1 | 1 | | I |
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2 | 2 | | 119THCONGRESS |
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3 | 3 | | 1 |
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4 | 4 | | STSESSION H. R. 3239 |
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5 | 5 | | To improve commercialization activities in the SBIR and STTR programs, |
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6 | 6 | | and for other purposes. |
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7 | 7 | | IN THE HOUSE OF REPRESENTATIVES |
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8 | 8 | | MAY7, 2025 |
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9 | 9 | | Ms. H |
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10 | 10 | | OULAHAN(for herself and Mr. BALDERSON) introduced the following |
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11 | 11 | | bill; which was referred to the Committee on Small Business, and in addi- |
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12 | 12 | | tion to the Committees on Science, Space, and Technology, and the Judi- |
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13 | 13 | | ciary, for a period to be subsequently determined by the Speaker, in each |
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14 | 14 | | case for consideration of such provisions as fall within the jurisdiction of |
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15 | 15 | | the committee concerned |
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16 | 16 | | A BILL |
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17 | 17 | | To improve commercialization activities in the SBIR and |
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18 | 18 | | STTR programs, and for other purposes. |
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19 | 19 | | Be it enacted by the Senate and House of Representa-1 |
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20 | 20 | | tives of the United States of America in Congress assembled, 2 |
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21 | 21 | | SECTION 1. SHORT TITLE. 3 |
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22 | 22 | | This Act may be cited as the ‘‘Research Advancing 4 |
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23 | 23 | | to Market Production for Innovators Act’’. 5 |
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26 | 26 | | •HR 3239 IH |
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27 | 27 | | SEC. 2. IMPROVEMENTS TO COMMERCIALIZATION SELEC-1 |
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28 | 28 | | TION. 2 |
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29 | 29 | | (a) I |
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30 | 30 | | NGENERAL.—Section 9 of the Small Business 3 |
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31 | 31 | | Act (15 U.S.C. 638) is amended— 4 |
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32 | 32 | | (1) in subsection (g)— 5 |
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33 | 33 | | (A) in paragraph (4)(B)(i), by striking ‘‘1 6 |
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34 | 34 | | year’’ and inserting ‘‘180 days’’; 7 |
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35 | 35 | | (B) in paragraph (16), by striking ‘‘and’’ 8 |
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36 | 36 | | at the end; 9 |
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37 | 37 | | (C) in paragraph (17), by striking the pe-10 |
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38 | 38 | | riod at the end and inserting ‘‘; and’’; and 11 |
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39 | 39 | | (D) by adding at the end the following: 12 |
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40 | 40 | | ‘‘(18) with respect to peer review carried out 13 |
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41 | 41 | | under the SBIR program, to the extent practicable, 14 |
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42 | 42 | | include in the peer review— 15 |
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43 | 43 | | ‘‘(A) the likelihood of commercialization in 16 |
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44 | 44 | | addition to scientific and technical merit and 17 |
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45 | 45 | | feasibility; and 18 |
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46 | 46 | | ‘‘(B) not less than 1 reviewer with com-19 |
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47 | 47 | | mercialization expertise who is capable of as-20 |
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48 | 48 | | sessing the likelihood of commercialization.’’; 21 |
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49 | 49 | | and 22 |
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50 | 50 | | (2) in subsection (o)— 23 |
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51 | 51 | | (A) in paragraph (4)(B)(i), by striking ‘‘1 24 |
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52 | 52 | | year’’ and inserting ‘‘180 days’’; 25 |
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55 | 55 | | •HR 3239 IH |
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56 | 56 | | (B) in paragraph (20), by striking ‘‘and’’ 1 |
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57 | 57 | | at the end; 2 |
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58 | 58 | | (C) in paragraph (21), by striking the pe-3 |
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59 | 59 | | riod at the end and inserting ‘‘; and’’; and 4 |
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60 | 60 | | (D) by adding at the end the following: 5 |
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61 | 61 | | ‘‘(22) with respect to peer review carried out 6 |
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62 | 62 | | under the STTR program, to the extent practicable, 7 |
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63 | 63 | | include in the peer review— 8 |
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64 | 64 | | ‘‘(A) the likelihood of commercialization in 9 |
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65 | 65 | | addition to scientific and technical merit and 10 |
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66 | 66 | | feasibility; and 11 |
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67 | 67 | | ‘‘(B) not less than 1 reviewer with com-12 |
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68 | 68 | | mercialization expertise who is capable of as-13 |
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69 | 69 | | sessing the likelihood of commercialization.’’. 14 |
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70 | 70 | | SEC. 3. IMPROVEMENTS TO PHASE FLEXIBILITY. 15 |
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71 | 71 | | (a) I |
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72 | 72 | | NGENERAL.—Section 9(cc) of the Small Busi-16 |
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73 | 73 | | ness Act (15 U.S.C. 638(cc)) is amended— 17 |
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74 | 74 | | (1) by striking ‘‘During fiscal years 2012 18 |
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75 | 75 | | through 2025, the National Institutes of Health, the 19 |
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76 | 76 | | Department of Defense, and the Department of 20 |
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77 | 77 | | Education may each’’ and inserting the following: 21 |
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78 | 78 | | ‘‘(1) I |
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79 | 79 | | N GENERAL.—During fiscal years 2025, 22 |
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80 | 80 | | 2026, and 2027, each Federal agency with an SBIR 23 |
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81 | 81 | | or STTR program may’’; and 24 |
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82 | 82 | | (2) by adding at the end the following: 25 |
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85 | 85 | | •HR 3239 IH |
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86 | 86 | | ‘‘(2) LIMITATION.—The total value of awards 1 |
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87 | 87 | | provided by a Federal agency under this subsection 2 |
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88 | 88 | | in a fiscal year shall be— 3 |
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89 | 89 | | ‘‘(A) except as provided in subparagraph 4 |
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90 | 90 | | (B) and (C), not more than 10 percent of the 5 |
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91 | 91 | | total funds allocated to the SBIR and STTR 6 |
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92 | 92 | | programs of the Federal agency during that fis-7 |
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93 | 93 | | cal year; 8 |
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94 | 94 | | ‘‘(B) with respect to the National Insti-9 |
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95 | 95 | | tutes of Health, not more than 30 percent of 10 |
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96 | 96 | | the total funds allocated to the SBIR and 11 |
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97 | 97 | | STTR programs of the National Institutes of 12 |
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98 | 98 | | Health during that fiscal year; and 13 |
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99 | 99 | | ‘‘(C) The limitation under subparagraph 14 |
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100 | 100 | | (A) shall not apply with respect to the Depart-15 |
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101 | 101 | | ment of Defense.’’. 16 |
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102 | 102 | | (b) R |
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103 | 103 | | EPORT.—Not later than 1 year after the date 17 |
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104 | 104 | | of enactment of this Act, the Administrator of the Small 18 |
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105 | 105 | | Business Administration shall provide a briefing to the 19 |
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106 | 106 | | Committee on Small Business and Entrepreneurship of 20 |
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107 | 107 | | the Senate and the Committee on Small Business of the 21 |
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108 | 108 | | House of Representatives regarding the authority provided 22 |
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109 | 109 | | under section 9(cc) of the Small Business Act (15 U.S.C. 23 |
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110 | 110 | | 638(cc)), as amended by paragraph (1). 24 |
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113 | 113 | | •HR 3239 IH |
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114 | 114 | | SEC. 4. TECHNOLOGY COMMERCIALIZATION OFFICIAL. 1 |
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115 | 115 | | Section 9 of the Small Business Act (15 U.S.C. 638) 2 |
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116 | 116 | | is amended by adding at the end the following: 3 |
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117 | 117 | | ‘‘(aaa) T |
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118 | 118 | | ECHNOLOGY COMMERCIALIZATION OFFI-4 |
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119 | 119 | | CIAL.—Each Federal agency participating in the SBIR or 5 |
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120 | 120 | | STTR program shall— 6 |
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121 | 121 | | ‘‘(1) designate an existing official within the 7 |
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122 | 122 | | Federal agency as the Technology Commercialization 8 |
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123 | 123 | | Official of the Federal agency, who shall— 9 |
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124 | 124 | | ‘‘(A) have sufficient commercialization ex-10 |
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125 | 125 | | perience; 11 |
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126 | 126 | | ‘‘(B) provide guidance to SBIR and STTR 12 |
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127 | 127 | | program awardees in commercializing and 13 |
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128 | 128 | | transitioning technologies; 14 |
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129 | 129 | | ‘‘(C) identify and advocate for SBIR and 15 |
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130 | 130 | | STTR program technologies with sufficient 16 |
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131 | 131 | | technology and commercialization readiness to 17 |
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132 | 132 | | advance to Phase III awards or other non- 18 |
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133 | 133 | | SBIR or STTR program contracts; 19 |
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134 | 134 | | ‘‘(D) coordinate with the Administration 20 |
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135 | 135 | | and Technology Commercialization Officials of 21 |
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136 | 136 | | other Federal agencies to identify additional 22 |
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137 | 137 | | markets and commercialization pathways for 23 |
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138 | 138 | | promising SBIR and STTR program tech-24 |
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139 | 139 | | nologies; 25 |
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142 | 142 | | •HR 3239 IH |
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143 | 143 | | ‘‘(E) submit to the Administration an an-1 |
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144 | 144 | | nual report on the number of technologies from 2 |
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145 | 145 | | the SBIR or STTR program that have ad-3 |
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146 | 146 | | vanced commercialization activities, including 4 |
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147 | 147 | | information required in the commercialization 5 |
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148 | 148 | | impact assessment under subsection (ccc); 6 |
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149 | 149 | | ‘‘(F) submit to the Administration an an-7 |
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150 | 150 | | nual report on actions taken by the Federal 8 |
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151 | 151 | | agency, and the results of those actions, to sim-9 |
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152 | 152 | | plify, standardize, and expedite the application 10 |
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153 | 153 | | process and requirements, procedures, and con-11 |
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154 | 154 | | tracts as required under subsection (hh); and 12 |
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155 | 155 | | ‘‘(G) carry out such other duties as the 13 |
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156 | 156 | | Federal agency determines necessary; or 14 |
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157 | 157 | | ‘‘(2) identify an official carrying out substan-15 |
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158 | 158 | | tially similar responsibilities as those described in 16 |
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159 | 159 | | paragraph (1).’’. 17 |
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160 | 160 | | SEC. 5. IMPROVEMENTS TO TECHNICAL AND BUSINESS AS-18 |
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161 | 161 | | SISTANCE. 19 |
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162 | 162 | | Section 9(q) of the Small Business Act (15 U.S.C. 20 |
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163 | 163 | | 638(q)) is amended— 21 |
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164 | 164 | | (1) in paragraph (1), in the matter preceding 22 |
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165 | 165 | | subparagraph (A)— 23 |
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166 | 166 | | (A) by striking ‘‘may enter into an agree-24 |
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167 | 167 | | ment with 1 or more vendors selected under 25 |
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170 | 170 | | •HR 3239 IH |
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171 | 171 | | paragraph (2)(A) to provide small business con-1 |
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172 | 172 | | cerns engaged in SBIR or STTR projects with 2 |
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173 | 173 | | technical and business assistance services’’ and 3 |
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174 | 174 | | inserting ‘‘shall authorize recipients of awards 4 |
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175 | 175 | | under the SBIR or STTR program to select, if 5 |
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176 | 176 | | desired, technical and business assistance pro-6 |
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177 | 177 | | vided under subparagraph (A), (B), or (C) of 7 |
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178 | 178 | | paragraph (2) with respect to SBIR or STTR 8 |
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179 | 179 | | projects’’; 9 |
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180 | 180 | | (B) by inserting ‘‘cybersecurity assist-10 |
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181 | 181 | | ance,’’ after ‘‘intellectual property protections,’’; 11 |
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182 | 182 | | and 12 |
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183 | 183 | | (C) by striking ‘‘such concerns’’ and in-13 |
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184 | 184 | | serting ‘‘such recipients’’; 14 |
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185 | 185 | | (2) in paragraph (2), by adding at the end the 15 |
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186 | 186 | | following: 16 |
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187 | 187 | | ‘‘(C) S |
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188 | 188 | | TAFF.—A small business concern 17 |
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189 | 189 | | may, by contract or otherwise, use funding pro-18 |
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190 | 190 | | vided under this section to hire new staff, aug-19 |
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191 | 191 | | ment staff, or direct staff to conduct or partici-20 |
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192 | 192 | | pate in training activities consistent with the 21 |
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193 | 193 | | goals listed in paragraph (1).’’; 22 |
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194 | 194 | | (3) in paragraph (3), by striking subparagraphs 23 |
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195 | 195 | | (A) and (B) and inserting the following: 24 |
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198 | 198 | | •HR 3239 IH |
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199 | 199 | | ‘‘(A) PHASE I.—A Federal agency de-1 |
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200 | 200 | | scribed in paragraph (1) shall authorize a re-2 |
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201 | 201 | | cipient of a Phase I SBIR or STTR award to 3 |
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202 | 202 | | utilize not more than $6,500 per project, in-4 |
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203 | 203 | | cluded as part of the award of the recipient or 5 |
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204 | 204 | | in addition to the amount of the award of the 6 |
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205 | 205 | | recipient as determined appropriate by the head 7 |
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206 | 206 | | of the Federal agency, for the services described 8 |
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207 | 207 | | in paragraph (1)— 9 |
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208 | 208 | | ‘‘(i) provided through a vendor se-10 |
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209 | 209 | | lected under paragraph (2)(A); 11 |
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210 | 210 | | ‘‘(ii) provided through a vendor other 12 |
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211 | 211 | | than a vendor selected under paragraph 13 |
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212 | 212 | | (2)(A); 14 |
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213 | 213 | | ‘‘(iii) achieved through the activities 15 |
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214 | 214 | | described in paragraph (2)(C); or 16 |
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215 | 215 | | ‘‘(iv) provided or achieved through 17 |
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216 | 216 | | any combination of clauses (i), (ii), and 18 |
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217 | 217 | | (iii). 19 |
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218 | 218 | | ‘‘(B) P |
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219 | 219 | | HASE II.—A Federal agency de-20 |
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220 | 220 | | scribed in paragraph (1) shall authorize a re-21 |
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221 | 221 | | cipient of a Phase II SBIR or STTR award to 22 |
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222 | 222 | | utilize not more than $50,000 per project, in-23 |
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223 | 223 | | cluded as part of the award of the recipient or 24 |
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224 | 224 | | in addition to the amount of the award of the 25 |
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227 | 227 | | •HR 3239 IH |
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228 | 228 | | recipient as determined appropriate by the head 1 |
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229 | 229 | | of the Federal agency, for the services described 2 |
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230 | 230 | | in paragraph (1)— 3 |
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231 | 231 | | ‘‘(i) provided through a vendor se-4 |
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232 | 232 | | lected under paragraph (2)(A); 5 |
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233 | 233 | | ‘‘(ii) provided through a vendor other 6 |
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234 | 234 | | than a vendor selected under paragraph 7 |
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235 | 235 | | (2)(A); 8 |
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236 | 236 | | ‘‘(iii) achieved through the activities 9 |
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237 | 237 | | described in paragraph (2)(C); or 10 |
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238 | 238 | | ‘‘(iv) provided or achieved through 11 |
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239 | 239 | | any combination of clauses (i), (ii), and 12 |
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240 | 240 | | (iii).’’; and 13 |
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241 | 241 | | (4) by adding at the end the following: 14 |
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242 | 242 | | ‘‘(5) T |
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243 | 243 | | ARGETED REVIEW .—A Federal agency 15 |
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244 | 244 | | may perform targeted reviews of technical and busi-16 |
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245 | 245 | | ness assistance funding as described in subsection 17 |
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246 | 246 | | (mm)(1)(F).’’. 18 |
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247 | 247 | | SEC. 6. I-CORPS PARTICIPATION. 19 |
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248 | 248 | | Section 9 of the Small Business Act (15 U.S.C. 638), 20 |
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249 | 249 | | as amended by section 4, is amended by adding at the 21 |
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250 | 250 | | end the following: 22 |
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251 | 251 | | ‘‘(bbb) I-C |
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252 | 252 | | ORPSPARTICIPATION.— 23 |
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253 | 253 | | ‘‘(1) I |
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254 | 254 | | N GENERAL.—Each Federal agency that 24 |
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255 | 255 | | is required to conduct an SBIR or STTR program 25 |
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258 | 258 | | •HR 3239 IH |
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259 | 259 | | with an Innovation Corps (commonly known as ‘I- 1 |
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260 | 260 | | Corps’) program shall— 2 |
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261 | 261 | | ‘‘(A) provide an option for participation in 3 |
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262 | 262 | | an I-Corps teams course by recipients of an 4 |
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263 | 263 | | award under the SBIR or STTR program; and 5 |
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264 | 264 | | ‘‘(B) authorize the recipients described in 6 |
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265 | 265 | | subparagraph (A) to use an award provided 7 |
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266 | 266 | | under subsection (q) to provide additional tech-8 |
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267 | 267 | | nical assistance for participation in the I-Corps 9 |
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268 | 268 | | teams course. 10 |
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269 | 269 | | ‘‘(2) C |
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270 | 270 | | OST OF PARTICIPATION .—The cost of 11 |
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271 | 271 | | participation by a recipient described in paragraph 12 |
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272 | 272 | | (1)(A) in an I-Corps course may be provided by— 13 |
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273 | 273 | | ‘‘(A) an I-Corps team grant; 14 |
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274 | 274 | | ‘‘(B) funds awarded to the recipient under 15 |
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275 | 275 | | subsection (q); 16 |
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276 | 276 | | ‘‘(C) the participating teams or other 17 |
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277 | 277 | | sources as appropriate; or 18 |
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278 | 278 | | ‘‘(D) any combination of sources described 19 |
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279 | 279 | | in subparagraphs (A), (B), and (C).’’. 20 |
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280 | 280 | | SEC. 7. COMMERCIALIZATION IMPACT ASSESSMENT. 21 |
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281 | 281 | | Section 9 of the Small Business Act (15 U.S.C. 638), 22 |
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282 | 282 | | as amended by sections 4 and 6, is amended by adding 23 |
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283 | 283 | | at the end the following: 24 |
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284 | 284 | | ‘‘(ccc) C |
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285 | 285 | | OMMERCIALIZATION IMPACTASSESSMENT.— 25 |
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288 | 288 | | •HR 3239 IH |
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289 | 289 | | ‘‘(1) IN GENERAL.—The Administrator shall co-1 |
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290 | 290 | | ordinate with each Federal agency with an SBIR or 2 |
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291 | 291 | | STTR program to develop an annual commercializa-3 |
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292 | 292 | | tion impact assessment report, which shall measure, 4 |
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293 | 293 | | for each small business concern that has received 5 |
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294 | 294 | | not less than 50 Phase II awards on or after Octo-6 |
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295 | 295 | | ber 1 of the ninth fiscal year before the fiscal year 7 |
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296 | 296 | | in which the report is submitted— 8 |
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297 | 297 | | ‘‘(A) total dollar value of Federal awards, 9 |
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298 | 298 | | contracts, and subcontracts, other than SBIR 10 |
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299 | 299 | | or STTR awards, received by the small business 11 |
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300 | 300 | | concern over the preceding 9 fiscal years; 12 |
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301 | 301 | | ‘‘(B) the total dollar value of all SBIR and 13 |
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302 | 302 | | STTR Phase I and Phase II awards received by 14 |
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303 | 303 | | the small business concern over the preceding 9 15 |
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304 | 304 | | fiscal years; 16 |
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305 | 305 | | ‘‘(C) the average annual gross revenue of 17 |
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306 | 306 | | the small business concern over the preceding 9 18 |
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307 | 307 | | fiscal years; 19 |
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308 | 308 | | ‘‘(D) total revenue from the sale or licens-20 |
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309 | 309 | | ing of new products and services resulting from 21 |
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310 | 310 | | the research conducted under the awards re-22 |
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311 | 311 | | ceived in the preceding 9 fiscal years; 23 |
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312 | 312 | | ‘‘(E) additional investment from any 24 |
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313 | 313 | | source other than Phase I or Phase II SBIR or 25 |
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316 | 316 | | •HR 3239 IH |
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317 | 317 | | STTR awards, to further the research and de-1 |
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318 | 318 | | velopment conducted under the awards received 2 |
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319 | 319 | | in the preceding 9 fiscal years; 3 |
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320 | 320 | | ‘‘(F) mergers and acquisitions of award re-4 |
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321 | 321 | | cipients during or after the completion of a 5 |
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322 | 322 | | Phase II award; 6 |
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323 | 323 | | ‘‘(G) new, unique spin-out companies re-7 |
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324 | 324 | | sulting from research conducted under the 8 |
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325 | 325 | | awards received in the preceding 9 fiscal years; 9 |
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326 | 326 | | ‘‘(H) patents acquired as a result of re-10 |
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327 | 327 | | search conducted under the awards received in 11 |
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328 | 328 | | the preceding 9 fiscal years; 12 |
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329 | 329 | | ‘‘(I) the year of first Phase II award and 13 |
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330 | 330 | | the total number of employees at the time of 14 |
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331 | 331 | | first Phase II award; 15 |
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332 | 332 | | ‘‘(J) the number of employees, as of the 16 |
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333 | 333 | | end of the most recent fiscal year; and 17 |
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334 | 334 | | ‘‘(K) the total number and value of Phase 18 |
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335 | 335 | | III awards received. 19 |
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336 | 336 | | ‘‘(2) P |
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337 | 337 | | UBLICATION.—The commercialization im-20 |
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338 | 338 | | pact assessment report described in paragraph (1) 21 |
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339 | 339 | | shall be— 22 |
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340 | 340 | | ‘‘(A) included in the annual report sub-23 |
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341 | 341 | | mitted under subsection (b)(7); and 24 |
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342 | 342 | | ‘‘(B) submitted to— 25 |
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345 | 345 | | •HR 3239 IH |
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346 | 346 | | ‘‘(i) the Committee on Small Business 1 |
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347 | 347 | | and Entrepreneurship of the Senate; and 2 |
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348 | 348 | | ‘‘(ii) the Committee on Science, 3 |
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349 | 349 | | Space, and Technology and the Committee 4 |
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350 | 350 | | on Small Business of the House of Rep-5 |
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351 | 351 | | resentatives.’’. 6 |
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352 | 352 | | SEC. 8. PATENT ASSISTANCE. 7 |
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353 | 353 | | Section 9 of the Small Business Act (15 U.S.C. 638), 8 |
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354 | 354 | | as amended by sections 4, 6, and 7, is amended by adding 9 |
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355 | 355 | | at the end the following: 10 |
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356 | 356 | | ‘‘(ddd) P |
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357 | 357 | | ATENTASSISTANCE.— 11 |
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358 | 358 | | ‘‘(1) D |
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359 | 359 | | EFINITIONS.—In this subsection— 12 |
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360 | 360 | | ‘‘(A) the term ‘Director’ means the Under 13 |
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361 | 361 | | Secretary of Commerce for Intellectual Property 14 |
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362 | 362 | | and Director of the USPTO; and 15 |
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363 | 363 | | ‘‘(B) the term ‘USPTO’ means the United 16 |
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364 | 364 | | States Patent and Trademark Office. 17 |
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365 | 365 | | ‘‘(2) A |
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366 | 366 | | SSISTANCE.—The Administrator shall 18 |
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367 | 367 | | enter into an interagency agreement with the Direc-19 |
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368 | 368 | | tor under which the Director shall assist recipients 20 |
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369 | 369 | | of an award under the SBIR or STTR program (in 21 |
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370 | 370 | | this paragraph referred to as ‘SBIR and STTR re-22 |
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371 | 371 | | cipients’) relating to intellectual property protection 23 |
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372 | 372 | | by establishing a prioritized patent examination pro-24 |
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373 | 373 | | gram for SBIR and STTR recipients. 25 |
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375 | 375 | | ssavage on LAPJG3WLY3PROD with BILLS 14 |
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376 | 376 | | •HR 3239 IH |
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377 | 377 | | ‘‘(3) OUTREACH.—The Administrator shall co-1 |
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378 | 378 | | ordinate with the Director to provide outreach re-2 |
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379 | 379 | | garding the Pro Se Assistance Program of, and 3 |
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380 | 380 | | scam prevention services provided by, the USPTO.’’. 4 |
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381 | 381 | | Æ |
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383 | 383 | | ssavage on LAPJG3WLY3PROD with BILLS |
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