1 | 1 | | By: Price (Senate Sponsor - Whitmire) H.B. No. 1685 |
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2 | 2 | | (In the Senate - Received from the House April 24, 2013; |
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3 | 3 | | April 25, 2013, read first time and referred to Committee on |
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4 | 4 | | Business and Commerce; May 1, 2013, reported favorably by the |
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5 | 5 | | following vote: Yeas 6, Nays 0; May 1, 2013, sent to printer.) |
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6 | 6 | | |
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7 | 7 | | |
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8 | 8 | | A BILL TO BE ENTITLED |
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9 | 9 | | AN ACT |
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10 | 10 | | relating to the continuation of the self-directed and |
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11 | 11 | | semi-independent status of the Texas State Board of Public |
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12 | 12 | | Accountancy, the Texas Board of Professional Engineers, and the |
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13 | 13 | | Texas Board of Architectural Examiners. |
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14 | 14 | | BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS: |
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15 | 15 | | SECTION 1. The Self-Directed Semi-Independent Agency |
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16 | 16 | | Project Act (Article 8930, Revised Statutes) is transferred to |
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17 | 17 | | Subtitle E, Title 4, Government Code, redesignated as Chapter 472, |
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18 | 18 | | Government Code, and amended to read as follows: |
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19 | 19 | | CHAPTER 472 [Art. 8930]. SELF-DIRECTED SEMI-INDEPENDENT AGENCIES |
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20 | 20 | | SUBCHAPTER A. GENERAL PROVISIONS [AGENCY PROJECT ACT. |
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21 | 21 | | [Sec. 1. SHORT TITLE. This Act shall be known as the |
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22 | 22 | | Self-Directed Semi-Independent Agency Project Act.] |
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23 | 23 | | Sec. 472.001. APPLICABILITY OF CHAPTER. This chapter |
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24 | 24 | | applies to [2. AGENCY PARTICIPATION. The following agencies shall |
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25 | 25 | | be part of the pilot project created by this Act]: |
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26 | 26 | | (1) the Texas State Board of Public Accountancy; |
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27 | 27 | | (2) the Texas Board of Professional Engineers; and |
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28 | 28 | | (3) the Texas Board of Architectural Examiners. |
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29 | 29 | | Sec. 472.002 [3]. DEFINITION. In this chapter [Act], |
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30 | 30 | | "[project] agency" means an agency listed in Section 472.001 [2 of |
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31 | 31 | | this Act]. |
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32 | 32 | | SUBCHAPTER B. STATUS OF AGENCIES |
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33 | 33 | | Sec. 472.051 [4]. SELF-DIRECTED AND SEMI-INDEPENDENT |
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34 | 34 | | STATUS OF AGENCIES [PILOT PROJECT]. (a) Each [Notwithstanding any |
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35 | 35 | | other provision of law, each project] agency is [shall become] |
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36 | 36 | | self-directed and semi-independent as specified in this chapter |
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37 | 37 | | [Act. To allow the pilot project the opportunity to test the |
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38 | 38 | | effectiveness of operating under the provisions of this Act, any |
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39 | 39 | | Act of the 78th Legislature that relates to an agency included in |
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40 | 40 | | Section 2 of this Act and that is inconsistent with being |
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41 | 41 | | self-directed and semi-independent may be implemented on |
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42 | 42 | | authorization by the governing board of the agency]. |
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43 | 43 | | (b) Each [project] agency is [shall continue to be] a state |
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44 | 44 | | agency, as that term is defined in Section 2001.003(7)[, Government |
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45 | 45 | | Code]. |
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46 | 46 | | (b-1) Except as otherwise provided by this chapter, each |
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47 | 47 | | agency is subject to a provision of law that applies to state |
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48 | 48 | | agencies, including: |
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49 | 49 | | (1) state purchasing requirements under Subtitle D, |
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50 | 50 | | Title 10; |
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51 | 51 | | (2) interagency transfer voucher requirements under |
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52 | 52 | | Section 2155.327; |
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53 | 53 | | (3) travel requirements under Chapters 2171 and 2205, |
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54 | 54 | | using amounts provided by the General Appropriations Act to guide |
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55 | 55 | | travel reimbursement rates; and |
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56 | 56 | | (4) prompt payment requirements under Chapter 2251. |
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57 | 57 | | (c) The Sunset Advisory Commission shall examine each |
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58 | 58 | | agency's performance as a self-directed and semi-independent |
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59 | 59 | | agency and the agency's compliance with this chapter as part of the |
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60 | 60 | | commission's periodic review of the agency under [This Act is |
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61 | 61 | | subject to] Chapter 325[, Government Code] (Texas Sunset Act)[. |
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62 | 62 | | Unless continued in existence as provided by that chapter, this Act |
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63 | 63 | | expires September 1, 2013]. |
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64 | 64 | | (d) Each agency shall pay the cost incurred by the Sunset |
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65 | 65 | | Advisory Commission in performing a review of the agency under the |
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66 | 66 | | agency's enabling legislation. The Sunset Advisory Commission |
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67 | 67 | | shall determine the cost, and the agency shall pay the amount |
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68 | 68 | | promptly on receipt of a statement from the Sunset Advisory |
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69 | 69 | | Commission detailing the cost. |
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70 | 70 | | SUBCHAPTER C. POWERS AND DUTIES OF AGENCIES |
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71 | 71 | | Sec. 472.101 [5]. GENERAL DUTIES OF ALL [PROJECT] AGENCIES. |
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72 | 72 | | In addition to the duties enumerated in the enabling legislation |
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73 | 73 | | specifically applicable to each [project] agency, each [project] |
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74 | 74 | | agency shall have the duties prescribed by Sections 472.102 [6] |
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75 | 75 | | through 472.105 [9 of this Act]. |
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76 | 76 | | Sec. 472.102 [6]. BUDGET. (a) An [A project] agency shall |
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77 | 77 | | adopt a budget annually using generally accepted accounting |
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78 | 78 | | principles. The budget shall be reviewed and approved only by the |
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79 | 79 | | [project] agency's governing board notwithstanding any other |
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80 | 80 | | provision of law, including the General Appropriations Act. No |
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81 | 81 | | costs shall be incurred by the general revenue fund. An [A project] |
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82 | 82 | | agency shall be responsible for all costs, both direct and |
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83 | 83 | | indirect. |
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84 | 84 | | (b) An [A project] agency shall keep financial and |
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85 | 85 | | statistical information as necessary to disclose completely and |
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86 | 86 | | accurately the financial condition and operation of the [project] |
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87 | 87 | | agency. |
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88 | 88 | | (c) The Texas State Board of Public Accountancy shall |
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89 | 89 | | annually remit $703,344 to the general revenue fund, the Texas |
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90 | 90 | | Board of Professional Engineers shall annually remit $373,900 to |
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91 | 91 | | the general revenue fund, and the Texas Board of Architectural |
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92 | 92 | | Examiners shall annually remit $510,000 to the general revenue |
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93 | 93 | | fund. |
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94 | 94 | | Sec. 472.103 [7]. AUDITS. Nothing in this chapter [Act] |
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95 | 95 | | shall affect the duty of the state auditor [State Auditor] to audit |
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96 | 96 | | an [a project] agency. The state auditor [State Auditor] shall |
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97 | 97 | | enter into a contract and schedule with each [project] agency to |
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98 | 98 | | conduct audits, including financial reports and performance |
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99 | 99 | | audits. Costs incurred in performing such audits shall be |
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100 | 100 | | reimbursed by the [project] agency. |
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101 | 101 | | Sec. 472.104 [8]. REPORTING REQUIREMENTS. (a) An [A |
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102 | 102 | | project] agency shall submit to the legislature and the governor by |
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103 | 103 | | the first day of the regular session of the legislature a report |
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104 | 104 | | describing all of the agency's activities in the previous biennium. |
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105 | 105 | | The report shall include: |
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106 | 106 | | (1) an audit required by Section 472.103 [7 of this |
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107 | 107 | | Act]; |
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108 | 108 | | (2) a financial report of the previous fiscal year; |
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109 | 109 | | (3) a description of any changes in licensing fees; |
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110 | 110 | | (4) a report on the number of examination candidates, |
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111 | 111 | | licensees, certificate holders, and enforcement activities and any |
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112 | 112 | | changes in those figures; and |
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113 | 113 | | (5) a description of all new rules adopted or |
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114 | 114 | | repealed. |
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115 | 115 | | (b) In addition to the reporting requirements of Subsection |
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116 | 116 | | (a) [of this section], each [project] agency shall report annually, |
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117 | 117 | | not later than November 1, to the governor, to the committee of each |
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118 | 118 | | house of the legislature that has jurisdiction over appropriations, |
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119 | 119 | | and to the Legislative Budget Board the following: |
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120 | 120 | | (1) the salary for all [project] agency personnel and |
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121 | 121 | | the total amount of per diem expenses and travel expenses paid for |
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122 | 122 | | all agency employees, including trend performance data for the |
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123 | 123 | | preceding five fiscal years; |
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124 | 124 | | (2) the total amount of per diem expenses and travel |
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125 | 125 | | expenses paid for each member of the governing body of each |
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126 | 126 | | [project] agency, including trend performance data for the |
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127 | 127 | | preceding five fiscal years; |
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128 | 128 | | (3) each [project] agency's operating plan covering a |
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129 | 129 | | period of two fiscal years; |
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130 | 130 | | (4) each agency's operating [and] budget, including |
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131 | 131 | | revenues and a breakdown of expenditures by program and |
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132 | 132 | | administrative expenses, showing: |
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133 | 133 | | (A) projected budget data for [covering] a period |
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134 | 134 | | of two fiscal years [two-year period]; and |
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135 | 135 | | (B) trend performance data for the preceding five |
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136 | 136 | | fiscal years; and |
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137 | 137 | | (5) trend performance data for the preceding five |
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138 | 138 | | fiscal years regarding: |
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139 | 139 | | (A) the number of full-time equivalent positions |
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140 | 140 | | at the agency; |
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141 | 141 | | (B) the number of complaints received from the |
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142 | 142 | | public and the number of complaints initiated by agency staff; |
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143 | 143 | | (C) the number of complaints dismissed and the |
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144 | 144 | | number of complaints resolved by enforcement action; |
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145 | 145 | | (D) the number of enforcement actions by sanction |
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146 | 146 | | type; |
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147 | 147 | | (E) the number of enforcement cases closed |
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148 | 148 | | through voluntary compliance; |
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149 | 149 | | (F) the amount of administrative penalties |
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150 | 150 | | assessed and the rate of collection of assessed administrative |
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151 | 151 | | penalties; |
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152 | 152 | | (G) the number of enforcement cases that allege a |
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153 | 153 | | threat to public health, safety, or welfare or a violation of |
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154 | 154 | | professional standards of care and the disposition of those cases; |
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155 | 155 | | (H) the average time to resolve a complaint; |
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156 | 156 | | (I) the number of license holders or regulated |
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157 | 157 | | persons broken down by type of license and license status, |
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158 | 158 | | including inactive status or retired status; |
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159 | 159 | | (J) the fee charged to issue and renew each type |
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160 | 160 | | of license, certificate, permit, or other similar authorization |
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161 | 161 | | issued by the agency; |
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162 | 162 | | (K) the average time to issue a license; |
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163 | 163 | | (L) litigation costs, broken down by |
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164 | 164 | | administrative hearings, judicial proceedings, and outside counsel |
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165 | 165 | | costs; and |
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166 | 166 | | (M) reserve fund balances [(4) a detailed |
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167 | 167 | | report of all revenue received and all expenses incurred by the |
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168 | 168 | | project agency in the previous 12 months]. |
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169 | 169 | | Sec. 472.105 [9]. DISPOSITION OF FEES COLLECTED. If |
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170 | 170 | | provided in an [a project] agency's enabling legislation, the |
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171 | 171 | | [project] agency shall collect a professional fee of $200 from its |
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172 | 172 | | license holders [licensees] annually, which shall be remitted to |
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173 | 173 | | the state. If provided in an [a project] agency's enabling |
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174 | 174 | | legislation, the [project] agency shall collect a scholarship fee |
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175 | 175 | | of $10 annually from its license holders [licensees and shall remit |
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176 | 176 | | it to the state]. |
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177 | 177 | | Sec. 472.106 [10]. GENERAL POWERS OF ALL [PROJECT] |
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178 | 178 | | AGENCIES. In addition to the powers enumerated in each [project] |
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179 | 179 | | agency's enabling legislation, each [project] agency shall have the |
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180 | 180 | | powers described in Sections 472.107 [11] through 472.110 [14 of |
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181 | 181 | | this Act]. |
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182 | 182 | | Sec. 472.107 [11]. ABILITY TO CONTRACT. To carry out and |
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183 | 183 | | promote the objectives of this chapter, an [Act, a project] agency |
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184 | 184 | | may enter into contracts and do all other acts incidental to those |
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185 | 185 | | contracts that are necessary for the administration of its affairs |
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186 | 186 | | and for the attainment of its purposes. Any [; provided, however, |
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187 | 187 | | that any] indebtedness, liability, or obligation of the [project] |
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188 | 188 | | agency shall not: |
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189 | 189 | | (1) create a debt or other liability of the state or |
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190 | 190 | | any other entity other than the [project] agency; or |
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191 | 191 | | (2) create any personal liability on the part of the |
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192 | 192 | | members of the board of the [project] agency or its employees. |
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193 | 193 | | Sec. 472.108 [12]. PROPERTY. An [A project] agency may |
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194 | 194 | | acquire by lease, and maintain, use, and operate, any real, |
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195 | 195 | | personal, or mixed property necessary to the exercise of the |
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196 | 196 | | powers, rights, privileges, and functions of the agency. |
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197 | 197 | | Sec. 472.109 [13]. SUITS. The office of the attorney |
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198 | 198 | | general shall represent an [a project] agency in any litigation. |
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199 | 199 | | The attorney general may assess and collect from the [project] |
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200 | 200 | | agency reasonable attorney's fees associated with any litigation |
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201 | 201 | | under this section. |
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202 | 202 | | Sec. 472.110 [14]. FEES AND DISPOSITION OF FUNDS. (a) |
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203 | 203 | | Subject to the limitations, if any, in the applicable enabling |
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204 | 204 | | legislation, each [project] agency may set the amount of fees by |
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205 | 205 | | statute or rule as necessary for the purpose of carrying out the |
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206 | 206 | | functions of the [project] agency. |
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207 | 207 | | (b) All fees and funds collected by an [a project] agency, |
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208 | 208 | | [during the pilot project and] any funds appropriated to the |
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209 | 209 | | [project] agency, and any other funds belonging to or under the |
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210 | 210 | | control of an agency shall be deposited in interest-bearing deposit |
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211 | 211 | | accounts in the Texas Treasury Safekeeping Trust Company. The |
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212 | 212 | | comptroller shall contract with the [project] agency for the |
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213 | 213 | | maintenance of the deposit accounts under terms comparable to a |
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214 | 214 | | contract between a commercial banking institution and its |
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215 | 215 | | customers. An agency may not hold funds in an account that is not |
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216 | 216 | | under the control of the comptroller. |
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217 | 217 | | (c) An [A project] agency shall use the comptroller's |
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218 | 218 | | uniform statewide accounting system under Chapter 2101 to make all |
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219 | 219 | | payments, other than direct payments from an agency's account to |
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220 | 220 | | the Texas Treasury Safekeeping Trust Company [may retain each |
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221 | 221 | | fiscal year an amount of fines and other revenue the project agency |
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222 | 222 | | receives during the fiscal year as a result of enforcement actions |
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223 | 223 | | that is equal to 20 percent of the total amount expended by the |
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224 | 224 | | project agency during the previous fiscal year, not to exceed $1 |
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225 | 225 | | million]. |
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226 | 226 | | (d) An agency shall remit all administrative penalties |
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227 | 227 | | collected by the agency to the comptroller for deposit in [At the |
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228 | 228 | | end of each fiscal year 50 percent of the unexpended balance of the |
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229 | 229 | | amount retained in Subsection (c) of this section shall be |
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230 | 230 | | deposited to the credit of] the general revenue fund. |
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231 | 231 | | Sec. 472.111 [15]. POST-PARTICIPATION LIABILITY. (a) If a |
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232 | 232 | | state agency no longer has status under this chapter [Act] as a |
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233 | 233 | | self-directed semi-independent [project] agency [either because of |
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234 | 234 | | the expiration of this Act or] for any [other] reason, the state |
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235 | 235 | | agency shall be liable for any expenses or debts incurred by the |
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236 | 236 | | state agency during the time the state agency had status as a |
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237 | 237 | | self-directed semi-independent agency [participated in the pilot |
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238 | 238 | | project]. The state agency's liability under this section includes |
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239 | 239 | | liability for any lease entered into by the state agency. The state |
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240 | 240 | | is not liable for any expense or debt covered by this subsection, |
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241 | 241 | | and money from the general revenue fund may not be used to repay the |
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242 | 242 | | expense or debt. |
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243 | 243 | | (b) If a state agency no longer has status under this |
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244 | 244 | | chapter [Act] as a self-directed semi-independent [project] agency |
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245 | 245 | | [either because of the expiration of this Act or] for any [other] |
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246 | 246 | | reason, ownership of any property or other asset acquired by the |
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247 | 247 | | state agency during the time the state agency had status as a |
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248 | 248 | | self-directed semi-independent agency [participated in the pilot |
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249 | 249 | | project], including unexpended fees in a deposit account in the |
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250 | 250 | | Texas Treasury Safekeeping Trust Company, shall be transferred to |
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251 | 251 | | the state. |
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252 | 252 | | Sec. 472.112 [16]. OPEN GOVERNMENT. Subject to the |
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253 | 253 | | confidentiality provisions of an [a project] agency's enabling |
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254 | 254 | | legislation: |
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255 | 255 | | (1) meetings of the [project] agency are subject to |
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256 | 256 | | Chapter 551[, Government Code]; and |
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257 | 257 | | (2) records maintained by the [project] agency are |
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258 | 258 | | subject to Chapter 552[, Government Code]. |
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259 | 259 | | Sec. 472.113 [17]. MEMBERSHIP IN EMPLOYEES [EMPLOYEE] |
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260 | 260 | | RETIREMENT SYSTEM. Employees of the [project] agencies are members |
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261 | 261 | | of the Employees Retirement System of Texas under Chapter 812, |
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262 | 262 | | [Government Code,] and the agencies' [transition to] independent |
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263 | 263 | | status shall have no effect on their membership. |
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264 | 264 | | Sec. 472.114 [18]. GIFTS. (a) Notwithstanding other law, |
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265 | 265 | | an [a project] agency may not accept a gift, grant, or donation: |
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266 | 266 | | (1) from a party to an enforcement action; or |
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267 | 267 | | (2) to pursue a specific investigation or enforcement |
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268 | 268 | | action. |
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269 | 269 | | (b) An [A project] agency must: |
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270 | 270 | | (1) report each gift, grant, or donation that the |
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271 | 271 | | agency receives as a separate item in the agency's detailed report |
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272 | 272 | | under Section 472.104(b) [8(b) of this Act]; and |
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273 | 273 | | (2) include with the report a statement indicating the |
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274 | 274 | | purpose for which each gift, grant, or donation was used. |
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275 | 275 | | SECTION 2. Section 901.658, Occupations Code, is amended to |
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276 | 276 | | read as follows: |
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277 | 277 | | Sec. 901.658. FUNDING. The board may: |
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278 | 278 | | (1) use without appropriation, in accordance with |
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279 | 279 | | [Article 8930, Revised Statutes,] this subchapter[,] and Section |
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280 | 280 | | 901.155, any money from the trust fund established under Section |
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281 | 281 | | 901.155; and |
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282 | 282 | | (2) accept gifts, grants, and donations of real or |
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283 | 283 | | personal property from any entity, subject to limitations or |
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284 | 284 | | conditions set by law, for the purposes of this subchapter. |
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285 | 285 | | SECTION 3. Section 1001.507, Occupations Code, is repealed. |
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286 | 286 | | SECTION 4. Section 472.104(b), Government Code, as |
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287 | 287 | | redesignated and amended by this Act, applies only to a report |
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288 | 288 | | originally due on or after the effective date of this Act. A report |
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289 | 289 | | originally due before the effective date of this Act is governed by |
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290 | 290 | | the law in effect on the date the report was originally due, and the |
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291 | 291 | | former law is continued in effect for that purpose. |
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292 | 292 | | SECTION 5. Not later than October 1, 2013, each agency, as |
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293 | 293 | | that term is defined by Section 472.002, Government Code, as |
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294 | 294 | | redesignated and amended by this Act, shall transfer any funds held |
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295 | 295 | | in an account not under the control of the comptroller of public |
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296 | 296 | | accounts to an account that is under the control of the comptroller |
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297 | 297 | | of public accounts, as provided by Section 472.110(b), Government |
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298 | 298 | | Code, as redesignated and amended by this Act. |
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299 | 299 | | SECTION 6. Sections 472.110(c) and (d), Government Code, as |
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300 | 300 | | redesignated and amended by this Act, and the repeal by this Act of |
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301 | 301 | | Section 1001.507, Occupations Code, apply only to an administrative |
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302 | 302 | | penalty that is collected on or after the effective date of this |
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303 | 303 | | Act. An administrative penalty that is collected before the |
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304 | 304 | | effective date of this Act is governed by the law in effect on the |
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305 | 305 | | date the administrative penalty was collected, and the former law |
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306 | 306 | | is continued in effect for that purpose. |
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307 | 307 | | SECTION 7. This Act takes effect September 1, 2013. |
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308 | 308 | | * * * * * |
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