Texas 2009 - 81st Regular

Texas Senate Bill SB2260 Compare Versions

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11 81R9224 YDB-D
22 By: Zaffirini S.B. No. 2260
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55 A BILL TO BE ENTITLED
66 AN ACT
77 relating to the licensing and regulation of post-acute care
88 traumatic brain injury rehabilitation facilities; providing
99 penalties.
1010 BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
1111 SECTION 1. Subtitle B, Title 4, Health and Safety Code, is
1212 amended by adding Chapter 257 to read as follows:
1313 CHAPTER 257. POST-ACUTE CARE TRAUMATIC BRAIN INJURY
1414 REHABILITATION FACILITIES
1515 SUBCHAPTER A. GENERAL PROVISIONS
1616 Sec. 257.001. SHORT TITLE. This chapter may be cited as the
1717 Post-Acute Care Traumatic Brain Injury Rehabilitation Facility
1818 Licensing Act.
1919 Sec. 257.002. DEFINITIONS. In this chapter:
2020 (1) "Commissioner" means the commissioner of state
2121 health services.
2222 (2) "Department" means the Department of State Health
2323 Services.
2424 (3) "Executive commissioner" means the executive
2525 commissioner of the Health and Human Services Commission.
2626 (4) "Facility" means an institution or establishment
2727 that provides a continuum of nursing or medical care or
2828 rehabilitation services primarily to persons who have suffered a
2929 traumatic brain injury.
3030 (5) "Medical care" means care that is:
3131 (A) required for improving life span and quality
3232 of life, for comfort, for prevention and treatment of illness, and
3333 for maintenance of bodily and mental function;
3434 (B) under the continued supervision of a
3535 physician; and
3636 (C) provided by a registered nurse or licensed
3737 vocational nurse available to carry out a physician's plan of care
3838 for a patient.
3939 (6) "Nursing care" means services provided by nursing
4040 personnel as prescribed by a physician, including services to:
4141 (A) promote and maintain health;
4242 (B) prevent illness and disability;
4343 (C) manage health care during acute and chronic
4444 phases of illness;
4545 (D) provide guidance and counseling of
4646 individuals and families; and
4747 (E) provide referrals to physicians, other
4848 health care providers, and community resources when appropriate.
4949 (7) "Patient" means an individual accepted for
5050 inpatient or outpatient care in a post-acute care traumatic brain
5151 injury rehabilitation facility.
5252 (8) "Services" means the provision of medical or
5353 nursing care, assistance, or treatment by facility personnel,
5454 volunteers, or other qualified individuals, agencies, or staff of
5555 an organization or other entity to meet a patient's medical,
5656 nursing, social, spiritual, and emotional needs.
5757 Sec. 257.003. EXEMPTIONS. This chapter does not apply to:
5858 (1) a home and community support services agency
5959 required to be licensed under Chapter 142;
6060 (2) a person required to be licensed under Chapter
6161 241;
6262 (3) an institution required to be licensed under
6363 Chapter 242;
6464 (4) an ambulatory surgical center required to be
6565 licensed under Chapter 243;
6666 (5) a birthing center required to be licensed under
6767 Chapter 244;
6868 (6) a facility required to be licensed under Chapter
6969 245 or Chapter 247;
7070 (7) a child-care institution, foster group home,
7171 foster family home, or child-placing agency, for children in foster
7272 care or other patiential care who are under the conservatorship of
7373 the Department of Protective and Regulatory Services; or
7474 (8) a person providing medical or nursing care or
7575 services under a license or permit issued under other state law.
7676 [Sections 257.004-257.050 reserved for expansion]
7777 SUBCHAPTER B. LICENSING, FEES, AND INSPECTIONS
7878 Sec. 257.051. LICENSE REQUIRED; QUALIFICATIONS. (a) A
7979 person may not establish or operate a post-acute care traumatic
8080 brain injury rehabilitation facility unless the person holds a
8181 license issued under this chapter.
8282 (b) To protect the public health and safety, the executive
8383 commissioner shall establish qualifications for holding a license
8484 under this chapter. The qualifications must require the facility
8585 to hold an accreditation for post-acute providers from the
8686 Commission on Accreditation of Rehabilitation Facilities or
8787 another nationally recognized accreditation organization approved
8888 by the executive commissioner.
8989 Sec. 257.052. APPLICATION. (a) An applicant for a license
9090 must submit an application to the department on a form prescribed by
9191 the department and in accordance with executive commissioner rules.
9292 (b) Each application must be accompanied by a nonrefundable
9393 license fee in an amount set by the executive commissioner.
9494 (c) The department may require that an application be
9595 approved by the local health authority or other local official for
9696 compliance with municipal ordinances on building construction,
9797 fire prevention, and sanitation.
9898 Sec. 257.053. ISSUANCE AND RENEWAL OF LICENSE. (a) The
9999 department shall issue a license to an applicant if on inspection
100100 and investigation it finds that the applicant meets the
101101 requirements of this chapter and the rules adopted by the executive
102102 commissioner.
103103 (b) A license shall be renewed at the times and in
104104 accordance with the rules established by the executive
105105 commissioner.
106106 Sec. 257.054. FEES. (a) The executive commissioner shall
107107 establish a license application fee in the amount reasonable and
108108 necessary to cover the cost of administering this chapter.
109109 (b) The executive commissioner may establish other
110110 reasonable and necessary fees in amounts that are adequate, with
111111 the license application and license renewal fees, to collect
112112 sufficient revenue to meet the expenses necessary to administer
113113 this chapter. The fees may include construction plan review and
114114 inspection fees.
115115 (c) All fees collected under this chapter are
116116 nonrefundable.
117117 (d) All fees received by the department shall be deposited
118118 to the credit of the general revenue fund and may be appropriated
119119 only to the department to administer this chapter.
120120 Sec. 257.055. NONTRANSFERABILITY; POSTING. (a) A license
121121 issued under this chapter is not transferable or assignable.
122122 (b) A facility shall post in plain sight the license issued
123123 under this chapter.
124124 Sec. 257.056. DUTIES OF EXECUTIVE COMMISSIONER. (a) The
125125 executive commissioner shall adopt rules necessary to implement
126126 this chapter. The rules must establish minimum standards for
127127 facilities relating to:
128128 (1) the issuance, renewal, denial, suspension, and
129129 revocation of the license required by this chapter;
130130 (2) the qualifications, duties, and supervision of
131131 professional and nonprofessional personnel and volunteers, which
132132 must require a manager of a facility to be a certified brain injury
133133 specialist;
134134 (3) staff-to-patient ratios, which must require one
135135 staff person for every six patients during the day and one staff
136136 person for every eight patients overnight;
137137 (4) medical and nursing care and services provided by
138138 a license holder, which must require that at least 20 hours of
139139 therapy a week be made available for each patient;
140140 (5) the organizational structure, lines of authority,
141141 delegation of responsibility, and operation of a facility;
142142 (6) records of care and services kept by the license
143143 holder, including the disposal or destruction of those records;
144144 (7) safety, fire prevention, and sanitation
145145 provisions;
146146 (8) transfer of patients in a medically appropriate
147147 manner from or to a facility;
148148 (9) construction plan approval and inspection;
149149 (10) training for employees who do not hold a license
150150 as a health care practitioner and who will be delivering care to
151151 patients, which must include at least 16 hours of orientation
152152 training and 24 hours of observation training;
153153 (11) annual continuing education of at least 12 hours
154154 for employees;
155155 (12) treatment of minors; and
156156 (13) any aspects of a facility as necessary to protect
157157 the public health and safety or patients of the facility.
158158 (b) Subsection (a) does not authorize the executive
159159 commissioner to establish the qualifications of licensed health
160160 care providers or permit the executive commissioner to authorize
161161 persons to provide health care services who are not authorized to
162162 provide those services under other state law.
163163 Sec. 257.057. CONSTRUCTION STANDARDS. (a) If there are no
164164 local regulations in effect or enforced in the area in which a
165165 facility is located, the facility's construction must conform to
166166 the minimum standards established by the executive commissioner.
167167 (b) Construction of a facility is subject to construction
168168 plan approval by the department.
169169 Sec. 257.058. INSPECTIONS; INVESTIGATIONS. (a) The
170170 department may inspect a facility and its records at reasonable
171171 times as necessary to ensure compliance with this chapter.
172172 (b) The department shall investigate each complaint
173173 received regarding a facility.
174174 [Sections 257.059-257.100 reserved for expansion]
175175 SUBCHAPTER C. GENERAL ENFORCEMENT
176176 Sec. 257.101. LICENSE DENIAL, SUSPENSION, PROBATION, OR
177177 REVOCATION. (a) The department may deny, revoke, or suspend a
178178 license issued under this chapter for a violation of this chapter or
179179 the rules adopted under this chapter.
180180 (b) Except as provided by Section 257.102, the procedures by
181181 which the department denies, revokes, or suspends a license and by
182182 which those actions are appealed are governed by the department's
183183 rules for a contested case hearing and by Chapter 2001, Government
184184 Code.
185185 (c) If the department finds that a facility is in repeated
186186 noncompliance with this chapter or rules adopted under this chapter
187187 but that the noncompliance does not endanger the public health and
188188 safety, the department may schedule the facility for probation
189189 rather than suspending or revoking the facility's license. The
190190 department shall provide notice to the facility of the probation
191191 and of the items of noncompliance not later than the 10th day before
192192 the date the probation period begins. The department shall
193193 designate a period of not less than 30 days during which the
194194 facility will remain under probation. During the probation period,
195195 the facility must correct the items that were in noncompliance and
196196 report the corrections to the department for approval.
197197 (d) The department may suspend or revoke the license of a
198198 facility that does not correct items that were in noncompliance or
199199 that does not comply with this chapter or the rules adopted under
200200 this chapter within the applicable probation period.
201201 Sec. 257.102. EMERGENCY SUSPENSION. (a) The department
202202 may issue an emergency order to suspend any license issued under
203203 this chapter if the department has reasonable cause to believe that
204204 the conduct of a license holder creates an immediate danger to the
205205 public health and safety.
206206 (b) An emergency suspension is effective immediately
207207 without a hearing on notice to the license holder.
208208 (c) On written request of the license holder, the department
209209 shall conduct a hearing not earlier than the 10th day or later than
210210 the 30th day after the date the hearing request is received to
211211 determine if the emergency suspension is to be continued, modified,
212212 or rescinded.
213213 (d) The hearing and any appeal are governed by department
214214 rules for a contested case hearing and by Chapter 2001, Government
215215 Code.
216216 Sec. 257.103. INJUNCTION. (a) The department may request
217217 that the attorney general petition a district court to restrain a
218218 license holder or other person from continuing to violate this
219219 chapter or any rule adopted by the executive commissioner under
220220 this chapter. Venue for a suit for injunctive relief is in Travis
221221 County.
222222 (b) On application for injunctive relief and a finding that
223223 a license holder or other person has violated this chapter or
224224 executive commissioner rules, the district court shall grant the
225225 injunctive relief that the facts warrant.
226226 Sec. 257.104. CIVIL PENALTY. A license holder or person who
227227 violates this chapter or a rule adopted by the executive
228228 commissioner under this chapter is liable for a civil penalty, to be
229229 imposed by a district court, of not more than $1,000 for each day of
230230 violation. All penalties collected under this section shall be
231231 deposited to the credit of the general revenue fund.
232232 Sec. 257.105. CRIMINAL PENALTY. (a) A person who knowingly
233233 establishes or operates a facility without a license issued under
234234 this chapter commits an offense.
235235 (b) An offense under this section is a Class B misdemeanor.
236236 (c) Each day of a continuing violation constitutes a
237237 separate offense.
238238 [Sections 257.106-257.150 reserved for expansion]
239239 SUBCHAPTER D. ADMINISTRATIVE PENALTY
240240 Sec. 257.151. IMPOSITION OF PENALTY. (a) The commissioner
241241 may impose an administrative penalty on a person licensed under
242242 this chapter who violates this chapter or a rule or order adopted
243243 under this chapter.
244244 (b) A penalty collected under this subchapter shall be
245245 deposited in the state treasury in the general revenue fund.
246246 Sec. 257.152. AMOUNT OF PENALTY. (a) The amount of the
247247 penalty may not exceed $1,000 for each violation, and each day a
248248 violation continues or occurs is a separate violation for purposes
249249 of imposing a penalty. The total amount of the penalty assessed for
250250 a violation continuing or occurring on separate days under this
251251 subsection may not exceed $5,000.
252252 (b) The amount shall be based on:
253253 (1) the seriousness of the violation, including the
254254 nature, circumstances, extent, and gravity of the violation;
255255 (2) the threat to health or safety caused by the
256256 violation;
257257 (3) the history of previous violations;
258258 (4) the amount necessary to deter a future violation;
259259 (5) whether the violator demonstrated good faith,
260260 including when applicable whether the violator made good faith
261261 efforts to correct the violation; and
262262 (6) any other matter that justice may require.
263263 Sec. 257.153. REPORT AND NOTICE OF VIOLATION AND PENALTY.
264264 (a) If the department initially determines that a violation
265265 occurred, the department shall give written notice of the report by
266266 certified mail to the person.
267267 (b) The notice must:
268268 (1) include a brief summary of the alleged violation;
269269 (2) state the amount of the recommended penalty; and
270270 (3) inform the person of the person's right to a
271271 hearing on the occurrence of the violation, the amount of the
272272 penalty, or both.
273273 Sec. 257.154. PENALTY TO BE PAID OR HEARING REQUESTED. (a)
274274 Not later than the 20th day after the date the person receives the
275275 notice sent under Section 257.153, the person in writing may:
276276 (1) accept the determination and recommended penalty
277277 of the department; or
278278 (2) make a request for a hearing on the occurrence of
279279 the violation, the amount of the penalty, or both.
280280 (b) If the person accepts the determination and recommended
281281 penalty or if the person fails to respond to the notice, the
282282 commissioner by order shall approve the determination and impose
283283 the recommended penalty.
284284 Sec. 257.155. HEARING. (a) If the person requests a
285285 hearing, the commissioner shall refer the matter to the State
286286 Office of Administrative Hearings, which shall promptly set a
287287 hearing date and give written notice of the time and place of the
288288 hearing to the person. An administrative law judge of the State
289289 Office of Administrative Hearings shall conduct the hearing.
290290 (b) The administrative law judge shall make findings of fact
291291 and conclusions of law and promptly issue to the commissioner a
292292 proposal for a decision about the occurrence of the violation and
293293 the amount of a proposed penalty.
294294 Sec. 257.156. DECISION BY COMMISSIONER. (a) Based on the
295295 findings of fact, conclusions of law, and proposal for a decision,
296296 the commissioner by order may:
297297 (1) find that a violation occurred and impose a
298298 penalty; or
299299 (2) find that a violation did not occur.
300300 (b) The notice of the commissioner's order under Subsection
301301 (a) that is sent to the person in accordance with Chapter 2001,
302302 Government Code, must include a statement of the right of the person
303303 to judicial review of the order.
304304 Sec. 257.157. OPTIONS FOLLOWING DECISION: PAY OR APPEAL.
305305 Not later than the 30th day after the date the order of the
306306 commissioner under Section 257.156 that imposes an administrative
307307 penalty becomes final, the person shall:
308308 (1) pay the penalty; or
309309 (2) file a petition for judicial review of the
310310 commissioner's order contesting the occurrence of the violation,
311311 the amount of the penalty, or both.
312312 Sec. 257.158. STAY OF ENFORCEMENT OF PENALTY. (a) Within
313313 the 30-day period prescribed by Section 257.157, a person who files
314314 a petition for judicial review may:
315315 (1) stay enforcement of the penalty by:
316316 (A) paying the penalty to the court for placement
317317 in an escrow account; or
318318 (B) giving the court a supersedeas bond approved
319319 by the court that:
320320 (i) is for the amount of the penalty; and
321321 (ii) is effective until all judicial review
322322 of the commissioner's order is final; or
323323 (2) request the court to stay enforcement of the
324324 penalty by:
325325 (A) filing with the court a sworn affidavit of
326326 the person stating that the person is financially unable to pay the
327327 penalty and is financially unable to give the supersedeas bond; and
328328 (B) sending a copy of the affidavit to the
329329 commissioner by certified mail.
330330 (b) If the commissioner receives a copy of an affidavit
331331 under Subsection (a)(2), the commissioner may file with the court,
332332 within five days after the date the copy is received, a contest to
333333 the affidavit. The court shall hold a hearing on the facts alleged
334334 in the affidavit as soon as practicable and shall stay the
335335 enforcement of the penalty on finding that the alleged facts are
336336 true. The person who files an affidavit has the burden of proving
337337 that the person is financially unable to pay the penalty or to give
338338 a supersedeas bond.
339339 Sec. 257.159. COLLECTION OF PENALTY. (a) If the person
340340 does not pay the penalty and the enforcement of the penalty is not
341341 stayed, the penalty may be collected.
342342 (b) The attorney general may sue to collect the penalty.
343343 Sec. 257.160. DECISION BY COURT. (a) If the court sustains
344344 the finding that a violation occurred, the court may uphold or
345345 reduce the amount of the penalty and order the person to pay the
346346 full or reduced amount of the penalty.
347347 (b) If the court does not sustain the finding that a
348348 violation occurred, the court shall order that a penalty is not
349349 owed.
350350 Sec. 257.161. REMITTANCE OF PENALTY AND INTEREST. (a) If
351351 the person paid the penalty and if the amount of the penalty is
352352 reduced or the penalty is not upheld by the court, the court shall
353353 order, when the court's judgment becomes final, that the
354354 appropriate amount plus accrued interest be remitted to the person
355355 not later than the 30th day after the date that the judgment of the
356356 court becomes final.
357357 (b) The interest accrues at the rate charged on loans to
358358 depository institutions by the New York Federal Reserve Bank.
359359 (c) The interest shall be paid for the period beginning on
360360 the date the penalty is paid and ending on the date the penalty is
361361 remitted.
362362 Sec. 257.162. RELEASE OF BOND. (a) If the person gave a
363363 supersedeas bond and the penalty is not upheld by the court, the
364364 court shall order, when the court's judgment becomes final, the
365365 release of the bond.
366366 (b) If the person gave a supersedeas bond and the amount of
367367 the penalty is reduced, the court shall order the release of the
368368 bond after the person pays the reduced amount.
369369 Sec. 257.163. ADMINISTRATIVE PROCEDURE. A proceeding to
370370 impose the penalty is considered to be a contested case under
371371 Chapter 2001, Government Code.
372372 SECTION 2. (a) Not later than March 1, 2010, the executive
373373 commissioner of the Health and Human Services Commission shall
374374 adopt the rules and standards required by Chapter 257, Health and
375375 Safety Code, as added by this Act.
376376 (b) Notwithstanding Section 257.051, Health and Safety
377377 Code, as added by this Act, a post-acute care traumatic brain injury
378378 rehabilitation facility is not required to hold a license under
379379 Chapter 257 until May 1, 2010.
380380 SECTION 3. (a) Except as provided by Subsection (b) of this
381381 section, this Act takes effect September 1, 2009.
382382 (b) Subchapters C and D, Chapter 257, Health and Safety
383383 Code, as added by this Act, take effect May 1, 2010.