1 | 1 | | 84R11340 MCK-D |
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2 | 2 | | By: Hall S.B. No. 1433 |
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3 | 3 | | |
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4 | 4 | | |
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5 | 5 | | A BILL TO BE ENTITLED |
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6 | 6 | | AN ACT |
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7 | 7 | | relating to the identification of programs and activities in the |
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8 | 8 | | general appropriations bill and the review of state agency |
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9 | 9 | | performance and rules. |
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10 | 10 | | BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS: |
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11 | 11 | | SECTION 1. Section 322.008, Government Code, is amended by |
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12 | 12 | | adding Subsection (b-1) to read as follows: |
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13 | 13 | | (b-1) The general appropriations bill must, for each state |
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14 | 14 | | agency or other entity to which an appropriation is proposed under |
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15 | 15 | | the bill: |
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16 | 16 | | (1) include a line item for each specific program or |
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17 | 17 | | activity administered by the agency or entity or by an |
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18 | 18 | | organizational unit of the agency or entity, arranged according to |
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19 | 19 | | the agency's, entity's, or unit's organizational structure, except |
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20 | 20 | | that if a specific program or activity administered by the agency, |
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21 | 21 | | entity, or unit includes identifiable components or subprograms, |
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22 | 22 | | the bill must include a line item for each of those components or |
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23 | 23 | | subprograms; |
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24 | 24 | | (2) specify the amount of the proposed appropriation |
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25 | 25 | | for each line item; and |
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26 | 26 | | (3) include, for each line item that represents a |
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27 | 27 | | specific program or activity or, if applicable, each group of line |
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28 | 28 | | items representing the components or subprograms of a specific |
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29 | 29 | | program or activity: |
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30 | 30 | | (A) a description of the program or activity and |
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31 | 31 | | a citation to the authorization in law for the program or activity; |
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32 | 32 | | and |
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33 | 33 | | (B) a statement regarding whether the source of |
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34 | 34 | | the proposed appropriation is nondedicated general revenue money, |
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35 | 35 | | dedicated general revenue money, federal money, or another source. |
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36 | 36 | | SECTION 2. Sections 325.008(a) and (b), Government Code, |
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37 | 37 | | are amended to read as follows: |
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38 | 38 | | (a) Before January 1 of the year in which a state agency |
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39 | 39 | | subject to this chapter and its advisory committees are abolished, |
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40 | 40 | | the commission shall: |
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41 | 41 | | (1) review and take action necessary to verify the |
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42 | 42 | | reports submitted by the agency under Section 325.007; |
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43 | 43 | | (2) consult the Legislative Budget Board, the |
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44 | 44 | | Governor's Budget, Policy, and Planning Division, the State |
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45 | 45 | | Auditor, and the comptroller of public accounts, or their |
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46 | 46 | | successors, on the application to the agency of the criteria |
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47 | 47 | | provided in Section 325.011; |
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48 | 48 | | (3) have [conduct] a review of the agency based on the |
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49 | 49 | | criteria provided in Section 325.011 conducted by a private |
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50 | 50 | | performance auditor with whom the commission contracts under |
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51 | 51 | | Section 325.0081 and have the performance auditor prepare a written |
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52 | 52 | | report; and |
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53 | 53 | | (4) review the implementation of commission |
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54 | 54 | | recommendations contained in the reports presented to the |
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55 | 55 | | legislature during the preceding legislative session and the |
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56 | 56 | | resulting legislation. |
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57 | 57 | | (b) The written report prepared by the performance auditor |
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58 | 58 | | [commission] under Subsection (a)(3) is a public record. |
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59 | 59 | | SECTION 3. Chapter 325, Government Code, is amended by |
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60 | 60 | | adding Section 325.0081 to read as follows: |
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61 | 61 | | Sec. 325.0081. PERFORMANCE AUDITOR CONTRACT. The |
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62 | 62 | | commission shall contract with a person to perform the performance |
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63 | 63 | | audits required by this chapter. The contract must require the |
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64 | 64 | | auditor to conduct the performance audits as prescribed by this |
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65 | 65 | | chapter. |
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66 | 66 | | SECTION 4. Section 325.010(b), Government Code, is amended |
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67 | 67 | | to read as follows: |
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68 | 68 | | (b) In the report the commission shall include: |
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69 | 69 | | (1) the performance auditor's [its] findings regarding |
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70 | 70 | | the criteria prescribed by Section 325.011; |
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71 | 71 | | (2) its recommendations based on the matters |
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72 | 72 | | prescribed by Section 325.012; and |
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73 | 73 | | (3) other information the commission considers |
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74 | 74 | | necessary for a complete review of the agency. |
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75 | 75 | | SECTION 5. Section 325.011, Government Code, is amended to |
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76 | 76 | | read as follows: |
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77 | 77 | | Sec. 325.011. CRITERIA FOR REVIEW. The commission, [and] |
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78 | 78 | | its staff, and the performance auditor shall consider the following |
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79 | 79 | | criteria in determining whether a public need exists for the |
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80 | 80 | | continuation of a state agency or its advisory committees or for the |
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81 | 81 | | performance of the functions of the agency or its advisory |
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82 | 82 | | committees: |
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83 | 83 | | (1) the efficiency and effectiveness with which the |
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84 | 84 | | agency or the advisory committee operates; |
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85 | 85 | | (2)(A) an identification of the mission, goals, and |
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86 | 86 | | objectives intended for the agency or advisory committee and of the |
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87 | 87 | | problem or need that the agency or advisory committee was intended |
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88 | 88 | | to address; and |
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89 | 89 | | (B) the extent to which the mission, goals, and |
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90 | 90 | | objectives have been achieved and the problem or need has been |
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91 | 91 | | addressed; |
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92 | 92 | | (3)(A) an identification of any activities of the |
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93 | 93 | | agency in addition to those granted by statute and of the authority |
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94 | 94 | | for those activities; and |
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95 | 95 | | (B) the extent to which those activities are |
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96 | 96 | | needed; |
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97 | 97 | | (4) an assessment of authority of the agency relating |
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98 | 98 | | to fees, inspections, enforcement, and penalties; |
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99 | 99 | | (5) whether less restrictive or alternative methods of |
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100 | 100 | | performing any function that the agency performs could adequately |
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101 | 101 | | protect or provide service to the public; |
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102 | 102 | | (6) the extent to which the jurisdiction of the agency |
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103 | 103 | | and the programs administered by the agency overlap or duplicate |
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104 | 104 | | those of other agencies, the extent to which the agency coordinates |
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105 | 105 | | with those agencies, and the extent to which the programs |
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106 | 106 | | administered by the agency can be consolidated with the programs of |
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107 | 107 | | other state agencies; |
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108 | 108 | | (7) the promptness and effectiveness with which the |
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109 | 109 | | agency addresses complaints concerning entities or other persons |
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110 | 110 | | affected by the agency, including an assessment of the agency's |
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111 | 111 | | administrative hearings process; |
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112 | 112 | | (8) an assessment of the agency's rulemaking process |
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113 | 113 | | and the extent to which the agency has encouraged participation by |
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114 | 114 | | the public in making its rules and decisions and the extent to which |
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115 | 115 | | the public participation has resulted in rules that benefit the |
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116 | 116 | | public; |
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117 | 117 | | (9) the extent to which the agency has complied with: |
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118 | 118 | | (A) federal and state laws and applicable rules |
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119 | 119 | | regarding equality of employment opportunity and the rights and |
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120 | 120 | | privacy of individuals; and |
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121 | 121 | | (B) state law and applicable rules of any state |
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122 | 122 | | agency regarding purchasing guidelines and programs for |
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123 | 123 | | historically underutilized businesses; |
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124 | 124 | | (10) the extent to which the agency issues and |
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125 | 125 | | enforces rules relating to potential conflicts of interest of its |
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126 | 126 | | employees; |
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127 | 127 | | (11) the extent to which the agency complies with |
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128 | 128 | | Chapters 551 and 552 and follows records management practices that |
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129 | 129 | | enable the agency to respond efficiently to requests for public |
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130 | 130 | | information; |
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131 | 131 | | (12) the effect of federal intervention or loss of |
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132 | 132 | | federal funds if the agency is abolished; and |
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133 | 133 | | (13) the extent to which the purpose and effectiveness |
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134 | 134 | | of reporting requirements imposed on the agency justifies the |
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135 | 135 | | continuation of the requirement. |
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136 | 136 | | SECTION 6. Section 325.0127, Government Code, is amended by |
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137 | 137 | | adding Subsection (c) to read as follows: |
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138 | 138 | | (c) Each state agency reviewed under this chapter shall pay |
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139 | 139 | | the costs incurred by the commission in performing the review. The |
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140 | 140 | | commission shall determine the costs of the review, and the agency |
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141 | 141 | | shall pay the amount of those costs promptly on receipt of a |
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142 | 142 | | statement from the commission regarding those costs. Any reduction |
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143 | 143 | | in the state agency's operating expenses that result from |
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144 | 144 | | implementing the performance auditor's recommendations shall be |
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145 | 145 | | used to pay for the cost of the performance review. |
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146 | 146 | | SECTION 7. Sections 325.019(b) and (c), Government Code, |
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147 | 147 | | are amended to read as follows: |
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148 | 148 | | (b) In carrying out its functions under this chapter, the |
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149 | 149 | | commission, [or] its designated staff member, the performance |
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150 | 150 | | auditor, or an employee of the performance auditor may attend any |
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151 | 151 | | meetings and proceedings of any state agency, including any meeting |
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152 | 152 | | or proceeding of the governing body of the agency that is closed to |
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153 | 153 | | the public, and may inspect the records, documents, and files of any |
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154 | 154 | | state agency, including any record, document, or file that is: |
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155 | 155 | | (1) attorney work product; |
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156 | 156 | | (2) an attorney-client communication; or |
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157 | 157 | | (3) made privileged or confidential by law. |
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158 | 158 | | (c) It is the intent of the legislature to allow the |
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159 | 159 | | commission, [and] its designated staff members, the performance |
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160 | 160 | | auditor, or an employee of the performance auditor to have access to |
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161 | 161 | | all meetings or proceedings of a state agency being reviewed by the |
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162 | 162 | | commission under this chapter and to all records, documents, and |
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163 | 163 | | files of that agency. To the extent that this section conflicts |
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164 | 164 | | with other law that purports to limit the commission's or auditor's |
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165 | 165 | | access to meetings or proceedings or to records, documents, and |
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166 | 166 | | files, this section controls. If federal law prohibits a state |
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167 | 167 | | agency from disclosing information in a record, document, or file |
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168 | 168 | | to the commission or auditor, including information in a record, |
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169 | 169 | | document, or file created as a result of or considered during a |
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170 | 170 | | meeting or proceeding, the state agency may redact the protected |
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171 | 171 | | information from the record, document, or file. |
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172 | 172 | | SECTION 8. Sections 325.0195(a), (b), (c), and (d), |
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173 | 173 | | Government Code, are amended to read as follows: |
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174 | 174 | | (a) A working paper, including all documentary or other |
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175 | 175 | | information, prepared or maintained by the commission staff or the |
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176 | 176 | | performance auditor in performing [its] duties under this chapter |
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177 | 177 | | or other law to conduct an evaluation and prepare a report is |
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178 | 178 | | excepted from the public disclosure requirements of Section |
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179 | 179 | | 552.021. |
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180 | 180 | | (b) A record held by another entity that is considered to be |
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181 | 181 | | confidential by law and that the commission or the performance |
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182 | 182 | | auditor receives in connection with the performance of the |
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183 | 183 | | commission's or auditor's duties [functions] under this chapter or |
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184 | 184 | | another law remains confidential and is excepted from the public |
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185 | 185 | | disclosure requirements of Section 552.021. |
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186 | 186 | | (c) A state agency that provides the commission or the |
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187 | 187 | | performance auditor with access to a privileged or confidential |
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188 | 188 | | communication, record, document, or file under Section 325.019 for |
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189 | 189 | | purposes of a review under this chapter does not waive the |
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190 | 190 | | attorney-client privilege, or any other privilege or |
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191 | 191 | | confidentiality requirement protected or required by the Texas |
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192 | 192 | | Constitution, common law, statutory law, or rules of evidence, |
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193 | 193 | | procedure, or professional conduct, with respect to the |
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194 | 194 | | communication, record, document, or file provided to the commission |
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195 | 195 | | or auditor. For purposes of this subsection, a communication |
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196 | 196 | | includes a discussion that occurs at a meeting or proceeding of the |
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197 | 197 | | state agency that is closed to the public. |
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198 | 198 | | (d) The state agency may require the commission, [or] the |
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199 | 199 | | members of the commission's staff, the performance auditor, or the |
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200 | 200 | | employees of the performance auditor who view, handle, or are privy |
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201 | 201 | | to information, or who attend a meeting that is not accessible to |
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202 | 202 | | the public, to sign a confidentiality agreement that covers the |
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203 | 203 | | information and requires that: |
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204 | 204 | | (1) the information not be disclosed outside the |
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205 | 205 | | commission or the auditor's office for purposes other than the |
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206 | 206 | | purpose for which it was received; |
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207 | 207 | | (2) the information be labeled as confidential; |
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208 | 208 | | (3) the information be kept securely; and |
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209 | 209 | | (4) the number of copies made of the information or the |
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210 | 210 | | notes taken from the information that implicate the confidential |
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211 | 211 | | nature of the information be controlled, with all copies or notes |
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212 | 212 | | that are not destroyed or returned to the governmental body |
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213 | 213 | | remaining confidential and subject to the confidentiality |
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214 | 214 | | agreement. |
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215 | 215 | | SECTION 9. Chapter 325, Government Code, is amended by |
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216 | 216 | | adding Section 325.025 to read as follows: |
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217 | 217 | | Sec. 325.025. REVIEW OF RULES. (a) The commission, with the |
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218 | 218 | | assistance of the appropriate standing committee of each house of |
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219 | 219 | | the legislature, shall review each state agency's rules to |
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220 | 220 | | determine whether: |
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221 | 221 | | (1) the agency has authority to adopt the rule; |
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222 | 222 | | (2) the rule is necessary for the administration of |
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223 | 223 | | the agency's functions; and |
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224 | 224 | | (3) the rule should be repealed or, if applicable, the |
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225 | 225 | | agency should be given authority to adopt the rule. |
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226 | 226 | | (b) The commission shall prepare a report with the |
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227 | 227 | | commission's findings and recommendations and submit the report to |
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228 | 228 | | the legislature. |
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229 | 229 | | (c) The commission shall establish a schedule to ensure that |
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230 | 230 | | each state agency's rules are reviewed every six years. |
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231 | 231 | | SECTION 10. This Act takes effect September 1, 2015. |
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