Texas 2023 - 88th Regular

Texas House Bill HB2557 Compare Versions

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11 88R21208 SCP-D
22 By: Buckley, Raney, Plesa, Burns, et al. H.B. No. 2557
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55 A BILL TO BE ENTITLED
66 AN ACT
77 relating to the Licensed Professional Counselors Compact;
88 authorizing fees.
99 BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
1010 SECTION 1. Chapter 503, Occupations Code, is amended by
1111 adding Subchapter K to read as follows:
1212 SUBCHAPTER K. LICENSED PROFESSIONAL COUNSELORS COMPACT
1313 Sec. 503.501. LICENSED PROFESSIONAL COUNSELORS COMPACT.
1414 The Licensed Professional Counselors Compact is enacted and entered
1515 into with all other jurisdictions that legally join in the compact,
1616 which reads as follows:
1717 LICENSED PROFESSIONAL COUNSELORS COMPACT
1818 SECTION 1: PURPOSE
1919 The purpose of this Compact is to facilitate interstate practice of
2020 Licensed Professional Counselors with the goal of improving public
2121 access to Professional Counseling services. The practice of
2222 Professional Counseling occurs in the State where the client is
2323 located at the time of the counseling services. The Compact
2424 preserves the regulatory authority of States to protect public
2525 health and safety through the current system of State licensure.
2626 This Compact is designed to achieve the following objectives:
2727 A. Increase public access to Professional Counseling
2828 services by providing for the mutual recognition of other Member
2929 State licenses;
3030 B. Enhance the States' ability to protect the public's
3131 health and safety;
3232 C. Encourage the cooperation of Member States in regulating
3333 multistate practice for Licensed Professional Counselors;
3434 D. Support spouses of relocating Active Duty Military
3535 personnel;
3636 E. Enhance the exchange of licensure, investigative, and
3737 disciplinary information among Member States;
3838 F. Allow for the use of Telehealth technology to facilitate
3939 increased access to Professional Counseling services;
4040 G. Support the uniformity of Professional Counseling
4141 licensure requirements throughout the States to promote public
4242 safety and public health benefits;
4343 H. Invest all Member States with the authority to hold a
4444 Licensed Professional Counselor accountable for meeting all State
4545 practice laws in the State in which the client is located at the
4646 time care is rendered through the mutual recognition of Member
4747 State licenses;
4848 I. Eliminate the necessity for licenses in multiple States;
4949 and
5050 J. Provide opportunities for interstate practice by
5151 Licensed Professional Counselors who meet uniform licensure
5252 requirements.
5353 SECTION 2. DEFINITIONS
5454 As used in this Compact, and except as otherwise provided, the
5555 following definitions shall apply:
5656 A. "Active Duty Military" means full-time duty status in the
5757 active uniformed service of the United States, including members of
5858 the National Guard and Reserve on active duty orders pursuant to 10
5959 U.S.C. Chapters 1209 and 1211.
6060 B. "Adverse Action" means any administrative, civil, equitable or
6161 criminal action permitted by a State's laws which is imposed by a
6262 licensing board or other authority against a Licensed Professional
6363 Counselor, including actions against an individual's license or
6464 Privilege to Practice such as revocation, suspension, probation,
6565 monitoring of the licensee, limitation on the licensee's practice,
6666 or any other Encumbrance on licensure affecting a Licensed
6767 Professional Counselor's authorization to practice, including
6868 issuance of a cease and desist action.
6969 C. "Alternative Program" means a non-disciplinary monitoring or
7070 practice remediation process approved by a Professional Counseling
7171 Licensing Board to address Impaired Practitioners.
7272 D. "Continuing Competence/Education" means a requirement, as a
7373 condition of license renewal, to provide evidence of participation
7474 in, and/or completion of, educational and professional activities
7575 relevant to practice or area of work.
7676 E. "Counseling Compact Commission" or "Commission" means the
7777 national administrative body whose membership consists of all
7878 States that have enacted the Compact.
7979 F. "Current Significant Investigative Information" means:
8080 1. Investigative Information that a Licensing Board, after
8181 a preliminary inquiry that includes notification and an opportunity
8282 for the Licensed Professional Counselor to respond, if required by
8383 State law, has reason to believe is not groundless and, if proved
8484 true, would indicate more than a minor infraction; or
8585 2. Investigative Information that indicates that the
8686 Licensed Professional Counselor represents an immediate threat to
8787 public health and safety regardless of whether the Licensed
8888 Professional Counselor has been notified and had an opportunity to
8989 respond.
9090 G. "Data System" means a repository of information about
9191 Licensees, including, but not limited to, continuing education,
9292 examination, licensure, investigative, Privilege to Practice and
9393 Adverse Action information.
9494 H. "Encumbered License" means a license in which an Adverse Action
9595 restricts the practice of licensed Professional Counseling by the
9696 Licensee and said Adverse Action has been reported to the National
9797 Practitioners Data Bank (NPDB).
9898 I. "Encumbrance" means a revocation or suspension of, or any
9999 limitation on, the full and unrestricted practice of Licensed
100100 Professional Counseling by a Licensing Board.
101101 J. "Executive Committee" means a group of directors elected or
102102 appointed to act on behalf of, and within the powers granted to them
103103 by, the Commission.
104104 K. "Home State" means the Member State that is the Licensee's
105105 primary State of residence.
106106 L. "Impaired Practitioner" means an individual who has a
107107 condition(s) that may impair their ability to practice as a
108108 Licensed Professional Counselor without some type of intervention
109109 and may include, but are not limited to, alcohol and drug
110110 dependence, mental health impairment, and neurological or
111111 physical impairments.
112112 M. "Investigative Information" means information, records, and
113113 documents received or generated by a Professional Counseling
114114 Licensing Board pursuant to an investigation.
115115 N. "Jurisprudence Requirement" if required by a Member State,
116116 means the assessment of an individual's knowledge of the laws and
117117 Rules governing the practice of Professional Counseling in a State.
118118 O. "Licensed Professional Counselor" means a counselor licensed
119119 by a Member State, regardless of the title used by that State, to
120120 independently assess, diagnose, and treat behavioral health
121121 conditions.
122122 P. "Licensee" means an individual who currently holds an
123123 authorization from the State to practice as a Licensed Professional
124124 Counselor.
125125 Q. "Licensing Board" means the agency of a State, or equivalent,
126126 that is responsible for the licensing and regulation of Licensed
127127 Professional Counselors.
128128 R. Member State" means a State that has enacted the Compact.
129129 S. "Privilege to Practice" means a legal authorization, which is
130130 equivalent to a license, permitting the practice of Professional
131131 Counseling in a Remote State.
132132 T. "Professional Counseling" means the assessment, diagnosis, and
133133 treatment of behavioral health conditions by a Licensed
134134 Professional Counselor.
135135 U. "Remote State" means a Member State other than the Home State,
136136 where a Licensee is exercising or seeking to exercise the Privilege
137137 to Practice.
138138 V. "Rule" means a regulation promulgated by the Commission that
139139 has the force of law.
140140 W. "Single State License" means a Licensed Professional Counselor
141141 license issued by a Member State that authorizes practice only
142142 within the issuing State and does not include a Privilege to
143143 Practice in any other Member State.
144144 X. "State" means any state, commonwealth, district, or territory
145145 of the United States of America that regulates the practice of
146146 Professional Counseling.
147147 Y. "Telehealth" means the application of telecommunication
148148 technology to deliver Professional Counseling services remotely to
149149 assess, diagnose, and treat behavioral health conditions.
150150 Z. "Unencumbered License" means a license that authorizes a
151151 Licensed Professional Counselor to engage in the full and
152152 unrestricted practice of Professional Counseling.
153153 SECTION 3. STATE PARTICIPATION IN THE COMPACT
154154 A. To Participate in the Compact, a State must currently:
155155 1. License and regulate Licensed Professional Counselors;
156156 2. Require Licensees to pass a nationally recognized exam
157157 approved by the Commission;
158158 3. Require Licensees to have a 60 semester-hour (or 90
159159 quarter-hour) master's degree in counseling or 60 semester-hours
160160 (or 90 quarter-hours) of graduate course work including the
161161 following topic areas:
162162 a. Professional Counseling Orientation and Ethical
163163 Practice;
164164 b. Social and Cultural Diversity;
165165 c. Human Growth and Development;
166166 d. Career Development;
167167 e. Counseling and Helping Relationships;
168168 f. Group Counseling and Group Work;
169169 g. Diagnosis and Treatment; Assessment and Testing;
170170 h. Research and Program Evaluation; and
171171 i. Other areas as determined by the Commission.
172172 4. Require Licensees to complete a supervised postgraduate
173173 professional experience as defined by the Commission;
174174 5. Have a mechanism in place for receiving and investigating
175175 complaints about Licensees.
176176 B. A Member State shall:
177177 1. Participate fully in the Commission's Data System,
178178 including using the Commission's unique identifier as defined in
179179 Rules;
180180 2. Notify the Commission, in compliance with the terms of
181181 the Compact and Rules, of any Adverse Action or the availability of
182182 Investigative Information regarding a Licensee;
183183 3. Implement or utilize procedures for considering the
184184 criminal history records of applicants for an initial Privilege to
185185 Practice. These procedures shall include the submission of
186186 fingerprints or other biometric-based information by applicants
187187 for the purpose of obtaining an applicant's criminal history record
188188 information from the Federal Bureau of Investigation and the agency
189189 responsible for retaining that State's criminal records;
190190 a. A member state must fully implement a criminal
191191 background check requirement, within a time frame established by
192192 rule, by receiving the results of the Federal Bureau of
193193 Investigation record search and shall use the results in making
194194 licensure decisions.
195195 b. Communication between a Member State, the
196196 Commission and among Member States regarding the verification of
197197 eligibility for licensure through the Compact shall not include any
198198 information received from the Federal Bureau of Investigation
199199 relating to a federal criminal records check performed by a Member
200200 State under Public Law 92-544.
201201 4. Comply with the Rules of the Commission;
202202 5. Require an applicant to obtain or retain a license in the
203203 Home State and meet the Home State's qualifications for licensure
204204 or renewal of licensure, as well as all other applicable State laws;
205205 6. Grant the Privilege to Practice to a Licensee holding a
206206 valid Unencumbered License in another Member State in accordance
207207 with the terms of the Compact and Rules; and
208208 7. Provide for the attendance of the State's commissioner to
209209 the Counseling Compact Commission meetings.
210210 C. Member States may charge a fee for granting the Privilege to
211211 Practice.
212212 D. Individuals not residing in a Member State shall continue to be
213213 able to apply for a Member State's Single State License as provided
214214 under the laws of each Member State. However, the Single State
215215 License granted to these individuals shall not be recognized as
216216 granting a Privilege to Practice Professional Counseling in any
217217 other Member State.
218218 E. Nothing in this Compact shall affect the requirements
219219 established by a Member State for the issuance of a Single State
220220 License.
221221 F. A license issued to a Licensed Professional Counselor by a Home
222222 State to a resident in that State shall be recognized by each Member
223223 State as authorizing a Licensed Professional Counselor to practice
224224 Professional Counseling, under a Privilege to Practice, in each
225225 Member State.
226226 SECTION 4. PRIVILEGE TO PRACTICE
227227 A. To exercise the Privilege to Practice under the terms and
228228 provisions of the Compact, the Licensee shall:
229229 1. Hold a license in the Home State;
230230 2. Have a valid United States Social Security Number or
231231 National Practitioner Identifier;
232232 3. Be eligible for a Privilege to Practice in any Member
233233 State in accordance with Section 4(D), (G) and (H);
234234 4. Have not had any Encumbrance or restriction against any
235235 license or Privilege to Practice within the previous two (2) years;
236236 5. Notify the Commission that the Licensee is seeking the
237237 Privilege to Practice within a Remote State(s);
238238 6. Pay any applicable fees, including any State fee, for the
239239 Privilege to Practice;
240240 7. Meet any Continuing Competence/Education requirements
241241 established by the Home State;
242242 8. Meet any Jurisprudence Requirements established by the
243243 Remote State(s) in which the Licensee is seeking a Privilege to
244244 Practice; and
245245 9. Report to the Commission any Adverse Action,
246246 Encumbrance, or restriction on license taken by any non-Member
247247 State within 30 days from the date the action is taken.
248248 B. The Privilege to Practice is valid until the expiration date of
249249 the Home State license. The Licensee must comply with the
250250 requirements of Section 4(A) to maintain the Privilege to Practice
251251 in the Remote State.
252252 C. A Licensee providing Professional Counseling in a Remote State
253253 under the Privilege to Practice shall adhere to the laws and
254254 regulations of the Remote State.
255255 D. A Licensee providing Professional Counseling services in a
256256 Remote State is subject to that State's regulatory authority. A
257257 Remote State may, in accordance with due process and that State's
258258 laws, remove a Licensee's Privilege to Practice in the Remote State
259259 for a specific period of time, impose fines, and/or take any other
260260 necessary actions to protect the health and safety of its citizens.
261261 The Licensee may be ineligible for a Privilege to Practice in any
262262 Member State until the specific time for removal has passed and all
263263 fines are paid.
264264 E. If a Home State license is encumbered, the Licensee shall lose
265265 the Privilege to Practice in any Remote State until the following
266266 occur:
267267 1. The Home State license is no longer encumbered; and
268268 2. Have not had any Encumbrance or restriction against any
269269 license or Privilege to Practice within the previous two (2) years.
270270 F. Once an Encumbered License in the Home State is restored to good
271271 standing, the Licensee must meet the requirements of Section 4(A)
272272 to obtain a Privilege to Practice in any Remote State.
273273 G. If a Licensee's Privilege to Practice in any Remote State is
274274 removed, the individual may lose the Privilege to Practice in all
275275 other Remote States until the following occur:
276276 1. The specific period of time for which the Privilege to
277277 Practice was removed has ended;
278278 2. All fines have been paid; and
279279 3. Have not had any Encumbrance or restriction against any
280280 license or Privilege to Practice within the previous two (2) years.
281281 H. Once the requirements of Section 4(G) have been met, the
282282 Licensee must meet the requirements in Section 4(A) to obtain a
283283 Privilege to Practice in a Remote State.
284284 SECTION 5: OBTAINING A NEW HOME STATE LICENSE BASED ON A PRIVILEGE
285285 TO PRACTICE
286286 A. A Licensed Professional Counselor may hold a Home State
287287 license, which allows for a Privilege to Practice in other Member
288288 States, in only one Member State at a time.
289289 B. If a Licensed Professional Counselor changes primary State of
290290 residence by moving between two Member States:
291291 1. The Licensed Professional Counselor shall file an
292292 application for obtaining a new Home State license based on a
293293 Privilege to Practice, pay all applicable fees, and notify the
294294 current and new Home State in accordance with applicable Rules
295295 adopted by the Commission.
296296 2. Upon receipt of an application for obtaining a new Home
297297 State license by virtue of a Privilege to Practice, the new Home
298298 State shall verify that the Licensed Professional Counselor meets
299299 the pertinent criteria outlined in Section 4 via the Data System,
300300 without need for primary source verification except for:
301301 a. a Federal Bureau of Investigation fingerprint based
302302 criminal background check if not previously performed or updated
303303 pursuant to applicable rules adopted by the Commission in
304304 accordance with Public Law 92-544;
305305 b. other criminal background check as required by the
306306 new Home State; and
307307 c. completion of any requisite Jurisprudence
308308 Requirements of the new Home State.
309309 3. The former Home State shall convert the former Home State
310310 license into a Privilege to Practice once the new Home State has
311311 activated the new Home State license in accordance with applicable
312312 Rules adopted by the Commission.
313313 4. Notwithstanding any other provision of this Compact, if
314314 the Licensed Professional Counselor cannot meet the criteria in
315315 Section 4, the new Home State may apply its requirements for issuing
316316 a new Single State License.
317317 5. The Licensed Professional Counselor shall pay all
318318 applicable fees to the new Home State in order to be issued a new
319319 Home State license.
320320 C. If a Licensed Professional Counselor changes Primary State of
321321 Residence by moving from a Member State to a non-Member State, or
322322 from a non-Member State to a Member State, the State criteria shall
323323 apply for issuance of a Single State License in the new State.
324324 D. Nothing in this Compact shall interfere with a Licensee's
325325 ability to hold a Single State License in multiple States, however
326326 for the purposes of this Compact, a Licensee shall have only one
327327 Home State license.
328328 E. Nothing in this Compact shall affect the requirements
329329 established by a Member State for the issuance of a Single State
330330 License.
331331 SECTION 6. ACTIVE DUTY MILITARY PERSONNEL OR THEIR SPOUSES
332332 Active Duty Military personnel, or their spouse, shall designate a
333333 Home State where the individual has a current license in good
334334 standing. The individual may retain the Home State designation
335335 during the period the service member is on active duty. Subsequent
336336 to designating a Home State, the individual shall only change their
337337 Home State through application for licensure in the new State, or
338338 through the process outlined in Section 5.
339339 SECTION 7. COMPACT PRIVILEGE TO PRACTICE TELEHEALTH
340340 A. Member States shall recognize the right of a Licensed
341341 Professional Counselor, licensed by a Home State in accordance with
342342 Section 3 and under Rules promulgated by the Commission, to
343343 practice Professional Counseling in any Member State via Telehealth
344344 under a Privilege to Practice as provided in the Compact and Rules
345345 promulgated by the Commission.
346346 B. A Licensee providing Professional Counseling services in a
347347 Remote State under the Privilege to Practice shall adhere to the
348348 laws and regulations of the Remote State.
349349 SECTION 8. ADVERSE ACTIONS
350350 A. In addition to the other powers conferred by State law, a Remote
351351 State shall have the authority, in accordance with existing State
352352 due process law, to:
353353 1. Take Adverse Action against a Licensed Professional
354354 Counselor's Privilege to Practice within that Member State, and
355355 2. Issue subpoenas for both hearings and investigations
356356 that require the attendance and testimony of witnesses as well as
357357 the production of evidence. Subpoenas issued by a Licensing Board
358358 in a Member State for the attendance and testimony of witnesses or
359359 the production of evidence from another Member State shall be
360360 enforced in the latter State by any court of competent
361361 jurisdiction, according to the practice and procedure of that court
362362 applicable to subpoenas issued in proceedings pending before it.
363363 The issuing authority shall pay any witness fees, travel expenses,
364364 mileage, and other fees required by the service statutes of the
365365 State in which the witnesses or evidence are located.
366366 3. Only the Home State shall have the power to take Adverse
367367 Action against a Licensed Professional Counselor's license issued
368368 by the Home State.
369369 B. For purposes of taking Adverse Action, the Home State shall
370370 give the same priority and effect to reported conduct received from
371371 a Member State as it would if the conduct had occurred within the
372372 Home State. In so doing, the Home State shall apply its own State
373373 laws to determine appropriate action.
374374 C. The Home State shall complete any pending investigations of a
375375 Licensed Professional Counselor who changes primary State of
376376 residence during the course of the investigations. The Home State
377377 shall also have the authority to take appropriate action(s) and
378378 shall promptly report the conclusions of the investigations to the
379379 administrator of the Data System. The administrator of the
380380 coordinated licensure information system shall promptly notify the
381381 new Home State of any Adverse Actions.
382382 D. A Member State, if otherwise permitted by State law, may
383383 recover from the affected Licensed Professional Counselor the costs
384384 of investigations and dispositions of cases resulting from any
385385 Adverse Action taken against that Licensed Professional Counselor.
386386 E. A Member State may take Adverse Action based on the factual
387387 findings of the Remote State, provided that the Member State
388388 follows its own procedures for taking the Adverse Action.
389389 F. Joint Investigations:
390390 1. In addition to the authority granted to a Member State by
391391 its respective Professional Counseling practice act or other
392392 applicable State law, any Member State may participate with other
393393 Member States in joint investigations of Licensees.
394394 2. Member States shall share any investigative, litigation,
395395 or compliance materials in furtherance of any joint or individual
396396 investigation initiated under the Compact.
397397 G. If Adverse Action is taken by the Home State against the license
398398 of a Licensed Professional Counselor, the Licensed Professional
399399 Counselor's Privilege to Practice in all other Member States shall
400400 be deactivated until all Encumbrances have been removed from the
401401 State license. All Home State disciplinary orders that impose
402402 Adverse Action against the license of a Licensed Professional
403403 Counselor shall include a Statement that the Licensed Professional
404404 Counselor's Privilege to Practice is deactivated in all Member
405405 States during the pendency of the order.
406406 H. If a Member State takes Adverse Action, it shall promptly
407407 notify the administrator of the Data System. The administrator of
408408 the Data System shall promptly notify the Home State of any Adverse
409409 Actions by Remote States.
410410 I. Nothing in this Compact shall override a Member State's
411411 decision that participation in an Alternative Program may be used
412412 in lieu of Adverse Action.
413413 SECTION 9. ESTABLISHMENT OF COUNSELING COMPACT COMMISSION
414414 A. The Compact Member States hereby create and establish a joint
415415 public agency known as the Counseling Compact Commission:
416416 1. The Commission is an instrumentality of the Compact
417417 States.
418418 2. Venue is proper and judicial proceedings by or against
419419 the Commission shall be brought solely and exclusively in a court of
420420 competent jurisdiction where the principal office of the Commission
421421 is located. The Commission may waive venue and jurisdictional
422422 defenses to the extent it adopts or consents to participate in
423423 alternative dispute resolution proceedings.
424424 3. Nothing in this Compact shall be construed to be a waiver
425425 of sovereign immunity.
426426 B. Membership, Voting, and Meetings
427427 1. Each Member State shall have and be limited to one (1)
428428 delegate selected by that Member State's Licensing Board.
429429 2. The delegate shall be either:
430430 a. A current member of the Licensing Board at the time
431431 of appointment, who is a Licensed Professional Counselor or public
432432 member; or
433433 b. An administrator of the Licensing Board.
434434 3. Any delegate may be removed or suspended from office as
435435 provided by the law of the State from which the delegate is
436436 appointed.
437437 4. The Member State Licensing Board shall fill any vacancy
438438 occurring on the Commission within 60 days.
439439 5. Each delegate shall be entitled to one (1) vote with
440440 regard to the promulgation of Rules and creation of bylaws and shall
441441 otherwise have an opportunity to participate in the business and
442442 affairs of the Commission.
443443 6. A delegate shall vote in person or by such other means as
444444 provided in the bylaws. The bylaws may provide for delegates'
445445 participation in meetings by telephone or other means of
446446 communication.
447447 7. The Commission shall meet at least once during each
448448 calendar year. Additional meetings shall be held as set forth in
449449 the bylaws.
450450 8. The Commission shall by Rule establish a term of office
451451 for delegates and may by Rule establish term limits.
452452 C. The Commission shall have the following powers and duties:
453453 1. Establish the fiscal year of the Commission;
454454 2. Establish bylaws;
455455 3. Maintain its financial records in accordance with the
456456 bylaws;
457457 4. Meet and take such actions as are consistent with the
458458 provisions of this Compact and the bylaws;
459459 5. Promulgate Rules which shall be binding to the extent and
460460 in the manner provided for in the Compact;
461461 6. Bring and prosecute legal proceedings or actions in the
462462 name of the Commission, provided that the standing of any State
463463 Licensing Board to sue or be sued under applicable law shall not be
464464 affected;
465465 7. Purchase and maintain insurance and bonds;
466466 8. Borrow, accept, or contract for services of personnel,
467467 including, but not limited to, employees of a Member State;
468468 9. Hire employees, elect or appoint officers, fix
469469 compensation, define duties, grant such individuals appropriate
470470 authority to carry out the purposes of the Compact, and establish
471471 the Commission's personnel policies and programs relating to
472472 conflicts of interest, qualifications of personnel, and other
473473 related personnel matters;
474474 10. Accept any and all appropriate donations and grants of
475475 money, equipment, supplies, materials, and services, and to
476476 receive, utilize, and dispose of the same; provided that at all
477477 times the Commission shall avoid any appearance of impropriety
478478 and/or conflict of interest;
479479 11. Lease, purchase, accept appropriate gifts or donations
480480 of, or otherwise to own, hold, improve or use, any property, real,
481481 personal or mixed; provided that at all times the Commission shall
482482 avoid any appearance of impropriety;
483483 12. Sell convey, mortgage, pledge, lease, exchange,
484484 abandon, or otherwise dispose of any property real, personal, or
485485 mixed;
486486 13. Establish a budget and make expenditures;
487487 14. Borrow money;
488488 15. Appoint committees, including standing committees
489489 composed of members, State regulators, State legislators or their
490490 representatives, and consumer representatives, and such other
491491 interested persons as may be designated in this Compact and the
492492 bylaws;
493493 16. Provide and receive information from, and cooperate
494494 with, law enforcement agencies;
495495 17. Establish and elect an Executive Committee; and
496496 18. Perform such other functions as may be necessary or
497497 appropriate to achieve the purposes of this Compact consistent with
498498 the State regulation of Professional Counseling licensure and
499499 practice.
500500 D. The Executive Committee
501501 1. The Executive Committee shall have the power to act on
502502 behalf of the Commission according to the terms of this Compact.
503503 2. The Executive Committee shall be composed of up to eleven
504504 (11) members:
505505 a. Seven voting members who are elected by the
506506 Commission from the current membership of the Commission; and
507507 b. Up to four (4) ex-officio, nonvoting members from
508508 four (4) recognized national professional counselor organizations.
509509 c. The ex-officio members will be selected by their
510510 respective organizations.
511511 3. The Commission may remove any member of the Executive
512512 Committee as provided in bylaws.
513513 4. The Executive Committee shall meet at least annually.
514514 5. The Executive Committee shall have the following duties
515515 and responsibilities:
516516 a. Recommend to the entire Commission changes to the
517517 Rules or bylaws, changes to this Compact legislation, fees paid by
518518 Compact Member States such as annual dues, and any Commission
519519 Compact fee charged to Licensees for the Privilege to Practice;
520520 b. Ensure Compact administration services are
521521 appropriately provided, contractual or otherwise;
522522 c. Prepare and recommend the budget;
523523 d. Maintain financial records on behalf of the
524524 Commission;
525525 e. Monitor Compact compliance of Member States and
526526 provide compliance reports to the Commission;
527527 f. Establish additional committees as necessary; and
528528 g. Other duties as provided in Rules or bylaws.
529529 E. Meetings of the Commission
530530 1. All meetings shall be open to the public, and public
531531 notice of meetings shall be given in the same manner as required
532532 under the Rulemaking provisions in Section 11.
533533 2. The Commission or the Executive Committee or other
534534 committees of the Commission may convene in a closed, non-public
535535 meeting if the Commission or Executive Committee or other
536536 committees of the Commission must discuss:
537537 a. Non-compliance of a Member State with its
538538 obligations under the Compact;
539539 b. The employment, compensation, discipline or other
540540 matters, practices or procedures related to specific employees or
541541 other matters related to the Commission's internal personnel
542542 practices and procedures;
543543 c. Current, threatened, or reasonably anticipated
544544 litigation;
545545 d. Negotiation of contracts for the purchase, lease,
546546 or sale of goods, services, or real estate;
547547 e. Accusing any person of a crime or formally
548548 censuring any person;
549549 f. Disclosure of trade secrets or commercial or
550550 financial information that is privileged or confidential;
551551 g. Disclosure of information of a personal nature
552552 where disclosure would constitute a clearly unwarranted invasion of
553553 personal privacy;
554554 h. Disclosure of investigative records compiled for
555555 law enforcement purposes;
556556 i. Disclosure of information related to any
557557 investigative reports prepared by or on behalf of or for use of the
558558 Commission or other committee charged with responsibility of
559559 investigation or determination of compliance issues pursuant to the
560560 Compact; or
561561 j. Matters specifically exempted from disclosure by
562562 federal or Member State statute.
563563 3. If a meeting, or portion of a meeting, is closed pursuant
564564 to this provision, the Commission's legal counsel or designee shall
565565 certify that the meeting may be closed and shall reference each
566566 relevant exempting provision.
567567 4. The Commission shall keep minutes that fully and clearly
568568 describe all matters discussed in a meeting and shall provide a full
569569 and accurate summary of actions taken, and the reasons therefore,
570570 including a description of the views expressed. All documents
571571 considered in connection with an action shall be identified in such
572572 minutes. All minutes and documents of a closed meeting shall remain
573573 under seal, subject to release by a majority vote of the Commission
574574 or order of a court of competent jurisdiction.
575575 F. Financing of the Commission
576576 1. The Commission shall pay, or provide for the payment of,
577577 the reasonable expenses of its establishment, organization, and
578578 ongoing activities.
579579 2. The Commission may accept any and all appropriate revenue
580580 sources, donations, and grants of money, equipment, supplies,
581581 materials, and services.
582582 3. The Commission may levy on and collect an annual
583583 assessment from each Member State or impose fees on other parties to
584584 cover the cost of the operations and activities of the Commission
585585 and its staff, which must be in a total amount sufficient to cover
586586 its annual budget as approved each year for which revenue is not
587587 provided by other sources. The aggregate annual assessment amount
588588 shall be allocated based upon a formula to be determined by the
589589 Commission, which shall promulgate a Rule binding upon all Member
590590 States.
591591 4. The Commission shall not incur obligations of any kind
592592 prior to securing the funds adequate to meet the same; nor shall the
593593 Commission pledge the credit of any of the Member States, except by
594594 and with the authority of the Member State.
595595 5. The Commission shall keep accurate accounts of all
596596 receipts and disbursements. The receipts and disbursements of the
597597 Commission shall be subject to the audit and accounting procedures
598598 established under its bylaws. However, all receipts and
599599 disbursements of funds handled by the Commission shall be audited
600600 yearly by a certified or licensed public accountant, and the report
601601 of the audit shall be included in and become part of the annual
602602 report of the Commission.
603603 G. Qualified Immunity, Defense, and Indemnification
604604 1. The members, officers, executive director, employees and
605605 representatives of the Commission shall be immune from suit and
606606 liability, either personally or in their official capacity, for any
607607 claim for damage to or loss of property or personal injury or other
608608 civil liability caused by or arising out of any actual or alleged
609609 act, error or omission that occurred, or that the person against
610610 whom the claim is made had a reasonable basis for believing occurred
611611 within the scope of Commission employment, duties or
612612 responsibilities; provided that nothing in this paragraph shall be
613613 construed to protect any such person from suit and/or liability for
614614 any damage, loss, injury, or liability caused by the intentional or
615615 willful or wanton misconduct of that person.
616616 2. The Commission shall defend any member, officer,
617617 executive director, employee or representative of the Commission in
618618 any civil action seeking to impose liability arising out of any
619619 actual or alleged act, error, or omission that occurred within the
620620 scope of Commission employment, duties, or responsibilities, or
621621 that the person against whom the claim is made had a reasonable
622622 basis for believing occurred within the scope of Commission
623623 employment, duties, or responsibilities; provided that nothing
624624 herein shall be construed to prohibit that person from retaining
625625 his or her own counsel; and provided further, that the actual or
626626 alleged act, error, or omission did not result from that person's
627627 intentional or willful or wanton misconduct.
628628 3. The Commission shall indemnify and hold harmless any
629629 member, officer, executive director, employee, or representative
630630 of the Commission for the amount of any settlement or judgment
631631 obtained against that person arising out of any actual or alleged
632632 act, error, or omission that occurred within the scope of
633633 Commission employment, duties, or responsibilities, or that such
634634 person had a reasonable basis for believing occurred within the
635635 scope of Commission employment, duties, or responsibilities,
636636 provided that the actual or alleged act, error, or omission did not
637637 result from the intentional or willful or wanton misconduct of that
638638 person.
639639 SECTION 10. DATA SYSTEM
640640 A. The Commission shall provide for the development, maintenance,
641641 operation, and utilization of a coordinated database and reporting
642642 system containing licensure, Adverse Action, and Investigative
643643 Information on all licensed individuals in Member States.
644644 B. Notwithstanding any other provision of State law to the
645645 contrary, a Member State shall submit a uniform data set to the Data
646646 System on all individuals to whom this Compact is applicable as
647647 required by the Rules of the Commission, including:
648648 1. Identifying information;
649649 2. Licensure data;
650650 3. Adverse Actions against a license or Privilege to
651651 Practice;
652652 4. Non-confidential information related to Alternative
653653 Program participation;
654654 5. Any denial of application for licensure, and the
655655 reason(s) for such denial;
656656 6. Current Significant Investigative Information; and
657657 7. Other information that may facilitate the administration
658658 of this Compact, as determined by the Rules of the Commission.
659659 C. Investigative Information pertaining to a Licensee in any
660660 Member State will only be available to other Member States.
661661 D. The Commission shall promptly notify all Member States of any
662662 Adverse Action taken against a Licensee or an individual applying
663663 for a license. Adverse Action information pertaining to a Licensee
664664 in any Member State will be available to any other Member State.
665665 E. Member States contributing information to the Data System may
666666 designate information that may not be shared with the public
667667 without the express permission of the contributing State.
668668 F. Any information submitted to the Data System that is
669669 subsequently required to be expunged by the laws of the Member State
670670 contributing the information shall be removed from the Data System.
671671 SECTION 11. RULEMAKING
672672 A. The Commission shall promulgate reasonable Rules in order to
673673 effectively and efficiently achieve the purpose of the Compact.
674674 Notwithstanding the foregoing, in the event the Commission
675675 exercises its Rulemaking authority in a manner that is beyond the
676676 scope of the purposes of the Compact, or the powers granted
677677 hereunder, then such an action by the Commission shall be invalid
678678 and have no force or effect.
679679 B. The Commission shall exercise its Rulemaking powers pursuant to
680680 the criteria set forth in this Section and the Rules adopted
681681 thereunder. Rules and amendments shall become binding as of the
682682 date specified in each Rule or amendment.
683683 C. If a majority of the legislatures of the Member States rejects a
684684 Rule, by enactment of a statute or resolution in the same manner
685685 used to adopt the Compact within four (4) years of the date of
686686 adoption of the Rule, then such Rule shall have no further force and
687687 effect in any Member State.
688688 D. Rules or amendments to the Rules shall be adopted at a regular
689689 or special meeting of the Commission.
690690 E. Prior to promulgation and adoption of a final Rule or Rules by
691691 the Commission, and at least thirty (30) days in advance of the
692692 meeting at which the Rule will be considered and voted upon, the
693693 Commission shall file a Notice of Proposed Rulemaking:
694694 1. On the website of the Commission or other publicly
695695 accessible platform; and
696696 2. On the website of each Member State Professional
697697 Counseling Licensing Board or other publicly accessible platform or
698698 the publication in which each State would otherwise publish
699699 proposed Rules.
700700 F. The Notice of Proposed Rulemaking shall include:
701701 1. The proposed time, date, and location of the meeting in
702702 which the Rule will be considered and voted upon;
703703 2. The text of the proposed Rule or amendment and the reason
704704 for the proposed Rule;
705705 3. A request for comments on the proposed Rule from any
706706 interested person; and
707707 4. The manner in which interested persons may submit notice
708708 to the Commission of their intention to attend the public hearing
709709 and any written comments.
710710 G. Prior to adoption of a proposed Rule, the Commission shall
711711 allow persons to submit written data, facts, opinions, and
712712 arguments, which shall be made available to the public.
713713 H. The Commission shall grant an opportunity for a public hearing
714714 before it adopts a Rule or amendment if a hearing is requested by:
715715 1. At least twenty-five (25) persons;
716716 2. A State or federal governmental subdivision or agency; or
717717 3. An association having at least twenty-five (25) members.
718718 I. If a hearing is held on the proposed Rule or amendment, the
719719 Commission shall publish the place, time, and date of the scheduled
720720 public hearing. If the hearing is held via electronic means, the
721721 Commission shall publish the mechanism for access to the electronic
722722 hearing.
723723 1. All persons wishing to be heard at the hearing shall
724724 notify the executive director of the Commission or other designated
725725 member in writing of their desire to appear and testify at the
726726 hearing not less than five (5) business days before the scheduled
727727 date of the hearing.
728728 2. Hearings shall be conducted in a manner providing each
729729 person who wishes to comment a fair and reasonable opportunity to
730730 comment orally or in writing.
731731 3. All hearings will be recorded. A copy of the recording
732732 will be made available on request.
733733 4. Nothing in this section shall be construed as requiring a
734734 separate hearing on each Rule. Rules may be grouped for the
735735 convenience of the Commission at hearings required by this section.
736736 J. Following the scheduled hearing date, or by the close of
737737 business on the scheduled hearing date if the hearing was not held,
738738 the Commission shall consider all written and oral comments
739739 received.
740740 K. If no written notice of intent to attend the public hearing by
741741 interested parties is received, the Commission may proceed with
742742 promulgation of the proposed Rule without a public hearing.
743743 L. The Commission shall, by majority vote of all members, take
744744 final action on the proposed Rule and shall determine the effective
745745 date of the Rule, if any, based on the Rulemaking record and the
746746 full text of the Rule.
747747 M. Upon determination that an emergency exists, the Commission may
748748 consider and adopt an emergency Rule without prior notice,
749749 opportunity for comment, or hearing, provided that the usual
750750 Rulemaking procedures provided in the Compact and in this section
751751 shall be retroactively applied to the Rule as soon as reasonably
752752 possible, in no event later than ninety (90) days after the
753753 effective date of the Rule. For the purposes of this provision, an
754754 emergency Rule is one that must be adopted immediately in order to:
755755 1. Meet an imminent threat to public health, safety, or
756756 welfare;
757757 2. Prevent a loss of Commission or Member State funds;
758758 3. Meet a deadline for the promulgation of an administrative
759759 Rule that is established by federal law or Rule; or
760760 4. Protect public health and safety.
761761 N. The Commission or an authorized committee of the Commission may
762762 direct revisions to a previously adopted Rule or amendment for
763763 purposes of correcting typographical errors, errors in format,
764764 errors in consistency, or grammatical errors. Public notice of any
765765 revisions shall be posted on the website of the Commission. The
766766 revision shall be subject to challenge by any person for a period of
767767 thirty (30) days after posting. The revision may be challenged only
768768 on grounds that the revision results in a material change to a Rule.
769769 A challenge shall be made in writing and delivered to the chair of
770770 the Commission prior to the end of the notice period. If no
771771 challenge is made, the revision will take effect without further
772772 action. If the revision is challenged, the revision may not take
773773 effect without the approval of the Commission.
774774 SECTION 12. OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT
775775 A. Oversight
776776 1. The executive, legislative, and judicial branches of
777777 State government in each Member State shall enforce this Compact
778778 and take all actions necessary and appropriate to effectuate the
779779 Compact's purposes and intent. The provisions of this Compact and
780780 the Rules promulgated hereunder shall have standing as statutory
781781 law.
782782 2. All courts shall take judicial notice of the Compact and
783783 the Rules in any judicial or administrative proceeding in a Member
784784 State pertaining to the subject matter of this Compact which may
785785 affect the powers, responsibilities, or actions of the Commission.
786786 3. The Commission shall be entitled to receive service of
787787 process in any such proceeding and shall have standing to intervene
788788 in such a proceeding for all purposes. Failure to provide service
789789 of process to the Commission shall render a judgment or order void
790790 as to the Commission, this Compact, or promulgated Rules.
791791 B. Default, Technical Assistance, and Termination
792792 1. If the Commission determines that a Member State has
793793 defaulted in the performance of its obligations or responsibilities
794794 under this Compact or the promulgated Rules, the Commission shall:
795795 a. Provide written notice to the defaulting State and
796796 other Member States of the nature of the default, the proposed means
797797 of curing the default and/or any other action to be taken by the
798798 Commission; and
799799 b. Provide remedial training and specific technical
800800 assistance regarding the default.
801801 C. If a State in default fails to cure the default, the defaulting
802802 State may be terminated from the Compact upon an affirmative vote of
803803 a majority of the Member States, and all rights, privileges and
804804 benefits conferred by this Compact may be terminated on the
805805 effective date of termination. A cure of the default does not
806806 relieve the offending State of obligations or liabilities incurred
807807 during the period of default.
808808 D. Termination of membership in the Compact shall be imposed only
809809 after all other means of securing compliance have been exhausted.
810810 Notice of intent to suspend or terminate shall be given by the
811811 Commission to the governor, the majority and minority leaders of
812812 the defaulting State's legislature, and each of the Member States.
813813 E. A State that has been terminated is responsible for all
814814 assessments, obligations, and liabilities incurred through the
815815 effective date of termination, including obligations that extend
816816 beyond the effective date of termination.
817817 F. The Commission shall not bear any costs related to a State that
818818 is found to be in default or that has been terminated from the
819819 Compact, unless agreed upon in writing between the Commission and
820820 the defaulting State.
821821 G. The defaulting State may appeal the action of the Commission by
822822 petitioning the U.S. District Court for the District of Columbia or
823823 the federal district where the Commission has its principal
824824 offices. The prevailing member shall be awarded all costs of such
825825 litigation, including reasonable attorney's fees.
826826 H. Dispute Resolution
827827 1. Upon request by a Member State, the Commission shall
828828 attempt to resolve disputes related to the Compact that arise among
829829 Member States and between member and non-Member States.
830830 2. The Commission shall promulgate a Rule providing for both
831831 mediation and binding dispute resolution for disputes as
832832 appropriate.
833833 I. Enforcement
834834 1. The Commission, in the reasonable exercise of its
835835 discretion, shall enforce the provisions and Rules of this Compact.
836836 2. By majority vote, the Commission may initiate legal
837837 action in the United States District Court for the District of
838838 Columbia or the federal district where the Commission has its
839839 principal offices against a Member State in default to enforce
840840 compliance with the provisions of the Compact and its promulgated
841841 Rules and bylaws. The relief sought may include both injunctive
842842 relief and damages. In the event judicial enforcement is
843843 necessary, the prevailing member shall be awarded all costs of such
844844 litigation, including reasonable attorney's fees.
845845 3. The remedies herein shall not be the exclusive remedies
846846 of the Commission. The Commission may pursue any other remedies
847847 available under federal or State law.
848848 SECTION 13. DATE OF IMPLEMENTATION OF THE COUNSELING COMPACT
849849 COMMISSION AND ASSOCIATED RULES, WITHDRAWAL, AND AMENDMENT
850850 A. The Compact shall come into effect on the date on which the
851851 Compact statute is enacted into law in the tenth Member State. The
852852 provisions, which become effective at that time, shall be limited
853853 to the powers granted to the Commission relating to assembly and the
854854 promulgation of Rules. Thereafter, the Commission shall meet and
855855 exercise Rulemaking powers necessary to the implementation and
856856 administration of the Compact.
857857 B. Any State that joins the Compact subsequent to the Commission's
858858 initial adoption of the Rules shall be subject to the Rules as they
859859 exist on the date on which the Compact becomes law in that State.
860860 Any Rule that has been previously adopted by the Commission shall
861861 have the full force and effect of law on the day the Compact becomes
862862 law in that State.
863863 C. Any Member State may withdraw from this Compact by enacting a
864864 statute repealing the same.
865865 1. A Member State's withdrawal shall not take effect until
866866 six (6) months after enactment of the repealing statute.
867867 2. Withdrawal shall not affect the continuing requirement
868868 of the withdrawing State's Professional Counseling Licensing Board
869869 to comply with the investigative and Adverse Action reporting
870870 requirements of this act prior to the effective date of withdrawal.
871871 D. Nothing contained in this Compact shall be construed to
872872 invalidate or prevent any Professional Counseling licensure
873873 agreement or other cooperative arrangement between a Member State
874874 and a non-Member State that does not conflict with the provisions of
875875 this Compact.
876876 E. This Compact may be amended by the Member States. No amendment
877877 to this Compact shall become effective and binding upon any Member
878878 State until it is enacted into the laws of all Member States.
879879 SECTION 14. CONSTRUCTION AND SEVERABILITY
880880 This Compact shall be liberally construed so as to effectuate the
881881 purposes thereof. The provisions of this Compact shall be
882882 severable and if any phrase, clause, sentence or provision of this
883883 Compact is declared to be contrary to the constitution of any Member
884884 State or of the United States or the applicability thereof to any
885885 government, agency, person or circumstance is held invalid, the
886886 validity of the remainder of this Compact and the applicability
887887 thereof to any government, agency, person or circumstance shall not
888888 be affected thereby. If this Compact shall be held contrary to the
889889 constitution of any Member State, the Compact shall remain in full
890890 force and effect as to the remaining Member States and in full force
891891 and effect as to the Member State affected as to all severable
892892 matters.
893893 SECTION 15. BINDING EFFECT OF COMPACT AND OTHER LAWS
894894 A. A Licensee providing Professional Counseling services in a
895895 Remote State under the Privilege to Practice shall adhere to the
896896 laws and regulations, including scope of practice, of the Remote
897897 State.
898898 B. Nothing herein prevents the enforcement of any other law of a
899899 Member State that is not inconsistent with the Compact.
900900 C. Any laws in a Member State in conflict with the Compact are
901901 superseded to the extent of the conflict.
902902 D. Any lawful actions of the Commission, including all Rules and
903903 bylaws properly promulgated by the Commission, are binding upon the
904904 Member States.
905905 E. All permissible agreements between the Commission and the
906906 Member States are binding in accordance with their terms.
907907 F. In the event any provision of the Compact exceeds the
908908 constitutional limits imposed on the legislature of any Member
909909 State, the provision shall be ineffective to the extent of the
910910 conflict with the constitutional provision in question in that
911911 Member State.
912912 Sec. 503.502. ADMINISTRATION OF COMPACT. The executive
913913 council is the Licensed Professional Counselors Compact
914914 administrator for this state.
915915 Sec. 503.503. RULES. The executive council may adopt rules
916916 necessary to implement this subchapter.
917917 SECTION 2. This Act takes effect September 1, 2023.