Texas 2023 - 88th Regular

Texas House Bill HB1875 Compare Versions

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11 88R8133 SCP-D
22 By: Guillen, et al. H.B. No. 1875
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55 A BILL TO BE ENTITLED
66 AN ACT
77 relating to the audiology and speech-language pathology interstate
88 compact; authorizing fees.
99 BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
1010 SECTION 1. Chapter 401, Occupations Code, is amended by
1111 adding Subchapter L to read as follows:
1212 SUBCHAPTER L. AUDIOLOGY AND SPEECH-LANGUAGE PATHOLOGY INTERSTATE
1313 COMPACT
1414 Sec. 401.551. AUDIOLOGY AND SPEECH-LANGUAGE PATHOLOGY
1515 INTERSTATE COMPACT. The Audiology and Speech-Language Pathology
1616 Compact is enacted and entered into with all other jurisdictions
1717 that legally join in the compact, which reads as follows:
1818 AUDIOLOGY AND SPEECH-LANGUAGE PATHOLOGY INTERSTATE COMPACT
1919 SECTION 1. PURPOSE
2020 The purpose of this Compact is to facilitate interstate
2121 practice of audiology and speech-language pathology with the goal
2222 of improving public access to audiology and speech-language
2323 pathology services. The practice of audiology and speech-language
2424 pathology occurs in the state where the patient/client/student is
2525 located at the time of the patient/client/student encounter. The
2626 Compact preserves the regulatory authority of states to protect
2727 public health and safety through the current system of state
2828 licensure.
2929 This Compact is designed to achieve the following objectives:
3030 1. Increase public access to audiology and
3131 speech-language pathology services by providing for the mutual
3232 recognition of other member state licenses;
3333 2. Enhance the states' ability to protect the public's
3434 health and safety;
3535 3. Encourage the cooperation of member states in
3636 regulating multistate audiology and speech-language pathology
3737 practice;
3838 4. Support spouses of relocating active duty military
3939 personnel;
4040 5. Enhance the exchange of licensure, investigative
4141 and disciplinary information between member states;
4242 6. Allow a remote state to hold a provider of services
4343 with a compact privilege in that state accountable to that state's
4444 practice standards; and
4545 7. Allow for the use of telehealth technology to
4646 facilitate increased access to audiology and speech-language
4747 pathology services.
4848 SECTION 2. DEFINITIONS
4949 As used in this Compact, and except as otherwise provided,
5050 the following definitions shall apply:
5151 A. "Active duty military" means full-time duty status in the
5252 active uniformed service of the United States, including members of
5353 the National Guard and Reserve on active duty orders pursuant to 10
5454 U.S.C. Chapter 1209 and 1211.
5555 B. "Adverse action" means any administrative, civil,
5656 equitable or criminal action permitted by a state's laws which is
5757 imposed by a licensing board or other authority against an
5858 audiologist or speech-language pathologist, including actions
5959 against an individual's license or privilege to practice such as
6060 revocation, suspension, probation, monitoring of the licensee, or
6161 restriction on the licensee's practice.
6262 C. "Alternative program" means a non-disciplinary
6363 monitoring process approved by an audiology or speech-language
6464 pathology licensing board to address impaired practitioners.
6565 D. "Audiologist" means an individual who is licensed by a
6666 state to practice audiology.
6767 E. "Audiology" means the care and services provided by a
6868 licensed audiologist as set forth in the member state's statutes
6969 and rules.
7070 F. "Audiology and Speech-Language Pathology Compact
7171 Commission" or "Commission" means the national administrative body
7272 whose membership consists of all states that have enacted the
7373 Compact.
7474 G. "Audiology and speech-language pathology licensing
7575 board," "audiology licensing board," "speech-language pathology
7676 licensing board," or "licensing board" means the agency of a state
7777 that is responsible for the licensing and regulation of
7878 audiologists and/or speech-language pathologists.
7979 H. "Compact privilege" means the authorization granted by a
8080 remote state to allow a licensee from another member state to
8181 practice as an audiologist or speech-language pathologist in the
8282 remote state under its laws and rules. The practice of audiology or
8383 speech-language pathology occurs in the member state where the
8484 patient/client/student is located at the time of the
8585 patient/client/student encounter.
8686 I. "Current significant investigative information" means
8787 investigative information that a licensing board, after an inquiry
8888 or investigation that includes notification and an opportunity for
8989 the audiologist or speech-language pathologist to respond, if
9090 required by state law, has reason to believe is not groundless and,
9191 if proved true, would indicate more than a minor infraction.
9292 J. "Data system" means a repository of information about
9393 licensees, including, but not limited to, continuing education,
9494 examination, licensure, investigative, compact privilege and
9595 adverse action.
9696 K. "Encumbered license" means a license in which an adverse
9797 action restricts the practice of audiology or speech-language
9898 pathology by the licensee and said adverse action has been reported
9999 to the National Practitioners Data Bank (NPDB).
100100 L. "Executive Committee" means a group of directors elected
101101 or appointed to act on behalf of, and within the powers granted to
102102 them by, the Commission.
103103 M. "Home state" means the member state that is the
104104 licensee's primary state of residence.
105105 N. "Impaired practitioner" means individuals whose
106106 professional practice is adversely affected by substance abuse,
107107 addiction, or other health-related conditions.
108108 O. "Licensee" means an individual who currently holds an
109109 authorization from the state licensing board to practice as an
110110 audiologist or speech-language pathologist.
111111 P. "Member state" means a state that has enacted the
112112 Compact.
113113 Q. "Privilege to practice" means a legal authorization
114114 permitting the practice of audiology or speech-language pathology
115115 in a remote state.
116116 R. "Remote state" means a member state other than the home
117117 state where a licensee is exercising or seeking to exercise the
118118 compact privilege.
119119 S. "Rule" means a regulation, principle or directive
120120 promulgated by the Commission that has the force of law.
121121 T. "Single-state license" means an audiology or
122122 speech-language pathology license issued by a member state that
123123 authorizes practice only within the issuing state and does not
124124 include a privilege to practice in any other member state.
125125 U. "Speech-language pathologist" means an individual who is
126126 licensed by a state to practice speech-language pathology.
127127 V. "Speech-language pathology means the care and services
128128 provided by a licensed speech-language pathologist as set forth in
129129 the member state's statutes and rules.
130130 W. "State" means any state, commonwealth, district or
131131 territory of the United States of America that regulates the
132132 practice of audiology and speech-language pathology.
133133 X. "State practice laws" means a member state's laws, rules
134134 and regulations that govern the practice of audiology or
135135 speech-language pathology, define the scope of audiology or
136136 speech-language pathology practice, and create the methods and
137137 grounds for imposing discipline.
138138 Y. "Telehealth" means the application of telecommunication
139139 technology to deliver audiology or speech-language pathology
140140 services at a distance for assessment, intervention and/or
141141 consultation.
142142 SECTION 3. STATE PARTICIPATION IN THE COMPACT
143143 A. A license issued to an audiologist or speech-language
144144 pathologist by a home state to a resident in that state shall be
145145 recognized by each member state as authorizing an audiologist or
146146 speech-language pathologist to practice audiology or
147147 speech-language pathology, under a privilege to practice, in each
148148 member state.
149149 B. A state must implement or utilize procedures for
150150 considering the criminal history records of applicants for initial
151151 privilege to practice. These procedures shall include the
152152 submission of fingerprints or other biometric-based information by
153153 applicants for the purpose of obtaining an applicant's criminal
154154 history record information from the Federal Bureau of Investigation
155155 and the agency responsible for retaining that state's criminal
156156 records
157157 1. A member state must fully implement a criminal
158158 background check requirement, within a time frame established by
159159 rule, by receiving the results of the Federal Bureau of
160160 Investigation record search on criminal background checks and use
161161 the results in making licensure decisions.
162162 2. Communication between a member state, the
163163 Commission and among member states regarding the verification of
164164 eligibility for licensure through the Compact shall not include any
165165 information received from the Federal Bureau of Investigation
166166 relating to a federal criminal records check performed by a member
167167 state under Public Law 92-544.
168168 C. Upon application for a privilege to practice, the
169169 licensing board in the issuing remote state shall ascertain,
170170 through the data system, whether the applicant has ever held, or is
171171 the holder of, a license issued by any other state, whether there
172172 are any encumbrances on any license or privilege to practice held by
173173 the applicant, whether any adverse action has been taken against
174174 any license or privilege to practice held by the applicant.
175175 D. Each member state shall require an applicant to obtain or
176176 retain a license in the home state and meet the home state's
177177 qualifications for licensure or renewal of licensure, as well as,
178178 all other applicable state laws.
179179 E. For an audiologist:
180180 1. Must meet one of the following educational
181181 requirements:
182182 a. On or before, Dec. 31, 2007, has graduated
183183 with a master's degree or doctorate in audiology, or equivalent
184184 degree regardless of degree name, from a program that is accredited
185185 by an accrediting agency recognized by the Council for Higher
186186 Education Accreditation, or its successor, or by the United States
187187 Department of Education and operated by a college or university
188188 accredited by a regional or national accrediting organization
189189 recognized by the board; or
190190 b. On or after, Jan. 1, 2008, has graduated with a
191191 Doctoral degree in audiology, or equivalent degree, regardless of
192192 degree name, from a program that is accredited by an accrediting
193193 agency recognized by the Council for Higher Education
194194 Accreditation, or its successor, or by the United States Department
195195 of Education and operated by a college or university accredited by a
196196 regional or national accrediting organization recognized by the
197197 board; or
198198 c. Has graduated from an audiology program that
199199 is housed in an institution of higher education outside of the
200200 United States (a) for which the program and institution have been
201201 approved by the authorized accrediting body in the applicable
202202 country and (b) the degree program has been verified by an
203203 independent credentials review agency to be comparable to a state
204204 licensing board-approved program.
205205 2. Has completed a supervised clinical practicum
206206 experience from an accredited educational institution or its
207207 cooperating programs as required by the Commission;
208208 3. Has successfully passed a national examination
209209 approved by the Commission;
210210 4. Holds an active, unencumbered license;
211211 5. Has not been convicted or found guilty, and has not
212212 entered into an agreed disposition, of a felony related to the
213213 practice of audiology, under applicable state or federal criminal
214214 law;
215215 6. Has a valid United States Social Security or
216216 National Practitioner Identification number.
217217 F. For a speech-language pathologist:
218218 1. Must meet one of the following educational
219219 requirements:
220220 a. Has graduated with a master's degree from a
221221 speech-language pathology program that is accredited by an
222222 organization recognized by the United States Department of
223223 Education and operated by a college or university accredited by a
224224 regional or national accrediting organization recognized by the
225225 board; or
226226 b. Has graduated from a speech-language
227227 pathology program that is housed in an institution of higher
228228 education outside of the United States (a) for which the program and
229229 institution have been approved by the authorized accrediting body
230230 in the applicable country and (b) the degree program has been
231231 verified by an independent credentials review agency to be
232232 comparable to a state licensing board-approved program.
233233 2. Has completed a supervised clinical practicum
234234 experience from an educational institution or its cooperating
235235 programs as required by the Commission;
236236 3. Has completed a supervised postgraduate
237237 professional experience as required by the Commission
238238 4. Has successfully passed a national examination
239239 approved by the Commission;
240240 5. Holds an active, unencumbered license;
241241 6. Has not been convicted or found guilty, and has not
242242 entered into an agreed disposition, of a felony related to the
243243 practice of speech-language pathology, under applicable state or
244244 federal criminal law;
245245 7. Has a valid United States Social Security or
246246 National Practitioner Identification number.
247247 G. The privilege to practice is derived from the home state
248248 license.
249249 H. An audiologist or speech-language pathologist practicing
250250 in a member state must comply with the state practice laws of the
251251 state in which the client is located at the time service is
252252 provided. The practice of audiology and speech-language pathology
253253 shall include all audiology and speech-language pathology practice
254254 as defined by the state practice laws of the member state in which
255255 the client is located. The practice of audiology and
256256 speech-language pathology in a member state under a privilege to
257257 practice shall subject an audiologist or speech-language
258258 pathologist to the jurisdiction of the licensing board, the courts
259259 and the laws of the member state in which the client is located at
260260 the time service is provided.
261261 I. Individuals not residing in a member state shall continue
262262 to be able to apply for a member state's single-state license as
263263 provided under the laws of each member state. However, the
264264 single-state license granted to these individuals shall not be
265265 recognized as granting the privilege to practice audiology or
266266 speech-language pathology in any other member state. Nothing in
267267 this Compact shall affect the requirements established by a member
268268 state for the issuance of a single-state license.
269269 J. Member states may charge a fee for granting a compact
270270 privilege.
271271 K. Member states must comply with the bylaws and rules and
272272 regulations of the Commission.
273273 SECTION 4. COMPACT PRIVILEGE
274274 A. To exercise the compact privilege under the terms and
275275 provisions of the Compact, the audiologist or speech-language
276276 pathologist shall:
277277 1. Hold an active license in the home state;
278278 2. Have no encumbrance on any state license;
279279 3. Be eligible for a compact privilege in any member
280280 state in accordance with Section 3;
281281 4. Have not had any adverse action against any license
282282 or compact privilege within the previous 2 years from date of
283283 application;
284284 5. Notify the Commission that the licensee is seeking
285285 the compact privilege within a remote state(s);
286286 6. Pay any applicable fees, including any state fee,
287287 for the compact privilege;
288288 7. Report to the Commission adverse action taken by
289289 any non-member state within 30 days from the date the adverse action
290290 is taken.
291291 B. For the purposes of the compact privilege, an audiologist
292292 or speech-language pathologist shall only hold one home state
293293 license at a time.
294294 C. Except as provided in Section 6, if an audiologist or
295295 speech-language pathologist changes primary state of residence by
296296 moving between two-member states, the audiologist or
297297 speech-language pathologist must apply for licensure in the new
298298 home state, and the license issued by the prior home state shall be
299299 deactivated in accordance with applicable rules adopted by the
300300 Commission.
301301 D. The audiologist or speech-language pathologist may apply
302302 for licensure in advance of a change in primary state of residence.
303303 E. A license shall not be issued by the new home state until
304304 the audiologist or speech-language pathologist provides
305305 satisfactory evidence of a change in primary state of residence to
306306 the new home state and satisfies all applicable requirements to
307307 obtain a license from the new home state.
308308 F. If an audiologist or speech-language pathologist changes
309309 primary state of residence by moving from a member state to a
310310 non-member state, the license issued by the prior home state shall
311311 convert to a single-state license, valid only in the former home
312312 state.
313313 G. The compact privilege is valid until the expiration date
314314 of the home state license. The licensee must comply with the
315315 requirements of Section 4A to maintain the compact privilege in the
316316 remote state.
317317 H. A licensee providing audiology or speech-language
318318 pathology services in a remote state under the compact privilege
319319 shall function within the laws and regulations of the remote state.
320320 I. A licensee providing audiology or speech-language
321321 pathology services in a remote state is subject to that state's
322322 regulatory authority. A remote state may, in accordance with due
323323 process and that state's laws, remove a licensee's compact
324324 privilege in the remote state for a specific period of time, impose
325325 fines, and/or take any other necessary actions to protect the
326326 health and safety of its citizens.
327327 J. If a home state license is encumbered, the licensee shall
328328 lose the compact privilege in any remote state until the following
329329 occur:
330330 1. The home state license is no longer encumbered; and
331331 2. Two years have elapsed from the date of the adverse
332332 action.
333333 K. Once an encumbered license in the home state is restored
334334 to good standing, the licensee must meet the requirements of
335335 Section 4A to obtain a compact privilege in any remote state.
336336 L. Once the requirements of Section 4J have been met, the
337337 licensee must meet the requirements in Section 4A to obtain a
338338 compact privilege in a remote state.
339339 SECTION 5. COMPACT PRIVILEGE TO PRACTICE TELEHEALTH
340340 Member states shall recognize the right of an audiologist or
341341 speech-language pathologist, licensed by a home state in accordance
342342 with Section 3 and under rules promulgated by the Commission, to
343343 practice audiology or speech-language pathology in any member state
344344 via telehealth under a privilege to practice as provided in the
345345 Compact and rules promulgated by the Commission.
346346 SECTION 6. ACTIVE DUTY MILITARY PERSONNEL OR THEIR SPOUSES
347347 Active duty military personnel, or their spouse, shall
348348 designate a home state where the individual has a current license in
349349 good standing. The individual may retain the home state
350350 designation during the period the service member is on active duty.
351351 Subsequent to designating a home state, the individual shall only
352352 change their home state through application for licensure in the
353353 new state.
354354 SECTION 7. ADVERSE ACTIONS
355355 A. In addition to the other powers conferred by state law, a
356356 remote state shall have the authority, in accordance with existing
357357 state due process law, to:
358358 1. Take adverse action against an audiologist's or
359359 speech-language pathologist's privilege to practice within that
360360 member state.
361361 2. Issue subpoenas for both hearings and
362362 investigations that require the attendance and testimony of
363363 witnesses as well as the production of evidence. Subpoenas issued
364364 by a licensing board in a member state for the attendance and
365365 testimony of witnesses or the production of evidence from another
366366 member state shall be enforced in the latter state by any court of
367367 competent jurisdiction, according to the practice and procedure of
368368 that court applicable to subpoenas issued in proceedings pending
369369 before it. The issuing authority shall pay any witness fees, travel
370370 expenses, mileage and other fees required by the service statutes
371371 of the state in which the witnesses or evidence are located.
372372 3. Only the home state shall have the power to take
373373 adverse action against a audiologist's or speech-language
374374 pathologist's license issued by the home state.
375375 B. For purposes of taking adverse action, the home state
376376 shall give the same priority and effect to reported conduct
377377 received from a member state as it would if the conduct had occurred
378378 within the home state. In so doing, the home state shall apply its
379379 own state laws to determine appropriate action.
380380 C. The home state shall complete any pending investigations
381381 of an audiologist or speech-language pathologist who changes
382382 primary state of residence during the course of the investigations.
383383 The home state shall also have the authority to take appropriate
384384 action(s) and shall promptly report the conclusions of the
385385 investigations to the administrator of the data system. The
386386 administrator of the coordinated licensure information system
387387 shall promptly notify the new home state of any adverse actions.
388388 D. If otherwise permitted by state law, the member state may
389389 recover from the affected audiologist or speech-language
390390 pathologist the costs of investigations and disposition of cases
391391 resulting from any adverse action taken against that audiologist or
392392 speech-language pathologist.
393393 E. The member state may take adverse action based on the
394394 factual findings of the remote state, provided that the member
395395 state follows the member state's own procedures for taking the
396396 adverse action.
397397 F. Joint Investigations
398398 1. In addition to the authority granted to a member
399399 state by its respective audiology or speech-language pathology
400400 practice act or other applicable state law, any member state may
401401 participate with other member states in joint investigations of
402402 licensees.
403403 2. Member states shall share any investigative,
404404 litigation, or compliance materials in furtherance of any joint or
405405 individual investigation initiated under the Compact.
406406 G. If adverse action is taken by the home state against an
407407 audiologist's or speech language pathologist's license, the
408408 audiologist's or speech-language pathologist's privilege to
409409 practice in all other member states shall be deactivated until all
410410 encumbrances have been removed from the state license. All home
411411 state disciplinary orders that impose adverse action against an
412412 audiologist's or speech language pathologist's license shall
413413 include a statement that the audiologist's or speech-language
414414 pathologist's privilege to practice is deactivated in all member
415415 states during the pendency of the order.
416416 H. If a member state takes adverse action, it shall promptly
417417 notify the administrator of the data system. The administrator of
418418 the data system shall promptly notify the home state of any adverse
419419 actions by remote states.
420420 I. Nothing in this Compact shall override a member state's
421421 decision that participation in an alternative program may be used
422422 in lieu of adverse action.
423423 SECTION 8. ESTABLISHMENT OF THE AUDIOLOGY AND SPEECH-LANGUAGE
424424 PATHOLOGY COMPACT COMMISSION
425425 A. The Compact member states hereby create and establish a
426426 joint public agency known as the Audiology and Speech-Language
427427 Pathology Compact Commission:
428428 1. The Commission is an instrumentality of the Compact
429429 states.
430430 2. Venue is proper and judicial proceedings by or
431431 against the Commission shall be brought solely and exclusively in a
432432 court of competent jurisdiction where the principal office of the
433433 Commission is located. The Commission may waive venue and
434434 jurisdictional defenses to the extent it adopts or consents to
435435 participate in alternative dispute resolution proceedings.
436436 3. Nothing in this Compact shall be construed to be a
437437 waiver of sovereign immunity.
438438 B. Membership, Voting and Meetings
439439 1. Each member state shall have two (2) delegates
440440 selected by that member state's licensing board. The delegates
441441 shall be current members of the licensing board. One shall be an
442442 audiologist and one shall be a speech-language pathologist.
443443 2. An additional five (5) delegates, who are either a
444444 public member or board administrator from a state licensing board,
445445 shall be chosen by the Executive Committee from a pool of nominees
446446 provided by the Commission at Large.
447447 3. Any delegate may be removed or suspended from
448448 office as provided by the law of the state from which the delegate
449449 is appointed.
450450 4. The member state board shall fill any vacancy
451451 occurring on the Commission, within 90 days.
452452 5. Each delegate shall be entitled to one (1) vote with
453453 regard to the promulgation of rules and creation of bylaws and shall
454454 otherwise have an opportunity to participate in the business and
455455 affairs of the Commission.
456456 6. A delegate shall vote in person or by other means as
457457 provided in the bylaws. The bylaws may provide for delegates'
458458 participation in meetings by telephone or other means of
459459 communication.
460460 7. The Commission shall meet at least once during each
461461 calendar year. Additional meetings shall be held as set forth in the
462462 bylaws.
463463 C. The Commission shall have the following powers and
464464 duties:
465465 1. Establish the fiscal year of the Commission;
466466 2. Establish bylaws;
467467 3. Establish a Code of Ethics;
468468 4. Maintain its financial records in accordance with
469469 the bylaws;
470470 5. Meet and take actions as are consistent with the
471471 provisions of this Compact and the bylaws;
472472 6. Promulgate uniform rules to facilitate and
473473 coordinate implementation and administration of this Compact. The
474474 rules shall have the force and effect of law and shall be binding in
475475 all member states;
476476 7. Bring and prosecute legal proceedings or actions in
477477 the name of the Commission, provided that the standing of any state
478478 audiology or speech-language pathology licensing board to sue or be
479479 sued under applicable law shall not be affected;
480480 8. Purchase and maintain insurance and bonds;
481481 9. Borrow, accept, or contract for services of
482482 personnel, including, but not limited to, employees of a member
483483 state;
484484 10. Hire employees, elect or appoint officers, fix
485485 compensation, define duties, grant individuals appropriate
486486 authority to carry out the purposes of the Compact, and to establish
487487 the Commission's personnel policies and programs relating to
488488 conflicts of interest, qualifications of personnel, and other
489489 related personnel matters;
490490 11. Accept any and all appropriate donations and
491491 grants of money, equipment, supplies, materials and services, and
492492 to receive, utilize and dispose of the same; provided that at all
493493 times the Commission shall avoid any appearance of impropriety
494494 and/or conflict of interest;
495495 12. Lease, purchase, accept appropriate gifts or
496496 donations of, or otherwise to own, hold, improve or use, any
497497 property, real, personal or mixed; provided that at all times the
498498 Commission shall avoid any appearance of impropriety;
499499 13. Sell convey, mortgage, pledge, lease, exchange,
500500 abandon, or otherwise dispose of any property real, personal, or
501501 mixed;
502502 14. Establish a budget and make expenditures;
503503 15. Borrow money;
504504 16. Appoint committees, including standing committees
505505 composed of members, and other interested persons as may be
506506 designated in this Compact and the bylaws;
507507 17. Provide and receive information from, and
508508 cooperate with, law enforcement agencies;
509509 18. Establish and elect an Executive Committee; and
510510 19. Perform other functions as may be necessary or
511511 appropriate to achieve the purposes of this Compact consistent with
512512 the state regulation of audiology and speech-language pathology
513513 licensure and practice.
514514 D. The Executive Committee
515515 The Executive Committee shall have the power to act on behalf
516516 of the Commission according to the terms of this Compact:
517517 1. The Executive Committee shall be composed of ten
518518 (10) members:
519519 a. Seven (7) voting members who are elected by
520520 the Commission from the current membership of the Commission;
521521 b. Two (2) ex-officios, consisting of one
522522 nonvoting member from a recognized national audiology professional
523523 association and one nonvoting member from a recognized national
524524 speech-language pathology association; and
525525 c. One (1) ex-officio, nonvoting member from the
526526 recognized membership organization of the audiology and
527527 speech-language pathology licensing boards.
528528 E. The ex-officio members shall be selected by their
529529 respective organizations.
530530 1. The Commission may remove any member of the
531531 Executive Committee as provided in bylaws.
532532 2. The Executive Committee shall meet at least
533533 annually.
534534 3. The Executive Committee shall have the following
535535 duties and responsibilities:
536536 a. Recommend to the entire Commission changes to
537537 the rules or bylaws, changes to this Compact legislation, fees paid
538538 by Compact member states such as annual dues, and any commission
539539 Compact fee charged to licensees for the compact privilege;
540540 b. Ensure Compact administration services are
541541 appropriately provided, contractual or otherwise;
542542 c. Prepare and recommend the budget;
543543 d. Maintain financial records on behalf of the
544544 Commission;
545545 e. Monitor Compact compliance of member states
546546 and provide compliance reports to the Commission;
547547 f. Establish additional committees as necessary;
548548 and
549549 g. Other duties as provided in rules or bylaws.
550550 4. Meetings of the Commission
551551 All meetings shall be open to the public, and public notice of
552552 meetings shall be given in the same manner as required under the
553553 rulemaking provisions in Section 10.
554554 5. The Commission or the Executive Committee or other
555555 committees of the Commission may convene in a closed, non-public
556556 meeting if the Commission or Executive Committee or other
557557 committees of the Commission must discuss:
558558 a. Non-compliance of a member state with its
559559 obligations under the Compact;
560560 b. The employment, compensation, discipline or
561561 other matters, practices or procedures related to specific
562562 employees or other matters related to the Commission's internal
563563 personnel practices and procedures;
564564 c. Current, threatened, or reasonably
565565 anticipated litigation;
566566 d. Negotiation of contracts for the purchase,
567567 lease, or sale of goods, services, or real estate;
568568 e. Accusing any person of a crime or formally
569569 censuring any person;
570570 f. Disclosure of trade secrets or commercial or
571571 financial information that is privileged or confidential;
572572 g. Disclosure of information of a personal nature
573573 where disclosure would constitute a clearly unwarranted invasion of
574574 personal privacy;
575575 h. Disclosure of investigative records compiled
576576 for law enforcement purposes;
577577 i. Disclosure of information related to any
578578 investigative reports prepared by or on behalf of or for use of the
579579 Commission or other committee charged with responsibility of
580580 investigation or determination of compliance issues pursuant to the
581581 Compact; or
582582 j. Matters specifically exempted from disclosure
583583 by federal or member state statute.
584584 6. If a meeting, or portion of a meeting, is closed
585585 pursuant to this provision, the Commission's legal counsel or
586586 designee shall certify that the meeting may be closed and shall
587587 reference each relevant exempting provision.
588588 7. The Commission shall keep minutes that fully and
589589 clearly describe all matters discussed in a meeting and shall
590590 provide a full and accurate summary of actions taken, and the
591591 reasons therefore, including a description of the views expressed.
592592 All documents considered in connection with an action shall be
593593 identified in minutes. All minutes and documents of a closed
594594 meeting shall remain under seal, subject to release by a majority
595595 vote of the Commission or order of a court of competent
596596 jurisdiction.
597597 8. Financing of the Commission
598598 a. The Commission shall pay, or provide for the
599599 payment of, the reasonable expenses of its establishment,
600600 organization, and ongoing activities.
601601 b. The Commission may accept any and all
602602 appropriate revenue sources, donations, and grants of money,
603603 equipment, supplies, materials, and services.
604604 c. The Commission may levy on and collect an
605605 annual assessment from each member state or impose fees on other
606606 parties to cover the cost of the operations and activities of the
607607 Commission and its staff, which must be in a total amount sufficient
608608 to cover its annual budget as approved each year for which revenue
609609 is not provided by other sources. The aggregate annual assessment
610610 amount shall be allocated based upon a formula to be determined by
611611 the Commission, which shall promulgate a rule binding upon all
612612 member states.
613613 9. The Commission shall not incur obligations of any
614614 kind prior to securing the funds adequate to meet the same; nor
615615 shall the Commission pledge the credit of any of the member states,
616616 except by and with the authority of the member state.
617617 10. The Commission shall keep accurate accounts of all
618618 receipts and disbursements. The receipts and disbursements of the
619619 Commission shall be subject to the audit and accounting procedures
620620 established under its bylaws. However, all receipts and
621621 disbursements of funds handled by the Commission shall be audited
622622 yearly by a certified or licensed public accountant, and the report
623623 of the audit shall be included in and become part of the annual
624624 report of the Commission.
625625 F. Qualified Immunity, Defense, and Indemnification
626626 1. The members, officers, executive director,
627627 employees and representatives of the Commission shall be immune
628628 from suit and liability, either personally or in their official
629629 capacity, for any claim for damage to or loss of property or
630630 personal injury or other civil liability caused by or arising out of
631631 any actual or alleged act, error or omission that occurred, or that
632632 the person against whom the claim is made had a reasonable basis for
633633 believing occurred within the scope of Commission employment,
634634 duties or responsibilities; provided that nothing in this paragraph
635635 shall be construed to protect any person from suit and/or liability
636636 for any damage, loss, injury, or liability caused by the
637637 intentional or willful or wanton misconduct of that person.
638638 2. The Commission shall defend any member, officer,
639639 executive director, employee or representative of the Commission in
640640 any civil action seeking to impose liability arising out of any
641641 actual or alleged act, error, or omission that occurred within the
642642 scope of Commission employment, duties, or responsibilities, or
643643 that the person against whom the claim is made had a reasonable
644644 basis for believing occurred within the scope of Commission
645645 employment, duties, or responsibilities; provided that nothing
646646 herein shall be construed to prohibit that person from retaining
647647 his or her own counsel; and provided further, that the actual or
648648 alleged act, error, or omission did not result from that person's
649649 intentional or willful or wanton misconduct.
650650 3. The Commission shall indemnify and hold harmless
651651 any member, officer, executive director, employee, or
652652 representative of the Commission for the amount of any settlement
653653 or judgment obtained against that person arising out of any actual
654654 or alleged act, error or omission that occurred within the scope of
655655 Commission employment, duties, or responsibilities, or that person
656656 had a reasonable basis for believing occurred within the scope of
657657 Commission employment, duties, or responsibilities, provided that
658658 the actual or alleged act, error, or omission did not result from
659659 the intentional or willful or wanton misconduct of that person.
660660 SECTION 9. DATA SYSTEM
661661 A. The Commission shall provide for the development,
662662 maintenance, and utilization of a coordinated database and
663663 reporting system containing licensure, adverse action, and
664664 investigative information on all licensed individuals in member
665665 states.
666666 B. Notwithstanding any other provision of state law to the
667667 contrary, a member state shall submit a uniform data set to the data
668668 system on all individuals to whom this Compact is applicable as
669669 required by the rules of the Commission, including:
670670 1. Identifying information;
671671 2. Licensure data;
672672 3. Adverse actions against a license or compact
673673 privilege;
674674 4. Non-confidential information related to
675675 alternative program participation;
676676 5. Any denial of application for licensure, and the
677677 reason(s) for denial; and
678678 6. Other information that may facilitate the
679679 administration of this Compact, as determined by the rules of the
680680 Commission.
681681 C. Investigative information pertaining to a licensee in
682682 any member state shall only be available to other member states.
683683 D. The Commission shall promptly notify all member states of
684684 any adverse action taken against a licensee or an individual
685685 applying for a license. Adverse action information pertaining to a
686686 licensee in any member state shall be available to any other member
687687 state.
688688 E. Member states contributing information to the data
689689 system may designate information that may not be shared with the
690690 public without the express permission of the contributing state.
691691 F. Any information submitted to the data system that is
692692 subsequently required to be expunged by the laws of the member state
693693 contributing the information shall be removed from the data system.
694694 SECTION 10. RULEMAKING
695695 A. The Commission shall exercise its rulemaking powers
696696 pursuant to the criteria set forth in this Section and the rules
697697 adopted thereunder. Rules and amendments shall become binding as
698698 of the date specified in each rule or amendment.
699699 B. If a majority of the legislatures of the member states
700700 rejects a rule, by enactment of a statute or resolution in the same
701701 manner used to adopt the Compact within 4 years of the date of
702702 adoption of the rule, the rule shall have no further force and
703703 effect in any member state.
704704 C. Rules or amendments to the rules shall be adopted at a
705705 regular or special meeting of the Commission.
706706 D. Prior to promulgation and adoption of a final rule or
707707 rules by the Commission, and at least thirty (30) days in advance of
708708 the meeting at which the rule shall be considered and voted upon,
709709 the Commission shall file a Notice of Proposed Rulemaking:
710710 1. On the website of the Commission or other publicly
711711 accessible platform; and
712712 2. On the website of each member state audiology or
713713 speech-language pathology licensing board or other publicly
714714 accessible platform or the publication in which each state would
715715 otherwise publish proposed rules.
716716 E. The Notice of Proposed Rulemaking shall include:
717717 1. The proposed time, date, and location of the
718718 meeting in which the rule shall be considered and voted upon;
719719 2. The text of the proposed rule or amendment and the
720720 reason for the proposed rule;
721721 3. A request for comments on the proposed rule from any
722722 interested person; and
723723 4. The manner in which interested persons may submit
724724 notice to the Commission of their intention to attend the public
725725 hearing and any written comments.
726726 F. Prior to the adoption of a proposed rule, the Commission
727727 shall allow persons to submit written data, facts, opinions and
728728 arguments, which shall be made available to the public.
729729 G. The Commission shall grant an opportunity for a public
730730 hearing before it adopts a rule or amendment if a hearing is
731731 requested by:
732732 1. At least twenty-five (25) persons;
733733 2. A state or federal governmental subdivision or
734734 agency; or
735735 3. An association having at least twenty-five (25)
736736 members.
737737 H. If a hearing is held on the proposed rule or amendment,
738738 the Commission shall publish the place, time, and date of the
739739 scheduled public hearing. If the hearing is held via electronic
740740 means, the Commission shall publish the mechanism for access to the
741741 electronic hearing.
742742 1. All persons wishing to be heard at the hearing shall
743743 notify the executive director of the Commission or other designated
744744 member in writing of their desire to appear and testify at the
745745 hearing not less than five (5) business days before the scheduled
746746 date of the hearing.
747747 2. Hearings shall be conducted in a manner providing
748748 each person who wishes to comment a fair and reasonable opportunity
749749 to comment orally or in writing.
750750 3. All hearings shall be recorded. A copy of the
751751 recording shall be made available on request.
752752 4. Nothing in this section shall be construed as
753753 requiring a separate hearing on each rule. Rules may be grouped for
754754 the convenience of the Commission at hearings required by this
755755 section.
756756 I. Following the scheduled hearing date, or by the close of
757757 business on the scheduled hearing date if the hearing was not held,
758758 the Commission shall consider all written and oral comments
759759 received.
760760 J. If no written notice of intent to attend the public
761761 hearing by interested parties is received, the Commission may
762762 proceed with promulgation of the proposed rule without a public
763763 hearing.
764764 K. The Commission shall, by majority vote of all members,
765765 take final action on the proposed rule and shall determine the
766766 effective date of the rule, if any, based on the rulemaking record
767767 and the full text of the rule.
768768 L. Upon determination that an emergency exists, the
769769 Commission may consider and adopt an emergency rule without prior
770770 notice, opportunity for comment, or hearing, provided that the
771771 usual rulemaking procedures provided in the Compact and in this
772772 section shall be retroactively applied to the rule as soon as
773773 reasonably possible, in no event later than ninety (90) days after
774774 the effective date of the rule. For the purposes of this provision,
775775 an emergency rule is one that must be adopted immediately in order
776776 to:
777777 1. Meet an imminent threat to public health, safety,
778778 or welfare;
779779 2. Prevent a loss of Commission or member state funds;
780780 or
781781 3. Meet a deadline for the promulgation of an
782782 administrative rule that is established by federal law or rule.
783783 M. The Commission or an authorized committee of the
784784 Commission may direct revisions to a previously adopted rule or
785785 amendment for purposes of correcting typographical errors, errors
786786 in format, errors in consistency, or grammatical errors. Public
787787 notice of any revisions shall be posted on the website of the
788788 Commission. The revision shall be subject to challenge by any
789789 person for a period of thirty (30) days after posting. The revision
790790 may be challenged only on grounds that the revision results in a
791791 material change to a rule. A challenge shall be made in writing and
792792 delivered to the chair of the Commission prior to the end of the
793793 notice period. If no challenge is made, the revision shall take
794794 effect without further action. If the revision is challenged, the
795795 revision may not take effect without the approval of the
796796 Commission.
797797 SECTION 11. OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT
798798 A. Dispute Resolution
799799 1. Upon request by a member state, the Commission
800800 shall attempt to resolve disputes related to the Compact that arise
801801 among member states and between member and non-member states.
802802 2. The Commission shall promulgate a rule providing
803803 for both mediation and binding dispute resolution for disputes as
804804 appropriate.
805805 B. Enforcement
806806 1. The Commission, in the reasonable exercise of its
807807 discretion, shall enforce the provisions and rules of this Compact.
808808 2. By majority vote, the Commission may initiate legal
809809 action in the United States District Court for the District of
810810 Columbia or the federal district where the Commission has its
811811 principal offices against a member state in default to enforce
812812 compliance with the provisions of the Compact and its promulgated
813813 rules and bylaws. The relief sought may include both injunctive
814814 relief and damages. In the event judicial enforcement is necessary,
815815 the prevailing member shall be awarded all costs of litigation,
816816 including reasonable attorney's fees.
817817 3. The remedies herein shall not be the exclusive
818818 remedies of the Commission. The Commission may pursue any other
819819 remedies available under federal or state law.
820820 SECTION 12. DATE OF IMPLEMENTATION OF THE INTERSTATE COMMISSION
821821 FOR AUDIOLOGY AND SPEECH-LANGUAGE PATHOLOGY PRACTICE AND
822822 ASSOCIATED RULES, WITHDRAWAL, AND AMENDMENT
823823 A. The Compact shall come into effect on the date on which
824824 the Compact statute is enacted into law in the 1Oth member state.
825825 The provisions, which become effective at that time, shall be
826826 limited to the powers granted to the Commission relating to
827827 assembly and the promulgation of rules. Thereafter, the Commission
828828 shall meet and exercise rulemaking powers necessary to the
829829 implementation and administration of the Compact.
830830 B. Any state that joins the Compact subsequent to the
831831 Commission's initial adoption of the rules shall be subject to the
832832 rules as they exist on the date on which the Compact becomes law in
833833 that state. Any rule that has been previously adopted by the
834834 Commission shall have the full force and effect of law on the day
835835 the Compact becomes law in that state.
836836 C. Any member state may withdraw from this Compact by
837837 enacting a statute repealing the same.
838838 1. A member state's withdrawal shall not take effect
839839 until six (6) months after enactment of the repealing statute.
840840 2. Withdrawal shall not affect the continuing
841841 requirement of the withdrawing state's audiology or
842842 speech-language pathology licensing board to comply with the
843843 investigative and adverse action reporting requirements of this act
844844 prior to the effective date of withdrawal.
845845 D. Nothing contained in this Compact shall be construed to
846846 invalidate or prevent any audiology or speech-language pathology
847847 licensure agreement or other cooperative arrangement between a
848848 member state and a non-member state that does not conflict with the
849849 provisions of this Compact.
850850 E. This Compact may be amended by the member states. No
851851 amendment to this Compact shall become effective and binding upon
852852 any member state until it is enacted into the laws of all member
853853 states.
854854 SECTION 13. CONSTRUCTION AND SEVERABILITY
855855 This Compact shall be liberally construed so as to effectuate
856856 the purposes thereof. The provisions of this Compact shall be
857857 severable and if any phrase, clause, sentence or provision of this
858858 Compact is declared to be contrary to the constitution of any member
859859 state or of the United States or the applicability thereof to any
860860 government, agency, person or circumstance is held invalid, the
861861 validity of the remainder of this Compact and the applicability
862862 thereof to any government, agency, person or circumstance shall not
863863 be affected thereby. If this Compact shall be held contrary to the
864864 constitution of any member state, the Compact shall remain in full
865865 force and effect as to the remaining member states and in full force
866866 and effect as to the member state affected as to all severable
867867 matters.
868868 SECTION 14. BINDING EFFECT OF COMPACT AND OTHER LAWS
869869 A. Nothing herein prevents the enforcement of any other law
870870 of a member state that is not inconsistent with the Compact.
871871 B. All laws in a member state in conflict with the Compact
872872 are superseded to the extent of the conflict.
873873 C. All lawful actions of the Commission, including all rules
874874 and bylaws promulgated by the Commission, are binding upon the
875875 member states.
876876 D. All agreements between the Commission and the member
877877 states are binding in accordance with their terms.
878878 E. In the event any provision of the Compact exceeds the
879879 constitutional limits imposed on the legislature of any member
880880 state, the provision shall be ineffective to the extent of the
881881 conflict with the constitutional provision in question in that
882882 member state.
883883 Sec. 401.552. ADMINISTRATION OF COMPACT. The department is
884884 the Audiology and Speech-Language Pathology Compact administrator
885885 for this state.
886886 Sec. 401.553. RULES. The commission may adopt rules
887887 necessary to implement this subchapter.
888888 SECTION 2. This Act takes effect September 1, 2023.