1 | 1 | | By: Schwertner, et al. S.B. No. 933 |
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2 | 2 | | (Klick) |
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3 | 3 | | |
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4 | 4 | | |
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5 | 5 | | A BILL TO BE ENTITLED |
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6 | 6 | | AN ACT |
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7 | 7 | | relating to the licensing of, the executive commissioner of the |
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8 | 8 | | Health and Human Services Commission's duties with respect to, and |
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9 | 9 | | the administrative penalties for home and community support |
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10 | 10 | | services agencies. |
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11 | 11 | | BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS: |
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12 | 12 | | SECTION 1. Sections 142.006(a), (b), and (c), Health and |
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13 | 13 | | Safety Code, are amended to read as follows: |
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14 | 14 | | (a) The commission [department] shall issue a home and |
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15 | 15 | | community support services agency license to provide home health, |
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16 | 16 | | hospice, habilitation, or personal assistance services for each |
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17 | 17 | | place of business to an applicant if: |
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18 | 18 | | (1) the applicant: |
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19 | 19 | | (A) qualifies for the license to provide the type |
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20 | 20 | | of service that is to be offered by the applicant; |
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21 | 21 | | (B) submits an application and license fee as |
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22 | 22 | | required by this chapter; and |
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23 | 23 | | (C) complies with all applicable licensing |
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24 | 24 | | standards required or adopted under this chapter; and |
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25 | 25 | | (2) any controlling person with respect to the |
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26 | 26 | | applicant complies with all applicable licensing standards |
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27 | 27 | | required or adopted under this chapter. |
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28 | 28 | | (b) A license issued under this chapter expires three [two] |
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29 | 29 | | years after the date of issuance. The executive commissioner by |
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30 | 30 | | rule shall [may] adopt a system under which licenses expire on |
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31 | 31 | | staggered [various] dates during each three-year [the two-year] |
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32 | 32 | | period. The commission shall prorate the license fee as |
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33 | 33 | | appropriate if the expiration date of a license changes as a result |
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34 | 34 | | of this subsection [For the year in which a license expiration date |
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35 | 35 | | is changed, the department shall prorate the license fee on a |
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36 | 36 | | monthly basis. Each license holder shall pay only that portion of |
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37 | 37 | | the license fee allocable to the number of months for which the |
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38 | 38 | | license is valid. A license holder shall pay the total license |
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39 | 39 | | renewal fee at the time of renewal. The department may issue an |
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40 | 40 | | initial license for a shorter term to conform expiration dates for a |
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41 | 41 | | locality or an applicant. The department may issue a temporary |
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42 | 42 | | license to an applicant for an initial license]. |
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43 | 43 | | (c) The commission [department] may find that a home and |
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44 | 44 | | community support services agency has satisfied the requirements |
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45 | 45 | | for licensing if the agency is accredited by an accreditation |
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46 | 46 | | organization, such as The Joint Commission or the Community Health |
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47 | 47 | | Accreditation Program, and the commission [department] finds that |
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48 | 48 | | the accreditation organization has standards that meet or exceed |
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49 | 49 | | the requirements for licensing under this chapter. A license fee is |
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50 | 50 | | required of the home and community support services agency at the |
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51 | 51 | | time of a license application. |
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52 | 52 | | SECTION 2. Sections 142.010(a) and (b), Health and Safety |
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53 | 53 | | Code, are amended to read as follows: |
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54 | 54 | | (a) The executive commissioner by rule shall set license |
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55 | 55 | | fees for home and community support services agencies in amounts |
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56 | 56 | | that are reasonable to meet the costs of administering this |
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57 | 57 | | chapter, except that the fees may not be less than $600 or more than |
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58 | 58 | | $3,000 [$2,000] for a license to provide home health, hospice, |
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59 | 59 | | habilitation, or personal assistance services. |
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60 | 60 | | (b) The executive commissioner shall consider the size of |
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61 | 61 | | the home and community support services agency, the number of |
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62 | 62 | | clients served, the number of services provided, and the necessity |
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63 | 63 | | for review of other accreditation documentation in determining the |
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64 | 64 | | amount collected by the commission [department] for initial and |
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65 | 65 | | renewal license fees. |
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66 | 66 | | SECTION 3. Section 142.017, Health and Safety Code, is |
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67 | 67 | | amended by amending Subsections (a), (b), (c), (e), (i), and (j) and |
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68 | 68 | | adding Subsections (k) and (l) to read as follows: |
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69 | 69 | | (a) The commission [department] may assess an |
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70 | 70 | | administrative penalty against a person who violates: |
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71 | 71 | | (1) this chapter or a rule adopted under this chapter; |
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72 | 72 | | or |
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73 | 73 | | (2) Section 102.001, Occupations Code, if the |
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74 | 74 | | violation relates to the provision of home health, hospice, |
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75 | 75 | | habilitation, or personal assistance services. |
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76 | 76 | | (b) The penalty shall be not less than $100 or more than |
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77 | 77 | | $1,000 for each violation, except that the penalty shall be not less |
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78 | 78 | | than $100 or more than $5,000 for each violation that results in |
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79 | 79 | | actual harm or that constitutes an immediate threat to the health or |
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80 | 80 | | safety of a client. Each day of a violation that occurs before the |
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81 | 81 | | day on which the person receives written notice of the violation |
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82 | 82 | | from the commission [department] does not constitute a separate |
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83 | 83 | | violation and shall be considered to be one violation. Each day of |
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84 | 84 | | a continuing violation that occurs after the day on which the person |
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85 | 85 | | receives written notice of the violation from the commission |
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86 | 86 | | [department] constitutes a separate violation. |
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87 | 87 | | (c) The executive commissioner by rule shall specify each |
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88 | 88 | | violation for which the commission [department] may assess an |
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89 | 89 | | administrative penalty. In determining which violations warrant |
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90 | 90 | | penalties, the commission [department] shall consider: |
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91 | 91 | | (1) the seriousness of the violation, including the |
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92 | 92 | | nature, circumstances, extent, and gravity of the violation and the |
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93 | 93 | | hazard of the violation to the health or safety of clients; and |
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94 | 94 | | (2) whether the affected home and community support |
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95 | 95 | | services agency had identified the violation as a part of its |
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96 | 96 | | internal quality assurance process and had made appropriate |
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97 | 97 | | progress on correction. |
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98 | 98 | | (e) Except as provided by Subsection (j), the executive |
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99 | 99 | | commissioner by rule shall provide the home and community support |
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100 | 100 | | services agency with a reasonable period of time following the |
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101 | 101 | | first day of a violation to correct the violation before the |
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102 | 102 | | commission [department] assesses an administrative penalty if a |
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103 | 103 | | plan of correction has been implemented. |
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104 | 104 | | (i) The commission [department] may not assess an |
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105 | 105 | | administrative penalty against a state agency. |
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106 | 106 | | (j) The commission [department] may assess an |
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107 | 107 | | administrative penalty without providing a reasonable period of |
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108 | 108 | | time to a home and community support services [the] agency to |
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109 | 109 | | correct the violation if the violation: |
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110 | 110 | | (1) represents a pattern of violation that results in |
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111 | 111 | | actual [serious] harm [or death]; |
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112 | 112 | | (2) is widespread in scope and results in actual harm; |
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113 | 113 | | (3) is widespread in scope and constitutes a potential |
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114 | 114 | | for actual harm; |
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115 | 115 | | (4) [(2)] constitutes an immediate [a serious] threat |
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116 | 116 | | to the health or safety of a client; |
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117 | 117 | | (5) [(3)] substantially limits the agency's capacity |
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118 | 118 | | to provide care; |
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119 | 119 | | (6) [(4)] is a violation in which a person: |
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120 | 120 | | (A) makes a false statement, that the person |
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121 | 121 | | knows or should know is false, of a material fact: |
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122 | 122 | | (i) on an application for issuance or |
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123 | 123 | | renewal of a license or in an attachment to the application; or |
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124 | 124 | | (ii) with respect to a matter under |
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125 | 125 | | investigation by the commission [department]; |
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126 | 126 | | (B) refuses to allow a representative of the |
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127 | 127 | | commission [department] to inspect a book, record, or file required |
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128 | 128 | | to be maintained by an agency; |
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129 | 129 | | (C) wilfully interferes with the work of a |
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130 | 130 | | representative of the commission [department] or the enforcement of |
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131 | 131 | | this chapter; |
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132 | 132 | | (D) wilfully interferes with a representative of |
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133 | 133 | | the commission [department] preserving evidence of a violation of |
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134 | 134 | | this chapter or a rule, standard, or order adopted or license issued |
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135 | 135 | | under this chapter; |
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136 | 136 | | (E) fails to pay a penalty assessed by the |
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137 | 137 | | commission [department] under this chapter not later than the 10th |
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138 | 138 | | day after the date the assessment of the penalty becomes final; or |
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139 | 139 | | (F) fails to submit: |
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140 | 140 | | (i) a plan of correction not later than the |
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141 | 141 | | 10th day after the date the person receives a statement of licensing |
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142 | 142 | | violations; or |
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143 | 143 | | (ii) an acceptable plan of correction not |
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144 | 144 | | later than the 30th day after the date the person receives |
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145 | 145 | | notification from the commission [department] that the previously |
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146 | 146 | | submitted plan of correction is not acceptable; |
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147 | 147 | | (7) [(5)] is a violation of Section 142.0145; or |
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148 | 148 | | (8) [(6)] involves the rights of the elderly under |
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149 | 149 | | Chapter 102, Human Resources Code. |
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150 | 150 | | (k) The commission shall develop and use a system to record |
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151 | 151 | | and track the scope and severity of each violation of this chapter |
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152 | 152 | | or a rule adopted under this chapter for the purpose of assessing an |
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153 | 153 | | administrative penalty for the violation or taking some other |
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154 | 154 | | enforcement action against the appropriate home and community |
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155 | 155 | | support services agency to deter future violations. The system: |
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156 | 156 | | (1) must be comparable to the system used by the |
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157 | 157 | | Centers for Medicare and Medicaid Services to categorize the scope |
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158 | 158 | | and severity of violations for nursing homes; and |
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159 | 159 | | (2) may be modified, as appropriate, to reflect |
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160 | 160 | | changes in industry practice or changes made to the system used by |
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161 | 161 | | the Centers for Medicare and Medicaid Services. |
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162 | 162 | | (l) In this section: |
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163 | 163 | | (1) "Actual harm" means a negative outcome that |
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164 | 164 | | compromises a client's physical, mental, or emotional well-being. |
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165 | 165 | | (2) "Immediate threat to the health or safety of a |
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166 | 166 | | client" means a situation that causes, or is likely to cause, |
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167 | 167 | | serious injury, harm, or impairment to or the death of a client. |
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168 | 168 | | (3) "Pattern of violation" means repeated, but not |
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169 | 169 | | pervasive, failures of a home and community support services agency |
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170 | 170 | | to comply with this chapter or a rule adopted under this chapter |
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171 | 171 | | that: |
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172 | 172 | | (A) result in a violation; and |
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173 | 173 | | (B) are found throughout the services provided by |
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174 | 174 | | the agency or that affect or involve the same clients or agency |
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175 | 175 | | employees or volunteers. |
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176 | 176 | | (4) "Widespread in scope" means a violation of this |
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177 | 177 | | chapter or a rule adopted under this chapter that: |
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178 | 178 | | (A) is pervasive throughout the services |
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179 | 179 | | provided by the home and community support services agency; or |
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180 | 180 | | (B) represents a systemic failure by the home and |
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181 | 181 | | community support services agency that affects or has the potential |
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182 | 182 | | to affect a large portion of or all of the clients of the agency. |
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183 | 183 | | SECTION 4. As soon as practicable after the effective date |
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184 | 184 | | of this Act and after consulting with appropriate stakeholders, the |
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185 | 185 | | executive commissioner of the Health and Human Services Commission |
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186 | 186 | | shall develop and adopt rules necessary to implement the changes in |
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187 | 187 | | law made by this Act. |
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188 | 188 | | SECTION 5. The changes in law made by this Act apply only to |
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189 | 189 | | actions taken by the Health and Human Services Commission and |
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190 | 190 | | license holders under Chapter 142, Health and Safety Code, on or |
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191 | 191 | | after the effective date of this Act. An action taken before the |
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192 | 192 | | effective date of this Act is governed by the law in effect at that |
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193 | 193 | | time, and the former law is continued in effect for that purpose. |
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194 | 194 | | SECTION 6. This Act takes effect September 1, 2017. |
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