---|
2157 | 2157 | | party shall be awarded all costs of such litigation, including |
---|
2158 | 2158 | | reasonable attorney fees. |
---|
2159 | 2159 | | Q. No individual or entity other than a |
---|
2160 | 2160 | | participating state may enforce this compact against the |
---|
2161 | 2161 | | commission. |
---|
2162 | 2162 | | SECTION 12. [NEW MATERIAL] EFFECTIVE DATE, WITHDRAWAL AND |
---|
2163 | 2163 | | AMENDMENT.-- |
---|
2164 | 2164 | | A. This compact shall come into effect on the date |
---|
2165 | 2165 | | on which the compact statute is enacted into law in the seventh |
---|
2166 | 2166 | | participating state. |
---|
2167 | 2167 | | B. On or after the effective date of this compact, |
---|
2168 | 2168 | | the commission shall convene and review the enactment of the |
---|
2169 | 2169 | | compact by each of the participating states to determine if the |
---|
2170 | 2170 | | statute enacted by each state is materially different than the |
---|
2171 | 2171 | | model compact. If the commission finds the enactment of a |
---|
2172 | 2172 | | participating state is materially different from the model |
---|
2173 | 2173 | | compact, the participating state shall be entitled to the |
---|
2174 | 2174 | | default process set forth in Section 11 of this compact. |
---|
2175 | 2175 | | C. If the commission later determines that a |
---|
2176 | 2176 | | participating state is in default, terminated or withdrew from |
---|
2177 | 2177 | | the compact, the commission shall remain in existence and the |
---|
2178 | 2178 | | compact shall remain in effect, even if the number of |
---|
2179 | 2179 | | participating states is fewer than seven. |
---|
2180 | 2180 | | D. Participating states shall be subject to the |
---|
2181 | 2181 | | process set forth in Subsection B of this section to determine |
---|
2182 | 2182 | | .229638.1 |
---|
2183 | 2183 | | - 41 - underscored material = new |
---|
2184 | 2184 | | [bracketed material] = delete |
---|
2185 | 2185 | | 1 |
---|
2186 | 2186 | | 2 |
---|
2187 | 2187 | | 3 |
---|
2188 | 2188 | | 4 |
---|
2189 | 2189 | | 5 |
---|
2190 | 2190 | | 6 |
---|
2191 | 2191 | | 7 |
---|
2192 | 2192 | | 8 |
---|
2193 | 2193 | | 9 |
---|
2194 | 2194 | | 10 |
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2195 | 2195 | | 11 |
---|
2196 | 2196 | | 12 |
---|
2197 | 2197 | | 13 |
---|
2198 | 2198 | | 14 |
---|
2199 | 2199 | | 15 |
---|
2200 | 2200 | | 16 |
---|
2201 | 2201 | | 17 |
---|
2202 | 2202 | | 18 |
---|
2203 | 2203 | | 19 |
---|
2204 | 2204 | | 20 |
---|
2205 | 2205 | | 21 |
---|
2206 | 2206 | | 22 |
---|
2207 | 2207 | | 23 |
---|
2208 | 2208 | | 24 |
---|
2209 | 2209 | | 25 |
---|
2210 | 2210 | | if those states' enactments are materially different from the |
---|
2211 | 2211 | | model compact and whether those states qualify for participation |
---|
2212 | 2212 | | in the compact. |
---|
2213 | 2213 | | E. All actions taken for the benefit of the |
---|
2214 | 2214 | | commission or in furtherance of the purposes of the |
---|
2215 | 2215 | | administration of the compact prior to the effective date of the |
---|
2216 | 2216 | | compact or the commission coming into existence shall be |
---|
2217 | 2217 | | considered to be actions of the commission unless specifically |
---|
2218 | 2218 | | repudiated by the commission. |
---|
2219 | 2219 | | F. Any state that joins the compact subsequent to |
---|
2220 | 2220 | | the commission's initial adoption of the rules and bylaws shall |
---|
2221 | 2221 | | be subject to the commission's rules and bylaws as they exist on |
---|
2222 | 2222 | | the date on which the compact becomes law in that state. Any |
---|
2223 | 2223 | | rule that has been previously adopted by the commission shall |
---|
2224 | 2224 | | have the full force and effect of law on the day the compact |
---|
2225 | 2225 | | becomes law in that state. |
---|
2226 | 2226 | | G. Any participating state may withdraw from this |
---|
2227 | 2227 | | compact by enacting a statute repealing that state's enactment |
---|
2228 | 2228 | | of the compact; however: |
---|
2229 | 2229 | | (1) a participating state's withdrawal shall |
---|
2230 | 2230 | | not take effect until one hundred eighty days after enactment of |
---|
2231 | 2231 | | the repealing statute; |
---|
2232 | 2232 | | (2) withdrawal shall not affect the continuing |
---|
2233 | 2233 | | requirement of the withdrawing state's licensing authority or |
---|
2234 | 2234 | | authorities to comply with the investigative and adverse action |
---|
2235 | 2235 | | .229638.1 |
---|
2236 | 2236 | | - 42 - underscored material = new |
---|
2237 | 2237 | | [bracketed material] = delete |
---|
2238 | 2238 | | 1 |
---|
2239 | 2239 | | 2 |
---|
2240 | 2240 | | 3 |
---|
2241 | 2241 | | 4 |
---|
2242 | 2242 | | 5 |
---|
2243 | 2243 | | 6 |
---|
2244 | 2244 | | 7 |
---|
2245 | 2245 | | 8 |
---|
2246 | 2246 | | 9 |
---|
2247 | 2247 | | 10 |
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2248 | 2248 | | 11 |
---|
2249 | 2249 | | 12 |
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2250 | 2250 | | 13 |
---|
2251 | 2251 | | 14 |
---|
2252 | 2252 | | 15 |
---|
2253 | 2253 | | 16 |
---|
2254 | 2254 | | 17 |
---|
2255 | 2255 | | 18 |
---|
2256 | 2256 | | 19 |
---|
2257 | 2257 | | 20 |
---|
2258 | 2258 | | 21 |
---|
2259 | 2259 | | 22 |
---|
2260 | 2260 | | 23 |
---|
2261 | 2261 | | 24 |
---|
2262 | 2262 | | 25 |
---|
2263 | 2263 | | reporting requirements of this compact prior to the effective |
---|
2264 | 2264 | | date of the withdrawal; and |
---|
2265 | 2265 | | (3) upon the enactment of a participating |
---|
2266 | 2266 | | state withdrawing from this compact, the state shall immediately |
---|
2267 | 2267 | | provide notice of the withdrawal to all licensees within that |
---|
2268 | 2268 | | state and, notwithstanding any subsequent statutory enactment to |
---|
2269 | 2269 | | the contrary, the withdrawing state shall continue to recognize |
---|
2270 | 2270 | | all compact privileges to practice within that state granted |
---|
2271 | 2271 | | pursuant to this compact for a minimum of one hundred eighty |
---|
2272 | 2272 | | days after the date of the notice of withdrawal. |
---|
2273 | 2273 | | H. Nothing in this compact shall be construed to |
---|
2274 | 2274 | | invalidate or prevent any licensure agreement or other |
---|
2275 | 2275 | | cooperative arrangement between a participating state and |
---|
2276 | 2276 | | a nonparticipating state that does not conflict with the |
---|
2277 | 2277 | | provisions of this compact. |
---|
2278 | 2278 | | I. This compact may be amended by the participating |
---|
2279 | 2279 | | states. No amendment to this compact shall become effective and |
---|
2280 | 2280 | | binding upon any participating state until it is enacted into |
---|
2281 | 2281 | | the laws of all participating states. |
---|
2282 | 2282 | | SECTION 13. [NEW MATERIAL] CONSTRUCTION AND |
---|
2283 | 2283 | | SEVERABILITY.-- |
---|
2284 | 2284 | | A. This compact and the commission's rulemaking |
---|
2285 | 2285 | | authority shall be liberally construed so as to effectuate the |
---|
2286 | 2286 | | purposes and the implementation and administration of the |
---|
2287 | 2287 | | compact. Provisions of the compact expressly authorizing or |
---|
2288 | 2288 | | .229638.1 |
---|
2289 | 2289 | | - 43 - underscored material = new |
---|
2290 | 2290 | | [bracketed material] = delete |
---|
2291 | 2291 | | 1 |
---|
2292 | 2292 | | 2 |
---|
2293 | 2293 | | 3 |
---|
2294 | 2294 | | 4 |
---|
2295 | 2295 | | 5 |
---|
2296 | 2296 | | 6 |
---|
2297 | 2297 | | 7 |
---|
2298 | 2298 | | 8 |
---|
2299 | 2299 | | 9 |
---|
2300 | 2300 | | 10 |
---|
2301 | 2301 | | 11 |
---|
2302 | 2302 | | 12 |
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2303 | 2303 | | 13 |
---|
2304 | 2304 | | 14 |
---|
2305 | 2305 | | 15 |
---|
2306 | 2306 | | 16 |
---|
2307 | 2307 | | 17 |
---|
2308 | 2308 | | 18 |
---|
2309 | 2309 | | 19 |
---|
2310 | 2310 | | 20 |
---|
2311 | 2311 | | 21 |
---|
2312 | 2312 | | 22 |
---|
2313 | 2313 | | 23 |
---|
2314 | 2314 | | 24 |
---|
2315 | 2315 | | 25 |
---|
2316 | 2316 | | requiring the promulgation of rules shall not be construed to |
---|
2317 | 2317 | | limit the commission's rulemaking authority solely for those |
---|
2318 | 2318 | | purposes. |
---|
2319 | 2319 | | B. The provisions of this compact shall be |
---|
2320 | 2320 | | severable, and if any phrase, clause, sentence or provision of |
---|
2321 | 2321 | | this compact is held by a court of competent jurisdiction to be |
---|
2322 | 2322 | | contrary to the constitution of any participating state, a state |
---|
2323 | 2323 | | seeking participation in the compact, or of the United States, |
---|
2324 | 2324 | | or the applicability thereof to any government, agency, person |
---|
2325 | 2325 | | or circumstance is held to be unconstitutional by a court of |
---|
2326 | 2326 | | competent jurisdiction, the validity of the remainder of this |
---|
2327 | 2327 | | compact and the applicability thereof to any other government, |
---|
2328 | 2328 | | agency, person or circumstance shall not be affected thereby. |
---|
2329 | 2329 | | C. Notwithstanding Subsection B of this section, the |
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2330 | 2330 | | commission may deny a state's participation in the compact or, |
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2331 | 2331 | | in accordance with the requirements of Subsection B of Section |
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2332 | 2332 | | 10 of this compact, terminate a participating state's |
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2333 | 2333 | | participation in the compact if the commission determines that a |
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2334 | 2334 | | constitutional requirement of a participating state is a |
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2335 | 2335 | | material departure from the compact. Otherwise, if this compact |
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2336 | 2336 | | is held to be contrary to the constitution of any participating |
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2337 | 2337 | | state, the compact shall remain in full force and effect as to |
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2338 | 2338 | | the remaining participating states and in full force and effect |
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2339 | 2339 | | as to the participating state affected as to all severable |
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2340 | 2340 | | matters. |
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2341 | 2341 | | .229638.1 |
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2342 | 2342 | | - 44 - underscored material = new |
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2343 | 2343 | | [bracketed material] = delete |
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2344 | 2344 | | 1 |
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2345 | 2345 | | 2 |
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2346 | 2346 | | 3 |
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2347 | 2347 | | 4 |
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2348 | 2348 | | 5 |
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2349 | 2349 | | 6 |
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2350 | 2350 | | 7 |
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2351 | 2351 | | 8 |
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2352 | 2352 | | 9 |
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2353 | 2353 | | 10 |
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2354 | 2354 | | 11 |
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2355 | 2355 | | 12 |
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2356 | 2356 | | 13 |
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2357 | 2357 | | 14 |
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2358 | 2358 | | 15 |
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2359 | 2359 | | 16 |
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2360 | 2360 | | 17 |
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2361 | 2361 | | 18 |
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2362 | 2362 | | 19 |
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2363 | 2363 | | 20 |
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2364 | 2364 | | 21 |
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2365 | 2365 | | 22 |
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2366 | 2366 | | 23 |
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2367 | 2367 | | 24 |
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2368 | 2368 | | 25 |
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2369 | 2369 | | SECTION 14. [NEW MATERIAL] CONSISTENT EFFECT AND CONFLICT |
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2370 | 2370 | | WITH OTHER STATE LAWS.-- |
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2371 | 2371 | | A. Nothing in the compact shall prevent or inhibit |
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2372 | 2372 | | the enforcement of any other law of a participating state that |
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2373 | 2373 | | is not inconsistent with the compact. |
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2374 | 2374 | | B. Any laws, statutes, regulations or other legal |
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2375 | 2375 | | requirements in a participating state in conflict with this |
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2376 | 2376 | | compact are superseded to the extent of the conflict. |
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2377 | 2377 | | C. All permissible agreements between the commission |
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2378 | 2378 | | and the participating states are binding in accordance with |
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2379 | 2379 | | their terms. |
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2380 | 2380 | | - 45 - |
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2381 | 2381 | | .229638.1 |
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