Texas 2011 - 82nd Regular

Texas Senate Bill SB1165

Filed
 
Out of Senate Committee
3/24/11  
Voted on by Senate
3/29/11  
Out of House Committee
5/4/11  
Voted on by House
5/13/11  
Engrossed
3/29/11  
Governor Action
5/28/11  
Bill Becomes Law
 
Report Pass
4/28/11  
Enrolled
5/16/11  
Enrolled
5/16/11  
Passed
5/28/11  

Caption

Relating to certain enforcement powers of the banking commissioner; providing administrative penalties.

Impact

The bill introduces significant changes to the Texas Finance Code, specifically enhancing the capacity for regulatory action against individuals involved in questionable practices within financial institutions. By broadening the scope of conditions under which removal orders can be issued, SB1165 aims to protect the interests of depositors, creditors, and compliance processes within the banking sector. Moreover, it establishes guidelines for enforcing administrative penalties on financial entities, thereby reinforcing the commitment to maintaining integrity and soundness in Texas's banking system.

Summary

SB1165 is a bill that modifies the enforcement powers of the banking commissioner in Texas, emphasizing stricter compliance and accountability measures for financial institutions. The bill allows the banking commissioner to serve removal or prohibition orders against current or former officers and employees of state banks and trust companies based on evidence of misconduct, such as personal dishonesty or regulatory violations. Additionally, these orders can be made either temporary or permanent, depending on the severity of the offense and the circumstances involved.

Contention

Among the notable points of contention surrounding SB1165 is the balance between regulatory authority and the rights of financial professionals. Critics argue that the expansive powers granted to the banking commissioner may lead to potential overreach and the impact of public perception on banking professionals' careers without sufficient due process. Concerns were raised that the bill might create an environment of fear among financial managers, potentially stifling innovation and investment in the industry due to the new stringent oversight. Furthermore, the confidentiality provisions included in the bill have generated debate over transparency versus the need to protect sensitive information.

Companion Bills

TX HB2282

Identical Relating to certain enforcement powers of the banking commissioner; providing administrative penalties.

Previously Filed As

TX SB895

Relating to the regulation of money services businesses; creating a criminal offense; creating administrative penalties; authorizing the imposition of a fee.

TX HB2459

Relating to the administration of violations and administrative penalties of the employment of children.

TX HB404

Relating to requiring certain employers to provide paid leave to employees; providing civil and administrative penalties.

TX HB307

Relating to requiring certain employers to provide paid sick leave to employees; providing administrative penalties.

TX HB893

Relating to requiring certain employers to provide paid sick leave to employees; providing administrative and civil penalties.

TX HB1942

Relating to the regulation of sports wagering; requiring occupational permits; authorizing fees; imposing a tax; decriminalizing wagering on certain sports events; creating criminal offenses; providing administrative penalties.

TX SB715

Relating to the regulation of sports wagering; requiring occupational permits; authorizing fees; imposing a tax; decriminalizing wagering on certain sports events; creating criminal offenses; providing administrative penalties.

TX HB2843

Relating to the authorization, licensing, and regulation of casino gaming and sports wagering in this state, to the creation, powers, and duties of the Texas Gaming Commission, to the support of the horse racing industry and reform of horse racing and greyhound racing, and to other provisions related to gambling; imposing and authorizing administrative and civil penalties; imposing taxes; imposing and authorizing fees; requiring occupational licenses; creating criminal offenses.

TX HB148

Relating to certain heat safety protections; providing administrative and civil penalties.

TX HB4673

Relating to certain heat safety protections; providing administrative and civil penalties.

Similar Bills

TX HB2282

Relating to certain enforcement powers of the banking commissioner; providing administrative penalties.

TX HB3555

Relating to certain administrative procedures and enforcement authority relating to state banks, state trust companies, and bank holding companies.

TX SB1549

Relating to certain administrative procedures and enforcement authority relating to state banks, state trust companies, and bank holding companies.

TX SB1401

Relating to the regulation of banks and trust companies.

TX HB2822

Relating to the regulation of banks and trust companies.