Rhode Island 2023 Regular Session

Rhode Island Senate Bill S0063 Compare Versions

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55 2023 -- S 0063
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77 LC000894
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99 S TATE OF RHODE IS LAND
1010 IN GENERAL ASSEMBLY
1111 JANUARY SESSION, A.D. 2023
1212 ____________
1313
1414 A N A C T
1515 RELATING TO STATE AFFAIRS AND GOVERNMENT -- OFFICE OF THE SPECIAL
1616 EDUCATION OMBUD
1717 Introduced By: Senators Murray, DiPalma, Valverde, Lauria, Quezada, Bell, Felag,
1818 McKenney, DiMario, and Gu
1919 Date Introduced: February 01, 2023
2020 Referred To: Senate Education
2121
2222
2323 It is enacted by the General Assembly as follows:
2424 SECTION 1. Legislative findings. The general assembly hereby finds and declares that: 1
2525 (1) Every student who receives special education is covered by the Individuals with 2
2626 Disabilities Education Act (IDEA). There are seven (7) basic principles which are consistent with 3
2727 the IDEA. These principles are as follows: 4
2828 (i) To identify the child with special needs; 5
2929 (ii) To provide free and appropriate public education; 6
3030 (iii) To conduct an evaluation where school districts gather the information necessary to 7
3131 help determine the student's educational needs and guide decision making about appropriate 8
3232 educational programming; 9
3333 (iv) To produce an individualized education program (IEP) to ensure that each student's 10
3434 individual needs are met, school districts shall create a written statement of the educational program 11
3535 designed to the needs of the student; 12
3636 (v) To provide the least restrictive environment for the student in order that each student 13
3737 receives an appropriate education designed to meet their special needs. 14
3838 (vi) To offer opportunities for meaningful participation of parents, guardians, and 15
3939 custodians of students with disabilities, and the students, when appropriate, to become involved 16
4040 throughout the special education process; and 17
4141 (vii) To implement procedural safeguards to ensure that each student's rights and the rights 18
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4545 of the parents, guardians, and custodians of the students with disabilities are protected and establish 1
4646 clear steps to address issues which may arise. Parents, guardians and custodians of students with 2
4747 disabilities between the ages of three (3) through eighteen (18) or custodians or guardians of 3
4848 students with disabilities who are over the age of eighteen (18) through twenty-two (22) and 4
4949 enrolled in school shall have the ability to participate in meetings, examine all education records 5
5050 and obtain an individual educational evaluation of the student. 6
5151 SECTION 2. Title 42 of the General Laws entitled "STATE AFFAIRS AND 7
5252 GOVERNMENT" is hereby amended by adding thereto the following chapter: 8
5353 CHAPTER 165 9
5454 OFFICE OF THE SPECIAL EDUCATION OMBUD 10
5555 42-165-1. Establishment. 11
5656 There is hereby created and established the office of the special education ombud. 12
5757 42-165-2. Purpose. 13
5858 (a) The office of the special education ombud (the office) shall be independent of the Rhode 14
5959 Island department of education (the department) and shall serve as an impartial state office readily 15
6060 available to members of the public, including, but not limited to, teachers, local education agencies 16
6161 (LEAs), advocates, students, parents, guardians, and custodians of students with disabilities 17
6262 between the ages of three (3) through eighteen (18) or for those guardians and custodians of students 18
6363 with disabilities who are over the age of eighteen (18) through the age of twenty-two (22) and 19
6464 enrolled in school. 20
6565 (b) The primary responsibility of the office shall be to direct students, parents, guardians 21
6666 or custodians to the most appropriate resource in the community, in a school district or within the 22
6767 department, to ensure compliance by schools and school districts with the applicable individualized 23
6868 education program (IEP), as defined in Section 1401 of 20 U.S.C., and related services for students 24
6969 with disabilities pursuant to chapter 24 of title 16 and federal law including the Individuals with 25
7070 Disabilities Education Act (IDEA). 26
7171 (c) When appropriate and necessary, in the discretion of the ombud and pursuant to this 27
7272 chapter, the office of the special education ombud may also serve to monitor and investigate 28
7373 administrative action by the department related to special education services and its authority under 29
7474 the Individuals with Disabilities Education Act. 30
7575 42-165-3. Definitions. 31
7676 When used in this chapter, the following terms shall have the following meanings: 32
7777 (1) "504 Plan" means § 504 of the Rehabilitation Act of 1973 (Pub. L. No. 93-112, 87 Stat. 33
7878 394 (Sept. 26, 1973) codified at 29 U.S.C. § 701 et seq.). 34
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8282 (2) "Administrative action" means any action, decision, adjudication, failure to act, 1
8383 omission, rule or regulation, interpretation, recommendation, policy, practice or procedure of the 2
8484 department. 3
8585 (3) "Department" means the Rhode Island department of education (RIDE); 4
8686 (4) "Guardian" or "guardians" means parents, guardians, and custodians of students with 5
8787 disabilities between the ages of three (3) through eighteen (18) or those guardians and custodians 6
8888 of students with disabilities who are over the age of eighteen (18) through the age of twenty-two 7
8989 (22). It includes an individual who has custody and control of a student or who has legal authority 8
9090 to make educational decisions on behalf of the student; 9
9191 (5) "Office" means the office of the special education ombud; 10
9292 (6) "State special education ombud", "state ombud" or "ombud" means the state special 11
9393 education ombud; and 12
9494 (7) "Student" means a public school, public charter school or private school student age 13
9595 three (3) through the age of twenty-two (22) receiving or seeking special education services, such 14
9696 as early intervention, IEP, 504 Plan and transitional plan for student leaving high school. 15
9797 42-165-4. Appointment of the special education ombud. 16
9898 (a) The governor, with the advice and consent of the senate, shall appoint a person qualified 17
9999 by education, training and experience to analyze problems of law, administration and public policy, 18
100100 and to perform the responsibilities of the state special education ombud, as set forth in this chapter. 19
101101 The ombud shall hold office for a term of five (5) years and shall continue to hold office until his 20
102102 or her successor is appointed and qualified. The ombud may be reappointed for additional terms. 21
103103 (b) The appointment shall be made from a list of at least three (3) individuals submitted by 22
104104 a committee, to be convened by the governor, consisting of seven (7) members as follows: 23
105105 (1) One of whom shall be an attorney who practices in the area of special education 24
106106 advocacy law appointed by the Rhode Island Bar Association; 25
107107 (2) One of whom shall be a special education administrator of a municipal school district, 26
108108 appointed by the Association of Rhode Island Administrators of Special Education; 27
109109 (3) One of whom shall be a special education teacher appointed by the American Federation 28
110110 of Teachers (AFT); 29
111111 (4) One of whom shall be a special education teacher appointed by the National Education 30
112112 Association; 31
113113 (5) One of whom shall be a parent, guardian or caretaker of a student with special needs 32
114114 appointed by Rhode Island Advocacy for Children; 33
115115 (6) One of whom shall be the executive director of the Rhode Island developmental 34
116116
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119119 disabilities council, or designee; and 1
120120 (7) One of whom shall be the child advocate, or designee. 2
121121 (c) Members of the committee shall have knowledge of federal and state special education 3
122122 law, knowledge of civil rights, or experience with the implementation of an individualized 4
123123 education program (IEP) and § 504 of the Rehabilitation Act of 1973 (504 plans). 5
124124 42-165-5. Organization of the office of the state special education ombud. 6
125125 (a) The ombud shall select, appoint and fix the compensation of a person as deputy ombud 7
126126 and shall select, appoint and fix the compensation of such other employees as the ombud may deem 8
127127 necessary to discharge the ombud’s responsibilities under this chapter, and shall include, but not 9
128128 be limited to: 10
129129 (1) In-house legal counsel; 11
130130 (2) A data and evaluation coordinator; 12
131131 (3) An intake coordinator to screen inquiries and complaints filed by the public; and 13
132132 (4) A community liaison to develop strategic partnerships with community organizations, 14
133133 including the parent training and information center, that serve students with disabilities and their 15
134134 families. Compensation shall be fixed within the amount available by appropriation. All officers 16
135135 and employees shall serve at the ombud’s pleasure. 17
136136 (b) The ombud may delegate to staff members any authority, power or duty except this 18
137137 power of delegation and the ombud’s duty to make any report under this chapter. However, the 19
138138 ombud may authorize the deputy ombud to act in the ombud’s stead in the event of illness, absence, 20
139139 leave or disability, or when, in the ombud’s sole discretion, an appearance of impropriety or 21
140140 partiality or a conflict of interest prevents the ombud from discharging his or her duty in a particular 22
141141 matter. 23
142142 42-165-6. Powers and duties of the state special education ombud. 24
143143 (a) The state special education ombud shall have the authority to: 25
144144 (1) Monitor the department’s special education complaint and dispute resolution processes 26
145145 to ensure transparency and accountability; 27
146146 (2) Investigate, on complaint or on the ombud’s own initiative, any administrative act by 28
147147 the department pertaining to special education services, pursuant to § 42-165-8; 29
148148 (3) Assist students and guardians in protecting the educational rights of students, which 30
149149 may include assisting students and guardians in individualized education plan meetings or other 31
150150 proceedings pursuant to chapter 24 of title 16 and the Individuals with Disabilities Education Act 32
151151 (IDEA); 33
152152 (4) Under limited circumstances pursuant to § 42-165-8, investigate special education-34
153153
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156156 related action taken by a local education agency or school; and 1
157157 (5) Promulgate rules and regulations required for the discharge of the ombud’s duties, 2
158158 including procedures for receiving and processing complaints, conducting investigations, and 3
159159 reporting findings conclusions and recommendations; 4
160160 (b) The office of the state special education ombud shall: 5
161161 (1) Inform students and guardians about special education resources in their community; 6
162162 (2) Ensure that students and guardians have regular and timely access to the services 7
163163 provided through the office and that students and guardians receive timely responses from 8
164164 representatives of the office; 9
165165 (3) Identify any patterns of concerns that emerge regarding special education services and 10
166166 educational rights and recommend strategies for improvement to the department; 11
167167 (4) Collaborate with the department and local education agencies' directors of special 12
168168 education to ensure that all dispute resolution processes are available to students and guardians; 13
169169 (5) Collect, analyze, and disseminate data and collaborate with advocacy agencies within 14
170170 the state to identify and report systemic special education issues to the department; 15
171171 (6) Ensure that office staff and contractors are trained in: 16
172172 (i) Federal, state and local laws, rules and policies with respect to special education in the 17
173173 state; 18
174174 (ii) Investigative techniques to determine if students are receiving special education 19
175175 opportunities; 20
176176 (iii) Dispute resolution; and 21
177177 (iv) Such other matters as the office deems appropriate; 22
178178 (7) Analyze, comment on and monitor the development and implementation of federal and 23
179179 state laws, rules and other governmental policies and actions that pertain to the educational rights 24
180180 of students with respect to the adequacy of special education services in the state; 25
181181 (8) Recommend changes to laws, rules, policies and actions pertaining to the special 26
182182 educational rights of students as the office determines to be appropriate; 27
183183 (9) Facilitate public comment on proposed laws, rules, policies and actions; and 28
184184 (10) Provide information and data to public and private agencies, legislators and other 29
185185 persons regarding the problems and concerns of special education services and make 30
186186 recommendations related to those problems and concerns. 31
187187 42-165-7. Annual report. 32
188188 No later than December 1, of each year, the office shall prepare and submit a report to the 33
189189 governor and to the general assembly that includes: 34
190190
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193193 (1) Actions taken by the office in the prior school year for which the report is prepared; 1
194194 (2) Special education concerns identified by or on behalf of students and guardians, 2
195195 resolution of the concerns and the effectiveness of the resolution processes; 3
196196 (3) Recommendations for improving the quality of special education services provided to 4
197197 students and protecting the educational rights of students; and 5
198198 (4) Policy, inclusive of regulatory and legislative recommendations, to solve identified 6
199199 concerns related to special education, to improve processes of resolutions of concerns, to improve 7
200200 the quality of services provided to students, to protect the educational rights of students and to 8
201201 remove barriers to education and educational services. 9
202202 42-165-8. Investigations of special education complaints to the ombud. 10
203203 (a) The office shall have the authority to investigate complaints related to special education 11
204204 communicated to the office by or on behalf of students and guardians, pursuant to procedures and 12
205205 regulations promulgated by the office of the special education ombud. 13
206206 (b) Prior to formally investigating special education complaints, the office of the state 14
207207 special education ombud shall make a reasonable effort to determine: 15
208208 (1) That the student, parent, or guardian has pursued standard special education dispute 16
209209 resolution processes, or has not been reasonably able to avail themselves of the opportunity to 17
210210 pursue those processes; or 18
211211 (2) That the matter has been referred to the office for investigation by a federally-19
212212 designated parent training and information center (PTIC) charged with dealing with special 20
213213 education and disabilities under 20 U.S.C. 1471; or 21
214214 (3) That the student, parent, or guardian has filed a complaint with the department, and the 22
215215 department has failed to provide timely response to such complaint, or the department has 23
216216 responded to such complaint and the student’s school or district has failed to comply with the 24
217217 department’s determination. 25
218218 (c)(1) If determined by the ombud to be a suitable subject for investigation, the ombud may 26
219219 conduct a suitable investigation. An appropriate subject for investigation by the ombud includes 27
220220 any administrative act by the department which the ombud believes may be: 28
221221 (i) Contrary to law or regulation; 29
222222 (ii) Based on mistaken facts or irrelevant considerations; 30
223223 (iii) Unsupported by an adequate statement of reasons; 31
224224 (iv) Performed in an inefficient manner; 32
225225 (v) Unreasonable, unfair, or otherwise objectionable, even though in accordance with law; 33
226226 or 34
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230230 (vi) Otherwise erroneous. 1
231231 (2) Additionally, a complaint that a school or district has failed to comply with a previous 2
232232 special education dispute resolution agreement or determination made by the department shall be 3
233233 considered an appropriate subject for investigation by the ombud. 4
234234 (d) If, after investigation, the ombud is of the opinion that the department should: 5
235235 (1) Consider the matter further; 6
236236 (2) Modify or cancel an administrative action; 7
237237 (3) Alter a regulation or practice; 8
238238 (4) Explain more fully the administrative action in question; or 9
239239 (5) Pursue additional administrative action, in the case of a school or district failing to 10
240240 comply with a previous agreement or department determination, the ombud shall state any 11
241241 conclusions, recommendations and reasons therefore to the department. If the ombud so requests, 12
242242 the department shall inform the ombud, in a timely manner, about the action taken on 13
243243 recommendations or reasons for not adopting recommendations. 14
244244 (e) Before formally issuing a conclusion or recommendation that is significantly critical or 15
245245 adverse to the department, the ombud shall have consulted with the department and permitted the 16
246246 department reasonable opportunity to reply. 17
247247 (f) The ombud, in his or her discretion, may decide not to investigate for reasons including, 18
248248 but not limited to: 19
249249 (1) The complainant could reasonably be expected to use another remedy or channel; 20
250250 (2) The complaint is trivial or not made in good faith; 21
251251 (3) The complainant is not aggrieved, either personally or on behalf of a student over whom 22
252252 they have custody and control, by the subject matter of the complaint; or 23
253253 (4) Resources are insufficient for adequate investigation; 24
254254 (g) The ombud declining to investigate a complaint shall not bar the ombud from 25
255255 proceeding on his or her own initiative to investigate an administrative act whether or not included 26
256256 in the complaint. 27
257257 (h) If the office does not address a complaint, the office shall notify the complainant of the 28
258258 decision not to address the complaint and the reasons for the decision, and shall, if appropriate, 29
259259 refer the complainant to other special education resources in the community. 30
260260 42-165-9. Access to student educational records. 31
261261 Upon request and with consent from the student or the student's guardian, the office shall 32
262262 have access to the student's educational records from the department, local education agency or any 33
263263 school in possession of the student's records that are necessary to carry out the office's 34
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267267 responsibilities. 1
268268 42-165-10. Confidentiality. 2
269269 (a) All files, records and evaluation forms maintained by the office that pertain to students 3
270270 are confidential and shall not be deemed "public records" subject to disclosure under chapter 2 of 4
271271 title 38 and shall be compliant with the Family Educational Rights and Privacy Act (FERPA) and 5
272272 the Health Insurance Portability and Accountability Act (HIPAA) except that the state ombud may 6
273273 disclose the identity of a concerned person or student if: 7
274274 (1) The student, provided they are over the age of eighteen (18), or the student's guardian 8
275275 consents in writing to the disclosure; or 9
276276 (2) The student, who is over the age of eighteen (18), or the student's guardian is unable to 10
277277 give written consent, and the student or the student's guardian gives consent using any method that 11
278278 the student or the student's guardian is able to; provided that, the method used to communicate is 12
279279 usual or customary for the individual and clearly indicates that they consent to the disclosure; and 13
280280 provided further that, the consent shall also be documented immediately in writing by a 14
281281 representative of the office; or 15
282282 (4) Disclosure is ordered by the court. 16
283283 (b) The annual report required pursuant to this chapter may use confidential information 17
284284 and may be published or furnished to the public; provided that, the report does not identify 18
285285 individual students directly or indirectly nor violate the privileged or confidential nature of the 19
286286 relationship and communications between the student and the office. 20
287287 42-165-11. Conflict of Interest. 21
288288 (a) An ombud shall not: 22
289289 (1) Have an ownership or investment or other financial relationship in a school providing 23
290290 special education services; 24
291291 (2) Be employed by, or participating in the management of, a school providing special 25
292292 education services; and 26
293293 (3) Receive, or have the right to receive, directly or indirectly, remuneration with a school 27
294294 providing special education services. 28
295295 (b) The governor shall ensure that the person or an immediate family member of that person 29
296296 appointed ombud does not have a conflict of interest. 30
297297 (c) The ombud shall ensure that an employee or a contractor of the office does not have a 31
298298 conflict of interest. 32
299299 42-165-12. Posting and distribution of ombud information - Evaluation of process. 33
300300 (a) Every school providing special education services shall post, in a conspicuous location 34
301301
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304304 in the school, a notice regarding the office that contains a brief description of the services provided 1
305305 by the office and the name, address, and phone number of the office and shall post the information 2
306306 on the school's website, if applicable. The school providing special education services shall 3
307307 distribute information regarding the state ombud at the beginning of every school year, in addition 4
308308 to providing the information as part of the annual individual education plan (IEP) process prior to 5
309309 scheduling the first individual education plan meeting of each school year. The form of the notice 6
310310 shall be developed by the office and made easily available to schools. 7
311311 (b) The department, in conjunction with the ombud, shall develop and implement a 8
312312 reasonable, accessible and consistent method of evaluation that shall be made available to students 9
313313 and/or parents or guardians, for the purpose of regularly collecting feedback from families about 10
314314 their satisfaction with special education services and dispute resolution processes that are available 11
315315 to them. The evaluation shall be made available in as many modalities as is necessary to be made 12
316316 reasonably accessible to any student or guardian, and shall be made available in multiple languages. 13
317317 Students and guardians shall have the option to complete the evaluation anonymously, and any 14
318318 published data from the evaluation shall be de-identified and protect personally identifiable data. 15
319319 The ombud shall have access to all data collected from the evaluation method(s) adopted by the 16
320320 department. 17
321321 42-165-13. Availability of legal counsel to the office. 18
322322 The governor shall ensure that adequate legal counsel is available and is able, without 19
323323 conflict of interest, to: 20
324324 (1) Provide advice and consultation to the office needed to protect the educational rights of 21
325325 students; and 22
326326 (2) Assist the office and contractors in the performance of the official duties of the state 23
327327 ombud and its representatives. 24
328328 42-165-14. Interference with the office and retaliation. 25
329329 (a) A person shall not willfully interfere with the lawful actions of the office. 26
330330 (b) A person shall not institute discriminatory, disciplinary or retaliatory action against any 27
331331 student or guardian for filing a complaint with, providing information to or otherwise cooperating 28
332332 with the office. 29
333333 (c) If a school district or department personnel or a contractor or volunteer of a school 30
334334 district or the department fails to comply with the provisions of this chapter: 31
335335 (1) The ombud shall report the noncompliance to the commissioner of elementary and 32
336336 secondary education or, when appropriate, the governor; 33
337337 (2) The office shall collaborate with the department to access processes and resources to 34
338338
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341341 address special education services concerns; 1
342342 (3) The office shall collaborate with the department to identify further appropriate actions 2
343343 to be taken in response to the report, which may include a corrective action plan or any other 3
344344 administrative action that the department is authorized to take to ensure that students receive the 4
345345 free and appropriate public education required by state law including chapter 24 of title 16 and 5
346346 federal law, including the Individuals with Disabilities Education Act (IDEA); and 6
347347 (4) The office shall provide a letter to the concerned person and guardian explaining the 7
348348 actions needed to be taken by the department to ensure compliance with this chapter. 8
349349 SECTION 3. This act shall take effect upon passage. 9
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356356 EXPLANATION
357357 BY THE LEGISLATIVE COUNCIL
358358 OF
359359 A N A C T
360360 RELATING TO STATE AFFAIRS AND GOVERNMENT -- OFFICE OF THE SPECIAL
361361 EDUCATION OMBUD
362362 ***
363363 This act would establish the office of the Rhode Island ombud for special education, which 1
364364 would serve independent of the department of elementary and secondary education, to ensure 2
365365 school districts throughout the state meet the minimum standards required to comply with the 3
366366 individualized education programs for students with disabilities. This act would also require that 4
367367 families be provided a method of evaluation for collecting feedback about the level of satisfaction 5
368368 with the special education services and dispute resolution processes available to them. 6
369369 This act would take effect upon passage. 7
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