Texas 2011 - 82nd Regular

Texas Senate Bill SB381

Voted on by Senate
 
Out of House Committee
 
Voted on by House
 
Governor Action
 
Bill Becomes Law
 

Caption

Relating to partial surrender of or withdrawals from annuity contracts, life insurance policies, and endowment contracts.

Impact

The bill significantly impacts state laws regarding financial products, specifically enhancing regulations surrounding the management and accessibility of annuity and life insurance contracts. By imposing stricter requirements on how withdrawals can be executed, SB381 aims to prevent potential misuse or miscommunication by issuers. This shift is expected to provide consumers with better transparency and informed choices regarding their financial assets. The proposed mechanisms included in the bill seek to ensure that all parties involved adhere to the same standards, thereby promoting a more structured financial environment.

Summary

SB381 aims to establish clearer procedures for the partial surrender or withdrawal from annuity contracts, life insurance policies, and endowment contracts. This legislation mandates that any request for withdrawals must be made in writing, signed by the owner, and notarized. Additionally, the bill requires that issuers of these financial products provide accurate information about potential tax penalties related to such withdrawals. This intent is to enhance consumer understanding and protect policyholders during the withdrawal process, ensuring that they are fully informed of the implications before proceeding.

Sentiment

The sentiment surrounding SB381 appears to be generally positive among consumer advocacy groups and financial oversight bodies, as it prioritizes consumer protection and clarity in financial transactions. Stakeholders in the insurance and financial services industries may exhibit a more mixed sentiment, weighing the administrative burden of compliance against the benefits of improved consumer trust and reduced potential for disputes. Overall, the bill fosters a narrative of responsibility within the industry by ensuring that customers are well-informed about their financial decisions.

Contention

Although the bill is primarily focused on improving consumer protection, some points of contention might arise regarding the additional administrative requirements it imposes on financial service providers. Critics may argue that the notarization and detailed information requirements could slow down the withdrawal process, creating an unnecessary hurdle for policyholders trying to access their funds swiftly. Nonetheless, proponents maintain that the benefits of safeguarding consumer interests and ensuring informed decision-making far outweigh these concerns.

Companion Bills

TX HB504

Identical Relating to partial surrender of or withdrawals from annuity contracts, life insurance policies, and endowment contracts.

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