Texas 2021 - 87th Regular

Texas House Bill HB3144 Compare Versions

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11 87R6926 JG-D
22 By: Patterson H.B. No. 3144
33
44
55 A BILL TO BE ENTITLED
66 AN ACT
77 relating to registration requirements and voluntary safety
88 standards certification for senior living facilities; authorizing
99 administrative penalties; imposing fees; requiring an occupational
1010 registration.
1111 BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
1212 SECTION 1. Subtitle B, Title 4, Health and Safety Code, is
1313 amended by adding Chapter 260B to read as follows:
1414 CHAPTER 260B. SENIOR LIVING FACILITIES
1515 SUBCHAPTER A. GENERAL PROVISIONS
1616 Sec. 260B.001. PURPOSE. The purpose of this chapter is to:
1717 (1) register senior living facilities in this state;
1818 (2) create a voluntary safety standards certification
1919 program for those facilities; and
2020 (3) provide easily accessible information to current
2121 and prospective residents of a senior living facility on the safety
2222 certification status of that facility.
2323 Sec. 260B.002. DEFINITIONS. In this chapter:
2424 (1) "Commission" means the Health and Human Services
2525 Commission.
2626 (2) "Common amenity" means an amenity or service
2727 offered or provided to residents of a multiunit residential
2828 property, including:
2929 (A) a fitness center;
3030 (B) concierge services;
3131 (C) a library;
3232 (D) common dining services;
3333 (E) housekeeping services; and
3434 (F) full-time security.
3535 (3) "Executive commissioner" means the executive
3636 commissioner of the Health and Human Services Commission.
3737 (4) "Resident" means an individual who resides in a
3838 senior living facility under a lease or residential agreement as a
3939 unit owner or tenant.
4040 (5) "Senior living facility" means a residential
4141 facility or a portion of a residential facility that:
4242 (A) is managed by a single entity;
4343 (B) generally requires a resident to be 55 years
4444 of age or older;
4545 (C) contains not fewer than 20 residential units
4646 in one or more multiunit buildings that are available to rent,
4747 lease, or own;
4848 (D) is located on a single lot or tract of land or
4949 on multiple contiguous lots or tracts of land; and
5050 (E) provides common amenities.
5151 (6) "Unit" means a physical portion of a residential
5252 property designated for separate ownership or occupancy.
5353 Sec. 260B.003. EXEMPTIONS. This chapter does not apply to:
5454 (1) a nursing facility licensed under Chapter 242;
5555 (2) an assisted living facility licensed under Chapter
5656 247;
5757 (3) an intermediate care facility licensed under
5858 Chapter 252;
5959 (4) a boarding home facility as defined by Section
6060 260.001 that holds a permit issued as provided by Chapter 260;
6161 (5) a supportive housing facility for elderly
6262 individuals operated in accordance with Section 202, Housing Act of
6363 1959 (12 U.S.C. Section 1701q);
6464 (6) a center for independent living as defined by
6565 Section 702 of the federal Rehabilitation Act of 1973 (29 U.S.C.
6666 Section 796a);
6767 (7) a condominium as defined by Section 82.003,
6868 Property Code; or
6969 (8) a facility other than a senior living facility or a
7070 facility described by this section that is regulated by the
7171 commission or in accordance with rules adopted by the Centers for
7272 Medicare and Medicaid Services.
7373 Sec. 260B.004. REGISTRY. The commission shall establish
7474 and maintain a registry that contains information on each senior
7575 living facility registered with the commission, including whether
7676 the facility holds a safety standards certification issued under
7777 Subchapter C. The information must be publicly accessible through
7878 a web page on the commission's Internet website.
7979 Sec. 260B.005. RULES. The executive commissioner shall
8080 adopt rules necessary to implement this chapter.
8181 Sec. 260B.006. COST SAVINGS. To reduce the fiscal impact of
8282 implementing this chapter, the commission may:
8383 (1) use information provided by a local governmental
8484 entity or law enforcement agency in making decisions under this
8585 chapter; and
8686 (2) unless the commission suspects a senior living
8787 facility is violating the safety standards developed under Section
8888 260B.103, process a recertification request for a safety standards
8989 certification issued under Subchapter C by conducting a partial or
9090 full desk review to evaluate the recertification request.
9191 SUBCHAPTER B. REGISTRATION AND DISCLOSURE REQUIREMENTS
9292 Sec. 260B.051. REGISTRATION REQUIRED. (a) An entity may
9393 not establish or operate a senior living facility unless the entity
9494 registers with the commission in accordance with this subchapter.
9595 (b) The executive commissioner by rule shall establish
9696 procedures for registering an entity to establish or operate a
9797 senior living facility, but may only establish registration
9898 requirements as necessary to implement this chapter.
9999 (c) The executive commissioner by rule may require an entity
100100 to periodically renew a registration under this section, but may
101101 not revoke an entity's registration unless the entity no longer
102102 operates the senior living facility.
103103 Sec. 260B.052. REGISTRATION AND RENEWAL FEES. (a) The
104104 executive commissioner by rule shall set registration and renewal
105105 fees in amounts:
106106 (1) reasonable and necessary to cover the costs of
107107 administering this chapter; and
108108 (2) as appropriate, based on the number of units in the
109109 senior living facility.
110110 (b) All fees collected under this section are
111111 nonrefundable.
112112 Sec. 260B.053. DISCLOSURE OF CERTIFICATION. (a) A senior
113113 living facility shall provide to each resident at the time the
114114 facility provides the initial facility lease or residential
115115 contract to the resident a written statement on whether the
116116 facility holds a safety standards certification issued under
117117 Subchapter C. The resident must sign and acknowledge the
118118 statement.
119119 (b) The executive commissioner by rule may prescribe the
120120 format of the written statement.
121121 SUBCHAPTER C. SAFETY STANDARDS CERTIFICATION PROGRAM
122122 Sec. 260B.101. VOLUNTARY SAFETY STANDARDS CERTIFICATION
123123 PROGRAM. (a) The commission shall develop and implement a
124124 voluntary safety standards certification program to certify a
125125 senior living facility that meets safety standards established by
126126 commission rule.
127127 (b) The executive commissioner shall adopt rules to
128128 prescribe procedures governing:
129129 (1) the issuance and maintenance of a safety standards
130130 certification; and
131131 (2) inspections of a senior living facility that holds
132132 a safety standards certification to ensure the facility continues
133133 to meet the safety standards required for certification.
134134 Sec. 260B.102. CERTIFICATION FEES. (a) The executive
135135 commissioner by rule shall set fees for issuing safety standards
136136 certifications under this subchapter, including application,
137137 inspection, certification, and renewal fees. The fees must be in
138138 amounts:
139139 (1) reasonable and necessary to cover the costs of
140140 administering this chapter; and
141141 (2) as appropriate, based on the number of units in a
142142 senior living facility.
143143 (b) All fees collected under this section are
144144 nonrefundable.
145145 Sec. 260B.103. SAFETY STANDARDS FOR CERTIFICATION. (a)
146146 The executive commissioner shall develop and publish on the
147147 commission's Internet website and in the Texas Register safety
148148 standards for certification of a senior living facility under this
149149 subchapter. The standards must address:
150150 (1) the basic housing conditions of a facility to
151151 ensure each resident's health, safety, comfort, and protection from
152152 fire hazard;
153153 (2) sanitary conditions in common areas of a facility
154154 to ensure each resident's health, safety, and comfort;
155155 (3) the appropriate handling and regular reporting to
156156 residents of injuries, crimes, and unusual accidents and the
157157 establishment of related policies and procedures necessary to
158158 ensure the health and safety of each resident;
159159 (4) policies and procedures for natural disasters,
160160 infectious disease outbreaks, and other extreme risks;
161161 (5) policies and procedures for registering facility
162162 visitors to protect the safety of each resident;
163163 (6) criminal history record checks of facility
164164 personnel conducted by the facility and records of those checks;
165165 and
166166 (7) the rights of each resident to:
167167 (A) speak with law enforcement officials and
168168 report instances of criminal conduct to the officials without
169169 obstruction or retaliation from the facility or facility personnel;
170170 and
171171 (B) execute the resident's advance directive or a
172172 testamentary document without any influence from facility
173173 personnel unless the facility is authorized under the resident's
174174 durable medical power of attorney.
175175 (b) In developing safety standards under Subsection (a),
176176 the executive commissioner:
177177 (1) may exempt from certain standards or develop
178178 separate standards for a senior living facility with residents who
179179 are primarily low income, that is located in a rural area, or that
180180 is otherwise unable to meet the standards due to unique
181181 circumstances, as determined by the executive commissioner;
182182 (2) shall develop standards and evaluate the physical
183183 condition of a facility based on the facility's compliance with
184184 applicable local building codes;
185185 (3) shall avoid creating cost burdens that may
186186 disincentivize a facility from seeking a safety standards
187187 certification; and
188188 (4) shall ensure the standards preserve the
189189 independence, privacy, and autonomy of residents.
190190 Sec. 260B.104. INSPECTIONS; ISSUANCE; STATEMENT OF
191191 IMPROVEMENTS. (a) The commission shall inspect each senior living
192192 facility that submits a request to the commission for certification
193193 under this subchapter to determine whether the facility meets the
194194 safety standards for certification developed under Section
195195 260B.103 and may inspect the facility at other reasonable times as
196196 necessary to ensure compliance with this subchapter.
197197 (b) The commission shall issue a safety standards
198198 certification to each senior living facility that applies for and
199199 meets the safety standards for certification.
200200 (c) The commission shall issue a written statement
201201 describing the improvements necessary for obtaining a safety
202202 standards certification to a senior living facility that:
203203 (1) requests an inspection under this section and that
204204 the commission determines does not meet the safety standards for
205205 certification;
206206 (2) holds a certification but is at risk of having the
207207 certification suspended or revoked in accordance with Section
208208 260B.153; or
209209 (3) has had its certification suspended or revoked for
210210 a violation of this chapter.
211211 Sec. 260B.105. CERTIFICATION SEAL. The commission shall
212212 design a certification seal that visually indicates a senior living
213213 facility has met voluntary state safety standards and shall
214214 authorize a facility that holds a safety standards certification to
215215 use the seal in the facility's advertising and marketing materials.
216216 SUBCHAPTER D. GENERAL ENFORCEMENT
217217 Sec. 260B.151. COMPLAINTS. The executive commissioner by
218218 rule shall develop and implement procedures for receiving and
219219 processing complaints of an alleged violation of this chapter. In
220220 developing and implementing the procedures, the executive
221221 commissioner shall ensure the identity of the complainant is kept
222222 confidential.
223223 Sec. 260B.152. INFORMAL DISPUTE RESOLUTION; COLLECTION OF
224224 UNPAID FEES. (a) The executive commissioner by rule shall
225225 establish an informal dispute resolution process to address a
226226 dispute between a senior living facility and the commission
227227 concerning:
228228 (1) unpaid fees or penalties; and
229229 (2) for a facility with a safety standards
230230 certification issued under Subchapter C that is in violation of one
231231 or more of the safety standards developed under Section 260B.103, a
232232 statement of the safety standards violations prepared by the
233233 commission in accordance with this section.
234234 (b) The informal dispute resolution process established by
235235 the executive commissioner under this section must require that:
236236 (1) a senior living facility request informal dispute
237237 resolution not later than the 10th day following the date on which
238238 the commission notifies the facility of the unpaid fees or
239239 penalties or safety standards violations;
240240 (2) the process be completed not later than the 90th
241241 day following the date on which the commission receives from a
242242 senior living facility a request for informal dispute resolution;
243243 (3) not later than the 20th business day following the
244244 date on which a senior living facility requests informal dispute
245245 resolution, the commission provide to the facility a copy of all
246246 information referenced in the dispute, including any notes taken or
247247 e-mails or messages sent by a commission employee involved with
248248 registering or issuing a safety standards certification to the
249249 facility, as applicable, and excluding:
250250 (A) the name of any complainant, witness, or
251251 informant, which must be redacted from information provided to the
252252 facility;
253253 (B) any information that would reasonably lead to
254254 the identification of a complainant, witness, or informant, which
255255 must be redacted from information provided to the facility;
256256 (C) information obtained from or contained in the
257257 records of the facility;
258258 (D) information that is publicly available; or
259259 (E) information that is confidential by law;
260260 (4) during the process, full consideration be given to
261261 all factual arguments raised and information provided by the senior
262262 living facility or commission;
263263 (5) ex parte communications concerning the substance
264264 of any argument relating to the unpaid fees or safety standards
265265 violations under consideration not occur between the informal
266266 dispute resolution staff and the senior living facility or
267267 commission;
268268 (6) the senior living facility and commission be given
269269 a reasonable opportunity to submit arguments and information
270270 supporting the position of the facility or commission and to
271271 respond to arguments and information presented against the other,
272272 provided that the facility submits arguments and supporting
273273 information not later than the 10th business day following the date
274274 on which the facility receives the information described by
275275 Subdivision (3); and
276276 (7) the commission bear the burden of proving the
277277 unpaid fees or penalties or safety standards violations.
278278 (c) The commission may not delegate the commission's
279279 responsibility to administer the informal dispute resolution
280280 process established by this section to another state agency.
281281 (d) A senior living facility that requests an informal
282282 dispute resolution under this section must reimburse the commission
283283 for any costs associated with the commission's preparation,
284284 copying, and delivery of information requested by the facility.
285285 (e) A statement of safety standards violations prepared by
286286 the commission is confidential pending the outcome of the informal
287287 dispute resolution process. Information concerning the outcome of
288288 an inspection may be posted on any Internet website maintained by
289289 the commission while the dispute is pending if the posting clearly
290290 notes each finding that is in dispute.
291291 (f) The commission may charge and the senior living facility
292292 shall pay the reasonable costs associated with making the
293293 redactions required by Subsections (b)(3)(A) and (B).
294294 (g) For a senior living facility that does not request
295295 informal dispute resolution under this section for unpaid
296296 registration or certification fees, the commission may request the
297297 attorney general to institute an action to collect the unpaid fees
298298 and any accrued interest on those fees.
299299 Sec. 260B.153. SUSPENSION OR REVOCATION OF SAFETY STANDARDS
300300 CERTIFICATION. (a) The commission, after providing notice and
301301 opportunity for a hearing to the senior living facility, may
302302 suspend or revoke a safety standards certification issued under
303303 Subchapter C if the commission determines the facility violated
304304 this chapter or a rule or standard adopted under this chapter in a
305305 substantial manner or more than once.
306306 (b) The suspension or revocation of a safety standards
307307 certification by the commission under this section and the appeal
308308 from that action are governed by the procedures for a contested case
309309 hearing under Chapter 2001, Government Code.
310310 (c) The safety standards certification of a senior living
311311 facility issued under Subchapter C is preserved until final
312312 disposition of a contested matter under this section.
313313 (d) A court of competent jurisdiction may not order
314314 arbitration, whether on motion of any party or on the court's own
315315 motion, to resolve a dispute involving the suspension or revocation
316316 of a safety standards certification issued under Subchapter C or
317317 the conduct with respect to which the suspension or revocation is
318318 sought.
319319 Sec. 260B.154. ADMINISTRATIVE PENALTY. (a) The commission
320320 may assess an administrative penalty against a senior living
321321 facility that:
322322 (1) fails to register with the commission under
323323 Section 260B.051 in a timely manner, as determined by commission
324324 rule;
325325 (2) fails to disclose whether the facility holds a
326326 safety standards certification as required by Section 260B.053;
327327 (3) knowingly makes a false statement of a material
328328 fact:
329329 (A) on an application for registration,
330330 registration renewal, certification, or recertification or on
331331 another document provided to the commission; or
332332 (B) with respect to a matter under investigation
333333 by the commission;
334334 (4) misrepresents to a resident or prospective
335335 resident, including through the use of the certification seal
336336 designed by the commission under Section 260B.105, that the
337337 facility holds a safety standards certification issued under
338338 Subchapter C;
339339 (5) applies for a safety standards certification under
340340 Subchapter C but does not allow the commission or a representative
341341 of the commission to conduct any necessary inspection of the
342342 facility's records or premises;
343343 (6) wilfully interferes with the work of the
344344 commission or a representative of the commission in implementing or
345345 enforcing this chapter or a rule adopted under this chapter; or
346346 (7) fails to pay a penalty assessed against the
347347 facility not later than the 30th day after the date the assessment
348348 of the penalty becomes final.
349349 (b) A penalty assessed against a senior living facility
350350 under this section may not exceed $1,000 for each violation.
351351 (c) The executive commissioner by rule shall establish
352352 gradations of penalties under this section based on:
353353 (1) the seriousness of a violation;
354354 (2) the history of previous violations;
355355 (3) efforts to correct a violation; and
356356 (4) the size of a senior living facility and the entity
357357 that registers the facility under this chapter.
358358 (d) The commission may waive all or part of a penalty
359359 assessed against a senior living facility under this section if the
360360 commission determines the violation was the result of a good faith
361361 mistake.
362362 (e) A penalty assessed against a senior living facility
363363 under Subsection (a)(7) is in addition to the previously assessed
364364 penalty.
365365 (f) A penalty collected under this section shall be
366366 deposited in the state treasury to the credit of the general revenue
367367 fund.
368368 SECTION 2. (a) As soon as practicable after the effective
369369 date of this Act, the executive commissioner of the Health and Human
370370 Services Commission shall adopt rules necessary to implement
371371 Chapter 260B, Health and Safety Code, as added by this Act.
372372 (b) Notwithstanding Chapter 260B, Health and Safety Code,
373373 as added by this Act, a senior living facility existing on the
374374 effective date of this Act is not required to register under that
375375 chapter before September 1, 2022.
376376 SECTION 3. This Act takes effect September 1, 2021.